Hazardous Remediation Waste Management Requirements (HWIR-media)
Federal RegisterNov 30, 1998
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SUMMARY: As part of President Clinton's March 1994 environmental
regulatory reform initiative, the United States Environmental
Protection Agency (EPA) is issuing new requirements for Resource
Conservation and Recovery Act (RCRA) hazardous remediation wastes
treated, stored or disposed of during cleanup actions. These new
requirements make five major changes: First, they make permits for
treating, storing and disposing of remediation wastes faster and easier
to obtain; second, they provide that obtaining these permits will not
subject the owner and/or operator to facility-wide corrective action;
third, they create a new kind of unit called a ``staging pile'' that
allows more flexibility in storing remediation waste during cleanup;
fourth, they exclude dredged materials from RCRA Subtitle C if they are
managed under an appropriate permit under the Marine Protection,
Research and Sanctuaries Act or the Clean Water Act; and fifth, they
make it faster and easier for States to receive authorization when they
update their RCRA programs to incorporate revisions to the Federal RCRA
regulations.
DATES: These final regulations are effective on June 1, 1999.
ADDRESSES: Supporting materials are available for viewing in the RCRA
Information Center (RIC), located at Crystal Gateway I, First Floor,
1235 Jefferson Davis Highway, Arlington, VA. The Docket Identification
Number is F-98-MHWF-FFFFF. The RIC is open from 9 a.m. to 4 p.m.,
Monday through Friday, excluding Federal holidays. To review docket
materials, it is recommended that the public make an appointment by
calling (703) 603-9230. The public may copy a maximum of 100 pages from
any regulatory docket at no charge. Additional copies cost $0.15/page.
The index and some supporting materials are available electronically.
See the Supplementary Information section for information on accessing
them.
FOR FURTHER INFORMATION CONTACT: For general information, contact the
RCRA Hotline at (800) 424-9346 or TDD (800) 553-7672 (hearing
impaired). In the Washington, DC, metropolitan area, call (703) 412-
9810 or TDD (703) 412-3323.
For more detailed information on specific aspects of this
rulemaking, contact Michael Fitzpatrick, Office of Solid Waste 5303W,
U.S. Environmental Protection Agency, 401 M Street, SW, Washington, DC
20460, (703) 308-8411, [email protected].
SUPPLEMENTARY INFORMATION: The index and supporting materials are
available on the Internet. Follow these instructions to access the
information electronically:
WWW: http://www.epa.gov/epaoswer/hazwaste/id/hwirmdia.htm
Outline
The information presented in this preamble is organized as follows:
I. Overview Information
A. Why do This Rule and Preamble Read so Differently From Other
Regulations?
B. What Law Authorizes This Rule?
II. Background Information
A. What Problems Does Today's Rule Address?
1. Response-oriented Programs Have Different Objectives and
Incentives Than Prevention-oriented Programs
2. LDRs, MTRs, and Permitting Raise Problems When Applied to
Remediation Wastes
B. How has EPA Tried to Solve These Problems in the Past?
C. How did the Proposed Rule Attempt to Solve These Problems?
1. The ``Bright Line'' Approach for Contaminated Media
2. Other Options Within the ``Bright Line'' Approach
3. The ``Unitary'' Approach--An Alternative to the ``Bright
Line'
D. What General Comments did EPA Receive About the Two Major
Proposed Options?
E. What did EPA Decide to do After Considering Those Comments?
III. Definitions Used in this Rule (Sec. 260.10)
A. Corrective Action Management Unit (CAMU)--Changes to the
Existing Definition, and Changes to the CAMU and Temporary Unit
Regulations at Secs. 264.552(a) and 264.553(a)
1. Definition of CAMU
2. Secs. 264.552 and 264.553
B. Remediation Waste--Changes to the Existing Definition
C. Remediation Waste Management Site and Facility--New
Requirements for Remediation Waste Management Sites
1. EPA Changed the Term From ``Media Remediation Site'' in the
Proposal to ``Remediation Waste Management Site'' in the Final Rule
2. EPA has Created Different Requirements for Remediation Waste
Management Sites than for Facilities Managing ``As-generated''
Hazardous Wastes
3. Differences Between the Proposed Definition of Media
Remediation Site and the Final Definition of Remediation Waste
Management Site
4. Remediation Waste Management Sites are Not Subject to
Facility-wide Corrective Action
5. Remediation Waste Management Sites are Excluded From Only the
Second Part of the Definition of Facility
6. Facility
D. Staging Pile--A New Kind of Unit
1. Differences Between the Definition of Staging Pile and the
Existing Definition of Pile
2. Differences Between the Proposed Definition of Remediation
Pile and the Final Definition of Staging Pile
E. Miscellaneous Unit--An Edit to the Existing Definition
IV. Information on Remedial Action Plans (RAPs) (Secs. 270.2, 270.68
and 270.80-270.230)
General Information About RAPs
A. What are EPA's Objectives for RAPs?
B. What is a RAP? (Secs. 270.68, 270.2 and 270.80)
1. The Differences Between a RAP and a Traditional RCRA Permit
2. Some Advantages of a RAP Compared to a Traditional RCRA
Permit
3. Differences Between ``Remediation Management Plans'' in the
Proposal and ``Remedial Action Plans'' in the Final Rule
C. When do I need a RAP? (Sec. 270.85)
1. What Activities Require RCRA Permits?
D. Does my RAP Grant me Any Rights or Relieve me of Any
Obligations? (Sec. 270.90)
Applying for a RAP
E. How do I Apply for a RAP? (Sec. 270.95)
F. Who Must Obtain a RAP? (Sec. 270.100)
G. Who Must Sign an Application for a RAP? (Sec. 270.105)
H. What Must I Include in my Application for a RAP?
(Sec. 270.110)
1. Description of the Specific Content Requirements
2. Comments on the Contents of RAPs
3. Contents of RAPs in the Proposal that are Not Required in the
Final Rule
I. What if I Want to Keep this Information Confidential
(Sec. 270.115)
J. To Whom Must I Submit my RAP Application? (Sec. 270.120)
K. If I Submit my RAP Application as Part of Another Document,
What Must I do? (Sec. 270.125)
1. Provisions From the Proposal that are Not Included in the
Final Rule
Getting a RAP Approved
L. What is the Process for Approving or Denying my Application
for a RAP? (Sec. 270.130)
M. What Must the Director Include in a Draft RAP? (Sec. 270.135)
1. Provisions of the Proposal that are Not in the Final Rule
N. What Else Must the Director Prepare in Addition to the Draft
RAP or Notice of Intent to Deny? (Sec. 270.140)
[[Page 65875]]
O. What are the Procedures for Public Comment on the Draft RAP
or Notice of Intent to Deny? (Sec. 270.145)
1. A Description of the Requirements
2. Commenters Requested More Flexibility
P. The Importance of Public Involvement in the RAP Process
Q. How Will the Director Make a Final Decision on my RAP
Application? (Sec. 270.150)
1. A Description of the Requirements
2. Comments on the Proposed Requirements
R. May the Decision to Approve or Deny my RAP Application be
Administratively Appealed? (Sec. 270.155)
S. When Does my RAP Become Effective? (Sec. 270.160)
T. When May I Begin Physical Construction of New Units Permitted
Under the RAP? (Sec. 270.165)
How May my RAP be Modified, Revoked and Reissued, or Terminated?
U. After my RAP is Issued, How May it be Modified, Revoked and
Reissued, or Terminated? (Sec. 270.170)
V. For What Reasons May the Director Choose to Modify my Final
RAP? (Sec. 270.175)
W. For What Reasons May the Director Choose to Revoke and
Reissue my Final RAP? (Sec. 270.180)
X. For What Reasons May the Director Choose to Terminate my
Final RAP, or Deny my Renewal Application? (Sec. 270.185)
Y. May the Decision to Approve or Deny a Modification,
Revocation and Reissuance, or Termination of my RAP be
Administratively Appealed? (Sec. 270.190)
Z. When Will my RAP Expire? (Sec. 270.195)
AA. How May I Renew my RAP if it is Expiring? (Sec. 270.200)
BB. What Happens if I Have Applied Correctly for a RAP Renewal
But Have Not Received Approval by the Time my Old RAP Expires?
(Sec. 270.205)
Operating Under Your RAP
CC. What Records Must I Maintain Concerning my RAP?
(Sec. 270.210)
DD. How are the Time Periods in the Requirements in this Subpart
and my RAP Computed? (Sec. 270.215)
EE. How May I Transfer my RAP to a New Owner or Operator?
(Sec. 270.220)
FF. What Must the State or EPA Region Report About Non-
compliance with RAPs? (Sec. 270.225)
Obtaining a RAP for an Off-site Location
GG. May I Perform Remediation Waste Management Activities Under
a RAP at a Location Removed From the Area Where the Remediation
Wastes Originated? (Sec. 270.230)
HH. Comparison of the RAPs Process to that for Traditional RCRA
Permits
V. Requirements Under Part 264 for Remediation Waste Management
Sites (Sec. 264.1(j))
A. Comments on Applying Part 264 Standards to Remediation Waste
Management Sites
B. EPA's Response to These Comments
C. EPA is Providing Relief From Part 264, Subparts B, C, and D
VI. Application of RCRA Sections 3004(u) and (v), and Sec. 264.101
to Remediation Waste Management Sites (Sec. 264.101(d))
VII. Staging Piles (Secs. 260.10 and 264.554)
A. Introduction and Background
B. A Summary of Principal Changes From the Proposal
1. Changes From the Proposal
2. Consistent With the Proposal
C. What is a Staging Pile? (Sec. 264.554(a))
D. How is a Staging Pile Designated? (Sec. 264.554(b))
E. What Information Must I Provide to get a Staging Pile
Designated? (Sec. 264.554(c))
F. What Performance Criteria Must the Staging Pile Satisfy?
(Sec. 264.554(d))
1. Performance Standards for Staging Piles (Sec. 264.554(d)(1))
2. Decision Factors for Staging Piles (Sec. 264.554(d)(2))
G. May a Staging Pile Receive Ignitable, Reactive, or
Incompatible Wastes? (Sec. 264.554(e))
H. How do I Handle Incompatible Remediation Wastes in a Staging
Pile? (Sec. 264.554(f))
I. Are Staging Piles Subject to Land Disposal Restrictions
(LDRs) and Minimum Technological Requirements (MTRs)?
(Sec. 264.554(g))
J. How Long May I Operate a Staging Pile? (Sec. 264.554(h))
K. May I Receive an Operating Term Extension for a Staging Pile?
(Sec. 264.554(i))
L. What is the Closure Requirement for a Staging Pile Located in
a Previously Contaminated Area? (Sec. 264.554(j))
M. What is the Closure Requirement for a Staging Pile Located in
an Uncontaminated Area? (Sec. 264.554(k))
N. How May my Existing Permit (for Example, RAP), Closure Plan,
or Order be Modified to Allow me to Use a Staging Pile?
(Sec. 264.554(l))
O. Is Information About the Staging Pile Available to the
Public? (Sec. 264.554(m))
P. What is the Relationship Between Staging Piles, Corrective
Action Management Units, and the Area of Contamination Policy?
VIII. Corrective Action Management Units (CAMUs) (Sec. 264.552)
IX. Dredged Material Exclusion (Sec. 261.4(g))
A. What is the Dredged Material Exclusion?
B. Regulation of Dredged Material Under CWA and MPRSA
C. Dredged Material and RCRA Applicability
D. Determination of Regulatory Jurisdiction
E. Clarification of Future Practice
F. Comments on the Dredged Material Exclusion
G. Dredged Material as a Solid Waste
H. Clarification of Terms Related to Dredged and Fill Material
I. Normal Dredging Operations and the Exclusion
J. The Exclusion of Nationwide Permits
X. State Authority (Sec. 271.1(j))
A. Applicability of Rules in Authorized States
B. Effect on State Authorization
1. Staging Piles
C. Authorization for Today's Rule
D. Authorization of State Non-RCRA RAP Authorities
XI. Abbreviated Authorization Procedures (Sec. 271.21(h))
A. Existing Authorization Process
B. Summary of Comments on the August 22, 1995 Proposal
C. Basis and Rationale for Today's New Procedures
D. Rules Listed in Table 1 to Sec. 271.21 to Which the
Abbreviated Procedure Applies
E. Use of Today's Abbreviated Procedure for the Authorization of
Previously Promulgated Rules
F. Final Abbreviated Authorization Procedures
G. Authorization Application Requirements
H. Procedures for Reviewing and Approving Applications
I. EPA's Decision to Not Promulgate Proposed Category 1 and 2
Procedures
J. Improvements to the Existing Authorization Process
XII. Conforming Changes (Secs. 265.1(b), 268.2(c), 268.50(g),
270.11(d), and 270.42 Appendix I)
XIII. How Does Today's Rule Relate to Other EPA Regulations,
Initiatives and Programs?
A. Subpart S Initiative
B. Suspension of the Toxicity Characteristic for Non-UST
Petroleum Contaminated Media and Debris
C. Deferral of Petroleum Contaminated Media and Debris from
Underground Storage Tank Corrective Actions
D. Hazardous Waste Identification Rule (HWIR-waste) (May 20,
1992, and December 21, 1995)
E. CERCLA
F. Legislative Reforms
G. Brownfields
H. Land Disposal Restrictions (Part 268)
XIV. When Will the Final HWIR-media Rule Become Effective?
XV. Regulatory Requirements
A. Assessment of Potential Costs and Benefits
1. Executive Order 12866
2. Background
3. Need for Regulation
4. Assessment of Potential Regulatory Costs
B. Executive Order 12898: Environmental Justice
C. Unfunded Mandates Reform Act
D. Executive Order 12875: Enhancing the Intergovernmental
Partnership
E. Regulatory Flexibility Act
F. Paperwork Reduction Act
G. National Technology Transfer and Advancement Act
H. Submission to Congress and the General Accounting Office
I. Executive Order 13045: Protection of Children from
Environmental Health Risks and Safety Risks
J. Executive Order 13084: Consultation and Coordination with
Indian Tribal Governments
[[Page 65876]]
I. Overview Information
A. Why do This Rule and Preamble Read so Differently From Other
Regulations?
Today's regulatory language and accompanying preamble are written
in a ``readable regulations'' format. The authors tried to use active
rather than passive voice, plain language, a question-and-answer
format, the pronouns ``we'' for EPA and ``you'' for the owner/operator
(in the regulatory text), and other techniques to make it easier for
readers to find and understand the information in today's rule and
preamble.
This new format is part of the Agency's ongoing efforts at
regulatory reinvention, and may be unfamiliar to readers as it looks
very different from the existing regulatory text of the Parts affected
by today's rule. However, the Agency believes that this new format will
increase readers' abilities to understand the regulations, which should
then increase compliance, make enforcement easier, and foster better
relationships between EPA and the regulated community.
All of the requirements found in today's final regulations,
including those set forth in table format, constitute binding,
enforceable legal requirements. The plain language format used in
today's final regulations may appear different from other rules, but it
establishes binding, enforceable legal requirements just as those in
the existing regulations.
B. What Law Authorizes This Rule?
These regulations are finalized under the authority of sections
2002(a), 3001, 3004, 3005, 3006, 3007 and 7004 of the Solid Waste
Disposal Act of 1970, as amended by the Resource Conservation and
Recovery Act of 1976 (RCRA), as amended by the Hazardous and Solid
Waste Amendments of 1984 (HSWA), 42 U.S.C. 6912(a), 6921, 6924, 6925,
6926, 6927 and 6974.
II. Background Information
A. What Problems Does Today's Rule Address?
Currently, hazardous wastes managed during cleanup are generally
subject to the same RCRA Subtitle C requirements as newly generated
hazardous wastes. Often those Subtitle C requirements are not
appropriate for the cleanup scenario, as described below.
1. Response-oriented Programs Have Different Objectives and Incentives
Than Prevention-oriented Programs
Since 1980, EPA has developed a comprehensive regulatory framework
under Subtitle C of RCRA for identifying, generating, transporting,
treating, storing and disposing of hazardous wastes. The RCRA program
is generally considered prevention-rather than response-oriented. The
regulations center around two broad objectives: to prevent releases of
hazardous wastes and constituents through a comprehensive and
conservative set of management requirements (commonly referred to as
``cradle-to-grave management''); and to minimize the generation and
maximize the legitimate reuse and recycling of hazardous wastes.
However, in the remediation programs, EPA wants to develop a regulatory
regime that encourages people to cleanup contaminated areas thereby
generating potentially large volumes of hazardous waste.
The RCRA regulations constitute minimum national standards for
managing hazardous wastes. With limited exceptions, they apply equally
to all hazardous wastes, regardless of where or how generated, and to
all hazardous waste management facilities, regardless of how much
government oversight any given facility receives. To ensure an adequate
level of protection nationally, the RCRA regulations have been
conservatively designed to ensure proper management of hazardous wastes
over a range of waste types, environmental conditions, management
scenarios, and operational contingencies. This causes remediation
activities to be subject to conservative, and often inappropriate
requirements. For example, all waste piles must have a leachate
collection and removal system under Sec. 264.251(a)(2). This is
appropriate when highly concentrated wastes will be stored in a pile
for an extended time, but may not be necessary for less-concentrated
wastes, or shorter-term activities, or cleanup actions when the level
of oversight is high. However, to account for any activities that may
take place nationally, EPA wrote the regulations conservatively to
require all waste piles to comply with these requirements, even when
they will contain less-concentrated waste for a short time. Nationally
applicable requirements must be written in this manner to provide
protective requirements for the highest risk activities that the
regulations allow.
As opposed to requirements designed for on-going waste management,
remediation activities often involve less-concentrated wastes, one-time
activities, and shorter-term activities. Remediation activities are
also conducted under close EPA or State oversight. However, the current
regulations do not allow EPA or the State to modify the requirements
for piles, or many other Subtitle C requirements, to make them more
appropriate for the specific circumstances of the remediation taking
place.
In administering current RCRA regulations for hazardous waste
generated during cleanup, EPA and States have recognized fundamental
differences in both incentives and objectives for prevention- and
response-oriented programs. In prevention-oriented programs, the
regulations require taking appropriate precautions against causing
contamination before an activity takes place, such as the regulations
that require liners and leachate collection systems. Also, because the
regulations provide an incentive to minimize waste production, from the
beginning, the activity is planned and managed to carefully control the
appropriate factors such as amount of waste produced, concentrations,
and handling practices to prevent unacceptable situations such as
releases. However, in administering remedial programs such as Superfund
and the RCRA Corrective Action program, EPA and the States already face
an unacceptable situation (contaminated sites) that must be remedied.
Response-oriented programs must address already existing problems.
Response-oriented programs cannot pre-determine the location of the
contamination, but must respond where contamination has already
occurred, which may be close to sensitive ecosystems or populated
areas. Response-oriented programs cannot control the volumes or
concentrations of remediation wastes, but must manage what wastes have
already been released into the environment in varying volumes,
concentrations and matrices. Often the site-specific situations facing
response-oriented programs make waste management difficult, such as
complex matrices and combinations of constituents of concern, or
concerns over on-site treatment or disposal units to manage the wastes
that must be cleaned up.
In a prevention-oriented system, if the community objected to
building new on-site units, the facility could decide not to engage in
business practices that would generate the waste that would need to be
managed. In the response-oriented situation, however, the facility (or
the regulatory agency) must deal with existing contamination, and must
find an acceptable response.
Also, remedial actions generally receive intensive government
oversight, and remedial decisions are made by a State or Federal Agency
only after they thoroughly investigate site-specific
[[Page 65877]]
conditions. In contrast, prevention-oriented hazardous waste
regulations are generally implemented independently by facility owner/
operators through complying with national regulatory requirements.
2. LDRs, MTRs, and Permitting Raise Problems When Applied to
Remediation Wastes
In the HWIR-media proposed rule, EPA identified the application of
three RCRA requirements to remediation wastes as the biggest problems
to address; Land Disposal Restrictions (LDRs), Minimum Technological
Requirements (MTRs), and permitting.
The LDRs (which appear in 40 CFR part 268) generally prohibit land
disposal (or ``placement'' in land-based units) of hazardous wastes
until the wastes have met the applicable treatment standards. Often
this placement is appropriate and desirable when managing remediation
wastes to excavate them from their current locations, and temporarily
store the wastes before on-site treatment, or to excavate the wastes
and accumulate enough volume to ship off-site cost effectively. By not
allowing temporary storage and accumulation in land-based units, the
LDRs can be a strong disincentive to excavating and managing
remediation waste. The staging pile provisions of today's final rule
address this issue by allowing temporary storage and accumulation of
remediation wastes in a staging pile without being subject to LDR.
Another example of the problems with LDRs in the cleanup scenario
is that contaminated media are often physically quite different from
as-generated process wastes. Contaminated soils often contain complex
mixtures of multiple contaminants and are highly variable in their
composition, handling, and treatability characteristics. For this
reason, treating contaminated soils can be particularly complex,
involving one or sometimes a series of custom-designed treatment
systems. It can be very difficult to treat contaminated soils to the
LDR treatment levels. The parts of the HWIR-media proposal that
addressed this issue have been finalized in the LDR Phase IV rule (63
FR 28556 (May 26, 1998)).
The MTR requirements were designed as preventative standards for
wastes generated through industrial processes. They were not designed
for the remedial context. For example, under 40 CFR Subpart F, surface
impoundments, waste piles, and land treatment units or landfills must
have specific detection, compliance monitoring programs, and corrective
action programs for potential groundwater contamination from the unit.
These are appropriate preventative requirements for units managing
process wastes. However, many cleanup actions involve short-term
placement of remediation wastes into a waste pile, and all of these
requirements may not be necessary. The staging piles provisions of
today's rule address this issue by allowing the Director to determine
appropriate design criteria for the staging pile based on the site-
specific circumstances such as the concentration of the wastes to be
placed in the unit and the length of time the unit will operate. EPA
also explained in the preamble to the CAMU rule additional reasons why
LDR and MTR requirements can be counterproductive when managing
remediation waste as opposed to as-generated process wastes. To read
about these additional reasons, see 58 FR 8658 (8659-8661)(February 16,
1993).
Finally, another area creating roadblocks is permitting. The time-
consuming process for obtaining a RCRA permit can delay cleanups,
thereby delaying the environmental and public health benefits of
cleaning up a contaminated site. For example, the traditional RCRA
permitting process requires the facility owner/operator to submit a
great deal of information on activities at the facility to EPA or the
State, and the permit must include terms and conditions to protect
against any improper waste management practices over the long-term
active life of an operating facility. Because of the large volume of
information submitted, these permits are huge documents and approval
often takes several years. However, in the remedial scenario, cleanup
activities are generally a one-time project; once the cleanup is
completed and the remediation waste is properly treated and disposed,
then the activities are completed. Also, these activities are limited
to addressing the contamination at the site, and therefore are often
more limited in scope than the operating practices of a facility that
is engaged in on-going waste treatment, storage and disposal. To
overcome the limitations discussed above from traditional RCRA permits,
the new Remedial Action Plans (RAPs) requirements in today's rule
streamline the process for receiving a permit for treating, storing and
disposing of remediation wastes, and require the facility owner/
operator to submit significantly less information than for a
traditional RCRA permit. However, the information submitted for a RAP
application and RAP terms and conditions must be sufficient to ensure
proper waste management of the remediation wastes involved during the
life of the cleanup activities.
Furthermore, a facility seeking a traditional RCRA permit to manage
remediation wastes on-site must investigate and cleanup their entire
facility (facility-wide corrective action). This requirement can deter
potential cleanups from happening at all. For instance, facility owners
and operators may wish to clean up a small portion of their facility
for any number of reasons, such as to avoid future liability, to free
the property for sale or other uses, or because they simply wish to
restore the environmental health of their property. However, they may
not be willing to take on the burden of investigating and cleaning up
their entire facility, when it is only a small portion they wish to
voluntarily clean up, and they may be reluctant to conduct the cleanup
under the RCRA corrective action program. Therefore, to encourage
cleanups, under today's final rule, facilities that need a RCRA permit
only to treat, store, or dispose of remediation wastes (remediation-
only facilities) are not subject to the facility-wide corrective action
requirement.
B. How Has EPA Tried to Solve These Problems in the Past?
EPA has tried to solve these problems in the past through a series
of regulations and policies; for example;
The ``Area of Contamination'' (AOC) policy;
The ``contained-in'' policy; and
The regulations for Corrective Action Management Units
(CAMUs), and temporary units.1
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\1\ 61 FR 18780, 18782 (April 29, 1996), memorandum from Michael
Shapiro, Director, Office of Solid Waste, Stephen D. Luftig,
Director, Office of Emergency and Remedial Response, and Jerry
Clifford, Director, Office of Site Remediation Enforcement, EPA to
RCRA Branch Chiefs and CERCLA Regional Managers, (March 13, 1996);
55 FR 8666, 8758-8760 (March 8, 1990); and 58 FR 8658 (February 16,
1993).
---------------------------------------------------------------------------
All of these regulations and policies help alleviate some of the
problems facing cleanups, but none have completely solved these
problems. (See the October 1997 report by the United States General
Accounting Office, ``Remediation Waste Requirements Can Increase the
Time and Cost of Cleanups.'' 2)
---------------------------------------------------------------------------
\2\ Hazardous Waste: Remediation Waste Requirements Can Increase
the Time and Cost of Cleanups, U.S. General Accounting Office, GAO/
RCED-98-4, October 1997.
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The AOC policy allows important flexibility for activities done
within a contiguous contaminated area. For example, hazardous
remediation wastes may be consolidated or treated in situ
[[Page 65878]]
within an AOC without triggering the LDRs or MTRs. However, the AOC
policy does not address the permitting issues today's rule is
addressing, nor does it address LDR and MTR for wastes removed from an
AOC, or treated ex situ.
The contained-in policy defines when some contaminated media can be
considered to no longer ``contain'' hazardous waste. When EPA or an
authorized State determines that media do not ``contain'' hazardous
waste, RCRA does not generally pose a barrier to remediation because
permitting requirements, LDRs (generally), and MTRs do not apply to
media that do not contain hazardous waste. However, the contained-in
policy is limited to media only, and does not provide any flexibility
for other remediation wastes, nor does it provide needed flexibility
for highly concentrated media.
The CAMU and temporary unit rules provide much-needed flexibility
for unit-specific standards at cleanup sites. CAMUs and temporary units
are not subject to LDRs or MTRs. The requirements for these units are
set on a site-specific basis, depending on site-specific factors such
as the types of wastes being managed (for example, concentrations,
volumes, other characteristics) and the period of time the unit will
operate. However, CAMUs and temporary units do not address any of the
permitting issues that cause problems for remediation wastes.
Because each of these regulations or policies is limited in solving
the problems inherent to managing hazardous remediation waste under the
RCRA Subtitle C system, EPA felt it was necessary to propose additional
solutions.
C. How Did the Proposed Rule Attempt to Solve These Problems?
EPA recognized a continuing need for further reforms than the
regulations and policies discussed above had provided, and yet knew
that these reforms would be controversial. In 1993, EPA convened a
committee under the Federal Advisory Committee Act (FACA) to provide
recommendations to EPA on how to make these reforms. The FACA Committee
included representatives from environmental groups, regulated industry,
the waste management industry, States, and EPA. The FACA Committee met
numerous times between January 1993 and September 1994. EPA based the
options in the April 29, 1996 HWIR-media proposal on the
recommendations and discussions of the FACA Committee.
EPA presented several options for reforms in the HWIR-media
proposal. EPA presented two comprehensive options (the Bright Line and
the Unitary Approach), and requested comment on sub-options and issues
within those comprehensive options.
1. The ``Bright Line'' Approach for Contaminated Media
The first comprehensive option, which formed the basis for the
proposed rule, was the ``Bright Line'' option. The Bright Line option
would have been limited to ``contaminated media'' only. Contaminated
media was defined to include soils, groundwater, and sediments, but not
debris, nor other remediation wastes such as sludges. The Bright Line
option got its name from a ``line'' dividing more highly contaminated
media from less contaminated media. That Bright Line was a set of
constituent-specific concentrations based on the risks from those
constituents. Media found to contain constituents above these
concentrations would have remained subject to Subtitle C management
requirements (however, the proposal requested comment on some potential
modifications to those requirements), and media containing constituents
below the concentrations would have been eligible for a determination
that it no longer ``contained'' hazardous waste, thereby generally
removing it from Subtitle C jurisdiction.
The determinations of which media were and were not subject to
Subtitle C requirements were to be documented in a Remediation
Management Plan (RMP) approved by EPA or an authorized State. The RMP
would have been an enforceable document that would also have included
any requirements for managing media below the Bright Line, and would
have served as a RCRA Subtitle C permit for treatment, storage or
disposal of media above the Bright Line. The RMP process would have
been more streamlined than that required for RCRA permits obtained
under the current regulations, and also, at remediation-only
facilities, would not have required 3004(u) and (v) facility-wide
corrective action, as is required for all RCRA permits before today's
rule.
2. Other Options Within the ``Bright Line'' Approach
Other requirements that EPA proposed to modify were LDR treatment
standards for soils that remained subject to Subtitle C requirements,
standards applicable to on-site storage and/or treatment of cleanup
wastes during the life of the cleanup, and State authorization
requirements. New treatment standards would have applied to soils that
remained subject to LDRs under the Bright Line approach. EPA also
proposed a new unit called a ``remediation pile.'' Remediation piles
could have been used temporarily without triggering LDRs and MTRs, for
the on-site treatment or storage of remediation wastes subject to
Subtitle C. States picking up any revisions to their RCRA programs (the
proposal was not limited to the revisions to remediation waste
management programs) could have followed new streamlined authorization
procedures. Also, EPA proposed to withdraw the CAMU regulations if the
final HWIR-media rule would sufficiently replace the flexibility
currently available under the CAMU rule.
Finally, EPA proposed excluding dredged materials from Subtitle C
if they were managed under permits issued under the Clean Water Act
(CWA) or Marine Protection Research and Sanctuaries Act (MPRSA).
3. The ``Unitary'' Approach--An Alternative to the ``Bright Line''
As an alternative to the Bright Line approach, EPA requested
comment on the ``Unitary Approach.'' The Unitary Approach excluded all
remediation wastes (irrespective of the concentration of hazardous
constituents in the waste and including non-media remediation wastes)
managed under a Remedial Action Plan (RAP) (which was very similar to a
RMP) from Subtitle C management requirements and made them subject to
site-specific requirements in the RAP.
Again, EPA requested comment on the two main comprehensive options,
the Bright Line and the Unitary Approach, and on all the sub-issues,
such as the proposed elimination of CAMUs, and the new requirements for
remediation piles, LDR, RMPs and RAPs, dredged materials, and State
authorization.
D. What General Comments did EPA Receive About the Two Major Proposed
Options?
Some commenters supported the Bright Line option and thought it was
appropriate to distinguish between highly contaminated media and media
that were less contaminated, and to regulate them differently.
However, most commenters on the Bright Line option believed that
the Bright Line would be too difficult to implement, and therefore
should not be finalized. There were several elements of the Bright Line
option that commenters were concerned about implementing. One concern
was sampling to determine whether media was above or below the Bright
Line.
[[Page 65879]]
Concentrations of contaminants in environmental media typically are not
heterogeneous, and it is difficult to make assumptions about the
concentrations of large areas of contamination without taking many
samples.
Another concern was how to differentiate between media, debris, and
other remediation wastes, such as sludges. Commenters stated that often
these different types of remediation waste are all found at the same
site and they will all need to be managed, and it would be unduly
complicated to have to separate the different types of remediation
wastes and manage them separately under separate regulatory
requirements.
Also, commenters were concerned about the methodology that EPA used
to determine the Bright Line levels themselves. EPA received many
specific comments on the proposed Bright Line constituent specific
numbers, as well as the choice of which constituents were assigned
Bright Line numbers.
With regard to the Unitary Approach, many industry and State
commenters supported the Unitary Approach, saying that the flexibility
would greatly streamline cleanups and allow more appropriate decisions
for managing remediation waste. These commenters emphasized that
flexibility was needed so that States could develop cleanup programs
with oversight and public participation requirements specific to the
concerns, needs, and resources of individual States, and felt that the
Unitary Approach most closely addressed those concerns. However, some
commenters were concerned that the lack of any national requirements
was too open-ended and would not guarantee protectiveness. Commenters
were also concerned about the resources required for States and Regions
to make site-specific determinations of the appropriate management
requirements for remediation wastes at each different site.
Finally, commenters had many specific comments on the elements of
these options such as RAPs and RMPs, remediation piles, LDRs, etc.
Major comments and EPA's responses are summarized under those more
specific sections of this preamble, and all comments are answered
specifically in the ``response to comments'' document for today's rule.
E. What did EPA Decide to do After Considering Those Comments?
EPA has decided to promulgate only selected elements of the HWIR-
media proposal in today's rule, rather than go forward with a more
comprehensive approach as proposed. EPA plans to complement the
elements finalized today by leaving the CAMU regulations in place,
rather than withdrawing these regulations as proposed.
Although EPA conducted a lengthy outreach process before developing
the HWIR-media proposal and made every effort to balance the concerns
and interests of various stakeholder groups, public comment on the
proposal makes it clear that stakeholders fundamentally disagree on
many remediation waste management issues.
EPA agreed with commenters' concerns that the Bright Line approach
would be too difficult to implement, and that a Bright Line that would
satisfy commenters who wanted the Bright Line levels to consist of very
conservative levels would not sufficiently reform the system to remove
the existing barriers to efficient, protective remediation waste
management. EPA has concluded that pursuing broader regulatory reform
would be a time- and resource-intensive process that would most likely
result in a rule that would provoke additional years of litigation and
associated uncertainty. This uncertainty would be detrimental to the
program and have a negative effect on ongoing and future cleanups.
Based on these conclusions, the Agency has decided not to finalize
either the Bright Line or the Unitary Approach, and recognizes that a
purely regulatory response will not solve all of the remediation waste
management issues that HWIR-media was designed to solve.
While EPA believes the elements finalized today along with the
retention of the CAMU rule, will improve remediation waste management
and expedite cleanups, the Agency is also convinced that additional
reform is needed to expedite the cleanup program, especially to provide
greater flexibility for non-media remediation wastes like remedial
sludges, address certain statutory permitting provisions, and more
appropriate treatment requirements for remediation wastes (for example,
treatment that focuses on ``principal threats'' rather than all
underlying hazardous constituents). Therefore, the Agency continues to
support appropriate, targeted legislation to address application of
RCRA Subtitle C land disposal restrictions, minimum technological and
permitting requirements to remediation waste and will continue to
participate in discussions on potential legislation. If legislation is
not forthcoming, the Agency may reexamine its approach to remediation
waste regulation and may take additional administrative action.
The elements finalized in today's rule are:
Streamlined permitting for treating, storing and disposing
of remediation wastes generated at cleanup sites that, among other
things, eliminates the requirement for facility-wide corrective action
at remediation-only facilities;
A variation on the proposed remediation piles, called
staging piles, modified in response to public comments;
A RCRA exclusion for dredged materials managed under Clean
Water Act (CWA) or Marine Protection Research and Sanctuaries Act
(MPRSA) permits; and
Streamlined procedures for State authorization.
EPA also finalized, in a separate document (63 FR 28604 (May 26,
1998)), the LDR treatment standards specific to hazardous contaminated
soil that were proposed in the HWIR-media proposal. EPA is deferring
action on the Treatability Sample Exclusion Rule, that EPA requested
comments on expanding in the HWIR-media proposal at 61 FR 18817.
EPA will withdraw all other portions of the proposal, such as the
proposal under the Bright Line option to distinguish between lower- and
higher-risk contaminated media and give regulatory agencies the
flexibility to exempt lower-risk contaminated media from RCRA
requirements, and the portion of the proposal that proposed to withdraw
the CAMU rule.
Existing areas of flexibility for managing remediation waste, such
as the contained-in and AOC policies, and site-specific land disposal
restrictions treatability variances, continue to be available.
III. Definitions Used in this Rule (Sec. 260.10)
Some terms defined in today's rule may be difficult to understand
when discussed out of context of the rest of the rule; therefore,
readers may wish to read the preamble sections on RAPs and staging
piles before reading this section on definitions. To discuss related
terms together in this preamble, discussion of the definitions is not
in alphabetical order (which is how the terms appear in the rule
language). The section discusses:
First the revised definition of ``corrective action
management unit'' or ``CAMU,'' then
The definition of ``remediation waste,'' then
``Remediation waste management site'' and ``facility,''
then
``Staging pile,'' then finally,
``Miscellaneous unit.''
[[Page 65880]]
A. Corrective Action Management Unit (CAMU)--Changes to the Existing
Definition, and Changes to the CAMU and Temporary Unit Regulations at
Secs. 264.552(a) and 264.553(a)
1. Definition of CAMU
In today's final rule, the Agency has revised the definition of
CAMU, as well as the CAMU and temporary unit regulations themselves.
This revision clarifies the Agency's interpretation of these provisions
and accommodates EPA's new interpretation, promulgated today, that
remediation-only facilities are not subject to the facility-wide
corrective action requirement under RCRA section 3004(u). (See
discussion under the definition of remediation waste management site
below.) Specifically, the Agency has added to both the CAMU definition
(Sec. 260.10) and Secs. 264.552 and 264.553 language providing that
CAMUs and temporary units are not limited to facilities subject to RCRA
sections 3004(u) or 3008(h), but may also be approved at other cleanup
facilities, as well.\3\
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\3\ When using the term ``remediation-only'' facilities, EPA
means facilities that require RCRA permits solely for the purposes
of treating, storing or disposing of remediation wastes due to
cleanup at the facilities. EPA uses this term to distinguish these
facilities from operating treatment, storage and disposal facilities
that manage as-generated process wastes as part of ongoing facility
operations.
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The revised definition in today's rule reads as follows:
Corrective action management unit (CAMU) means an area within a
facility that is used only for managing remediation wastes for
implementing corrective action or cleanup at the facility.
EPA is amending the definition of CAMU by deleting the parts of the
definition that referred to corrective action authorities under
Sec. 264.101 and RCRA section 3008(h). This change will accommodate
RAPs and permits for the management of remediation waste as defined in
today's rule that are not subject to Sec. 264.101 or RCRA section
3008(h). Also, the reference in this definition (as well as in the
definition of remediation waste) to actions taken ``for the purpose of
implementing corrective action requirements under Sec. 264.101 and RCRA
section 3008(h)'' implied that EPA intended to restrict CAMU to these
authorities. In fact, EPA did not intend to restrict the CAMU (or the
temporary unit) to wastes generated solely through specific RCRA
regulatory mechanisms, or to cleanup wastes generated solely at RCRA
treatment, storage or disposal facilities.
For example, EPA anticipated that CAMUs or temporary units might be
used as applicable or relevant and appropriate requirements (ARARs) for
the remediation of many CERCLA sites, especially where CERCLA
remediation involves management of RCRA hazardous wastes. EPA tied its
definition of CAMUs and remediation waste to RCRA Federal authorities
applicable to TSD's (that is, 40 CFR 264.101 and RCRA section 3008(h))
because the Agency developed the CAMU and temporary unit rules within
that context--that is, they were developed as Federal rules to
implement corrective action at facilities subject to RCRA sections
3004(u) or 3008(h). Yet, EPA also expected that the CAMU would be
appropriate as ARARs at Superfund sites; at the Regional
Administrator's discretion for purposes of remediation under RCRA
section 7003 (even if not at a Subtitle C facility); and under State
authorities analogous to section 7003 or CERCLA (which provide a waiver
from otherwise applicable State RCRA requirements).\4\
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\4\ For a discussion of State permit waiver authorities, see the
memorandum from J. Winston Porter, Assistant Administrator, Office
of Solid Waste and Emergency Response, EPA to Regional
Administrators, Regions I-X, EPA (November 16, 1987), available in
the docket to today's rule.
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The revised definition of CAMU makes it clear that the CAMU is also
available under RAPs and other permits for remediation-only facilities
that under the new interpretation in today's rule are not subject to 40
CFR 264.101 or RCRA section 3008(h).
Without this change, the current definitions of CAMU and
remediation waste might be interpreted to preclude the use of CAMUs and
temporary units at remediation-only facilities operating under RAPs.
Yet these facilities are clearly among the type of facilities for which
CAMUs and temporary units would be beneficial--that is, facilities at
which remediation should be expedited and encouraged.
For this reason, EPA has removed the section of the CAMU definition
(and also parallel provisions in the definition of remediation waste)
that appeared to limit CAMUs (and temporary units) to facilities
subject to Sec. 264.101 or section 3008(h). This change should
eliminate any confusion over the scope of CAMUs and remediation waste,
and it is consistent with the central purpose of today's rule--
expediting cleanup at sites overseen by Federal and State cleanup
authorities, whether these sites are within the corrective action
universe, or whether they are ``remediation-only'' or ``remediation
waste management sites'' where RCRA hazardous waste is being managed.
Without this change, the Agency's new interpretation that
remediation waste management sites are not subject to section 3004(u)
corrective action requirements, which is intended to stimulate
cleanups, would have had the unintended effect of eliminating the
availability of two of the waste management options, CAMUs and
temporary units, that were designed for the same purposes.
2. Secs. 264.552 and 264.553
The removal of the language referencing activities performed under
Sec. 264.101 or RCRA 3008(h) from the definition of CAMU does not
change the scope of CAMUs. EPA simply removed the language discussing
authorities from the definition, and added it to the regulatory
language for CAMUs and temporary units at Secs. 264.552 and 264.553.
EPA also added specific language clarifying that CAMUs and temporary
units may be approved at permitted facilities that, under today's rule,
are not subject to Sec. 264.101. EPA believes these provisions are more
appropriate in the regulatory text of the CAMU and temporary unit
requirements instead of in the definitions because they identify the
mechanisms by which CAMUs and temporary units are approved, rather than
define the scope of the unit itself. By including these authorities in
the text of Secs. 264.552 and 264.553, EPA is clarifying that CAMUs and
temporary units are intended to implement corrective action consistent
with the requirements in Sec. 264.101 and 3008(h) requirements, as well
as cleanup under today's RAPs, which do not require compliance with
Sec. 264.101. The mechanisms for approval of CAMUs and temporary units
will be the permit and order procedures, and the RAP procedures. Of
course, Federal and State authorities with permit waiver provisions may
also use CAMUs, as discussed above and in the preamble to the CAMU rule
at 58 FR 8658 (p. 8679) (February 16, 1993).
EPA is also adding language to Secs. 264.552 and 264.553, and has
included language in the new Sec. 264.554 created in today's rule, to
specify that CAMUs, temporary units, and staging piles may only be used
within the contiguous property under the control of the owner/operator
where the wastes to be managed in the CAMU originated. EPA added this
language because the Agency removed that limitation from the definition
of remediation waste, as discussed below. EPA believes these
restrictions are more appropriate in the regulatory text of the CAMU,
temporary unit, and staging pile requirements instead of in the
definitions.
[[Page 65881]]
EPA is retaining the current limitation that CAMUs and temporary
units may only be used within the contiguous property under the control
of the owner/operator, and creating the same limitation for staging
piles created under today's rule. However, EPA believes that it may be
advantageous in some cases to use CAMUs, temporary units, and staging
piles at off-site facilities. Today's rule provides some relief for
off-site management of remediation wastes, but does not allow off-site
CAMUs, temporary units, or staging piles. EPA may reconsider the need
for and appropriateness of allowing off-site CAMUs, temporary units and
staging piles in the future.
B. Remediation Waste--Changes to the Existing Definition
Under current regulations, the term ``remediation waste'' defines
wastes that can be managed in a CAMU or temporary unit. Today's rule
amends the definition for the same reason that EPA made the same change
to the definition of CAMU--to remove the limitation to wastes managed
under Sec. 264.101 and RCRA Sec. 3008(h). The new definition retains
the term's current use, and makes the definition conform with the new
RAPs and staging piles provisions by not limiting remediation wastes to
wastes managed under certain specific corrective action authorities.
Wastes managed under the provisions of today's rule will be managed
during the course of a wide range of cleanups conducted under many
different types of cleanup authorities.
The existing definition of remediation waste (in Sec. 260.10) might
be read as limiting the term to wastes managed under the RCRA
corrective action cleanup authorities of 40 CFR 264.101 and RCRA
section 3008(h). In the preamble to the proposed rule (61 FR 18836),
EPA requested comment on a revised definition of remediation waste that
eliminated the limitation to wastes ``managed for the purpose of
implementing corrective action requirements under Sec. 264.101 and RCRA
section 3008(h),'' and added that wastes from a ``media remediation
site'' could be considered remediation wastes. Today's definition is
based on this definition and reads as follows:
Remediation waste means all solid and hazardous wastes, and all
media (including groundwater, surface water, soils and sediments)
and debris that contain listed hazardous wastes or that themselves
exhibit a hazardous characteristic and are managed for implementing
cleanup.
The Agency has made two changes to the existing Sec. 260.10 definition
of remediation waste originally promulgated for the CAMU and temporary
unit rules. The first change removes references to RCRA corrective
action authorities, and the second change eliminates the restriction
that remediation wastes may originate only from within the facility
boundary.
The first reference that was eliminated defined remediation waste
as wastes ``managed for the purpose of implementing corrective action
requirements under Sec. 264.101 and RCRA section 3008(h).'' The revised
definition refers to wastes ``that are managed for implementing
cleanup,'' without specifying the authority under which owner/operators
must address these wastes. As mentioned above, the Agency specifically
suggested this change in the preamble of the proposed rule (61 FR
18836) in a discussion of the Unitary.
No comments were submitted specifically on the definition of
remediation waste, although several commenters expressed their views on
the general issue of what materials should be subject to the proposed
rule, which is the issue addressed by the definition of ``remediation
waste.'' For example, one commenter expressed support for the approach
envisioned by the proposal, and finalized in today's clarification to
the definition, stating that ``the HWIR-media rule should be applied to
any management of hazardous contaminated media (and further, to all
remediation waste . . .), regardless of whether this remediation is
conducted under RCRA, CERCLA, or other State or Federal authority.''
In view of the statements made by commenters expressing support for
allowing the use of different State and Federal authorities, EPA
continues to believe that the purpose behind the provisions finalized
today--to encourage cleanup by removing unnecessary regulatory
barriers--is best served by the broad definition finalized today.\5\
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\5\ Many commenters on the proposal addressed the issue of the
types of materials that should be eligible for the relief offered by
the proposed rule--most notably, whether relief should be provided
for both contaminated media and hazardous wastes that are managed
during cleanup (for example, sludges that have not commingled with
media). Because this issue was addressed differently under the
various provisions of the proposed rule, these comments are
addressed in the discussion of each specific provision finalized
today.
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The second change has removed the limitation that waste must
originate from ``within the facility boundary.'' This allows
remediation waste managed at off-site locations, such as those
permitted under Sec. 270.230 to continue to meet the definition of
remediation waste even though they are removed from the original site.
The changes made to the definition of remediation waste parallel
changes in the definition of CAMU, and changes to the CAMU and
temporary units regulations at Secs. 264.552 and 264.553.6
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\6\ Today, EPA is also modifying Secs. 264.552 and 264.553 to
allow implementation of CAMUs and temporary units under permits
(including RAPs) at facilities that are not subject to Sec. 264.101
and 3008(h) as discussed in today's preamble under the definition of
CAMU.
---------------------------------------------------------------------------
Commenters were concerned about the status of wastes that have
migrated beyond the traditional RCRA ``facility'' boundary, and the
need to include those wastes in remediation waste. Some commenters were
concerned that, as proposed, owners and operators would be required to
obtain a RAP for on-site activities and an RCRA permit for off-site
locations where wastes had migrated. Some were concerned that they
would not be able to bring wastes that had migrated off-site back to
the site for management; still others were concerned that they would be
forced to manage wastes on-site even if it was not the most protective
option. EPA has retained the inclusion of wastes that have migrated
beyond the facility boundary by removing the clause that limited from
where remediation waste could originate. EPA expects this to resolve
the concerns of these commenters.
Finally, it is important to stress two points. First, it should be
noted that remediation waste includes only waste managed because of
cleanup, and does not include wastes generated from on-going hazardous
waste operations, which are commonly referred to as ``newly
generated,'' ``as generated,'' or ``process'' wastes. When managed as
part of a legitimate cleanup action, any (non-``as-generated'')
hazardous wastes (for example, media, debris, sludges, or other wastes)
are all remediation waste. Second, remediation waste includes both
hazardous and non-hazardous solid wastes managed as a result of
cleanup, including any wastes generated from treating remediation
wastes (for example, carbon canisters and sludges generated from
groundwater pump-and-treat or soil vapor extraction systems). Third,
the changes made to the definition of remediation waste do not, in any
way, change the scope of the CAMU and temporary unit regulations. EPA
has replaced the limitation on contiguous property removed from this
definition with a limitation in the CAMU and temporary unit regulations
themselves at Secs. 264.552 and 264.553. That same limitation also
applies to staging piles created in today's rule.
[[Page 65882]]
C. Remediation Waste Management Site and Facility--New Requirements for
Remediation Waste Management Sites
The final definition for remediation waste management site included
in Sec. 260.10 in today's rule is:
Remediation waste management site means a facility where an
owner or operator is or will be treating, storing or disposing of
hazardous remediation wastes. A remediation waste management site is
not a facility that is subject to corrective action under
Sec. 264.101 of this chapter, but is subject to corrective action
requirements if the site is located in such a facility.
Traditionally, RCRA has focused on ``facilities'' when applying
hazardous waste regulations. These are generally properties where
industrial operations manage hazardous wastes that they have generated,
or where commercial operations or entities conduct hazardous waste
treatment, storage, and/or disposal operations. For corrective action
under Sec. 3004(u) and (v) (implemented through Sec. 264.101) and
3008(h), a facility was defined (see Sec. 260.10) as ``all contiguous
property under the control of the owner or operator'' where hazardous
wastes are managed.
In the proposal, EPA defined ``media remediation site'' as a new
term that would apply to a location where certain remediation waste
management activities were taking place, and might or might not include
all or part of a pre-existing RCRA ``facility.'' EPA felt that it was
important to differentiate between existing ``facilities'' and a new
kind of site that would be eligible for the streamlined permits
(Remedial Action Plans or RAPs) promulgated in today's rule, and would
be exempt from Sec. 264.101 and certain other Part 264 requirements
that are not necessary or appropriate for areas used solely to manage
cleanup wastes.
1. EPA Changed the Term From ``Media Remediation Site'' in the Proposal
to ``Remediation Waste Management Site'' in the Final Rule
EPA has replaced the term ``media remediation site'' with the more
descriptive term ``remediation waste management site.'' Commenters
generally supported the concept of a media remediation site, but the
term ``media remediation site'' caused confusion for some, because
``remediation site'' implies an area that is being cleaned up, not, as
is meant in this case, an area where hazardous remediation wastes are
being managed.
Also, the proposed rule allowed only contaminated media to be
exempted from Subtitle C requirements, and the word ``media'' in the
title ``media remediation site'' was meant to emphasize that the
exemptions were only for contaminated media. In today's final rule, EPA
is not exempting any wastes from Subtitle C, and all provisions of this
final rule apply to all remediation wastes, so the term ``media'' is no
longer needed in the definition of the site.
These are the reasons EPA changed the term from ``media remediation
site'' to ``remediation waste management site.'' Changes to the
definition of the proposed term are discussed later in this section.
2. EPA has Created Different Requirements for Remediation Waste
Management Sites Than for Facilities Managing ``As-generated''
Hazardous Wastes
Throughout today's rule and the proposal, EPA has emphasized that,
to stimulate cleanup, it is important to regulate remediation waste
management activities differently from as-generated process waste
management where appropriate. This definition of remediation waste
management site allows EPA to apply requirements to remediation waste
management activities that are more appropriate for the remediation
scenario than the current requirements that, until today's rule, have
applied to both remediation waste management and as-generated process
waste management.
In today's rule, to facilitate prompt and protective treatment,
storage, and disposal of hazardous remediation wastes, EPA has created
three new requirements for remediation waste management sites that are
different from those for other facilities:
A new form of an RCRA permit for treating, storing and
disposing of hazardous remediation wastes (a RAP) that streamlines the
permitting process for remediation waste management sites to allow
cleanups to take place more quickly (Part 270, Subpart H);
Performance standards for remediation waste management
sites that replace the detailed requirements in Part 264 Subparts B, C,
and D (General Facility Standards, Preparedness and Prevention and
Contingency Plans and Emergency Procedures) (Sec. 264.1(j)); and
A provision excluding remediation waste management sites
from RCRA Sec. 3004(u)'s requirement for facility-wide corrective
action(Secs. 264.1(j) and 264.101(d)).
As noted above, EPA believes it is appropriate to regulate
facilities that manage as-generated process wastes and those that
manage remediation wastes differently, and the designation of a
remediation waste management site defines when the new provisions
unique to areas that manage remediation wastes will apply.
3. Differences Between the Proposed Definition of Media Remediation
Site and the Final Definition of Remediation Waste Management Site
The definition of media remediation site in the proposal which,
like today's definition of remediation waste management site, was used
to define where reduced permitting requirements would apply, was:
An area contaminated with hazardous waste that is subject to
cleanup under State or Federal authority, and areas in close
proximity to the contaminated area at which remediation wastes are
being or will be managed pursuant to State or Federal remediation
authorities (such as RCRA Corrective Action or CERCLA). A media
remediation site is not a facility for the purposes of implementing
corrective action under 40 CFR 264.101, but may be subject to such
corrective action requirements if the site is located within such a
facility (as defined in 40 CFR 260.10).
In response to the limitations to ``contaminated areas'' and
``areas in close proximity,'' several commenters identified specific
situations where those limitations might prevent owners and operators
from conducting environmentally beneficial activities under a RAP.
These comments are addressed in today's rule under new Sec. 270.230,
and the preamble discussion of that section instead of in today's
definition.
EPA has removed from the proposed definition the requirement that
limits media remediation sites to areas subject to cleanup under State
or Federal authority, and wastes managed under State or Federal
remediation authorities. EPA has always intended that today's rule
would promote voluntary initiation of cleanup activities by people not
already required to conduct cleanup under other authorities. EPA
continues to hope that this will be a result of today's rule.
Therefore, EPA has removed this limitation to make it clear that
people voluntarily initiating cleanup can have their properties
designated as remediation waste management sites. These activities
would still ordinarily require a RCRA permit (for example, a RAP) if
owner/operators were to treat, store or dispose of hazardous
remediation wastes, so that the proper requirements would be applied,
and the public would have the opportunity to participate in the waste
management decisions.
Finally, EPA has kept in the final rule the part of the proposed
definition of
[[Page 65883]]
media remediation site that stated that these were not facilities for
implementing facility-wide corrective action. As discussed elsewhere in
this preamble, EPA believes that applying 3004(u) and (v) and 3008(h)
requirements to facilities not already subject to these requirements is
such a disincentive to voluntarily initiated cleanup actions that
people often choose options that do not require permitting, rather than
face such a responsibility.
4. Remediation Waste Management Sites Are Not Subject to Facility-wide
Corrective Action
Today's rule, like the proposal, provides that a remediation waste
management site is not subject to the requirements in RCRA section
3004(u) for facility-wide corrective action. EPA believes, as discussed
more fully in the proposal, that requiring facility-wide corrective
action for facilities that are or will be engaged in ongoing hazardous
waste management outside the context of an environmentally beneficial
cleanup activity may properly be seen as a quid pro quo for the costs
of doing business in, and in some way profiting from, the management of
hazardous wastes. In a remedial context, however, there is no profit or
advantage gained by owners and operators from managing hazardous
wastes; it is simply a necessary part of performing an act that is
environmentally beneficial (that is, cleaning up a site). To view
remediation-only sites as traditional hazardous waste facilities (which
would impose additional cleanup responsibilities) can have the effect
of penalizing those who wish to clean up their properties. EPA does not
believe that this result is one that Congress intended. (See 61 FR
18792-93).
The large majority of commenters on this issue supported the
interpretation, because it is widely recognized that the facility-wide
corrective action requirement often acts as disincentive to cleanup of
wastes subject to Subtitle C. Some commenters, however, expressed
concern over the Agency's legal theory supporting the interpretation.
This concern appears to stem from the commenters' perception that the
Agency is making a purely semantic argument--that is, that by being
renamed ``media remediation sites,'' these sites are no longer the
``facilities'' to which section 3004(u) applies.
The Agency understands the commenters' confusion on this point. The
corrective action requirement of section 3004(u) applies to ``a
treatment, storage, or disposal facility seeking a permit.'' Today EPA
clarifies that the Agency's view is not that remediation-only
facilities do not constitute ``facilities'' for RCRA purposes, but
simply that they should not be interpreted to be the ``facilities
seeking a permit'' to which the requirements in section 3004(u) apply.
In the Agency's opinion, the reference to ``a treatment, storage, or
disposal facility seeking a permit'' clearly refers to facilities that
need permits because they are in the business of hazardous waste
management. Remediation-only facilities, because they only obtain a
permit to engage in remediation, do not fit into that category. EPA
believes that it is a reasonable interpretation of section 3004(u) that
sites that are or will be conducting hazardous waste management only as
part of cleanup activities are not the types of facilities to which
Congress intended to apply the section 3004(u) facility-wide corrective
action requirements. (See 61 FR 18792-93).
In addition, in light of the disincentive to cleanup created by
applying the facility-wide corrective action requirement to
remediation-only facilities, to continue to apply the requirement would
appear to be contrary to one of Congress' clear goals in enacting
section 3004(u)--to ensure that currently unmanaged remediation wastes
that pose a risk to human health and the environment are addressed.
Today's rule differs in one significant respect from the proposal:
this interpretation is no longer limited to facilities that obtain
RAPs, but also applies to remediation-only facilities that obtain
traditional RCRA permits. Thus, any facility that meets the definition
of a ``remediation waste management site'' (promulgated today),
regardless of whether its hazardous waste management activities are
authorized by a RAP or traditional RCRA permit, will not be subject to
the facility-wide corrective action requirement. The Agency agrees with
the one commenter who argued that there was no reason to limit the
relief from section 3004(u) to facilities addressed under the RAP
framework. After all, because the RAP standards are less stringent than
existing requirements, States may choose not to adopt them as part of
their authorized programs. There is no reason to prevent these States,
however, from nonetheless amending their programs to reflect the
section 3004(u) interpretation finalized today. Similarly, if a State
not authorized for corrective action issues a RCRA permit for
remediation-only sites (remediation waste management sites), Federal
corrective action requirements will not attach.
Although the above discussion stresses the use of RAPs as the
vehicle for permitting a remediation waste management site and for
applying the benefits of RAPs, the new requirements in Sec. 264.1(j),
and the elimination of Sec. 264.101 facility-wide corrective action
through the new Sec. 264.101(d) provision for remediation waste
management sites are not limited to sites permitted under RAPs. States
wishing to use the traditional RCRA permits process for activities at
remediation waste management sites may do so, and the other benefits of
remediation waste management sites (Sec. 264.1(j), and 264.101(d))
continue to apply to remediation waste management sites under permits,
as well as under RAPs. The preamble discussion explaining the need and
rationale for these other provisions can be found in the section of the
preamble discussing those provisions.
5. Remediation Waste Management Sites Are Excluded From Only the Second
Part of the Definition of Facility
This exclusion from the definition of facility is strictly limited
to the definition of facility for purposes of corrective action, which
is found in part (2) of the definition of facility. Remediation waste
management sites are not excluded from part (1) of the definition of
facility for other purposes.
6. Facility
EPA is revising the definition of facility, (to make conforming
changes with the definition of remediation waste management site), as
follows:
Facility means ... (3) Notwithstanding paragraph (2) of this
definition, a remediation waste management site is not a facility that
is subject to Sec. 264.101, but is subject to Sec. 264.101 corrective
action requirements if the site is located within such a facility.
EPA requested comment on this change to the definition of facility
at Sec. 260.10 of the proposal, and did not receive any comments
opposing this change, and is therefore finalizing this amendment with
only two minor changes.
First, the proposed rule language stated that ``notwithstanding (1)
and (2)'' remediation waste management sites were not subject to the
facility-wide corrective action requirement, but on further reflection,
it has become clear that the reference to paragraph (1) was an
oversight. This is because the proposed definition clearly stated that
remediation waste management sites are only not ``facilities'' ``for
the purposes of Sec. 264.101.'' The facility definition in paragraph
(1) is not used for those
[[Page 65884]]
purposes. In addition, because the facility definition in paragraph (1)
is used in implementing the rest of the RCRA hazardous waste
regulations, which continue to apply to activities at remediation waste
management sites, paragraph (1) must remain applicable.
Second, the proposed definitional change did not include the
current language that states ``but may be subject to such corrective
action requirements if the site is located within such a facility.''
EPA has added this clause to make the language consistent with the
definition of remediation waste management site, which was included in
this language at proposal.
As the Agency stated in the preamble to the proposed rule, this
language is meant to provide for the following situation: ``In some
cases a media remediation site could be part of an operating (or
closing) RCRA hazardous waste management facility that is already
subject to the Sec. 3004(u) and (v) corrective action requirements; in
those cases, identifying an area of the facility as a media remediation
site [today's remediation waste management site] would not have any
effect on the corrective action requirements for that site or the rest
of the facility.'' (61 FR 18793).
D. Staging Pile--A New Kind of Unit
The definition of staging pile states that ``[s]taging pile means
an accumulation of solid, non-flowing remediation waste (as defined in
40 CFR 260.10) that is not a containment building and that is used only
during remedial operations for temporary storage at a facility. Staging
piles must be designated by the Director according to the requirements
in 40 CFR Sec. 264.554.''
1. Differences Between the Definition of Staging Pile and the Existing
Definition of Pile
This definition uses a slight alteration of the definition of
``pile,'' as defined in Sec. 260.10 for waste piles (Sec. 264.250),
which better fits the purposes of today's staging pile rule. The
definition of pile differs from the staging pile definition in three
ways; the definition of pile:
Is limited to non-containerized waste;
Addresses the ``accumulation of solid, nonflowing
hazardous waste,'' rather than ``solid, nonflowing remediation waste;''
and
Allows for ``treatment or storage'' rather than simply
temporary storage.
First, EPA believes it may often be environmentally protective or
simply more convenient to move remediation wastes in bags or other
containers when placing them into a staging pile. Because bags may
reduce blowing of wastes in a pile, or volatilization of hazardous
constituents, EPA did not want to eliminate the option of bagging, or
other protective activities, of wastes in a staging pile.
Second, because today's rule does not allow ``as-generated''
hazardous waste to be stored or treated in a staging pile, the
rationale behind using the term remediation waste rather than simply
hazardous waste should be clear. EPA also included the ``solid, non-
flowing'' portion of the definition of pile to ensure that liquid
wastes will not be placed in the staging pile. Liquid wastes are
inappropriate for storing in staging piles because of the possibility
of releases and run-off.
Third, the definition of ``piles'' allows both storage and
treatment. However, as discussed below, staging piles allow only
storage.
2. Differences Between the Proposed Definition of Remediation Pile and
the Final Definition of Staging Pile
In the proposed rule, the definition of remediation pile reads
that, ``[r]emediation [p]ile means a pile used only for the temporary
treatment or storage of remediation wastes, including hazardous
contaminated media (as defined in Sec. 269.3), during remedial
operations.''
This definition was altered for a number of reasons. First, the
Agency felt that including the term ``pile'' in the staging pile
definition would only serve to confuse staging piles with waste piles.
Furthermore, because staging piles will accept hazardous remediation
waste, rather than only hazardous contaminated media for the reasons
previously discussed, this portion of the definition also had to be
changed. Finally, treatment is not mentioned in today's staging pile
definition, because treatment will not be allowed in staging piles. No
commenters provided comments directly addressing the definition of
remediation pile. For a fuller discussion of staging piles, and the
comments EPA received, see the discussion of staging piles in section
VII of this preamble.
E. Miscellaneous Unit--An Edit to the Existing Definition
EPA is simply adding the unit ``staging pile'' to the list of units
excluded from the definition of miscellaneous unit. The revised
definition is as follows:
Miscellaneous Unit means a hazardous waste management unit where
hazardous waste is treated, stored, or disposed of and that is not a
container, tank, surface impoundment, pile, land treatment unit,
landfill, incinerator, boiler, industrial furnace, underground
injection well with appropriate technical standards under 40 CFR
Part 146, containment building, corrective action management unit,
unit eligible for research, development, and demonstration permit
under Sec. 270.65, or staging pile.
Miscellaneous units are meant to cover units that do not have
regulatory provisions specific to that individual type of unit. Because
EPA is today adding provisions for staging piles, staging piles should
likewise be excluded from the definition of miscellaneous units.
IV. Information on Remedial Action Plans (RAPs) (Secs. 270.2,
270.68 and 270.80--270.230)
General Information About RAPs
A. What Are EPA's Objectives for RAPs?
After considering the public comments on the proposal, the Agency
crafted the final RAP regulation with the following six objectives in
mind:
One, RAPs should be suited to the specifics of managing remediation
waste in the context of cleanup, both in procedure and in substantive
requirements;
Two, RAPs should ensure compliance with the applicable requirements
for safe hazardous remediation waste management;
Three, RAPs should provide certainty and protection to the
permitted party, as appropriate;
Four, the RAP approval process should provide opportunities for
meaningful public involvement;
Five, because RAPs constitute RCRA permits, the RAP approval
process must, at the least, follow the statutory minimum requirements
for obtaining a permit; and
Six, RAPs, and the RAP approval process should accomplish the
previous objectives through the most streamlined, reasonable, and
understandable regulations possible.
In today's rule, EPA believes that it has reached a reasonable
compromise consistent with these objectives. In summary, the RAP
requirements promulgated today:
Significantly reduce procedural steps in permitting, while
retaining the minimum statutory public participation requirements and
certain basic permitting steps or conditions (for example, permit
appeal procedures);
Replacing the detailed requirements in Secs. 270.3--270.66
with broader performance standards;
Significantly reducing and focusing information
requirements; and
Removing the requirement for facility-wide corrective
action.
[[Page 65885]]
Given this flexibility, EPA believes that it will be possible for
EPA and authorized States to develop RAPs that are much more suited to
cleanups than are current RCRA permits--that is, a RAP will generally
fit the model of a Superfund Record of Decision or an approval of a
cleanup workplan, rather than that of a RCRA Part B permit. EPA
believes this flexibility is essential for an effective cleanup
program.
At the same time, EPA recognizes that its approach to RAPs in
today's rule (and more broadly today's rule as a whole) only partially
solves the long-standing problems associated with remediations
involving hazardous waste regulated under RCRA Subtitle C. For example,
as EPA and others have long emphasized, the statutory public
participation requirements (newspaper notices and radio spots) are
highly prescriptive without, in fact, ensuring effective public
involvement. EPA believes a more flexible approach could better reflect
the wide variety of cleanup actions, while still providing a full
opportunity for public involvement. EPA also recognizes that it has
made less extensive changes to Subtitle C permitting requirements as
they apply to remediation waste than some have recommended. Indeed, EPA
believes that, in the long run, further changes are appropriate.
For example, EPA has left the substantive, unit-specific
requirements in 40 CFR part 264 intact (although the Agency has added
new flexibility for staging piles), even though EPA recognizes that
these requirements do not always make sense in a remedial context. (For
example, secondary containment may not always be needed for tanks
within an area of contamination.) EPA took this approach in today's
rule because it has not yet aired these issues in detail in previous
proposals. EPA is deferring action here, however, the issues are
continuing to be discussed more fully in the context of possible
statutory changes to RCRA.
In the meantime, EPA emphasizes that today's rule, in combination
with existing rules and policies, provides important flexibility in
cleanup scenarios. EPA not only expects that today's rule will provide
significant benefits; EPA also intends (and encourages authorized
States) to use existing flexibility in EPA land disposal standards for
soils, the CAMU rule (which today's rule is retaining), the Agency's
contained-in policy for contaminated media, the AOC concept for
contaminated sites, and similar tools to expedite effective cleanups.
The flexibility provided by today's rule should be understood within
this broader context.
B. What Is a RAP? (Secs. 270.68, 270.2 and 270.80)
Sec. 270.68
To make it clear that RAPs are subject to different, more
streamlined requirements than other RCRA permits, EPA created a
separate Subpart (40 CFR Part 270, Subpart H) for RAPs. The provision
in today's rule in Sec. 270.68 simply points readers who may look for
RAPs in the existing Subpart F (Special Forms of Permits) to the
section for RAPs in the new Subpart H.
1. The Differences Between a RAP and a Traditional RCRA Permit
Secs. 270.2 and 270.80(a)
EPA defines a RAP in Secs. 270.2 and 270.80(a) as a ``special form
of RCRA permit that you [a facility owner/operator] may obtain instead
of a permit issued under sections 270.3-270.66, to authorize you to
treat, store, or dispose of hazardous remediation waste (as defined in
Sec. 260.10) at a remediation waste management site.'' Often, remedies
selected for cleanup sites involve treating, storing or re-disposing of
hazardous remediation waste. RCRA permits are required whenever you
treat, store or dispose of hazardous waste (unless a specific permit
exemption or exclusion applies). Until now, treating, storing or re-
disposing of hazardous remediation wastes required the same type of
permit as that for as-generated process waste management. Traditional
RCRA permits, however, were designed for operating hazardous waste
treatment, storage, and disposal facilities managing as-generated
process wastes. The permit procedures, requirements, and contents were
designed specifically for those situations. Traditional RCRA permits
also require facility-wide corrective action under RCRA Sections 3004
(u) and (v). Many of these requirements are not well suited to cleanup
activities.
Section 270.80(a) also limits RAPs to permit activities done in the
area of contamination or areas in close proximity. This is because EPA
generally wishes to encourage owners and operators to conduct
remediation waste management activities on-site. EPA does allow RAPs
for off-site locations for limited circumstance under Sec. 270.230,
when managing the remediation waste off-site will be more protective
than managing it on-site.
2. Some Advantages of a RAP Compared to a Traditional RCRA Permit
EPA believes that the traditional RCRA permitting requirements are
not well suited for cleanup activities for many reasons.
First, flexibility in public participation for RAPs, as opposed to
the more specific requirements for traditional RCRA permits, is
necessary because cleanup activities vary greatly in volumes of waste
to be managed; amount of time allocated for the project; types of
activities to take place; and risks posed by the cleanup activities.
Also, EPA and State cleanup programs generally involve ongoing dialogue
with the surrounding community about choices of remedies and other
considerations. Many of these programs have developed creative and
successful public participation strategies which may vary slightly from
specific procedures that could be set out in a nationally applicable
Federal regulation.
Second, the more streamlined and flexible requirements for RAPs are
better designed for the cleanup scenario than requirements for
traditional RCRA permits in 40 CFR Part 270 because the Part 270
standards are designed specifically to mirror and implement the
requirements throughout Subtitle C for as-generated process wastes. As
discussed earlier, the Subtitle C requirements are designed for the on-
going management of as-generated waste, and are designed to be a
``cradle-to-grave'' system of regulations that will prevent new
releases from the possible mismanagement of hazardous wastes. While
this ``cradle-to-grave'' system has been successful in preventing new
releases and in providing incentives to minimize the amount of waste
generated, the system is often cumbersome when applied to remediation
wastes. Remediation wastes have already escaped into the environment,
and often are found in unique volumes, matrices, mixtures, etc. The
nationally applicable Subtitle C requirements do not often have the
flexibility to respond to unique circumstances encountered at cleanup
sites. Therefore, the permitting requirements based on the Subtitle C
requirements also do not have the proper flexibility to respond to
unique circumstances encountered at cleanup sites.
Third, information requirements for traditional RCRA permits are
generally based on those nationally applicable requirements mentioned
above, and so are not necessarily appropriate for all cleanup sites.
[[Page 65886]]
Fourth and finally, as discussed below, EPA believes that requiring
facility-wide corrective action for all new RAPs provides disincentives
to cleanups and to remedies that involve excavating and treating or
moving wastes. These disincentives are discussed below.
In implementing, overseeing, and observing the hazardous waste
cleanup programs under RCRA Corrective Action and State cleanup
programs, EPA has concluded that the requirement to obtain a RCRA
permit for on-site treatment, storage or disposal of hazardous
remediation wastes often acts as a disincentive to cleanup,
particularly in the cases where the site is not otherwise subject to
RCRA. Cleanups may be desirable at these sites for many reasons (for
example, a State or Federal cleanup authority might determine that the
site presents a hazard; the facility owner/operator may wish to clean
up the property voluntarily; or a potential future facility owner may
hope to acquire and reuse the property.) Before today's rule, if
facility owners and operators of these sites chose to treat, store, or
dispose of hazardous remediation wastes on-site, they generally would
be required to obtain a RCRA permit, along with all the requirements
(including facility-wide corrective action) that come with that permit.
Obtaining these permits can be very time-consuming and expensive, and
facility-wide corrective action provides a strong disincentive to any
action that would require a permit. This requirement to obtain a RCRA
permit, especially the requirement for facility-wide corrective action,
was found by EPA's Permits Improvements Team (PIT) 7 to be a
major disincentive to cleanup. A recent study by the Government
Accounting Office (GAO) came to a similar conclusion.8 To
avoid having to secure a RCRA permit, many remedial decision-makers
often choose options for remediation that avoid application of the
permit requirements, such as capping in place, which may not be the
best remedial option for the site.
---------------------------------------------------------------------------
\7\ EPA's Permits Improvement Team (PIT) was created in 1994 to
identify specific actions that could be taken by EPA to increase the
efficiency and effectiveness of environmental permitting programs.
The PIT held numerous stakeholder meetings throughout the country
and prepared a draft set of recommendations before it finished its
work in 1997.
\8\ Hazardous Waste: Remediation Waste Requirements Can Increase
the Time and Cost of Cleanups, U.S. General Accounting Office, GAO/
RCED-98-4, October 1997.
---------------------------------------------------------------------------
Under the streamlined approach to permitting promulgated today,
these sites (which have sometimes been referred to as ``remediation-
only sites'') can receive a RAP for remediation waste management
activities that take place at the site rather than a traditional RCRA
permit. EPA has designed the RAPs process to be more streamlined than
that for existing permits to reduce disincentives to cleanups. As
opposed to traditional RCRA permits, RAP procedures, requirements, and
contents are designed specifically for the cleanup scenario.
The differences between the processes for receiving approval of
RAPs and for receiving approval of traditional permits are described
more fully in the sections that follow, as well as in the section
entitled ``Comparison of RAPs Process to That for Other Permits.''
As discussed more fully in the preamble discussion of the
definition of remediation waste management site, RAP recipients (other
than those who are already subject to the corrective action
requirements because of independent RCRA permitting requirements), are
also not required to perform facility-wide corrective action. The
regulatory language for the exemption from the requirements in RCRA
sections 3004 (u) and (v) does not actually appear in the RAPs section
of the regulatory language. Instead, because the requirements for RCRA
sections 3004 (u) and (v) are implemented through the regulatory
language at Sec. 264.101, the exemption from these requirements in
today's rule is found in Part 264 at Secs. 264.1(j) and 264.101(d), as
well as in the definition of remediation waste management site and
facility in Sec. 260.10, instead of part 270.
RAPs cannot be used to permit treatment, storage, and disposal of
``as-generated'' process wastes. RAPs are limited to authorizing the
treatment, storage, or disposal of hazardous remediation wastes. As
this preamble discusses, the definition of remediation waste is limited
to wastes that are managed to implement cleanup. This does not include
``as-generated'' process waste or wastes from any activities that are
not specifically implemented for the purposes of cleanup.
3. Differences Between ``Remediation Management Plans'' in the Proposal
and ``Remedial Action Plans'' in the Final Rule
EPA proposed streamlined permits for remediation-only sites under
the name Remediation Management Plans, or RMPs. The RMP concept was
proposed at Secs. 269.40 through 269.45. As in today's rule, RMPs were
proposed as a special form of a permit for hazardous remediation
wastes; however, RMPs 9 were also the vehicle by which EPA
or a State could exempt low-level hazardous contaminated media from
Subtitle C management requirements, and could impose any necessary
site-specific management requirements on these wastes. As discussed in
section II. E. of this preamble, the Agency is not finalizing the
aspects of the proposed rule that exempt hazardous remediation waste
from Subtitle C, but is finalizing the streamlined permitting process
for treating, storing, and disposing of hazardous remediation waste
(that is, wastes that would have remained within Subtitle C
jurisdiction under the proposal). However, in the final rule, EPA has
named these permits Remedial Action Plans or RAPs.
---------------------------------------------------------------------------
\9\ EPA has chosen to use the term RAP in the final rule because
it is more commonly understood than RMP.
---------------------------------------------------------------------------
In today's rule, as in the proposal, RAPs streamline the permitting
process but, unlike in the proposal, a RAP in today's rule is not used
to document and enforce alternative management requirements for
remediation wastes that are exempt from Subtitle C. Hazardous
remediation wastes remain subject to the applicable requirements in
parts 260-271. Many of the provisions of the proposed RMPs have been
eliminated or revised to accommodate this change.
The specific differences between RMPs, as proposed, and RAPs, as
finalized, are discussed under the description of each section of the
final regulation. EPA emphasizes that the contained-in principle, which
provided a legal rationale for the proposed approach exempting low-
level contaminated media, remains an existing EPA policy. EPA continues
to encourage States to apply this policy, where appropriate, to
expedite cleanups.
Section 270.80(b)
In Sec. 270.80(b) EPA states that the requirements in Secs. 270.3-
270.66 do not apply to RAPs unless those traditional RCRA permit
requirements are specifically required under Secs. 270.80-270.230, but
that the definitions in Sec. 270.2 do apply to RAPs. This is meant
simply to identify those requirements that apply to RAPs and those that
do not. Where appropriate, the RAPs requirements in Subpart H include
their own provisions instead of those in Secs. 270.3-270.66.
Section 270.80(c)
In addition, new Sec. 270.80(c) provides that, notwithstanding any
other
[[Page 65887]]
provision of [Part 270] or Part 124, any document that meets the
requirements in this section constitutes a RCRA permit under RCRA
section 3005(c). This is to ensure that, although RAPs may not be
expressly referred to in other provisions of Parts 270 and 124, they
are indeed RCRA permits. Although today's rule contains additional
language to enhance the reader's understanding, these two new
provisions are the same as proposed at Sec. 269.40(c). The Agency did
not receive any negative comments on this provision, and has therefore
finalized the approach as proposed.
Section 270.80(d)
To facilitate streamlining at cleanup sites, EPA included the
provision at Sec. 270.80(d), which states that a RAP may be either: (1)
a stand-alone document that includes only the information and
conditions required by this Subpart; or (2) part (or parts) of another
document that includes information and/or conditions for other
activities at the remediation waste management site, in addition to the
information and conditions required by this Subpart.
EPA anticipates that RAPs will often be granted at the same time
that other decisions, such as remedy selection, are made at a cleanup
site. Under the cleanup program, the facility owner/operator or the
Director may be preparing other documents, such as remedy decision
documents, which may cover much if not all of what a RAP will cover.
EPA has included this provision to make it clear that the facility
owner/operator and the Director do not have to duplicate efforts, and
can create one document that serves both purposes. This approach was
proposed at Sec. 269.40(e), and again, the Agency did not receive any
negative comment on this provision. In this case--where the issuing
authority is an authorized State--only the portion of the RAP imposed
under today's rule will be enforceable as part of the Federal RCRA
program.
Section 270.80(e)
Throughout the development of the HWIR-media rule, there has been
much confusion about the relationship between RAPs and cleanup
requirements. Notwithstanding the confusion, EPA believes this is a
very simple relationship. Cleanup programs dictate the goals of cleanup
(that is, ``how clean is clean'' and how to select remedies,
investigate sites, and conduct other related activities). Frequently,
the remedies selected under these cleanup programs involve treating,
storing, or disposing of hazardous remediation wastes in a way that
would require a RCRA permit.
RAPs are simply the permitting mechanism for authorizing (according
to RCRA requirements) this treatment, storage or disposal. In
Sec. 270.80(e), EPA has clarified that, if you are treating, storing or
disposing of hazardous remediation wastes as part of a cleanup
compelled by Federal or State cleanup authorities, your RAP does not
affect your cleanup obligations under those authorities in any way. The
RAP does not affect ``how clean is clean'' (cleanup standards), and
does not affect, in any way, existing legal obligations to perform
cleanup actions. This was proposed at Sec. 269.1(c), and the Agency did
not receive any negative comments on this provision, and so it is being
finalized as proposed, except for edits to make it easier to
understand.
Section 270.80(f)
New Sec. 270.80(f) provides that interim status facilities that
treat, store or dispose of remediation waste under a RAP will not lose
their interim status by virtue of receiving an approved RAP, because
the RAP applies only to the remediation waste management activities
that take place as a result of the cleanup, and not to any obligations
under other authorities.
Under today's rule RAPs can now be used to designate CAMUs,
temporary units and staging piles (as well as other non-combustion
remediation waste management units and operations). Owner/operators of
interim status facilities who wish to construct CAMUs, temporary units
or staging piles may now apply for a RAP as the vehicle for imposing
the site-specific requirements, providing a mechanism for enforcing
those requirements and providing for public participation. RAPs provide
for all three of these functions, and may be a desirable alternative to
a 3008(h) enforcement order.
EPA is concerned that allowing a RAP at an interim status facility
may cause confusion about the impact on that facility's interim status,
and therefore has included Sec. 270.80(f). Because RAPs are RCRA
permits, and because permit issuance at an interim status facility
often terminates interim status for that facility, EPA is concerned
that some may think that issuing a RAP at an interim status facility
terminates that facility's interim status. Existing Sec. 270.1(c)(4)
already provides that, if EPA issues or denies a permit for one or more
units at a facility without simultaneously issuing or denying a permit
to all units at the facility, this does not affect the interim status
for any unit for which a permit has not been issued or denied. Section
270.80(f) in today's rule serves a similar function by providing that
RAP issuance does not terminate interim status for the other parts of
the facility not covered by the RAP (or for facility-wide corrective
action purposes).
EPA did not specifically propose this provision, but has included
it in the final rule to avoid confusion. In the proposed rule (see for
example, 61 FR 18791), EPA stated that these provisions would be
implemented under many different programs and agencies. In the proposed
rule at 61 FR 18814, EPA gave examples of CERCLA sites and permitted
treatment, storage and disposal facilities (TSDFs), but did not clarify
how these requirements would apply at interim status TSDFs. This was an
oversight and is corrected by Sec. 270.80(f) in today's final rule.
C. When Do I Need a RAP? (Sec. 270.85)
Section 270.85(a)
Section 270.85(a) states that ``whenever you treat, store, or
dispose of hazardous remediation waste in a manner that requires a RCRA
permit under Sec. 270.1, you must either obtain: (1) a RCRA permit
according to Secs. 270.3--270.66 of [Part 270]; or (2) a RAP according
to [Part 270 Subpart H].''
1.What Activities Require RCRA Permits?
Section 270.1 describes what activities require RCRA permits. If
the facility owner/operator intends to perform activities that require
permits, but is managing only hazardous remediation waste and not as-
generated process wastes, he may take advantage of the streamlined
procedures for RAPs, or may obtain a traditional RCRA permit. There are
also instances where treating, storing or disposing of remediation
wastes do not require a RCRA permit. Today's rule, like the proposal,
will not change, in any way, when a RCRA permit is required. Thus, no
RAP is needed where a permit would not otherwise be required.
One example of when neither RAPs nor traditional RCRA permits would
be required is CERCLA removal and remedial actions. CERCLA Section
121(e) grants a RCRA permit waiver for on-site response actions
selected under CERCLA Section 121. Generally, however, a Record of
Decision (ROD) or other CERCLA decision document would specify the
requirements for complying with the substantive RCRA Subtitle C
requirements for treating, storing, or disposing of remediation waste
on-site. Another example would be when State that is authorized to
[[Page 65888]]
implement the RCRA program has a permit waiver authority that is
analogous to EPA's authority under CERCLA Section 121(e) or RCRA
Section 7003. This permit waiver policy is described in a memorandum
from J. Winston Porter, Assistant Administrator, Office of Solid Waste
and Emergency Response, EPA to Regional Administrators, Regions I--X,
EPA, (November 16, 1987) available in the docket to today's rule.
Today's rule does not change or affect this policy in any way.
In addition, facility owner/operators may manage hazardous
remediation wastes in a way that does not require a RCRA permit. For
example, contaminated remediation wastes can be capped in place, or
excavated and transported off-site to a designated, permitted facility
for treatment or disposal. Another example is that wastes can be
treated or stored on-site in units that are exempt from permitting
requirements, such as wastewater treatment units. (See 40 CFR
Secs. 264.1(g)(6), 265.1(c)(10), and 270.1(c)(2)(v)). Still another
example is that remediation wastes can be treated or stored on-site for
less than 90 days in tanks, containers, or containment buildings (see
40 CFR 262.34), which also does not require a permit.
Section 270.85(b)
In the proposed rule at Sec. 269.43(f), EPA proposed that RMPs
involving on-site combustion of hazardous remediation wastes would have
to follow the requirements for issuance of RCRA permits in 40 CFR parts
270 and 124, and would not be eligible to obtain RMPs. EPA has
finalized that requirement at new Sec. 270.85(b).
EPA received one negative comment on that provision, which stated
that the Agency had not demonstrated how combustion of hazardous
remediation waste is different from other management techniques.
However, the Agency continues to believe, as stated in the preamble to
the proposed rule (61 FR 18818), that it is necessary to include this
provision because Secs. 270.16 and 270.62 include requirements for
trial burns and other important procedures for incinerators that EPA
continues to believe are necessary, even for combustion units handling
hazardous remediation waste. Also there is a high level of public
interest in hazardous waste combustion, which EPA believes merits the
extra public participation steps of the traditional RCRA permitting
process.
Another commenter asked that EPA clarify the procedures required
for permitting of combustion units under RAPs. The proposed rule stated
that ``for remedial actions involving on-site combustion of hazardous
remediation wastes, the procedural requirements for issuance of RCRA
permits . . . shall at a minimum be followed for review and approval of
RMPs [which are RAPs in today's final rule].'' This language led to
confusion over what requirements are considered ``procedural.'' Today's
final rule states that ``[t]reatment units that utilize combustion of
hazardous remediation wastes at a remediation waste management site are
not eligible for RAPs under this Subpart.''
EPA believes that this revised regulatory language makes it clear
that permitting for combustion units does not follow any of the RAP
requirements, but instead the traditional RCRA permitting requirements.
(However, 40 CFR 264.101(d) of today's rule would exempt a facility
receiving a permit for a combustion unit from facility-wide corrective
action, if that facility were a remediation-only site (remediation
waste management site).)
Sec. 270.85(c)
The proposed rule provided for the situation where a facility
owner/operator permitted for on-going hazardous waste operations sought
a RAP for cleanup activities at the facility. Under the proposed rule,
a facility owner/operator might desire a RAP for two reasons--the RAP
was the vehicle by which remediation wastes could become exempt from
Subtitle C, and, for wastes that remained in Subtitle C, the
application and procedural requirements for RAPs were more streamlined
and better tailored to the remediation scenario.
To accommodate these situations, the proposed rule would have
allowed traditional RCRA permits to serve as RAPs (Sec. 269.40(e)(2)),
and also would have allowed the permitted facility to obtain a RAP,
which would only cover the remedial operations at a site, in addition
to its RCRA permit, (see 61 FR 18814). Because under the final rule,
RAPs are not a vehicle for obtaining an exemption from Subtitle C,
there is no need to finalize the proposed rule provision allowing
traditional RCRA permits to serve as RAPs. On the other hand, the
Agency continues to believe it is appropriate to allow permitted
facilities to obtain the benefits provided by the RAP format and has
crafted today's rule accordingly.
Specifically, today's rule (Sec. 270.85(c)) states:
You may obtain a RAP for managing hazardous remediation waste at
an already permitted RCRA facility. You must have these RAPs
approved as a modification to your existing permit according to the
requirements in Secs. 270.41 or 270.42 instead of the requirements
in this Subpart. When you submit an application for such a
modification, however, the information requirements in
Sec. 270.42(a)(1)(i), (b)(1)(iv), and (c)(1)(iv) do not apply;
instead, you must submit the information required under
Sec. 270.110. When your permit is modified, the RAP becomes part of
the RCRA permit. Therefore when your permit (including the RAP
portion) is modified, revoked and reissued, terminated, or when it
expires, it will be modified according to the applicable
requirements in Secs. 270.40 through 270.42, revoked and reissued
according to the applicable requirements in Secs. 270.41 and 43,
terminated according to the applicable requirements in Sec. 270.43,
and expire according to the applicable requirements in Secs. 270.50
and 270.51.
This approach differs from the proposal in that a facility with a
permit covering ongoing hazardous waste operations would not obtain a
RAP as a separate authorizing document for the hazardous waste
management activities conducted during the course of cleanup. The
Agency made this change to avoid potential overlaps, gaps or confusion
in having two authorizing documents at one facility. Instead, the rule
provides that a RAP at a permitted facility be integrated into the
permit as a permit modification. Thus, the more streamlined RAP
application content requirements in Sec. 270.110 apply, but the
procedures for RAP approval in these cases are the permit modification
procedures Sec. 270.41 or Sec. 270.42.
The Agency chose the permit modification procedures over the RAP
procedures because it believes that establishing two different
procedures for permit modifications--depending on whether you were
modifying permits to include a RAP, or doing any other form of permit
modification under Secs. 270.41 and 270.42--would be unnecessarily
confusing.
Comments were mixed. Two commenters stated that the proposed rule
was unclear as to how RAPs would apply at facilities that already had a
RCRA permit. One commenter said that EPA should not require both a RAP
and a permit for the same activity. Another commenter suggested
amending permits to require compliance with RAPs. Two other commenters
disagreed with each other. One stated that RAPs would be beneficial
because they would avoid the cumbersome and costly permit modification
process. The other stated that it was unnecessary and inappropriate to
allow separate and less rigorous procedures at facilities already
subject to permitting. EPA agrees with this commenter to the extent
that today's rule requires issuance,
[[Page 65889]]
modification, revocation and reissuance, and termination of RAPs
through standard permit procedures at permitted facilities. But, EPA
also believes that the relief provided by the content requirements for
RAPs at Sec. 270.100 should be available at permitted facilities. EPA
developed the standards of today's rule with cleanups specifically in
mind. The Agency believes that they are generally appropriate for
cleanups taking place at TSDs, as well as to cleanups taking place
under RAPs elsewhere.
There are three classes of modifications for traditional permits,
Classes 1, 2, and 3. When modifying a permit to incorporate a RAP, the
Director and the facility owner/operator must follow the Class
modification procedure that is appropriate for the activities being
permitted under the RAP. The last sentence of new Sec. 270.85(c)
provides that once the RAP is part of the permit, the applicable permit
procedures must be followed for modification, revocation and
reissuance, termination and expiration. However, the content
requirements for RAPs will always remain those in Sec. 270.110. EPA
included this provision to avoid confusion about which requirements
apply when making changes to RAPs that are part of RCRA permits.
This does not mean that RAPs at permitted facilities must follow
two procedures, one for approval of the RAP and one for permit
modification. On the contrary, RAPs at permitted facilities need only
follow one process, the permit modification procedure, to receive
approval.
D. Does my RAP Grant me Any Rights or Relieve me of Any Obligations?
(Sec. 270.90)
Today's rule at new Sec. 270.90 applies the Sec. 270.4 provisions
to RAPs. Section 270.4(a) is known as ``permit as a shield,'' and
protects the facility owner/operator in that as long as they comply
with the terms of their RAP, they will be considered in compliance with
RCRA Subtitle C for enforcement purposes, except for the four
exceptions noted below. This means that EPA will not take enforcement
actions against facility owner/operators for activities that are in
compliance with their RAP, unless one of the four exceptions in
Sec. 270.4(a) applies. Although the proposed rule did not contain this
provision, EPA requested comment on applying it at 61 FR 18815 of the
proposal.
One commenter expressed concern about EPA granting ``permit as a
shield'' to RAPs, arguing that the shield concept presumes that all
RAPs will be properly drafted, and that this presumption is
inappropriate, given the Agency's own acknowledgment, embodied in the
proposed rule's requirements for State HWIR-media program withdrawal,
that improper drafting may occur. Several other commenters, however,
stated that it is appropriate to specify that compliance with a RAP
constitutes compliance with RCRA.
The Agency agrees with these latter commenters. The Agency believes
that including this provision is necessary to provide facility owners
and operators with a measure of assurance that activities performed
under an approved RAP will be recognized by the Agency as satisfying
Subtitle C requirements for those activities expressly addressed and
permitted by the RAP. EPA articulated the rationale for a ``shield''
provision in the May, 19 1980 final rule, which established this
provision for permits (see 45 FR 33311). Specifically, EPA stated:
EPA believes that this ``shield'' provision is one of the
central features of EPA's attempt to provide permittees with maximum
certainty during the fixed terms of permits. . . . This new
provision gives a permittee the security of knowing that, if it
complies with its permit, it will not be enforced against for
violating some requirement of the appropriate Act [e.g. , RCRA]
which was not a requirements of the permit . . . EPA agrees that one
of the most useful purposes of issuing a permit is to prescribe with
specificity the requirements that a facility will have to meet, both
so that the facility can plan and operate with knowledge of what
rules apply, and so the permitting authority can redirect its
standard-setting efforts elsewhere. If all the 3004 standards were
fully enforceable against a permitted RCRA facility even though they
were not reflected in the permit (or, perhaps, not consistent with
it), facilities would be exposed to unavoidable uncertainty as to
the standing of their operations under the law. In addition, such a
provision would increase pressure on EPA and States to keep permit
conditions applicable to a given facility in a perpetual state of
re-examination. EPA's resources will at most be barely sufficient to
issue and renew RCRA permits, and review State permits, at the time
of their initial issuance and periodic renewal. EPA and States are
likely to make much better use of their resources if they restrict
examination of permits between issuance and renewal to monitoring
compliance and taking enforcement action where necessary.... [The
shield] now places the burden on permit writers rather than
permittees to search through the applicable regulations and
correctly apply them to the permittee through its permit. This means
that a permittee may rely on its . . . permit document to know the
extent of its enforceable duties.
With regards to the commenter who was concerned about granting
``permit as a shield'' to RAPs, EPA believes that the commenters
concerns are alleviated by the differences between the proposed and the
final rule. RAPs under the proposed rule performed a different function
from RAPs under the final rule. In the proposed rule, RAPs were the
vehicle for excluding remediation wastes from Subtitle C requirements
and instead imposed site-specific requirements on these wastes. The
commenter who was concerned about the permit as a shield provision may
have been concerned that a poorly written RAP might include site-
specific requirements for wastes excluded from Subtitle C that were not
protective of human health and the environment. Because today's final
rule does not exclude any wastes from Subtitle C requirements, that is
no longer a concern.
As mentioned above, Sec. 270.4(a) includes four exceptions to the
``shield'' provision. Specifically, the permit does not shield the
facility owner/operator from enforcement for requirements not included
in the permit which:
(1) Become effective by statute;
(2) Are promulgated under Part 268 of this chapter restricting the
placement of hazardous wastes in or on the land;
(3) Are promulgated under Part 264 of this chapter regarding leak
detection systems; or
(4) are promulgated under Subparts AA, BB or CC of Part 265 of this
chapter limiting air emissions.
With respect to the fourth exception, under Sec. 264.1080(b)(5) the
requirements in Part 264 Subpart CC do not apply to ``a waste
management unit that is used solely for on-site treatment or storage of
hazardous waste that is generated as the result of implementing
remedial activities required under the corrective action authorities of
RCRA sections 3004(u), 3004(v) or 3008(h), CERCLA authorities, or
similar Federal or State authorities.'' Therefore, remediation waste
management units permitted by RAPs will not be subject to Subpart CC
requirements. EPA expects that any of these four exceptions to the
shield, especially numbers (3) and (4), will often not be relevant to
activities taking place under RAPs.
Also, in the same way as for traditional RCRA permits, the shield
provisions cover only activities that are authorized by the RAP, not
any other hazardous waste management activities the facility owner/
operator may perform at the site. For example, if the RAP covers a
treatment unit, then activities performed in compliance with the RAP
requirements for that treatment unit are covered by the ``shield.''
However, if the operator decides to build and use a disposal unit
on-site that is not addressed in the RAP, the
[[Page 65890]]
operator must either obtain a modification to the RAP, or a traditional
RCRA permit for that new activity, or they will not be shielded from an
enforcement action under RCRA for operating that unit without a permit.
In no way does this provision be shield a facility owner or operator
from an enforcement action for a RCRA violation for any as-generated
waste management requirements (as those activities are excluded from
coverage under RAPs). Finally, because a RAP is simply a permitting
mechanism for managing remediation waste, but does not address cleanup
obligations, Sec. 270.4(a) does not shield a facility owner/operator
from cleanup obligations that apply to facilities subject to Federal or
State remedial authorities.
Section 270.4(b) and (c) address property rights, privileges, and
authorization of injury, invasion of rights, or infringement of State
or local law or regulations. Because the Agency received no adverse
comments on these provisions proposed at Sec. 269.40(f) and (g), and
because they were the same as Sec. 270.4(b) and (c) for traditional
RCRA permits, EPA is not creating new provisions specific to RAPs, but
is applying the identical Sec. 270.4(b) and (c) provisions to RAPs as
proposed.
Applying for a RAP
E. How do I Apply for a RAP? (Sec. 270.95)
The first step towards obtaining RAP approval is to apply for a
RAP. This section simply states that to apply for a RAP the owner/
operator must complete an application, sign it, and submit it to the
Director according to the requirements in part 270 Subpart H.
F. Who Must Obtain a RAP? (Sec. 270.100)
This requirement explains that if the site is owned by one person,
but the activities are operated by another person, then it is the
operator's duty to obtain a RAP, except that the facility owner must
also sign the RAP application. It mirrors the requirement for other
permits in Sec. 270.10(b). The operator is the person responsible for
the activity being permitted by the RAP, is the most familiar with the
proposed activity, and is therefore, the most reasonable choice for who
should be responsible for obtaining the RAP. The proposed rule stated
that ``the owner/operator must receive approval by the Director of a
Remediation Management Plan (RMP).'' The proposal did not distinguish
between the facility owner and operator, but the Agency believes that
this provision of today's rule will provide additional clarity about
who is responsible for obtaining a RAP.
G. Who Must Sign an Application for a RAP? (Sec. 270.105)
The proposed rule (at Sec. 269.43(b)) (like the final rule today)
required both the facility owner and operator to sign the application
for a RAP according to Sec. 270.11. Their signatures are meant to
certify that the information contained in the RAP application, to the
best of the signatory's knowledge and belief, is true, accurate, and
complete (see Sec. 270.11 (d)).
In response to the Agency's request for comment on whether
signatures of both the facility owner and operator should be required (
61 FR 18817), several commenters objected to the proposed requirement,
pointing out that in many instances one party may take a completely
passive role in the cleanup process. One commenter pointed out that the
current owner of a site may not have technical involvement in the
cleanup or may be unwilling to commit resources to the cleanup.
These commenters felt that it could obstruct or delay cleanup
efforts if both parties are required to sign the RAP application,
especially if the passive party was fearful of incurring liability by
signing. Other commenters felt that both parties should be required to
sign the RAP application (as is required for traditional RCRA permits)
as an indication that they both agree with the provisions in it. One of
these latter commenters pointed out that States still hold the facility
owner responsible for activities on his property regardless of whether
another party operates the site. This commenter felt that requiring the
facility owner to sign as well as the operator would signify that the
property owner is aware of the activities occurring on his property.
EPA has sympathy with commenters on this issue who argue that in
some cases owners may take a passive role, especially with respect to
how the remediation waste is managed. At the same time, EPA notes that,
under the statute, RCRA permits must be issued to both the owner and
the operator. EPA also believes that owners, as well as operators,
should ordinarily be responsible for the conduct of cleanup activities.
Finally, owners may know about activities on the property that the
operator is not involved in or aware of, and can provide valuable
information for the permit. To be sure, one of the prime justifications
for requiring the facility owner's signature on the permit--that the
facility owner is liable for facility-wide corrective action--does not
apply in this case. Nevertheless, the facility owner's signature is
generally important to confirm that the cleanup is proceeding with his
knowledge and approval, and to put the facility owner on notice of
potential liabilities. Where it is difficult to get a facility owner to
agree to a RAP, EPA may find that an enforcement action is more
appropriate than a permit.
As proposed (Sec. 269.43(b)), Sec. 270.105 in today's rule requires
the RAP application to be signed according to Sec. 270.11. The
requirements in Sec. 270.11(a) specify the appropriate person to sign
the RAP application in the case of a corporation, partnership, sole
proprietorship, municipality, State, Federal, or other public agency.
Section 270.11(b) requires that any reports required by the RAP be
signed by the person specified in Sec. 270.11(a) or a duly authorized
representative. Section 270.11(c) describes what to do if authorization
under Sec. 270.11(b) changes. Section 270.11(d) requires a person
signing a document under Sec. 270.11(a) or (b) to certify that the
documents were prepared under their direction, that the information is
accurate and complete, and that they understand the penalties of
submitting false information. EPA has provided that the facility owner
may choose an alternative certification under Sec. 270.11(d)(2) if the
operator certifies under Sec. 270.11(d)(1).
After reviewing comments on the respective role of the operator and
the land owner, EPA concluded that a less rigorous certification may be
appropriate for the land owner, if the operator is more familiar with
the cleanup activities than the facility owner. As explained earlier,
EPA expects that the operator will be preparing the RAP application and
will be familiar with its details. He will also be responsible for
carrying out the cleanup. Therefore, it makes sense to have the
operator provide the certification. At the same time, as a signatory to
the permit, the landowner remains jointly and severally liable with the
operator, and EPA retains the ability to enforce the terms of the RAP
against the landowner where this enforcement is appropriate in EPA's
discretion.
EPA believes that the less rigorous certification in
Sec. 270.11(d)(2) is appropriate because it continues to require the
facility owner to make appropriate inquiries and provide any
information he has about the property that will be the subject of the
RAP. Other than general comments on who should submit the permit
application, EPA did not receive comment on these requirements.
Therefore, with this one exception, EPA has finalized the requirements
as proposed.
[[Page 65891]]
H. What Must I Include in My Application for a RAP? (Sec. 270.110)
1. Description of the Specific Content Requirements
This subsection lists the specific pieces of information that the
owner/operator must include in a RAP application, and also requires the
facility owner/operator to submit any other information the Director
considers necessary. The information required under Sec. 270.110(a)
through (e) includes names and addresses, latitude and longitude of the
site, a map showing site location, and scaled drawings of the
remediation waste management site features and boundaries.
The proposal did not explicitly list in the ``Content of RMPs''
section the information required in the final rule under
Sec. 270.110(a) through (e). However, these details were suggested by a
commenter on the proposal. EPA expected that this information would
generally have been required under the proposed rule. Because the
information would be important in identifying the activities to be
authorized by a RAP, the information generally would either have been
included in the RAP application, or if not, would have been required by
the Director under the proposed Sec. 269.41(c)(10) (``other information
determined by the Director to be necessary'').
The Agency, however, agrees with the commenter that it should be
added as an express requirement, to avoid any unnecessary delay caused
by an applicant's failure to submit it in the first instance. In
addition, these information requirements are similar to the types of
information required under a Part A application in Sec. 270.13,
although better tailored to the remediation scenario.
New Sec. 270.110(f) requires the application to specify the
hazardous remediation waste to be treated, stored, or disposed of, to
estimate the quantity of waste to be managed, and to describe the
processes to be used for treating, storing, and disposing of the waste.
This provision finalizes appropriate aspects of what was required under
proposed Secs. 269.41 (c)(1) through (6).
Specifically, the proposed rule differs from the rule promulgated
today in that it required information regarding not only what under
today's rule constitutes ``hazardous remediation waste,'' but also what
constitutes ``non-hazardous contaminated media.'' The Agency has
eliminated references to ``non-hazardous contaminated media'' because,
as discussed more fully in preamble section II. E., EPA has decided not
to finalize any of the approaches from the proposal that would have
excluded remediation waste from Subtitle C, and had the RAP address
non-hazardous media. The Agency has therefore eliminated requirements
that were proposed to implement that portion of the proposed rule
(proposed Sec. 269.41(c)(1) and (3)).
Section 270.110(g) requires the facility owner/operator to submit
information to demonstrate that the remediation wastes will be managed
according to the applicable hazardous waste management requirements
found in Parts 264, 266 and 268. This provision finalizes the proposed
provision of Sec. 269.43(c)(2). Although many commenters would have
preferred all remediation wastes to be exempt from the Subtitle C
requirements, including Parts 264, 266 and 268, for the reasons
discussed earlier in this preamble, the Agency has decided not to
finalize either the Bright Line or Unitary approaches which would have
exempted remediation wastes from Subtitle C, and therefore, all
hazardous remediation wastes remain subject to these requirements.
This flexible requirement replaces the detailed, unit-specific
requirements in 40 CFR 270.14 through 270.27 that apply to traditional
RCRA permits, and which lay out the information required in a Part B
permit application. EPA has taken this more flexible approach, both
because of the wide variation in cleanup activities, and because of the
Agency's interest in streamlining the permit process for remediation
activities. In implementing current remedial programs, including CERCLA
and EPA's RCRA enforcement programs, the regulated community, the
regulators, and interested members of the public successfully work
together to develop enforceable remediation plans, and EPA believes
there is no need for the Agency at this point to mandate detailed
``information'' requirements for RAPs based on part B requirements.
Thus today's rule simply requires the RAP applicant to provide enough
information to demonstrate compliance.
Section 270.110(h) requires the RAP applicant to submit enough
information for the Director to comply with other Acts, as required for
traditional RCRA permits under Sec. 270.14(b)(20). In approving any
form of permit, the Director must comply with the requirements in other
applicable laws, and therefore, may need information from the RAP
applicant to determine the applicability of these other Acts. This was
not specifically discussed in the proposal, but where applicable, could
have been required under proposed Sec. 269.41(c)(10). The Agency
believes that making this requirement explicit will eliminate delays
that might result from any potential confusion on this point.
The wide variation in possible hazardous remediation waste
management that may take place under RAPs makes it difficult to
anticipate all of the Director's information needs. Therefore,
Sec. 270.110(i) requires the RAP applicant to submit any other
information the Director determines to be necessary for demonstrating
compliance with the provisions of Subpart H of part 270 or for
determining additional conditions necessary to protect human health and
the environment.
The first part of Sec. 270.110(i) was proposed at
Sec. 260.41(c)(10); because EPA received no comment on this provision,
it is finalized as proposed. The second part Sec. 270.110(i) about
information for determining additional conditions necessary to protect
human health and the environment simply makes express the Director's
authority to request information necessary to enable him to fulfill his
duty under the ``omnibus'' authority of RCRA section 3005(c) to include
conditions in permits necessary to protect human health and the
environment. This statutory provision is codified in today's rule at
Sec. 270.135(b)(4).
All of the information required under Sec. 270.110 forms the basis
for the Director's determination of whether or not to approve the RAP
application. The Agency expects RAPs to be more streamlined than
traditional permits and therefore expects that, as a general matter,
the information the facility owner/operator will need to submit for a
RAP application will be significantly less than is traditionally
required for a RCRA Part B permit application under Secs. 270.14
through 270.27. This is because the specific Part B requirements for
units, which are much more extensive that what is required by today's
rule, were designed with long-term operation of a TSDF in mind. This
operation is generally very different from the activities that take
place as part of a one-time remediation waste management activity.\10\
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\10\ It should be noted that EPA is also developing a proposal
to streamline (and in most cases eliminate) information requirements
for RCRA permits covering on-site storage or treatment of hazardous
waste in tanks or containers.
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Also, the Agency believes that, due to the wide range of activities
that might take place under a RAP, it is more appropriate to provide
flexibility so that the appropriate amount of information can be
determined by the site-specific action. RAPs may permit many different
[[Page 65892]]
types of activities, from on-site storage of investigation-derived
waste to treatment and permanent disposal under RCRA requirements. EPA
has allowed considerable flexibility in what information is required to
be submitted, to allow for the variation in the types of activities
being performed under a RAP, and the anticipated generally shorter
time-frames for remediation waste management activities.
2. Comments on the Contents of RAPs
Several commenters agreed with EPA's basic framework for the
contents of RAP applications. Commenters suggested additional
information that should be included in a RAP application if it were the
vehicle for determining when hazardous contaminated media could be
exempt from Subtitle C, but because the RAP is not serving that
function, those comments no longer apply. One commenter was concerned
that EPA would require information on management of wastes off-site,
but that information is not required in today's rule.
One commenter was concerned that the requirements to include
volumes of the waste being managed would require excessive site
characterization. However, the regulatory language in Sec. 270.110(f)
reads, ``an estimate of the quantity of these wastes,'' which is the
same language used for Part A permit applications in Sec. 270.13(j).
The purpose of this information is simply to provide an idea of the
scope of the operation, not to require an exhaustive site
characterization effort. EPA understands that the estimated volume of
waste to be managed may change significantly in the course of the
cleanup.
Another commenter noted that the different types of wastes
regulated under the proposed ``Bright Line'' approach made the contents
of RAPs overly complicated, but EPA is not finalizing that option in
today's rule, and so has eliminated that complication.
Several commenters asked that EPA allow the RAP to be coordinated
with other submittals of the same information, so that efforts need not
be duplicated to prepare numerous submittals. It is for precisely that
reason that EPA has allowed other documents (or parts of other
documents) to serve as parts or all of the RAP if they contain the
information and conditions necessary for RAPs, so that the facility
owner/operator does not have to duplicate efforts. This can be found at
new Sec. 270.125.
Finally one commenter suggested that EPA make it possible for a
facility owner/operator to incorporate ``presumptive remedies'' into
RAPs similar to the approach EPA developed in the CERCLA program. While
EPA is not addressing issues such as proper cleanup levels or remedies
under today's rule, EPA could develop a set of ``standard'' RAP
provisions to cover commonly encountered situations at sites managing
hazardous remediation wastes. These generic provisions could be
customized, as necessary, to address appropriate site-specific
considerations.
EPA believes that a ``generic RAP provisions'' approach can be
appropriate at RCRA sites, and it agrees this approach can
significantly streamline the development of new documents. EPA will
consider creating such a model as guidance for the HWIR-media rule.
However, in the meantime, EPA encourages States, or even large
companies with multiple sites, to develop model RAPs. For example,
commenters have told EPA that there are multiple, similarly
contaminated areas in Alaska involving petroleum product spills. EPA
believes that this may be an appropriate situation for regulated
industries, the State of Alaska, and EPA to work together to develop a
model RAP that would cover the situations frequently encountered in
Alaska with petroleum and other contaminants. Such a model RAP could be
used, with minor modifications to consider any unique, site-specific
circumstances, and would be faster to develop and approve if EPA, the
State, and the facility owner/operator had already agreed on the basic
principles in the model.
3. Contents of RAPs in the Proposal That Are Not Required in the Final
Rule
Several parts of the proposed ``RAPs contents'' requirements are
not included in the final rule. First, proposed Sec. 269.41(c)(8)
required facility owners and operators to submit information that
describes planned sampling and analysis procedures. This requirement is
not necessary because waste analysis is required under today's rule at
Sec. 264.1(j)(2).
Proposed Secs. 269.41(c)(9) and 269.42(b) required facility owners
and operators to submit data from treatability studies and full scale
implementation of treatment systems to EPA. The Agency has not included
that requirement in the final rule. EPA proposed to require the
collection of treatability data so that it could set treatment
standards with reasonable confidence that those standards could be met
with available technologies, and to provide information on the
effectiveness of available technologies in treating different kinds of
contaminated media.
One of the proposed rule's goals was to provide data to ensure
appropriate future treatment requirements. To collect this data, the
proposed rule would have required owners and operators to submit data
to EPA upon completing remedial treatment (both full-scale as well as
treatability studies). EPA has decided not to mandate the collection of
treatability data for contaminated media as originally proposed. Since
the proposal, EPA has finalized new LDR treatment standards for
contaminated soils. EPA believes that those new standards are supported
by the available data and does not feel it is necessary to burden the
regulated community with the requirement to submit treatability data.
Treatability data is discussed more fully in the preamble to the LDR
Phase IV rule (63 FR 28556 (May 26, 1998)), in which EPA finalized the
soil treatment standards proposed in the HWIR-media proposal.
Also, in the proposed rule at Sec. 269.42(a), EPA proposed that
treatability studies that would require a RCRA permit could be
conducted under a RMP instead. The significant benefit of this
requirement was that those wastes in the treatability study could be
excluded from Subtitle C requirements under the RMP. Because RMPs no
longer serve that function, the remaining benefit would be the more
streamlined process for receiving RAP approval under the final rule
instead of a traditional permit.
As discussed throughout the RAPs section of today's rule, any on-
site treatment, storage or disposal of hazardous remediation waste that
would have otherwise required a RCRA permit may be authorized under a
RAP, which would include any treatability studies. Therefore, a
separate provision allowing treatability studies under a RAP is not
necessary.
EPA recognizes that treatability studies conducted off-site may
still confront the problem of needing a traditional RCRA permit, and
EPA will evaluate this and any remaining issues with regard to
treatability studies in the future.
In the preamble to the proposed rule at 61 FR 18817, EPA requested
comment on the limits on the existing Treatability Sample Exclusion
Rule (Sec. 261.4(e) and (f)), which exempts the generator of wastes for
treatability studies from 40 CFR Parts 261 through 263, and from
notification under RCRA Section 3010. The rule also exempts the
facility conducting the study from 40 CFR parts
[[Page 65893]]
124, 261-266, 268 and 270 and from notification under RCRA Section
3010. This exemption is currently limited to volumes of no more than
10,000 kg of media contaminated with non-acute hazardous waste, 1000 kg
of non-acute hazardous waste other than contaminated media, 1 kg of
acute hazardous waste, and 2500 kg of media contaminated with acute
hazardous waste for each process being evaluated for each generated
waste stream.
This exemption remains in effect for no more than 90 days after the
study is completed or one year (two years for bioremediation) after the
shipment of the same sample, whichever comes first. The Regional
Administrator may grant requests case by case for up to an additional
two years for treatability studies involving bioremediation. The
Regional Administrator may grant requests case by case for extensions
of the quantity limits for up to an additional 5000 kg of media
contaminated with non-acute hazardous waste, 500 kg of non-acute
hazardous waste, 2500 kg of media contaminated with acute hazardous
waste, and 1 kg of acute hazardous waste.
When EPA requested comment on whether it should amend the rule to
allow EPA to expand those limits on a site-specific basis; the Agency
received several comments. All comments favored giving site-specific
discretion to the Director to determine appropriate volumes of wastes
to be included in the treatability study, and to determine appropriate
timeframes. Despite the favorable comment, EPA is not including this
provision in the final rule. The Agency is reviewing more broadly the
issue of treatability studies and may consider more extensive relief at
a future date.
I. What if I Want to Keep This Information Confidential? (Sec. 270.115)
Some information required under Sec. 270.110 may be confidential
business information, such as the design of treatment units. This
provision simply requires the facility owner/operator to assert a claim
of confidentiality at the time the information is submitted, and EPA
will treat the information according to 40 CFR part 2 (Public
Information).
EPA has included this provision in the final rule, which is
substantially the same as Sec. 270.12 (with only minor changes meant to
make the regulation more readable), to allow the facility owner/
operator to protect this information. This provision was not discussed
in the proposal, but EPA has added it to allow for confidentiality in
the same way as with other permitting requirements, and to protect
legitimate confidential business information of RAP applicants.
J. To Whom Must I Submit My RAP Application? (Sec. 270.120)
This provision simply requires that the facility owner/operator
submit the RAP application to the Director. This was proposed at
Sec. 269.41(a). The ``Director'' is the EPA or State official
responsible for the RCRA hazardous waste management program in the
relevant State or Tribal lands, and is defined in Sec. 270.2.
K. If I Submit My RAP Application as Part of Another Document, What
Must I do? (Sec. 270.125)
To avoid duplicative processes, today's rule (Sec. 270.80(d))
allows RAPs to be a part of another document, such as a State cleanup
program's remedy selection document, or a workplan for a cleanup. In
many cases, the Agency expects RAPs to be issued at the time that a
site manager is selecting a remedy, which will often include a
mandatory process for including the public in the remedy selection
process, and completion of remedy decision documents, under a cleanup
program. Therefore, it would be a waste of time and resources to
require a separate RAP application. If the facility owner/operator is
preparing the other document(s), then today's rule, at new
Sec. 270.125, allows the facility owner/operator to submit the RAP
application as a part(s) of those documents. In this case, the rule
requires that the facility owner/operator identify the parts of the
document that make up the RAP application, so that the Director can
develop an appropriate draft RAP, and so the public can comment on it.
Often, however, it will be the Director who is preparing the other
documents, in which case, the facility owner/operator may choose to
submit a separate RAP application, and the Director may incorporate the
elements that make up the draft RAP into the other document(s) that he
is preparing prior to public comment.
1. Provisions From the Proposal That Are Not Included in the Final Rule
The proposed rule required that ``such [other] documents must be
approved by the Director according to procedures that allow equivalent
or greater opportunities for public involvement than those prescribed
in Sec. 269.43.'' This statement was confusing as to whether those
``other'' documents would be considered RAPs.
Any RAP application to receive approval as a RAP must follow the
authorized RAP procedures of the authorized State or EPA. However, EPA
expects that different States will apply for authorization of different
types of programs and processes to qualify as RAPs. Therefore, RAPs in
different States may look somewhat different, and the processes may
vary, but all RAPs must be approved under a program authorized for this
regulation.
Because this is already required under the State authorization
procedures, and therefore language in the RAPs section of the
regulations is not necessary, EPA has not included it in the final
rule. In addition, EPA intends it to be clear that the Director may do
more in the way of public involvement than is required under today's
rule and the facility owner/operator is certainly encouraged to do so.
However, that is always possible under RCRA authorized programs, and
again it is not necessary to include this statement in the RAPs
regulatory language.
As mentioned elsewhere, EPA has written the process for RAP
approval to be as flexible as possible so that approval of RAPs, be
they stand alone documents or parts of other documents, can be
integrated as smoothly as possible into other approval and public
comment procedures taking place at the site. EPA expects EPA Regional
and State programs implementing the RAP provisions to merge processes
at cleanup sites as much as possible to streamline the approval and
public participation processes. At the same time, since RAPs will be
issued under a Federally authorized program, and will be Federally
enforceable, it will be important for States to identify when
requirements are imposed under RAPs, and when they are imposed under
independent sate authority.
Getting a RAP Approved
L. What Is the Process for Approving or Denying My Application for a
RAP? (Sec. 270.130)
Section 270.130 specifies the basis upon which the Director will
determine whether to tentatively decide to either approve the RAP
application and therefore prepare a draft RAP, or to deny the RAP
application and therefore prepare a notice of intent to deny the RAP
application (``notice of intent to deny''). If the Director finds that
the RAP application includes all of the information required under
Sec. 270.110 (correct signatures, names addresses, maps, drawings,
specifications of the wastes; information to demonstrate compliance
with applicable part 264, 266 and 268 requirements; information
necessary for the Regional Administrator to carry out his duties
[[Page 65894]]
under Sec. 270.3; and other information specified by the Director) and
he determines that the information is in fact sufficient to show
compliance with the regulatory standards, then he will make a tentative
decision to approve the RAP application and prepare a draft RAP. If the
Director finds that the RAP application does not meet these criteria,
and if the facility owner or operator fails or refuses to correct any
deficiencies, then the Director will make a tentative decision to deny
the RAP application, and prepare a notice of intent to deny. The most
critical parts of the Director's determination is whether or not
operation according to the RAP will ensure compliance with applicable
Part 264, 266, and 268 requirements.
As with any permit, the Director may deny the RAP application
either in its entirety or in part. If the Director decides to either
approve or deny the RAP application, he will then solicit, consider,
and respond to public comments before making his final decision on the
RAP application. The Director's decision is called a ``tentative''
decision at this stage until he has solicited, considered, and
responded to public comments.
Because it is important for the regulated community, the
regulators, and the public to clearly understand the basis for the
Director's decision to approve or deny a RAP application, EPA has added
these provisions to provide clarity.
The proposed rule at Sec. 269.43(e) simply stated that ``[w]hen the
Director determines that a draft RAP is complete and adequately
demonstrates compliance with applicable requirements, the RMP shall be
approved according to the [certain specified] procedures.'' Today's
final rule provisions of Sec. 270.130 make express both what was meant
by ``complete and adequate,'' and the Agency's underlying assumption
that, like the traditional permit process, the RAP approval process
will be one of interaction between the applicant and the Agency. In
addition, the regulations allow the Director to tentatively deny the
RAP in whole or in part, where appropriate.
Thus, in a tentative permit decision, the Director would solicit
public comment both on the parts of the RAP that are tentatively
approved and on the parts that are tentatively denied.
As stated above, EPA expects the RAP approval process will be one
of interaction between the RAP applicant and the Director until the
Director is satisfied that he has enough information to tentatively
approve or deny the RAP application. Thus, the rule has been written to
make this expectation clear. Of course, the exact number of
opportunities the Director should provide to correct deficiencies will
depend on site-specific circumstances. The rule does make clear,
however, that some opportunity to correct deficiencies must be given
before a RAP application is denied.
M. What Must the Director Include in a Draft RAP? (Sec. 270.135)
Sections 270.135(a) and (b) specify the contents of a draft RAP. In
today's rule, EPA is allowing flexibility in the format for RAPs. EPA
expects that the RAP application will form the basis of the draft RAP.
EPA does not expect the regulatory agency to engage in a time-consuming
process of re-creating or re-formatting all of the information in the
RAP application. Generally, EPA believes that records of decision,
workplans, and other documents developed under existing cleanup
programs such as CERCLA and RCRA will provide good models for RAPs.
Under Sec. 270.135(a) and (b) the Director is required to include in
the draft RAP:
(1) The information from the RAP application discussed above
(Sec. 270.110(a)-(f)) (for example, name of the facility, ID number,
site boundaries, etc.); and
(2) Terms and conditions required under this section.
Section 270.135(b) specifies that RAPs must include:
(1) Terms and conditions necessary to ensure that the operating
requirements specified in the RAP comply with the applicable provisions
of parts 264, 266, and 268;
(2) Terms and conditions in Sec. 270.30;
(3) Terms and conditions for modifying, revoking and reissuing, and
terminating the RAP; and
(4) any additional terms and conditions necessary to protect human
health and the environment.
The Agency received no adverse comment on the proposed requirement
that RAPs include terms and conditions that ensure compliance with the
applicable provisions of Parts 264, 266, and 268 (proposed sections
269.40(b) and 269.41(c)(2)), and therefore today is finalizing this
requirement at Sec. 270.135(b)(i) with minor editorial changes. To
promote streamlining, however, the final rule also expressly allows
these requirements to be specified ``expressly or by reference.'' In
other words, when RAP conditions are based solely on what is required
by the regulations (that is, there is no need to establish site-
specific conditions), the RAP may either duplicate the text of the
requirements from the regulations in describing what is required under
the RAP, or may simply cite the applicable requirements. Of course,
many Subtitle C requirements, such as design requirements for CAMUs,
temporary units, and staging piles in Part 264, must be derived site-
specifically, and therefore, must be included in each individual RAP if
these units will be used.
The Agency did not specifically request comment on requiring the
terms and conditions in Sec. 270.30 to apply to RAPs. However, the
Agency believes these terms and conditions provide legal clarity on
such issues as ``duty to comply,'' ``duty to reapply,'' and
``inspection and entry,'' and will ensure effective implementation of
the RAP.
Therefore, EPA has added this requirement to RAPs at
Sec. 270.135(b)(2). Many of the conditions in Sec. 270.30 will not
apply to specific actions taken under a RAP. For example, if all
remediation waste is managed on-site under the RAP, then there will be
no requirement for manifests, and therefore the manifest discrepancy
report required under Sec. 270.30(l)(7) will not apply to that RAP.
Similarly, the monitoring requirements in Sec. 270.30(j) would apply
only to monitoring associated with units regulated under the RAP. It
would not apply to general site investigation or monitoring at the
cleanup site. In the future, EPA may further simplify these
requirements and revise them so they are tailored more specifically to
cleanup, and so that they provide greater flexibility.
Section 270.135(b)(3) requires the Director to include in the draft
RAP the procedures for modifying, revoking and reissuing, and
terminating the RAP, as is required under Secs. 270.175, 270.180 and
270.185. These procedures are discussed fully in the preamble sections
discussing the procedures for modification, revocation and reissuance,
and termination in Secs. 270.175, 270.180 and 270.185.
Finally, the requirement of Sec. 270.135(b)(4) for the Director to
include ``any additional terms or conditions necessary to protect human
health and the environment,'' is simply a codification of RCRA section
3005(c)(3), commonly referred to as RCRA's ``omnibus permit authority
provision.'' This provision allows the Director to add terms and
conditions necessary to protect human health and the environment as
concerns the activities expressly permitted under the RAP.
However, the Agency has also added a degree of specificity to this
provision in the final rule. Specifically, today's rule expressly
provides that these
[[Page 65895]]
additional terms or conditions include, ``any additional terms and
conditions ... necessary to respond to spills and leaks during use of
any units permitted under the RAP.''
The Agency added this provision to clarify that, although
remediation-only facilities are no longer subject to RCRA section
3004(u) facility-wide corrective action, they do not escape cleanup
responsibilities for the units permitted by the RAP. Because any units
permitted under a RAP will be subject to the applicable part 264
requirements and must be approved by the Director in the RAP, EPA
believes that most units will not experience problems with spills or
leaks, because they will be well designed and maintained.
Also, most units permitted under RAPs will be shorter term than
most units at operating TSDF, and so will be less likely to develop
leaks. However, if unlikely spills or leaks occur, these units are not
exempt from spill response and cleanup requirements specific to these
units. The omnibus provisions in Sec. 270.135(b)(4) provide an added
option for dealing with these events from activities permitted under
the RAP.
The RAP is not required to include information or conditions
related to cleanup levels, site investigation, remedy selection, or
similar requirements not specifically related to hazardous remediation
waste management subject to RCRA permitting.
New Sec. 270.135(c) provides that if the draft RAP is part of
another document, as described in Sec. 270.80(d)(2), the Director must
clearly identify the components of that document that constitute the
draft RAP. This is the same requirement for the Director as the earlier
requirement for the RAP applicant (in new Sec. 270.125), that if the
RAP applicant prepares the RAP application as part of another document,
he must identify the portions of the other document that make up the
RAP application. This simply allows for consolidation of documents when
other decisions, such as remedy selection, are occurring at the same
time as decisions on the RAP, and allows the Director to prepare only
one document instead of several. This approach was proposed at
Sec. 269.40(e)(2) and EPA did not receive any negative comments on this
procedure.
1. Provisions of the Proposal That Are Not Included in the Final Rule
The proposed rule also contained several additional requirements
for RAP terms and conditions that the Agency is not finalizing today.
First, during the development of the proposal, some of the FACA
Committee members expressed concerns that certain cleanup activities
may unintentionally cause additional contamination through cross-media
transfer of contaminants (that is, transfer of contaminants to clean
soil, air, and surface or ground water).
In response to these concerns, EPA proposed (at Sec. 269.41(c)(7))
to require the facility owner/operator to submit information that
demonstrates that any proposed treatment system will be designed and
operated in a manner that will adequately control the transfer of
pollutants to other environmental media. This aspect of the proposal
was important because the proposal exempted significant portions of
remediation waste from unit-specific standards.
However, in today's final rule all hazardous remediation wastes
remain subject to Subtitle C requirements, including those designed to
prevent cross media contamination (for example, the requirements in
Sec. 264.175 for tanks, Sec. 264.221 for surface impoundments, and
Sec. 264.251 for waste piles, covering such cross-media prevention
techniques as liners and covers, and controls to prevent mi
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