Protection of Stratospheric Ozone

Federal RegisterDec 30, 1997

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SUMMARY: On July 14, 1992, EPA published a final rule in the Federal

Register, pursuant to section 609 of the Clean Air Act, as amended (the

Act), establishing standards and requirements regarding the servicing

of motor vehicle air conditioners (MVACs) that use chlorofluorocarbon-

12 (CFC-12), a class I refrigerant, and establishing restrictions on

the sale of small containers of class I or class II refrigerants.

Pursuant to section 609(b)(1), today's final rule establishes

standards and requirements for the servicing of MVACs that use any

refrigerant other than CFC-12. Today's rule also pro-vides that

refrigerant (whether CFC-12 or a substitute) recovered from motor

vehicles located at motor vehicle disposal facilities may be re-used in

the MVAC service sector only if it has been properly recovered and

reclaimed, or if it has been properly recovered by persons who are

either employees, owners or operators of the facilities, or technicians

certified under section 609 of the Act, using approved equipment, and

subsequently recycled using approved refrigerant recycling equipment

prior to use in recharging an MVAC or MVAC-like appliance. The rule

also establishes conditions under which owners and operators of motor

vehicle disposal facilities may sell refrigerant recovered from such

vehicles to technicians certified under section 609 of the act.

Finally, the rule establishes standards for mobile recovery and

recycling service of MVACs. The rule also clarifies certain provisions

in the existing regulatory text.

Today's rule increases industry flexibility in selecting and

purchasing proper recovery and recycling equipment by establishing

standards for equipment that recovers and/or recycles refrigerants

other than CFC-12, and by approving independent testing organizations

that certify such equipment.

This final action facilitates compliance with section 608(c)(2) of

the Act, which prohibits venting refrigerants to the atmosphere. By

promoting the recycling or reclamation of all refrigerants from MVACs

and MVAC-like appliances, this rule will help to lower the risk of

depletion of the stratospheric ozone layer and the possibility of

global climate change, thus diminishing potentially harmful effects to

human health and the environment, including increased incidences of

certain skin cancers and cataracts.

DATES: This final rule is effective January 29, 1998.

ADDRESSES: Comments and materials supporting this rulemaking are

contained in Public Docket No. A-95-34 in room M-1500, Waterside Mall

(Ground Floor), U.S. Environmental Protection Agency, 401 M Street,

SW., Washington, DC 20460. The docket may be inspected from 8:30 a.m.

until 5:30 p.m., Monday through Friday. A reasonable fee may be charged

for copying docket materials.

FOR FURTHER INFORMATION CONTACT: Christine Dibble, Stratospheric

Protection Division, Office of Atmospheric Programs, Office of Air and

Radiation (6205-J), 401 M Street SW., Washington, DC 20460. (202) 564-

9147 or electronically at [email protected]. The Ozone

Information Hotline at 1-800-296-1996 can also be contacted for further

information.

SUPPLEMENTARY INFORMATION: The contents of today's preamble are listed

in the following outline:

I. Background

A. Statutory Authority; July 14, 1992 Final Rule and May 2, 1995

Supplemental Final Rule

B. Venting Prohibition; Application of Rules to Replacement

Refrigerants

II. Summary of Public Participation

III. Summary of Major Public Comments

IV. Today's Final Rule

A. Service Practices

1. Handling Refrigerant Recovered from Vehicles Bound for

Disposal and Located at Motor Vehicle Disposal Facilities

2. Mobile Recovery and Recycling

3. Topping Off

4. Recharging Refrigerant Into the Same Vehicle From Which the

Refrigerant was Extracted

B. Equipment Standards

1. Standard for HFC-134a Recover/Recycle Equipment

2. Standard for HFC-134a Recover-only Equipment

3. Standard for Automotive Refrigerant Recycling Equipment

Intended for Use With Both CFC-12 and HFC-134a

4. Standard for Recover-only Equipment That Extracts a Single,

Specific Refrigerant other Than CFC-12 or HFC-134a

C. Substantially Identical Equipment

D. Approved Independent Standards Testing Organizations

E. Technician Training and Certification

F. Sales Restriction

V. Summary of Supporting Analyses

A. Executive Order 12866

B. Regulatory Flexibility/Fairness to Small Entities

C. Paperwork Reduction Act

D. Unfunded Mandates Reform Act

E. Submission to Congress and the General Accounting Office

Entities potentially regulated by this action are those that

service or dispose of motor vehicle air conditioners. Regulated

categories and entities include:

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Examples of regulated

Category entities

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Industry.................................. Independent repair shops.

Service stations.

Truck fleet shops.

Collision repair shops.

Franchised repair shops.

New car and truck dealers.

Car and truck rental shops.

Radiator repair shops.

Vocational technical

schools.

Farm equipment dealers.

Automobile rental and

leasing facilities.

Federal Government........................ Military repair shops.

Fleet repair shops.

State/Tribal/Local Government............. Fleet repair shops.

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This table is not intended to be exhaustive, but rather provides a

guide for readers regarding entities likely to be regulated by this

action. This table lists the types of entities that EPA is now aware

could potentially be regulated by this action. Other types of entities

not listed in the table could also be regu-lated. To determine whether

your facility, company, business, organization, etc. is regulated by

this action, you should carefully examine the applicability criteria in

section 609 of the Clean Air Act and in the regulations promulgated

thereunder at 40 CFR 82.30 et seq. If you have questions regarding the

applicability of this action to a particular entity, consult the person

listed in the preceding FOR FURTHER INFORMATION CONTACT section.

I. Background

A. Statutory Authority; July 14, 1992 Final Rule and May 2, 1995

Supplemental Final Rule

Title VI of the Act is designed to protect the stratospheric ozone

layer. Section 609 of the Act requires the Administrator to promulgate

regulations establishing standards and requirements

[[Page 68027]]

regarding the servicing of motor vehicle air conditioners (MVACs). On

July 14, 1992, the Agency published a final rule initially implementing

section 609. In that rule, the Agency prohibited the repair or

servicing of any MVAC for consideration if such repair or servicing

involved the air conditioner refrigerant, unless performed by a trained

and certified technician who properly uses approved refrigerant

recycling equipment. The Agency also prohibited the sale or

distribution of any class I or class II substance (i.e., CFC or HCFC)

suitable for use in an MVAC that is in a container of less than 20

pounds, to anyone other than a properly trained and certified section

609 technician.

The July 14, 1992 final rule defined ``approved refrigerant

recycling equipment'' as equipment that recovers and recycles CFC-12

refrigerant and purifies the refrigerant on-site, and that is certified

by the Administrator or by an independent standards testing

organization approved by the Agency as meeting the standards set forth

in appendix A in the rule.

The regulatory equipment standards are based on those developed by

the Society of Automotive Engineers (SAE) and cover service procedures

for recovering CFC-12 (SAE J1989, issued in October 1989), test

procedures to evaluate CFC-12 recover/recycle equipment (SAE J1990,

issued in October 1989 and revised in 1991) and a purity standard for

recycled CFC-12 refrigerant (SAE J1991, issued in October 1989). CFC-12

recycling equipment was also considered approved if it was purchased

before September 4, 1991 (the date on which the July 14, 1992 rule was

proposed), and is substantially identical to the certified equipment.

Only equipment certified to meet the standards set forth in appendix A,

or to meet the criteria for substantially identical equipment, was

approved under section 609 of the Act for use in the servicing of motor

vehicle air conditioners.

The July 14, 1992 rule also established standards by which (i) an

independent standards testing organization may apply to the Agency for

approval to test and approve refrigerant recycling equipment, and (ii)

a training and certification program may apply to the Agency for

approval to train and certify technicians in the proper use of

refrigerant recycling equipment for MVACs. Underwriters Laboratories

(UL) and ETL Testing Laboratories (ETL) are the approved independent

standards testing organizations that currently certify equipment using

the standards that appear in appendix A of the rule. Finally, the rule

established various recordkeeping and reporting requirements.

As stated above, section 609 prohibits the sale or distribution of

any class I or class II substance suitable for use in an MVAC that is

in a container of less than 20 pounds to anyone other than a properly

trained and certified section 609 technician. It should be noted,

however, that EPA expanded this prohibition in the regulations

published on May 14, 1993 at 58 FR 28712 under section 608 of the Act

(40 CFR 82.154(n)), which prohibits the sale as of November 14, 1994 of

any size container of a class I or class II substance, including

refrigerant blends that include class I or class II substances, to

other than technicians certified under section 608 or section 609 of

the Act.

The July 14, 1992 rule reserved standards for equipment that

extracts but does not recycle CFC-12 refrigerant (recover-only

equipment) in Appendix B to the rule. On May 2, 1995, EPA published a

final rule establishing regulatory standards, again based on standards

developed by SAE, which apply to certification of CFC-12 recover-only

equipment. Specifically, for recover-only equipment, the Agency adopted

(i) the recommended service procedure for the containment of CFC-12

(SAE J1989, issued in October 1989 and set forth in appendix A), and

(ii) test procedures to evaluate recover-only equipment (SAE J2209,

issued in June 1992). The definition of ``approved refrigerant

recycling equipment'' was also expanded to include this recover-only

equipment. UL and ETL were also approved to certify recover-only

equipment. Finally, service technicians previously certified to handle

recover/recycle equipment were grandfathered so that they would not

have to be recertified to handle recover-only equipment.

B. Venting Prohibition; Application of Rules to Replacement

Refrigerants

Many replacement refrigerants for CFC-12 in automotive applications

are blends of chemicals that include HCFCs, which are class II

substances. As class II blends, these refrigerants have been subject

since the inception of the Title VI requirements to all of the same

rules and restrictions that apply to CFC-12: they may not be vented

into the atmosphere; they may only be purchased by certified

technicians, and in small cans only by section 609 certified

technicians; and they must be recovered by section 609 certified

technicians and either recycled on-site or reclaimed off-site prior to

reuse. Today's rule establishes a standard for equipment that extracts

such blends but does not recycle them. EPA is currently working with

the industry to determine what standard is appropriate for equipment

that can safely recycle these blend refrigerants.

Because HFC-134a is a non-ozone-depleting chemical, and is

therefore not classified as a class I or class II substance, the

regulations set forth under Title VI of the Act governing its use are

somewhat different. Section 609 of the Act defines ``refrigerant'' so

that, beginning on November 15, 1995, the term includes any substance

that substitutes for a class I or II substance used in an MVAC. Section

608 of the Act provides that, beginning on November 15, 1995, any

substance substituting for a class I or class II substance may not be

vented into the atmosphere. Therefore, on that date, it became illegal

to vent HFC-134a, even though it does not contribute to ozone

depletion. (Venting of CFC-12 substitutes that contain class II

substances was already prohibited.) Because venting was prohibited,

recovery of HFC-134a has been de facto required since November 15,

1995. Recycling HFC-134a in approved equipment, however, has not been

required. The publication today of standards for equipment that

recovers and recycles HFC-134a initiates a requirement to recycle HFC-

134a, beginning on the effective date of this rule. A summary of

today's rule is set forth in section IV below.

II. Summary of Public Participation

During the public comment period, the Agency received 27 sets of

comments that are addressed in this action. In addition, EPA received

and considered additional comments submitted to the Agency after the

thirty-day comment period ended. All comments considered in this final

action are contained in the Air Docket. No commenter requested a public

hearing.

III. Summary of Major Public Comments

This rule was originally proposed for public comment in the March

6, 1996 Federal Register (61 FR 9014). Comments to this rule were

submitted between March 6, 1996 and April 5, 1996. The vast majority of

comments discussed the proposed clarification of required service

practices for motor vehicle disposal facilities. The remainder of

comments addressed the proposed service practices for mobile recovery

and recycling; the standards for recovery and recycling equipment

[[Page 68028]]

designed for use with HFC-134a or other replacement refrigerants;

training and certification of technicians; and potential future

restrictions on the sale of HFC-134a.

Several commenters disagreed with certain minor technical

provisions contained in the Society of Automotive Engineers (SAE)

standards that are being adopted in this rule. Some of these comments

will be addressed in more detail below. None of these comments is being

incorporated by the Agency in today's rule, however, because in all

instances, the Agency believes that the value of EPA legally mandating

exactly the same standards previously adopted on a wide scale by the

automotive service industry outweighs any benefit brought by

incorporating the minor changes suggested. A legally mandated standard

adopted by EPA that is different from a widely used voluntary industry

standard would cause significant confusion within the affected

industry.

For example, one commenter requested that labels for recovery/

recycling equipment state ``Caution--Should Be Operated by Qualified

Personnel'' rather than ``Caution--Should Be Operated by Certified

Personnel.'' The commenter correctly pointed out that owners and

operators of salvage yards and other automotive recycling facilities

are qualified under Title VI to handle recovery/recycling equipment,

but are not certified technicians. If EPA adopted this provision into

its standard, however, then equipment labels would have to contain both

statements, if the labels were to meet both the voluntary industry

standard set forth by SAE, and the mandated standard promulgated by

EPA. The resulting label would only serve to confuse anyone reading it.

The Agency believes that the benefit of making the label slightly more

accurate is outweighed by the advantages brought by consistency between

industry and government standards.

Commenters generally supported the proposed standards for recovery

and recycling equipment, and for the training and certification of

technicians, and very strongly supported EPA's proposal to explicitly

permit the use of mobile recovery and recycling equipment to service

MVACs.

Commenters extensively discussed the proposed clarification of EPA

regulations governing who may recover refrigerant from motor vehicles

bound for disposal, who may purchase such refrigerant, and under what

conditions such refrigerant may be re-used. In general, the commenters

either supported the proposed standards that would allow owners,

operators, and employees of motor vehicle disposal facilities to

recover and sell to section 609 technicians refrigerants recovered from

motor vehicles destined for disposal, or claimed that the proposed

standards, as written, would not serve to protect the national

refrigerant supply or the environment because they would allow

untrained technicians to service and sell refrigerants in the

marketplace.

Those supporting the proposed changes/clarification claimed that

both motor vehicle disposal facilities and service technicians who

install refrigerants in MVAC systems have an economic stake in ensuring

that refrigerants are properly identified, recovered, handled, recycled

or reclaimed, and installed. The supporters also suggested that the

rule would increase the value of the refrigerant to motor vehicle

disposal facilities by decreasing shipping costs and increasing the

number of buyers for recovered refrigerant. Those commenters who did

not fully support the proposed rule asserted that training,

certification, and refrigerant identification requirements, as well as

specific sales prohibitions, should be incorporated into the rule to

better protect the refrigerant supply and the environment. They felt

that untrained operators would be more likely to vent refrigerants and

cause contamination problems, and that the minimal training expense, in

combination with the increasing need to become informed regarding

recently commercialized substitute refrigerants, warrant a training

requirement for individuals involved with refrigerant recovery and

subsequent sales. As a consequence, a large number of commenters urged

EPA to require owners, operators and employees of motor vehicle

disposal facilities to become certified technicians under section 609

of the Act in order to recover refrigerant from MVAC systems. Several

commenters also requested that the Agency require that any refrigerant

recovered from MVACs at motor vehicle disposal facilities be sent

directly to a reclaimer, as is currently required for refrigerant

recovered from stationary equipment such as household refrigerators and

air conditioners, when that equipment is to be dismantled and salvaged.

The major comments to the proposal will be discussed in further detail

below.

EPA's responses to specific comments are set forth in section IV,

Today's Final Rule, below.

IV. Today's Final Rule

Today's rule further implements sections 608 and 609 of the Act.

This section of the preamble reviews the elements of the rule and

addresses the major comments to those elements. Specifically, the

regulations:

(i) Explicitly permit, under specified conditions, technicians

certified under section 609 of the Act who recover refrigerant (whether

CFC-12 or a replacement) from motor vehicles located at disposal

facilities and bound for disposal and who recycle that refrigerant to

use the refrigerant to charge or recharge an MVAC or MVAC-like

appliance. It also explicitly permits, under specified conditions,

owners or operators of motor vehicle disposal and recycling facilities,

salvage yards, scrap recyclers, landfills or other motor vehicle

disposal facilities where such vehicles may be located, to sell

refrigerant recovered from such vehicles (whether CFC-12 or a

replacement) to section 609 certified technicians without recycling the

recovered refrigerant. These conditions are as follows:

(a) Any refrigerant that is extracted from an MVAC or an MVAC-like

appliance bound for disposal and located at a motor vehicle disposal

facility may not be subsequently used to charge or recharge an MVAC or

MVAC-like appliance, unless, prior to such charging or recharging, the

refrigerant is either (1) recovered and reclaimed in accordance with

the regulations promulgated in subpart F (the section 608 regulations),

or (2) recovered using approved refrigerant recycling equipment

dedicated for use with MVACs and MVAC-like appliances, either by a

technician certified under section 609, or by an employee, owner, or

operator of the disposal facility, and subsequently recycled by the

facility that charges or recharges the refrigerant into an MVAC or

MVAC-like appliance, using approved refrigerant recycling equipment in

accordance with any applicable recommended service procedures.

(b) Any class I or class II substance extracted from an MVAC or an

MVAC-like appliance bound for disposal and located at a motor vehicle

disposal facility, which is not recovered and reclaimed in accordance

with the section 608 regulations, may be sold prior to its subsequent

re-use only to a section 609 certified technician.

(c) Any section 609 certified technician who obtains such a class I

or class II substance may subsequently re-use such refrigerant only in

an MVAC or MVAC-like appliance, and only if it has been reclaimed or

properly recycled.

(ii) Revise the definition of ``properly using'' to explicitly

permit and establish

[[Page 68029]]

standards for mobile recovery and recycling service of MVACs;

(iii) Clarify that the definition of ``service involving

refrigerant'' includes service performed by facilities that charge

refrigerant into vehicles but do not perform any other kind of

refrigerant servicing or repair (i.e., facilities that ``top off''

only);

(iv) Further clarify that ``properly using'' recover/recycling

equipment entails recycling refrigerant prior to recharging it into a

vehicle, even if the vehicle is the same vehicle from which the

refrigerant was extracted;

(v) Establish a standard for recover/recycle equipment that

extracts and recycles HFC-134a from MVACs;

(vi) Establish a standard for recover-only equipment that extracts

HFC-134a from MVACs;

(vii) Establish a standard for recover-only equipment designed to

extract a single, specific refrigerant other than CFC-12 and HFC-134a;

(viii) Establish a standard for recover-recycle equipment that

extracts and recycles both CFC-12 and HFC-134a using a common

refrigerant circuit;

(ix) Revise the requirements for Agency approval of independent

standards testing organizations to include certification of recover/

recycle and recover-only equipment designed to service MVAC systems

that use refrigerants other than CFC-12; and

(x) Revise the criteria for approval of technician training and

certification programs to reflect the use of recover/recycle and

recover-only equipment designed to service MVAC systems that use

refrigerants other than CFC-12.

In addition, in this notice EPA describes its intention to

grandfather technicians currently certified under section 609, so that

they will not need to be recertified to operate recover/recycle and

recover-only equipment designed to service MVAC systems that use

refrigerants other than CFC-12.

A. Service Practices

Today's rule clarifies the Agency's position on four types of

refrigerant service that have not previously been explicitly addressed

in the section 609 regulations: (i) The recovery of refrigerant from

motor vehicles located at a motor vehicle disposal facility and bound

for disposal, and the subsequent purchase and re-use of such

refrigerant; (ii) mobile recovery and recycling service, i.e., service

in which approved recover-only or recover/recycle equipment is

transported to the location of an MVAC for servicing by a certified

technician; (iii) service performed by facilities that charge

refrigerant into vehicles but do not perform any other kind of

refrigerant servicing or repair (i.e., facilities that ``top off''

only); and (iv) service that involves recharging refrigerant into the

same vehicle from which that refrigerant was extracted.

The service practice regulations being promulgated today for MVACs

also apply to MVAC-like appliances (such as air-conditioning systems in

off-road equipment such as tractors and other farm equipment,

construction equipment, and mining and quarry equipment, that meet the

definition of MVAC-like appliances set forth in 40 CFR 82.152). MVAC-

like appliances have traditionally been governed under section 608 of

the Act rather than under section 609. However, the section 608

regulations contained in subpart F that apply to MVAC-like appliances

generally refer back to the section 609 standards contained in subpart

B. For example, Sec. 82.156(a)(5) states that persons opening MVAC-like

appliances for maintenance, service or repair may do so only when

properly using equipment pursuant to Sec. 82.32(e), and Sec. 82.158 (a)

and (f) state that manufacturers of recycling equipment used to service

or repair MVAC-like appliances must have the equipment certified

pursuant to Sec. 82.36(a).

Because MVAC-like appliances have been ostensibly governed under

section 608, EPA stated in the proposal to this rule that service

practice regulations governing MVAC-like appliances, similar to those

in today's rule that govern MVACs, would be proposed and finalized in a

separate rulemaking that amends section 608. Since the publication of

the proposal to today's rule, however, EPA has determined that those

service practice regulations that apply to MVAC-like appliances should

be contained in today's final rule, rather than in the section 608

rule. The Agency is making this change for a number of reasons.

Practically speaking, EPA's changes to the regulations will have

the same actual effect on the servicing of MVAC-like appliances, no

matter whether the changes are made under the section 609 regulations

or the section 608 regulations. At the time of the publication of the

proposal to today's rule, EPA believed that the proposal and final rule

in this separate section 608 rulemaking would be published at about the

same time as this section 609 rule. The changes to the section 608

regulations that include the new service practice regulations governing

MVAC-like appliances would therefore take effect on or about the

effective date of the changes to the section 609 regulations that

include new service practice regulations governing MVACs. The intended

schedule for the section 608 rulemaking has been delayed, however, so

that today's final rule under section 609 will most likely be published

before the proposal for the section 608 rule is published. EPA's

publication of the service practice regulations that govern MVAC-like

appliances under subpart F would create a disparity when identical

changes in the service practice regulations would affect MVACs and

MVAC-like appliances; regulations that affect MVACs on the effective

date of today's rule would most likely not affect MVAC-like appliances

for a year or more.

EPA believes that such a delay would create confusion within the

motor vehicle service industry, a large segment of which services both

MVACs and MVAC-like appliances. Some automotive recyclers may also

receive both MVACs and MVAC-like appliances on their lots and may

therefore be recovering refrigerant from both MVACs and MVAC-like

appliances before they are dismantled, crushed or otherwise disposed

of. Having different rules in place for MVACs and MVAC-like appliances

complicates efforts by these persons to comply with EPA regulations.

In addition, EPA believes that a delay in implementing these rules,

as they apply to MVAC-like appliances, will be viewed with concern by

servicers of MVAC-like appliances found in non-road motor vehicles,

such as those appliances in farm and heavy-duty equipment. The farm

equipment and heavy-duty equipment industries have long expressed to

EPA their frustration at understanding how MVAC-like appliances are

governed under Title VI of the Act. EPA believes that publishing the

service practice regulations under subpart F, thereby incurring a delay

of a year or more in their implementation, would not serve the interest

of these industries, and that the service practice regulations

promulgated today should clarify to these affected sectors how MVAC-

like appliances are regulated under Title VI.

Finally, EPA believes that it makes more sense to state in the

subpart B regulations than in the subpart F regulations how these

service practice regulations apply to MVAC-like appliances, because in

most practical respects, EPA regulations treat MVAC-like appliances

more like MVACs than like refrigerators, freezers, chillers and other

stationary/commercial appliances. EPA established the links between the

provisions governing MVACs and those governing MVAC-like appliances

because EPA believed that the

[[Page 68030]]

similarities in design and servicing patterns between MVACs and MVAC-

like appliances argue for parallel requirements for both sets of

appliances. The argument for parallel coverage of MVACs and MVAC-like

appliances was discussed at length in the May 14, 1993 section 608 rule

at 58 FR 28686. EPA continues to believe this, and specifically

believes that the rationale for clarifying and changing the

requirements under the section 609 regulations as they apply to MVACs

also holds for MVAC-like appliances.

Interested parties should note that the section 608 regulations

currently define ``appliances,'' including ``MVAC-like appliances,'' to

include only devices that contain and use class I or class II

substances, so that as of today, MVAC-like appliances by definition do

not include any air-conditioning systems in off-road equipment if those

systems use HFC-134a or other non-ozone-depleting substances. Off-road

vehicles that contain MVAC-like appliances that use non-ozone-depleting

refrigerants are today subject only to the section 608 venting

prohibition; other Title VI regulations will only apply to these

vehicles when the definition of ``appliance'' is expanded to include

devices that use non-ozone-depleting substances as refrigerants. EPA is

currently undertaking a rulemaking to expand the scope of the 608

regulation to include substitutes for class I and class II substances,

but this rulemaking has not yet been proposed. This rulemaking would

amend the definition of ``appliance,'' so that the term includes non-

ozone-depleting refrigerants. If and when that expanded definition

becomes effective, MVAC-like appliances that contain non-ozone-

depleting refrigerants would be subject to the service practice

regulations promulgated today.

1. Handling Refrigerant Recovered From Vehicles Bound for Disposal and

Located at Motor Vehicle Disposal Facilities

Since the publication of the July 14, 1992 section 609 final rule,

EPA has received an increasing number of questions concerning the

handling of refrigerants from MVACs and MVAC-like appliances bound for

disposal and located at motor vehicle disposal facilities. Many owners

of motor vehicle disposal facilities have assumed that recovered

refrigerant must be sent off-site for reclamation, while others have

assumed that they may sell the refrigerant to any interested purchaser.

In response to the increasing cost of CFC-12, some automotive service

technicians have begun to recover refrigerant from motor vehicle

disposal facilities for use in their own service facilities. In

addition, owners and operators of motor vehicle disposal facilities

have been recovering refrigerant from automobiles and selling it to

automotive service technicians. The rule promulgated today clarifies

that the Agency permits the return of refrigerant to the MVAC service

sector without prior reclamation, as long as certain requirements are

met during their performance.

Sections 608 and 609 of the Clean Air Act and the regulations

adopted by EPA prior to today at 40 CFR part 82, Subparts B and F

(i.e., the section 609 and 608 regulations) have addressed to some

degree activities involving recovery and sale of refrigerant from MVACs

and MVAC-like appliances at motor vehicle disposal facilities.

Regulations promulgated under Section 608 of the Clean Air Act, which

has as one of its goals ensuring the purity of refrigerant that flows

back into the stationary/commercial sector, require the recovery of all

refrigerant located in appliances destined for disposal. Section 608

regulations also require that unless refrigerant is recovered from an

MVAC and reused in the MVAC service sector, it must be reclaimed.

However, if refrigerant has been recovered from an MVAC destined for

disposal, and if the refrigerant is then reused in the MVAC service

sector, the regulations promulgated under section 608 are silent with

respect to how that refrigerant must be handled prior to such reuse.

Section 82.154(f) of the regulations requires that persons who take

the final step in the disposal process must recover any remaining

refrigerant in accordance with applicable requirements and requires

that persons who recover refrigerant from MVACs and MVAC-like

appliances for purposes of disposal must certify to the Administrator

that they have acquired equipment that meets such standards. Section

82.156(g) requires that all persons recovering refrigerant from MVACs

and MVAC-like appliances for purposes of disposal must reduce the

pressure of the system to or below 102 mm (four inches) of mercury

vacuum, using equipment that meets the requirements of Sec. 82.158(l).

In addition, Sec. 82.154 (g) and (h) require that persons cannot sell

used class I or class II refrigerant unless it has first been reclaimed

by a certified reclaimer, or unless the refrigerant was used only in an

MVAC or MVAC-like appliance and will be used only in an MVAC or MVAC-

like appliance.\1\ Section 82.154(m) prohibits persons from selling or

distributing any class I or class II substance for use as a refrigerant

unless the purchaser is a technician certified under section 608 or

609. (Although there are exceptions to this sales restriction, the

exceptions do not apply to sales of refrigerant from motor vehicle

disposal facilities.) These provisions were adopted pursuant to section

608 of the Act. Any servicing of an MVAC or MVAC-like appliance with

refrigerant recovered from a motor vehicle disposal facility would also

be subject to the various equipment standards and use restrictions set

forth in 40 CFR part 82, subparts B and F.

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\1\ Sections 82.154 (g) and (h) also permit a third option for

used class I and class II refrigerants: They may be sold in an

appliance without prior reclamation. Interested parties should note

that although Sec. 82.154 (g) and (h) were formerly effective only

until December 31, 1996, a final rule published in the Federal

Register on December 27, 1996 at 61 FR 68506 extends these

provisions indefinitely.

---------------------------------------------------------------------------

Neither the subpart F regulations nor the subpart B regulations,

however, explicitly and specifically address, in a single, central

location, who may recover refrigerant from motor vehicles bound for

disposal, who may purchase such refrigerant, and under what conditions

such refrigerant may be re-used. Today's rule is intended to supplement

the existing piecemeal requirements so that automotive recyclers and

dismantlers, and automotive service technicians, will be able to follow

a clear and complete set of EPA regulations concerning the recovery and

re-use of refrigerants from MVACs and MVAC-like appliances located at

motor vehicle disposal facilities. At the same time, the provisions

contained in today's rule should minimize the discharge of ozone-

depleting refrigerants into the atmosphere and provide for the proper

recycling or reclamation of the refrigerants prior to their use in

servicing MVACs or MVAC-like appliances. EPA intends to propose similar

regulations under section 608 of the Act to provide an incentive for

the recovery and re-use of non-ozone-depleting refrigerants from MVAC-

like appliances located at motor vehicle disposal facilities, so that

these refrigerants are properly recycled or reclaimed prior to their

use in servicing MVACs or MVAC-like appliances.

The Agency believes that recovery and recycling of refrigerant from

MVACs bound for disposal and located at disposal facilities will be

more economically attractive to the automotive service technician and

the motor vehicle disposal facility operator

[[Page 68031]]

if the sale or re-use of unreclaimed refrigerant is explicitly

permitted. The service technician may be able to purchase refrigerant

for a lower price from a motor vehicle disposal facility than from

other suppliers of reclaimed refrigerant. Because of this economic

incentive, technicians will seek salvaged MVACs. In addition, motor

vehicle disposal facility owners and operators may profit by selling

refrigerant directly to technicians, or by charging technicians fees

for the opportunity to recover refrigerant at the facility, creating

other economic incentives in the refrigerant recycling chain. The

Agency believes that encouraging these activities will increase the

value of refrigerant to the person recovering it, thereby reducing the

amount of refrigerant that either leaks out of MVACs while they await

disposal or is purposely vented during the process of disposal.

Today's rule adds a definition of ``motor vehicle disposal

facility'' at Sec. 82.32(i) and adds a new Sec. 82.34(d). The effect of

these changes is that if refrigerant from MVACs bound for dis-posal and

located at disposal facilities is destined for re-use in the MVAC

service sector without prior reclamation, it must be recovered by a

certified technician or by a motor vehicle disposal facility owner,

operator, or employee. Such persons will be able to transfer the

refrigerant off-site for recycling and charging into an MVAC or MVAC-

like appliance, in accordance with the conditions described in this

rule. Section (a) discusses the definition of motor vehicle disposal

facility, section (b) discusses who may recover refrigerant from such a

facility, and section (c) discusses what kind of equipment must be used

to recover refrigerant at such a facility. Section (d) discusses who

may purchase refrigerant recovered from a motor vehicle disposal

facility, section (e) discusses subsequent use of refrigerant after it

has left the facility, and section (f) discusses recordkeeping and

reporting requirements.

After publishing the proposal to today's rule, and reviewing the

comments on that proposal, the Agency considered at length where the

proposed regulations most sensibly belong: Under subpart F (the

regulations previously promulgated under section 608 of the Act), which

governs the safe disposal of refrigerants and includes regulations that

mandate what type of equipment must be used to recover refrigerant at

motor vehicle disposal facilities, or under subpart B (the regulations

previously promulgated under section 609 of the Act), which governs the

servicing of motor vehicle air conditioning and includes regulations

that mandate what type of equipment must be used to recycle refrigerant

prior to re-use in a motor vehicle.

EPA believes that if the refrigerant recovered at a motor vehicle

disposal facility is destined for re-use in the MVAC service sector

without prior reclamation, then the regulations governing the recovery

and re-use of that refrigerant should be located in subpart B. With the

regulations adopted today, the regulations in subpart B are based in

large part on section 609, but contain a few provisions based on

section 608. If, on the other hand, the refrigerant recovered at a

motor vehicle disposal facility is sold or otherwise transferred to a

reclaimer and subsequently re-used in any refrigeration and air-

conditioning sector, then the regulations governing the recovery and

re-use of that refrigerant are found in subpart F. This regulatory

framework will effectively preclude storing refrigerant bound for re-

use in the MVAC service sector without prior reclamation together in

the same container with refrigerant destined for a reclaimer prior to

re-use.

With some exceptions described below (notably recordkeeping

requirements), the recovery of refrigerant destined for re-use in the

MVAC service sector without prior reclamation is governed by the

regulations described in today's rule. All of the regulations that

govern the recovery of class I and class II refrigerants bound directly

for a reclaimer are already in place, in the current subpart F

regulations, and the subpart F regulations will in the future

incorporate rules that govern the recovery of non-ozone-depleting

refrigerants bound for reclamation. Within each section below, the

discussion will be framed around whether the refrigerant is bound for

direct re-use in the MVAC service sector, or whether it is bound for

reclamation. Each section below will explain which regulatory text

under subpart F and/or subpart B applies in each situation.

a. Definition of motor vehicle disposal facility: The proposed rule

added a new term, ``motor vehicle disposal facility,'' defined in

Sec. 82.32(i). The proposed definition stated that motor vehicle

disposal facility means ``any commercial facility that engages in motor

vehicle disposal, dismantling or recycling, including but not limited

to scrap yards, landfills, and salvage yards engaged in such

operations. Motor vehicle repair facilities, including collision repair

facilities, are not considered motor vehicle disposal facilities.'' Few

commenters suggested changes to the definition. One commenter requested

that EPA include in the definition mobile car crushers, vehicle

dismantlers, certified scrap processors, and itinerant vehicle

collectors, which are businesses separately categorized and registered

in New York State. EPA believes that the existing definition is

sufficiently broad to encompass these kinds of businesses, and that the

types of businesses explicitly listed in the definition need not be

exhaustive. A second commenter suggested replacing the term ``salvage

yards'' with ``automotive recycling facilities,'' since the commenter

believed that ``salvage yard'' does not properly identify the

automotive recycling industry. EPA in response has added the term

``automotive recycling facilities,'' but has not deleted the term

``salvage yards,'' since facilities that characterize themselves as

salvage yards but not necessarily as automotive recycling facilities

may engage in refrigerant recovery.

EPA has also changed the definition to make more clear that

facilities that dismantle or dispose of both MVACs and MVAC-like

appliances are covered under the definition. It should be noted,

however, that the regulations set forth in today's rule concerning

handling refrigerant recovered from vehicles bound for disposal do not

apply to recovery of refrigerant from an MVAC or MVAC-like appliance

that is performed outside of a motor vehicle disposal facility. So, for

example, if a piece of heavy-duty equipment such as mining equipment

that is at the end of its useful life is dismantled at the mine site,

then the mine site is not considered a motor vehicle disposal facility.

b. Persons who may recover refrigerant from MVACs at motor vehicle

disposal facilities: Neither the subpart F regulations nor the current

subpart B regulations restrict who may recover refrigerant from an MVAC

or MVAC-like appliance before it is disposed of or dismantled. This

continues to be the case for refrigerant recovered from an MVAC or

MVAC-like appliance if the refrigerant is then sold or otherwise

transferred to a reclaimer.

If, on the other hand, the refrigerant is bound for re-use in the

MVAC (or MVAC-like appliance) service sector without being reclaimed

first, then today's rule applies. Specifically, the rule adds a new

requirement, set forth in Sec. 82.34(d), that if any refrigerant

recovered from an MVAC or MVAC-like appliance at a motor vehicle

disposal facility is to be returned to the MVAC

[[Page 68032]]

service sector for re-use without prior reclamation, then the person

recovering it must be either an owner, operator or employee of the

facility (or a contractor to the facility), or a section 609 certified

technician.

With respect to class I and class II substances bound for direct

re-use in the MVAC or MVAC-like appliance service sector, sections 608

(a) and (b) authorize the restriction on who may recover refrigerant.

Under section 608, the Administrator may prescribe standards and

equipment regarding the use and disposal of MVACs and MVAC-like

appliances containing class I or II substances, in order to reduce the

use and emissions of these substances to the lowest achievable level,

and to maximize the recapture and recycling of these substances. The

Administrator also may establish standards and requirements regarding

the safe disposal of these substances.

Although sections 608 (a) and (b) authorize the restriction on who

may recover refrigerant from a motor vehicle disposal facility with

respect to class I or II substances, these sections do not directly

require regulation of the use of non-ozone-depleting substitute

refrigerants. Section 608(c)(2), however, does prohibit intentional

venting or release of such substitutes during the maintenance, repair,

service or disposal of an appliance where the refrigerant may enter the

environment, unless the Administrator has determined that such venting,

release, or disposal does not pose a threat to the environment. This

venting prohibition is self-effectuating, and went into effect on

November 15, 1995 with respect to substitutes for class I or class II

substances. De minimis releases associated with any good faith efforts

to recapture and recycle or safely dispose of the refrigerant are not

subject to this prohibition as long as those efforts are performed by

persons who are authorized under the regulations to recover

refrigerant. Releases associated with recovery that does not comply

with the regulations, such as releases by persons who are not

authorized under the regulations to perform refrigerant recovery, are

not considered de minimis or accidental but rather intentional and

knowing.

In today's rulemaking, EPA is defining the kind of recovery and

recycling practices that must be followed in order to avoid violating

the section 608 prohibition on knowingly venting substitutes for class

I or class II refrigerants. The requirement that only a section 609

certified technician or an owner, operator, or employee of a motor

vehicle disposal facility may extract the substitute refrigerant from

an MVAC or an MVAC-like appliance at a motor vehicle disposal facility,

if the refrigerant is not reclaimed prior to re-use, is a reasonable

exercise of this authority. By permitting only these persons to recover

non-ozone-depleting refrigerants, EPA is reducing the possibility that

these refrigerants will be knowingly vented. Persons who have not been

trained in the proper methods of recovering refrigerant from an MVAC or

MVAC-like appliance system are more likely to vent refrigerant in the

process of extracting it, and are less likely to know how to protect

the purity of the refrigerant. Allowing these persons to recover class

I and class II refrigerants at motor vehicle disposal facilities would

not be consistent with the Agency's mandate to establish requirements

that maximize the recapture and recycling of class I and class II

refrigerants. Allowing them to recover substitute refrigerants would

not be consistent with the section 608(c) venting prohibition.

The Act currently permits owners, operators and employees of motor

vehicle disposal facilities to recover refrigerants from MVACs and

MVAC-like appliances, even though they may not be certified and

therefore trained in the proper handling of the refrigerants. The

Agency intends to continue to permit this activity. In reaching this

decision, the Agency considered reasons to require these individuals to

become certified at this time. EPA believes that requiring owners,

operators and employees of motor vehicle disposal facilities to become

certified would result in a certain percentage of these persons better

understanding the proper means of recovering refrigerant, and that

consequently, accidental venting of refrigerant by these persons during

the recovery process might decrease. In addition, if EPA required

owners, operators and employees of motor vehicle disposal facilities

who wish to sell refrigerant directly back into the MVAC service sector

without prior reclamation to become certified, individuals who do not

wish to become certified would still be able to recover refrigerant as

long as it was then sold to a reclaimer.

EPA balanced these arguments against reasons not to require motor

vehicle disposal facility owners, operators or employees to become

certified at this time. In the past, the Agency has not required these

persons to be certified. As stated in the preamble to the May 14, 1993

final rule implementing section 608, ``[b]y not requiring technician

certification, the Agency did not intend to imply that anyone could

perform these activities without training. Instead, the proposal

reflected the fact that recovery of refrigerant is a simpler task than

the combination of recovering refrigerant and returning refrigerant (at

the appropriate purity level) to equipment. The disposal sector is

distinct from the servicing sectors of both section 608 and section 609

in that refrigerant is not returned to equipment. . . . Purchasing

refrigerant is also not necessary in the disposal sector, but

technician certification is linked to the ability to continue to

purchase new refrigerant needed for servicing equipment'' (58 FR

28705).

In addition, EPA does not believe that requiring certification of

these individuals at this time will result in a reduction in accidental

or intentional venting of refrigerant, or in a reduction in refrigerant

contamination rates, significant enough to warrant this new

restriction. Motor vehicle disposal facility owners, operators and

employees have been required for several years either to verify that

refrigerant has been previously recovered from a vehicle entering the

facility, or to recover any refrigerant that remains in the vehicle.

Many of these individuals have acquired substantial experience

recovering refrigerant from vehicles, and some percentage of them have

long been using their recovery equipment properly. For these

individuals, becoming certified may not affect their refrigerant

handling procedure.

Motor vehicle disposal facility owners, operators and employees

also have an economic motivation in the absence of a certification

requirement to recover CFC-12 refrigerant properly. No matter whether

they sell recovered CFC-12 to an MVAC service facility or to a

reclaimer, CFC-12 has become increasingly more valuable, and purchasers

should be paying increasingly higher prices for uncontaminated CFC-12.

EPA believes that this motivation should drive motor vehicle disposal

facility owners, operators and employees to use care when recovering

refrigerant.

In addition, some owners, operators and employees of motor vehicle

disposal facilities have already invested in equipment that they use to

recover refrigerant, and may currently have in place contracts to sell

the refrigerant extracted from MVACs and/or MVAC-like appliances at the

facilities. If the Agency had decided instead to begin to prohibit

owners, operators and employees of motor vehicle disposal facilities

from recovering refrigerant (so that only certified technicians could

recover refrigerant), these persons might be unable to use any

equipment they

[[Page 68033]]

had already purchased, and might therefore be violating contracts

previously entered into.

One commenter stated that requiring owners, operators and employees

of motor vehicle disposal facilities to become certified under section

609 would reduce the likelihood of frost forming in equipment in

outdoor cold weather recovery operations, freezing the equipment

refrigerant lines and inhibiting the recovery of all refrigerant

remaining in a vehicle. EPA disagrees. Training specified under section

609 does not require instruction in how to recover refrigerant in cold

weather conditions, and requiring motor vehicle disposal facility

owners, operators and employees to become certified is no guarantee

that better refrigerant recovery in these conditions will ensue.

Many commenters felt that EPA should require owners, operators and

employees of motor vehicle disposal facilities to become certified

under section 609 to handle refrigerant in order to ``level the playing

field'' between the regulatory requirements applicable to them and

those applicable to automotive service technicians. As noted before,

EPA has never required owners, operators and employees of motor vehicle

disposal facilities to be certified. They are not in a position to re-

use recovered refrigerant, as are technicians. EPA believes that

requiring owners, operators and employees of motor vehicle disposal

facilities to become certified would be appropriate where needed, to

avoid contamination of the nation's refrigerant supply by refrigerant

recovered from motor vehicle disposal facilities. In order to assure

that motor vehicle disposal facility owners and operators maximize the

recapture of class I and class II refrigerants as required by section

608(a) of the Act, and refrain from venting substitute refrigerants as

required by section 608(c) of the Act, the Agency has traditionally

relied on a combination of providing the motor vehicle disposal

industry with informational guidance and requiring the industry to meet

regulatory mandates. Rather than requiring at this time that owners and

operators of motor vehicle disposal facilities become certified

technicians, the Agency proposes to continue to rely on guidance

alerting the industry of the environmental consequences of releasing

refrigerant, refrigerant salvage techniques, the importance of not

mixing different refrigerants, and the business opportunities related

to selling refrigerants to certified reclaimers or section 609

technicians. This, in combination with the other factors de-scribed

above, is a reasonable approach to controlling such contamination.

It is inevitable that as the proliferation of replacement

refrigerants for CFC-12 continues to expand in the marketplace, the

refrigerant in some vehicles will be contaminated. Indeed,

contamination has always been endemic to MVACs; even when all motor

vehicle a/c systems ran on CFC-12, contamination of that refrigerant by

air, hydrocarbons, or HCFC-22 occurred. Within the next few years, as

the number of refrigerants on the market grows, contamination rates may

stay the same, or, as is more likely the case, they may increase. In

the future, should increasing contamination rates in MVACs or MVAC-like

appliances be traced to refrigerant that has been recovered from motor

vehicle disposal facilities and re-used in vehicles without prior

reclamation, then EPA will reconsider its reliance on providing

informational guidance to motor vehicle disposal facilities, and will

consider requiring the industry to meet certification and/or other

regulatory requirements. One of the regulatory solutions EPA would

consider in that event is to require owners, operators and employees of

motor vehicle disposal facilities who wish to continue recovering

refrigerant for sale to the MVAC service sector to become certified

under section 609 of the Act. The Agency would also consider requiring

motor vehicle disposal facilities to send all recovered refrigerant to

reclaimers, thereby disallowing any sales directly back into the MVAC/

MVAC-like appliance service sector.

One commenter suggested that as drafted, the proposed new language

of section 82.34(d) might not permit persons who contract with state-

or county-owned landfills to recover refrigerant from MVACs at those

facilities and subsequently sell them to section 609 technicians.

Excluding contractors from this activity was not the intention of the

proposal and the Agency has consequently modified the regulatory text

to include contractors. EPA considers contractors who generally manage

the operations of a government-owned landfill to be operators of that

facility; persons who enter the landfill solely to recover refrigerant

are not considered operators or other agents of the facility owner and

must therefore be certified under section 609 of the Act if they then

choose to return the refrigerant to the MVAC/MVAC-like appliance

service sector without prior reclamation.

The proposed rule would have permitted technicians certified under

section 608 of the Act to recover refrigerant at a motor vehicle

disposal facility and resell it into the MVAC/MVAC-like appliance

service sector for re-use without prior reclamation. This final rule

prohibits this activity by section 608 technicians, so that only

section 609 technicians, and owners, operators, and employees of these

facilities may recover refrigerant from MVACs or from MVAC-like

appliances at disposal facilities, if that refrigerant is re-used

without being reclaimed. Generally, technicians certified only under

section 608 are prohibited from servicing MVAC systems because MVAC

systems are designed differently than stationary and commercial a/c

systems. As stated earlier, persons who have not been trained in the

proper methods of recovering refrigerant from an MVAC system, even if

they are section 608 technicians, are more likely to vent refrigerant

in the process of extracting it, and are less likely to know how to

protect the purity of the refrigerant. Allowing these persons to

recover class I and class II refrigerants at motor vehicle disposal

facilities would therefore not be consistent with the Agency's mandate

to establish requirements that maximize the recapture and recycling of

class I and class II refrigerants, and allowing them to recover

substitute refrigerants would not be consistent with the section 608(c)

venting prohibition.

Although EPA recognizes that persons certified under section 608 as

Type II technicians may handle MVAC-like appliances, today's rule does

not permit Type II technicians to recover refrigerant from MVAC-like

appliances at motor vehicle disposal facilities. Type II technicians

service many types of high pressure and very high pressure appliances

used in the stationary/commercial sector. The Agency believes that

allowing Type II technicians to recover refrigerant from MVAC-like

appliances will increase the possibility that high- and very high-

pressure appliances in this sector may be recharged with used,

unreclaimed refrigerant recovered from motor vehicle disposal

facilities. These appliances, like all appliances in the stationary/

commercial sector, are specifically designed to handle only virgin or

reclaimed refrigerant. Use of unreclaimed refrigerant from motor

vehicle disposal facilities that may contain high levels of oil, air

and moisture may result in system deficiencies or failures.

c. Equipment that may be used to recover refrigerant from MVACs at

motor vehicle disposal facilities: Section 82.158(l) of the subpart F

regulations states that equipment used to evacuate

[[Page 68034]]

refrigerant from an MVAC or MVAC-like appliance prior to its disposal

must be capable of reducing the system pressure to 102 mm (4 inches) of

mercury vacuum. If the refrigerant is transferred to a reclaimer after

recovery, this remains the only restriction on what kind of equipment

may be used to recover refrigerant from an MVAC or MVAC-like appliance.

If, on the other hand, the recovered refrigerant is bound for re-

use in the MVAC or MVAC-like appliance service sector without being

reclaimed first, then the provisions set forth in today's rule apply.

Specifically, the rule adds a new requirement, set forth in section

82.34(d), that any refrigerant extracted from an MVAC or an MVAC-like

appliance located at a motor vehicle disposal facility and that is

bound for re-use in the MVAC/MVAC-like appliance service sector without

first undergoing reclamation must be recovered using approved

refrigerant recycling equipment (i.e., section 609 equipment) dedicated

for use with MVACs and MVAC-like appliances.

This requirement departs from the proposed regulatory text, which

would have permitted persons recovering refrigerant at motor vehicle

disposal facilities for re-use in the MVAC/MVAC-like appliance service

sector to continue to use not only equipment approved under section

609, but also any other equipment capable of reducing system pressure

to or below 102 mm of mercury vacuum. EPA is promulgating this change

to the proposed regulation because it will serve to reduce the risk of

disposal facilities serving as the source of contaminated refrigerant

supplies, because of the high level of support among the commenters for

this change in the regulations, and because this new requirement will

not create economic hardships for motor vehicle disposal facilities.

The Agency believes that without this more stringent equipment

standard, persons recovering refrigerant at facilities who dismantle

both refrigerators, residential air conditioners and other section 608

appliances, and motor vehicles, may engage in the practice of using the

same equipment to recover refrigerant from a motor vehicle bound for

disposal and to recover from section 608 appliances refrigerant that is

high in acid levels due to compressor burn-out (and perhaps mixing that

refrigerant with refrigerant recovered from MVACs and MVAC-like

appliances). Sources such as residential air conditioners and

refrigerators are much more likely to have ceased operation because of

compressor burn-out. The refrigerant might then be sold to a section

609 certified technician for use in an MVAC or MVAC-like appli-ance.

Any efforts by the technician to identify the refrigerant would not

show that the refrigerant was contaminated by these acids. Recycling

equipment available to motor vehicle service establishments removes

only moisture, oil and noncondensable gas (air) from the refrigerant,

and is not capable of removing acids.

EPA believes that allowing motor vehicle disposal facilities to use

equipment approved under section 608 will not provide adequate

safeguards against the risk of contaminated refrigerant. Section 608

equipment is specifically designed for use with refrigerant that later

gets reclaimed, rather than merely recycled and then re-used. Some

section 608 equipment is designed to be used to recover multiple

refrigerants using common circuitry. Residues from recovering one

refrigerant may contaminate a second recovered refrigerant; but again,

such contamination is of little consequence because the refrigerant

mixture is then reclaimed. However, if section 608 equipment were to be

used to recover refrigerant that is then sold to an automotive facility

for use in the MVAC/MVAC-like appliance service sector without prior

reclamation, it is likely that automotive air-conditioning systems

would become contaminated with refrigerant that, although it has been

recycled by the facility using approved section 609 equipment, contains

residues of acids and/or other refrigerants. In EPA's view, this

possibility poses an unacceptable risk of contamination, both to the

automotive facility's recycling equipment and to the MVAC systems in

its customers' vehicles.

In the proposed rule, EPA requested comment as to whether the

existing requirement of allowing refrigerant recovery using any

equipment that can achieve a 102 mm mercury vacuum should be modified.

EPA specifically requested comment on whether EPA should require that

persons recovering refrigerant must instead use only equipment that

meets the definition of ``approved refrigerant recycling equipment''

set forth in Sec. 82.32(b) (i.e., equipment approved under section

609). Many commenters to the rule supported this change. No commenters

opposed this specific change, although one commenter stated that ``EPA

should protect the investment [that] companies made in equipment that

met appropriate standards when purchased, or that cannot be deemed

``substantially identical'' under current standards.'' The Agency

believes that this change does not affect that investment, because

owners of equipment that is not approved under section 609 but can

achieve a 102 mm mercury vacuum may still use their equipment to

recover refrigerant, which is then sent to a reclaimer.

One commenter noted that given that the purpose of section 609 of

the Act is to prevent refrigerant venting, encourage the proper

recovery and recycling of refrigerants, and maintain the purity of the

existing refrigerant supply, the Agency is obligated to establish a

level playing field between motor vehicle disposal facilities and

automotive service facilities by requiring that refrigerant handlers in

disposal facilities meet similar standards to refrigerant handlers in

service facilities. EPA does not believe that motor vehicle disposal

facilities handling refrigerant and automotive service facilities

handling refrigerant should necessarily be subject to the same

regulatory requirements because the circumstances are not the same.

However, EPA believes that the requirement to use section 609 equipment

to recover any refrigerant that has been extracted from an MVAC or an

MVAC-like appliance located at a motor vehicle disposal facility, and

is bound for re-use in the MVAC/MVAC-like appliance service sector

without prior reclamation, properly reflects similar treatment for

similar circumstances, without creating economic hardships for motor

vehicle disposal facilities.

Under this regulatory framework, motor vehicle disposal facilities

do not necessarily have to purchase section 609 approved refrigerant

recycling equipment. If they choose to use equipment that does not meet

the requirements of section 609 (but is still capable of achieving a

102 mm vacuum, as the section 608 regulations require) to recover

refrigerant, they may then transport the refrigerant to a reclaimer.

Alternatively, they may bring a technician certified under section 609,

who operates approved refrigerant recycling equipment, on-site to

recover the refrigerant before it gets recycled and re-used in the

MVAC/MVAC-like appliance service sector.

Within the next few years, more and more vehicles will enter

disposal facilities with some HFC-134a left in the system. In addition,

as the nation's supplies of CFC-12 diminish, increasing numbers of

owners of older vehicles will replace the CFC-12 in their vehicles with

HFC-134a or with blend refrigerants that enter the marketplace. If

disposal facilities wish to sell the refrigerant to an MVAC service

facility

[[Page 68035]]

without prior reclamation, then refrigerant must be recovered into

section 609-approved equipment designed for use with that particular

refrigerant. Facilities daunted at the thought of purchasing multiple

pieces of equipment may of course contract with a technician certified

under section 609 to bring his pieces of equipment to the facility, or

they may recover multiple refrigerants into one piece of equipment

designed under the section 608 program for such use (taking care to

recover the refrigerants into separate containers), and send the

refrigerant to a reclaimer.

d. Persons who may purchase refrigerant recovered from a motor

vehicle disposal facility:. Today's rule places certain restrictions on

who may purchase refrigerant recovered from a motor vehicle disposal

facility if that refrigerant is bound for re-use in the MVAC/MVAC-like

appliance service sector without prior reclamation. Specifically,

section 82.34(d) states that any sale of a class I or class II

substance extracted from an MVAC or an MVAC-like appliance at a motor

vehicle disposal facility that is not reclaimed, must be to a

technician certified under section 609.

For class I and II substances recovered from MVACs and MVAC-like

appliances, sections 608 and 609 authorize the sales restriction. While

section 609 is limited to restricting the sale of class I or II

substances in small containers for use in MVACs, section 608 authorizes

a broader sales restriction. The sales restriction provision

promulgated today for inclusion in 82.34(d) basically repeats the sales

restrictions previously promulgated at 82.34(b) and 82.154(m). Today's

rule makes clear that the restriction applies with respect to class I

or II substances recovered from MVACs or from MVAC-like appliances

during the disposal process.

The current sales restriction in section 609(e) does not extend to

non-ozone-depleting substitute refrigerants at this time. EPA is

currently developing a proposal addressing the use of substitutes under

section 608, and is considering extending the sales restriction to such

substitutes. EPA will address the sale of such substitutes recovered

from MVACs and MVAC-like appliances during the disposal process in that

proposed rulemaking.

Several commenters urged EPA to require that all refrigerant

recovered at motor vehicle disposal facilities be sent directly to a

reclaimer. These commenters believe that the current use and future

proliferation of refrigerants already has and will inevitably result in

much contamination. EPA recognizes that although motor vehicle air

conditioning has long been dominated by CFC-12, automotive

manufacturers now install HFC-134a in new car systems, while some

refrigerant manufacturers are attempting to establish large markets for

other CFC-12 substitutes in vehicles. This proliferation of

refrigerants in the section 609 sector increases the chances of

contamination in individual systems. Contaminated refrigerant supplies

may create MVAC system failures as well as failures of refrigerant

recover/recycle equipment, leading to emissions of refrigerants and to

increased costs for both service facilities and motor vehicle owners.

In addition, contaminated refrigerant may be extremely difficult to

recycle, reclaim, or dispose of, so that it is likely to be vented into

the atmosphere. As noted above, in the future, should increased

contamination rates in MVACs or MVAC-like appliances be traced to

refrigerant recovered from motor vehicle disposal facilities and re-

used in vehicles without prior reclamation, EPA may revise its

regulations pertaining to motor vehicle disposal facilities and require

that all refrigerant recovered from such facilities be sent to

reclaimers. For now, however, instituting such a requirement would

defeat a major purpose of today's rule: To increase the value of

refrigerant recovered from motor vehicle disposal facilities, thereby

reducing the amount of refrigerant that either leaks out of MVACs while

they await disposal or is purposely vented during the process of

disposal.

Commenters cited several other related reasons to require that all

refrigerant recovered at motor vehicle disposal facilities be sent

directly to a reclaimer. One commenter suggested that any sales of

refrigerant should be allowed only when the seller can demonstrate that

the refrigerant meets new product standards. This requirement would

limit refrigerant sales to wholesalers and retailers who own stocks of

virgin refrigerant, and to reclaimers, who have reclaimed the

refrigerant to ARI 700 standards (i.e., new product standards). Again,

this requirement would defeat the intent of today's rule to encourage

new markets for valuable refrigerants.

Another commenter noted (and EPA agrees) that any refrigerant that

is not reclaimed must be recycled in accordance with EPA standards,

which are in turn based on SAE standards. The commenter went on to

state that the SAE standards govern refrigerant that has been directly

removed from, and will be directly re-used in, MVACs only, and that

equipment that meets the SAE standards was not designed for use with

refrigerants contaminated with each other. EPA agrees with the

commenter that recovery/recycling equipment was generally designed for

use with single, specific refrigerants, and that running highly

contaminated refrigerant through such equipment not only may damage the

equipment but will certainly not clean the refrigerant of any

impurities other than oil, air and moisture.

EPA recognizes that even the use of proper recovery procedures at a

motor vehicle disposal facility does not guarantee refrigerant purity.

Certain vehicles will enter the disposal facility with ``mystery''

refrigerants in their a/c systems, or with identifiable, but highly

contaminated, refrigerants. These incidences are most likely to

increase in the future. As one commenter stated: ``Soon, owners of

older vehicles with CFC-12 systems requiring major repair will elect to

retrofit their systems to other refrigerants. When CFC-12 is no longer

available, the consumer with a CFC-12 system will be forced to retrofit

to an alternative refrigerant, buy a new car or give up the comfort of

an air conditioned car. As more alternate refrigerants come to market

and time passes, the grave-yards for older vehicles will be littered

with vehicles having a wide variety of refrigerants in their A/C

systems. Some of these systems will contain contaminated refrigerant.''

Regulations promulgated under section 612 of the Act require that

MVACs and MVAC-like appliances using any replacement refrigerants for

CFC-12 are required by EPA to have unique fittings and a label stating

the type of refrigerant used in the air-conditioning system. This

regulatory requirement should serve to deter increases in the rate at

which systems become contaminated, before they reach motor vehicle

disposal facilities. At this time, EPA does not possess significant

data that describe rates of contamination in vehicles, sources of

contamination, and kinds of contaminants. If the Agency obtains this

type of data in the future, it may consider taking additional steps to

minimize contamination.

Recovering the refrigerant himself is one way a section 609

certified technician can guarantee that the refrigerant at the disposal

facility has been properly recovered. He may purchase the refrigerant

from a motor vehicle disposal facility that he knows uses proper

refrigerant recovery procedures. Neither of these actions, however,

protects him against purchasing or using refrigerant that becomes

contaminated before it arrives at the motor vehicle disposal facility.

In

[[Page 68036]]

order to guard against that event, he may also enter into a written

contract with the disposal facility in which the facility agrees to

sell him only refrigerant that meets certain purity requirements.

Similarly, neither requiring motor vehicle disposal facilities to

use equipment approved under section 609 of the Act, nor requiring

purchasers of refrigerant recovered from those facilities to recycle

the refrigerant prior to charging it into another vehicle, will

absolutely protect the vehicle owner from having contaminated

refrigerant charged into his car. To ensure the purity of the

refrigerant, the technician may run it through a refrigerant identifier

prior to purchasing the refrigerant (as was strongly recommended in the

preamble to the proposed rule). In addition, motor vehicle disposal

facilities may wish to purchase these identifiers as a way to check the

purity of the refrigerant sold to automotive service technicians, in

order to better ensure their customers' satisfaction. However, not all

portable refrigerant identifier equipment is currently sophisticated

enough to identify all of the refrigerants in commerce today, including

blend refrigerants, and all potential contaminants. A requirement to

purchase any identifier on the market will therefore not ensure the

ultimate protection of the vehicle owner from having contaminated

refrigerant charged into his car.

In the July 14, 1992 final rule, EPA stated in the preamble

language that ``it is unlikely that persons in the business to service

motor vehicle air conditioners would knowingly use contaminated

refrigerant since they have an interest in satisfying customers and not

injuring the customer's air conditioner'' (57 FR 31248). While the

Agency is fully aware that some automotive service technicians may

knowingly charge their customers' vehicles with refrigerant that they

know to be contaminated, EPA is not convinced, as it was not in 1992,

that a majority, or even a large number, of service technicians will

choose to engage in such unscrupulous behavior. Knowingly charging

vehicles with contaminated refrigerant jeopardizes the performance of

both a technician's charging equipment and his customer's vehicle's a/c

system. Should the system fail due to the contamination (knowing or

unknowing), the customer may return, unhappy, perceiving that the

technician has failed to fix the initial system problem, or that the

technician has worsened the initial problem.

EPA believes that if automotive service technicians have any doubt

or question about the purity of refrigerant they have purchased from a

motor vehicle disposal facility, they will test the refrigerant using

refrigerant identifier equipment prior to recycling it in their

refrigerant recycling equipment or prior to installing it in a

customer's vehicle. If a section 609 technician is unsure about the

purity of the refrigerant he may obtain from a local disposal facility,

and is fearful about damaging both his recover/recycle equipment and

his reputation with his customers, he always has another solution: he

may forego purchasing from the facility, and instead purchase virgin

refrigerant from his parts supplier, or reclaimed refrigerant from a

reclaimer. As one commenter, a trade association representing

automotive service facilities, stated, ``it is precisely the mixing of

different refrigerants and the possibility of contamination which would

preclude many of our members from considering disposal facilities as a

source for recovered refrigerant.''

e. Subsequent use of recovered refrigerant. Today's rule also

places certain restrictions on the use and handling of refrigerant

recovered from a motor vehicle disposal facility if that refrigerant is

not transferred to a reclaimer after recovery, but instead is bound for

re-use in the MVAC/MVAC-like appliance service sector without prior

reclamation. Specifically, section 82.34(d) requires that certified

technicians process refrigerant recovered from a motor vehicle disposal

facility through section 609 approved refrigerant recycling equipment

before it may be used to charge or recharge another MVAC or MVAC-like

appliance. Section 609 authorizes this restriction with respect to

MVACs, both for class I and class II substances as well as substitutes.

Refrigerant recovery at motor vehicle disposal facilities occurs in an

environment where moisture and air easily get into hoses and cylinders.

Requiring recycling of the refrigerant prior to charging it into

another vehicle will ensure than any excess moisture or air in the

refrigerant is reduced to acceptably low levels. Section 608(a)

authorizes this restriction with respect to MVAC-like appliances.

A certified technician purchasing or accepting refrigerant from

MVACs or MVAC-like appliances bound for disposal and located at a motor

vehicle disposal facility is responsible to assure that the refrigerant

is recycled properly prior to being charged into another MVAC or MVAC-

like appliance and assurances from the disposal facility regarding

recycling do not remove this responsibility.

Today's rule also provides that if refrigerant recovered from a

motor vehicle disposal facility is to be recycled in section 609

approved refrigerant recycling equipment rather than reclaimed prior to

re-use, the refrigerant may subsequently be charged only into an MVAC

or an MVAC-like appliance. Several commenters expressed concern that

once a technician certified under section 609 had purchased refrigerant

from a motor vehicle disposal facility, he could then sell it to a

technician certified under section 608 for use in the stationary/

commercial sector, or, if the section 609 technician were also

certified under section 608, he himself could use the refrigerant in

the stationary/commercial sector. Sections 82.154 (g) and (h) prohibit

the re-use of refrigerant recovered from an MVAC or MVAC-like appliance

without prior reclamation unless it is returned to an MVAC or MVAC-like

appliance. However, some commenters believe that this prohibition,

contained as it is in subpart F, the section 608 regulations, will not

give automotive service technicians sufficient notice that the sale of

refrigerant by a section 609 technician to a section 608 technician is

prohibited. EPA is therefore amending the proposed language under

Sec. 82.34(d) to add a sentence that states that technicians certified

under section 609 who purchase a class I or class II substance

recovered at such facilities must subsequently re-use the refrigerant

in an MVAC or MVAC-like appliance. This new provision, essentially a

reiteration of the current requirements set forth in Sec. 82.154 (g)

and (h), implements EPA's mandate under section 608 to prescribe

standards and equipment regarding the use and disposal of class I or II

substances, in order to reduce the use and emissions of these

substances to the lowest achievable level, and to maximize the

recapture and recycling of these substances. Specifically, section

608(a) requires EPA to promulgate regulations regarding use and

disposal of class I and II substances that ``reduce the use and

emission of such substances to the lowest achievable level'' and

``maximize the recapture and recycling of such substances.'' Section

608(a) further provides that ``[s]uch regulations may include

requirements to use alternative substances (including substances which

are not class I or class II substances) * * * or to promote the use of

safe alternatives pursuant to section 612 or any combination of the

foregoing.'' Improper handling of substitute substances is likely to

produce contamination (and therefore reduction

[[Page 68037]]

in recycling) and release of class I and class II substances.

f. Recordkeeping and reporting: Today's rule does not require any

additional recordkeeping relating to refrigerant recovered from MVACs

or MVAC-like appliances prior to disposal. Requiring disposal

facilities to track refrigerant, and to demonstrate how the refrigerant

in each MVAC or MVAC-like appliance was handled prior to the disposal

of the vehicle, would inhibit the activity EPA is encouraging in

today's rule. Further, a recordkeeping requirement would add an undue

administrative burden to industry because of the large number of

vehicles disposed of annually, and would provide little measurable

benefit to the environment.

Persons who recover refrigerant at motor vehicle disposal

facilities for re-use in the MVAC/MVAC-like appliance service sector

without prior reclamation are not exempted from any applicable

recordkeeping and reporting requirements set forth under the section

608 regulations. Section 82.166(a) requires all persons who sell or

distribute any class I or class II substance for use as a refrigerant

to retain invoices that indicate the name of the purchaser, the date of

sale, and the quantity of refrigerant purchased. Section 82.166(i)

requires all persons disposing of MVACs and MVAC-like appliances to

maintain copies of signed statements obtained under Sec. 82.156(f)(2),

which in turn requires persons who take the final step in the disposal

process of MVACs or MVAC-like appliances, if they have not recovered

any remaining refrigerant themselves, to verify that the refrigerant

has been evacuated previously. This verification must include a signed

statement from the person from whom the MVAC or MVAC-like appliance is

obtained that all refrigerant that had not leaked previously has been

recovered in accordance with EPA regulations. The statement must

include either the name of the person who recovered the refrigerant and

the date that the refrigerant was recovered, or a copy of an ongoing

contract that requires that the refrigerant deliverer ensure that the

refrigerant is removed prior to delivery.

Comments on the recordkeeping/reporting requirements generally

urged enforcement of the existing requirements, or suggested that EPA

require the type of recordkeeping already required under Sec. 82.166(a)

(evidently some commenters were not aware of this requirement).

2. Mobile Recovery and Recycling

Today's rulemaking explicitly permits the mobile servicing of MVACs

and MVAC-like appliances. Allowing mobile service performed by

certified technicians using approved equipment encourages proper use of

the equipment and discourages venting of refrigerant. This policy also

increases the flexibility of industry to choose the mode of compliance

by allowing businesses that do not specialize in MVAC/MVAC-like

appliance service to contract their MVAC/MVAC-like appliance services

that involve refrigerant to a section 609 certified technician. The

definition of ``properly using'' set forth in 40 CFR 82.32(e) is

consequently amended to explicitly permit this activity. An MVAC

service facility engaging or contracting with a technician providing

the mobile service (or with the facility employing him) is responsible

to ensure that the technician actually performing the service is

properly certified. This provision applies to servicing both CFC-12

systems and systems that use any substitutes for CFC-12, in both MVACs

and MVAC-like appliances.

Comments to the proposal to explicitly permit mobile recovery and

recycling were strongly supportive. One typical commenter remarked that

``we are in favor of this proposed change, as many of our customers * *

* are unable to transport their equipment to a servicing location due

to the size and D.O.T. transport weight limitations. Also, very few of

these companies perform their own air-conditioning service due to

economic cost involved in this service.'' The commenter concluded that

this change in the regulations would enhance its relationships with its

customers, since the commenter could service air-conditioning systems

at its customers' job sites.

The Agency requested, but did not receive, comments with respect to

whether an MVAC service facility, engaging or contracting with a

technician who offers mobile service (or with the facility employing

him), should be responsible to ensure that the technician is using

section 609 approved refrigerant recycling equipment. EPA believes that

using the proper equipment should be the responsibility of the

technician offering the mobile service (and the facility employing

him), rather than of the facility engaging his services.

The amendatory language does not permit the mobile recovery of

refrigerant from appliances governed under section 608 of the Act, such

as home refrigerators and air conditioners. Contaminants such as acid

that are not found in MVACs or MVAC-like appliances are commonly found

in these appliances, and any recover/recycle equipment designed for

automotive use exposed to refrigerant contaminated with acid could be

severely damaged. Regulations promulgated under section 608 of the Act

address required practices for recovering refrigerant from stationary

equipment.

These changes to the subpart B regulations implementing section 609

will also affect MVAC-like appliances. Section 82.156(a)(5) requires

that persons opening MVAC-like appliances for service or repair may do

so only while properly using, as defined in Sec. 82.32(e), recovery or

recycling equipment. Since the Agency is today amending section

82.32(e), those changes will automatically apply to MVAC-like

appliances.

One commenter stated that EPA should consider adding a

recordkeeping requirement to document the relationship between the

facility that owns the equipment used in the mobile recovery and

recycling service and the facility receiving the service. The commenter

suggested that this requirement would help inspectors verify the

recycling of refrigerant. The Agency is not requiring that such

recordkeeping be performed, due to the additional burden it would place

on small entities. However, EPA expects that any facilities that

receive mobile recovery/recycling service should be able to inform the

Agency, when requested, who they have engaged or contracted to perform

the mobile service. If they cannot so inform the Agency, and if they do

not possess any recovery or recycling equipment, the Agency will

presume that those facilities have vented refrigerant from any air-

conditioning systems they have serviced.

3. Topping Off

The subpart B regulations implementing section 609 state that any

facility performing service involving refrigerant must purchase

approved refrigerant recycling equipment. ``Service involving

refrigerant'' is defined as ``any service during which discharge or

release of refrigerant from the motor vehicle air conditioner to the

atmosphere can reasonably be expected to occur'' (40 CFR 82.32(h)). The

preamble to the final 1992 section 609 rule stated that MVAC servicing

includes ``repairs, leak testing, and ``topping off'' of air-

conditioning systems low on refrigerant, as well as any other repair

which requires some dismantling of the air conditioner. Each

[[Page 68038]]

of these operations involves a reasonable risk of releasing refrigerant

to the atmosphere'' (57 FR 31246). Despite the clarity of this

statement, some affected stakeholders remain unsure whether quick-lubes

and other facilities which may perform top-offs but no other service

involving refrigerant are required to purchase recovery/recycling

equipment approved under section 609. One commenter to the proposal for

today's rule asked that the regulations governing these facilities be

made more clear. Consequently, the definitions of ``properly using''

and ``service involving refrigerant'' are being expanded today to

further clarify that ``service involving refrigerant'' includes topping

off, and that facilities that perform top-offs but no other refrigerant

servicing or repair are still considered to be engaged in ``service

involving refrigerant'' and must purchase approved recovery/recycling

equipment.

These changes to the section 609 rule will not affect MVAC-like

appliances. Although Sec. 82.156(a)(5) requires that persons opening

MVAC-like appliances for service or repair may do so only while

properly using, as defined in section 82.32(e), recovery or recycling

equipment, under the subpart F regulations, connecting and

disconnecting hoses to an appliance to add refrigerant is not

considered ``opening'' the appliance.

4. Recharging Refrigerant Into the Same Vehicle From Which the

Refrigerant Was Extracted

The subpart B regulations implementing section 609 state that any

facility performing service involving refrigerant must properly use

approved refrigerant recycling equipment. The current definition of

``properly using'' states in part that ``[f]or equipment that extracts

and recycles refrigerant, properly using also means to recycle

refrigerant before it is returned to a motor vehicle air conditioner''

(40 CFR 82.32(e)(1)).2 Despite the clarity of this

statement, some affected stakeholders remain unsure whether refrigerant

must be recycled prior to being returned to the same vehicle from which

it has been extracted. One commenter to the proposal for today's rule

asked that the regulations governing service practices involving

refrigerant that is returned to the same vehicle it came from be made

more clear. Consequently, this sentence in the definition of ``properly

using'' is being expanded today to further clarify that when any

automotive refrigerant--whether CFC-12, HFC-134a, or a blend listed as

acceptable under EPA's SNAP program--is recovered from an MVAC, it must

be recycled in accordance with EPA standards prior to being returned to

that MVAC. This change to the section 609 rule will also affect MVAC-

like appliances. Section 82.156(a)(5) requires that persons opening

MVAC-like appliances for service or repair may do so only while

properly using, as defined in Sec. 82.32(e), recovery or recycling

equipment. Since the Agency is today amending Sec. 82.32(e), this

change will automatically apply to MVAC-like appliances.

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\2\ Interested parties should note that the May 2, 1995 Federal

Register (60 FR 21682) inadvertently omitted this sentence, as well

as certain other language contained in Sec. 82.32(e). This mistake

was carried over into the Code of Federal Regulations (CFR) revised

as of July 1, 1995, as well as into the July 1, 1996 revision of the

CFR. A correction notice was not issued until January 16, 1997 at 62

FR 2310. These omissions have created significant confusion among

affected stakeholders as to the exact text of Sec. 82.32(e), the

definition of properly using. The July 1, 1997 version of the CFR

should include the corrections, but will not include the revisions

promulgated today. With these revisions, the full text of

Sec. 82.32(e) should appear in the July 1, 1998 version of the CFR

as follows (new text is marked in italics):

(e) Properly using. (1) Properly using means using equipment in

conformity with the regulations set forth in this subpart, including

but not limited to the prohibitions and required practices set forth

in Sec. 82.34, and the recommended service procedures and practices

for the containment of refrigerant set forth in appendices A, B, C,

D, E, and F of this subpart, as applicable. In addition, this term

includes operating the equipment in accordance with the

manufacturer's guide to operation and maintenance and using the

equipment only for the controlled substance for which the machine is

designed. For equipment that extracts and recycles refrigerant,

properly using also means to recycle refrigerant before it is

returned to a motor vehicle air conditioner or MVAC-like appliance,

including to the motor vehicle air conditioner or MVAC-like

appliance from which the refrigerant was extracted. For equipment

that only recovers refrigerant, properly using includes the

requirement to recycle the refrigerant on-site or send the

refrigerant off-site for reclamation.

(2) Refrigerant from reclamation facilities that is used for the

purpose of recharging motor vehicle air conditioners must be at or

above the standard of purity developed by the Air-Conditioning and

Refrigeration Institute (ARI 700-93) (which is codified at 40 CFR

part 82, subpart F, appendix A, and is available at 4301 North

Fairfax Drive, Suite 425, Arlington, Virginia 22203). Refrigerant

may be recycled off-site only if the refrigerant is extracted using

recover-only equipment, and is subsequently recycled off-site by

equipment owned by the person that owns both the recover-only

equipment and owns or operates the establishment at which the

refrigerant was extracted. In any event, approved equipment must be

used to extract refrigerant prior to performing any service during

which discharge of refrigerant from the motor vehicle air

conditioner can reasonably be expected. Intentionally venting or

disposing of refrigerant to the atmosphere is an improper use of

equipment.

(3) Notwithstanding any other terms of this paragraph (e),

approved refrigerant recycling equipment may be transported off-site

and used to perform service involving refrigerant at other locations

where such servicing occurs. Any such servicing involving

refrigerant must meet all of the requirements of this subpart B that

would apply if the servicing occurred on-site.

(4) Facilities that charge MVACs or MVAC-like appliances with

refrigerant but do not perform any other service involving

refrigerant (i.e., perform ``top-offs'' only) are considered to be

engaged in ``service involving refrigerant'' and are subject to any

and all requirements of this subsection that apply to facilities

that perform a wider range of refrigerant servicing. For facilities

that charge MVACs, this includes the requirement to purchase

approved refrigerant recycling equipment. For facilities that only

charge MVAC-like appliances, this does not include the requirement

to purchase approved refrigerant recycling equipment, but does

include the requirement to be properly trained and certified by a

technician certification program approved by the Administrator

pursuant to either Sec. 82.40 or Sec. 82.161(a)(5).

(5)All persons opening (as that term is defined in Sec. 82.152)

MVAC-like appliances must have at least one piece of approved

recovery or recycling equipment available at their place of

business.

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B. Equipment Standards.

Section 609(b)(1) of the Act states that effective November 15,

1995, the term ``refrigerant,'' as defined in section 609, shall also

include any substance that substitutes for a class I or class II

refrigerant used in an MVAC. Section 609(b)(2)(A) specifies that the

Administrator shall establish standards for approved refrigerant

recycling equipment. Section 82.36(a) of the regulations specifies that

equipment that recovers and recycles CFC-12 refrigerant must meet the

standards set forth in appendix A to the section 609 regulations, and

that equipment that recovers but does not recycle CFC-12 refrigerant

must meet the standards set forth in appendix B to the regulations.

Today's rulemaking provides that equipment that recovers and recycles

HFC-134a must meet the standards set forth in appendix C, that

equipment that recovers but does not recycle HFC-134a must meet the

standards set forth in appendix D, that equipment that recycles both

CFC-12 and HFC-134a using common circuitry must meet the standards set

forth in appendix E, and that equipment that recovers but does not

recycle a single, specific replacement refrigerant other than HFC-134a

must meet the standards set forth in appendix F.

These new equipment standards also apply to the servicing of MVAC-

like appliances. Section 82.156(a)(5) requires that persons opening

MVAC-like appliances for service or repair may do so only while

properly using, as defined in Sec. 82.32(e), recovery or recycling

equipment. Since the Agency is today amending Sec. 82.32(e), the

definition of ``properly using,'' to reference the equipment standards

set forth in today's rule, the equipment standards will apply to MVAC-

like appliances.

All of the standards are appropriate for recovery and recycling

because they achieve environmental protection through efficient

recovery and recycling

[[Page 68039]]

of refrigerant, and protect automobile equipment through minimum

refrigerant purity standards and service procedure standards. The

appendix C standards are based on SAE J2099 (Standard of Purity for

Recycled HFC-134a), SAE J2211 (Recommended Service Procedure for the

Containment of HFC-134a), and SAE J2210 (Standard for HFC-134a

Recycling Equipment); the appendix D standards are based on SAE J2211

(set forth in appendix C) and SAE J1732 (HFC-134a Extraction Equipment

for Mobile Air Conditioning Systems); and the appendix E standards are

based on SAE J2211 (set forth in appendix C), SAE J1989 (set forth in

appendix A), and SAE J1770 (Standard for Recycling Equipment Intended

for Use with Both CFC-12 and HFC-134a). The standards adopted today as

appendices C, D and E represent a consensus of the Interior Climate

Control Committee of SAE. This committee is made up of automotive

industry experts, equipment and supply manufacturers, and chemical

producers. SAE prepared the standards for the recycling of CFC-12 (SAE

J1989, 1990, and J1991) later adopted by EPA in appendix A, and for the

recovery of CFC-12 (SAE J1989 and J2209) later adopted by the Agency in

appendix B, and the Agency believes that the standards set forth for

the recovery and recycling of HFC-134a in today's rulemaking as

appendices C, D and E are consistent with the specifications required

in those standards for CFC-12.

Appendix F, Standard for Recover-Only Equipment that Extracts a

Single, Specific Refrigerant other than CFC-12 or HFC-134a, is based on

SAE J1732 (HFC-134a Extraction Equipment for Mobile Air Conditioning

Systems, contained in appendix D). Since SAE has not developed formal

standards for the recovery of most refrigerants listed as acceptable

under EPA's Significant New Alternative Policy (SNAP) program other

than HFC-134a and is not likely to do so in the future, the Agency

developed in cooperation with SAE and other industry representatives a

standard for recover-only equipment designed to extract these new

refrigerants. The Agency also believes that the standard adopted today

as appendix F for the recovery of replacement refrigerants other than

HFC-134a, is consistent with the specifications required in those

standards for CFC-12.

The standards adopted today contain specifications for labeling

equipment once it is certified; safety requirements; requirements that

the equipment manufacturer must provide operating instructions; and

functional descriptions of the equipment, including hose and fitting

specifications, overfill protection requirements and additional storage

tank requirements. The standards require that the container for used

refrigerant be gray with a yellow top and be marked in black print

``DIRTY REFRIGERANT--DO NOT USE, MUST BE REPROCESSED.'' The standards

state that the equipment must be able to separate lubricant from

recovered refrigerant and to indicate accurately the amount removed

from the air-conditioning system in order to assure that the proper

amount of lubricant can be returned to the system.

The Act states that standards developed by the Administrator shall,

at a minimum, be as stringent as SAE J1989 in effect as of the date of

November 15, 1990. The standards proposed today are equally as

stringent as SAE J1989 regarding the procedure for extracting

refrigerant and separating lubricant from refrigerant. They offer

further specifications on extraction efficiency (referring to 102 mm of

mercury versus the more general statement regarding removal ``to a

vacuum''). Procedures and requirements regarding unintentional releases

of refrigerant during the extraction process are equivalent to SAE

J1989.

Comments to the adoption of the standards set forth in appendices

C, D, E and F were generally minimal and supported the establishment of

the standards. One commenter noted that the proposed standard in

appendix F for equipment designed to recover, but not recycle,

replacement refrigerants other than HFC-134a does not provide for

sufficient identification of the refrigerant in the test sample to be

processed. In order to ensure that the ``dirty cocktail'' of

contaminated refrigerant provides an accurate test of the equipment's

ability to recover used refrigerant, the standard set forth in appendix

F now specifies in 6.2.1 that ``refrigerant shall be identified prior

to the recovery process to within 2% of the original

manufacturer's formulation which was submitted to, and accepted by, EPA

under its Significant New Alternatives Policy program.''

One other change was made in order to ensure that the ``dirty

cocktail'' provides an accurate test of the equipment's ability. The

proposed appendix F provided that the sample should contain a

combination of mineral oil and POE oil in the ``dirty cocktail.''

Because replacement refrigerants other than HFC-134a are likely to be

contaminated with a combination of mineral, PAG and POE oils, however,

the ``dirty cocktail'' sample set forth in appendix F has been revised

so that the oil in the sample shall be one-third mineral oil 525

suspension nominal, one-third PAG with 100 cSt viscosity at 40 deg. C

or equivalent, and one-third POE with 100 cSt viscosity at 40 deg. C or

equivalent. This specification should approximate more realistically

the type of contaminants in used refrigerant that such equipment is

likely to handle.

With respect to the new standard set forth in appendix F for

recover-only equipment designed to service replacement refrigerants

other than HFC-134a, one commenter asked whether service facilities

must purchase a recover-only or recover/recycle unit for every new

replacement refrigerant on the market. In order to respond to the

commenter's question, and to provide information to the public that

addresses several related questions that the Agency has recently

received about replacement refrigerants other than HFC-134a, it is

worth repeating here the contents of a letter sent to manufacturers of

replacement refrigerants by EPA on October 16, 1996. The letter stated

in part that ``under section 608 of the CAA, it is illegal to vent any

MVAC refrigerant. Therefore, even in the absence of EPA regulations,

technicians must, at a minimum, recover refrigerant and not release it

to the atmosphere. In accordance with the use conditions required under

the Significant New Alternatives Policy (SNAP) program, the recovery

equipment must be dedicated to a specific refrigerant by permanently

applying the fittings unique to that refrigerant. Thus, by applying the

fittings, it is legal to convert a recovery machine to be used with an

MVAC refrigerant other than the refrigerant the machine was originally

intended to recover.

``Even though recovering a given refrigerant using permanently

converted equipment is legal, it may not be technically desirable.

Recovery machines are designed to be compatible with specific

refrigerants, and incompatible materials may cause short circuits,

damage to seals, and compressor failure. Technicians should check with

the recovery equipment manufacturer for recommendations about the

recovery of refrigerants other than the refrigerant the equipment was

originally intended to recover. Conversion of recovery equipment for

use with other refrigerants may invalidate any warranties offered by

the equipment manufacturer.''

The October 16, 1996 letter continues: ``[s]ervice shops may either

recover HFC-134a or recycle it using special

[[Page 68040]]

recycling equipment in the shop. Currently, however, it is not legal to

recycle any other alternative MVAC refrigerant. EPA's policy is that

until a standard for equipment designed to recycle a particular

refrigerant is published and available (by EPA or an industry

organization like SAE or UL), then it is illegal to recycle that

refrigerant. * * * No EPA or established industry recycling standard

exists today for any alternative refrigerant other than HFC-134a.

Therefore, using a recycling machine to recycle these alternatives is

not allowed.

``For cars that use HFC-134a, the service technician will usually

recycle the refrigerant using equipment that meets the SAE standard,

although recovery followed by off-site reclamation is also an option.

For cars that use a blend, however, recovery using dedicated equipment

and reclamation is currently the only option. No standard exists today

to provide for the recycling of blends. * * * Unless EPA issues

recycling standards for refrigerants other than CFC-12 and HFC-134a, it

will remain illegal to recycle them.''

All of the replacement refrigerants on the market today other than

HFC-134a are class II blend refrigerants rather than single chemical

refrigerants. Within the upcoming months, EPA intends to develop

regulations setting forth, to the extent applicable, standards for the

following types of recovery and recycling equipment designed to service

MVAC refrigerants other than CFC-12 and HFC-134a:

1. Recover-only Equipment

a. New equipment designed to service multiple blend refrigerants.

b. Existing equipment retrofitted for permanent servicing of a

single blend refrigerant.

c. Existing equipment retrofitted for permanent servicing of

multiple blend refrigerants.

2. Recover/Recycling Equipment

a. New equipment designed to service a single blend refrigerant.

b. New equipment designed to service multiple blend refrigerants.

c. Existing equipment retrofitted for permanent servicing of a

single blend refrigerant.

d. Existing equipment retrofitted for permanent servicing of

multiple blend refrigerants.

The standards that EPA intends to propose will provide that

existing recover-only and recover/recycle equipment, once permanently

converted for use with another refrigerant, will have to meet the same

standards that apply to new equipment that recovers, or recovers and

recycles, that refrigerant. For example, R-12 or R-134a recover-only

equipment converted for permanent use with a single, specific blend

replacement refrigerant would have to meet standards set forth in

appendix F. R-12 recover-only equipment converted for permanent use

with R-134a would have to meet the standards in appendix D, and R-12

recover/recycle equipment converted for permanent use with R-134a would

have to meet the standards in appendix C. Similarly, R-12 recover/

recycle equipment converted for permanent use with a single, specific

blend refrigerant would have to meet the standard that governs new

recover/recycling equipment designed to service a single blend

refrigerant (if such a standard is ever developed; if not, EPA will

continue to prohibit the conversion of CFC-12 or HFC-134a recycling

equipment for use with other refrigerants). The standards for converted

equipment would not only cross-reference the appropriate standard that

must be met, but are likely also to specify that the conversion must be

performed by the equipment manufacturer's service representative rather

than the automotive service technician, that a unit may only be

converted if retrofit procedures for that model have been certified by

an independent testing laboratory, and that an appropriate label,

indicating conformance to the appropriate standards, is affixed to the

unit.

EPA is at this time uncertain as to whether equipment converted for

use to one or more refrigerants other than the original refrigerant for

which it was intended will be considered substantially identical to

certified equipment. Section 609 provides that equipment purchased

after the proposal of regulations shall be certified by an independent

standards testing organization as meeting the applicable standard set

forth in the regulations, while equipment purchased prior to the

proposal of regulations shall be considered certified if it is

substantially identical to equipment certified under the section 609

regulations. The standards that EPA intends to propose within the next

year may specify that if equipment converted for use to one or more

refrigerants other than the original refrigerant for which it was

intended is converted prior to the date of the proposed rule, the

Agency would consider the converted equipment to be substantially

identical to new certified equipment, where the individual unit has

been converted substantially according to the provisions set forth in

the conversion standard, and if the equipment is converted after the

date of the proposal, the equipment would have to be converted

according to the specific provisions set forth in the conversion

standard in order to be considered approved.

The Agency intends to work with industry groups, including

refrigerant manufacturers and recovery/recycling equipment

manufacturers, and with independent standards testing organizations, to

develop proposed standards for the equipment listed above. These

proposed standards will be published in the Federal Register and

subject to public review and comment prior to promulgation of a final

rule.

1. Standards for HFC-134a Recover/Recycle Equipment

Today's rule adopts a standard, set forth in appendix C, for HFC-

134a recycling equipment for mobile air-conditioning. This standard

establishes specific minimum equipment requirements for the recycling

of HFC-134a that has been directly removed from, and is intended for

reuse in, mobile air-conditioning systems. The standard contains

specifications for labeling the equipment once it is certified, safety

requirements, operating instructions and a functional description of

the equipment, including hose and fitting specification, overfill

protection requirements and storage tank requirements. The standard

provides a procedure to test the equipment to verify that it meets the

specifications of the standard.

Today's rule adds a standard of purity for recycled HFC-134a that

establishes the minimum level of purity required for recycled HFC-134a

removed from, and intended for reuse in, mobile air-conditioning

systems. The standard, set forth in appendix C to this rule, sets

purity specifications for levels of moisture, lubricants and

noncondensable gases. Today's rule also establishes a standard

recommended service procedure for containment of HFC-134a, set forth in

appendix C, that provides guidelines for the technicians that service

MVACs and MVAC-like appliances and operate refrigerant recycling

equipment designed for HFC-134a. The standard provides specific

procedures to recover the refrigerant by reducing system pressure to at

least 102 mm of mercury vacuum. The standard contains requirements for

stored refrigerant containers and disposal of empty containers.

The standards set forth in appendix C, which apply to HFC-134a, are

nearly identical to SAE J2099, J2211 and J2210, standards previously

adopted by the

[[Page 68041]]

Agency for similar equipment designed to service CFC-12. The

differences between the SAE J standards and those set forth in appendix

C are incidental, such as grammatical corrections and spelling, and do

not affect the requirements of the standards.

2. Standards for HFC-134a Recover-Only Equipment

Today's rule adds standards for equipment that recovers but does

not recycle HFC-134a refrigerant. Refrigerant recovered by this type of

equipment must be properly recycled on-site or reclaimed off-site

before it can be reused in an MVAC or MVAC-like appliance. The rule

requires that equipment meets the standards set forth in appendix D.

The standard requires that the container for used refrigerant be marked

in black print ``Dirty Refrigerant--Do Not Use Without Recycling.'' The

standard states that the recovery equipment be able to separate the

refrigerant from the recovered refrigerant and indicate the amount of

lubricant removed so that the technician can return the proper amount

of lubricant to the system. Today's rule also establishes a standard

recommended service procedure for containment of HFC-134a, set forth in

appendix C, and referenced in appendix D, that provides guidelines for

the technicians that service MVACs and operate refrigerant recycling

equipment designed for HFC-134a. The standard provides specific

procedures to recover the refrigerant by reducing system pressure to at

least 102 mm of mercury vacuum. The standard contains requirements for

stored refrigerant containers and disposal of empty containers.

The standards set forth in appendix D, which apply to HFC-134a, are

nearly identical to SAE J1989 and J1732, standards previously adopted

by the Agency for similar equipment designed to service CFC-12. The

differences between the SAE J standards and those set forth in appendix

D are incidental, such as grammatical and spelling corrections, and do

not affect the requirements of the standard.

3. The Standard for Automotive Refrigerant Recycling Equipment Intended

for Use With Both CFC-12 and HFC-134a

Today's rule adopts a standard that establishes specific minimum

equipment requirements for automotive refrigerant recycling equipment

intended for use with both CFC-12 and HFC-134a using a common

refrigerant recycling circuit. The rule requires that equipment meet

the standards set forth in appendix E. These standards require labeling

of the equipment after certification, and include requirements to

prevent cross contamination before operations involving a different

refrigerant can begin, such as a seat leakage test, the installation of

electrical interlocks, and visual indications to prevent cross

contamination. The standards contain requirements to purify the

refrigerant, safety requirements and functional description of the

equipment, requirements for labeling of the storage tanks to identify

CFC-12 and HFC-134a, and hose and connection requirements. Appendix E

also provides guidelines for testing the equipment to verify that

particular models meet the requirements of the standards. Appendix E

cross-references SAE J1989, which is set forth in appendix A, and SAE

J2211, which is set forth in appendix C.

The standards set forth in appendix E are nearly identical to SAE

J1770. The differences between the SAE J standards and those set forth

in appendix E are incidental, such as grammatical and spelling

corrections, and do not affect the requirements of the standards.

4. Standard for Recover-only Equipment That Extracts a Single, Specific

Refrigerant Other Than CFC-12 or HFC-134a

Today's rule adds a standard for equipment that recovers but does

not recycle any single, specific refrigerant other than CFC-12 and HFC-

134a, including but not limited to specific marketed blend

refrigerants. Refrigerant that is recovered by this type of equipment

must be properly reclaimed before it can be reused in an MVAC or MVAC-

like appliance. The rule requires that this equipment meet the

standards set forth in appendix F. Appendix F is based on, but not

identical to, the recover-only standard for HFC-134a set forth in

appendix D. The standard states that the recovery equipment be able to

separate the lubricant from the recovered refrigerant and indicate the

amount of lubricant removed so that the technician can return the

proper amount of lubricant to the system. The primary substantive

differences between appendix D and appendix F are located in section

6.2.1, the description of the ``dirty cocktail'' of standard

contaminated refrigerant which is run through the equipment in order to

test its efficacy. First, in order to ensure that the ``dirty

cocktail'' of contaminated refrigerant provides an accurate test of the

equipment's ability to recover used refrigerant, the standard set forth

in appendix F specifies in 6.2.1 that ``refrigerant shall be identified

prior to the recovery process to within 2% of the original

manufacturer's formulation which was submitted to, and accepted by, EPA

under its Significant New Alternatives Policy program.'' That

requirement is not contained in appendix D. Second, the ``dirty

cocktail'' for testing HFC-134a equipment contains only PAG oil, while

the ``dirty cocktail'' for testing other replacement refrigerants

contains equal parts of PAG, POE and mineral oils. This specification

should approximate more realistically the type of contaminants in used

refrigerant that such equipment is likely to handle.

C. Substantially Identical Equipment

Section 609 of the Act provides that equipment purchased before the

proposal of standards shall be considered certified if it is

substantially identical to equipment certified by the EPA or by an

independent standards testing organization approved by EPA. Section

82.36(b) of the regulations states that recover/recycle equipment

designed for use with CFC-12 and purchased before the proposal of the

standards for refrigerant recycling equipment in appendix A (i.e.,

before September 4, 1991), and recover-only equipment designed for use

with CFC-12 and purchased before the proposal of the standards for such

equipment in appendix B (i.e., before April 22, 1992), shall be

considered certified if it is ``substantially identical'' to equipment

approved under Sec. 82.36(a).

Today's rule applies the Act's ``substantially identical''

provision to recover/recycle and recover-only equipment that services

HFC-134a MVACs, recover/recycle equipment intended for use with both

CFC-12 and HFC-134a MVACs, and equipment that recovers but does not

recycle single, specific replacement refrigerants other than HFC-134a.

These types of equipment will be considered approved if they are

substantially identical to equipment approved under Sec. 82.36(a) and

if they were purchased prior to March 6, 1996, the date on which

today's rule was proposed. A manufacturer or owner may request a

determination from EPA on whether a particular unit or model is

substantially identical. Equipment used with MVAC-like appliances is

not covered under the ``substantially identical'' provision in

Sec. 82.36(b); rather, Secs. 82.156(a)(5) and 82.158 (f) and (g) of the

subpart F regulations establish grandfathering criteria for equipment

used with MVAC-like appliances.

EPA considers equipment to be substantially identical if it

performs equivalently to the equipment that is

[[Page 68042]]

certified to meet all the approved equipment standards but was

purchased prior to the date of publication of the appropriate EPA

proposed standard. In general, EPA proposes to follow the same strict

approach in implementing the substantially identical provision for the

equipment subject to the standards promulgated today as for recover/

recycle and recover-only equipment that services CFC-12 MVACs and MVAC-

like appliances. In situations where the models sold were not the same

as the approved model, EPA will consult with approved independent

standards testing organizations to evaluate the previously sold

equipment. EPA will use these organizations' test data and any

additional information submitted by the manufacturer, such as process

diagrams and lists of components, in the evaluation. EPA will maintain

a list of equipment determined to be substantially identical. An

essential criterion for evaluation is that equipment removes

refrigerant as efficiently as the applicable EPA standard and separates

lubricant from refrigerant. The Agency is also interested in ensuring

safety in operation of the equipment. Should manufacturers consider the

possibility of retrofit kits to bring the pre-certification models up

to the performance standard of certified models, EPA would require that

the retrofit kits be certified by an approved independent standards

testing organization and that equipment owners indicate in their

certification to the Agency that they have retrofitted equipment.

The Agency is aware that some HFC-134a recover-only equipment has

been sold prior to SAE's issuance in December, 1994 of the J1732

standard for HFC-134a recover-only equipment and that some dual

refrigerant recycling equipment has been sold prior to SAE's issuance

in December, 1995 of the J1770 standard for equipment that recovers

both CFC-12 and HFC-134a. Because no SAE standard was in place at the

time of sale, the equipment could not be certified by UL or ETL for EPA

approval. In such an event, i.e., where units are sold prior to the

publication of the appropriate SAE standard, so that there is no

sticker or plate on the unit showing that the model has been tested by

UL or ETL to meet the appropriate SAE standard, and later, after

publication of the SAE standard, units of the same model are certified

by UL or ETL, the Agency considers the units sold prior to the

publication of the standard to be substantially identical. The Agency

reserves the right, however, to terminate such consideration of earlier

units in the event the Agency receives evidence that some earlier units

of that model (e.g., prior to serial number xxxxx) were not able to

achieve one or more of the provisions of the appropriate SAE standard.

In that instance, the manufacturer will have to demonstrate to EPA that

the units in question are substantially identical before EPA would make

a determination to that effect. The Agency recognizes that

manufacturers of units sold prior to the publication of the appropriate

SAE standard may consider developing retrofit kits to bring pre-

certification units up to the performance standard of certified units.

It should be noted that some dual refrigerant recycling equipment

sold prior to SAE's issuance in December, 1995 of the J1770 standard

for equipment that recovers both CFC-12 and HFC-134a, may be labeled

with a UL or ETL sticker that indicates that the unit meets SAE J1990

and J2210. The Agency believes that these units do not necessarily meet

the J1770 standard, and therefore the EPA standard set forth in

appendix E. In the event that later versions of the same model of

equipment become certified by UL or ETL to meet the J1770 standard,

then the Agency will consider the units sold prior to the publication

of the standard to be substantially identical, although EPA reserves

the right to terminate such consideration, as noted above.

Several commenters stated that a simpler and more sensible approach

to identifying substantially identical equipment would turn on whether

the equipment was manufactured after a specific date, rather than

purchased after the date upon which the applicable regulations were

proposed. The statute itself, however, is explicit in its

categorization of which equipment may qualify as substantially

identical. Although it may be that pinpointing a manufacture date for a

specific unit is generally easier than pinpointing a purchase date, the

statute requires in section 609(b)(2)(B) that only equipment

``purchased before the proposal of regulations'' can be certified as

being substantially identical. One commenter suggested that the resale

of equipment by service facilities no longer in business to other

facilities may cause confusion about how a purchase date is defined.

Consequently, every reference set forth in the proposed text of 40 CFR

82.36(b)(1) to ``purchased before [date of applicable proposal]'' has

been changed to ``initially purchased before [date of applicable

proposal].''

D. Approved Independent Standards Testing Organizations

Section 82.38 establishes the criteria for approval of testing

laboratories or organizations to certify whether equipment governed by

the regulations meets the standards set forth in the regulations. Under

the July 14, 1992 final rule and the May 2, 1995 supplemental final

rule, approved organizations determine whether CFC-12 recover/recycle

and recover-only equipment meets the standards set forth in the

appendices A and B to the rule, which are based on SAE standards.

Today's rule expands that provision so that these approved

organizations may determine whether the equipment subject to today's

rule meets the standards set forth in the appropriate appendices.

Because the application materials received by the Agency from UL on

October 21, 1991, and from ETL on November 27, 1991 demonstrate that

both organizations have met the criteria set forth in 40 CFR 82.38(b)

with respect to all equipment subject to today's rule, and because the

Agency has received from both UL and ETL written requests stating that

all the application criteria are still being met, and requesting that

they be approved to certify the equipment subject to today's rule, the

Agency today approves UL and ETL to certify this equipment. The Agency

also hereby approves any equipment certifications performed by either

of these organizations which demonstrate that particular equipment

models meet SAE standards upon which any of the appendices listed in

this rule is based.

No commenters to the proposal made any statements concerning the

approval by EPA of independent standards testing organizations.

E. Technician Training and Certification

Section 82.40 establishes the standards for the approval of

programs to train and certify technicians. The standards cover

training, the subject material that must be covered by each program,

and minimum test administration procedures. Summaries of reviews of

programs must be submitted every two years and programs must offer

technicians proof of certification upon successful completion of the

test.

The Agency wishes to note that the technician training and

certification requirements set forth in today's rule amending

Sec. 82.40 apply to technicians who work on MVAC-like appliances as

well as to those who work on MVACs. Section 82.161(a)(5) requires that

technicians who service or repair

[[Page 68043]]

MVAC-like appliances either must be properly certified as Type II

technicians in accordance with the subpart B regulations or must

complete the training and certification test offered by a training and

certification program approved under Sec. 82.40. Any technicians who

wish to service MVAC-like appliances and who in the future become

certified under Sec. 82.40 rather than as Type II technicians must

therefore receive training in the equipment standards attached as

appendices to today's rule.

At this time, 27 organizations have been approved by EPA to train

and certify technicians in the use of CFC-12 recover-only and recover/

recycle equipment. Ten of these organizations train and certify their

employees, while the remaining train members of the general public.

While EPA's approval of these organizations has been limited to CFC-12

equipment, the Agency believes that for purposes of training and

certification conducted prior to January 29, 1998, these organizations

should also be considered as approved for purposes of HFC-134a

equipment, equipment that recycles both CFC-12 and HFC-134a using

common circuitry, and equipment that extracts, but does not recycle,

replacement refrigerants other than HFC-134a. As discussed below, the

equipment governed by the standards in today's rule and CFC-12

equipment are very similar, the procedures for extracting refrigerant

are very similar for all types of equipment, and the procedures for

recycling refrigerant are very similar for all types of recycling

equipment. Retraining and recertifying of technicians already certified

to use CFC-12 equipment would therefore produce only a limited

environmental benefit. In addition, such retraining and recertification

would impose a large burden on the technicians and the organizations

that certify them. For these reasons, EPA is today approving the 27

organizations noted above for training and certification of technicians

in the use of equipment that is governed by the standards in today's

rule, conducted prior to January 29, 1998.

EPA will also approve organizations for future training and

certification of technicians for the use of HFC-134a equipment,

equipment that recycles both CFC-12 and HFC-134a using common

circuitry, and equipment that extracts, but does not recycle,

replacement refrigerants other than HFC-134a, on the condition that

each organization certify in writing to the Agency that its training

materials discuss the standards set forth in Appendices C, D, E and F,

and that its testing materials include questions concerning those

standard. Each organization that submits such a certification shall be

approved upon the date which is the later of (i) the effective date of

this rule (i.e., January 29, 1998), or (ii) the receipt by the Agency

of such a certification. Organizations that do not submit such a

certification will not be approved to train and certify future

technicians for the use of the equipment governed by the standards in

today's rule. The Agency reserves the right, pursuant to Sec. 82.40(c),

to request that when an organization submits its certification to EPA,

it also provides the Agency with a summary of its review of its test

subject material and any changes made.

As noted above, the prior training and testing of previously

approved technicians for equipment governed by the standards in today's

rule, adequately and sufficiently covers the standards set forth in

appendices C, D, E and F because of the large overlap between the text

of the standards contained in appendices A and B, and the text of the

standards contained in appendices C, D, E and F. In appendices A and B,

and in appendices C, D, E and F, the following provisions are identical

or nearly identical: safety requirements; requirements that the

manufacturer must provide operating instructions; requirements that the

equipment must ensure the refrigerant recovery by reducing system

pressure below atmospheric to a minimum of 102 mm of mercury; the

preconditioning of the equipment with a contaminated sample; the

composition of that contaminated sample; the requirements that the

equipment must be certified by UL or an equivalent certifying

laboratory; the requirements that the label on the equipment must state

that it has been design certified to meet applicable SAE standards; and

the additional storage tank requirements.

Where the SAE J1990-based standards in appendix A differ from the

SAE J1732-based standards in appendices D and F, they differ largely

because appendix A contains many provisions that relate to the recycle

portion of the equipment operation and which are thus not applicable to

appendices D and F. For example, appendix A describes requirements for

the recycling test cycle and for the quantitative determination of

moisture, lubricant, and noncondensable gas in that cycle.

Where the HFC-134a standards in appendices C and D differ from the

SAE J1990- and J2209-based standards in appendices A and B, they differ

largely because of the different chemical properties of the HFC-134a

molecule. For example, the levels of contaminants in the CFC-12 ``dirty

cocktail'' in J1990 are different than those in the HFC-134a ``dirty

cocktail'' described in J2210, and the maximum acceptable levels of

contamination by air, oil and moisture are different for CFC-12, as

described in J1989, than for HFC-134a, as described in J2211.

Appendix E is similar to the other standards for recycling CFC-12

refrigerant set forth in appendix A and for recycling HFC-134a

refrigerant set forth in appendix B, but also contains requirements

designed to demonstrate that the equipment is capable of preventing

cross-contamination of refrigerants, including a seat leakage test and

the installation of electrical interlock devices and filters. In

addition, the standard requires the performance of a testing sequence

which puts the equipment through a CFC-12 recycling sequence, followed

by an HFC-134a recycling sequence. The ``dirty cocktails'' used in such

testing, however, are identical to the ``dirty cocktails'' used in

appendices A and C for testing the efficacy of cleaning single

refrigerants.

A review of SAE J1732 indicates that it contains two provisions

that relate to the recovery of refrigerant for which there are no

equivalent provisions in SAE J1990. First, section 6.3.2 of SAE J1732

requires that the equipment discharge or transfer fitting shall be \1/

2\'' ACME thread. SAE did not consider this requirement until after the

publication of the final version of J1990. This requirement to include

a unique fitting guards against the mixing of different refrigerants.

Second, section 6.1 of SAE J1732 requires that the unit must have a

device that assures that refrigerant has been recovered so that

outgassing is prevented. Although there is no equivalent to this

provision in SAE J1990, J1989 requires safeguards to prevent

outgassing.

No commenters to the proposed rule suggested any revisions to the

technician training and certification provisions outlined in the

proposal.

F. Sales Restriction

Section 609 made it unlawful, effective November 15, 1992, for any

person to sell or distribute, or offer for sale or distribution, except

to section 609 certified technicians, any class I or class II substance

suitable for use as refrigerant in a motor vehicle air-conditioning

system and that is in a container with less than 20 pounds of

refrigerant. Consequently, sales of small cans of CFC-12, as well as

small cans of any HCFC blend which EPA's Significant New Alternatives

Policy

[[Page 68044]]

(SNAP) program may determine to be acceptable as a substitute for CFC-

12 in MVACs and MVAC-like appliances, are limited to section 609

certified technicians. In addition, section 608 regulations that became

effective November 14, 1994 (58 FR 28714) restrict the sales of all

containers (regardless of size) of any class I or II refrigerant to

technicians certified under either section 608 or section 609 of the

Act.

EPA is preparing to propose in a separate rule several changes to

the regulations promulgated under section 608 of the Act. The proposed

changes to the section 608 regulations, pursuant to the mandate of

section 608(c)(2), would establish standards and requirements for the

servicing of appliances and industrial process refrigeration systems

that use refrigerants that substitute for the currently-regulated class

I or class II substances. In addition, in that proposal, the Agency may

include a provision proposing to restrict the sale of all containers

(regardless of size) of non-ozone-depleting substitute refrigerants,

including HFC-134a, to technicians certified under either section 608

or section 609 of the Act. Should the Agency determine to propose such

a sales restriction, the proposed changes to the regulatory text and

explanatory discussion in the preamble would be entirely contained in

the section 608 proposed rule, even though the changes would also

affect industries governed under section 609--automotive refrigerant

distributors, automobile manufacturers, and the automotive service

industry. All parties interested in whether EPA decides to institute a

sales restriction are therefore urged to review the language contained

in any future section 608 proposal.

V. Summary of Supporting Analyses

A. Executive Order 12866

Under Executive Order 12866 (58 FR 51735, October 4, 1993), the

Agency must determine whether this regulatory action is ``significant''

and therefore subject to OMB review and the requirements of the

Executive Order. The Order defines ``significant'' regulatory action as

one that is likely to lead to a rule that may:

(1) Have an annual effect on the economy of $100 million or more,

or adversely and materially affect a sector of the economy,

productivity, competition, jobs, the environment, public health or

safety, or State, local, or tribal governments or communities;

(2) Create a serious inconsistency or otherwise interfere with an

action taken or planned by another agency;

(3) Materially alter the budgetary impact of entitlement, grants,

user fees, or loan programs or the rights and obligations of recipients

thereof; or

(4) Raise novel legal or policy issues arising out of legal

mandates, the President's priorities, or the principles set forth in

the Executive Order.

It has been determined that this rule is a ``significant regulatory

action'' within the meaning of the Executive Order. EPA has submitted

this action to OMB for review. Changes made in response to OMB

suggestions or recommendations will be documented in the public record.

The Agency prepared an analysis to assess the impact of this regulation

(see Regulatory Assessment for EPA's Proposed Rule on Standards and

Requirements for Servicing of Motor Vehicle Air Conditioners that use

Refrigerants other than Class I or Class II Substances, U.S. EPA

Stratospheric Protection Division, November, 1995) which covers both

recover/recycle equipment and recover-only equipment, and is available

for review in the public docket for this rulemaking. The analysis

indicates that total annualized costs to affected industrial sectors

will range from $4.9 million to $14.3 million, depending on what type

of recovery/recycling equipment automotive service facilities choose to

purchase.

B. Regulatory Flexibility/Fairness to Small Entities

1. Regulatory Flexibility Act

a. Purpose: EPA has determined that it is not necessary to prepare

a regulatory flexibility analysis in connection with this final rule.

In addition, the Agency has performed an initial screening analysis and

determined that this regulation does not have a significant economic

impact on a substantial number of small businesses. The screening

analysis is found in Appendix A in the Regulatory Assessment for EPA's

Proposed Rule on Standards and Requirements for Servicing of Motor

Vehicle Air Conditioners that use Refrigerants other than Class I or

Class II Substances (U.S. EPA Stratospheric Protection Division,

October, 1995) (Regulatory Assessment) and is available for review in

the docket. A summary of the methodology and results of the analysis

are presented below.

b. Screening Analysis Methodology and Results: EPA first

characterized the regulated community by identifying the SIC codes that

would be involved in the servicing and repair of motor vehicle air

conditioners. EPA considered how the regulated community would be

affected by the main provisions of the rule: the equipment standards,

the technician certification regulations, and the regulations governing

service facility practices. After looking at typical costs to each

service facility, the analysis reviewed total costs to the regulated

community as a whole.

The equipment standards and technician certification provisions

contained in the rule impose costs on the regulated community. With

respect to equipment standards, EPA assumed that each service

establishment would purchase a single piece of equipment in order to

comply with the regulation. The analysis took into account the life of

the equipment (in terms of number of jobs performed), the incremental

labor time to recover, or to recover and recycle, refrigerant, the

current labor rate, and general operation and maintenance costs. EPA's

analysis also considered the cost savings realized by service

establishments for the recovery and reuse of substitute refrigerants

and through the salvage value of equipment. The analysis then outlined

two different private cost scenarios. The less expensive cost (lower-

bound) scenario assumed that a facility would choose to purchase single

refrigerant recover/recycle equipment, while the more expensive (upper-

bound) option assumed that a facility would choose to purchase dual

refrigerant recover/recycle equipment. In estimating the costs of

complying with the technician certification requirements, the screening

analysis took into account the number of service technicians employed

by small and large facilities, employment turnover rates for those

employees, and the cost to certify a single technician.

The screening analysis also estimated some of the benefits of the

rule, distinguishing between those that are readily quantifiable and

those that are not. Specifically, the analysis described the marginal

social benefits associated with each kilogram of greenhouse gas

emission reduction resulting from the imposition of the rule and then

estimated the total social benefits associated with all emissions

reductions resulting from the imposition of the rule. The benefits

discussion also estimated the potential cost savings to members of the

regulated community, including motor vehicle disposal facilities, that

might take advantage of mobile recovery service, which today's rule

explicitly permits. Finally, the analysis briefly discussed non-

quantifiable benefits of the rule such as increased efficiencies and

equity in the marketplace resulting from the imposition of the rule.

[[Page 68045]]

In order to determine whether the rule will have a significant

economic impact on a substantial number of small entities, the Agency

determined from financial data what portion of the regulated community

falls within the definition of ``small entity,'' and performed tests

using sales, profits and cash flow measures in order to determine the

nature of adverse impacts, if any. The number of small entities

servicing MVACs was estimated, using Small Business Administration

guidelines, at 160,366. Using the sales test, EPA's preferred criterion

for gauging the economic impact of a regulation on small businesses,

the Agency determined that after the imposition of the 1992 section 609

regulations (the baseline), 3.6% of these facilities were significantly

affected. With respect to the regulations being promulgated today, the

screening analysis determined that an additional 1.8% of these

facilities will be significantly impacted by today's rule, based on the

estimated annualized cost of $100 for each small facility to comply.

For more details concerning the results of the analysis, copies of the

Regulatory Assessment are available for review in the docket.

2. Note on Recordkeeping and Reporting

This rule will not impose any new recordkeeping or reporting

requirements on any small entity or other member of the regulated

community.

3. Steps EPA Has Taken to Minimize Economic Impacts on Small Entities

The portions of today's regulation that impose costs on the

regulated community implement specific requirements of section 609 of

the Act, without the exercise of discretion by EPA. Section 609

explicitly requires the Administrator to promulgate regulations

establishing standards for motor vehicle refrigerant recycling

equipment. Regulations already in place have established standards for

equipment that recovers and recycles CFC-12; the equipment standards

set forth in today's rule fulfill the statutory obligation of the

Administrator to establish standards for equipment that recovers and

recycles HFC-134a and other substitute refrigerants. Section 609 also

requires that automotive service technicians who service MVAC systems

be trained and certified in the proper use of EPA-approved refrigerant

recycling equipment. The technician certification requirements

contained in today's rule fulfill the statutory mandate to establish

such requirements for becoming certified to handle substitute

refrigerants.

In order to minimize the economic impact on small entities created

by the Agency's fulfilling its statutory mandate, EPA determined that

the equipment standards promulgated today should resemble as closely as

possible voluntary industry standards set by the Society of Automotive

Engineers (SAE). Virtually all equipment marketed today that recovers,

or recovers and recycles, substitute refrigerants already meets these

voluntary industry standards. Installers have been purchasing the

equipment at least since November 15, 1995, when a self-effectuating

provision in section 608 of the Act prohibited venting substitute

refrigerants into the atmosphere. Meeting the voluntary standards is a

common indication of the quality of the equipment. When purchasing

equipment, installers look not only to see that it meets the

appropriate SAE standard, but also to determine that the equipment has

been tested against that standard by an independent testing laboratory

such as UL. In developing federally mandated equipment standards for

refrigerant recycling equipment, section 609 required EPA to ensure

that Agency standards were at least as stringent as the voluntary SAE

standards. EPA has done so, but has also decided against issuing

standards that were more stringent than the voluntary industry

standards, not only in part because the Agency believes that the

voluntary standards are protective of human health and the environment,

but also because small businesses and other stakeholders are already

familiar with the equipment that meets the voluntary standards and thus

will also be familiar with the equipment that meets the EPA standards.

EPA has also engaged in extensive outreach to the affected

community, and in particular to small entities within that community,

in order to minimize any economic impacts this rule may have on them.

To respond to questions, the Agency has long maintained a toll-free

hotline (800/296-1996) and an award-winning web site that contains

copies of any EPA fact sheets and regulations that relate to section

609. In addition, Agency staff have spoken, and/or sponsored trade

booths, at conventions and conferences sponsored by industry trade

associations such as the Mobile Air Conditioning Society, the

International Mobile Air Conditioning Association, ASIA/APAA, and the

National Tire Dealers and Retreaders Association. The Agency has also

worked extensively on articles in automotive service journals such as

Motor and Motor Age, and with other partners such as the National

Institute for Automotive Service Excellence (ASE), which has tested

over 150,000 technicians nationwide in motor vehicle heating and air-

conditioning servicing. Using all of these methods, EPA has attempted

to alert small entities to when and how the section 609 regulations

would expand to apply to refrigerants that substitute for CFC-12 in

MVACs, and to technicians who service vehicles that use substitute

refrigerants. In conjunction with the publication of today's rule, EPA

is issuing a short, plain-English fact sheet for automotive service

facilities that summarizes the rule and responds to these questions.

EPA has also engaged in outreach activities to inform motor vehicle

disposal facilities about the provisions of this rule that affect them.

The recovery of refrigerant is a critical element in the motor vehicle

disposal process, and yet calls to the hotline and to EPA staff had

long indicated that automotive recyclers did not understand how to

comply with Title VI regulations. EPA responded by promulgating today's

rule. In conjunction with the publication of the rule, EPA is issuing a

short, plain-English fact sheet specifically to assist the automotive

recycling industry in its efforts to comply with the requirements of

Title VI. It explains not only what requirements governing refrigerant

recovery and re-use apply, but also where in the regulations each

requirement is located.

C. Paperwork Reduction Act

This action does not add any new requirements or increases burden

under the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501 et

seq. The Office of Management and Budget (OMB) has previously approved

the information collection requirements contained in the final rule,

promulgated on July 14, 1992, which established standards and

requirements regarding the servicing of MVACs and has assigned OMB

control number 2060-0247 (EPA ICR No. 1617.02).

Burden means the total time, effort, or financial resources

expended by persons to generate, maintain, retain, or disclose or

provide information to or for a Federal agency. This includes the time

needed to review instructions; develop, acquire, install, and utilize

technology and systems for the purposes of collecting, validating, and

verifying information, processing and maintaining information, and

disclosing and providing information; adjust the existing ways to

comply with any previously applicable instructions and requirements;

train personnel to be able

[[Page 68046]]

to respond to a collection of information; search data sources;

complete and review the collection of information; and transmit or

otherwise disclose the information.

An Agency may not conduct or sponsor, and a person is not required

to respond to, a collection of information unless it displays a

currently valid OMB control number. The OMB control numbers for EPA's

regulations are listed in 40 CFR part 9 and 48 CFR Chapter 15.

D. Unfunded Mandates Reform Act

Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public

Law 104-4, establishes requirements for Federal agencies to assess the

effects of their regulatory actions on State, local and tribal

governments and the private sector. Under section 202 of the UMRA, EPA

generally must prepare a written statement, including a cost-benefit

analysis, for proposed and final rules with ``Federal mandates'' that

may result in expenditures to State, local and tribal governments, in

the aggregate, or to the private sector, of $100 million or more in any

one year. Before promulgating an EPA rule for which a written statement

is needed, section 205 of the UMRA generally requires EPA to identify

and consider a reasonable number of regulatory alternatives and adopt

the least costly, most cost-effective or least burdensome alternative

that achieves the objectives of the rule.

EPA has determined that this rule does not contain a Federal

mandate that may result in expenditures of $100 million or more for

State, local and tribal governments, in the aggregate, or the private

sector, in any one year. The majority of the regulations promulgated

today implement requirements specifically set forth by Congress in

section 609 of the Clean Air Act without the exercise of any discretion

by EPA. The remainder merely serve to clarify existing regulatory text

and therefore impose no new additional enforceable duties on

governmental entities or the private sector. Thus, today's rule is not

subject to the requirements of sections 202 and 205 of the UMRA. EPA

has also determined that this rule contains no regulatory requirements

that might significantly or uniquely affect small governments.

E. Submission to Congress and the General Accounting Office

Under 5 U.S.C. 801(a)(1)(A) as added by the Small Business

Regulatory Enforcement Fairness Act of 1996, EPA submitted a report

containing this rule and other required information to the U.S. Senate,

the U.S. House of Representatives, and the Comptroller General of the

General Accounting Office prior to publication of the rule in today's

Federal Register. This rule is not a ``major rule'' as defined by 5

U.S.C. 804(2).

List of Subjects in 40 CFR Part 82

Environmental protection, Motor vehicle air-conditioning, Reporting

and recordkeeping requirements, Recover-only equipment, Recover/recycle

equipment, Reporting and certification requirements, Stratospheric

ozone layer.

Dated: December 17, 1997.

Carol M. Browner,

Administrator.

For the reasons set out in the preamble, 40 CFR Part 82 is amended

as follows:

PART 82--PROTECTION OF STRATOSPHERIC OZONE

1. The authority citation for part 82 continues to read as follows:

Authority: 42 U.S.C. 7414, 7601, 7671-7671q.

2. Section 82.30 is amended by revising paragraph (a) to read as

follows:

Sec. 82.30 Purpose and scope.

(a) The purpose of the regulations in this subpart B is to

implement section 609 of the Clean Air Act, as amended (Act) regarding

the servicing of motor vehicle air conditioners (MVACs), and to

implement section 608 of the Act regarding certain servicing,

maintenance, repair and disposal of air conditioners in MVACs and MVAC-

like appliances (as that term is defined in 40 CFR 82.152).

* * * * *

3. Section 82.32 is amended by adding a heading to paragraph (e),

by revising paragraph (e)(1), by adding paragraphs (e)(3), (e)(4), and

(e)(5), by revising paragraph (h), and by adding paragraph (i), to read

as follows:

Sec. 82.32 Definitions.

* * * * *

(e) Properly using. (1) Properly using means using equipment in

conformity with the regulations set forth in this subpart, including

but not limited to the prohibitions and required practices set forth in

Sec. 82.34, and the recommended service procedures and practices for

the containment of refrigerant set forth in appendices A, B, C, D, E,

and F of this subpart, as applicable. In addition, this term includes

operating the equipment in accordance with the manufacturer's guide to

operation and maintenance and using the equipment only for the

controlled substance for which the machine is designed. For equipment

that extracts and recycles refrigerant, properly using also means to

recycle refrigerant before it is returned to a motor vehicle air

conditioner or MVAC-like appliance, including to the motor vehicle air

conditioner or MVAC-like appliance from which the refrigerant was

extracted. For equipment that only recovers refrigerant, properly using

includes the requirement to recycle the refrigerant on-site or send the

refrigerant off-site for reclamation.

* * * * *

(3) Notwithstanding any other terms of this paragraph (e), approved

refrigerant recycling equipment may be transported off-site and used to

perform service involving refrigerant at other locations where such

servicing occurs. Any such servicing involving refrigerant must meet

all of the requirements of this subpart B that would apply if the

servicing occurred on-site.

(4) Facilities that charge MVACs or MVAC-like appliances with

refrigerant but do not perform any other service involving refrigerant

(i.e., perform ``top-offs'' only) are considered to be engaged in

``service involving refrigerant'' and are therefore subject to any and

all requirements of this subsection that apply to facilities that

perform a wider range of refrigerant servicing. For facilities that

charge MVACs, this includes the requirement to purchase approved

refrigerant recycling equipment. For facilities that only charge MVAC-

like appliances, this does not include the requirement to purchase

approved refrigerant recycling equipment, but does include the

requirement to be properly trained and certified by a technician

certification program approved by the Administrator pursuant to either

Sec. 82.40 or Sec. 82.161(a)(5).

(5)All persons opening (as that term is defined in Sec. 82.152)

MVAC-like appliances must have at least one piece of approved recovery

or recycling equipment available at their place of business.

* * * * *

(h) Service involving refrigerant means any service during which

discharge or release of refrigerant from the MVAC or MVAC-like

appliance to the atmosphere can reasonably be expected to occur.

Service involving refrigerant includes any service in which an MVAC or

MVAC-like appliance is charged with refrigerant but no other service

involving refrigerant is performed (i.e., a ``top-off'').

(i) Motor vehicle disposal facility means any commercial facility

that engages in the disposal (which includes

[[Page 68047]]

dismantling, crushing or recycling) of MVACs or MVAC-like appliances,

including but not limited to automotive recycling facilities, scrap

yards, landfills and salvage yards engaged in such operations. Motor

vehicle repair and/or servicing facilities, including collision repair

facilities, are not considered motor vehicle disposal facilities.

4. Section 82.34 is amended by revising the section heading and by

revising paragraph (a), revising the reference ``Sec. 82.42(b)(4)'' to

read ``Sec. 82.42(b)(3)'' in paragraph (b), and by adding paragraph (d)

to read as follows:

Sec. 82.34 Prohibitions and required practices.

(a) No person repairing or servicing MVACs for consideration, and

no person repairing or servicing MVAC-like appliances, may perform any

service involving the refrigerant for such MVAC or MVAC-like appliance:

(1) Without properly using equipment approved pursuant to

Sec. 82.36;

(2) Unless any such person repairing or servicing a

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