Approval and Promulgation of Implementation Plan for Vehicle Miles Traveled Forecasting and Tracking: Puget Sound, Washington

Federal RegisterAug 23, 1995

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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 52

[WA39-1-7028a; FRL-5268-3]

Approval and Promulgation of Implementation Plan for Vehicle

Miles Traveled Forecasting and Tracking: Puget Sound, Washington

AGENCY: Environmental Protection Agency (EPA).

ACTION: Direct final rule.

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SUMMARY: The EPA approves the State Implementation Plan (SIP) revision

submitted by the State of Washington for the purpose of forecasting and

tracking vehicle miles traveled (VMT) for the Puget Sound Carbon

Monoxide (CO) Nonattainment Area, Washington. On January 28, 1993,

Washington State submitted a SIP revision for the Puget Sound Carbon

Monoxide (CO) Nonattainment Area to satisfy the requirements of Section

187(a)(2)(A) and Section 187(a)(3) of the Clean Air Act Amendments of

1990 (CAAA). Section 187(a)(2)(A) requires Moderate and Serious carbon

monoxide (CO) non-attainment areas with a design value above 12.7 to

submit a SIP revision that contains a forecast of VMT in the non-

attainment area for each year before the year in which the SIP projects

the

[[Page 43711]]

National Ambient Air Quality Standard (NAAQS) for CO to be attained.

The SIP revision, which was due by November 15, 1992, is also required

to provide annual updates of the forecasts along with annual reports

regarding the extent to which the forecasts proved to be accurate.

These annual reports must contain estimates of actual VMT for each

forecast year.

The rationale for the approval is set forth in this notice;

additional information is available at the address indicated below.

DATES: This final rule is effective on October 23, 1995 unless adverse

or critical comments are received by September 22, 1995. If the

effective date is delayed, timely notice will be published in the

Federal Register.

ADDRESSES: Written comments should be addressed to: Montel Livingston,

SIP Manager, EPA, Air & Radiation Branch (AT-082), 1200 Sixth Avenue,

Seattle, Washington 98101.

Documents which are incorporated by reference are available for

public inspection at the Air and Radiation Docket and Information

Center, Environmental Protection Agency, 401 M Street, SW, Washington,

D.C. 20460. Copies of material submitted to EPA may be examined during

normal business hours at the following locations: EPA, Region 10, Air &

Radiation Branch, 1200 Sixth Avenue (AT-082), Seattle, Washington

98101, and ADEC, 410 Willoughby, Suite 105, Juneau, AK 99801-1795.

FOR FURTHER INFORMATION CONTACT: Stephanie Cooper, EPA Region 10, Mail

Stop AT-082, Seattle, WA 98101, (206) 553-6917.

SUPPLEMENTARY INFORMATION:

I. Background

Section 187(a)(2)(A) of the Clean Air Act Amendments of 1990

required EPA, in consultation with the U.S. Department of

Transportation (DOT), to develop guidance for states to use in

complying with the VMT forecasting and tracking provisions of Section

187. A Notice of Availability for the resulting Section 187 VMT

Forecasting and Tracking Guidance was published in the Federal Register

on March 19, 1992.

The Section 187 Guidance identifies the Federal Highway

Administration's Highway Performance Monitoring System (HPMS) as the

foundation for VMT estimates and forecasts.

When determining that actual annual VMT or a VMT forecast has

exceeded the most recent prior forecast and, therefore, that

contingency measures should be implemented, EPA believes that it is

appropriate to take into account the statistical variability in the

estimates of VMT generated through HPMS. Consequently, EPA has

identified a margin of error to be applied when making VMT comparisons.

In practice, there are two ways in which an estimate of actual VMT or

an updated forecast can be found to exceed a prior forecast.

EPA interprets the requirement for contingency measures to ``take

effect without further action by the State or the Administrator'' to

mean that no further rulemaking activities by the State or EPA would be

needed to implement the measures.

The State of Washington has submitted a SIP revision to EPA in

order to satisfy the requirements of Section 187(a)(2)(A) and Section

187(a)(3). In order to be approved, the State submittal must provide

for each of the following mandatory elements: (1) a forecast of VMT in

the non-attainment area for each year prior to the attainment year; (2)

a provision for annual updates of the forecasts along with a provision

for annual reports describing the extent to which the forecasts proved

to be accurate; these reports shall provide estimates of actual VMT in

each year for which a forecast was required; (3) adopted and

enforceable contingency measures to be implemented without further

action by the State or the Administrator if actual annual VMT or an

updated forecast exceeds the most recent prior forecast or if the area

fails to attain the CO NAAQS by the attainment date.

II. Analysis

EPA is approving the SIP revision for Puget Sound because

Washington has met the requirements of Section 187(a)(2)(A) and Section

187(a)(3).

1. VMT Forecasts

Section 187(a)(2)(A) requires that Washington include in its SIP

submittal a forecast of VMT in the non-attainment area for each year

before the year in which the SIP projects the National Ambient Air

Quality Standard for CO to be attained. The forecasts are to be based

on guidance developed by EPA in consultation with DOT, i.e., the

Section 187 VMT Forecasting and Tracking Guidance.

Washington created a ``Memorandum of Understanding'' between the

Puget Sound Regional Council, Spokane Regional Council, Washington

State Department of Ecology and Washington State Department of

Transportation to apportion responsibility for reporting of vehicle

miles travelled to these agencies. Puget Sound Regional Council and

Spokane Regional Council develop for peer review draft vehicle miles

travelled reports for their respective Federal Aid Urban Areas, based

on data submitted by the Department of Transportation. The draft

reports are submitted to Ecology, which will submit the final vehicle

miles travelled annual report to EPA.

To arrive at vehicle miles travelled forecasts, the Puget Sound

Regional Council, (which develops VMT forecasts for the Puget Sound CO

nonattainment area), uses a four-part model consisting of a trip

generation component, a trip distribution component, a mode choice

component, and a transportation/mode assignment component. The model

considers residential factors, employment, road network, land use,

population, etc., and is reevaluated several times per year.

2. Annual VMT Updates/Reports

Section 187(a)(2)(A) specifies that the SIP revision provide for

annual updates of the VMT forecasts and annual reports that describe

the accuracy of the forecasts and that provide estimates of actual VMT

in each year for which a forecast was required. The Section 187 VMT

Forecasting and Tracking Guidance specifies that annual reports should

be submitted to EPA by September 30 of the year following the year for

which the VMT estimate is made.

The SIP provided annual and daily VMT forecasts for 1993, 1994, and

1995, and actual VMT for 1990. However, Puget Sound updated its 1993

forecast prior to reporting the differences between HPMS (actual)

values and forecasted values. The metropolitan planning organization

updated its travel-demand-models with more current information and

techniques. EPA received Washington's first annual VMT report on

October 18, 1995. The report showed that Puget Sound's actual 1993

vehicle miles travelled were within .95 percent of the forecast. Table

1 outlines the difference between projected and actual VMT for 1993:

[[Page 43712]]

Table 1.--Actual and Projected VMT for the Puget Sound Carbon Monoxide

Nonattainment Area, 1993

------------------------------------------------------------------------

Actual

(HPMS) 1993 Projected Percent

Nonattainment area daily VMT 1993 VMT in difference

in millions millions

------------------------------------------------------------------------

Puget Sound...................... 57,307,000 56,769,000 +.95%

------------------------------------------------------------------------

3. Contingency Measures

Section 187(a)(3) specifies that the State adopt specific,

enforceable contingency measures to be implemented if the annual

estimate of actual VMT or a subsequent VMT forecast exceeds the most

recent prior forecast of VMT. Implementation of the identified

contingency measures must not require further rulemaking activities by

the State or EPA. The State has met this requirement by adopting two

programs as contingency measures. Both measures are ``over control'',

meaning that Ecology is already implementing the measures but is not

taking credit for the measures as part of a control strategy for

attaining the NAAQS. The two control measures are: Commute Trip

Reduction (CTR) programs, as specified in Washington State's

Transportation Demand Management Act, and outreach and education to

induce voluntary reductions in vehicle operations during periods of

poor air quality. While these control measures are not contingency

plans in the strict sense of the term ``contingency'', they satisfy the

broader intent of the Act's contingency measure provision.

The commute trip reduction measure is codified under Revised Code

of Washington (RCW) 70.94.510-551. It calls for ``major employers''

located within counties with a population of 150,000 or more and to

submit plans to reduce commuting trips to the workplace. The second

control measure aims at voluntary curtailment of vehicle operation

during periods of poor air quality. This measure intends to educate the

public during periods of extreme temperature inversions, and to

encourage the use of public transportation, mass transit,

telecommuting, and other less polluting transit options. Outreach media

will include television, radio, and newsprint. Both VMT contingency

measures will, if required, be funded by statewide CMAQ (Congestion

Mitigation and Air Quality) funds.

III. Today's Action

In today's action, EPA is approving the SIP revision submitted by

the State of Washington.

The State of Washington has submitted a SIP revision implementing

each of the required elements required by Section 187(a)(2)(A) and

Section 187(a)(3) of the CAAA. Washington has crafted a ``memorandum of

understanding'' among the Puget Sound Regional Council, the Spokane

Regional Council, the Washington State Department of Ecology, and the

Washington State Department of Transportation that delineates each

agency's responsibility in reporting vehicle miles travelled in

Washington State. Additionally, Washington has outlined two contingency

measures (commute trip reduction and voluntary reduction of vehicle

operation through public outreach and education) in case VMT forecasts

are exceeded. EPA is therefore approving this submittal.

IV. Administrative Review

Under the Regulatory Flexibility Act, 5 U.S.C. 600 et seq., EPA

must prepare a regulatory flexibility analysis assessing the impact of

any proposed or final rule on small entities. 5 U.S.C. 603 and 604.

Alternatively, EPA may certify that the rule will not have a

significant impact on a substantial number of small entities. Small

entities include small businesses, small not-for-profit enterprises,

and government entities with jurisdiction over populations of less than

50,000.

SIP approvals under section 110 and subchapter I, Part D of the

CAAA do not create any new requirements, but simply approve

requirements that the state is already imposing. Therefore, because the

federal SIP-approval does not impose any new requirements, I certify

that it does not have a significant impact on any small entities

affected. Moreover, due to the nature of the federal-state relationship

under the CAAA, preparation of a regulatory flexibility analysis would

constitute federal inquiry into the economic reasonableness of state

action. The CAA forbids EPA to base its actions concerning SIPs on such

grounds. Union Electric Co. v. U.S.E.P.A., 427 U.S. 246, 256-66 (S.Ct.

1976); 42 U.S.C. 7410(a)(2).

The EPA is publishing this action without prior proposal because

the Agency views this as a noncontroversial amendment and anticipates

no adverse comments. However, in a separate document published

elsewhere in this Federal Register, the EPA is proposing to approve the

SIP revision should adverse or critical comments be filed. This action

will be effective October 23, 1995 unless, within 30 days of its

publication, adverse or critical comments are received.

If the EPA receives such comments, this action will be withdrawn

before the effective date by publishing a subsequent notice that will

withdraw the final action. All public comments received will be

addressed in a subsequent final rule based on this action serving as a

proposed rule. The EPA will not institute a second comment period on

this action. Any parties interested in commenting on this action should

do so at this time. If no such comments are received, the public is

advised that this action will be effective October 23, 1995.

The EPA has reviewed this request for revision of the federally-

approved SIP for conformance with the provisions of the 1990 Clean Air

Act Amendments enacted on November 15, 1990. The EPA has determined

that this action conforms with those requirements.

Nothing in this action should be construed as permitting or

allowing or establishing a precedent for any future request for

revision to any SIP. Each request for revision to the SIP shall be

considered separately in light of specific technical, economic and

environmental factors and in relation to relevant statutory and

regulatory requirements.

This action has been classified as a Table 3 action for signature

by the Regional Administrator under the procedures published in the

Federal Register on January 19, 1989 (54 FR 2214-2225), as revised by a

July 10, 1995 memorandum from Mary Nichols, Assistant Administrator for

Air and Radiation. The OMB has exempted this regulatory action from

E.O. 12866 review.

Under Section 202 of the Unfunded Mandates Reform Act of 1995

(``Unfunded Mandates Act''), signed into law on March 22, 1995, EPA

must prepare a budgetary impact statement to

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accompany any proposed or final rule that includes a Federal mandate

that may result in estimated costs to State, local, or tribal

governments in the aggregate; or to the private sector, of $100 million

or more. Under Section 205, EPA must select the most cost-effective and

least burdensome alternative that achieves the objectives of the rule

and is consistent with statutory requirements. Section 203 requires EPA

to establish a plan for informing and advising any small governments

that may be significantly or uniquely impacted by the rule.

EPA has determined that the approval action promulgated today does

not include a Federal mandate that may result in estimated costs of

$100 million or more to either State, local, or tribal governments in

the aggregate, or to the private sector. This Federal action approves

pre-existing requirements under State or local law, and imposes no new

Federal requirements. Accordingly, no additional costs to State, local,

or tribal governments, or to the private sector, result from this

action.

Under section 307(b)(1) of the Clean Air Act, petitions for

judicial review of this action must be filed in the United States Court

of Appeals for the appropriate circuit by October 23, 1995. Filing a

petition for reconsideration by the Administrator of this final rule

does not affect the finality of this rule for the purposes of judicial

review nor does it extend the time within which a petition for judicial

review may be filed and shall not postpone the effectiveness of such

rule or action. This action may not be challenged later in proceedings

to enforce its requirements. (See section 307(b)(2), 42 U.S.C.

7607(b)(2).

List of Subjects in 40 CFR Part 52

Environmental protection, Air pollution control, Carbon monoxide,

Incorporation by reference, Intergovernmental relations, Reporting and

recordkeeping requirements.

Note: Incorporation by reference of the Implementation Plan for

the State of Alaska was approved by the Director of the Office of

Federal Register on July 1, 1982.

Dated: July 20, 1995.

Chuck Clarke,

Regional Administrator.

Part 52, chapter I, title 40 of the Code of Federal Regulations is

amended as follows:

PART 52--[AMENDED]

1. The authority citation for part 52 continues to read as follows:

Authority: 42 U.S.C. 7401-7671q.

Subpart WW--Washington

2. Section 52.2470 is amended by adding paragraph (c) (55) to read

as follows:

Sec. 52.2470 Identification of plan.

* * * * *

(c) * * *

(55) On January 22, 1993 the Director of the Washington State

Department of Ecology (WDOE) submitted the amendment to the Washington

SIP for Carbon Monoxide (CO) in the King, Pierce, and Snohomish

Counties' Urbanized Areas.

(i) Incorporation by reference.

(A) The January 22, 1993 letter from the Director of the WDOE

submitting the Amendment to the Washington SIP for Carbon Monoxide in

the King, Pierce, and Snohomish Counties' Urbanized Areas to EPA,

``Supplement to the SIP for Washington State, Puget Sound Carbon

Monoxide Nonattainment Area, January 1993,'' Section 6.0 Vehicle Miles

Traveled Forecasting and Tracking, adopted on January 22, 1993.

(ii) Additional material.

(A) VMT supplements to include the VMT Tracking Report data

required for the Puget Sound CO Nonattainment Areas, dated October 13,

1994 and September 19, 1994.

[FR Doc. 95-20801 Filed 8-22-95; 8:45 am]

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