Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Mammography Quality Standards Act Requirements
Federal RegisterAug 19, 2016
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA-2013-N-0134]
Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Mammography Quality Standards Act Requirements
AGENCY:
Food and Drug Administration, HHS.
ACTION:
Notice.
SUMMARY:
The Food and Drug Administration (FDA) is announcing that a proposed collection of information has been submitted to the Office of Management and Budget (OMB) for review and clearance under the Paperwork Reduction Act of 1995.
DATES:
Fax written comments on the collection of information by September 19, 2016.
ADDRESSES:
To ensure that comments on the information collection are received, OMB recommends that written comments be faxed to the Office of Information and Regulatory Affairs, OMB, Attn: FDA Desk Officer, FAX: 202-395-7285, or emailed to
oira_submission@omb.eop.gov.
All comments should be identified with the OMB control number 0910-0309. Also include the FDA docket number found in brackets in the heading of this document.
FOR FURTHER INFORMATION CONTACT:
FDA PRA Staff, Office of Operations, Food and Drug Administration, Three White Flint North,10A-12M, 11601 Landsdown St., North Bethesda, MD 20852,
PRAStaff@fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
In compliance with 44 U.S.C. 3507, FDA has submitted the following proposed collection of information to OMB for review and clearance.
Mammography Quality Standards Act Requirements—21 CFR Part 900, OMB Control Number 0910-0309—Extension
The Mammography Quality Standards Act (Pub. L. 102-539) requires the establishment of a Federal certification and inspection program for mammography facilities; regulations and standards for accreditation and certification bodies for mammography facilities; and standards for mammography equipment, personnel, and practices, including quality assurance. The intent of these regulations is to assure safe, reliable, and accurate mammography on a nationwide level. Under the regulations, as a first step in becoming certified, mammography facilities must become accredited by an FDA-approved accreditation body (AB). This requires undergoing a review of their clinical images and providing the AB with information showing that they meet the equipment, personnel, quality assurance, and quality control standards, and have a medical reporting and recordkeeping program, a medical outcomes audit program, and a consumer complaint mechanism. On the basis of this accreditation, facilities are then certified by FDA or an FDA-approved State certification agency and must prominently display their certificate. These actions are taken to ensure safe, accurate, and reliable mammography on a nationwide basis.
The following sections of Title 21 of the Code of Federal Regulations (CFR) are not included in the burden tables because they are considered usual and customary practice and were part of the standard of care prior to the implementation of the regulations. Therefore, they resulted in no additional burden: 21 CFR 900.12(c)(1) and (3) and 900.3(f)(1). Section 900.24(c) was also not included in the burden tables because if a certifying State had its approval withdrawn, FDA would take over certifying authority for the affected facilities. Because FDA already has all the certifying State's electronic records, there wouldn't be an additional reporting burden.
We have rounded numbers in the “Total Hours” column in all three burden tables. (Where the number was a portion of 1 hour, it has been rounded to 1 hour. All other “Total Hours” have been rounded to the nearest whole number.)
We do not expect any respondents for § 900.3(c) because all four ABs are approved until April 2020.
In the
Federal Register
of June 8, 2016 (81 FR 36924), FDA published a 60-day notice requesting public comment on the proposed collection of information. No comments were received.
FDA estimates the burden of this collection of information as follows:
Table 1—Estimated Annual Reporting Burden
Activity/21 CFR Section/Form FDA No.
Number of
respondents
Number of
responses per
respondent
Total annual responses
Average
burden per
response
Total hours
1
Total capital costs
(in dollars)
Total operating and
maintenance costs
(in dollars)
Notification of intent to become an AB—900.3(b)(1)
0.33
1
0.33
1
1
Application for approval as an AB; full
2
—900.3(b)(3)
0.33
1
0.33
320
106
10,000
Application for approval as an AB; limited
3
—900.3(b)(3)
5
1
5
30
150
AB renewal of approval—900.3(c)
0
1
0
15
1
AB application deficiencies—900.3(d)(2)
0.1
1
0.1
30
3
AB resubmission of denied applications—900.3(d)(5)
0.1
1
0.1
30
3
Letter of intent to relinquish accreditation authority—900.3(e)
0.1
1
0.1
1
1
Summary report describing all facility assessments—900.4(f)
330
1
330
7
2,310
77,600
AB reporting to FDA; facility
4
—900.4(h)
8,654
1
8,654
1
8,654
4,327
AB reporting to FDA; AB
5
—900.4(h)
5
1
5
10
50
AB financial records—900.4(i)(2)
1
1
1
16
16
Former AB new application—900.6(c)(1)
0.1
1
0.1
60
6
Reconsideration of accreditation following appeal—900.15(d)(3)(ii)
1
1
1
2
2
Application for alternative standard—900.18(c)
2
1
2
2
4
Alternative standard amendment—900.18(e)
10
1
10
1
10
Certification agency application—900.21(b)
0.33
1
0.33
320
106
208
Certification agency application deficiencies—900.21(c)(2)
0.1
1
0.1
30
3
Certification electronic data transmission—900.22(h)
5
200
1000
0.083
83
30,000
Changes to standards—900.22(i)
2
1
2
30
60
20
Certification agency minor deficiencies—900.24(b)
1
1
1
30
30
Appeal of adverse action taken by FDA—900.25(a)
0.2
1
0.2
16
3
Inspection fee exemption—Form FDA 3422
700
1
700
0.25
175
Total
11,777
40,000
82,155
1
Total hours have been rounded.
2
One time burden.
3
Refers to accreditation bodies applying to accredit specific full-field digital mammography units.
4
Refers to the facility component of the burden for this requirement.
5
Refers to the AB component of the burden for this requirement.
Table 2—Estimated Annual Recordkeeping Burden
Activity/21 CFR Section
Number of recordkeepers
Number of records per recordkeeper
Total annual records
Average
burden per
recordkeeping
Total hours
1
Total capital costs
(in dollars)
Total operating and
maintenance costs
(in dollars)
AB transfer of facility records—900.3(f)(1)
0.1
1
0.1
0
1
Consumer complaints system; AB—900.4(g)
5
1
5
1
5
Documentation of interpreting physician initial requirements—900.12(a)(1)(i)(B)(
2
)
87
1
87
8
696
Documentation of interpreting physician personnel requirements—900.12(a)(4)
8,654
4
34,616
1
34,616
Permanent medical record—900.12(c)(4)
8,654
1
8,654
1
8,654
28,000
Procedures for cleaning equipment—900.12(e)(13)
8,654
52
450,008
0.083
37,351
Audit program—900.12(f)
8,654
1
8,654
16
138,464
Consumer complaints system; facility—900.12(h)(2)
8,654
2
17,308
1
17,308
Certification agency conflict of interest—900.22(a)
5
1
5
1
5
Processes for suspension and revocation of certificates—900.22(d)
5
1
5
1
5
Processes for appeals—900.22(e)
5
1
5
1
5
Processes for additional mammography review—900.22(f)
5
1
5
1
5
Processes for patient notifications—900.22(g)
3
1
3
1
3
30
Evaluation of certification agency—900.23
5
1
5
20
100
Appeals—900.25(b)
5
1
5
1
5
Total
237,223
28,000
30
1
Total hours have been rounded.
Table 3—Estimated Annual Third-Party Disclosure Burden
1
Activity/21 CFR Section
Number of
respondents
Number of
disclosures per
respondent
Total annual disclosures
Average
burden per
disclosure
Total hours
2
Total operating and
maintenance costs
(in dollars)
Notification of facilities that AB relinquishes its accreditation—900.3(f)(2)
0.1
1
0.1
200
20
50
Clinical images; facility
3
—900.4(c), 900.11(b)(1) and (2)
2,885
1
2,885
1.44
4,154
Clinical images; AB
4
—900.4(c)
5
1
5
416
2,080
230,773
Phantom images; facility
3
—900.4(d), 900.11(b)(1) and (2)
2,885
1
2,885
0.72
2,077
Phantom images; AB
4
—900.4(d)
5
1
5
208
1,040
Annual equipment evaluation and survey; facility
3
—900.4(e), 900.11(b)(1) and (2)
8,654
1
8,654
1
8,654
8,654
Annual equipment evaluation and survey; AB
4
—900.4(e)
5
1
5
1,730
8,650
Provisional mammography facility certificate extension application—900.11(b)(3)
0
1
0
0.5
1
Mammography facility certificate reinstatement application—900.11(c)
312
1
312
5
1,560
24,000,000
Lay summary of examination—900.12(c)(2)
8,654
5,085
44,055,590
0.083
3,652,464
Lay summary of examination; patient refusal
5
—900.12(c)(2)
87
1
87
0.5
44
Report of unresolved serious complaints—900.12(h)(4)
20
1
20
1
20
Information regarding compromised quality; facility
3
—900.12(j)(1)
20
1
20
200
4,000
300
Information regarding compromised quality; AB
4
—900.12(j)(1)
20
1
20
320
6,400
600
Patient notification of serious risk—900.12(j)(2)
5
1
5
100
500
19,375
Reconsideration of accreditation—900.15(c)
5
1
5
2
10
Notification of requirement to correct major deficiencies—900.24(a)
0.4
1
0.4
200
80
68
Notification of loss of approval; major deficiencies—900.24(a)(2)
0.15
1
0.15
100
15
25.50
Notification of probationary status—900.24(b)(1)
0.3
1
0.3
200
60
51
Notification of loss of approval; minor deficiencies—900.24(b)(3)
0.15
1
0.15
100
15
25.50
Total
3,691,842
24,259,921
1
There are no capital costs associated with this collection of information.
2
Total hours have been rounded.
3
Refers to the facility component of the burden for this requirement.
4
Refers to the AB component of the burden for this requirement.
5
Refers to the situation where a patient specifically does not want to receive the lay summary of her exam.
Dated: August 15, 2016.
Peter Lurie,
Associate Commissioner for Public Health Strategy and Analysis.
[FR Doc. 2016-19808 Filed 8-18-16; 8:45 am]
BILLING CODE 4164-01-P
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