Screening the Ready Reserve

DEPARTMENT OF DEFENSE

Office of the Secretary

32 CFR Part 44

RIN 0790-AF57

Screening the Ready Reserve

AGENCY: Department of Defense.

ACTION: Proposed rule.

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SUMMARY: This proposed rule codified guidance governing the screening

of Reserve component members of the United States Military Departments

relative to their civilian employment. The requirement for screening

the Ready Reserve is established in 10 U.S.C. 10149. The purpose of the

screening program is to ensure the availability of Ready Reserve

members for military mobilization purposes. The intended effect of the

screening is to preclude conflicts between Reserve mobilization

obligations and Federal civilian employment requirements during times

of war or national emergency.

DATES: Comments must be received by October 27, 1998.

ADDRESSES: Forward comments to Assistant Secretary of Defense for

Reserve Affairs, Attn: Manpower and Personnel (Mr. Dan Kohner), 1500

Defense Pentagon, Room 2D517, Washington, DC 20301-1500.

FOR FURTHER INFORMATION CONTACT: Mr. Daniel Kohner, 703-693-7479.

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SUPPLEMENTARY INFORMATION:

Public Law 104-121

It has been certified that this is not a major rule under the

Congressional Review of Agency Rulemaking (Public Law 104-121).

Executive Order 12866

It has been determined that this proposed rule is not a significant

regulatory action. This rule indicates that it does not:

1. Have an annual effect on the economy of $100 million or more, or

otherwise have material adverse economic effects.

2. Create a serious inconsistency or otherwise interfere with an

action taken or planned by another agency.

3. Materially alter the budgetary impact of entitlements, grants,

user fees, or loan programs, or the rights and obligations of

recipients thereof; or,

4. Raise novel legal or policy issues arising out of legal

mandates, the President's priorities, or the principles set forth in

Executive Order 12866.

Regulatory Flexibility Act

It has been certified that this rule is not subject to the

Regulatory Flexibility Act (RFA) (5 U.S.C. 601). The Department of

Defense is not subject to the RFA when making rules related to a

``military or foreign affairs function of the United States'' or to

Executive Order 12866 for those regulations that ``pertain to a

military or foreign affairs function of the United States [other than

procurement functions or import-export of non-defense articles].''

Paperwork Reduction Act

It has been certified that this rule does not impose reporting and

recordkeeping requirements under the Paperwork Reduction Act of 1995

(44 U.S.C., Chapter 35). Interagency Report Control Number 0192-DOD-AN

remains in effect, with a current expiration date of September 30,

1998.

List of Subjects in 32 CFR Part 44

Armed forces reserves.

Accordingly, 32 CFR part 44 is proposed to be revised to read as

follows:

PART 44--SCREENING THE READY RESERVE

Sec.

44.1 Purpose.

44.2 Applicability.

44.3 Definitions.

44.4 Policy.

44.5 Responsibilities.

Appendix A to Part 44--Guidance

Authority: 10 U.S.C. 10145.

Sec. 44.1 Purpose.

This part updates DoD policy and responsibilities for the screening

of Ready Reservists under 10 U.S.C. 10145 and E.O. 11190.

Sec. 44.2 Applicability.

This part applies to the Office of the Secretary of Defense and the

Military Departments (including the Coast Guard when it is not

operating as a Military Service in the Navy by agreement with the

Department of Transportation). The term ``Military Departments,'' as

used herein, refers to the Departments of the Army, the Navy, and the

Air Force. The term ``Secretary concerned'' refers to the Secretaries

of the Military Departments (including the Secretary of Transportation

for the Coast Guard when it is not operating as a Military Service in

the Navy). The term ``Military Services,'' addressed herein, refers to

the Army, the Navy, the Air Force, the Marine Corps, and the Coast

Guard.

Sec. 44.3 Definitions.

Extreme community hardship. A situation that, because of a

Reservist's mobilization, may have a substantially adverse effect on

the health, safety, or welfare of the community. Any request for a

determination of such hardship shall be made by the Reservist and must

be supported by documentation, as required by the Secretary concerned.

Extreme personal hardship. An adverse impact on a Reservist's

dependents resulting from his and/or her mobilization. Any request for

a determination of such hardship shall be made by the Reservist and

must be supported by documentation, as required by the Secretary

concerned.

Key employee. Any Federal employee occupying a key position.

Key position. A Federal position that shall not be vacated during a

national emergency or mobilization without seriously impairing the

capability of the parent Federal Agency or office to function

effectively. There are four categories of Federal key positions. The

first three categories are, by definition, key positions. However, the

third category, Article III Judges, provides for exceptions on a case-

by-case basis. The fourth category requires a case-by-case

determination and designation as described in the following:

(a) The Vice President of the United States or any official

specified in the order of presidential succession as in 3 U.S.C. 19.

(b) The members of the Congress and the heads of the Federal

Agencies appointed by the President with the consent of the Senate. For

this part, the term ``the heads of the Federal Agencies'' does not

include any person appointed by the President with the consent of the

Senate to a Federal Agency as a member of a multimember board or

commission. Such positions may be designated as key positions only in

accordance with paragraph (d) of this section.

(c) Article III Judges. However, each Article III Judge, who is a

member of the Ready Reserve, and desires to remain in the Ready

Reserve, must have his or her position reviewed by the Chief Judge of

the affected Judge's Circuit. If the Chief Judge determines that

mobilization of the Article III Judge concerned will not seriously

impair the capability of the Judge's court to function effectively, the

Chief Judge will provide a certification to that effect to the

Secretary of the Military Department concerned. Concurrently, the

affected Judge will provide a statement to the Secretary concerned

requesting continued service in the Ready Reserve and acknowledging

that he or she may be involuntarily called to active duty (AD) under

the laws of the United States and the Directives and Regulations of the

Department of Defense and pledging not to seek to be excused from such

orders based upon his or her judicial duties.

(d) Other Federal positions determined by the Federal Agency Heads,

or their designees, to be key positions in accordance with the

guidelines in Appendix A to this part.

Mobilization. Involuntary activation of Reserve component members

in accordance with 10 U.S.C. 12301, 12302, or 12304. That includes

selective mobilization (Presidential Selected Reserve Call-Up

Authority), partial mobilization, and full mobilization.

Ready reserve. Reserve unit members or individual Reserve and Guard

members, or both, liable for AD, as provided in 10 U.S.C. 12301, 12302,

and, for some members, 10 U.S.C. 12304. It consists of the Selected

Reserve, the Individual Ready Reserve, and the Inactive National Guard.

Selected reserve. A category of the Ready Reserve in each of the

Reserve components. The Selected Reserve consists of units, and, as

designed by the Secretary concerned, of individual Reserve members,

trained as prescribed in 10 U.S.C. 10147(a)(1) or 32 U.S.C. 502(a), as

appropriate.

Standby reserve. The Standby Reserve consists of those units or

members, or both, of the Reserve components, other than those in the

Ready Reserve or the Retired Reserve, who are liable for active duty

only as provided for in 10 U.S.C. 12301 and 12306. The Standby Reserve

consists of personnel who are maintaining their military affiliation

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without being in the Ready Reserve, but have been designated ``key

civilian employees,'' or have a temporary hardship or disability. Those

individuals are not required to perform training and are not part of

units. The Standby Reserve is a pool of trained individuals who may be

mobilized as needed to fill manpower needs in specific skills. The

Standby Reserve consists of the active status list and the inactive

status list categories.

Sec. 44.4 Policy.

It is DoD policy that:

(a) Members of the Ready Reserve shall be screened at least

annually to provide a Ready Reserve force composed of members who:

(1) Meet Military Service wartime standards of mental, moral,

professional, and physical fitness.

(2) Possess the military qualifications required in the various

ranks, ratings, and specialties.

(3) Are available immediately for AD during a mobilization or as

otherwise required by law.

(b) On mobilization under 10 U.S.C. 12301(a) or 12302, all

personnel actions relating to the screening program shall be held in

abeyance, and all members remaining in the Ready Reserve shall be

considered immediately available for AD service. After such a

mobilization is ordered, no deferment, delay, or exemption from

mobilization shall be granted to Ready Reservists because of their

civilian employment. On involuntary activation of Reserve members under

10 U.S.C. 12304 (Presidential Selected Reserve Call-Up Authority), the

Secretary of Defense, or designee, shall make a determination regarding

the continuation or cessation of the screening program.

(c) All Ready Reservists shall be retained in the Ready Reserve for

the entire period of their statutory obligation or voluntary contract.

Exceptions to that policy are made in paragraphs (f), (g), and (h) of

this section, or may be made by the Secretaries concerned, in

accordance with 10 U.S.C. 10145 and 10146.

(d) A member of the Army National Guard of the United States or the

Air National Guard of the United States may be transferred to the

Standby Reserve only with the consent of the governor or other

applicable authority of the State, commonwealth, or territory concerned

(including the District of Columbia) in accordance with) 10 U.S.C.

10146.

(e) Any eligible member of the Standby Reserve may be transferred

back to the Ready Reserve when the reason for the member's transfer to

the Standby Reserve no longer exists in accordance with 10 U.S.C. 10150

and DoD Instruction 1200.15.\1\

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\1\ Copies may be obtained at http://web7.whs.osd.mil/

corres.htm.

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(f) Ready Reservists whose immediate recall to AD during an

emergency would create an extreme personal or community hardship shall

be transferred to the Standby Reserve or the Retired Reserve, or shall

be discharged, as applicable.

(g) Ready Reservists who are designated key employees or who occupy

key positions, as defined in this part, shall be transferred to the

Standby Reserve or the Retired Reserve, or shall be discharged, as

appropriate.

(h) Ready Reservists who are also DoD civilian employees may not

hold a mobilization assignment to the same positions that they fill as

civilian employees. Those Ready Reservists shall be reassigned or

transferred, as applicable. Reserve component military technicians

(dual status), as members of Reserve units, are excluded from that

position.

(i) Ready Reservists who are preparing for the ministry in an

accredited theology or divinity school cannot be involuntarily called

to AD or required to participate in inactive duty training (IDT) in

accordance with 10 U.S.C. 12317. Accordingly, such Ready Reservists

(other than those participating in a military Chaplain Candidate or

Theology Student Program) shall be transferred to the Standby Reserve

(active status list) for the duration of their ministerial studies and

duties at accredited theology or divinity schools. Ready Reservists

participating in a military Chaplain Candidate or Theology Student

Program may continue their Ready Reserve affiliation and engage in AD

and IDT.

(j) Ready Reservists may not be transferred from the Ready Reserve

solely because they are students, interns, residents, or fellows in the

healthcare professions. On mobilization, they either shall be deferred

or shall be mobilized in a student, intern, resident, or fellow status

until qualified in the applicable military specialty, as prescribed by

the Secretaries of the Military Departments.

(k) The Secretaries concerned, or their designees, shall make

determinations for mobilization availability on a case-by-case basis,

consistent with this part, and not by class or group determinations.

Sec. 44.5 Responsibilities.

(a) The Assistant Secretary of Defense for Reserve Affairs, under

the Under Secretary of Defense for Personnel and Readiness shall:

(1) Manage and control the overall Ready Reserve screening program

in accordance with 10 U.S.C. 10149, E.O. 11190, and House

Appropriations Committee Report 95-451.

(2) Annually, provide Federal Agencies with a listing of all

Federal employee who are also Ready Reservists to assist them in

conducting employer screening activities required in FPC 11.

(3) Prepare an annual report on the status of Ready Reservists

employed by the Federal Government.

(4) Employ the guidance in enclosure 3 in coordinating the

screening program with employers of Ready Reservists.

(b) The Secretaries of the Military Departments shall:

(1) Screen, at least annually, all Ready Reservists under their

jurisdiction to ensure their immediate availability for AD.

(2) Ensure coordination with the Federal Emergency Management

Agency (FEMA) to resolve conflicts (identified, but not resolved

through the Ready Reserve screening process) between the mobilization

manpower needs of the civilian sector and the military.

(3) Review recommendations for removal of both federal and other

civilian employees from the Ready Reserve submitted by employers and

take applicable action.

(4) After making a removal determination in response to a petition

for such action, promptly transmit the results of that determination to

the Ready Reservist concerned and his and/or her employer.

(5) Transfer Ready Reservist identified as occupying key positions

to the Standby Reserve or the Retired Reserve, or discharge them, as

applicable.

(6) Ensure that Ready Reservists not on AD are examined as to

physical fitness in accordance with DoD Directive 1332.18 \2\

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\2\ See footnote 1 to Sec. 44.4(e).

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(7) Process members of the Ready Reserve who do not participate

satisfactorily in accordance with DoD Instruction 1200.15 and DoD

Directive 1215.13 \3\

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\3\ See footnote 1 to Sec. 44.4(e).

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(8) Ensure that all Ready Reservists have a favorably completed

National Agency Check on file.

(9) Ensure that personnel records systems incorporate information

on any factors that limit the mobilization availability of a Ready

Reservist.

(10) Develop and maintain current information pertaining to the

mobilization availability of Ready Reservists.

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Appendix A to Part 44--Guidance

E3.1. FEMA In accordance with 44 CFR 333, the FEMA has the

authority to adjudicate, before mobilization, conflicts between the

mobilization manpower needs of the civilian sector and the military

that the Ready Reserve screening process has identified, but has not

resolved.

E3.2. Employers of Ready Reservists

E3.2.1. Federal Employers

E3.2.1.1. The FPC 11 promulgated policy for Ready Reserve

screening activities that shall be accomplished by Federal sector

employers. To ensure that Federal employees essential to the

continuity of the Federal Government are not retained as members of

the Ready Reserve, the following guidance is provided:

E3.2.1.1.1. Conduct annual screening program as provided for by

the Assistant Secretary of Defense for Reserve Affairs.

E3.2.1.1.2. Responses from Federal Agencies shall be reported

under Inter agency Report Control Number 0912-DoD-AN.

E3.2.1.1.3. Some Federal employees occupy key positions. Because

of the essential nature of those positions, the Federal Agency head,

or designee, concerned shall designate such positions as ``key

positions'' and shall require that they shall NOT be filled by Ready

Reservists to preclude such positions from being vacated during a

mobilization. The Secretaries of the Military Departments shall

transfer Ready Reservists occupying key positions to the Standby

Reserve or the Retired Reserve or shall discharge them, as

applicable, under 10 U.S.C. 10149. However, Reserve officers with a

remaining Military Service obligation at the time of their removal

from the Ready Reserve may be transferred only to the Standby

Reserve, Active Status List, in accordance with 10 U.S.C. 12645.

E3.2.1.1.4. In determining whether or not a position should be

designated as a ``key position,'' the following questions should be

considered by the Federal Agency concerned:

E3.2.1.1.4.1. Can the position be filled in a reasonable time

after mobilization?

E3.2.1.1.4.2. Does the position require technical or managerial

skills that are possessed uniquely by the incumbent employee?

E3.2.1.1.4.3. Is the position associated directly with defense

mobilization?

E3.2.1.1.4.4. Does the position include a mobilization or

relocation assignment in an Agency having emergency functions, as

designated by E.O. 12656?

E3.2.1.1.4.5. Is the position directly associated with

industrial or manpower mobilization, as designated in E.O. 12656 and

12919?

E3.2.1.1.4.6. Are there other factors related to the national

defense, health, or safety that will make the incumbent of the

position unavailable for mobilization?

E3.2.2. Non-Federal Employers of Ready Reservists. Under 44 CFR

333, non-Federal employers of Ready Reservists, particularly in the

fields of public health and safety and defense support industries,

are encouraged to adopt personnel management procedures designed to

preclude conflicts between the emergency manpower needs of civilian

activities and the military during a mobilization. Employers also

are encouraged to use the Federal key position guidelines contained

in this enclosure for making their own key position designations

and, when applicable, for recommending key employees for removal

from the Ready Reserve.

E3.2.3. All employers who determine that a Ready Reservist is a

key employee, in accordance with the guidelines in this Directive,

should promptly report that determination, using the letter format

in section E3.4., to the applicable Reserve personnel center,

requesting the employee be removed from the Ready Reserve.

E3.3. Individual Ready Reservists

E3.3.1. Each Ready Reservist who is not a member of the Selected

Reserve is obligated to notify the Secretary concerned of any change

of address, marital status, number of dependents, or civilian

employment and any other change that would prevent a member from

meeting mobilization standards prescribed by the Military Service

concerned (10 U.S.C. 10205).

E3.3.2. All Ready Reservists shall inform their employers of

their Reserve military obligation.

E3.4. Letter FORMAT to Reserve Personnel Centers Requesting That

Employee Be Removed From the Ready Reserve

From: (Employer-Agency or Company)

To: (Appropriate Reserve Personnel Center)

Subject: Request for Employee to Be Removed from the Ready Reserve

This is to certify that the employee identified below is vital

to the nation's defense efforts in (his and/or her) civilian job and

cannot be mobilized with the Military Services in an emergency for

the following reasons:

Therefore, I request that (he/she) be removed from the Ready

Reserve and that you advise me accordingly when this action has been

completed.

The employee is:

1. Name of employee (last, first, M.I.):

2. Military grade and Reserve component:

3. Social security number:

4. Current home address (street, city, State, and ZIP code):

5. Military unit to which assigned (location and unit number):

6. Title of employee's civilian position:

7. Grade or salary level of civilian position:

8. Date (YYMMDD) hired or assigned to position:

Signature and Title of Agency or Company Official

E3.5. List of Reserve Personnel Centers to Which Reserve Screening

Determination and Removal Requests Shall be Forwarded

Army Reserve

Army Reserve Personnel Command, 9700 Page Ave., ATTN: ARPC-SFS-T,

St. Louis, MO 63132

Naval Reserve

Department of the Navy, Navy Personnel Command (Pers 91), NSA

Memphis, Millington, TN 38054

Marine Corps Reserve

Commanding General, Marine Corps Reserve Support Command, ATTN: IRR

Division, 15303 Andrews Road, Kansas City, MO 64147-1207

Air Force Reserve

Commander, Air Reserve Personnel Center/DSFA, 6760 E. Irvington Pl.

#4100, Denver, CO 80280-4100

Army and Air National Guard

Submit requests to the adjutant general of the applicable State,

commonwealth, or territory (including the District of Columbia).

Coast Guard Reserve

Commander (CGPC-RPM), U.S. Coast Guard Personnel Command, 2100

Second St. SW., Washington, DC 20593

Dated: August 20, 1998.

L.M. Bynum,

Alternate OSD Federal Register Liaison Officer, Department of Defense.

[FR Doc. 98-22746 Filed 8-27-98; 8:45 am]

BILLING CODE 5000-04-M