Food and Drug Administration Modernization Act of 1997; Modifications to the List of Recognized Standards, Recognition List Number: 012

Federal RegisterMay 27, 2005

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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. 2004N-0226]

Food and Drug Administration Modernization Act of 1997; Modifications to the List of Recognized Standards, Recognition List Number: 012

AGENCY:

Food and Drug Administration, HHS.

ACTION:

Notice.

SUMMARY:

The Food and Drug Administration (FDA) is announcing a publication containing modifications the agency is making to the list of standards FDA recognizes for use in premarket reviews (FDA recognized consensus standards). This publication, entitled “Modifications to the List of Recognized Standards, Recognition List Number: 012” (Recognition List Number: 012), will assist manufacturers who elect to declare conformity with consensus standards to meet certain requirements for medical devices.

DATES:

Submit written or electronic comments concerning this document at any time. See section VII of this document for the effective date of the recognition of standards announced in this document.

ADDRESSES:

Submit written requests for single copies on a 3.5″ diskette of “Modifications to the List of Recognized Standards, Recognition List Number: 012” to the Division of Small Manufacturers, International and Consumer Assistance, Center for Devices and Radiological Health (HFZ-220), Food and Drug Administration, 1350 Piccard Dr., Rockville, MD 20850. Send two self-addressed adhesive labels to assist that office in processing your requests, or fax your request to 301-443-8818. Submit written comments concerning this document, or recommendations for additional standards for recognition, to the contact person (see

FOR FURTHER INFORMATION CONTACT

). Submit electronic comments by e-mail:

standards@cdrh.fda.gov

. This document may also be accessed on FDA's Internet site at

http://www.fda.gov/cdrh/fedregin.html

. See section VI of this document for electronic access to the searchable database for the current list of FDA recognized consensus standards, including Recognition List Number: 012 modifications and other standards related information.

FOR FURTHER INFORMATION CONTACT:

Carol L. Herman, Center for Devices and Radiological Health (HFZ-84), Food and Drug Administration, 12720 Twinbrook Pkwy., MD 20857, 301-827-0021.

SUPPLEMENTARY INFORMATION:

I. Background

Section 204 of the Food and Drug Administration Modernization Act of 1997 (FDAMA) (Public Law 105-115) amended section 514 of the Federal Food, Drug, and Cosmetic Act (the act) (21 U.S.C. 360d). Amended section 514 allows FDA to recognize consensus standards, developed by international and national organizations, for use in satisfying portions of device premarket review submissions or other requirements.

In a notice published in the

Federal Register

of February 25, 1998 (63 FR 9561), FDA announced the availability of a guidance entitled “Recognition and Use of Consensus Standards.” The notice described how FDA will implement its standard recognition program and provided the initial list of FDA recognized consensus standards.

In

Federal Register

notices published on October 16, 1998 (63 FR 55617), July 12, 1999 (64 FR 37546), November 15, 2000 (65 FR 69022), May 7, 2001 (66 FR 23032), January 14, 2002 (67 FR 1774), October 2, 2002 (67 FR 61893), April 28, 2003 (68 FR 22391), March 8, 2004 (69 FR 10712), June 18, 2004 (69 FR 34176), and October 4, 2004 (69 FR 59240), FDA modified its initial list of FDA recognized consensus standards. These notices described the addition, withdrawal, and revision of certain standards recognized by FDA. The agency maintains “hypertext markup language” (HTML) and “portable document format” (PDF) versions of the list of FDA recognized consensus standards. Both versions are publicly accessible at the agency's Internet site at

http://www.fda.gov/cdrh/stdsprog.html

. See section VI of this document for electronic access information. Interested persons should review the supplementary information sheet for the standard to understand fully the extent to which FDA recognizes the standard.

II. Modifications to Recognition List Number: 012

FDA is announcing the addition, withdrawal, correction, and revision of certain consensus standards the agency will recognize for use in satisfying premarket reviews and other requirements for devices. FDA will incorporate these modifications in the list of FDA recognized consensus standards in the agency's searchable database. FDA will use the term “Recognition List Number: 012” to identify these current modifications.

In table 1 of this document, FDA describes the following modifications: (1) The withdrawal of standards and their replacement by others, (2) the correction of errors made by FDA in listing previously recognized standards, and (3) the changes to the supplementary information sheets of recognized standards that describe revisions to the applicability of the standards.

In section III of this document, FDA lists modifications the agency is making that involve the initial addition of standards not previously recognized by FDA.

Table 1.

Old Item No.

Standard

Change

Replacement Item No.

A. Anesthesia

3

ASTM F1161-88, Standard Specification for Minimum Performance and Safety Requirements for Components and Systems of Anesthesia Gas Machines

Contact person

4

ASTM F1242-96, Standard Specification for Cuffed and Uncuffed Tracheal Tubes

Withdrawn

7

ASTM F1627-95, Standard Specification for Pediatric Tracheostomy Tubes

Withdrawn

9

IEC 60601-2-12 (2001-10), Medical Electrical Equipment—Part 2-12: Particular Requirements for the Safety of Lung Ventilators—Critical Care Ventilators

Withdrawn and replaced with newer version

60

15

ISO 5361-4: 1987, Tracheal Tubes—Part 4: Cole Type

Contact person

18

ISO 8359: 1996, Oxygen Concentrators for Medical Use—Safety Requirements

Contact person

19

ISO 8382: 1988, Resuscitators Intended for Use With Humans

Contact person

20

ISO 9703-1: 1992, Anesthesia and Respiratory Care Alarm Signals—Part 1: Visual Alarm Signals

Withdrawn

21

ISO 9703-2: 1994, Anesthesia and Respiratory Care Alarm Signals—Part 2: Auditory Alarm Signals

Withdrawn

30

IEC 60601-2-13 (2003-05), Medical Electrical Equipment—Part 2-13: Particular Requirements for the Safety and Essential Performance of Anesthetic Systems

Withdrawn and replaced with newer version

61

31

ISO 5356-1: 2004, Anaesthetic and Respiratory Equipment—Conical Connectors—Part 1: Cones and Sockets

Withdrawn and replaced with newer version

62

35

ISO 5361: 1999, Anaesthetic and Respiratory Equipment—Tracheal Tubes and Connectors

Contact person

38

CGA V-1: 2003, Standard for Compressed Gas Cylinder Valve Outlet and Inlet Connections

Withdrawn and replaced with newer version

63

42

ISO 5360: 1993, Anaesthetic Vaporizers—Agent Specific Filling Systems

Contact person

44

ISO 5366-1: 2000, Anaesthetic and Respiratory Equipment—Tracheostomy Tubes—Part 1: Tubes and Connectors for Use in Adults

Contact person and type of standard

50

ASTM F920-93 (1999), Standard Specification for Minimum Performance and Safety Requirements for Resuscitators Intended for Use With Humans

Contact person

52

ASTM F1463-93 (1999), Standard Specification for Alarm Signals in Medical Equipment Used in Anesthesia and Respiratory Care

Contact person

53

ASTM F1464-93 (1999), Standard Specification for Oxygen Concentrators for Domiciliary Use

Contact person

54

ASME PVHO-1-2002-2003, Safety Standard for Pressure Vessels for Human Occupancy

Withdrawn and replaced with newer version

64

55

ASTM F1054-01, Standard Specification for Conical Fittings

Contact person

57

ASTM F1101-90 (2003)e1, Standard Specification for Ventilators Intended for Use During Anesthesia

Contact person

59

ASTM F1456-01, Standard Specification for Minimum Performance and Safety Requirements for Capnometers

Contact person

B. Cardiovascular/Neurology

3

AAMI NS28: 1988/(R)1993, Intracranial Pressure Monitoring

Contact person

18

IEC 60601-2-27 (1994), Medical Electrical Equipment—Part 2: Particular Requirements for the Safety of Electrocardiographic Monitoring Equipment

Contact person and processes affected

43

ANSI/AAMI EC38: 1998, Ambulatory Electrocardiographs

Contact person, processes affected and extent of recognition

C. Dental/Ear, Nose, and Throat

61

ISO 1562: 1993, Dental Casting Gold Alloys

Contact person

116

ISO 10139-1: 1991, Dentistry—Resilient Lining Materials for Removable Dentures—Part 1: Short-Term Materials

Date of standard

D. General Hospital/General Plastic Surgery

1

AAMI BF7: (R2002), Blood Transfusion Micro-Filters

Withdrawn and replaced with newer version

119

29

IEC 60601-2-19 1996-10, “Amendment 1”—Medical Electrical Equipment—Part 2: Particular Requirements for Safety of Baby Incubators

Title

32

IEC 60601-2-20 1996-10, “Amendment 1”—Medical Electrical Equipment—Part 2: Particular Requirements for the Safety of Transport Incubators

Title

37

ASTM F1054-01, Standard Specification for Conical Fittings

Withdrawn and replaced with newer version

120

63

ISO 8536-7-1999, Infusion Equipment for Medical Use—Part 7: Caps Made of Aluminum-Plastics Combinations for Infusion Bottles

Title

65

ISO 8536-2-2001, Infusion Equipment for Medical Use—Part 2: Closures for Infusion Bottles

Withdrawn and replaced with newer version

121

67

ISO 8536-5-2004, Infusion Equipment for Medical Use—Part 5: Burette Type Infusion Sets for Single Use, Gravity Feed

Withdrawn and replaced with newer version

122

71

ASTM E667-03, Standard Specification for Mercury-in-Glass, Maximum Self-Registering Clinical Thermometers

Withdrawn and replaced with newer version

123

73

ASTM E1104-03, Standard Specification for Clinical Thermometer Probe Covers and Sheaths

Withdrawn and replaced with newer version

124

74

ASTM E1965-03, Standard Specification for Infrared Thermometers for Intermittent Determination of Patient Temperature

Withdrawn and replaced with newer version

125

75

ISO 8536-4-2004, Infusion Equipment for Medical Use—Part 4: Infusion Sets for Single Use, Gravity Feed

Withdrawn and replaced with newer version

126

76

ISO 1135-4-2004, Transfusion Equipment for Medical Use—Part 4: Transfusion Sets for Single Use

Withdrawn and replaced with newer version

127

78

ASTM F1670-03, Standard Test Method for Resistance of Materials Used in Protective Clothing to Penetration by Synthetic Blood

Withdrawn and replaced with newer version

128

79

ISO 594/2-1998, Conical Fittings With a 6% (Luer) Taper for Syringes, Needles and Certain Other Medical Equipment—Part 2: Lock Fittings

Withdrawn and replaced with newer version

129

E. Materials

36

ASTM F1801-97 (2004), Standard Practice for Corrosion Fatigue Testing of Metallic Implant Materials

Withdrawn and replaced with newer version

103

51

ASTM F1108-04, Standard Specification for Titanium-6Aluminum-4Vanadium Alloy Castings for Surgical Implants (UNS R56406)

Withdrawn and replaced with newer version

104

69

Title: ISO 5832-10: 1996, Implants for Surgery—Metallic Materials—Part 10: Wrought Titanium 5-Aluminum 2,5-Iron

Withdrawn

70

Title: ASTM F2052-02, Standard Test Method for Measurement of Magnetically Induced Displacement Force on Medical Devices in the Magnetic Resonance Environment

Error in October 4, 2004

Federal Register

Notice (69 FR 59240) (Recognition List Number: 011) [Docket No. 2004N-0226]—not withdrawn

70

96

ASTM F1635-04(a), Standard Test Method for In Vitro Degradation Testing of Hydrolytically Degradable Polymer Resins and Fabricated Forms for Surgical Implants

Withdrawn and replaced with newer version

105

F. Ophthalmic

5

ISO 9363-1: 1994, Optics and Optical Instruments—Contact Lenses—Determination of Cytotoxicity of Contact Lens Material—Part 1: Agar Overlay Test and Growth Inhibition Test

Withdrawn

14

ANSI Z80.20-2004, Ophthalmics—Contact Lenses—Standard Terminology, Tolerances, Measurements and Physicochemical Properties

Withdrawn and replaced with newer version

34

15

ISO 9394:1998, Ophthalmic Optics—Contact Lenses and Contact Lens Care Products—Determination of Biocompatibility by Ocular Study Using Rabbit Eyes

Title

30

ANSI Z80.7-2002, Ophthalmics—Intraocular Lenses

Title

G. Radiology

1

ANSI PH 2.43-1982, Method for Sensitometry/Medical X-Ray Screen-Film

Title

5

ANSI PH 2.50-1983, Method/Sensitometry Direct-Exposure Medical/Dental

Title

7

IEC/ISO 10918-1: 1994, Information Technology—Digital Compression and Coding of Continuous-Tone Still Images—Part 1: Requirements and Guidelines

Title

8

IEC 60336 (R1993), X-Ray Tube Assemblies for Medical Diagnosis—Characteristics of Focal Spots

Title and standards development organization

14

NEMA MS 5-2003, Determination of Slice Thickness in Diagnostic Magnetic Resonance Imaging

Withdrawn and replaced with newer version

125

22

IEC NEMA XR5-1992 (R1999), Measurement of Dimensions and Properties of Focal Spots of Diagnostic X-Ray Tubes

Withdrawn

23

NEMA XR 10-1986 (R1992, R1998), Measurement of the Maximum Symmetrical Radiation Field From a Rotating Anode X-Ray Tube Used for Medical Diagnosis

Contact person, title, and standards development organization

33

IEC 60601-2-1: 1998, Medical Electrical Equipment—Part 2: Particular Requirements for Medical Electron Accelerators in the Range 1 MeV to 50 MeV

Withdrawn

36

IEC 60601-2-9 (1996-10), Medical Electrical Equipment—Part 2: Particular Requirements for the Safety of Patient Contact Dosimeters Used in Radiotherapy With Electrically Connected Radiation Detectors—ed. 2.0

Title

40

IEC 60601-2-28: 2003, Medical Electrical Equipment—Part 2: Particular Requirements for the Safety of X-Ray Source Assemblies and X-Ray Tube Assemblies for Medical Diagnosis—ed. 1.0

Withdrawn and replaced with newer version

126

42

IEC 60601-2-32: 2003, Medical Electrical Equipment—Part 2: Particular Requirements for the Safety of Associated Equipment of X-Ray Equipment—ed. 1.0

Withdrawn and replaced with newer version

127

50

IEEE N42.13-1993, Calibration and Usage of “Dose Calibrator” Ionization Chambers for the Assay of Radionuclides

Withdrawn and replaced with newer version

128

52

UL 544 (1998), Standard for Medical and Dental Equipment—ed. 4.0

Title

58

ANSI N43.6-1997, Sealed Radioactive Sources, Classification

Title and standards development organization

61

UL 122 (1999), Standard for Photographic Equipment—ed. 4.0

Title

62

UL 187 (1998), Standard for X-Ray Equipment—ed. 7.0

Title

74

NEMA MS 7-1998, Measurement Procedure for Time-Varying Gradient Fields (dB/dt) for Magnetic Resonance Imaging Systems

Withdrawn

75

NEMA NU 1-2004, Performance Measurements of Scintillation Cameras

Withdrawn and replaced with newer version

129

83

IEC 60601-2-37 2004, Medical Electrical Equipment—Part 2-37: Particular Requirements for the Safety of Ultrasonic Medical Diagnostic and Monitoring Equipment Consolidated, ed. 1.1

Withdrawn and replaced with newer version

130

87

IEC 61217 2003, Radiotherapy Equipment—Coordinates, Movements and Scales Consolidated, ed. 1.1

Withdrawn and replaced with newer version

131

90

IEC 60601-2-1 (1998-06), Medical Electrical Equipment—Part 2-1: Particular Requirements for the Safety of Electron Accelerators in the Range 1 MeV to 50 MeV

Title

91

IEC 60601-2-8 (1997-08), Amendment 1—Medical Electrical Equipment—Part 2: Particular Requirements for the Safety of Therapeutic X-Ray Equipment Operating in the Range 10 kV to 1 MV

Title

98

IEC 60731 (2002-06), Amendment 1—Medical Electrical Equipment—Dosimeters With Ionization Chambers as Used in Radiotherapy

Withdrawn and replaced with newer version

132

120

IEC 60601-2-44 (2002-11), Medical Electrical Equipment—Part 2-44: Particular Requirements for the Safety of X-Ray Equipment for Computed Tomography—ed. 2.1

Title

H. Sterility

121

ASTM D4169-04a, Standard Practice for Performance Testing of Shipping Containers and Systems

Extent of recognition

123

ASTM F2096-04, Standard Test Method for Detecting Gross Leaks in Medical Packaging by Internal Pressurization (Bubble Test)

Title

135

ANSI/AAMI ST63: 2002, Sterilization of Health Care Products—Requirements for the Development, Validation and Routine Control of an Industrial Sterilization Process for Medical Devices—Dry Heat

Title

III. Listing of New Entries

The listing of new entries and consensus standards added as modifications to the list of recognized standards under Recognition List Number: 012, follows:

Table 2.

Item No.

Title of Standard

Reference No. and Date

A. General Hospital/General Plastic Surgery

114

Pen-Injectors for Medical Use—Part 1: Pen-Injectors—Requirements and Test Methods

ISO 11608-1: 2000

115

Pen-Injectors for Medical Use—Part 2: Needles—Requirements and Test Methods

ISO 11608-2: 2000

116

Pen-Injectors for Medical Use—Part 3: Finished Cartridges—Requirements and Test Methods

ISO 11608-3: 2000

117

Standard Specification for Blood/Intravenous Fluid/Irrigation Fluid Warmers

ASTM F2172-02

118

Standard Specification for Circulating Liquid and Forced Air Patient Temperature Management Devices

ASTM F2196-02

B. Radiology

121

Ultrasonics—Surgical Systems—Measurement and Declaration of the Basic Output Characteristics, ed. 1.0

IEC 61847: 1998

122

Medical Electrical Equipment—Requirements for the Safety of Radiotherapy Treatment Planning Systems, ed. 1.0

IEC 62083: 2000

123

Ultrasonics—Physiotherapy Systems—Performance Requirements and Methods of Measurement in the Frequency Range 0.5 MHz to 5 MHz, ed. 1.0

IEC 61689: 1996

C. Sterility

144

Standard Test Method for Linear Measurement Using Precision Steel Rule

ASTM F2203-02

e

1

145

Standard Practice for Coating/Adhesive Weight Determination

ASTM F2217-02

146

Standard Test Method of Leaks in Non-Sealed and Empty Medical Packaging Trays by CO

2

Tracer Gas Method

ASTM F2227-02

147

Standard Test Method for Non-Destructive Detection of Leaks in Medical Packaging Which Incorporates Porous Barrier Material by CO

2

Tracer Gas Method

ASTM F2228-02

148

Standard Practice for Evaluation of Chemical Resistance of Printed Inks and Coatings on Flexible Packaging Materials

ASTM F2250-03

149

Standard Test Method for Thickness Measurement of Flexible Packaging Materials

ASTM F2251-03

e

1

150

Standard Practice for Evaluating Ink or Coating Adhesion to Flexible Packaging Materials Using Tape

ASTM F2252-03

151

Standard Test Method for Nondestructive Detection of Leaks in Packages by Vacuum Decay Method

ASTM F2338-04

IV. List of Recognized Standards

FDA maintains the agency's current list of FDA recognized consensus standards in a searchable database that may be accessed directly at FDA's Internet site at

http://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfStandards/search.cfm

.

FDA will incorporate the modifications and minor revisions described in this document into the database and, upon publication in the

Federal Register

, this recognition of consensus standards will be effective. FDA will announce additional modifications and minor revisions to the list of recognized consensus standards, as needed, in the

Federal Register

once a year, or more often, if necessary.

V. Recommendation of Standards for Recognition by FDA

Any person may recommend consensus standards as candidates for recognition under the new provision of section 514 of the act by submitting such recommendations, with reasons for the recommendation, to the contact person (see

FOR FURTHER INFORMATION CONTACT

). To be properly considered, such recommendations should contain, at a minimum, the following information: (1) Title of the standard, (2) any reference number and date, (3) name and address of the national or international standards development organization, (4) a proposed list of devices for which a declaration of conformity to this standard should routinely apply, and (5) a brief identification of the testing or performance or other characteristics of the device(s) that would be addressed by a declaration of conformity.

VI. Electronic Access

In order to receive “Guidance on the Recognition and Use of Consensus Standards” via your fax machine, call the Center for Devices and Radiological Health (CDRH) Facts-On-Demand system at 800-899-0381 or 301-827-0111 from a touch-tone telephone. Press 1 to enter the system. At the second voice prompt, press 1 to order a document. Enter the document number 321 followed by the pound sign. Follow the remaining voice prompts to complete your request.

You may also obtain a copy of “Guidance on the Recognition and Use of Consensus Standards” by using the Internet. CDRH maintains a site on the Internet for easy access to information including text, graphics, and files that you may download to a personal computer with access to the Internet. Updated on a regular basis, the CDRH home page includes the guidance as well as the current list of recognized standards and other standards related documents. After publication in the

Federal Register

, this document announcing “Modification to the List of Recognized Standards, Recognition List Number: 012” will be available on the CDRH home page. You may access the CDRH home page at

http://www.fda.gov/cdrh

.

You may access “Guidance on the Recognition and Use of Consensus Standards,” and the searchable database for FDA recognized consensus standards through the hyperlink at

http://www.fda.gov/cdrh/stdsprog.html

.

This

Federal Register

document on modifications in FDA's recognition of consensus standards is available at

http://www.fda.gov/cdrh/fedregin.html

.

VII. Submission of Comments and Effective Date

Interested persons may submit to the contact person (see

FOR FURTHER INFORMATION CONTACT

) written or electronic comments regarding this document. Two copies of any mailed comments are to be submitted, except that individuals may submit one paper copy. Comments are to be identified with the docket number found in brackets in the heading of this document. FDA will consider any comments received in determining whether to amend the current listing of modifications to the list of recognized standards, Recognition List Number: 012. These modifications to the list or recognized standards are effective upon publication of this notice in the

Federal Register

.

Dated: May 16, 2005.

Linda S. Kahan,

Deputy Director, Center for Devices and Radiological Health.

[FR Doc. 05-10626 Filed 5-26-05; 8:45 am]

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