Medicare and Medicaid Programs; Quarterly Listing of Program Issuances and Coverage DecisionsFourth Quarter 1995

Federal RegisterJun 26, 1996

Ask Donna

What actually matters in this document.

Text

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Health Care Financing Administration

[BPO-137-N]

Medicare and Medicaid Programs; Quarterly Listing of Program

Issuances and Coverage Decisions--Fourth Quarter 1995

AGENCY: Health Care Financing Administration (HCFA), HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: This notice lists HCFA manual instructions, substantive and

interpretive regulations and other Federal Register notices, and

statements of policy that were published during October, November, and

December of 1995 that relate to the Medicare and Medicaid programs. It

also identifies certain devices with investigational device exemption

numbers approved by the Food and Drug Administration that may be

potentially covered under Medicare.

Section 1871(c) of the Social Security Act requires that we publish

a list of Medicare issuances in the Federal Register at least every 3

months. Although we are not mandated to do so by statute, for the sake

of completeness of the listing, we are including all Medicaid issuances

and Medicare and Medicaid substantive and interpretive regulations

(proposed and final) published during this time frame. We are also

providing the content of revisions to the Medicare Coverage Issues

Manual published during the period October 1 through December 31, 1995.

On August 21, 1989, we published the content of the Manual (54 FR

34555) and indicated that we will publish quarterly any updates. Adding

to this listing the complete text of the changes to the Medicare

Coverage Issues Manual fulfills this requirement in a manner that

facilitates identification of coverage and other changes in our

manuals.

FOR FURTHER INFORMATION CONTACT:

Margaret Cotton, (410) 786-5255 (For Medicare instruction information).

Pat Prete, (410) 786-3246 (For Medicaid instruction information).

Sharon Hippler, (410) 786-4633 (For Food and Drug Administration-

approved investigational device exemption information).

Cathy Johnson, (410) 786-5241 (For all other information).

SUPPLEMENTARY INFORMATION:

I. Program Issuances

The Health Care Financing Administration (HCFA) is responsible for

administering the Medicare and Medicaid programs, which pay for health

care and related services for 38 million Medicare beneficiaries and 36

million Medicaid recipients. Administration of these programs involves

(1) providing information to Medicare beneficiaries and Medicaid

recipients, health care providers, and the public, and (2) effective

communications with regional offices, State governments, State Medicaid

Agencies, State Survey Agencies, various providers of health care,

fiscal intermediaries and carriers that process claims and pay bills,

and others. To implement the various statutes on which the programs are

based, we issue regulations under the authority granted the Secretary

under sections 1102, 1871, and 1902 and related provisions of the

Social Security Act (the Act) and also issue various manuals,

memoranda, and statements necessary to administer the programs

efficiently.

Section 1871(c)(1) of the Act requires that we publish in the

Federal Register at least every 3 months a list of all Medicare manual

instructions, interpretive rules, statements of policy, and guidelines

of general applicability not issued as regulations. We published our

first notice June 9, 1988 (53 FR 21730). Although we are not mandated

to do so by statute, for the sake of completeness of the listing of

operational and policy statements, we are continuing our practice of

including Medicare substantive and interpretive regulations (proposed

and final) published during the 3-month time frame. Since the

publication of our quarterly listing on June 12, 1992 (57 FR 24797), we

decided to add Medicaid issuances to our quarterly listings.

Accordingly, we list in this notice Medicaid issuances and Medicaid

[[Page 33120]]

substantive and interpretive regulations published during October

through December 1995.

II. Medicare Coverage Issues

We receive numerous inquiries from the general public about whether

specific items or services are covered under Medicare. Providers,

carriers, and intermediaries have copies of the Medicare Coverage

Issues Manual, which identifies those medical items, services,

technologies, or treatment procedures that can be paid for under

Medicare. On August 21, 1989, we published a notice in the Federal

Register (54 FR 34555) that contained all the Medicare coverage

decisions issued in that manual.

In that notice, we indicated that revisions to the Coverage Issues

Manual will be published at least quarterly in the Federal Register. We

also sometimes issue proposed or final national coverage decision

changes in separate Federal Register notices. Readers should find this

an easy way to identify both issuance changes to all our manuals and

the text of changes to the Coverage Issues Manual.

Revisions to the Coverage Issues Manual are not published on a

regular basis but on an as-needed basis. We publish revisions as a

result of technological changes, medical practice changes, responses to

inquiries we receive seeking clarifications, or the resolution of

coverage issues under Medicare. If no Coverage Issues Manual revisions

were published during a particular quarter, our listing will reflect

that fact.

Not all revisions to the Coverage Issues Manual contain major

changes. As with any instruction, sometimes minor clarifications or

revisions are made within the text. This notice contains, as Addendum

IV, reprinted manual revisions as transmitted to manual holders. The

new text is shown in italics. We have not reprinted the table of

contents, since the table of contents serves primarily as a finding aid

for the user of the manual and does not identify items as covered or

not.

III. How to Use the Addenda

This notice is organized so that a reader may review the subjects

of all manual issuances, memoranda, substantive and interpretive

regulations, coverage decisions, or Food and Drug Administration-

approved investigational device exemptions published during the time

frame to determine whether any are of particular interest. We expect it

to be used in concert with previously published notices. Most notably,

those unfamiliar with a description of our Medicare manuals may wish to

review Table I of our first three notices (53 FR 21730, 53 FR 36891,

and 53 FR 50577) and the notice published March 31, 1993 (58 FR 16837),

and those desiring information on the Medicare Coverage Issues Manual

may wish to review the August 21, 1989 publication (54 FR 34555).

To aid the reader, we have organized and divided this current

listing into six addenda. Addendum I identifies updates that changed

the Coverage Issues Manual. We published notices in the Federal

Register that included the text of changes to the Coverage Issues

Manual. These updates, when added to material from the manual published

on August 21, 1989 constitute a complete manual as of the end of the

quarter covered by this notice. Parties interested in obtaining a copy

of the manual and revisions should follow the instructions in section

IV of this notice.

Addendum II identifies previous Federal Register documents that

contain a description of all previously published HCFA Medicare and

Medicaid manuals and memoranda.

Addendum III of this notice lists, for each of our manuals or

Program Memoranda, a HCFA transmittal number unique to that instruction

and its subject matter. A transmittal may consist of a single

instruction or many. Often it is necessary to use information in a

transmittal in conjunction with information currently in the manuals.

Addendum IV sets forth the revisions to the Medicare Coverage

Issues Manual that were published during the quarter covered by this

notice. For the revisions, we give a brief synopsis of the revisions as

they appear on the transmittal sheet, the manual section number, and

the title of the section. We present a complete copy of the revised

material, no matter how minor the revision, and identify the revisions

by printing in italics the text that was changed. If the transmittal

includes material unrelated to the revised section, for example, when

the addition of revised material causes other sections to be

repaginated, we do not reprint the unrelated material.

Addendum V lists all substantive and interpretive Medicare and

Medicaid regulations and general notices published in the Federal

Register during the quarter covered by this notice. For each item, we

list the date published, the Federal Register citation, the parts of

the Code of Federal Regulations (CFR) that have changed (if

applicable), the agency file code number, the title of the regulation,

the ending date of the comment period (if applicable), and the

effective date (if applicable).

On September 19, 1995, we published a final rule (60 FR 48417)

establishing in regulations that certain devices with an

investigational device exemption approved by the Food and Drug

Administration and certain services related to those devices may be

covered under Medicare. That final rule states that we will announce in

this quarterly notice all investigational device exemption

categorizations, using the investigational device exemption numbers the

Food and Drug Administration assigns. Addendum VI includes listings of

the Food and Drug Administration-approved investigational device

exemption numbers that have been approved during the quarter covered by

this notice. The listings are organized according to the categories to

which the device numbers are assigned (that is, Category A or Category

B, and identified by the investigational device exemption number).

Future notices will announce investigational device exemption

categorizations and the numbers assigned by the Food and Drug

Administration for the quarter for which the notices cover.

IV. How to Obtain Listed Material

A. Manuals

An individual or organization interested in routinely receiving any

manual and revisions to it may purchase a subscription to that manual.

Those wishing to subscribe should contact either the Government

Printing Office (GPO) or the National Technical Information Service

(NTIS) at the following addresses:

Superintendent of Documents, Government Printing Office, ATTN: New

Order, P.O. Box 371954, Pittsburgh, PA 15250-7954, Telephone (202) 512-

1800, Fax number (202) 512-2250 (for credit card orders); or

National Technical Information Service, Department of Commerce, 5825

Port Royal Road, Springfield, VA 22161, Telephone (703) 487-4630.

In addition, individual manual transmittals and Program Memoranda

listed in this notice can be purchased from NTIS. Interested parties

should identify the transmittal(s) they want. GPO or NTIS can give

complete details on how to obtain the publications they sell.

B. Regulations and Notices

Regulations and notices are published in the daily Federal

Register. Interested individuals may purchase individual copies or

subscribe to the Federal Register by contacting the GPO at the

[[Page 33121]]

address given above. When ordering individual copies, it is necessary

to cite either the date of publication or the volume number and page

number.

The Federal Register is also available on 24x microfiche and as an

online database through GPO Access. The online database is updated by 6

a.m. each day the Federal Register is published. The database includes

both text and graphics from Volume 59, Number 1 (January 2, 1994)

forward. Free public access is available on a Wide Area Information

Server (WAIS) through the Internet and via asynchronous dial-in.

Internet users can access the database by using (1) the World Wide

Web--the Superintendent of Documents home page address is http://

www.access.gpo.gov/su__docs/; (2) local WAIS client software, or (3)

telnet--swais.access.gpo.gov, then login as guest (no password

required). Dial-in users should use communications software and modem

to call (202) 512-1661; type swais, then login as guest (no password

required). For general information about GPO Access, contact the GPO

Access User Support Team by sending Internet e-mail to [email protected]

gpo.gov; by faxing to (202) 512-1262; or by calling (202) 512-1530

between 7 a.m. and 5 p.m. Eastern time, Monday-Friday, except for

Federal holidays.

C. Rulings

We publish Rulings on an infrequent basis. Interested individuals

can obtain copies from the nearest HCFA Regional Office or review them

at the nearest regional depository library. We also sometimes publish

Rulings in the Federal Register.

D. HCFA's Compact Disk-Read Only Memory (CD-ROM)

Our laws, regulations, and manuals are also available on CD-ROM,

which may be purchased from GPO or NTIS on a subscription or single

copy basis. The Superintendent of Documents list ID is HCLRM, and the

stock number is 717-139-00000-3. The following material is on the CD-

ROM disk:

Titles XI, XVIII, and XIX of the Act.

HCFA-related regulations.

HCFA manuals and monthly revisions.

HCFA program memoranda.

The titles of the Compilation of the Social Security Laws are

current as of January 1, 1995. The remaining portions of CD-ROM are

updated on a monthly basis.

Because of complaints about the unreadability of the Appendices

(Interpretive Guidelines) in the State Operations Manual (SOM), as of

March 1995, we deleted these appendices from CD-ROM. We intend to re-

visit this issue in the near future, and with the aid of newer

technology, we may again be able to include the appendices on CD-ROM.

Any cost report forms incorporated in the manuals are included on

the CD-ROM disk as LOTUS files. LOTUS software is needed to view the

reports once the files have been copied to a personal computer disk.

V. How to Review Listed Material

Transmittals or Program Memoranda can be reviewed at a local

Federal Depository Library (FDL). Under the FDL program, government

publications are sent to approximately 1400 designated libraries

throughout the United States. Interested parties may examine the

documents at any one of the FDLs. Some may have arrangements to

transfer material to a local library not designated as an FDL. To

locate the nearest FDL, contact any library.

In addition, individuals may contact regional depository libraries,

which receive and retain at least one copy of most Federal government

publications, either in printed or microfilm form, for use by the

general public. These libraries provide reference services and

interlibrary loans; however, they are not sales outlets. Individuals

may obtain information about the location of the nearest regional

depository library from any library. Superintendent of Documents

numbers for each HCFA publication are shown in Addendum III, along with

the HCFA publication and transmittal numbers. To help FDLs locate the

instruction, use the Superintendent of Documents number, plus the HCFA

transmittal number. For example, to find the Carriers Manual, Part 3--

Claims Process (HCFA-Pub. 14-3) transmittal entitled ``Self-

Administered Drugs and Biologicals,'' use the Superintendent of

Documents No. HE 22.8/7 and the HCFA transmittal number 1528.

VI. General Information

It is possible that an interested party may have a specific

information need and not be able to determine from the listed

information whether the issuance or regulation would fulfill that need.

Consequently, we are providing information contact persons to answer

general questions concerning these items. Copies are not available

through the contact persons. Copies can be purchased or reviewed as

noted above.

Questions concerning Medicare items in Addenda III may be addressed

to Margaret Cotton, Bureau of Program Operations, Issuances Staff,

Health Care Financing Administration, S3-01-27, 7500 Security Blvd.,

Baltimore, MD 21244-1850, Telephone (410) 786-5255.

Questions concerning Medicaid items in Addenda III may be addressed

to Pat Prete, Medicaid Bureau, Office of Medicaid Policy, Health Care

Financing Administration, C4-25-02, 7500 Security Boulevard, Baltimore,

MD 21244-1850, Telephone (410) 786-3246.

Questions concerning Food and Drug Administration- approved

investigational device exemptions may be addressed to Sharon Hippler,

Bureau of Policy Development, Office of Chronic Care and Insurance

Policy, Health Care Financing Administration, C4-11-04, 7500 Security

Blvd., Baltimore, MD 21244-1850, Telephone (410) 786-4633.

Questions concerning all other information may be addressed to

Cathy Johnson, Bureau of Policy Development, Office of Regulations,

Health Care Financing Administration, C5-09-05, 7500 Security Blvd.,

Baltimore, MD 21244-1850, Telephone (410) 786-5241.

(Catalog of Federal Domestic Assistance Program No. 93.773,

Medicare--Hospital Insurance, Program No. 93.774, Medicare--

Supplementary Medical Insurance Program, and Program No. 93.714,

Medical Assistance Program)

Dated: June 6, 1996.

Carol Walton,

Director, Bureau of Program Operations.

Addendum I

This addendum lists the publication dates of the most recent

quarterly listing of program issuances and coverage decision updates to

the Coverage Issues Manual. For a complete listing of the quarterly

updates to the Coverage Issues Manual published during March 20, 1990

through November 14, 1994, please refer to the January 3, 1995 update

(60 FR 134).

January 3, 1995 (60 FR 132)

April 6, 1995 (60 FR 17538)

July 26, 1995 (60 FR 38344)

November 15, 1995 (60 FR 57435)

April 8, 1996 (61 FR 15491)

Addendum II--Description of Manuals, Memoranda, and HCFA Rulings

An extensive descriptive listing of Medicare manuals and memoranda

was published on June 9, 1988, at 53 FR 21730 and supplemented on

September 22, 1988, at 53 FR 36891 and December 16, 1988, at 53 FR

50577. Also, a complete description of the Medicare Coverage Issues

Manual was published on August 21, 1989, at 54 FR 34555. A brief

description of the various Medicaid manuals and memoranda that we

maintain was published on October 16, 1992, at 57 FR 47468.

[[Page 33122]]

Addendum III.--Medicare and Medicaid Manual Instructions

[October through December 1995]

------------------------------------------------------------------------

Trans. No. Manual/Subject/Publication No.

------------------------------------------------------------------------

Intermediary Manual

Part 3--Claims Process (HCFA--Pub. 13-3)

(Superintendent of Documents No. HE 22.8/6-1)

------------------------------------------------------------------------

1662 The MRA is for the evaluation of the carotid vessels in

the head and neck;

The MRA is performed on patients with vascular conditions

of the head and neck, such as carotid stenosis, for which surgery is

anticipated and may be found to be appropriate based on the MRA test

results; and

The MRA is performed when conventional catheter

angiography is inappropriate because the patient has contraindications

to contrast media.

Readily acceptable scientific data are lacking for other

applications of MRA. Therefore, effective for services

[[Page 33126]]

furnished on or after October 1, 1995, other applications are not

covered.

This limited coverage policy will be assessed and reviewed as new

information becomes available, in order to determine whether the

limited coverage should be continued, expanded, or retracted.

Transmittal No. 81; section 60-20.

Changed Procedures--Effective Date: June 1, 1995.

This revision to the Coverage Issues Manual was originally issued

as Transmittal #77. It is now being reissued to indicate an effective

date of June 1, 1995. This policy may be applied to claims with a date

of service on or after June 1, 1995. Do not reopen any claims. However,

if claims come to your attention, process them applying the revised

policy.

Section 60-16, Pneumatic Compression Devices (Used for Lymphedema),

is revised to clarify (1) that the nonsegmented and segmented pump

without manual control of pressure in each chamber is considered the

least costly alternative that meets the clinical needs of the

individual for this type of durable medical equipment (HCPCS codes

E0650 and E0651), unless there is documentation that warrants payment

of the more costly manual control pump (HCPCS code E0652); (2) the

documentation needed for determination of the type of pump to be used

for the treatment of lymphedema; and (3) which pneumatic compression

pump is appropriate for chronic venous insufficiency.

60-20 Transcutaneous Electrical Nerve Stimulators (Tens)

TENS is a type of electrical nerve stimulator that is employed to

treat chronic intractable pain. This stimulator is attached to the

surface of the patient's skin over the peripheral nerve to be

stimulated. It may be applied in a variety of settings (in the

patient's home, a physician's office, or in an outpatient clinic).

Payment for TENS may be made under the durable medical equipment

benefit. (See Sec. 45-25 for an explanation of coverage of medically

necessary supplies for the effective use of TENS and Sec. 45-19 for an

explanation of coverage of TENS for acute post-operative pain.)

Transmittal No. 82; sections 65-14 and 65-15.

Changed Procedures--Effective Date: 01-22-96.

Section 65-15, Artificial Hearts And Related Devices, amends this

section by removing the words ``not covered'' from the title. Also, it

revises the statement of general noncoverage of these devices to allow

exceptions for use of the BVS 5000 for temporary life support and the

addition of coverage of the use of the HeartMate IP LVAS for use as a

bridge to cardiac transplantation.

65-14 Cochlear Implantation

A cochlear implant device is an electronic instrument, part of

which is implanted surgically to stimulate auditory nerve fibers, and

part of which is worn or carried by the individual to capture and

amplify sound. Cochlear implant devices are available in single channel

and multi-channel models. The purpose of implanting the device is to

provide an awareness and identification of sounds and to facilitate

communication for persons who are profoundly hearing impaired.

Medicare coverage is provided only for those patients who meet all

of the following selection guidelines.

A. Adults.--

Diagnosis of total sensorineural deafness that cannot be

mitigated by use of a hearing aid in patients whose auditory cranial

nerves are stimulable;

Cognitive ability to use auditory clues and a willingness

to undergo an extended program of rehabilitation;

Post-lingual deafness;

Adulthood (at least 18 years of age);

Freedom from middle ear infection, an accessible cochlear

lumen that is structurally suited to implantation, and freedom from

lesions in the auditory nerve and acoustic areas of the central nervous

system; and

No contraindications to surgery.

B. Children (Effective for services performed on and after 12/31/

92)--.The FDA has approved marketing of a multi-channel cochlear

implant device for use in prelingually and postlingually deafened

children 2 through 17 years of age. (FDA-approved labeling limits use

of the device in adults to those who are postlingually deafened.)

Medicare coverage is provided for such a device for children who meet

the following patient selection guidelines. There are two exceptions to

this general prohibition for two specific devices which have been

approved by the Food and Drug Administration. These are described

below.

No contraindications to the implant, including those

described in the product's FDA-approved package insert;

Diagnosis of bilateral profound sensorineural deafness

with little or no benefit from a hearing (or vibrotactile) aid, as

demonstrated by the inability to improve on age appropriate closed-set

word identification tasks;

Freedom from middle ear infection, an accessible cochlear

lumen that is structurally suited to implantation, and freedom from

lesions in the auditory nerve and acoustic areas of the central nervous

system; and

The device must be used in accordance with the FDA-

approved labeling.

65-15 Artificial Hearts and Related Devices

There are several devices either in use or under development which

replace all or part of the human heart or assist the heart in

performing its pumping function. Artificial hearts are considered

investigational and not covered under Medicare either when used as a

permanent replacement for a human heart or when used as temporary life-

support systems (i.e., until a human heart becomes available for

transplant).

The FDA-approved ventricular assist device (known as the B.S. 5000)

is covered when it is used in accordance with its FDA-approved labeled

uses for postcardiotomy ventricular dysfunction. The device is intended

for short term use and is not covered when used as a bridge to cardiac

transplantation. The FDA-approved HeartMate Implantable Pneumatic Left

Ventricular Assist Systems (HeartMate IP LVAS) is covered:

A. When it is used in accordance with its FDA-approved labeled uses

as a temporary mechanical circulatory support for approved transplant

candidates in nonreversible left ventricular failure as a bridge to

cardiac transplantation; and

B. Only if all of the following conditions are met:

1. The patient is an approved heart transplant candidate, i.e.,

approved and listed as a candidate by a Medicare-approved heart

transplant center;

2. The implantation of the system is done in a Medicare-approved

heart transplant center, either on a patient listed by that center, or,

if the patient is listed by another Medicare-approved center, with the

written permission of the center listing the patient;

3. The patient is on inotropes;

4. The patient is on an intra-aortic balloon pump (if possible);

and

5. The patient has left atrial pressure or pulmonary capillary

wedge pressure > 20 mm Hg with either:

a. Systolic blood pressure 2. Coverage of this device is

limited to its FDA-approved use as a bridge to transplantation.

Consequently, centers implanting such devices should make every

reasonable effort to transplant patients on such devices as soon as

practicable. Ideally, they should

[[Page 33127]]

determine patient-specific timetables for transplantation and should

not maintain such patients on this device if suitable hearts become

available for transplantation.

Other ventricular assist devices used as temporary life-support

systems are still considered investigational and are not covered under

the Medicare program.

Transmittal No. 83; section 35-93.

MANUALIZATION--EFFECTIVE DATE: NOT APPLICABLE.

Section 35-93, Lung Volume Reduction Surgery (Reduction

Pneumoplasty, also called Lung Shaving, or Lung Contouring) Unilateral

or Bilateral by Open or Thoracoscopic Approach for Treatment of

Emphysema and Chronic Obstructive Pulmonary Disease-Not Covered.--This

instruction explains Medicare's position of noncoverage for lung volume

reduction. The lack of scientific evidence available at this time

concerning the safety and effectiveness of lung volume reduction

reveals that this procedure cannot be considered reasonable and

necessary under Sec. 1862(a)(1)(A) of the Social Security Act.

35-93 Lung Volume Reduction Surgery (Reduction Pneumoplasty, Also

Called Lung Shaving or Lung Contouring) Unilateral or Bilateral by Open

or Thoracoscopic Approach for Treatment of Emphysema and Chronic

Obstructive Pulmonary Disease-Not Covered

Lung volume reduction surgery or reduction pneumoplasty, also

referred to as lung shaving or lung contouring, is performed on

patients with emphysema and chronic obstructive pulmonary disease (OPD)

in order to allow the underlying compressed lung to expand, and thus,

establish improved respiratory function. The goal of this procedure is

to offer a better quality of life for patients with emphysema and OPD.

In addition, lung volume reduction may be offered as a ``bridge to

transplant'' for patients who otherwise may not have been considered

candidates for lung transplantation.

Unilateral or bilateral lung volume reduction surgery by open or

thoracoscopic approach is not covered because there is little medical

evidence available to base a determination that this procedure is safe

and effective. Therefore, lung volume reduction surgery cannot be

considered reasonable and necessary under Sec. 1862(a)(1)(A) of the

law. When more scientific evidence becomes available, this policy will

be reevaluated.

Addendum V.--Regulation Documents Published in the Federal Register

--------------------------------------------------------------------------------------------------------------------------------------------------------

End of

Publication date FR Vol. 60 CFR part File code \1\ Regulation title comment Effective

page period date

--------------------------------------------------------------------------------------------------------------------------------------------------------

10/02/95................. 51483-51487 ............................. ORD-079-N...................... New and Pending ......... 10/02/95

Demonstration Project

Proposals Submitted

Pursuant to Section

1115(a) of the Social

Security Act: June

1995.

10/06/95................. 52396-52403 ............................. BPD-797-PN..................... Medicare Program: 12/05/95 ...........

Limitations on

Medicare Coverage of

Cataract Surgery.

10/10/95................. 52684-52688 ............................. ORD-080-N...................... New and Pending ......... 10/10/95

Demonstration Project

Proposals Submitted

Pursuant to Section

1115(a) of the Social

Security Act: July

1995.

10/10/95................. 52731 489, 498..................... HSQ-156-CN..................... Medicare and Medicaid ......... 07/01/95

Programs; Survey,

Certification and

Enforcement of Skilled

Nursing Facilities and

Nursing Facilities;

Correction.

10/13/95................. 53456 489.......................... HSQ-156-CN..................... Medicare and Medicaid ......... 07/01/95

Programs; Survey,

Certification and

Enforcement of Skilled

Nursing Facilities and

Nursing Facilities;

Correction.

10/16/95................. 53625-53626 ............................. OACT-049-N..................... Medicare Program; ......... 01/01/96

Inpatient Hospital

Deductible and

Hospital and Extended

Care Services

Coinsurance Amounts

for 1996.

10/16/95................. 53626-53631 ............................. OACT-050-N..................... Medicare Program; ......... 01/01/96

Monthly Actuarial

Rates and Monthly

Supplementary Medical

Insurance Premium Rate

Beginning January 1,

1996.

10/16/95................. 53631-53632 ............................. OACT-051-N..................... Medicare Program; Part ......... 01/01/96

A Premium for 1996 for

the Uninsured Aged and

for Certain Disabled

Individuals Who Have

Exhausted Other

Entitlement.

10/18/95................. 53876-53877 411.......................... BPD-482-CN..................... Medicare Program; ......... 09/29/95

Medicare Secondary

Payer for Individuals

Entitled to Medicare

and Also Covered Under

Group Health Plans;

Correction.

10/18/95................. 53877 414.......................... BPD-830-F...................... Medicare Program; ......... 09/29/95

Authority Citations;

Technical Amendments.

10/18/95................. 53877 486.......................... BPD-836-F...................... Medicare Program; ......... 09/29/95

Suppliers of

Specialized Services;

Technical Amendment.

11/15/95................. 57435-57448 ............................. BPO-132-N...................... Medicare and Medicaid ......... 11/15/95

Programs; Quarterly

Listing of Program

Issuances and Coverage

Decisions--Second

Quarter 1995.

11/28/95................. 58631-58632 ............................. OPL-007-N...................... Medicare Program; ......... 11/28/95

December 11, 1995

Meeting of the

Practicing Physicians

Advisory Council.

[[Page 33128]]

11/29/95................. 61264-61265 ............................. BPD-820-N...................... Medicare Program; ......... 11/29/95

Notice Containing the

Statement Drafted by

the Committee

Established to

Negotiate the Wage

Index To Be Used to

Adjust Hospice Payment

Rates Under Medicare.

11/30/95................. 61483-61487 ............................. MB-085-F....................... Medicare Program; Nurse- ......... 01/02/96

Midwife Services.

12/01/95................. 61704-61705 ............................. OPL-008-N...................... Medicare Program; ......... 12/01/95

Request for

Nominations for

Members for the

Practicing Physicians

Advisory Council.

12/05/95................. 62237-62241 413.......................... BPD-788-P...................... Medicare Program; 02/05/96 ...........

Uniform Electronic

Cost Reporting for

Skilled Nursing

Facilities and Home

Health Agencies.

12/08/95................. 63124-63357 400, 405, 410, 411, 412, 413, BPD-827-FC..................... Medicare Program; 02/06/96 \2\ 01/01/

414, 415, 417, 489. Revisions to Payment 96

Policies and

Adjustments to the

Relative Value Units

Under the Physician

Fee Schedule for

Calendar Year 1996.

12/08/95................. 63358-63366 ............................. BPD-828-FN..................... Medicare Program; ......... \3\ 10/01/

Physician Fee Schedule 95

Update for Calendar

Year 1996 and

Physician Volume

Performance Standard

Rates of Increase for

Federal Fiscal Year

1996.

12/11/95................. 63438-63440 411.......................... BPD-850-F...................... Medicare Program; ......... 12/11/95

Physician Self-

Referral Regulations:

Change in Date for

Submission of Group

Attestation Statement.

12/11/95................. 63440-63444 424.......................... BPD-838-FC..................... Medicare Program; 02/09/96 01/01/96

Additional Supplier

Standards.

12/11/95................. 63532-63536 ............................. ORD-081-N...................... New and Pending ......... 12/11/95

Demonstration Project

Proposals Submitted

Pursuant to Section

1115(a) of the Social

Security Act: August

and September 1995.

12/15/95................. 64440-64444 ............................. ORD-082-N...................... New and Pending ......... 12/15/95

Demonstration Project

Proposals Submitted

Pursuant to Section

1115(a) of the Social

Security Act: October

1995.

--------------------------------------------------------------------------------------------------------------------------------------------------------

\1\ GN--General Notice; PN--Proposed Notice, FN--Final Notice; P--Notice of Proposed Rulemaking (NPRM); F--Final Rule; FC--Final Rule with Comment

Period; CN--Correction Notice; SN--Suspension Notice; WN--Withdrawal Notice; NR--Notice of HCFA Ruling.

\2\ Except CFR Part 415, 07/01/96.

\3\ For Volume Performance Standard Rates of Increase; 01/01/96 for Medicare Physician Fee Schedule Update.

Addendum VI--Categorization of Food and Drug Administration-Approved

Investigational Device Exemptions

Under the Food, Drug, and Cosmetic Act (21 U.S.C. 360c), devices

fall into one of three classes:

Class I--Devices for which the general controls of the Food, Drug,

and Cosmetic Act, such as adherence to good manufacturing practice

regulations, are sufficient to provide a reasonable assurance of safety

and effectiveness.

Class II--Devices that, in addition to general controls, require

special controls, such as performance standards or postmarket

surveillance, to provide a reasonable assurance of safety and

effectiveness.

Class III--Devices that cannot be classified into Class I or Class

II because insufficient information exists to determine that either

special or general controls would provide reasonable assurance of

safety and effectiveness. Class III devices require premarket approval.

Under the new categorization process to assist HCFA, the Food and

Drug Administration assigns each device with a Food and Drug

Administration-approved investigational device exemption to one of two

categories: Experimental/Investigational (Category A) Devices, or Non-

Experimental/Investigational (Category B) Devices. Under this

categorization process, an experimental/investigational (Category A)

device is an innovative device in Class III for which ``absolute risk''

of the device type has not been established (that is, initial questions

of safety and effectiveness have not been resolved and the Food and

Drug Administration is unsure whether the device type can be safe and

effective). A non-experimental/investigational (Category B) device is a

device believed to be in Class I or Class II, or a device believed to

be in Class III for which the incremental risk is the primary risk in

question (that is, underlying questions of safety and effectiveness of

that device type have been resolved), or it is known that the device

type can be safe and effective because, for example, other

manufacturers have obtained Food and Drug Administration approval for

that device type.

There were no new FDA-approved IDE device numbers in Category A to

report for this quarter.

The criteria the Food and Drug Administration uses to categorize an

investigational device under Category B include the following:

(1) Devices, regardless of the classification, under investigation

to establish substantial equivalence to a predicate device, that is, to

establish substantial equivalence to a previously/currently legally

marketed device.

(2) Class III devices whose technological characteristics and

indication for use are comparable to a PMA-approved device.

(3) Class III devices with technological advances compared to a

PMA-approved device, that is, a device with technological changes that

represent advances to a device that has

[[Page 33129]]

already received PMA-approval (generational changes).

(4) Class III devices that are comparable to a PMA-approved device

but are under investigation for a new indication for use. For purposes

of studying the new indication, no significant modification to the

device were required.

(5) Pre-amendments Class III devices that become the subject of an

investigational device exemption after the Food and Drug Administration

requires premarket approval, that is, no PMA application was submitted

or the PMA application was denied.

(6) Nonsignificant risk device investigations for which the Food

and Drug Administration required the submission of an investigational

device exemption.

The following information presents the device number, category (in

this case, B), and criterion code.

G950165 B3

G950167 B2

G950169 B3

G950170 B4

G950172 B3

G950173 B1

G950174 B4

G950179 B1

G950180 B1

G950181 B1

G950183 B3

G950184 B1

G950187 B2

G950188 B1

G950189 B1

G950190 B4

G950191 B4

G950192 B6

G950193 B4

G950195 B1

G950196 B4

G950197 B3

G950198 B1

G950201 B1

G950202 B4

G950206 B1

G950208 B3

G950209 B4

Note: Some investigational devices may exhibit unique

characteristics or raise safety concerns that make additional

consideration necessary. For these devices, HCFA and the Food and

Drug Administration will agree on the additional criteria to be

used. The Food and Drug Administration will use these criteria to

assign the device(s) to a category. As experience is gained in the

categorization process, this addendum may be modified.

[FR Doc. 96-16217 Filed 6-25-96; 8:45 am]

BILLING CODE 4120-01-P

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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