Privacy Act of 1974; Republication of Systems of Records

CONSUMER PRODUCT SAFETY COMMISSION

Privacy Act of 1974; Republication of Systems of Records

AGENCY: Consumer Product Safety Commission.

ACTION: Republication and revision of systems of records

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SUMMARY: The Consumer Product Safety Commission is republishing its

Privacy Act systems of records with certain changes, additions, and

deletions.

DATES: Systems with substantive changes will become effective on

February 8, 1999, unless comments are receicved which require a

contrary determination.

ADDRESSES: Comments should be mailed to the Office of the Secretary,

Consumer Product Safety Commission. Washington, DC 20207,

FOR FURTHER INFORMATION CONTACT: Joseph F. Rosenthal, Office of the

General Counsel, Consumer Product Safety Commission, Washington, DC

20207, Telephone (301) 504-0908.

SUPPLEMENTARY INFOMATION: In accordance with Presidential Memorandum of

May 14, 1998, the Consumer Product Safety Commission has reviewed its

Privacy Act systems of records, and is republishing its notices of

Privacy Act systems of records with necessary changes and additions.

Addresses have been changed throughout to reflect the Commission's

current location and organizational structure, and minor stylistic

changes have been made to provide a more consistent format throughout.

Additional changes and newly published systems are noted below.

CPSC-1, Injury and Incident Investigation Files. The name of the

system has been changed from ``Ancient Reports (In-Depth)'' to reflect

the inclusion of follow-up instigative reports of injuries and reported

hazardous incidents as well as the coded data and one line narratives

received from hospitals. ``Purpose(s)'' and ``Record Source'' sections

have been added to conform to standard practice. The ``Storage''

section now refers generically to computer storage media, since some

records are stored on optical computer disks for long-term storage. A

sentence has been added to describe the

[[Page 71900]]

disposition of the original paper records. A sentence has been added to

the ``Retrievability'' section to reflect the fact that records are

also retrievable by product category. A sentence has been added to the

``Safeguards'' section to cover investigative reports that, unlike

those received from hospitals, may contain personal data.

CPSC-2, Advisory Committee Records. The first sentence of the

``Routine uses'' section has been moved to a new ``Purpose(s) ''

section.

CPSC-3, Claims. The first sentence of the ``Routine uses'' section

has been moved to a new ``Purpose(s)'' section. The system location has

been moved from the Office of Human Resources management to the Office

of the General Counsel, and the system manager has been changed to the

General Counsel.

CPSC-4, Hotline Database. A routine use has been added to permit

the Commission to forward complete records to other governmental

agencies having apparent jurisdiction over the products or hazards

disclosed in the records. The Commission sometimes receives

communications relating to matters outside the Commission's

jurisdiction, such as those relating to automobiles. The new routine

use would permit the Commission to forward those communications to the

appropriate agency, such as the National Highway Transportation

Administration, that does have jurisdiction. The ``retrievability''

section no longer excludes the possibility of retrieval by the name of

a victim different from the person who contacts the Commission. The

``systems exempted'' section has been removed because the system is no

longer used for purely statistical purposes--individual records may be

used for accident causation analysis.

CPSC-5, Commissioners' Biographies. The ``Categories of

individuals'' section has been narrowed. This system of records now

includes information about Commissioners only. The first sentence of

the ``Routine uses'' section has been moved to a new ``Purpose(s)''

section. The ``Routine uses'' section itself has been broadened to

permit unrestricted disclosure, which is consistent with the fact that

the information in the records has been furnished by the person to whom

it pertains for the express purpose of facilitating dissemination.

CPSC-6, Office of the Inspector General Investigative Files.

Routine use 11 has been revisited in light of the Debt Collection

Improvement Act of 1966 to allow disclosure to the Department of the

Treasury for the purpose of collecting delinquent debts.

CPSC-7, Enforcement and Investigation Files. The name of the system

has been changed from ``Enforcement and Litigation Files'' to more

accurately reflect the nature of the system. The ``Categories of

Individuals'' section has been amended to include the individuals who

may be named in the documents described in the ``Categories of

Records'' section. This make the ``Categories of Individuals'' section

consistent with the ``Categories of Records'' and ``Retrievability''

sections.

CPSC-8, Integrated Field System. The routine use relating to

enforcement and litigation has been removed. Although these records

indirectly support the Commission's enforcement activities, they are

used only for internal management functions.

CPSC-9, General Counsel Tracking System. No changes.

CPSC-10, Procurement Files. In the ``Retention'' section the

reference to destruction of computer records has been removed.

CPS-11, Employee Motor Vehicle Operators and Accident Report

Records. This system has been deleted. The Commission no longer keeps

records of this type. Records relating to claims against the Commission

arising from motor vehicle accidents allegedly caused by employees in

the course of duty are kept in the system called CPSC-3, Claims.

CPSC-12, Employee Outside Activity Notices. Additional authorities

for the record system have been cited. The first routine use has been

moved to a new ``Purpose(s)'' section. The retention period has been

shortened in that the records are no longer kept after an employee

leaves the agency

CPSC-13, Personnel Data System. Race and national origin and merit

pool identifier are no longer kept and have been removed from ``Record

categories.'' Information on individual vendors to the Commission,

including employee who receive reimbursement for expenses, has been

added to that section. Two new routine uses have been added: disclosure

in connection with relevant litigation, and disclosure in connection

with child support enforcement actions.

CPSC-14, Corrective Actions and Sample Tracking System. ``Sample

Tracking'' was added to the system name to more accurately reflect the

function of the system. Some organizational names were changed to

reflect a reorganization of the Office of Compliance. The ``Categories

of Individuals'' section was modified to include the contact person at

the entity under investigation. The ``safeguards'' section was modified

to show that certain employees in the field can access the system.

CPSC-15, Employee Relations Files. The former routine use number

five has been moved to a new ``Purpose(s)'' section. A new routine use

has been added to permit disclosure in relevant litigation without

requiring a judicial subpoena, i.e., one actually signed by a judge.

The retention period has been increased from two years to four years

after an employee leaves.

CPSC-16, Equal Employment Opportunity (EEO) Counseling Files. The

name of this system has been changed from ``Employee Upward Mobility

Counseling Files'' to reflect a narrowed scope. It now includes only

employees alleging discrimination. The two ``Categories'' sections and

a new ``Purpose(s)'' section reflect this scope. The retention period

has been changed to a fixed two years from ``until employee reaches

goal.'' The ``Record source'' section has been changed to include

witnesses as well as the employee himself or herself.

CPSC-17, Commissioned Officers Personal Data File. The record

categories section has been shortened by deleting references to data

items that are no longer recorded. The first three former routine uses

have been moved to a new ``Purpose(s)'' section. A new routine use has

been added to allow disclosure, upon request, to a state or federal

agency in connection with hiring or other personnel activities.

CPSC-18, Procurement Integrity Records. No change.

CPSC-19, Office of Hazard Identification and Reduction Tracking

System. This is a proposed new system that will help the Office of

Hazard Identification and Reduction manage its projects.

CPSC-20, Personnel Security File. No change.

CPSC-21, Contractor Personnel Security File. This is a proposed new

system that will store security investigation reports on contractor

personnel who work onsite at the Consumer Product Safety Commission.

CPSC-22, CPSC Management Information System. References to obsolete

computer punch cards have been removed.

CPSC-23, Health Unit Medical Records. This system has been deleted

because the Commission no longer has a health unit and all records have

been destroyed in accordance with ``Retention'' section of the former

CPSC-23.

CPSC-24, Respirator Program Medical Reports. This is a new system

of records to cover the medical reports on

[[Page 71901]]

employees whose job may require them to wear respirators. Occupational

Health and Safety Regulations requires such persons to undergo periodic

medical evaluations of their fitness to use respirators. The Public

Health Service performs these evaluations for the Commission.

The Chairman of the Committee on Governmental Affairs of the

Senate, the Chairman of the Committee on Government Reform and

Oversight of the House of Represenatatives, and the Office of

Management and Budget have been specifically notified of systems CPSC-

1, CPSC-4, CPSC-5, CPSC-6, CPSC-7, CPSC-13, CPSC-14, CPSC-17, CPSC-19,

CPSC-21, and CPSC-24, and have received a copy of this notice.

Dated: December 18, 1998.

Sadye Dunn,

Secretary, Consumer Product Safety Commission.

Table of Contents

CPSC-1 Injury Investigation Files

CPSC-2 Advisory Committee Records

CPSC-3 Claims

CPSC-4 Hotline Database

CPSC-5 Commissioners' Biographies

CPSC-6 Office of the Inspector General Investigative Files

CPSC-7 Enforcement and Investigation Files

CPSC-8 Integrated Field System

CPSC-9 General Counsel Tracking System

CPSC-10 Procurement Files

CPSC-11 [Reserved]

CPSC-12 Employee Outside Activity Notices

CPSC-13 Personnel Data System

CPSC-14 Corrective Actions and Sample Tracking System

CPSC-15 Employee Relations Files

CPSC-16 Equal Employment Opportunity (EEO)

CPSC-17 Commissioned Officers Personal Data File

CPSC-18 Procurement Integrity Records

CPSC-19 Office of Hazard Identification and Reduction Tracking

System

CPSC-20 Personnel Security File

CPSC-21 Contractor Personnel Security File

CPSC-22 Management Information System

CPSC-23 [Reserved]

CPSC-24 Respirator Program Medical Reports

Appendix I Regional Office Address

Appendix II Pertinent Record Systems of Other Agencies

CPSC-1

SYSTEM NAME:

CPSC-1, Injury Investigation Files.

SYSTEM LOCATION:

For computer records: Consumer Product Safety Commission,

Directorate for Epidemiology and Health Sciences, 4330 East West

Highway, Bethesda, MD 20814.

For paper records: Consumer Product Safety Commission, National

Injury Information Clearinghouse, 4330 East West Highway, Bethesda, MD

20814.

CATEGORY OF INDIVIDUALS COVERED BY THE SYSTEM:

Victims of consumer product-related incidents or injuries on which

specific epidemiologic data is needed in order to analyze and correct

product hazards.

CATEGORIES OF RECORDS IN THE SYSTEM:

These records contain demographic data on the person involved in an

incident or injury, location of the incident, data on the incident,

product and manufacturer identification, and a narrative description of

the incident. They may also contain photographs and other documents

relevant to the incident.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

15 U.S.C. 2054.

PURPOSE(S):

Records are used to support CPSC staff work in analyzing the

incidence, severity, and causes of consumer product related injuries.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

1. Records are used as a compilation of statistical and other

information on product-related injuries to support CPSC staff work in

analyzing the incidence and severity of product related injuries and to

respond to Congressional inquiries and requests for information from

private individuals and private and public organizations.

2. Disclosure may be made to a congressional office from the record

of an individual in response to an inquiry from the congressional

office made at the request of that individual.

3. Records may be provided to another Federal, State or local

agency or authority engaged in activities relating to health, safety or

consumer protection in accordance with section 29(e) of the Consumer

Product Safety Act.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained as coded data and computer images on

computer storage media. The original hard copy of investigation reports

is maintained by the National Injury Information Clearinghouse, Office

of Information Services, in file folders and as computer images. Hard

copies are retired to the Washington National Records Center, Suitland,

Maryland.

RETRIEVABILITY:

Records are retrievable by a coded number which indicates the date

of assignment of the investigation, the Commission unit requesting the

report, and a sequential number assigned to the investigation. Records

are also retrievable by product category.

SAFEGUARDS:

Confidentiality of the identity of the accident victim and

attending physician are guaranteed by the Consumer Product Safety Act,

section 25(c) (15 U.S.C. 2074(c)) and, therefore, names do not appear

in the coded computer record and can not be used for retrieval. Hard

copies and computer images of investigation reports are redacted as

necessary to remove identifying information before they are disclosed

outside the Commission.

RETENTION AND DISPOSAL:

Hard copy records are maintained for a period of up to 10 years on-

site, subject to change in Commission policy. They are then sent to the

Washington National Records Center in Suitland, Maryland and destroyed

after 30 years. Computer records are maintained indefinitely.

SYSTEM MANAGER(S) AND ADDRESS:

Director, National Injury Information Clearinghouse, Office of

Information Services, Consumer Product Safety Commission, Washington,

DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information is provided by victims and their families, witnesses,

public safety and law enforcement agencies, and others having knowledge

of circumstances of incidents or injuries.

CPSC-2

SYSTEM NAME:

CPSC-2, Advisory Committee Records.

SYSTEM LOCATION:

Consumer Product Safety Commission, Directorate for Epidemiology

and Health Sciences, 4330 East West Highway, Bethesda, MD 20814.

[[Page 71902]]

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Individuals seeking or nominated for or selected for membership on

CPSC Advisory Committees.

CATEGORIES OF RECORDS IN THE SYSTEM:

Records of applicants contain an individual's name, address,

personal history and qualifications, any correspondence with the

individual and any Commission memoranda relating to the selection of

the individual. Records of members additionally contain information

about the member's financial compensation and Commission documents

relating to the individual's service as a member.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

15 U.S.C. 2077 and 15 U.S.C. 1275.

PURPOSE(S):

These records are used to select candidates for filling vacancies

on advisory committees and to administer the operation of the

committees.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

Disclosure may be made to a congressional office from the record of

an individual in response to an inquiry from the congressional office

made at the request of that individual.

DISCLOSURE TO CONSUMER REPORTING AGENCIES:

Disclosures pursuant to 5 U.S.C. 552a(b)(12). Pursuant to 5 U.S.C.

552a(b)(12), disclosures may be made to a consumer reporting agency as

defined in the Fair Credit Reporting Act (15 U.S.C. 1681a(f)) or the

Federal Claims Collection Act of 1966 (31 U.S.C. 3701(a)(3)).

POLICIES AND PRACTICES FOR STORING RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained in hard copy.

RETRIEVABILITY:

Records are indexed alphabetically by name of committee and then by

name of applicant or member.

SAFEGUARDS:

Records are maintained in file cabinets in a secured area.

RETENTION AND DISPOSAL:

Applicants' and nominees' records are retained until new

applications are solicited or committee is terminated and then

destroyed. Members' records are retained for 2 years after termination

of membership and then destroyed.

SYSTEM MANAGER(S) AND ADDRESS:

Committee Management Officer, Directorate for Epidemiology and

Health Sciences, Consumer Product Safety Commission, Washington, DC

20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information is provided by applicants, nominees for, and members of

Advisory Committees and by Commission staff.

CPSC-3

SYSTEM NAMES:

CPSC-3, Claims.

SYSTEM LOCATION:

Consumer Product Safety Commission, Office of the General Counsel,

4430 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

CPCS employees sustaining personal property damage or loss incident

to service; CPSC employees involved in situations where personal injury

or property damage to others results from wrongful or negligent act or

omission of employee acting within scope of employment; claimants

sustaining injury or property damage due to activities of CPSC or its

employees.

CATEGORIES OF RECORDS IN THE SYSTEM:

These records contain claims for money damages, accident and

investigative reports, and correspondence and other documents

concerning claims or potential claims.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

31 U.S.C. 3721; 28 U.S.C. 1346(b), 2672.

PURPOSE(S):

(a) for processing claims and litigation under the Federal Tort

Claims Act or the Military Personnel and Civilian Employee's Claims

Act; (b) For preparation of reports.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

1. Disclosure may be made to a congressional office from the record

of an individual in response to an inquiry from the congressional

office made at the request of that individual.

2. Information from a record in this system of records may be

disclosed to a person or entity having a legal interest in the claim.

3. Information may be disclosed to Federal, state, or local law

authorities, court authorities, administrative authorities, for use in

connection with civil, criminal, administrative, and regulatory

proceedings and actions relating to the claim.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained in hard copy.

RETRIEVABILITY:

Records are indexed alphabetically by name of individual claimant.

SAFEGUARDS:

Records are maintained in a file cabinet in a secured area. Access

to such area is limited to those persons whose official duties require

such access.

RETENTION AND DISPOSAL:

Records are retained up to six years after case is closed. Disposal

is by normal procedures.

SYSTEM MANAGER(S) AND ADDRESS:

General Counsel, Consumer Product Safety Commission, Washington, DC

20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

Record access procedures:

Same as notification.

Contesting record procedures:

Same as notification.

Record source categories:

Information is provided by (1) the individual to whom the record

pertains (2) CPSC and/or employees (3) affidavits, statements, or

testimony of witnesses (4) official documents relating to the claim (5)

correspondence from organizations or persons involved.

CPSC-4

System name:

CPSC-4, Hotline Database.

System location:

Consumer Product Safety Commission, Office of Information Systems,

4330 East West Highway, Bethesda, MD 20814.

[[Page 71903]]

Categories of individuals covered by the system:

Persons who contact the Consumer Product Safety Commission to

report consumer product associated injuries, illnesses, deaths,

incidents, or perceived hazards associated with consumer products, or

request information about such matters; and other persons identified by

the reporting persons as victims of consumer product associated

incidents.

Categories of records in the system:

Information about accidents, injuries, illnesses, death, and

suspected safety hazards associated with consumer products. The records

contain free form narratives, and a variety of fields dedicated to

specific data about different types of products or incidents. Records

contain personal information such as the name, address, and telephone

number of the person submitting the information and in some cases of

the victim, if different.

Authority for maintenance of the system:

Section 5 of the Consumer Product Safety Act, 15 U.S.C. 2054.

Purpose(s):

To collect data on hazards, defects, injuries, illnesses, and

deaths associated with consumer products; to respond to inquiries from

the public; to record personal information to permit further

interaction with persons submitting data or persons named by those who

submit data; to further public safety by helping determine the cause of

injuries and deaths associated with consumer products.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

1. Records are disclosed to contractor personnel who operate the

Consumer Product Safety Commission's Hotline and who enter data into

the database.

2. Copies of records are mailed to callers for their verification

of the information provided.

3. Copies of records may be sent to sources of consumer products

identified in the records (e.g., manufacturers, distributors, or

retailers) and may be distributed to others, but any personal

identifying information is deleted before such disclosure unless

permission to disclose such personal identifying information has been

explicitly granted in writing by the person in question.

4. Copies of records may be sent to other governmental agencies

having apparent jurisdiction over the products or hazards disclosed in

a record.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained by a computer database management system on

a local and wide area network. Paper copies of individual computer

records are made by the Hotline staff and are stored by month and by

name of the person who contacted the Hotline. Other paper copies are

made available to Commission staff but are not stored by name or other

individual identifier.

RETRIEVABILITY:

Records are retrievable by a variety of fields, including the name

of the person who submitted the information.

SAFEGUARDS:

Access to the computer records requires the use of two passwords:

one to access the agency's computer network and another to access the

database. Access is limited to those with a particular need to know the

information--selected Commission employees and the contractor employees

who operate the Hotline.

RETENTION AND DISPOSAL:

Computer records are maintained indefinitely. Paper records are

kept for 10 years and then transferred to a Federal Records Center.

SYSTEM MANAGER(S) AND ADDRESS:

Hotline Project Officer, Communication Services Division, Office of

Information Services, Consumer Product Safety Commission, Washington,

DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information in these records is initially supplied by persons who

contact the Commission. The Commission may solicit additional or

verifying information from those persons or from other persons who were

identified as victims.

CPSC-5

SYSTEM NAME:

CPSC-5, Commissioners' Biographies.

SYSTEM LOCATION:

Consumer Product Safety Commission, Office of Information and

Public Affairs, 4330 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

CPSC Commissioners who have submitted biographical information.

CATEGORIES OF RECORDS IN THE SYSTEM:

This record contains a brief statement of information relating to

educational and professional background and present position and

responsibilities within the Commission.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

15 U.S.C. 2051-83.

PURPOSE(S):

This information is furnished to the public media, including the

Internet, in connection with Commissioners' activities and

Commissioners' participation in conferences, meetings and other

functions.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

Disclosure may be made to anyone who makes a request.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained in hard copy.

RETRIEVABILITY:

Records are indexed alphabetically by name of the Commissioner.

SAFEGUARDS:

Records are maintained in secured areas.

RETENTION AND DISPOSAL:

Records are maintained until the Commissioner leaves the agency.

Disposal is by normal methods.

SYSTEM MANAGER(S) AND ADDRESS:

Director, Office of Information and Public Affairs, Consumer

Product Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

[[Page 71904]]

RECORD SOURCE CATEGORIES:

Information in this record is furnished by the employee to whom it

pertains.

CPSC-6

SYSTEM NAME:

CPSC-6, Office of the Inspector General Investigative Files.

SYSTEM LOCATION:

Office of the Inspector General

Consumer Product Safety Commission, 4330 East West Highway,

Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Individuals who are or have been the subject of an Office of he

Inspector General investigation relating to the programs and operations

of the Commission including, but not limited to, current and former

employees, contractor or subcontractor personnel, as well as other

individuals whose actions affect the Commission, its programs, or its

operations.

CATEGORIES OF RECORDS IN THE SYSTEM:

All records relevant to an Inspector General investigation

including correspondence; internal staff memoranda; copies of subpoenas

issued during the investigation; affidavits, statements from witnesses,

transcripts of any testimony taken in the investigation and

accompanying exhibits; documents and records obtained during the

investigation; interview notes and working papers of the Office of the

Inspector General's staff; opening reports, progress reports, and final

reports containing findings and recommendations of appropriate action;

and other investigatory information or data relating to alleged or

suspected criminal, civil, or administrative violations or similar

wrongdoing by subject individuals.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

Inspector General Act of 1978, as amended, 5 U.S.C. App.

PURPOSE(s):

This system is maintained for the purposes of conducting and

documenting investigations conducted by the Office of the Inspector

General, or other investigative agencies assisting the Office of the

Inspector General, regarding CPSC personnel, programs, and operations;

documenting the outcome of Inspector General reviews of allegations and

complaints received by the Office of the Inspector General concerning

CPSC personnel, programs, and operations; aiding in the prosecution or

imposition of criminal, civil, or administrative sanctions against

subjects of Inspector General investigations; reporting the results of

investigations to the Chairman of the Commission and CPSC managers for

their use in operating and evaluating their programs; and compiling

information necessary to fulfill any reporting requirements by the

Inspector General Act.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

Information in the system may be disclosed:

1. To an appropriate governmental agency, whether federal, state,

or local, where there is an indication of a violation or a potential

violation of law, regulation, or order, whether civil or criminal in

nature, which that agency is charged with investigating or enforcing.

2. To federal, state, or local governmental authorities in order to

obtain information or records relevant to an Inspector General

investigation.

3. To federal, state or local governmental authorities maintaining

civil, criminal, or other relevant information, such as current

licenses, to obtain information relevant to a Commission decision

concerning the hiring or retention of an employee, the issuance of a

security clearance, the award of a contract, or the issuance of a grant

or other benefit.

4. To federal, state, or local governmental authorities in response

to their request in connection with the hiring or retention of an

employee, disciplinary or other administrative action concerning an

employee, the issuance of a security clearance, the reporting of an

investigation of an employee, the award of a contract, or the issuance

of a license, grant, or other benefit, to the extent that the

information is relevant and necessary to the requesting agency's

decision in the matter.

5. To non-governmental parties where those parties may have

information the Office of the Inspector General seeks to obtain in

connection with an investigation.

6. To independent auditors or other private firms with which the

Office of the Inspector General has contracted to carry out an

independent audit or investigation, or to collate, aggregate, or

otherwise refine data collected in the system or records. These

contractors will be required to maintain Privacy Act safeguards with

respect to such records.

7. To the Office of the General Counsel of the Commission, the

Department of Justice, or other law enforcement authorities, for

disclosure by such parties to extent relevant and necessary, when the

defendant in litigation is:

a. The Commission, any component of the Commission, or any employee

of the Commission acting in his or her offical capacity;

b. The United States where the litigation, if successful, is likely

to affect the operations of the Commission; or

c. Any Commission employee sued in his or her individual capacity

where the Department of Justice and/or the Office of the General

Counsel of the Commission agree to represent such employee.

8. To a court or adjudicative body where the Commission is a party

to the litigation or has an interest in such litigation, the records

are relevant and necessary to the litigation, and disclosure of the

records is compatible with the purpose for which the records were

collected.

9. To a Congressional office from the record of an individual in

response to an inquiry from the Congressional office made at the

request of that individual, but only to the extent the record would be

legally accessible to that individual.

10. To other Commission employees in the course of employee

disciplinary proceedings.

11. To the Department of the Treasury or debt collection agencies

for the purpose of collecting delinquent debts owed to the Commission,

as authorized by the Debt Collection Act 31 U.S.C. 3718, and subject to

applicable Privacy Act safeguards.

12. To the Office of Personnel Management, the Office of Government

Ethics, the Merit Systems Protection Board, the Office of the Special

Counsel, the Equal Employment Opportunity Commission, or the Federal

Labor Relations Authority or its General Counsel, those records or

portions thereof which are relevant and necessary to carrying out their

authorized functions.

13. To any direct recipient of federal funds, such as a contractor,

where information in a record reflects serious inadequacies by the

recipient's personnel and disclosure of the record is for purpose of

permitting the recipient to take corrective action beneficial to the

Government.

14. To a grand jury pursuant either to a federal or state grand

jury subpoena, or to a prosecution request that such record be released

for the purpose of its introduction to a grand jury, where the subpoena

or request has been specifically approved by a court.

[[Page 71905]]

DISCLOSURE TO CONSUMER REPORTING AGENCIES:

Disclosures pursuant to 5 U.S.C. 552a(b)(12). Pursuant to 5 U.S.C.

552a(b)(12), disclosure may be made to a consumer reporting agency as

defined in the Fair Credit Reporting Act (15 U.S.C. 1681a(f)) or the

Federal Claims Collection Act of 1966 (31 U.S.C. 3701(a)(3)).

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained in hard copy or on computer diskettes.

RETRIEVABILITY:

The records are retrieved by the name of the subject of the

investigation or by a unique control number assigned to each

investigation.

SAFEGUARDS:

These records are available only to those persons whose official

duties require such access. Paper records and computer diskettes are

kept in limited access areas during duty hours and in safe-type file

cabinets in locked offices at all other times. Highly sensitive records

are created on a personal computer, stored on paper or diskettes, and

then deleted from computer storage. Less sensitive records may be

created and stored in password-protected computer files.

RETENTION AND DISPOSAL:

The Investigative Files are kept indefinitely.

SYSTEM MANAGER(S) AND ADDRESS:

Inspector General, Office of the Inspector General, Consumer

Product Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURES:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information is supplied by: Individuals including, where

practicable, those to whom the information relates; witnesses,

corporations and other entities; records of individuals and of the

Commission; records of other entities such as federal, foreign, state

or local bodies and law enforcement agencies; documents; correspondence

relating to litigation; transcripts of testimony; and miscellaneous

other sources.

SYSTEMS EXEMPTED FROM CERTAIN PROVISIONS OF THE ACT:

All portions of this system of records which fall within 5 U.S.C.

552a(k)(2) (investigatory materials compiled for law enforcement

purposes) and 5 U.S.C. 522a(k)(5) (investigatory materials solely

compiled for suitability determinations) are exempt from 5 U.S.C.

552a(c)(3), (mandatory accounting of disclosures); 5 U.S.C. 552a(d),

(access by individuals to records that pertain to them); 5 U.S.C.

552a(e)(1), (requirement to maintain only such information as is

relevant and necessary to accomplish an authorized agency purpose); 5

U.S.C. 552a(e)(4)(G), (mandatory procedures to notify individuals of

the existence of records pertaining to them); 5 U.S.C. 552a(e)(4)(H),

(mandatory procedures to notify individuals how they can obtain access

to and contest records pertaining to them); 5 U.S.C. 552a(e)(4)(I),

(mandatory disclosure of record source categories); and the

Commission's regulations in 16 CFR part 1014 which implement these

statutory provisions.

CPSC-7

SYSTEM NAME:

CPSC-7, Enforcement and Investigation Files.

SYSTEM LOCATION:

Office of Compliance, and Office of the General Counsel, Consumer

Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Individuals who are the authors or recipients of, or mentioned in,

documents received by, or generated by, the Consumer Product Safety

Commission in preparation for, or the conduct of, potential or actual

administrative or judicial enforcement actions, and individuals

mentioned in such documents.

CATEGORIES OF RECORDS IN THE SYSTEM:

Memoranda, correspondence, test reports, injury reports, notes, and

any other documents relating to the preparation for, or conduct of,

potential or actual administrative or judicial enforcement actions. The

materials may contain personal information as well as purely legal and

technical information.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

15 U.S.C. 1194, 1195, 1196, 1264, 1265, 2069, 2070.

PURPOSE(S):

These files are used by Commission attorneys, compliance officers

and supporting technical staff investigating product hazards and

enforcing the Commission's statutory authority.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

1. These records may be cited and quoted in the course of

enforcement negotiations, and in pleadings filed with an adjudicative

body and served on opposing counsel.

2. They may be disclosed to the Department of Justice in connection

with the conduct of litigation.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are stored in file folders or computer files or both.

RETRIEVABILITY:

Paper records may be filed by and retrievable by name of the

document's author or addressee or by other indicia. Computer records

are indexed by, and retrievable by the names and other indicia of

authors and addresses, and may permit retrieval by names elsewhere in

documents.

SAFEGUARDS:

Paper records are kept in secure areas. Computer records are

protected by passwords available only to staff with a need to know.

RETENTION AND DISPOSAL:

Records are kept indefinitely.

SYSTEM MANAGER(S) AND ADDRESS:

General Counsel; Director, Office of Compliance Consumer Product

Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Consumer Product Safety

Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

These records come from organizations and individuals under

investigation; from Commission attorneys, compliance officers,

investigators, and supporting technical staff; and from other sources

of information relevant to an investigation or adjudication.

[[Page 71906]]

SYSTEMS EXEMPTED FROM CERTAIN PROVISIONS OF THE ACT:

All portions of this system of records which fall within 5 U.S.C.

552a(k)(2) (investigatory materials compiled for law enforcement

purposes) are exempt from 5 U.S.C. 552a(c)(3), (mandatory accounting of

disclosures); 5 U.S.C. 552a(d), (access by individuals to records that

pertain to them); 5 U.S.C. 552a(e)(1), (requirement to maintain only

such information as is relevant and necessary to accomplish an

authorized agency purpose); 5 U.S.C. 552a(e)(4)(G), (mandatory

procedures to notify individuals of the existence of records pertaining

to them); 5 U.S.C. 552a(e)(4)(H), (mandatory procedures to notify

individuals how they can obtain access to and contest records

pertaining to them); and 5 U.S.C. 552a(e)(4)(I), (mandatory disclosure

of record source categories); as well as the Commission's regulations

in 16 CFR part 1014 which implement these statutory provisions.

CPSC-8

SYSTEM NAME:

CPSC-8, Integrated Field System.

SYSTEM LOCATION:

Directorate for Field Operations, Consumer Product Safety

Commission, 4330 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Employees and persons signing affidavits related to items acquired

for testing or evidentiary purposes by the Commission.

CATEGORIES OF RECORDS IN THE SYSTEM:

These records contain data regarding inspections, accident

investigations, recall effectiveness checks, and the collection and

custody of product samples for testing or evidentiary purposes. These

records contain task assignments made to field personnel, the names of

the designated personnel and their supervisors, initial target

completion dates, revised target completion dates, and actual

completion dates.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

15 U.S.C. 2053, 2076(f).

PURPOSE(S):

The Directorate of Field Operations and the Office of Compliance

use this system to manage their operations and document the results of

their investigatory activities for potential enforcement action by the

Commission. The system is accessed and used in the field by

supervisors, investigators, and compliance officers, and at

headquarters by compliance officers, attorneys, and managers. It is

used to monitor staff workloads and may be used to evaluate staff

performance. Statistical compilations from these records may be used in

reports to Congress or the press.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

None.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

These records are stored in a computer database system. Users of

the system may make printouts of selected portions of the records from

time to time.

RETRIEVABILITY:

Information may be retrieved by any field, including personal name

or identifiers, by authorized headquarters and field staff.

SAFEGUARDS:

Access to the computer records requires two separate passwords, one

for the network on which the database resides and one for the database

itself. Paper records are kept in secure locations.

RETENTION AND DISPOSAL:

Records are kept indefinitely.

SYSTEM MANAGER(S) AND ADDRESS:

Deputy Executive Director, Directorate for Field Operations,

Consumer Product Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

rECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information comes primarily from field staff and their supervisors.

CPSC-9

SYSTEM NAME:

CPSC-9, General Counsel Tracking System.

SYSTEM LOCATION:

Office of the General Counsel, Consumer Product Safety Commission,

4330 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Attorneys working in the Office of the General Counsel.

CATEGORIES OF RECORDS IN THE SYSTEM:

Descriptions and dates of assignments; comments; starting and

completion dates; due dates; names of attorneys to whom assignments are

given; names of divisions within the Office of the General Counsel.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

44 U.S.C. 3101; 15 U.S.C. 2051 et seq.; 16 CFR 1000.14.

PURPOSE(S):

To manage the workflow in the Office of the General Counsel; to

assure timely completion of assignments; to respond to queries from

other units of the Consumer Product Safety Commission; to assist in

evaluating attorney performance.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

None.

POLICIES AND PRACTICES FRO STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained by a computer database management system.

Hard copy printouts of selected groups of records are made from time to

time.

RETRIEVABILITY:

Records are retrievable by any field, including attorney name.

SAFEGUARDS:

Access to the records, and to fields within the records, is

controlled by passwords. Records are accessible by all Office of the

General Counsel staff, but not by others. Only supervisory staff may

create records, assign or extend due dates, or enter completion dates.

RETENTION AND DISPOSAL:

Old records are purged from time to time, based on need for

computer storage space.

SYSTEM MANAGER(S) AND ADDRESS:

General Counsel, Consumer Product Safety Commission, Washington, DC

20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Office, Office of the Secretary,

Consumer Product Safety Commission, Washington, DC 20207.

[[Page 71907]]

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information in these records is supplied by the attorneys

themselves and by supervisors.

CPSC-10

SYSTEM NAME:

CPSC-10, Procurement Files.

SYSTEM LOCATION:

Division of Procurement Services, Consumer Product Safety

Commission, 4330 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Individuals who sell goods or services to the Consumer Product

Safety Commission.

CATEGORIES OF RECORDS IN THE SYSTEM:

Contracts, proposals, purchase orders, correspondence and other

documents related to specific procurements from individuals. These

records may include social security number, home address, home

telephone number, and sometimes other personal data. Documents related

to procurements from corporations, partnerships, or other such business

entities are not included in this system of records.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

15 U.S.C. 2076.

PURPOSE(S):

These records support all facets of the Commission's procurement

activities.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

1. To the U.S. Department of Justice when related to litigation or

anticipated litigation.

2. To the appropriate Federal, State, or local investigation or

enforcement agency when there is an indication of a violation or

potential violation of statute or regulation in connection with a

procurement.

3. To a Congressional office in response to an inquiry made at the

request of the individual who is the subject of the record.

4. To the General Accounting Office in the event of a procurement

protest involving the individual.

5. To the General Services Administration Board of Contract Appeals

in the event of a contract claim or dispute involving the individual.

DISCLOSURE TO CONSUMER REPORTING AGENCIES:

Disclosure pursuant to 5 U.S.C. 552a(b)(12). Pursuant to 5 U.S.C.

552a(b)(12), disclosures may be made to a consumer reporting agency as

defined in the Fair Credit Reporting Act (15 U.S.C. 1681a(f)) or the

Federal Claims Collection Act of 1966 (31 U.S.C. 3701(a)(3)).

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are stored in file folders. Extracts of these records,

including social security number, address, and phone number, are also

kept in a computer database.

RETRIEVABILITY:

Records are retrieved from the computer database by personal name,

contract number, and other fields. Paper records are retrieved by

contract number, which may be retrieved by first searching for the

personal name in the computer database.

SAFEGUARDS:

Paper records are stored in locked cabinets in a secure area.

Computer records are accessible only through the use of two separate

passwords, which are issued to those with a need to know.

RETENTION AND DISPOSAL:

Computer records are kept indefinitely. Paper records are destroyed

6 years and 3 months after final payment.

SYSTEM MANAGER(S) AND ADDRESS:

Director, Division of Procurement Services, Consumer Product Safety

Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES

Same as notification.

RECORD SOURCE CATEGORIES:

Personal information in these records is normally obtained from the

person to whom the records pertains, but other information may be

obtained from references or past performance reports.

CPSC-11 [Reserved]

CPSC-12

SYSTEM NAME:

CPSC-12, Employee Outside Activity Notices.

SYSTEM LOCATION:

Office of the General Counsel, Consumer Product Safety Commission,

4330 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Commission employees engaged in outside employment activities or

outside activities such as consultative services, practice of law, or

teaching.

CATEGORIES OF RECORDS IN THE SYSTEM:

This system of records contains information concerning the

employee's position, nature of outside activity, relation of official

duties to activity, and method of compensation for outside activity.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

Executive Order 12674; 5 CFR part 2635, subpart H; and 5 CFR part

8101.

PURPOSE(S):

Information in these records is used by the Ethics Counselor in

making a determination as to whether an employee's outside activity

constitutes a real or apparent conflict of interest with the employee's

government duties and responsibilities.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

Disclosure may be made to a congressional office from the record of

an individual in response to an inquiry from the congressional office

made at the request of that individual.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained on hard copy.

RETRIEVABILITY:

Records are filed by employee name.

SAFEGUARDS:

Records are maintained in locked file cabinets.

RETENTION AND DISPOSAL:

Records are maintained for four years after an employee terminates

employment with agency. Disposal is by normal procedures.

SYSTEM MANAGER(S) AND ADDRESS:

Designated Agency Ethics Official (General Counsel), Consumer

Product

[[Page 71908]]

Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

The information in these records is furnished by the employees to

whom it pertains.

CPSC-13

SYSTEM NAME:

CPSC-13, Personnel Data System.

SYSTEM LOCATION:

Consumer Product Safety Commission, Director, Office of Human

Resources Management and Director, Division of Financial Services, 4330

East West Highway, Bethesda, MD 20814 and the Headquarters unit or

Regional Center to which an employee is assigned. Regional Center

addresses are listed in Appendix I.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Employees and former employees of CPSC.

CATEGORIES OF RECORDS IN THE SYSTEM:

Records consist of payroll records, personnel security records,

safety records, EEO records, and personnel records. In addition, the

system contains data necessary to update the Central Personnel Data

File at the Office of Personnel Management, to process personnel

actions, to perform detailed accounting distributions, to automatically

provide for such tasks as mailing checks and bonds, and to prepare and

mail tax returns and reports. Records include, but are not limited to

the following categories of records;

1. Employee identification and status data such as name, social

security number, date of birth, sex, work schedule, type of

appointment, education, veterans' preference, military service.

2. Relevant data such as service computation date for leave, date

probationary period began, and date of performance rating.

3. Position and pay data such as pay plan, occupational series,

grade, step, salary, merit pay, organization location.

4. Employment data such as position description, special employment

program, and target occupational series and grade.

5. Payroll data such as time; attendance; leave; Federal, State,

and local tax; allotments; savings bonds; and other pay allowances and

deductions.

6. Personnel security data such as security clearance level and

basis with dates.

7. Financial data pertaining to travel.

8. Information on debts owed to the government as a result of

overpayment, refund owed, or a debt referred for collection by another

agency.

9. Information, including address and social security number, on

individual vendors to the Commission. This includes employees who

receive reimbursements for expenses incurred.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

5 U.S.C. Part III, is the authority for the overall system.

Specific authority for use of Social Security numbers is contained in

Executive Order 9397, 26 CFR 31.6011(b)(2) and 26 CFR 31.6109-1. The

authority for the personnel security clearance and statistical records

is contained in Executive Order 19450, April 27, 1953, as amended;

Executive Order 12065, June 28, 1978; 31 U.S.C. 686; and 40 U.S.C. 318

(a) through (d).

PURPOSE(S):

This system supports the day to day operating requirements

associated with personnel oriented program areas from hiring employees

and paying employees and vendors to calculating estimated retirement

annuities. Payroll-related outputs include a comprehensive payroll;

detailed accounting distribution of costs; leave data summary reports;

an employee's statement of earnings, deductions and leave every payday

for each employee; State, city, and local unemployment compensation

reports; Federal, State, and local tax reports; W-2 wage and tax

statements; and reports of withholdings and contributions. Personnel-

related reports include automated personnel actions as well as

organization rosters, retention registers, retirement calculations,

reports of the Federal civilian employment, employee master record

printouts, length of service lists, and listings of within-grade

increases. These records are used to provide data for agency reports

and internal workforce statistics and information regarding such

matters as average grade, veteran and handicap employment, retention-

standing, within-grade due dates, occupational groupings, geographic

employment and others related to the operation of the personnel office.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

Routine uses of records maintained in the system include:

1. Providing data to the Office of Personnel Management's Central

Personnel Data File (CPDF).

2. Providing a copy of an employee's Department of the Treasury

Form W-2, Wage and Tax Statement, to the State, city, or other local

jurisdiction which is authorized to tax the employee's compensation.

The record will be provided in accordance with a withholding agreement

between the State, city, or other local jurisdiction and the Department

of the Treasury pursuant to 5 U.S.C. 5516, 5517, and 5520.

3. Pursuant to a withholding agreement between a city and the

Department of the Treasury (5 U.S.C. 5520), copies of executed tax

withholding certificates shall be furnished the city in response to a

written request from an appropriate city official to the Assistant

Administrator for Plans, Programs, and Financial Management, General

Services Administration (B), Washington, DC 20405.

4. To the extent necessary, records are available to Commission and

outside government agencies to monitor and document grievance

proceedings, EEO complaints, and adverse actions; and to provide

reference to other agencies and persons for employees seeking

employment elsewhere.

5. Some records or data elements in this system of records may also

be in the Office of Personnel Management's government-wide system OPM/

GOVT-1 and are subject to that system's routine uses.

6. To disclose, in response to a request for discovery or for

appearance of a witness, information that is relevant to the subject

matter involved in a pending judicial or administrative proceeding.

7. The names, social security numbers, home addresses, dates of

birth, quarterly earnings, employer identifying information, and State

of hire of employees may be disclosed to the Office of Child Support

Enforcement, Administration for Children and Families, Department of

Health and Human Services for the purpose of locating individuals to

establish paternity, establishing and modifying orders of child

support, identifying sources of income, and for other child support

enforcement actions as required by the Personal Responsibility and Work

Opportunity

[[Page 71909]]

Reconciliation Act (Welfare Reform law, Pub. L. 104-193).

DISCLOSURE TO CONSUMER REPORTING AGENCIES:

Disclosures pursuant to 5 U.S.C. 552a(b)(12). Pursuant to 5 U.S.C.

552a(b)(12), disclosures may be made to a consumer reporting agency as

defined in the Fair Credit Reporting Act (15 U.S.C. 1681a(f)) or the

Federal Claims Collection Act of 1966 (31 U.S.C. 3701(a)(3)).

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are stored on paper in file folders and on computer

magnetic media.

RETRIEVABILITY:

Paper records are filed by name. Computer records are retrievable

by any data element or combination of data elements.

SAFEGUARDS:

Paper records are stored in lockable metal cabinets or in secured

rooms. Password system protects access to the computerized records.

Information is released only to authorized officials on a need-to-know

basis.

RETENTION AND DISPOSAL:

Payroll-related records are sent to storage two years after the end

of the fiscal year to which they pertain.

Personnel-related records are disposed of two years after

termination of employment.

SYSTEM MANAGER(S) AND ADDRESS:

For payroll-related records: Director, Division of Financial

Services, Consumer Product Safety Commission, Washington, DC 20207.

For personnel-related records: Director, Office of Human Resources

Management, Consumer Product Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

The individuals themselves, other employees, supervisors, other

agencies' management officials, non-Federal sources such as private

firms, and data from the systems of records OPM/GOVT-1 and EEOC/GOVT-1.

CPSC-14

SYSTEM NAME:

CPSC-14, Corrective Actions and Sample Tracking System.

SYSTEM LOCATION:

Recallss and Compliance Division, Office of Compliance, Consumer

Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

CPSC compliance officers and CPSC attorneys in the Office of

Compliance; Regional Center compliance officers; contact persons for

manufacturers, distributors, or retailers of potentially hazardous

products.

CATEGORIES OF RECORDS IN THE SYSTEM:

There are two types of records in the system. The first type of

record includes various kinds of abbreviated descriptive and status

information about samples of consumer products collected as potential

evidence of substantial product hazards. This kind of record identifies

the compliance officer responsible for the sample, the name of the

product, and the manufacturer of the product.

The second type of record includes management information about

investigations opened to deal with potentially hazardous products,

including the name and manufacturer, distributor, or retailer of the

product, the compliance officer and attorney assigned to the case, the

status and priority of the case, various dates which document the

progress of the case, and the corrective action taken.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

15 U.S.C. 2064; 16 CFR parts 1115 and 1118.

PURPOSE(S):

15 U.S.C. 2064 authorizes the Consumer Product Safety Commission to

order the manufacturer, distributor, or retailer of a consumer product

to take corrective action whenever the Commission determines that the

product creates a substantial risk of injury to the public. Where

appropriate, the Commission may attempt to negotiate a voluntary

agreement with a manufacturer, distributor, or retailer to take

corrective action. The Commission's Recalls and Compliance Division

uses this system of records to manage its substantial product hazard

correction activities, from the receipt of information about a

suspected product hazard, through the collection and evaluation of

evidence, to ultimate resolution. It is also used to monitor staff

workloads and evaluate staff performance.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

None.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained by a computer database management system.

Hard copy printouts of all or selected groups of records are made from

time to time.

RETRIEVABILITY:

Records are retrievable by any field, including compliance officer

and attorney name.

SAFEGUARDS:

Access to records and to fields within records, is controlled by

passwords. Records are accessible only by members of the Commission's

Recalls and Compliance Division and Legal Division in the Office of

Compliance and by Regional Center compliance officers. Only members of

the Recalls and Compliance Division and a designated clerical person

may enter data, other than a preliminary determination date and the

file closing date, which can only be entered by supervisory personnel.

RETENTION AND DISPOSAL:

Records are retained indefinitely.

SYSTEM MANAGER(S) AND ADDRESS:

Director, Recalls and Compliance Division, Office of Compliance,

Consumer Product Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom and Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information in these records is supplied by manufacturers,

distributors, or retailers of consumer products, Commission compliance

officers, Commission attorneys, and other Commission staff.

CPSC-15

SYSTEM NAME:

CPSC-15, Employee Relations Files.

[[Page 71910]]

SYSTEM LOCATION:

Consumer Product Safety Commission, Office of Human Resources

Management, 4430 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Current and former employees of the Consumer Product Safety

Commission.

CATEGORIES OF RECORDS IN THE SYSTEM:

This system of records contains information or documents relating

to: (1) Disciplinary actions, complaints, grievances, potential adverse

actions, and proposals, decisions, or determinations made by management

relative to the foregoing; (2) retirement records.

The records consist of the notices to the individuals, records of

resolutions of complaints, materials placed into the record to support

the decision or determination, affidavits or statements.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

5 U.S.C. 1302, 3301, 4308, 5115, 5338, 7151, 7301, 7701, 8347;

Executive Orders 9830, 10987, 11222, 11478.

PURPOSE(S):

These records and information in the records may be used as a data

source for management information for production of summary descriptive

statistics and analytical studies in support of the function for which

the records are collected and maintained, or for related personnel

management functions or manpower studies; may also be utilized to

respond to general requests for statistical information (without

personal identification of individuals) under the Freedom of

Information Act or to locate specific individuals for personnel

research or other personnel management functions.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

1. To respond to a request from a Member of Congress regarding the

status of an appeal, complaint or grievance.

2. To provide information to the public on the decision of an

appeal, complaint, or grievance required by the Freedom of Information

Act.

3. To respond to a court subpoena and/or refer to a district court

in connection with a civil suit.

4. To adjudicate or resolve an appeal, complaint, or grievance.

5. To refer, where there is an indication of a violation or

potential violation of law, whether civil, criminal, or regulatory in

nature, to the appropriate agency, whether federal, state, or local,

charged with the responsibility of investigating or prosecuting such

violation or charged with enforcing or implementing the statute, rule,

regulation or order issued pursuant thereto.

6. To request information from a federal, state or local agency

maintaining civil, criminal, or other relevant enforcement or other

pertinent information, such as licenses, if necessary to obtain

relevant information to an agency decision concerning the hiring or

retention of an employee, the issuance of a security clearance, or the

issuance of a license, grant, or other benefit.

7. To provide information or disclose to a Federal agency, in

response to its request, in connection with the hiring or retention of

an employee, or issuance of a license, grant or other benefit by the

requesting agency to the extent that the information is relevant and

necessary to the requesting agency's decision of that matter.

8. Disclosure may be made to a congressional office from the record

of an individual in response to an inquiry from the congressional

office made at the request of that individual.

9. To disclose, in response to a request for discovery or for

appearance of a witness, information that is relevant to the subject

matter involved in a pending judicial or administrative proceeding.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

These records are maintained in file folders.

RETRIEVABILITY:

These records are indexed by the names of the individuals on whom

they are maintained.

SAFEGUARDS:

Records are located in a combination lock metal file cabinet and

access is limited to those persons whose official duties require such

access.

RETENTION AND DISPOSAL:

The records are maintained for 4 years after an employee leaves.

Disposal is by normal procedures.

SYSTEM MANAGER(S) AND ADDRESS:

Chief, Labor and Employee Relations Branch, Office of Human

Resources Management, Consumer Product Safety, Commission, Washington,

DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information in these records is furnished by: (1) Individual to

whom the record pertains; (2) Agency officials; (3) Affidavits or

statements from employee; (4) Testimonies of witnesses; (5) Official

documents relating to appeal, grievance, or complaints; (6)

Correspondence from specific organizations or persons.

CPSC-16

SYSTEM NAME:

CPSC-16, Equal Employment Opportunity (EEO) Counseling Files.

SYSTEM LOCATION:

Consumer Product Safety Commission, Office of Equal Employment

Opportunity and Minority Enterprise, 4430 East West Highway, Bethesda,

MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Employees who are counseled by EEO Counselors on EEO matters.

CATEGORIES OF RECORDS IN THE SYSTEM:

These records contain information regarding counseling of employees

who believe they have been discriminated against on the basis of race,

color, religion, sex, national origin, age, or mental or physical

handicaps.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

29 CFR part 1614.

PURPOSE(S):

To document instances of discrimination on any of the above bases

and to be part of the record in any formal complaint of discrimination.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

Disclosure may be made to a congressional office from the record of

an individual in response to an inquiry from the congressional office

made at the request of that individual.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained in hard copy.

RETRIEVABILITY:

Records are indexed by name.

SAFEGUARDS:

Records are maintained in locked files in a secured area.

[[Page 71911]]

RETENTION AND DISPOSAL:

Destroyed after two years.

SYSTEM MANAGER(S) AND ADDRESS:

Director, Office of Equal Employment Opportunity and Minority

Enterprise, Consumer Product Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information in these records is furnished by the employee to whom

it pertains and by any witnesses.

CPSC-17

SYSTEM NAME:

CPSC-17, Commissioned Officers Personal Data File.

SYSTEM LOCATION:

A complete record on every commissioned officer is maintained in

the Regional Center to which the commissioned officer is assigned.

Regional Center addresses are listed in Appendix I.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

State employees commissioned as officers of CPSC.

CATEGORIES OF RECORDS IN THE SYSTEM:

The system contains documents related to the commissioning of the

individual and personal data including name, social security number,

date of birth, educational background, employment history, medical

information, home address and phone number.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

Section 29(a)(2), Consumer Product Safety Act (15 U.S.C.

2078(a)(2)); E.O. 10450, sections 8(c), 9(a), 9(b); E.O. 10561.

PURPOSE(S):

1. Used by agency officials for purposes of review in connection

with commissioning, and determination of qualifications for

recommissioning of an individual.

2. To provide statistical reports to Congress, agencies and the

public on characteristics of the Commissioned officer program.

3. As a data source for management information for production of

summary descriptive statistics and analytical studies in support of the

function for which the records are collected and maintained, or for

related personnel management functions or manpower studies; may also be

utilized to respond to general requests for statistical information

without personal identification of individuals. Under the Freedom of

Information Act or to locate specific individuals for personnel

research or other personal management functions.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

1. To provide information to a Federal or state agency, in response

to its request, in connection with the hiring or retention of an

employee, or other benefit by the requesting agency.

2. To request information from a Federal, state, or local agency

maintaining civil, criminal, or other relevant enforcement or other

pertinent information if necessary to obtain information relevant to an

agency decision concerning the commissioning or recommissioning of an

individual.

3. Disclosure to a congressional office in response to an inquiry

from the congressional office made at the request of the individual.

DISCLOSURE TO CONSUMER REPORTING AGENCIES:

Disclosures pursuant to 5 U.S.C. 552a(b)(12). Pursuant to 5 U.S.C.

552a(b)(12), disclosures may be made to a consumer reporting agency as

defined in the Fair Credit Reporting Act (15 U.S.C. 1681a(f) or the

Federal Claims Collection Act of 1966 (31 U.S.C. 3701(a)(3)).

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained in file folders.

RETRIEVABILITY:

Records are indexed by state and by name.

SAFEGUARDS:

Records are located in lockable metal file cabinets or metal file

cabinets in secured rooms with access limited to those whose official

duties require access.

RETENTION AND DISPOSAL:

The records are maintained and disposed of in accordance with

Commission records management policies and procedures.

SYSTEM MANAGER(S) AND ADDRESS:

Regional Center Directors, Consumer Product Safety Commission,

(Regional Center addresses are listed in Appendix I).

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information in these records comes either from the individual to

whom it pertains or from agency officials, CPSC supervisors, or state

officials.

CPSC-18

SYSTEM NAME:

CPSC-18, Procurement Integrity Records.

SYSTEM LOCATION:

Division of Procurement Services, Consumer Product Safety

Commission, 4330 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Commission employees involved in the procurement of goods or

services.

CATEGORIES OF RECORDS IN THE SYSTEM:

Procurement Integrity Certificates. These are standard forms that

are certifications that the employees to whom they pertain understand

and will abide by specified laws and regulations pertaining to

procurement activities. The forms include the name, signature and, for

forms completed before April, 1997, the social security number of the

individuals.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

41 U.S.C. 423(l)(2).

PURPOSE(S):

These certificates provide continuing evidence of an individual's

qualification to participate in procurement activities.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

1. Transfers to Federal, State, local, or foreign agencies when

relevant to civil, criminal, administrative or regulatory

investigations or proceedings, including transfer to the Office of

Government Ethics in connection with its program oversight

responsibilities.

[[Page 71912]]

2. To a Federal agency pursuant to a request by the agency in

connection with hiring, retention, or grievance of an employee or

applicant, the issuance of a security clearance, the award or

administration of a contract, the issuance of a license, grant, or

other benefit.

3. To committees of the Congress.

4. Any other use specified by the Office of Personnel Management

(OPM) in the system of records entitled ``OPM/GOVT-1, General Personnel

Records,'' as published in the Federal Register periodically by OPM.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Stored alphabetically in file folders.

RETRIEVABILITY:

Retrieved by name of the individual to whom the record pertains.

SAFEGUARDS:

Records are kept in a secure area.

RETENTION AND DISPOSAL:

Records are kept until no longer needed.

SYSTEM MANAGER(S) AND ADDRESS:

Director, Division of Procurement Services, Consumer Product Safety

Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information is supplied by the individual to whom a record

pertains.

CPSC-19

SYSTEM NAME:

Office of Hazard Identification and Reduction Tracking System.

SYSTEM LOCATION:

Office of Hazard Analysis and Reduction, Consumer Product Safety

Commission, 4330 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Project managers and supervisors.

CATEGORIES OF RECORDS IN THE SYSTEM:

Records include management information such as the project manager,

supervisor, origin of the project, products and hazards addressed,

types of interventions, schedules and milestones, Commission decisions,

key accomplishments, and resources expended.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

15 U.S.C. 2051 et seq.; 31 U.S.C. 1116.

PURPOSE(S):

The Consumer Product Safety Act, the Federal Hazardous Substances

Act, the Flammable Fabrics Act, and the Poison Prevention Packaging Act

authorize the Consumer Product Safety Commission to collect death and

injury data, conduct research on the safety of consumer products,

develop voluntary and mandatory safety standards, and ban unusually

hazardous consumer products. The Office of Hazard Identification and

Reduction and other Commission staff use this system to manage such

programs. The system tracks critical project elements from the

identification and characterization of hazards to the development and

implementation of voluntary or regulatory solutions. Reports from the

system are used for evaluating and reporting progress in addressing

hazards of importance to the Commission. The system generates

statistical data for OMB and the Congress. The system is also used to

prepare reports on agency progress as required by the Government

Performance and Results Act of 1993. It may also be used to evaluate

staff performance.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

None.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained by a computer database system. Hard copy

printouts of all or selected groups of records are made from time to

time.

RETRIEVABILITY:

Records are retrievable by any field, including names of project

managers and supervisors.

SAFEGUARDS:

Access to records and to fields within records is controlled by

passwords. Records are accessible only by members of the Office of

Hazard Identification and Reduction, including project mangers and

their supervisors.

RETENTION AND DISPOSAL:

Records are retained indefinitely.

SYSTEM MANAGER(S) AND ADDRESS:

Assistant Executive Director, Office of Hazard Identification and

Reduction, Consumer Product Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information in these record is developed within the Commission from

the planning and implementing of project activities. Information is

obtained from project managers, their supervisors, official Commission

records, and other management and accounting systems.

CPSC-20

SYSTEM NAME:

CPSC-20, Personnel Security File.

SYSTEM LOCATION:

Office of Human Resources Management, Consumer Product Safety

Commission, 4330 East-West Highway, Bethesda, MD 20814

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Employees of the Consumer Product Safety Commission, and applicants

for employment with the Consumer Product Safety Commission.

CATEGORIES OF RECORDS IN THE SYSTEM:

Results of name checks, inquiries, and investigations furnished by

the Office of Personnel Management to determine suitability for

employment with, or continued employment by, the Consumer Product

Safety Commission. Information in records may include date and place of

birth, citizenship, marital status, military status, and social

security status. These records contain investigative information

regarding an individual's character, conduct, and behavior in the

community where he or she lives or lived; arrests and convictions for

any violations of law; information from present and former supervisors,

co-workers, associates, educators; credit and National Agency checks;

and other information developed from the above.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

Executive Order 10450; 5 U.S.C. 301.

[[Page 71913]]

PURPOSE(S):

The records in this system of records are used by the Director,

Office of Human Resources and the Personnel Security Officer to

determine whether the employment of an applicant, or retention of a

current employee, is in the interest of the Commission and to determine

whether to grant an employee access to non-public information or

restricted areas.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

1. To request from a federal, state, or local agency maintaining

civil, criminal, or other relevant enforcement information, data

relevant to a Commission decision concerning the hiring or retention of

an employee, the issuance of a security clearance to an employee, or

other administrative action concerning an employee.

2. To the Office of Personnel Management in their role as an

investigating agency, and in their role as the agency responsible for

conducting a continuing assessment of agency compliance with federal

personnel security and suitability program requirements.

3. To the Office of Personnel Management for use in other personnel

matters.

POLICIES AND PRACTICES FOR STRONG, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained in file folders.

RETRIEVABILITY:

Records are indexed alphabetically by name.

SAFEGUARDS:

Records are maintained in a safe-type combination lock file cabinet

in the custody of the Personnel Security Officer, Directorate for

Administration. Access is limited to the Personnel Security Officer and

the Director, Office of Human Resources Management.

RETENTION AND DISPOSAL:

Records are maintained at the Consumer Product Safety Commission

for at least two years from the date of any final decision placed in

the record.

SYSTEM MANAGER(S) AND ADDRESS:

Chief, Labor and Employee Relations, Office of Human Resources

Consumer Product Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification. The Freedom of Information/Privacy Act

Officer will forward the request to the agency which conducted the

investigation, which will make the final determination.

CONTESTING RECORD PROCEDURES:

Same as access.

RECORD SOURCE CATEGORIES:

Office of Personnel Management reports and reports from other

federal agencies.

CPSC-21

SYSTEM NAME:

CPSC-21, Contractor Personnel Security File.

SYSTEM LOCATION:

Directorate for Administration, Consumer Product Safety Commission,

4330 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

Employees of contractors for the Consumer Product Safety Commission

who perform work on site at the Commission.

CATEGORIES OF RECORDS IN THE SYSTEM:

Results of name checks, inquiries, and investigations furnished by

the Office of Personnel Management to determine suitability of

contractor employees for performing on site work at the Consumer

Product Safety Commission. Information in records may include date and

place of birth, citizenship, marital status, military status, and

social security status. These records contain investigative information

regarding an individual's character, conduct, and behavior in the

community where he or she lives or lived; arrests and convictions for

any violations of law; information from present and former supervisors,

co-workers, associates, educators; credit and National Agency checks;

and other information developed from the above.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

15 U.S.C. 2076(e).

PURPOSE(S):

The records in this system of records are used by the Associate

Executive Director for Administration and the Personnel Security

Officer to determine whether it is in the interest of the Commission to

permit a contractor's employee to work on the Commission premises, and

whether it is in the interest of the Commission to grant a contractor's

employee access to non-public information or restricted areas.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

None.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained in file folders.

RETRIEVABILITY:

Records are retrieved by contractor name and by contractor employee

name.

SAFEGUARDS:

Records are maintained in a safe-type combination lock file cabinet

in the custody of the Associate Executive Director for Administration.

Access is limited to the Personnel Security Officer and the Associate

Executive Director for Administration.

RETENTION AND DISPOSAL:

Records are maintained at the Consumer Product Safety Commission

for at least two years from the date of termination of the contract

under which a person is employed.

SYSTEM MANAGER(S) AND ADDRESS:

Associate Executive Director for Administration, Consumer Product

Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification. The Freedom of Information/Privacy Act

Officer will forward the request to the agency which conducted the

investigation, which will make the final determination.

CONTESTING RECORD PROCEDURES:

Same as access.

RECORD SOURCE CATEGORIES:

The individual to whom the record pertains, Office of Personnel

Management reports and reports from other federal agencies.

CPSC-22

SYSTEM NAME:

CPSC-22, Management Information System.

SYSTEM LOCATION:

Consumer Product Safety Commission, Associate Executive

[[Page 71914]]

Director for Administration, 4330 East West Highway, Bethesda, Maryland

20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

All CPSC employees.

CATEGORIES OF RECORDS IN THE SYSTEM:

The records contain information on work and leave hours charged by

individual employees against CPSC programs, projects, and organization

categories. The data included are: program codes, project codes,

organization codes, reporting period, employee name and CPSC employee

number, and hours charged.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

15 U.S.C. 2051 et seq.; 44 U.S.C. 3101.

PURPOSE(S):

The records are used to produce periodic printed reports which show

total employee time and costs allocated to Commission programs and

projects by organizational elements. The cost information includes

information derived from the Commission's accounting system. Some of

the reports will display the time charged by individual employees by

programs and projects within organizational elements.

These reports are distributed to CPSC managers, supervisory

personnel and staff at all levels as a management tool to:

1. Inform project managers of time worked by individuals on

specified program and project activities;

2. Assure accurate reporting and recording of time worked on agency

programs and projects;

3. Track the agency's work in terms of programs and projects;

4. Assist in the preparation of the CPSC Fiscal Year Operating

Plan.

5. Assess achievement of planned goals established in the CPSC

Fiscal Year Operating Plan;

6. Identify resource allocation deficiencies;

7. Provide an historical record of agency program, project, and

organization resource expenditures;

8. Assure effective distribution of staff skills for planned

workloads;

9. Provide reports to top level management on agency

accomplishment.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained in hard copy and on computer magnetic media.

RETRIEVABILITY:

Records are retrievable by any of the data items on the records.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

None.

SAFEGUARDS:

Access to individual computer records is restricted to staff of the

Associate Executive Director for Administration through the use of

special computer identification codes. Hard copy individual records are

kept in locked file cabinets with access also restricted to the staff

of the Associate Executive Director for Administration. Management

Information System data will not be used as evidence against the

supplying employee in employee performance evaluations or adverse

actions.

RETENTION AND DISPOSAL:

Individual hard copy employee records and computer records, other

than time and cost totals, are retained for not more than one year.

Disposal is accomplished through magnetic disc or magnetic tape erasure

for computer-stored records, and direct disposal into trash for hard

copy individual records.

SYSTEM MANAGER(S) AND ADDRESS:

Associate Executive Director for Administration, Consumer Product

Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as Notification.

CONTESTING RECORD PROCEDURES:

Same as Notification.

RECORD SOURCE CATEGORIES:

Information in these records is furnished by the employees to whom

it pertains.

CPSC-23 [Reserved]

CPSC-24

SYSTEM NAME:

CPSC-24 Respirator Program Medical Reports.

SYSTEM LOCATION:

Directorate for Administration, Consumer Product Safety Commission,

4330 East West Highway, Bethesda, MD 20814.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

CPSC employees whose jobs may require them to wear respirators.

CATEGORIES OF RECORDS IN THE SYSTEM:

Medical reports indicating (a) approval or disapproval for an

employee's use of respirators; (b) allowable level of exertion and any

medical conditions relevant to the use of respirators; and (c)

recommended interval until next medical evaluation.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

29 CFR 1910.134(b)(10).

PURPOSE(S):

These records are used to keep track of employees who are

authorized to work in hazardous environments requiring the use of

respirators and to schedule repeat medical examinations for those

employees.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES

OF USERS AND THE PURPOSES OF SUCH USES:

None.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,

AND DISPOSING OF RECORDS IN THE SYSTEM:

STORAGE:

Records are maintained in hard copy.

RETRIEVABILITY:

Records are retrieved by name of employee.

SAFEGUARDS:

Records are maintained in a combination lock safe-type filing

cabinet.

RETENTION AND DISPOSAL:

Records are maintained until termination of employment with CPSC.

SYSTEM MANAGER(S) AND ADDRESS:

Associate Executive Director for Administration, Consumer Product

Safety Commission, Washington, DC 20207.

NOTIFICATION PROCEDURE:

Freedom of Information/Privacy Act Officer, Office of the

Secretary, Consumer Product Safety Commission, Washington, DC 20207.

RECORD ACCESS PROCEDURES:

Same as notification.

CONTESTING RECORD PROCEDURES:

Same as notification.

RECORD SOURCE CATEGORIES:

Information is provided by the medical facility performing the

medical evaluations. The evaluation is based in

[[Page 71915]]

part on information provided by the employee to the medical facility.

Appendix I Regional Office Addresses

Central Regional Center, 230 S. Dearborn Street, Room 2944,

Chicago, Illinois 60604-1601.

Eastern Regional Center, 6 World Trade Center, Room 350, New

York, New York 10048-0206.

Western Regional Center, 600 Harrison Street, Room 245, San

Francisco, California 94107-1370.

Appendix II Pertinent Record Systems of Other Agencies

Other Federal agencies maintain government-wide systems of

records which may contain information about CPSC employees. Some of

these records may be physically located at CPSC. These systems

include:

1. Office of Personnel Management, OPM/GOVT-1, General Personnel

Records (includes official personnel folders).

2. Office of Personnel Management, OPM/GOVT-2, Employee

Performance File System Records.

3. Office of Personnel Management, OPM/GOVT-3, Records of

Adverse Actions, Performance Based Reduction in Grade and Removal

Actions, and Termination of Probationers.

4. Office of Personnel Management, OPM/GOVT-5, Recruiting,

Examining, and Placement Records.

5. Office of Personnel Management, OPM/GOVT-6, Personnel

Research and Test Validation Records.

6. Office of Personnel Management, OPM/GOVT-7, Applicant Race,

Sex, National Origin, and Disability Status Records.

7. Office of Personnel Management, OPM/GOVT-9, File on Position

Classification Appeals, Job Grading Appeals, and Retained Grade or

Pay Appeals.

8. Office of Personnel Management, OPM/GOVT-10, Employee Medical

File System Records.

9. Office of Government Ethics, OGE/GOVT-1, Executive Branch

Public Financial Disclosure Reports and Other Ethics Program Records

(includes financial interest disclosure forms of CPSC employees

subject to the Ethics in Government Act).

10. Office of Government Ethics, OGE/GOVT-2, Confidential

Statements of Employment and Financial Interests.

11. Office of Special Counsel, OSC/GOVT-1, Complaint, Litigation

and Political Activity Files.

12. Federal Emergency Management Agency, FEMA/GOVT-1, Uniform

Identification System for Federal Employees Performing Essential

Duties During Emergencies.

13. Equal Employment Opportunity Commission, EEOC/GOVT-1, Equal

Employment Opportunity in the Federal Government Complaint and

Appeal Records.

14. Merit System protection Board, MSPB/GOVT-1, Appeal and Case

Records.

15. General Services Administration, GSA/GOVT-3, Travel Charge Card

Program.

16. General Services Administration, GSA/GOVT-4, Contracted

Travel Services Program.

17. Department of Labor, DOL/GOVT-1, Office of Workers

Compensation Programs, Federal Employees Compensation Act Files.

[FR Doc. 98-34068 Filed 12-29-98; 8:45 am]

BILLING CODE 6355-01-M