LOCAL BANKRUPTCY RULES (2026)
Court rules
Ask Donna
What actually matters in this document.
Text
LOCAL BANKRUPTCY RULES
FOR THE DISTRICT OF SOUTH DAKOTA
INDEX OF RULES
Rule
1001-1
Scope of Rules and Sample Forms; Short Title.
PART I
COMMENCEMENT OF CASE; PROCEEDINGS RELATING TO
PETITION AND ORDER FOR RELIEF
Rule
1002-1
1007-1
Petition.
Lists (other than mailing list of creditors), Schedules, Statements, and
Payment Advices; Extension of Time to File.
Mailing List of Creditors.
Amendment of a Petition.
Amendment of a List (other than a mailing list of creditors), Schedule,
or Statement (other than a Statement About Your Social Security
Numbers).
Amendment of Social Security Number.
Amendment of a Mailing List of Creditors.
Supplement Schedule I or J.
Transfer of Case or Adversary Proceeding to Another District.
Change of Venue (Division) within District.
Consolidation of Estates in Joint Case; Consolidation or
Deconsolidation of Estates; Joint Administration.
Death or Incompetency of a Debtor.
Waiver of Pre-petition Credit Counseling or Post-petition Financial
Management Course.
Voluntary Conversion to Chapter 11.
Required Documents upon Conversion of Case From Chapter 13 to
Chapter 7.
Trustee's Report Following Conversion From Chapter 13.
1007-2
1009-1
1009-2
1009-3
1009-4
1009-5
1014-1
1014-2
1015-1
1016-1
1016-2
1017-1
1019-1
1019-2
PART II
OFFICERS AND ADMINISTRATION; NOTICES; MEETINGS;
EXAMINATIONS; ELECTIONS; ATTORNEYS AND ACCOUNTANTS
Rule
2002-1
2002-1A
2002-1B
2002-2
2002-4
2002-5
2003-1
2004-1
2004-2
2014-1
2015-3
2016-1
2016-2
Notices: General and Particular.
Reduced (shortened) Notice.
Limited Notice.
Waiver of Notice of Need to File a Proof of Claim.
Returned Mail or Undeliverable Mail.
Notice of Appearance and Request for Notice.
Meeting of Creditors Under 11 U.S.C. § 341(a).
Content of a Motion Under Fed.R.Bankr.P. 2004.
Filing Transcript of a Rule 2004 Examination.
Employment of Estate Professionals.
Filing Reports.
Disclosure of Compensation.
Fees for Estate Professionals-Standard Application.
2016-3
2016-4
2072-1
2090-1
2091-1
Rule
3003-1
3011-1
3011-2
3015-1A
3015-1B
3015-2
3015-3
3015-4
3015-5
3016-1
3016-2
3016-3
3018-1
3019-1
3019-2
3022-1
3072-1A
3072-1B
Rule
4001-1
4001-2
4001-3
4001-4
4003-1
4003-2
4004-1
4004-2
4007-1
4008-1
Total Legal Fees, Costs, and Expenses for Debtor's Attorneys in
Chapter 13 Cases-Simplified Application.
Administrative Expense other than for Estate Professional.
Debtor's Service of Notice of Bankruptcy Case Filing.
Admission and Practice of Attorneys.
Withdrawal or Substitution of Attorney.
PART III
CLAIMS AND DISTRIBUTION TO CREDITORS AND
EQUITY INTEREST HOLDERS; PLANS
Chapter 11 Deadline to File Proof of Claim or Interest.
Trustee's Responsibility Prior to Depositing Unclaimed Funds.
Payment of Unclaimed Funds.
Chapter 12 Extension of Time to File Plan or Hold Confirmation Hearing.
Chapter 13 Extension of Time to File Plan; Automatic Extension of
Time to Hold Confirmation Hearing.
Chapter 12 or Chapter 13 Required Plan Content.
Chapter 12 or Chapter 13 Confirmation of Plan.
Chapter 12 or Chapter 13 Modification of Plan Before Confirmation.
Chapter 12 or Chapter 13 Modification of Plan After Confirmation.
Chapter 11 Plan Required Content.
Disclosure Statement in a Small Business Case.
Chapter 11 Reductions or Extensions of Time.
Chapter 11 Ballots.
Chapter 11 Modification of Plan Before Confirmation.
Chapter 11 Modification of Plan After Confirmation.
Chapter 11 Discharge and Entry of Final Decree.
Chapter 12 Discharge and Closing Case.
Chapter 13 Discharge and Closing Case.
PART IV
THE DEBTOR: DUTIES AND BENEFITS
Relief From the Automatic Stay or Prohibiting or Conditioning the Use,
Sale, or Lease of Property; Confirming Termination of the Stay.
Authority to Use Cash Collateral.
Authority to Obtain Credit.
Relief From the Codebtor Stay.
Objection to Claimed Exemptions.
Avoiding a Lien on or Other Transfer of Exempt Property.
Extension of Time to File a Denial of Discharge Complaint, a Denial of
Discharge Motion, or a Reaffirmation Agreement or to Defer Entry of
Discharge.
Motion Objecting to Discharge.
Extension of Time to File a Dischargeability Complaint.
Reaffirmation Agreement; Notice of Rescission.
Rule
5001-1
5005-4
5005-5
5005-6
5010-1
5070-1
5071-1
5076-1
5077-1
5080-1
5081-1
Rule
6004-1
6007-1
6070-1
Rule
7001-1
7001-2
7007-1
7010-2
7026-1
7041-1
7054-1
7055-1
7056-1
7069-1
Rule
8007-1
Rule
9001-1
9004-1
9004-2
9004-3
9006-1
9010-1
9014-1
PART V
COURTS AND CLERKS
Receipt and Transmittal of Rent to Lessor Under 11 U.S.C. § 362(l).
Electronic Filing.
Nonpublic Docket Entries.
Documents Received From United States Trustee.
Reopening a Case.
Scheduling a Hearing.
Rescheduling a Hearing, Trial, or Conference.
Electronic Recordings of Hearings or Trials.
Recordings and Transcripts of Hearings or Trials; Filing Transcripts of
Hearings, Trials, Meetings of Creditors, Examinations Under Rule
2004, or Depositions; Redacting Certain Information From Transcripts.
Fees: When Due.
Fees: Form of Payment.
PART VI
COLLECTION AND LIQUIDATION OF THE ESTATE
Sale of Estate Property.
Abandonment of Estate Property.
Payment of Income Tax Refund to Case Trustee.
PART VII
ADVERSARY PROCEEDINGS
Electronic Filing.
Adversary Complaints: Required Content.
Motions in Adversary Proceedings.
Caption for Documents in Adversary Proceedings.
Discovery.
Agreements in Adversary Proceedings.
Judgment Costs.
Default Judgment.
Summary Judgment.
Filing a Satisfaction of Judgment.
PART VIII
BANKRUPTCY APPEALS
Record on Appeal.
PART IX
GENERAL PROVISIONS
Definitions.
General Requirements for Documents Submitted for Filing.
Captions for Documents in a Bankruptcy Case.
Filing and Serving Documents; Certificates of Service.
Extending Time.
Notice of Appearance.
Objection or Other Response in Contested Matter.
9014-2
9014-3
9014-4
9019-1
9021-1
9022-1
9037-1
9070-1
9072-1
9074-1
Withdrawal of Document.
Discovery in a Contested Matter.
Dispositive Motion Regarding Contested Matter.
Agreements.
Service of Orders; Orders upon Default or Satisfaction of a Condition.
Notice of Judgments and Orders.
Substituting a Redacted Document or a Redacted Proof of Claim.
Exhibits.
Proposed Orders.
Telephonic Hearings or Conferences.
INDEX OF APPENDICES
Appendix 1A
Appendix 1B
Appendix 1C
Appendix 1D
Appendix 1E
Appendix 1F
Appendix 1G
Appendix 1H
Appendix 1I
Appendix 1J
Appendix 1K
Appendix 1L
Appendix 1M
Appendix 1N
Appendix 1O
Appendix 2A
Appendix 2B
Appendix 2C
Appendix 2D
Appendix 2E
Appendix 2F
Appendix 2G
Appendix 2H
Appendix 2I
Appendix 2J
Appendix 2K
Appendix 2L
Appendix 2M
Appendix 2N-1
Appendix 2N-2
Appendix 2O-1
Appendix 2O-2
Appendix 2P-1
Appendix 2P-2
Appendix 2Q
PART I
Filing Requirements for Voluntary Cases Filed Under Chapters 7,
11, 12, or 13.
Statement Regarding Payment Advices.
Statement of Corporate Ownership.
Chapter 11 Small Business Debtor's Statement Pursuant to 11
U.S.C. § 1116(1).
Individual Debtor's Statement of Interest in an Education
Individual Retirement Account, Qualified ABLE Program, or
Under a Qualified State Tuition Program Pursuant to 11 U.S.C.
§ 521(c).
Format for Mailing List of Creditors.
Notice of Amendment of Petition.
Notice of Amendment of Schedule.
Notice of Amendment of Statement.
Amendment of Mailing List and Notice of Amendment
(combined).
Amendment of Social Security Number and Notice of
Amendment (combined).
Counties within a Division, District of South Dakota.
Schedule of Required Disclosures after Conversion.
Notice of Change of Party Information (Address or Name).
Motion for Waiver of Credit Counseling and Financial
Management Course.
PART II
General Notice.
Notice of Objection to Claim.
Repealed.
Notice of Telephonic Confirmation Hearing on Chapter 12 or
Chapter 13 Plan.
Repealed.
Notice of Motion to Sell Property of the Estate.
Notice of Application for Fees.
Motion for Reduced (shortened) Notice.
Motion to Limit Notice.
Certificate of Service Regarding Returned or Undeliverable Mail.
Statement Regarding Undeliverable or Returned Mail.
Disclosure of Compensation in a Chapter 7 Case.
Disclosure of Compensation in a Chapter 11, 12, or 13 Case.
Supplemental Disclosure of Compensation (sample 1).
Supplemental Disclosure of Compensation (sample 2).
Application for Fees by Estate Professional-Standard
Application.
Application for Total Legal Fees, Costs, and Expenses for
Debtor's Attorneys in Chapter 13 Cases-Simplified Application.
Order Awarding Fees-Standard Application.
Order Awarding Fees, Costs, and Expenses-Simplified
Application.
Order Authorizing Substitution of an Attorney of Record.
Appendix 2R
Appendix 2S
Appendix 2T
Appendix 2U
Appendix 3A
Appendix 3B
Appendix 3C
Appendix 3D
Appendix 3E
Appendix 3F
Appendix 3G
Appendix 3H
Notice of Hearing on Motion by Debtor's Attorney to Withdraw
From Representation.
Order Authorizing Attorney to Withdraw From Representation.
Request to Receive Electronic Notice.
Request for Discontinuance of Notice.
PART III
Chapter 12 or Chapter 13 Plan.
Repealed.
Repealed.
Order Modifying Confirmed Chapter 11, Chapter 12, or Chapter
13 Plan.
Statement for Submission of Sample Ballots in a Chapter 11
Case.
Chapter 11, Chapter 12, or Chapter 13 Individual Debtor's
Certification and Request for Discharge.
Chapter 11 or 12 Nonindividual (Business) Debtor's Certification
and Request for Discharge.
Application for Payment of Unclaimed Funds.
Appendix 4H
Appendix 4I
Appendix 4J
Appendix 4K
Appendix 4L
Appendix 4M
PART IV
Order Granting Relief From the Automatic Stay (uncontested).
Motion for Authority to Use Cash Collateral.
Motion for Authority to Use Cash Collateral and Request for a
Preliminary Hearing.
Order Granting Preliminary Authority to Use Cash Collateral.
Order Granting Final Authority to Use Cash Collateral.
Motion for Authority to Obtain Credit.
Motion for Authority to Obtain Credit and Request for
Preliminary Hearing.
Order Granting Preliminary Authority to Obtain Credit.
Order Granting Final Authority to Obtain Credit.
Motion to Avoid Certain Liens Under § 522(f).
Order Avoiding Certain Liens.
Supplement to Reaffirmation Agreement.
Notice of Rescission of Reaffirmation Agreement.
Appendix 6A
Appendix 6B
Appendix 6C
Appendix 6D
PART VI
Notice of Proposed Sale of Property Under $2,500.00.
Report of Sale.
Notice of Proposed Abandonment.
Order Compelling Abandonment.
Appendix 7A
Appendix 7B
Appendix 7C
PART VII
Adversary Proceeding Caption.
Order Directing Entry of Default Judgment.
Default Judgment.
Appendix 9A
Appendix 9B
Appendix 9C
Appendix 9D
PART IX
Bankruptcy Case Caption (individual debtor).
Bankruptcy Case Caption (joint debtors).
Bankruptcy Case Caption (nonindividual or business debtor).
Certificate of Service.
Appendix 4A
Appendix 4B
Appendix 4C
Appendix 4D
Appendix 4E
Appendix 4F
Appendix 4G
Appendix 9E
Appendix 9F
Appendix 9G
Appendix 9H
Appendix 9I
Appendix 9J
Appendix 9K
Appendix 9L
Withdrawal of Document.
Agreed Order.
Witness and Exhibit List.
Index for Exhibit Notebook for Evidentiary Hearing or Trial.
Orders Prepared by the Court.
Certificate of Service of a Proposed Order Under Bankr. D.S.D.
R. 9072-1(c).
Signatures Complying with Bankr. D.S.D. R. 9004-1(a)(5)(C)(i).
Signatures Complying with Bankr. D.S.D. R. 9004-1(a)(5)(C)(ii).
Rule 1001-1. Scope of Rules and Sample Forms; Short Title.
These local rules and appendices govern procedures for bankruptcy cases and
adversary proceedings filed in the District of South Dakota under Title 11 of the
United States Code. They are effective July 13, 2026. They shall be cited using
"Bankr. D.S.D. R.," e.g., Bankr. D.S.D. R. 4001-1(b).
Rule
1002-1
1007-1
1007-2
1009-1
1009-2
1009-3
1009-4
1009-5
1014-1
1014-2
1015-1
1016-1
1016-2
1017-1
1019-1
1019-2
PART I
COMMENCEMENT OF CASE; PROCEEDINGS RELATING TO
PETITION AND ORDER FOR RELIEF
Petition.
Lists (other than mailing list of creditors), Schedules, Statements, and
Payment Advices; Extension of Time to File.
Mailing List of Creditors.
Amendment of a Petition.
Amendment of a List (other than a mailing list of creditors), Schedule,
or Statement (other than a Statement About Your Social Security
Numbers).
Amendment of Social Security Number.
Amendment of a Mailing List of Creditors.
Supplement Schedule I or J.
Transfer of Case or Adversary Proceeding to Another District.
Change of Venue (Division) within District.
Consolidation of Estates in Joint Case; Consolidation or
Deconsolidation of Estates; Joint Administration.
Death or Incompetency of a Debtor.
Waiver of Pre-petition Credit Counseling or Post-petition Financial
Management Course.
Voluntary Conversion to Chapter 11.
Required Documents upon Conversion of Case From Chapter 13 to
Chapter 7.
Trustee's Report Following Conversion From Chapter 13.
Rule 1002-1. Petition.
(a) Form. A petition shall conform to the appropriate official form and shall be
typewritten. Only the original petition shall be filed (no copies).
(b) Other names used. In the answer to question 2 of the petition, an individual
debtor shall include married and maiden names and any assumed, trade names and
doing business as names. In the answer to question 4 of the petition, an individual
debtor shall include any Employer Identification Number for a business the debtor
presently operates as a sole proprietorship or previously operated as a sole
proprietorship within eight years before filing the petition. In the answer to question
12 of the petition, an individual debtor shall include the business name and location
only of a sole proprietorship the debtor presently operates. Any sole proprietorship
listed in a debtor's answer to question 12 shall also be listed in the debtor's answer
to question 2.
REFERENCES: 11 U.S.C. §§ 301 and 303; Fed.Rs.Bankr.P. 1002, 1005, 1006, 9004,
9009, and 9011; Official Forms 101, 101A, 101B, 105, 201, 201A, 202, and 205.
Practice Pointers: A checklist of filing requirements for each chapter may be found
at Appendix 1A.
Always set forth an individual debtor's full legal name, including the debtor's full
middle name, on a petition. If the debtor does not have a middle name, indicate that
on the petition with "nmn." Do not include a corporation, a partnership, a limited
liability company, or any other formal legal entity or organization in any answer to a
question on the petition for an individual debtor.
If a married couple files a joint petition, only one joint debtor should be reflected on
the petition as previously or presently operating a particular business as a sole
proprietorship. If both joint debtors are associated with the same business, it
indicates the couple operated the business as a partnership, not a sole proprietorship.
However, a partnership is a legal entity that must file a separate petition to obtain
bankruptcy relief.
When a partnership, corporation, or other formal legal entity is the debtor, set forth
its full legal name on the petition, including any punctuation. For example, do not
list the debtor as just "Bob's Café" if the business entity's full legal name is "Bob's
Café and Catering, L.L.P." If appropriate, "Bob's Café" may be listed on the petition
as an assumed name, a trade name, or a "doing business as" name for "Bob's Café
and Catering, L.L.P."
Rule 1007-1. Lists (other than mailing list of creditors), Schedules, Statements, and
Payment Advices; Extension of Time to File.
(a) Form.
(1) Lists (other than mailing list of creditors), schedules, and statements. All
lists (other than the mailing list of creditors), schedules, and statements shall
conform to the official forms and be typewritten. A creditor shall be listed at
the creditor's own address and shall not be listed only in care of its attorney
at the attorney's address.
(2) Payment advices. Payment advices (also known as wage or earnings
statements) shall be attached to a signed and dated statement that conforms
to Appendix 1B.
(b) Non-disclosure of personal data identifiers. The debtor is solely responsible for
redacting any personal data identifiers that may appear in the documents governed
by this rule. The Clerk shall have no responsibility for doing so and no liability for
not doing so.
(1) Minor children or other dependents. Unless otherwise ordered, a debtor
shall disclose only the relationship (e.g., "child" or "parent"), not the full name
or initials, of any dependent and only the age of the dependent, not the full
date of birth of the dependent.
(2) Social Security number. A debtor represented by an attorney shall disclose
his full Social Security number only through the electronic petition filing
process. A debtor not represented by an attorney shall file an Official Form
121, Statement About Your Social Security Numbers, with his petition. If a
debtor needs to disclose a Social Security number in any other document
governed by this rule, the debtor shall list only the last four digits. Unless
otherwise ordered, a debtor shall not disclose the Social Security number of a
dependent.
(3) Account numbers. Unless otherwise ordered, a debtor shall include only
the last four digits of any account number on schedule D, schedule E/F, or any
other document governed by this rule.
(c) Documents filed only by an individual debtor. Notwithstanding any suggestion to
the contrary in the Federal Rules of Bankruptcy Procedure, only an individual debtor
shall file Official Forms 106C, 106I, 106J, 106J-2, 122A-1, 122A-1Supp, 122A-2,
122B, 122C-1, or 122C-2, the payment advices described in Fed.R.Bankr.P.
1007(b)(1)(E) and paragraph (a)(2) above, and the record of any interest the debtor
has in an account or program of the type specified in 11 U.S.C. § 521(c).
(d) Submission. Only the original of each list, schedule, and statement shall be filed
with the Court (no copies).
(e) Extension of time to file.
(1) Motion and service. A motion to extend the time to file a list, schedule,
statement, or payment advices shall be filed before the existing deadline set
by 11 U.S.C. § 521 or § 1106(a)(2), Fed.R.Bankr.P. 1007 or 7007.1(b), or an
order has expired and shall state the cause for the extension requested and
the specific extension requested (e.g., "until April 1, 2023"). Absent exigent
circumstances, the motion should not request an extension to a date that is
fewer than three days before the meeting of creditors under 11 U.S.C.
§ 341(a). The motion shall constitute notice of the extension sought and shall
be served on parties in interest not electronically served.
(2) Objection. Any objection or other response to a motion to extend the time
to file a list, schedule, statement, or payment advices shall be filed with the
Court within seven days after the motion is filed with the Court and served on
the movant and any other party in interest not electronically served.
(f) Statement of corporate ownership. A corporate debtor under any chapter shall
file the statement of corporate ownership required by Fed.R.Bankr.P. 1007(a)(1)
using the form at Appendix 1C.
(g) Chapter 11 statement under 11 U.S.C. § 1116(1). A debtor in a small business
chapter 11 case and a debtor who has elected to be a debtor under subchapter V of
chapter 11 shall file a statement regarding certain business records using the form
at Appendix 1D and attach thereto, when applicable, the business records required
by 11 U.S.C. § 1116(1)(A).
(h) Record of interest in certain education related accounts and programs. An
individual debtor shall file a record of any interest the debtor has in an education
individual retirement account, a qualified ABLE program, or a qualified state tuition
program, as defined in 11 U.S.C. § 521(c), by attaching the record(s) to the form at
Appendix 1E.
REFERENCES: 11 U.S.C. §§ 341, 521, and 1116; 26 U.S.C. §§ 529(b)(1) and
530(b)(1); Fed.Rs.Bankr.P. 1007, 9004, and 9037; Official Forms 106A/B, 106C,
106D, 106E/F, 106G, 106H, 106I, 106J, 106J-2, 107, 108, 121, 122A-1, 122A1Supp, 122A-2, 122B, 122C-1, 122C-2, 206A/B, 206D, 206E/F, 206G, 206H, and
207.
Practice Pointer: A checklist of filing requirements for each chapter may be found at
Appendix 1A.
Rule 1007-2. Mailing List of Creditors. A debtor not represented by an attorney
shall file, with the petition, a mailing list of creditors that includes the full name and
the full mailing address for each creditor and any other party in interest that has been
or will be listed on the debtor's schedules D, E/F, G, and H, excluding the debtor,
any case trustee, and the United States Trustee. The mailing list of creditors shall
strictly conform to the guidelines, the sample mailing list, and the "Trouble Sheet"
at Appendix 1F. If a debtor not represented by an attorney has more than ten
creditors, the debtor shall also submit the mailing list of creditors electronically, as
may be directed by the Bankruptcy Clerk.
REFERENCES: 11 U.S.C. § 521(a)(1)(A); Fed.R.Bankr.P. 1007(a).
Rule 1009-1. Amendment of a Petition.
(a) Required documents. If a petition contains information that is incorrect or
incomplete as of the petition date, excluding a Social Security number, the debtor
shall file:
(1) an amended petition, using the appropriate official form, and checking the
"amended filing" box at the top right of the first page; and
(2) a notice of amendment that conforms to Appendix 1G and states each
change from the original petition that is being made in the amended petition.
(b) Service. If the amended petition is filed before the Clerk generates the notice of
bankruptcy case filing, the debtor shall serve the notice of amendment on parties in
interest not electronically served. If the amended petition is filed after the Clerk
generates the notice of bankruptcy case filing, the debtor shall serve the notice of
amendment on all creditors and other parties in interest not electronically served.
REFERENCE: Fed.R.Bankr.P. 1009.
Practice Pointer: An amendment of a list (other than a mailing list of creditors),
schedule, or statement (other than a Statement About Your Social Security Numbers,
Official Form 121) is governed by Bankr. D.S.D. R. 1009-2. An amendment of a
Social Security number is governed by Bankr. D.S.D. R. 1009-3. An amendment of
a mailing list of creditors is governed by Bankr. D.S.D. R. 1009-4.
Rule 1009-2. Amendment of a List (other than a mailing list of creditors), Schedule,
or Statement (other than a Statement About Your Social Security Numbers).
(a) Required documents. If a list (other than a mailing list of creditors), schedule, or
statement (other than a Statement About Your Social Security Numbers, Official
Form 121) contains information that is incorrect or incomplete as of the petition date,
the debtor shall file:
(1) an amended list, schedule, or statement, using the appropriate official
form, if any, and checking the "amended filing" box at the top right of the first
page of the list, schedule, or statement, if such a box is provided. If the list,
schedule, or statement to be amended does not have a box by which its
amended nature may be designated, the document shall be labeled
"AMENDED" in the title of the document. If the official form for the list,
schedule, or statement to be amended does not include a signature page, the
debtor shall include, as the last page of the amended list, schedule, or
statement, a fully completed Declaration About an Individual Debtor's
Schedules (Official Form 106Dec) or a fully completed Declaration Under
Penalty of Perjury for Non-Individual Debtors (Official Form 202).
(2) a notice of amendment that conforms to Appendix 1H or Appendix 1I and
states each change from the original document that is being made in the
amended document.
(b) Service of the notice. The debtor shall serve the notice of amendment on parties
in interest not electronically served, including any creditor being added or deleted by
the amendment or whose claim is being modified by the amendment, except when
a schedule C is amended the debtor shall serve the notice of amendment on all
creditors and other parties in interest not electronically served.
REFERENCES: Fed.Rs.Bankr.P. 1007, 1008, and 1009.
Practice Pointers: An amendment of a Social Security number is governed by Bankr.
D.S.D. R. 1009-3. An amendment of a mailing list of creditors is governed by Bankr.
D.S.D. R. 1009-4.
A debtor does not need to amend both the mailing list of creditors and a schedule.
If a creditor was omitted from a schedule or if the claim information on a schedule
for a particular creditor is incorrect, the debtor should file an amended schedule and
the Clerk will update the mailing list of creditors, if necessary. If the creditor and the
creditor's claim were correctly included on the appropriate schedule but the creditor's
name or address was missing from the mailing list of creditors or if the address was
listed incorrectly on the mailing list of creditors, the debtor should amend only the
mailing list of creditors.
Rule 1009-3. Amendment of Social Security Number.
(a) Required content. If a debtor needs to correct a Social Security number that was
either electronically uploaded with a petition or set forth in a Statement About Your
Social Security Numbers, the debtor shall file a combined amendment and notice of
amendment that conforms to Appendix 1K. The amendment shall specifically state
the change being made, and in the case of joint debtors, shall identify the debtor
associated with the number being corrected.
(b) Service. If the amendment is filed before the Clerk generates the notice of
bankruptcy case filing, the debtor shall serve the combined amendment and notice
of amendment on parties in interest not electronically served. If the amendment is
filed after the Clerk generates the notice of bankruptcy case filing, the debtor shall
serve the combined amendment and notice of amendment on all creditors and other
parties in interest not electronically served.
REFERENCE: Fed.R.Bankr.P. 1009.
Practice Pointer: To foster privacy of a debtor's full Social Security number, this
amendment and notice of amendment will not be available for viewing on the public
docket.
Rule 1009-4. Amendment of a Mailing List of Creditors.
(a) By a debtor. If a debtor needs to correct the mailing list of creditors that was
either electronically uploaded when the case was commenced or filed pursuant to
Bankr. D.S.D. R. 1007-2, the debtor shall file a combined amendment and notice of
amendment that conforms to Appendix 1J. The amendment shall specifically state
each change being made. The debtor shall serve the combined amendment and
notice of amendment on parties in interest not electronically served.
(b) By a creditor or other party in interest. A creditor or other party in interest shall
correct its name or address on the mailing list of creditors by filing a signed and dated
notice that conforms to Appendix 1N.
REFERENCES 11 U.S.C. § 521(a)(1)(A); Fed.Rs.Bankr.P. 1007(a)(1) and 1009(a).
Practice Pointers: A debtor does not need to amend both the mailing list of creditors
and a schedule. If a creditor was omitted from a schedule or if the claim information
on a schedule for a particular creditor is incorrect, the debtor should file an amended
schedule and the Clerk will update the mailing list of creditors, if necessary. If the
creditor and the creditor's claim were correctly included on the appropriate schedule
but the creditor's name or address was missing from the mailing list of creditors or
if the address was listed incorrectly on the mailing list of creditors, the debtor should
amend only the mailing list of creditors.
A debtor does not need to amend the mailing list of creditors or a schedule when an
undeliverable document is returned to the debtor or the debtor's attorney or when
the debtor or the debtor's attorney receives a notice from the Bankruptcy Noticing
Center that a document is undeliverable. When a document is undeliverable, the
debtor should instead comply with Bankr. D.S.D. R. 2002-4.
Rule 1009-5. Supplement Schedule I or J. If an individual debtor in a chapter 11,
chapter 12, or chapter 13 case wants to show or is directed by the Court to show a
post-petition change in income or a post-petition change in expenses in support of a
proposed plan, a motion, or a response, the debtor shall file the fully completed
schedule I or schedule J using the appropriate official form, checking the box at the
top right of the first page of the schedule indicating it is a supplement showing postpetition income or expenses, inserting the date on which the information in the
supplement schedule was determined, and attaching as the last page of the
supplement schedule a fully completed Declaration About an Individual Debtor's
Schedules (Official Form 106Dec). The debtor shall serve the supplement schedule
I or the supplement schedule J on parties in interest not electronically served and on
any party requesting a copy.
REFERENCES: Official Forms 106I and 106J.
Practice Pointers: A debtor should file an amended schedule I or an amended
schedule J if information in the original schedule was incorrect as of the petition
date. An amendment of a schedule is governed by Bankr. D.S.D. R. 1009-2. If
information in a schedule I or a schedule J has changed post-petition, a chapter 12
or a chapter 13 debtor may file a supplement schedule I or a supplement schedule J
to reflect those changes.
Although Official Forms 106I and 106J only reference a chapter 13 case with the
check box for a supplement schedule, the official forms may be used to file a
supplement schedule I or a supplement schedule J in either a chapter 12 or a chapter
13 case.
A chapter 12 or a chapter 13 debtor may reference a supplement schedule I or a
supplement schedule J in a proposed plan, a motion, or a response but is not required
to attach the supplement schedule to the proposed plan, the motion, or the response.
However, if a debtor references a supplement schedule I or a supplement schedule J
in a proposed plan, a motion, or a response, the debtor should have already filed the
supplement schedule or the debtor must file the supplement schedule at the same
time the proposed plan, the motion, or the response is filed.
Rule 1014-1. Transfer of Case or Adversary Proceeding to Another District. A
motion to transfer a case or adversary proceeding to another district shall state the
cause for such relief and shall be served with a notice of motion on all creditors and
other parties in interest not electronically served. The notice shall conform to Bankr.
D.S.D. R. 2002-1(a) and shall set forth a last date (month, day, year) for filing an
objection or other response that is 14 days after service of the motion and the notice
of motion.
REFERENCES: 28 U.S.C. §§ 1408, 1409, and 1412; Fed.R.Bankr.P. 1014.
Practice Pointer: If any party is served by mail or under the provisions of Fed.R.Civ.P.
5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the notice period
stated above shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 1014-2. Change of Venue (Division) within District. A motion to change the
venue of a case or an adversary proceeding to another division within this district
shall state the cause for such relief and shall be served with a notice of motion on
all creditors and other parties in interest not electronically served. The notice shall
conform to Bankr. D.S.D. R. 2002-1(a) and shall set forth a last date (month, day,
year) for filing an objection or other response that is 14 days after service of the
motion and the notice of motion.
Practice Pointers: A list of the counties within each division of the District of South
Dakota, the Bankruptcy Court sites, and the Bankruptcy Clerk's offices may be found
at Appendix 1L.
If any party is served by mail or under the provisions of Fed.R.Civ.P. 5(b)(2)(D) [leave
with clerk] or (F) [other means consented to], the notice period stated above shall be
increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 1015-1.
Consolidation of Estates in Joint Case; Consolidation or
Deconsolidation of Estates; Joint Administration.
(a) Joint case. Unless otherwise ordered, the estates in a joint case filed under 11
U.S.C. § 302(a) are substantively consolidated for all purposes pursuant to 11 U.S.C.
§ 302(b).
(b) Motion to substantively consolidate or to deconsolidate.
A motion to
substantively consolidate two or more estates under Fed.R.Bankr.P. 1015(b) or a
motion to deconsolidate the estates of joint debtors or other estates previously
consolidated shall state the cause for such relief and shall be served with a notice of
motion on all creditors and other parties in interest not electronically served. The
notice shall conform to Bankr. D.S.D. R. 2002-1(a) and shall set forth a last date
(month, day, year) for filing an objection or other response that is 21 days after
service of the motion and the notice of motion.
(c) Motion regarding joint administration. A motion to jointly administer two or more
cases or a motion to discontinue the joint administration of two or more cases
previously joined shall state the cause for such relief and shall be served with a notice
of motion on all creditors and other parties in interest not electronically served. The
notice shall conform to Bankr. D.S.D. R. 2002-1(a) and shall set forth a last date
(month, day, year) for filing an objection or other response that is 21 days after
service of the motion and the notice of motion.
REFERENCES: 11 U.S.C. § 302; Fed.Rs.Bankr.P. 1015 and 2009.
Practice Pointers: Substantive consolidation and joint administration are distinct legal
procedures. Under joint administration, the estates are not combined, but the
separate cases are handled under one docket for convenience and efficiency.
Separate accounts are kept, and a separate distribution of nonexempt assets is made
to creditors. Fed.R.Bankr.P. 2009(e). When cases involving different debtors are
substantively consolidated, the bankruptcy estates are combined into one, and only
a single distribution to all the creditors from all the consolidated cases is made from
all the consolidated assets. Although no Bankruptcy Code section or federal rule
specifically governs substantive consolidation, some courts rely on 11 U.S.C.
§ 105(a) for authority. See In re Glen J. Brinkman, Bankr. No. 94-30004, slip op.
(Bankr. D.S.D. June 20, 1994).
When either substantive consolidation or joint administration is sought, a motion
needs to be filed in each affected case and all creditors and other parties in interest
in each case shall be served.
If any party is served by mail or under the provisions of Fed.R.Civ.P. 5(b)(2)(D) [leave
with clerk] or (F) [other means consented to], the notice periods stated above shall
be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 1016-1. Death or Incompetency of a Debtor.
(a) Death of a debtor–administration of case continues. If a debtor dies during the
administration of a case but the administration of the case can continue as provided
by Fed.R.Bankr.P. 1016, the debtor's attorney or a legally appointed representative
of the debtor's testate or intestate estate shall file a statement advising the Court of
the debtor's death and setting forth the date of death, the date any legal
representative was appointed, and the contact information for any legally appointed
representative. The statement shall be served on parties in interest not electronically
served.
(b) Death of a debtor–administration of case cannot continue. If a debtor dies during
the administration of the case and the administration of the case cannot continue,
the debtor's attorney, the case trustee, or a legally appointed representative of the
debtor's testate or intestate estate shall move to dismiss the case.
(c) Incompetency of a debtor. If a debtor becomes incompetent during the
administration of the case, the guardian or conservator appointed for the debtor shall
file a statement advising the Court of the debtor's incompetency and setting forth
the date the guardian or conservator was appointed and the contact information for
the guardian or conservator. A copy of the guardianship or conservatorship order
shall be attached to the statement. The statement shall be served on parties in
interest not electronically served.
REFERENCES: 11 U.S.C. §§ 707, 1112, 1208, and 1307; Fed.R.Bankr.P. 1016.
Practice Pointer: Most often, a legal representative appointed for a deceased debtor
or a guardian or conservator appointed for an incompetent debtor will need to retain
an attorney admitted to the federal bar for this district to assist in complying with
this rule and filing the necessary documents. The representative, guardian, or
conservator may file the documents required by this rule only if he or she is an
attorney admitted to the federal bar for this district.
Rule 1016-2. Waiver of Pre-petition Credit Counseling or Post-petition Financial
Management Course. A motion under 11 U.S.C. § 109(h)(4) seeking a waiver of the
pre-petition credit counseling required by 11 U.S.C. §§ 109(h)(1) and 521(b), the
post-petition financial management course required by 11 U.S.C. § 727(a)(11),
§ 1141(d)(3)(C), or § 1328(g)(1), or both shall substantially conform to
Appendix 1O, be signed by the debtor's attorney, and be served with a notice of
motion on parties in interest not electronically served. The notice shall conform to
Bankr. D.S.D. R. 2002-1(a) and Appendix 2A and shall set forth a last date (month,
day, year) for filing an objection or other response that is seven days after service of
the motion and the notice of motion.
REFERENCES:
11 U.S.C. §§ 109(h), 521(b), 727(a)(11), 1141(d)(3)(C), and
1328(g)(1); Fed.R.Bankr.P. 1007(c).
Practice Pointers:
When a waiver of the pre-petition credit counseling is sought, the motion should be
filed the same day the petition is filed. Unless the debtor's disability is temporary,
the motion should seek the waiver of both the credit counseling and the financial
management course. If the death or disability of a debtor occurs after the petition
date but before the debtor has completed the financial management course, the
debtor's attorney should promptly file a motion for a waiver of the financial
management course.
A guardian or a person holding a power of attorney may not complete either the prepetition credit counseling or the post-petition financial management course for a
debtor.
If any party is served by mail or under the provisions of Fed.R.Civ.P. 5(b)(2)(D) [leave
with clerk] or (F) [other means consented to], the notice period stated above shall be
increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 1017-1. Voluntary Conversion to Chapter 11. Any debtor voluntarily seeking
conversion of the debtor's case from chapter 7, 12, or 13 to chapter 11 shall state
in the motion to convert whether the debtor qualifies as a small business debtor as
defined by 11 U.S.C. § 101(51C) and (51D) and whether the debtor elects to
proceed under subchapter V of chapter 11.
Rule 1019-1. Required Documents upon Conversion of Case From Chapter 13 to
Chapter 7.
(a) Financial status documents. A debtor whose case is converted from chapter 13
to chapter 7 shall, on or before the 14th day after the entry of the notice of
conversion or the order of conversion, file and serve on parties in interest not
electronically served the documents set forth below. The debtor may combine the
information required by paragraphs (4) and (5) in one document titled Schedule of
Required Disclosures after Conversion that conforms to Appendix 1M:
(1) a Chapter 7 Statement of Your Current Monthly Income (Official Form
122A-1 and, if appropriate, Official Forms 122A-1Supp or 122A-2) that sets
forth the debtor's financial circumstances as of the petition date;
(2) if a debtor believes he or she is exempt from a presumption of abuse, a
Statement of Exemption from Presumption of Abuse Under § 707(b)(2)
(Official Form 122A-1Supp);
(3) if a debtor indicates on the Chapter 7 Statement of Your Current Monthly
Income (Official Form 122A-1), line 14b, there is a presumption of abuse, a
Chapter 7 Means Test Calculation (Official Form 122A-2);
(4) a schedule of either unpaid debts incurred after the filing of the petition
and before conversion of the case, as set forth in Fed.R.Bankr.P. 1019(5)(B)(i),
or if a plan was confirmed, unpaid debts incurred after confirmation but before
conversion, as set forth in Fed.R.Bankr.P. 1019(5)(C)(ii). If more than five
creditors are listed in this schedule, the debtor, regardless of whether the
debtor is represented by counsel, shall attach to the schedule a mailing list of
creditors that conforms to Appendix 1F of these local rules;
(5) if the case was converted after confirmation of a plan,
(A) and the Court has determined 11 U.S.C. § 348(f)(2) applies, a
schedule of property acquired after the filing of the petition but before
conversion, as set forth in Fed.R.Bankr.P. 1019(5)(C)(i); and
(B) a schedule of executory contracts and unexpired leases entered into
or assumed after the filing of the petition but before conversion, as set
forth in Fed.R.Bankr.P. 1019(5)(C)(iii); and
(6) a supplement schedule I and a supplement schedule J that comply with
Bankr. D.S.D. R. 1009-5 and set forth the debtor's financial circumstances as
of the conversion date.
(b) Statement of intention. A debtor whose case is converted from chapter 13 to
chapter 7 shall, on or before the 30th day after the entry of the notice of conversion
or the order of conversion or before the first date set for the chapter 7 meeting of
creditors, whichever is earlier, file and serve on parties in interest not electronically
served a Statement of Intention for Individuals Filing Under Chapter 7 (Official Form
108).
Rule 1019-2. Trustee's Report Following Conversion From Chapter 13. If a chapter
13 case converts to a chapter 7 case, the chapter 13 trustee shall file a final report
and account and transmit it to the United States Trustee on or before the later of 30
days after the date of conversion or 45 days after all checks or other forms of
payment issued pre-conversion by the chapter 13 trustee have either been negotiated
by the payee or cancelled by the chapter 13 trustee.
PART II
OFFICERS AND ADMINISTRATION; NOTICES; MEETINGS;
EXAMINATIONS; ELECTIONS; ATTORNEYS AND ACCOUNTANTS
Rule
2002-1
2002-1A
2002-1B
2002-2
2002-4
2002-5
2003-1
2004-1
2004-2
2014-1
2015-3
2016-1
2016-2
2016-3
2016-4
2072-1
2090-1
2091-1
Notices: General and Particular.
Reduced (shortened) Notice.
Limited Notice.
Waiver of Notice of Need to File a Proof of Claim.
Returned Mail or Undeliverable Mail.
Notice of Appearance and Request for Notice.
Meeting of Creditors under 11 U.S.C. § 341(a).
Content of a Motion Under Fed.R.Bankr.P. 2004.
Filing Transcript of a Rule 2004 Examination.
Employment of Estate Professionals.
Filing Reports.
Disclosure of Compensation.
Fees for Estate Professionals-Standard Application.
Total Legal Fees, Costs, and Expenses for Debtor's Attorneys in
Chapter 13 Cases-Simplified Application.
Administrative Expense other than for Estate Professional.
Debtor's Service of Notice of Bankruptcy Case Filing.
Admission and Practice of Attorneys.
Withdrawal or Substitution of Attorney.
Rule 2002-1. Notices: General and Particular.
(a) General notice. A notice of a motion, application, or other request for relief,
including a notice of an objection to claimed exempt property (but excluding a notice
of an objection to the allowance of a claim, a notice of a confirmation hearing in a
chapter 12 or chapter 13 case, a notice of an application for fees, and a notice of a
motion to approve a sale of estate property) shall conform to Appendix 2A; shall
include the last date (month, day, year), as determined by paragraph (f) below, by
which an objection or other response must be filed with the Court and served in
compliance with Bankr. D.S.D. R. 9014-1(b); and shall state a hearing will be set by
separate order if an objection is timely filed with the Court.
(b) Notice of an objection to the allowance of a claim. A notice of an objection to
the allowance of a claim shall conform to Appendix 2B and shall include a last date
(month, day, year) by which a response must be filed with the Court and served in
compliance with Bankr. D.S.D. R. 9014-1(b) that is 30 days after service of the
objection.
(c) Notice of a chapter 12 or a chapter 13 confirmation hearing. A notice of a
confirmation hearing in a chapter 12 case or in a chapter 13 case will be prepared
and filed by the Clerk, shall conform to Appendix 2D, and shall include:
(1) a last date (month, day, year) by which an objection or other response
must be filed with the Court and served in compliance with Bankr. D.S.D. R.
9014-1(b) that is 21 days after service of the plan but not fewer than seven
days after the first date set for the meeting of creditors under 11 U.S.C.
§ 341(a) and Fed.R.Bankr.P. 2003(a) or fewer than seven days before the date
of the confirmation hearing;
(2) the date and time of the telephonic confirmation hearing as provided by
the Scheduling Deputy Clerk; and
(3) if requested by the case trustee, the date, time, and place of any preconfirmation meeting.
(d) Notice of a motion to sell property of the estate. A notice of a motion to sell
property of the estate shall conform to Fed.R.Bankr.P. 2002(c)(1) and Appendix 2F,
and shall include:
(1) a last date (month, day, year) by which an objection or other response
must be filed with the Court and served in compliance with Bankr. D.S.D. R.
9014-1(b) that is 21 days after service of the motion;
(2) a description of the property to be sold, including a legal description for
any real property to be sold and the make, model, year of manufacturing, and
an identification number for any vehicle, motorcycle, or boat to be sold; and
(3) a summary of the terms of the proposed sale.
(e) Notice of an application for fees in excess of $1,000.00. A notice of an
application for fees in excess of $1,000.00 shall conform to Fed.R.Bankr.P.
2002(c)(2) and Appendix 2G, and shall include:
(1) a last date (month, day, year) by which an objection or other response
must be filed with the Court and served in compliance with Bankr. D.S.D. R.
9014-1(b) that is 21 days after service of the application; and
(2) the identity of the applicant and the amounts sought for compensation for
services, applicable sales tax, and reimbursement of expenses.
(f) Determining the last date to file an objection or other response included in a notice.
(1) The last date for filing and serving an objection or other response set forth
in a notice shall be the date on which the required notice period prescribed by
the Code, applicable Federal Rule of Bankruptcy Procedure, local rule, or order
expires, plus an additional three days as provided by Fed.R.Bankr.P. 9006(f)
if any party is served by mail or under the provisions of Fed.R.Civ.P. 5(b)(2)(D)
[leave with clerk] or (F) [other means consented to]. The last date shall also
not be fewer than three days prior to any scheduled hearing, unless the Court
for cause directs otherwise. If the last date falls on a Saturday, Sunday, or
federal holiday, then the next day that is not a Saturday, Sunday, or federal
holiday shall be used in the notice as the last date for filing and serving an
objection or other response.
(2) If notice of a particular motion, application, or other request for relief is
required by the Code or Federal Rules of Bankruptcy Procedure but the length
of notice is not prescribed by the Code or Federal Rules of Bankruptcy
Procedure, a local rule, or an order, the notice given shall be reasonable under
the circumstances. Absent exigent circumstances, seven days notice is
presumed reasonable.
REFERENCES: 11 U.S.C. §§ 342, 1128, 1224, and 1324; Fed.Rs.Bankr.P. 2002,
3020(b), and 9013.
Practice Pointers: A list of common motions and applications and the required notice
period for each is maintained on the Court's website at www.sdb.uscourts.gov under
Practice Pointers and then Notice and Service Requirements.
Provided below is a sample calculation for determining a last date for objections
under paragraph (f)(1):
A creditor's attorney prepares a motion to dismiss a chapter 12 case
and a notice, which he or she intends to file and serve by mail on
September 14, 2022. A hearing on the motion does not yet need to be
set. Under Fed.R.Bankr.P. 2002(a)(4), the creditor's attorney must give
21 days notice of that motion. Under Fed.R.Bankr.P. 9006(f), the
creditor's attorney must also give an additional three days notice
because the notice is being served both by mail and electronically. The
minimum notice period, therefore, is a total of 24 days. The attorney
counts the notice period beginning the day after the motion is to be
served, September 15, 2022. The twenty-fourth day falls on Saturday,
October 8, 2022. The next day that is not a Saturday, Sunday, or
federal holiday is Tuesday, October 11, 2022. Under this local rule, the
last date for filing and serving an objection set forth in this notice would
therefore be October 11, 2022.
Rule 2002-1A. Reduced (shortened) Notice.
(a) Motion. A motion to reduce a notice period required by the Code, the Federal
Rules of Bankruptcy Procedure, these local rules, or an order, unless the reduction is
otherwise proscribed by another Federal Rule of Bankruptcy Procedure, as set forth
in Fed.R.Bankr.P. 9006(c)(2), shall be filed with the motion, application, plan, or
other request for relief for which reduced notice is sought. The motion shall conform
to Appendix 2H, shall specify the desired date (month, day, year) by which an
objection or other response to the underlying motion, application, plan, or other
request for relief must be filed with the Court and served, and shall state the cause
for such relief. The movant shall serve the motion to reduce notice on parties in
interest not electronically served.
(b) Order and notice. If a motion for reduced notice is granted, the order will set
forth the last date for filing an objection that shall be included in the notice of the
underlying motion, application, plan, or other request for relief. The notice shall also
include the following sentence after the last date for filing an objection: "The notice
period provided herein has been reduced pursuant to an order entered [insert date of
the order reducing notice]." If the notice is for a confirmation hearing on a chapter
12 or a chapter 13 plan, the Clerk will prepare and file the notice. The movant shall
prepare and file the notice regarding any other matter.
(c) Service. Upon entry of an order granting a motion to reduce notice, the movant
shall serve the underlying motion, application, plan, or other request for relief and
the notice on the parties and within the time directed by the Court in the order, and
file a certificate of service.
REFERENCES: 11 U.S.C. § 342; Fed.Rs.Bankr.P. 2002, 9006(c), and 9007.
Practice Pointers: Certain notice periods cannot be reduced. See Fed.R.Bankr.P.
9006(c)(2).
This procedure does not apply to a motion for use of cash collateral or a motion for
authority to obtain credit, which are separately governed by Fed.Rs.Bankr.P.
4001(b)(2) and (c)(2) and Bankr. D.S.D. Rs. 4001-2 and 4001-3. Rather than
requesting reduced notice, the movant must request a preliminary hearing on those
motions.
A party requesting reduced notice should not merely state it will "suffer irreparable
harm" if the notice period is not reduced. Instead, the movant should set forth
specific facts supporting reduced notice and the reasonably anticipated
consequences to the movant or others if the notice period is not reduced.
Until the Court either grants or denies the motion for reduced notice, the movant
should only file the underlying motion, application, plan, or other request for relief,
the motion for reduced notice, and a certificate of service regarding the motion for
reduced notice.
If the motion for reduced notice is granted, the movant will file a notice that includes
the last date for filing objections specified in the order reducing notice and a reference
to the order reducing notice and then serve the notice and the underlying motion,
application, or other request for relief. The exception is if the notice is for a
confirmation hearing on a chapter 12 or a chapter 13 plan. The clerk will prepare
and file the confirmation hearing notice and then the movant will serve the notice
and the underlying plan.
If the motion for reduced notice is denied, the Court's order will direct the movant
to prepare, file, and serve a regular notice regarding the movant's underlying motion,
application, or other request for relief. The exception is if the notice is for a
confirmation hearing on a chapter 12 or a chapter 13 plan. The clerk will prepare
and file the regular confirmation hearing notice and then the movant will serve the
notice and the underlying plan.
The movant should anticipate serving any notice with a reduced notice period on the
same day the motion for reduced notice is filed with the Court. Accordingly, the
earlier in the day the motion for reduced notice is filed, the better.
Rule 2002-1B. Limited Notice.
(a) Automatic limitation of notice in chapter 7 asset cases. In any chapter 7 case, if
more than 90 days have passed since the Clerk has notified creditors of the need to
file proofs of claim, any notice required by the Code, the Federal Rules of Bankruptcy
Procedure, these local rules, or an order to be served on "all creditors and other
parties in interest," need only be served on creditors that have timely filed a proof of
claim, creditors that may still timely file a proof of claim, and the other parties in
interest not electronically served.
(b) Motion to limit notice. A motion to limit the parties to be served with a notice
required by the Code, the Federal Rules of Bankruptcy Procedure, these local rules,
or an order shall be filed with the underlying motion, application, plan, or other
request for relief for which limited notice is sought. The motion shall conform to
Appendix 2I, shall specify the parties to whom notice is to be limited, and shall state
the cause for such relief. The movant shall serve the motion on parties in interest
not electronically served.
REFERENCES: 11 U.S.C. § 342; Fed.Rs.Bankr.P. 2002 and 9007.
Practice Pointer: The movant should not prepare and file a notice or a certificate of
service and should not file or serve any documents other than those specified in the
rule until the Court rules on the motion to limit notice. Once the Court rules on the
motion to limit notice, the movant may prepare, file, and serve a notice and a
certificate of service in the manner directed by the Court in its order.
Rule 2002-2. Waiver of Notice of Need to File a Proof of Claim. If a chapter 7
trustee determines estate assets are sufficient to pay only administrative expenses
in full or in part, the trustee may file a Notice of Recovery of Limited Assets. If the
trustee files a Notice of Recovery of Limited Assets, the requirement for the Clerk to
serve a Notice of Need to File a Proof of Claim is waived pursuant to Fed.Rs.Bankr.P.
2002(e) and (f)(3) and 3002(c), and the trustee may proceed to file a Notice of
Trustee's Final Report and Applications for Compensation and Deadline to Object (no
notice).
Rule 2002-4. Returned Mail or Undeliverable Mail.
(a) Recipient's duty to re-serve. Upon receipt of returned mail or a notice of returned
or undeliverable mail from a noticing agent, the recipient shall make a reasonable
effort to determine a valid address for the person or entity not served, re-serve the
undelivered document at the valid address, and file a certificate of service conforming
to Appendix 2J. If the Clerk or its noticing agent is the recipient of returned mail or
a notice of returned or undeliverable mail from its noticing agent, the debtor, unless
the Clerk has designated some other party, shall be deemed the recipient for purposes
of this rule.
(b) Amendment of mailing list of creditors. If any party, including the debtor, files a
certificate of service under paragraph (a) above, the Clerk shall amend the mailing
list of creditors to reflect the correct address.
(c) Valid address not found. If a valid address cannot be determined under paragraph
(a) above, the recipient of returned mail or a notice of returned or undeliverable mail
shall file a statement conforming to Appendix 2K that lists the name of the person
or entity not served, references each address at which service was attempted but
not made, identifies each document for which good service has not been made to
date, and summarizes the resources used to obtain a good address. The statement
shall not excuse service but instead creates a record of the addresses that were
determined to be invalid and the efforts made to obtain a valid address.
Practice Pointer: If the returned mail includes a notice with a last date for objections,
the party re-serving the documents under paragraph (a) should contact the Court to
ascertain whether a new notice with a new last date for objections is needed before
the documents are re-served. This prevents a stale notice from being re-served.
Rule 2002-5. Notice of Appearance and Request for Notice.
(a) Consent to electronic service. Unless otherwise ordered, any person, as defined
by 11 U.S.C. § 101(41), a governmental entity, or an attorney or other agent for a
person or governmental entity, who files a notice of appearance and request to
receive notice under Fed.R.Bankr.P. 2002(g)(1) is deemed to have consented to
electronic service of all documents in that case.
(b) Provision of electronic mailing address. Unless otherwise ordered, any notice of
appearance and request to receive notice under Fed.R.Bankr.P. 2002(g)(1) shall
include, within the notice, the filer's electronic mailing address. An attorney who
files a notice of appearance and request to receive notice under Fed.R.Bankr.P.
2002(g)(1) may provide only the attorney's own name and electronic mailing address
for service. If the notice of appearance and request to receive notice under
Fed.R.Bankr.P. 2002(g)(1) does not contain the filer's electronic mailing address, the
filer shall supply it to the Clerk immediately upon request.
REFERENCES: Fed.R.Bankr.P. 2002(g). See also Fed.R.Bankr.P. 9010(b) and Bankr.
D.S.D. R. 9010-1.
Committee Note: A Request to Receive Electronic Notice form may be found at
Appendix 2T. A Request for Discontinuance of Notice form may be found at
Appendix 2U.
Rule 2003-1. Meeting of Creditors Under 11 U.S.C. § 341(a).
(a) Appearance by or for the debtor. An individual debtor shall appear in person at
the meeting of creditors under 11 U.S.C. § 341(a). A nonindividual debtor, such as
a partnership or corporation, shall appear through a designated lawful representative
at the meeting of creditors under 11 U.S.C. § 341(a).
(b) Rescheduled meeting. A meeting of creditors under 11 U.S.C. § 341(a) may be
rescheduled only at the discretion of and with the approval of the presiding officer.
If a meeting of creditors is rescheduled, the presiding officer or the presiding officer's
designee shall file a notice of the rescheduled meeting and serve, not fewer than
seven days prior to the originally scheduled meeting, a copy of the notice on all
creditors and other parties in interest not electronically served. The notice shall state
who requested the rescheduling and the reason for the request. If service is made
fewer than seven days before the originally scheduled meeting, the presiding officer
or the presiding officer's designee shall give personal notice to the debtor's attorney
or the debtor, if unrepresented, and appear at the originally scheduled date, time,
and place of the meeting to advise any party who appears of the change. The
presiding officer or the presiding officer's designee shall file an appropriate certificate
of service.
(c) Continued meeting. If a meeting of creditors under 11 U.S.C. § 341(a) is
continued, the presiding officer or the presiding officer's designee shall file a notice
of the continued meeting and serve a copy of the notice on the debtor, the debtor's
attorney, any other party who appeared at the first meeting or a previously continued
meeting, and any party who has filed a notice of appearance unless that particular
party is electronically served. The notice shall state who requested the continuance
and the reason for the request. The presiding officer or the presiding officer's
designee shall file an appropriate certificate of service.
(d) Statement of conclusion. Within seven days after a meeting of creditors under
11 U.S.C. § 341(a) is concluded, the presiding officer shall file a statement of
conclusion.
(e) Filing a transcript of a meeting of creditors. If a certified transcript of a meeting
of creditors is prepared in compliance with Fed.R.Bankr.P. 2003(c) and if that
transcript is to be used at an evidentiary hearing or a trial, the certified transcript
shall be electronically filed with the Court pursuant to Bankr. D.S.D. R. 5077-1(c)(1).
REFERENCES: 11 U.S.C. §§ 341, 342, and 343; Fed.Rs.Bankr.P. 2002 and 2003.
Practice Pointer: A meeting of creditors is "rescheduled" if the meeting on the
original date was not held. A meeting of creditors is "continued" if the meeting was
begun but not concluded.
Rule 2004-1. Content of a Motion Under Fed.R.Bankr.P. 2004. In any motion under
Fed.R.Bankr.P. 2004, the movant shall state whether the movant has consulted with
the party to be examined or the party from whom a production of documents is
sought or that party's attorney and whether the requested date, time, and place for
the examination or the production of documents is mutually agreeable.
Rule 2004-2. Filing Transcript of a Rule 2004 Examination. If a certified transcript
of an examination under Fed.R.Bankr.P. 2004 is prepared, the certified transcript
shall be electronically filed with the Court in compliance with Bankr. D.S.D. R. 50771(c)(1), regardless of whether any party intends to use the transcript during a hearing
or trial.
REFERENCES: Fed.Rs.Bankr.P. 2004 and 9037.
Practice Pointer: A transcript of a Rule 2004 examination should be captioned for
the main bankruptcy case and should be filed in the main bankruptcy case. A
deposition transcript should be captioned for the adversary proceeding to which it
relates and should be filed in that adversary proceeding. On the rare occasion a
deposition is taken in connection with a pending contested matter, the deposition
should be captioned for the main bankruptcy case and filed in the main bankruptcy
case.
Rule 2014-1. Employment of Estate Professionals.
(a) Application: content and service. An application to employ an estate professional
under Fed.R.Bankr.P. 2014(a) shall be signed by the trustee, debtor in possession,
or committee chairperson and any attorney for the trustee, debtor in possession, or
committee and, in addition to the particular information and the supporting verified
statement by the professional to be employed required by Fed.R.Bankr.P. 2014(a),
shall set forth the particular subsection or subsections of 11 U.S.C. § 327 under
which authority for the employment is sought. If the proposed fee agreement with
the professional to be employed includes the reimbursement of expenses, the
application shall identify any unusual expenses anticipated and estimate the cost. If
an effective date of employment other than the date the application is filed is sought,
the application shall set forth the specific effective date of employment sought and
the cause therefor. No service of the application is required other than the electronic
service on the United States Trustee made by the Clerk.
(b) Nondisclosure of possible litigants. If a trustee, debtor in possession, or
committee wishes to employ an attorney to commence litigation to recover money
or property for the estate or to employ an attorney, accountant, or other estate
professional to conduct an investigation, the application filed under Fed.R.Bankr.P.
2014(a) need not disclose the name of any party to such litigation or investigation,
other than the applicant. In that event, the trustee, debtor in possession, or
committee shall submit to the United States Trustee a separate statement disclosing
such additional information as may be necessary for the United States Trustee to
complete its review and comment to the Court.
(c) Comments by the United States Trustee. Within seven days after an application
to employ an estate professional is filed with the Court, the United States Trustee
shall file any comments regarding the application, retain in its file any separate
statement submitted by the applicant under paragraph (b) above, and serve upon the
applicant a copy of any comments filed with the Court.
(d) Hearing. If the United States Trustee does not file any comments before the
expiration of the seven days provided in paragraph (c) above, the Court may, in its
discretion and subject to any limitations imposed by Fed.R.Bankr.P. 6003(a), enter
an appropriate order on the application, without further notice or hearing. If the
United States Trustee files comments before the expiration of the seven days
provided in paragraph (c) above, the Court may, in its discretion and subject to any
limitations imposed by Fed.R.Bankr.P. 6003(a), enter an appropriate order on the
application or set the application for hearing.
(e) Effective date of employment. Unless the Court orders otherwise, upon the entry
of an order approving the employment of an estate professional, the employment is
deemed effective as of the date the original application to employ was filed with the
Court.
REFERENCES: 11 U.S.C. § 327; Fed.Rs.Bankr.P. 2014 and 6005.
Practice Pointers: The party filing an application to employ an estate professional
does not need to submit a proposed order. If the application is granted, a docket
text order will be entered. If the application is denied, the Court will prepare the
order.
In most situations, a chapter 13 debtor does not need court authority before hiring
an attorney or other professional, though such professional's fees are subject to court
approval.
Rule 2015-3. Filing Reports.
(a) Unless otherwise ordered and except as provided in paragraph (b) below, financial,
inventory, or other reports required by Fed.Rs.Bankr.P. 2015(a)(1), (a)(3), (b), (c)(1),
or (e), 2015.1, or 2015.3 shall be submitted only to the United States Trustee and
shall be deemed filed with the Court when received by the United States Trustee.
(b) Unless otherwise ordered, a monthly operating report or a post-confirmation
report by a debtor in possession or a trustee in a chapter 11 case, other than a
chapter 11 small business case or a chapter 11 case where the debtor has elected
to be a debtor under subchapter V, shall be filed with the Court in compliance with
the United States Trustee's "Procedures for Completing Uniform Periodic Reports in
Non-Small Business Cases Filed Under Chapter 11 of Title 11."
REFERENCES:
11 U.S.C. §§ 704(a)(8),
Fed.Rs.Bankr.P. 2015, 2015.1, and 2015.3.
1106(a)(1),
1107(a),
and
1116;
Rule 2016-1. Disclosure of Compensation.
(a) Required content. A disclosure of compensation by an attorney for a debtor shall
include the information required by Fed.R.Bankr.P. 2016(b) and any Director's Form
and shall conform to Appendix 2L (chapter 7 case) or Appendix 2M (chapter 11,
chapter 12, or chapter 13 case).
(b) Supplemental disclosure. An attorney for a debtor shall file a supplemental
disclosure of compensation whenever the attorney's fee arrangement with the debtor
changes or the attorney receives fees from a debtor that were not previously
disclosed. The supplemental disclosure of compensation shall include the information
required by Fed.R.Bankr.P. 2016(b) and any Director's Form and shall conform to
Appendix 2N-1 or Appendix 2N-2.
REFERENCES: 11 U.S.C. § 329(a); Fed.R.Bankr.P. 2016(b).
Practice Pointer: The disclosure of compensation form provided to a debtor's
attorney in many software packages and the Director's Form are useful only in a
chapter 7 case. Please instead use the local forms, which are better tailored to each
chapter and provide better information should the case convert from one chapter to
another.
Rule 2016-2. Fees for Estate Professionals-Standard Application.
(a) Fee application: required content and service. An application by a professional
employed by the estate for payment of fees (compensation for services, applicable
sales tax, and reimbursement of expenses, including any Clerk's fees) from the estate
shall contain the information required by Fed.R.Bankr.P. 2016(a), shall identify the
applicable sales tax rate, and shall conform to Appendix 2O-1. An attorney for a
trustee or a debtor in possession may electronically file a fee application on behalf of
an estate professional, other than another attorney, but the application shall be
signed and dated by the estate professional. The application shall be served on
parties in interest not electronically served. If the application seeks compensation
for services and reimbursement of expenses, excluding sales tax, of more than
$1,000.00, a notice of the application shall be served on all creditors and other
parties in interest not electronically served. The notice shall conform to Bankr.
D.S.D. R. 2002-1(e) and Appendix 2G and shall set forth a last date (month, day,
year) for filing an objection or other response that is 21 days after service of the
application and the notice of the application.
(b) Fee application: time for filing in a chapter 12 or a chapter 13 case. An attorney
for the debtor or any accountant, appraiser, agent, or other professional employed
by the estate shall, within 30 days after the plan is confirmed, file an application for
fees incurred through the date of confirmation.
(c) Proposed order awarding fees.
The applicant shall submit, to
proposed_orders@sdb.uscourts.gov, a proposed order awarding fees from the estate
that conforms to Bankr. D.S.D. R. 9072-1(a) and (b)(1) and the sample at
Appendix 2P-1.
REFERENCES: 11 U.S.C. §§ 328, 329, and 330; Fed.R.Bankr.P. 2016(a).
Practice Pointer: If any party is served by mail or under the provisions of Fed.R.Civ.P.
5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the notice period
stated above shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 2016-3. Total Legal Fees, Costs, and Expenses for Debtor's Attorneys in
Chapter 13 Cases-Simplified Application.
(a) Legal fees, costs, and expenses included in the presumptively reasonable feesimplified application. An application by an attorney who represents a debtor in a
chapter 13 case seeking compensation for services or reimbursement of necessary
costs and expenses from the estate shall contain the information required by
Fed.R.Bankr.P. 2016(a) by setting forth the detailed statements listed below if the
attorney's total claim for legal fees, costs, and expenses does not exceed a
presumptively reasonable amount of $5,000.00. This total claim is presumed to
compensate a debtor's attorney for all services in a typical chapter 13 case including,
at a minimum, those listed in paragraph (1) below. The attorney may request an
order awarding compensation by this simplified application that conforms to
Appendix 2O-2. The application shall be served on parties in interest not
electronically served and the notice shall be served on all creditors not electronically
served. The notice shall conform to Fed.Rs.Bankr.P. 2002(a)(6) and 2002(c)(2),
Bankr. D.S.D. R. 2002-1(e), and Appendix 2G and shall set forth a last date (month,
day, year) for filing an objection or other response that is 21 days after service of
the application and the notice of the application. The Court may issue the requested
order without a hearing if no objections are filed.
(1) The presumptively reasonable fee must include, at a minimum, the
following necessary services:
(A)
Pre-petition services including, but not limited to:
(i) analyzing the debtor's financial situation and rendering
advice to the debtor to determine whether to file a petition in
bankruptcy and, if so, under what chapter;
(ii) explaining the terms of representation, filing fees, and plan
payment requirements;
(iii) reviewing information provided by the debtor and preparing
and revising the debtor's petition, schedules, statements, plan,
and other necessary documents and forms;
(iv) performing due diligence tasks;
(v) consulting and communicating with the debtor to gather
information;
(vi) advising the debtor of his or her requirements and
responsibilities;
(vii) advising the debtor of the requirements to obtain pre-petition
credit counseling, to file all income and other tax returns, and to
maintain appropriate insurance;
(viii) advising the debtor of the requirements to complete a
financial management course after filing and the steps necessary
to obtain a discharge; and
(ix) reviewing the completed petition, schedules, and statements
with the debtor, obtaining the debtor's signatures, and filing the
documents.
(B) Post-petition and pre-confirmation services including, but not
limited to:
(i) advising and representing the debtor at the meeting of
creditors;
(ii) representing the debtor at the confirmation hearings, if
necessary;
(iii) ensuring bank statements, tax returns, and other records are
timely submitted to the trustee;
(iv) initiating and responding to correspondence and calls to and
from the trustee, the United States Trustee, creditors, and other
interested parties as necessary for the timely administration of
the case;
(v) timely preparing, filing, and serving a plan and any
modifications, along with any necessary documents or amended
and supplemental schedules and statements;
(vi) timely responding to objections to plan confirmation and
negotiating with such parties on the debtor's behalf;
(vii) reviewing proofs of claim;
(viii) monitoring all incoming case information;
(ix) timely responding to pleadings filed in the debtor's case to
obtain plan confirmation; and
(x)
advising the debtor on the case, as necessary.
(C) Post-confirmation services including, but not limited to:
(i) reviewing claims, determining the necessity of objecting to
filed claims, and advising the debtor regarding those claims;
(ii)
preparing and filing a fee application after confirmation;
(iii) upon completion of plan payments, preparing and filing the
documents necessary for the debtor to obtain a discharge;
(iv) responding to the debtor's questions
bankruptcy throughout the term of the plan;
regarding
the
(v)
monitoring all incoming case information; and
(vi) preparing and filing a final fee application, if necessary.
(2) The presumptively reasonable fee does not include the following:
(A) representing the debtor in adversary matters, Rule 2004
examinations, or post-confirmation hearings;
(B) preparing a motion to buy or sell real or personal property, incur
debt, object to proofs of claim, avoid a lien, modify a confirmed
plan, approve settlements, deem a mortgage current, approve sales
or refinancing, substitute collateral, and for a hardship discharge or
early termination of the plan; and
(C) responding to motions for relief from stay or for valuations of
property and to dismiss the debtor's case post-confirmation.
(b) Presumptively reasonable fees for other services.
In accordance with
Fed.R.Bankr.P. 2002(a)(6), an attorney in a chapter 13 case who represents a debtor
after confirmation in any of the following matters may request an order awarding
compensation by simplified application for legal fees, costs, and expenses, and the
Court may issue the requested order without a hearing, if the total amount of
requested legal fees, costs, and expenses does not exceed $1,000.00 per application
for any of the following matters:
(1) resolving motion(s) for relief from stay;
(2) resolving motion(s) to dismiss;
(3) filing motion(s) for the sale of real estate;
(4) assisting the debtor in responding to requests for information made in
connection with an audit conducted pursuant to 28 U.S.C. § 586(f); and
(5) filing motion(s) for hardship discharge.
An attorney who represents a debtor in modifying a plan post-confirmation may also
request an order awarding compensation and/or reimbursement of costs and
expenses by simplified application if the total amount of requested legal fees, costs,
and expenses does not exceed $1,500.00 per application. The application shall be
served on parties in interest not electronically served and the notice on all creditors
not electronically served. The notice shall conform to Fed.R.Bankr.P. 2002(a)(6),
Bankr. D.S.D. R. 2002-1(e), and Appendix 2G and shall set forth a last date (month,
day, year) for filing an objection or other response that is 21 days after service of
the application and the notice of the application. The Court may issue the requested
order without a hearing if no objections are filed.
(c) Objections to total claim. The simplified process set forth in paragraphs (a) and
(b) above does not limit the case trustee, the United States Trustee, creditors, or any
interested party from questioning the reasonableness of the total claim requested in
the simplified application. In addition, the Court is not limited in reviewing the
amount of fees paid to or agreed to be paid to a debtor's attorney or to enter any
orders allowing, disallowing, or reducing the attorney's total claim. If an objection
is filed, the attorney may be required to submit an application for compensation and
an itemization of costs and expenses under Bankr. D.S.D. R. 2016-2(a).
(d) Total claim-standard application. The simplified application process described
herein is optional. An attorney may elect to file a standard application described in
Bankr. D.S.D. R. 2016-2(a) instead of the simplified process for any amount.
(e) Legal costs and expenses. The costs and expenses included in the total claim
must be actual, reasonable, and necessary.
(f) Fee application-time for filing in a chapter 13 case. An attorney for the debtor
shall, within 30 days after a plan is confirmed, file an application for fees incurred
through the date of confirmation.
(g) Proposed order awarding fees.
The applicant shall submit, to
proposed_orders@sdb.uscourts.gov, a proposed order awarding fees from the estate
that conforms to Bankr. D.S.D. R. 9072-1(a) and (b)(1) and the sample at
Appendix 2P-2.
REFERENCES:
2016(a).
11 U.S.C. §§ 328, 329, and 330; Fed.Rs.Bankr.P. 2002(a) and
Practice Pointer: The debtor's attorney should keep an itemization of the fees, costs,
and expenses incurred during the case in anticipation of any questioning by a party
or review by the Court that may occur under this rule.
Rule 2016-4. Administrative Expense other than for Estate Professional.
(a) Application and notice. An application for allowance of an administrative expense
under 11 U.S.C. § 503 (other than one on behalf of a professional employed by the
estate or a fully secured creditor seeking fees, costs, or charges under 11 U.S.C.
§ 506(b)) shall be filed with the Court within a reasonable time after the expense is
incurred and in no event later than any deadline set by the Code, the Federal Rules
of Bankruptcy Procedure, these local rules, or an order, and shall identify the entity
to be paid, state the statutory basis for the claim, and itemize the expense. The
itemization shall be signed and dated by the entity to be paid. The application shall
be served on parties in interest not electronically served, and a notice of the
application shall be served on all creditors and other parties in interest not
electronically served. The notice shall conform to Bankr. D.S.D. R. 2002-1(e) and
Appendix 2G and shall set forth a last date (month, day, year) for filing an objection
or other response that is 21 days after service of the application and the notice of
the application.
(b) Treatment of administrative expense filed as a claim. If an entity files a proof of
claim or similar document in the claims registry that indicates the claimant is
requesting an administrative expense other than an expense allowable under 11
U.S.C. § 506(b), the Clerk shall docket a copy of the proof of claim or similar
document as an application for administrative expense and direct the claimant to give
notice pursuant to paragraph (a) above.
(c) Claims under 11 U.S.C. § 506(b). A fully secured creditor making a claim under
11 U.S.C. § 506(b) for an allowable fee, cost, or charge may make such claim by
specifically itemizing the fee, cost, or charge in its proof of claim or by filing an
application under paragraph (a) above.
REFERENCES: 11 U.S.C. §§ 503 and 506(b).
Practice Pointer: If any party is served by mail or under the provisions of Fed.R.Civ.P.
5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the notice period
stated above shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 2072-1. Debtor's Service of Notice of Bankruptcy Case Filing. If at the time a
petition is filed, there is pending in any federal or state court located within South
Dakota a proceeding that may be stayed by 11 U.S.C. §§ 362, 1201, or 1301, the
debtor shall serve a copy of the Clerk's notice of bankruptcy case filing on each
federal or state court within South Dakota whose proceeding may be stayed. Service
may be made in any manner permitted by the nonbankruptcy court and shall be made
prior to any scheduled hearing before the nonbankruptcy court and in no event later
than seven days after the filing of the petition. The debtor shall contemporaneously
file with the Bankruptcy Court a certificate of service identifying each clerk of court
who was served a copy of the notice of bankruptcy case filing.
REFERENCES: 11 U.S.C. §§ 362, 1201, and 1301.
Rule 2090-1. Admission and Practice of Attorneys. The admission and practice of
attorneys before this Court shall be governed by D.S.D. Civ. LR 83.2 and the rules
of professional conduct as adopted by the State of South Dakota.
REFERENCES: D.S.D. Civ. LR 83.2; S.D.C.L. Appendix to Chapter 16-18, South
Dakota Rules of Professional Conduct.
Rule 2091-1. Withdrawal or Substitution of Attorney.
(a) Withdrawal as attorney for a debtor or a trustee with substitution of new attorney.
If a debtor or a trustee has retained a new attorney:
(1) the debtor or trustee shall sign a motion to substitute attorney and the
debtor's or the trustee's new attorney shall file the motion. The motion to
substitute attorney shall be served on parties in interest not electronically
served. A notice of the motion is not required. The new attorney shall file a
disclosure of compensation pursuant to 11 U.S.C. § 329(a), Fed.R.Bankr.P.
2016(b), and Bankr. D.S.D. R. 2016-1(a) and serve a copy of the disclosure
of compensation on the debtor, if not electronically served. If the proposed
substitution is for an attorney for a debtor in a chapter 11 or chapter 12 case
or for a trustee, the debtor or trustee shall simultaneously file and give notice
of an application to employ the new attorney pursuant to 11 U.S.C. § 327,
Fed.R.Bankr.P. 2014(a), and Bankr. D.S.D. R. 2014-1, and the new attorney
shall file a verified statement as the professional to be employed pursuant to
Fed.R.Bankr.P. 2014(a); and
(2) the debtor's or the trustee's former attorney shall:
(A) in compliance with Bankr. D.S.D. R. 2016-1(b), file a supplemental
disclosure of compensation if the former attorney, since the filing of the
attorney's original disclosure of compensation, has rendered or has
agreed to render additional services, or has received or has been
promised additional payments; and
(B) in a chapter 11, 12, or 13 case, file an application and, if the fees
sought, excluding sales tax, exceed $1,000.00, a notice under
Fed.R.Bankr.P. 2016(a) and Bankr. D.S.D. Rs. 2002-1(e) and 2016-2
for fees incurred in connection with the case that have not yet been
awarded and serve the application and any notice in compliance with
Fed.R.Bankr.P. 2016(a) and Bankr. D.S.D. R. 2016-2(a).
(b) Withdrawal as attorney for a debtor or a trustee without substitution of new
attorney. If an attorney wishes to withdraw as the attorney for a debtor or a trustee
and the debtor or the trustee has not retained a substitute attorney, the withdrawing
attorney shall:
(1) schedule a hearing by contacting the Scheduling Deputy Clerk pursuant to
Bankr. D.S.D. R. 5070-1(b);
(2) file a motion to withdraw and a notice of hearing. The motion shall include
a statement regarding whether any fees are owed but not yet paid. The notice
shall conform to Appendix 2R;
(3) serve the motion and the notice on parties in interest not electronically
served; and
(4)
(A) file a supplemental disclosure of compensation in compliance with
Bankr. D.S.D. R. 2016-1(b) if the withdrawing attorney, since the filing
of his or her original disclosure of compensation, has rendered or has
agreed to render additional services, or has received or has been
promised additional payments; and
(B) in a chapter 11, 12, or 13 case, file an application and, if the fees
sought, excluding sales tax, exceed $1,000.00, a notice under
Fed.R.Bankr.P. 2016(a) and Bankr. D.S.D. Rs. 2002-1(e) and 2016-2
for fees incurred in connection with the case that have not yet been
awarded and serve the application and any notice in compliance with
Fed.R.Bankr.P. 2016(a) and Bankr. D.S.D. R. 2016-2(a).
(c) Withdrawal as attorney for a party other than a debtor or a trustee.
(1) Withdrawal while a contested matter or adversary proceeding is pending.
If an attorney wishes to withdraw from further representation of a party other
than a debtor or a trustee while a contested matter or adversary proceeding
involving that party is pending, the withdrawing attorney shall file a motion
seeking permission to withdraw and shall submit pursuant to Bankr. D.S.D. R.
9072-1(a) a proposed order granting the motion that conforms to
Appendix 2S. The motion shall state whether the party has consented to the
attorney's withdrawal. The withdrawing attorney shall serve the motion on
parties in interest not electronically served. The Court may, in its discretion,
grant the motion, set a deadline for responses to the motion, or set a hearing
on the motion.
(2) Withdrawal while no contested matter or adversary proceeding is pending.
If an attorney wishes to withdraw from further representation of a party other
than a debtor or a trustee and no contested matter or adversary proceeding
involving that party is pending, the withdrawing attorney shall file an electronic
"Notice of Withdrawal as Attorney" and serve a copy of the docket text entry
on parties in interest not electronically served.
(d) Substitution of attorney for a party other than a debtor or a trustee.
(1) Substitution of attorney for a party other than a debtor or a trustee while
a contested matter or adversary proceeding is pending. If a party other than
a debtor or a trustee wishes to substitute an attorney while a contested matter
or adversary proceeding involving that party is pending, the party shall file a
motion seeking court approval of the substitution and shall submit pursuant to
Bankr. D.S.D. R. 9072-1(a) a proposed order granting the motion that
conforms to Appendix 2Q. The party shall serve the motion on parties in
interest not electronically served. The Court may, in its discretion, grant the
motion, set a deadline for responses to the motion, or set a hearing on the
motion.
(2) Substitution of attorney for a party other than a debtor or a trustee while
no contested matter or adversary proceeding is pending. If a party other than
a debtor or a trustee wishes to substitute an attorney and no contested matter
or adversary proceeding involving that party is pending, the party's new
attorney shall file a notice of appearance pursuant to Fed.R.Bankr.P.
2002(g)(1).
REFERENCES: 11 U.S.C. §§ 327 and 329(a); Fed.Rs.Bankr.P. 2002(g)(1), 2014(a),
and 2016; S.D.C.L. § 16-18-31 and Rule 1.16(b), (c), and (d) of the South Dakota
Rules of Professional Conduct (Appendix to S.D.C.L. ch. 16-18).
PART III
CLAIMS AND DISTRIBUTION TO CREDITORS AND
EQUITY INTEREST HOLDERS; PLANS
Rule
3003-1
3011-1
3011-2
3015-1A
3015-1B
3015-2
3015-3
3015-4
3015-5
3016-1
3016-2
3016-3
3018-1
3019-1
3019-2
3022-1
3072-1A
3072-1B
Chapter 11 Deadline to File Proof of Claim or Interest.
Trustee's Responsibility Prior to Depositing Unclaimed Funds.
Payment of Unclaimed Funds.
Chapter 12 Extension of Time to File Plan or Hold Confirmation Hearing.
Chapter 13 Extension of Time to File Plan; Automatic Extension of Time
to Hold Confirmation Hearing.
Chapter 12 or Chapter 13 Required Plan Content.
Chapter 12 or Chapter 13 Confirmation of Plan.
Chapter 12 or Chapter 13 Modification of Plan Before Confirmation.
Chapter 12 or Chapter 13 Modification of Plan After Confirmation.
Chapter 11 Plan Required Content.
Disclosure Statement in a Small Business Case.
Chapter 11 Reductions or Extensions of Time.
Chapter 11 Ballots.
Chapter 11 Modification of Plan Before Confirmation.
Chapter 11 Modification of Plan After Confirmation.
Chapter 11 Discharge and Entry of Final Decree.
Chapter 12 Discharge and Closing Case.
Chapter 13 Discharge and Closing Case.
Rule 3003-1. Chapter 11 Deadline to File Proof of Claim or Interest. Unless
otherwise ordered, in a chapter 11 case the last day to timely file a proof of claim or
interest shall be 30 days after the date first set for the meeting of creditors under
11 U.S.C. § 341(a). The Clerk shall give notice of this deadline in the Clerk's Notice
of Chapter 11 Bankruptcy Case.
REFERENCE: Fed.R.Bankr.P. 3003(c).
Rule 3011-1. Trustee's Responsibility Prior to Depositing Unclaimed Funds. Prior to
depositing with the Court under Fed.R.Bankr.P. 3011 and 11 U.S.C. § 347(a) any
unclaimed funds exceeding the total amount of $500.00 in a case, a trustee shall
file, along with the list required by Fed.R.Bankr.P. 3011, an affidavit or verified
statement describing the efforts the trustee made to attempt to locate claimants who
did not cash their checks or whose checks were returned undeliverable, or otherwise
explain why the funds are being deposited.
Practice Pointer: The trustee should make considerable efforts to locate the
claimants before filing the affidavit or verified statement and should set forth those
efforts in detail in the affidavit or verified statement.
Rule 3011-2. Payment of Unclaimed Funds.
(a) Application. An applicant shall fully complete, sign, date, and file an application
for payment of unclaimed funds that substantially conforms to Appendix 3H, which
is a fillable version of Director's Form 1340.
(b) Supporting documents. The applicant shall provide supporting documents
establishing the claimant's entitlement to the funds. Any personal identifying
information, such as a Social Security number, a date of birth, or a full account
number, must be redacted from the supporting documents before they are filed. The
applicant may provide the supporting documents by referencing a specific proof of
claim that contains the supporting documents or by filing the supporting documents,
as described below based on the classification of the claimant, as an attachment to
the application:
(1) Individual. Documents establishing the individual's entitlement to the
funds, including, if the individual is a successor claimant, documents
establishing the transfer of the claim from the owner of record to the individual
and a certificate of service showing the application for payment of unclaimed
funds was mailed to previous owner(s) of the claim at their current address or
include a statement explaining why service on the previous owner(s) is not
possible or necessary.
(2) Business entity. Documents establishing the business entity's entitlement
to the funds, including, if the business entity is a successor claimant,
documents establishing the transfer of the claim from the owner of record to
the business entity and a certificate of service showing the application for
payment of unclaimed funds was mailed to previous owner(s) of the claim at
their current address or include a statement explaining why service on the
previous owner(s) is not possible or necessary.
(3) Decedent's estate:
(A) Documents establishing the decedent's identity and entitlement to
the funds, including, if the decedent is a successor claimant, documents
establishing the transfer of the claim from the owner of record to the
decedent and a certificate of service showing the application for
payment of unclaimed funds was mailed to previous owner(s) of the
claim at their current address or include a statement explaining why
service on the previous owner(s) is not possible or necessary; and
(B) A certified copy of the document establishing the decedent's
administrator's, executor's, or representative's right to act on behalf of
the decedent.
(4) Claimant's representative, including an attorney, a funds locator service,
or other agent:
(A) A notarized power of attorney signed by the claimant on whose
behalf the agent or the funds locator service is acting; and
(B) Documents establishing the claimant's entitlement to the funds,
including, if the claimant is a successor claimant, documents
establishing the transfer of the claim from the owner of record to the
claimant.
(c) Required identifying information. The applicant shall provide the required
identifying information described below. The Clerk or an attorney electronically filing
the required identifying information shall use the CM/ECF event "Unclaimed Funds
Identifying Information" found under "Bankruptcy-Other," so the identifying
information is not viewable on the public docket.
(1) A completed Vendor Information/TIN Certification (AO Form 213) or an
Internal Revenue Service W-9 form or, for a foreign claimant, a completed
Request to Determine Foreign Vendor Tax Payments (AO Form 215) and an
Internal Revenue Service W-8 form; and
(2) For each claimant, agent for a claimant, or applicant who is an individual,
a copy of a current government-issued identification that includes a
photograph and a current address, such as a driver's license or a passport.
(d) Service. The applicant shall serve a copy of the application, the supporting
documents, and the required identifying information on the United States Attorney
for the District of South Dakota at Post Office Box 2638, Sioux Falls, SD 571012638, and shall serve a copy of the application on the current and any prior holder
or owner of the claim.
(e) Notice. The Court will enter and serve on parties in interest an order that sets a
last date for objections that is 24 days after service of the order. The order will
constitute the notice of the application.
(f) Payment of funds. If an order is entered authorizing the payment of unclaimed
funds, the Clerk will pay the funds only after the order is final. Any payment of
funds by the Clerk involving a claimant and a funds locator service shall be issued
jointly payable to the claimant and the funds locator service.
REFERENCES: 11 U.S.C. § 347(a); 28 U.S.C. § 2042; Fed.R.Bankr.P. 3011.
Practice Pointers: Unclaimed funds may be located at ucf.uscourts.gov. Select "SDB
- South Dakota" for the United States Bankruptcy Court for the District of South
Dakota from the drop-down list and then enter the applicable search criteria. A link
is also available on the Court's website at www.sdb.uscourts.gov.
Instructions for the unclaimed funds process and Appendix 3H, which is a fillable
version of Director's Form 1340, are located under "Links and Resources-Unclaimed
Funds Information" on the Court's website at www.sdb.uscourts.gov.
The Internal Revenue Service forms may be located at www.irs.gov. The federal
court's
Administrative
Office
(AO)
forms
may
be
obtained
from
www.uscourts.gov/services-forms.
A business entity may, through an authorized agent, file an application for payment
of unclaimed funds. The business entity is not required to utilize an attorney for this
particular application. If an attorney files an application, however, it must be filed
electronically.
A closed bankruptcy case does not need to be reopened for an application for
payment of unclaimed funds to be filed.
The Court will prepare the order setting the objection deadline and the order granting
or denying the application.
If the Court grants the application, the Clerk will not disburse the funds until the 14day appeal time on the order has expired.
Unclaimed funds are subject to the Treasury Offset Program administered by the
Bureau of the Fiscal Service's Debt Management Services. Under it, the bureau will
collect delinquent debts owed to federal agencies and states in accordance with, for
example, 26 U.S.C. § 6402(d) and 31 U.S.C. § 3720A.
Unclaimed Funds Information
Unclaimed Funds Locator
Rule 3015-1A. Chapter 12 Extension of Time to File Plan or Hold Confirmation
Hearing.
(a) Extension of time to file a plan. A motion to extend the time to file a chapter 12
plan shall be filed with the Court before the original time for filing a plan has expired,
shall state the specific extension requested, and shall state the cause for the
extension sought. The motion shall constitute notice of the extension sought and
shall be served on parties in interest not electronically served.
(b) Extension of time for confirmation hearing.
(1) Automatic extension of time. If the notice requirements of the Federal
Rules of Bankruptcy Procedure do not allow a confirmation hearing to be held
on the first available hearing date for the division in which the case was filed
within the time allowed by 11 U.S.C. § 1224, the 45-day deadline in § 1224
is automatically extended to permit the hearing to be held on the next available
hearing date for the division in which the case was filed.
(2) Motion for extension of time. A motion to extend the time for a
confirmation hearing beyond any automatic extension provided by paragraph
(1) above shall be filed with the Court before the expiration of the deadline for
filing a plan, shall state the specific extension requested, and shall state the
cause for the extension sought. The motion shall constitute notice of the
extension sought and shall be served on parties in interest not electronically
served.
(c) Objection to a request for an extension. An objection or other response to a
motion to extend the time to file a chapter 12 plan or a motion to extend the time
for a confirmation hearing shall be filed with the Court and served in compliance with
Bankr. D.S.D. R. 9014-1(b) within seven days after the motion is filed with the Court.
REFERENCES: 11 U.S.C. §§ 1221 and 1224; Fed.Rs.Bankr.P. 2002(a)(8) and 3015.
Rule 3015-1B. Chapter 13 Extension of Time to File Plan; Automatic Extension of
Time to Hold Confirmation Hearing.
(a) Extension of time to file a plan. A motion to extend the time to file a chapter 13
plan shall be filed with the Court before the original time for filing a plan has expired,
shall state the specific extension requested, and shall state the cause for the
extension sought. The motion shall constitute notice of the extension sought and
shall be served on parties in interest not electronically served.
(b) Objection to a request for an extension. An objection or other response to a
motion to extend the time to file a chapter 13 plan shall be filed with the Court and
served in compliance with Bankr. D.S.D. R. 9014-1(b) within seven days after the
motion is filed with the Court.
(c) Automatic extension of time for confirmation hearing. If the notice requirements
of the Federal Rules of Bankruptcy Procedure do not allow a confirmation hearing to
be held on the first available hearing date for the division in which the case was filed
within the time allowed by 11 U.S.C. § 1324, the 45-day deadline in § 1324 is
automatically extended to permit the hearing to be held on the next available hearing
date for the division in which the case was filed.
REFERENCES: 11 U.S.C. §§ 1321 and 1324; Fed.Rs.Bankr.P. 2002(b)(2) and 3015(b).
Rule 3015-2. Chapter 12 or Chapter 13 Required Plan Content. A proposed chapter
12 or chapter 13 plan shall:
(1) conform to Appendix 3A by including all provisions applicable in that
particular case and deleting all provisions not applicable in that particular case;
(2) be entitled "PLAN DATED [insert the date the debtor signs the plan]";
(3) be signed by the debtor and any attorney for the debtor; and
(4) include:
(A) a detailed liquidation analysis, excluding any fees for the debtor's
attorney, that demonstrates the plan complies with 11 U.S.C.
§ 1225(a)(4) or § 1325(a)(4); and
(B) the dates (month, day, year) of the first payment under the plan and
the last payment under the plan, whether for an administrative expense
or a pre-petition claim.
REFERENCES: 11 U.S.C. §§ 1222, 1225, 1322, and 1325.
Practice Pointers:
Farm Service Agency's Memo re: Preferred Plan Language
Internal Revenue Service's Memo re: Preferred Plan Language
Rule 3015-3. Chapter 12 or Chapter 13 Confirmation of Plan.
(a) Service of plan and notice of confirmation hearing. The debtor's proposed chapter
12 or chapter 13 plan and the Clerk's notice of confirmation hearing shall be served
by the debtor on all creditors and other parties in interest not electronically served.
The notice shall conform to Bankr. D.S.D. R. 2002-1(c) and Appendix 2D.
(b) Confirmation hearing not held.
(1) Notice of confirmation hearing on modified plan. If a debtor in good faith
serves a notice of a confirmation hearing on a modified plan pursuant to Bankr.
D.S.D. R. 3015-4, the scheduled confirmation hearing on the previously filed
plan shall be deemed cancelled without further notice, unless otherwise
ordered.
(2) No objection. If, following appropriate notice and service, no objection to
a plan or a modified plan is timely filed with the Court or all objections to a
plan or a modified plan are withdrawn and the plan or the modified plan is
confirmable as filed, the Court may, in its discretion, cancel the confirmation
hearing and enter a confirmation order.
REFERENCES: 11 U.S.C. §§ 1222, 1224, and 1225; Fed.Rs.Bankr.P. 2002(a)(8) and
3015.
Practice Pointer: See also Bankr. D.S.D. R. 3015-4 (modification of a plan before
confirmation) and Bankr. D.S.D. R. 3015-5 (modification of a plan after
confirmation).
Rule 3015-4. Chapter 12 or Chapter 13 Modification of Plan Before Confirmation.
(a) Content and notice. A proposed chapter 12 or chapter 13 plan that is modified
before confirmation shall:
(1) comply with Bankr. D.S.D. R. 3015-2; and
(2) be entitled "MODIFIED PLAN DATED [insert the date the debtor signs the
modified plan]."
(b) Service. The debtor's modified plan and the Clerk's notice of confirmation hearing
shall be served by the debtor on parties in interest not electronically served, including,
but not limited to, any creditor or other party in interest that may be adversely
affected by the modification, any party who has filed an objection to a previously
filed plan, and any party who has filed a notice of appearance.
(c) Effect of filing and serving a modified plan. If a debtor in good faith serves a
notice of a confirmation hearing on a modified plan as provided by these rules, the
previously filed plan and any objection to the previously filed plan shall be deemed
moot and any previously scheduled confirmation hearing will be cancelled without
further notice, unless otherwise ordered.
REFERENCES:
11 U.S.C. §§ 1222, 1223, 1224, and 1225; Fed.Rs.Bankr.P.
2002(a)(8) and 3015.
Practice Pointers: Most often, a debtor will need to serve a modified plan on all
creditors and other parties in interest not electronically served because the effect of
the modification is difficult to ascertain or because the modification affects feasibility
of the plan, which makes every creditor a party adversely affected by the
modification.
Compare Bankr. D.S.D. R. 3015-5 (modification of a plan after confirmation).
Rule 3015-5. Chapter 12 or Chapter 13 Modification of Plan After Confirmation.
(a) Modified Plan Post-Confirmation. A party seeking to modify a plan postconfirmation shall file a Modified Plan Post-Confirmation that is titled “MODIFIED
PLAN POST-CONFIRMATION DATED [insert the date the debtor signs the modified
plan post-confirmation], that complies with the chapter 12 or chapter 13 plan form
at Appendix 3A, and that incorporates the requested changes consistent with 11
U.S.C. §§ 1225 and 1229 or §§ 1325 and 1329. Then file the motion and the
notice to modify confirmed plan as directed below.
(b) Content of motion. A motion to modify a confirmed chapter 12 or chapter 13
plan shall be filed on the same day as the Modified Plan Post-Confirmation and shall
include:
(1) the name of each affected creditor or class of creditors;
(2) a detailed description of each proposed change to the confirmed plan or a
redline version of the Modified Plan Post-Confirmation, attached to the motion
as an exhibit, showing each proposed change;
(3) statements of the debtor's current and prior years' actual income and
expenses;
(4) a statement of the debtor's projected income and expenses for the
remaining term of the plan;
(5) a current liquidation analysis; and
(6) a statement of any change to the first plan payment date or the last plan
payment date.
(c) Notice. The notice of a motion to modify a confirmed chapter 12 or chapter 13
plan shall conform to Bankr. D.S.D. R. 2002-1(a) and shall set forth a last date
(month, day, year) for filing an objection or other response that is 21 days after
service of the motion and the notice of motion.
(d) Service. The motion to modify a confirmed plan and the notice shall be served
on parties in interest not electronically served, including, but not limited to, any
creditor or other party in interest that may be adversely affected by the modification
and any party who has filed a notice of appearance.
(e) Confirmed Modified Plan Post-Confirmation. If the Court approves the motion, it
will enter an order granting the motion and deeming the Modified Plan PostConfirmation as the confirmed plan.
(f) Required content of a proposed order. A proposed order granting a motion to
modify a confirmed chapter 12 or chapter 13 plan shall conform to Appendix 3D and
shall include a statement of any change in the date of the last payment under the
plan.
REFERENCES: 11 U.S.C. § 1229 or § 1329; Fed.Rs.Bankr.P. 2002(a)(5) and 3015(g).
Practice Pointers: If any party is served by mail or under the provisions of
Fed.R.Civ.P. 5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the
notice period stated above shall be increased three days pursuant to Fed.R.Bankr.P.
9006(f).
Most often, a debtor will need to serve a motion to modify a confirmed plan on all
creditors and other parties in interest not electronically served because the effect of
the modification is difficult to ascertain or because the modification affects feasibility
of the plan, which makes every creditor a party adversely affected by the
modification.
Compare Bankr. D.S.D. R. 3015-4 (modification of a plan before confirmation).
Rule 3016-1. Chapter 11 Plan Required Content.
(a) Each chapter 11 plan shall:
(1) be entitled "[insert name of proponent]'S PLAN DATED [insert the date the
proponent signs the plan]," e.g., "DEBTOR'S PLAN DATED DECEMBER 19,
2024";
(2) set forth in a separate paragraph the plan term in months, the date of the
first payment being made under the plan, the date of the last payment being
made under the plan, and the names of the creditors holding nondischargeable
claims and secured claims that will continue to receive payments after the plan
term ends;
(3) not include repetitive descriptions of claims or claim treatment or
unnecessarily repeat information from any attendant disclosure statement; and
(4) be signed and dated by the proponent and any attorney for the proponent.
(b) In addition to the requirements set forth in paragraph (a) above, a plan filed in a
small business case, as defined by 11 U.S.C. § 101(51C) and (51D), shall conform
either to:
(1) Official Form 425A; or
(2) Appendix 3A of these local bankruptcy rules, excluding Parts 1, 2.2, 7.2
(unless the debtor is an individual), and 8 and any references to chapter 13
and "nonstandard provisions," incorporating the relevant portions of Official
Form 425A, including paragraph 3.05 and Articles 7 and 9, and incorporating
the relevant portions of Official Form 425B, including part II and paragraphs D
and G of part III.
(c) In addition to the requirements set forth in paragraph (a) above, a plan by a debtor
who has elected to be a debtor under subchapter V of chapter 11 shall conform
either to:
(1) Official Form 425A; or
(2) Appendix 3A of these local bankruptcy rules, excluding Parts 1, 2.2, 7.2
(unless the debtor is an individual), and 8 and any references to chapter 13
and "nonstandard provisions," incorporating the relevant portions of Official
Form 425A, including Articles 7 and 9, incorporating the relevant portions of
Official Form 425B, including part II and paragraphs D and G of part III, and
including the information required by 11 U.S.C. § 1190.
REFERENCES: 11 U.S.C. §§ 1122, 1123, 1190, and 1191; Fed.R.Bankr.P. 3016.
Rule 3016-2. Disclosure Statement in a Small Business Case. Pursuant to 11 U.S.C.
§ 1125(f)(1) or 11 U.S.C. §§ 1181(b) and 1187(c) and unless otherwise ordered, a
plan filed in a small business chapter 11 case or in a chapter 11 case in which the
debtor has elected to be a debtor under subchapter V is deemed to contain adequate
information and the proponent of the plan shall not prepare, file, and serve a
disclosure statement with the plan.
Rule 3016-3. Chapter 11 Reductions or Extensions of Time. A motion for a
reduction or an extension of the time within which only the debtor may file a chapter
11 plan or obtain confirmation of a chapter 11 plan shall be filed with the Court
before the expiration of the original exclusivity period and any previous extension,
shall contain the information required by 11 U.S.C. § 1121, shall state the specific
reduction or extension requested, and shall state the cause for the relief sought. The
motion shall be served on parties in interest not electronically served. A notice of
the motion shall be served on all creditors and other parties in interest not
electronically served. The notice shall conform to Bankr. D.S.D. R. 2002-1(a) and
shall set forth a last date (month, day, year) for filing an objection or other response
that is seven days after service of the motion and the notice of motion.
REFERENCES: 11 U.S.C. § 1121; Fed.R.Bankr.P. 3016.
Practice Pointer: If any party is served by mail or under the provisions of Fed.R.Civ.P.
5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the notice period
stated above shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 3018-1. Chapter 11 Ballots.
(a) Sample ballots. The proponent of a chapter 11 plan shall prepare a sample ballot
for each class of voting creditors under the plan and shall file the sample ballots as
attachments to an appropriately captioned statement at the same time the plan and
disclosure statement are filed with the Court. The statement shall conform to
Appendix 3E. Each sample ballot shall conform to Official Form 314 except each
ballot shall state it shall be returned for filing to the Bankruptcy Clerk, District of
South Dakota, at the appropriate Bankruptcy Clerk's office address in either Pierre or
Sioux Falls, South Dakota, not to the plan proponent or the plan proponent's
attorney. The sample ballots shall not include the deadline for returning ballots,
which will not be set by the Court until after the sample ballots are filed with the
Court. If a sample ballot includes more than one page, the second and each
subsequent page shall include the case name and case number at the top of the
page.
(b) Final ballots and service. Upon approval of the disclosure statement, the
proponent of a chapter 11 plan shall prepare a final ballot for each class of voting
creditors under the plan by making any changes to each sample ballot as may be
directed by the Court and inserting the date set by the Court as the deadline for
returning ballots. The plan proponent shall serve a copy of the appropriate ballot on
each creditor and other party in interest at the same time the proponent serves the
order setting the confirmation hearing and related deadlines.
(c) Tabulation of ballots. The plan proponent shall tabulate the ballots and file a
completed tabulation not less than two days before the scheduled confirmation
hearing. The completed tabulation shall be captioned as required by Bankr. D.S.D. R.
9004-2, shall be signed by the plan proponent or the plan proponent's attorney, and
shall include:
(1) with respect to each class of claims or interests, a statement of whether
the class has accepted the plan or is not impaired under the plan;
(2) if a class of claims is impaired under the plan, a statement of whether at
least one class of impaired claims has accepted the plan; and
(3) if not every class of impaired claims has accepted the plan, a statement of
whether the plan proponent will seek to confirm the plan under 11 U.S.C.
§ 1129(b).
REFERENCES: 11 U.S.C. §§ 1126 and 1129; Official Form 314; Fed.R.Bankr.P. 3018.
Practice Pointers: Often a creditor will only return the one or two pages of a ballot
on which the creditor makes its election and affixes its signature. So the Clerk can
properly file the ballot, include the case name and case number on the top of each
page of the ballot.
In the last section of Official Form 314 labeled "Return this ballot to:," use the Clerk's
Sioux Falls office address for Southern Division cases or the Clerk's Pierre office
address for Northern, Central, or Western Division cases:
Bankruptcy Court Clerk
U.S. Courthouse
400 S. Phillips Ave., Room 104
Sioux Falls, SD 57104-6851
Bankruptcy Court Clerk
U.S. Post Office & Federal Bldg.
225 S. Pierre St., Room 203
Pierre, SD 57501-2463
Rule 3019-1. Chapter 11 Modification of Plan Before Confirmation.
(a) Content and notice.
confirmation shall:
A proposed chapter 11 plan that is modified before
(1) be entitled "[insert name of proponent]'S MODIFIED PLAN DATED [insert
the date the proponent signs the modified plan]," e.g., "DEBTOR'S MODIFIED
PLAN DATED DECEMBER 16, 2025"; and
(2) comply with Bankr. D.S.D. R. 3016-1(a)(2), (3), and (4).
(b) Service. The modified plan, the order setting the confirmation hearing on the
modified plan, and, if directed by the Court, a disclosure statement that comports to
the modified plan, shall be served by the proponent on parties in interest not
electronically served, including, but not limited to, any creditor or other party in
interest that may be adversely affected by the modification, any party who has filed
an objection to a previously filed plan, and any party who has filed a notice of
appearance.
(c) Effect of filing and serving a modified plan. If a proponent in good faith files a
modified plan as provided by these rules, the previously filed plan by the same
proponent and any objections to that previously filed plan shall be deemed moot and
any confirmation hearing on the previously filed plan will be cancelled without further
notice, unless otherwise ordered.
REFERENCES: 11 U.S.C. §§ 1122, 1123, 1127, 1190, and 1193(a); Fed.Rs.Bankr.P.
2002(b) and 3019(a).
Practice Pointers: Most often, a proponent will need to serve a modified plan on all
creditors and other parties in interest not electronically served because the effect of
the modification is difficult to ascertain or because the modification may affect the
feasibility of the plan, which makes every creditor a party adversely affected by the
modification.
Compare Bankr. D.S.D. R. 3019-2 (modification of a chapter 11 plan after
confirmation).
Rule 3019-2. Chapter 11 Modification of Plan After Confirmation.
(a) Modified Plan Post-Confirmation. A party seeking to modify a plan postconfirmation shall file a Modified Plan Post-Confirmation that is titled “MODIFIED
PLAN POST-CONFIRMATION DATED [insert the date the debtor signs the modified
plan post-confirmation] and that incorporates the requested changes consistent with
11 U.S.C. §§ 1127 and 1129 or §§ 1129, 1191, and 1193. Then file the motion
and the notice to modify confirmed plan as directed below.
(b) Content of motion. A motion to modify a confirmed chapter 11 plan shall be filed
the same day as the Modified Plan Post-Confirmation and shall include:
(1) the name of each affected creditor or class of creditors;
(2) a detailed description of each proposed change to the confirmed plan or a
redline version of the Modified Plan Post-Confirmation, attached to the motion
as an exhibit, showing each proposed change;
(3) statements of the debtor's current and prior years' actual income and
expenses;
(4) a statement of the debtor's projected income and expenses for the
remaining term of the plan;
(5) a current liquidation analysis; and
(6) a statement of any change to the last plan payment date.
(c) Notice. The notice of a motion to modify a confirmed chapter 11 plan shall
conform to Bankr. D.S.D. R. 2002-1(a) and shall set forth a last date (month, day,
year) for filing an objection or other response that is 21 days after service of the
motion and the notice of motion.
(d) Service. The motion to modify a confirmed plan and the notice shall be served
on parties in interest not electronically served, including, but not limited to, any
creditor or other party in interest that may be adversely affected by the modification
and any party who has filed a notice of appearance.
(e) Confirmed Modified Plan Post-Confirmation. If the Court approves the motion, it
will enter an order granting the motion and deeming the Modified Plan PostConfirmation as the confirmed plan.
(f) Required content of a proposed order. A proposed order granting a motion to
modify a confirmed chapter 11 plan shall conform to Appendix 3D and shall include
a statement of any change in the date of the last payment under the plan.
REFERENCES: 11 U.S.C. § 1127 or § 1193; Fed.Rs.Bankr.P. 2002(a)(5) and 3019(b).
Practice Pointers: If any party is served by mail or under the provisions of
Fed.R.Civ.P. 5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the
notice period stated above shall be increased three days pursuant to Fed.R.Bankr.P.
9006(f).
Most often, the movant will need to serve a motion to modify a confirmed plan on
all creditors and other parties in interest not electronically served because the effect
of the modification is difficult to ascertain or because the modification affects
feasibility of the plan, which makes every creditor a party adversely affected by the
modification.
Compare Bankr. D.S.D. R. 3019-1 (modification of a chapter 11 plan before
confirmation).
Rule 3022-1. Chapter 11 Discharge and Entry of Final Decree.
(a) Entry of final decree in a case for a debtor that is not an individual and whose
plan was confirmed under 11 U.S.C. § 1129 or for any debtor whose plan was
confirmed under 11 U.S.C. § 1191(a). Unless the confirmed plan provides
otherwise, not later than 30 days after substantial consummation of a plan confirmed
under 11 U.S.C. § 1129 for a debtor that is not an individual or confirmed under 11
U.S.C. § 1191(a) for any debtor, the debtor or the trustee, if one has been appointed
under 11 U.S.C. § 1104 or directed to perform the debtor in possession's duties
under 11 U.S.C. § 1183(b)(5), shall file a motion for entry of a final decree. The
motion shall be served on parties in interest not electronically served. A notice of
the motion is not required.
(b) Request for a discharge upon completion of plan payments by an individual debtor
whose plan was confirmed under 11 U.S.C. § 1129(a) or (b) or upon completion of
payments required during the plan term circumscribed by 11 U.S.C. § 1191(c)(2)(A)
or (B) by any debtor whose plan was confirmed under 11 U.S.C. § 1191(b).
(1) Individual debtor's certification and request. Not later than 45 days after
the completion of all plan payments for a plan confirmed under 11 U.S.C.
§ 1129(a) or (b) or the completion of all payments required during the plan
term circumscribed by 11 U.S.C. § 1191(c)(2)(A) or (B) for a plan confirmed
under 11 U.S.C. § 1191(b), an individual debtor shall file a Certification and
Request for Discharge that strictly conforms to Appendix 3F. Joint debtors
shall prepare and file separate Certifications and Requests for Discharge.
(2) Nonindividual (business) debtor's certification and request. Not later than
45 days after the completion of all payments during the plan term
circumscribed by 11 U.S.C. § 1191(c)(2)(A) or (B) for a plan confirmed under
11 U.S.C. § 1191(b), a nonindividual (business) debtor shall file a Certification
and Request for Discharge that strictly conforms to Appendix 3G.
(3) Clerk's Notice of Certification and Request for Discharge. Upon a debtor's
timely compliance with subparagraph (1) or (2) above, the Clerk shall serve a
Notice of Certification and Request for Discharge on all creditors and other
parties in interest not electronically served. The Clerk's notice shall state any
party wishing to object to the debtor's discharge shall file an objection or other
response to the debtor's Certification and Request for Discharge before a
stated date not less than 24 days after the date the Clerk's notice was
generated.
(c) Request for a discharge before completion of plan payments (a "hardship"
discharge) under 11 U.S.C. § 1141(d)(5)(B) by an individual debtor whose plan was
confirmed under 11 U.S.C. § 1129(a) or (b). An individual debtor whose plan was
confirmed under 11 U.S.C. § 1129(a) or (b) seeking a discharge of debts before
completion of all plan payments shall:
(1) file and serve on all creditors and other parties in interest not electronically
served a motion for hardship discharge that:
(A) describes the circumstances that render the debtor unable to
complete payments under the plan;
(B) explains why modification of the confirmed plan is not practicable;
and
(C) includes, as an attachment, a liquidation analysis showing the value,
as of the effective date of the plan, of property actually distributed
under the plan on account of each allowed unsecured claim is not less
than the amount that would have been paid on such claim if the
bankruptcy estate had been liquidated under chapter 7 on such date;
(2) file and serve on all creditors and other parties in interest not electronically
served a notice of the motion for hardship discharge that conforms to Bankr.
D.S.D. R. 2002-1(a) and Appendix 2A and sets forth a last date (month, day,
year) for filing an objection or other response that is 14 days after service of
the motion and the notice of motion; and
(3) file a Certification and Request for Discharge that conforms to Appendix 3F
but is modified to state all plan payments have not been completed. Joint
debtors shall prepare and file separate Certifications and Requests for
Discharge.
(d) Entry of a discharge for an individual debtor whose plan was confirmed under
11 U.S.C. § 1129(a) or (b) or for any debtor whose plan was confirmed under
11 U.S.C. § 1191(b). The Court may enter an order of discharge for an individual
debtor whose plan was confirmed under 11 U.S.C. § 1129(a) or (b) or for any debtor
whose plan was confirmed under 11 U.S.C. § 1191(b) if the debtor has complied
with either paragraph (b) or (c) above and:
(1) no party in interest timely files an objection or other response to the
debtor's Certification and Request for Discharge;
(2) any timely filed objection or other response to the debtor's Certification
and Request for Discharge has been withdrawn or overruled;
(3) the debtor has timely cured any arrearage in plan payments, as ordered by
the Court, following a hearing on an objection to the debtor's Certification and
Request for Discharge; or
(4) an order granting a hardship discharge has been entered.
(e) Entry of a final decree in a case for an individual debtor whose plan was confirmed
under 11 U.S.C. § 1129(a) or (b) or for any debtor whose plan was confirmed under
11 U.S.C. § 1191(b). Upon a motion filed by the debtor or the trustee, if one has
been appointed under 11 U.S.C. § 1104 or directed to perform the debtor in
possession's duties under 11 U.S.C. § 1183(b)(5), and served on parties in interest
not electronically served, the Court may enter a final decree in a case for an individual
debtor whose plan was confirmed under 11 U.S.C. § 1129(a) or (b) or for any debtor
whose plan was confirmed under 11 U.S.C. § 1191(b) after the order of discharge
is final, the United States Trustee has filed a statement of no objection to the motion,
and, if a trustee was appointed in the case or directed to perform the debtor in
possession's duties, the trustee has filed any required final report and final account.
Practice Pointers: When this document is filed, it is not viewable on the public docket
because of the personal identifier information that may be included. The case trustee
will be able to view it so the trustee can complete his or her case administration
duties.
Each debtor in a joint case must file a separate Certification and Request for
Discharge.
Regarding the notice of a motion for "hardship" discharge in subparagraph (c)(2), if
any party is served by mail or under the provisions of Fed.R.Civ.P. 5(b)(2)(D) [leave
with clerk] or (F) [other means consented to], the notice period stated for such a
motion shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 3072-1A. Chapter 12 Discharge and Closing Case.
(a) Debtor's request for discharge upon completion of plan payments.
(1) Notice of Completion of Plan Payments by the trustee. Within 30 days
after the date on which all plan payments, other than payments to holders of
allowed claims provided for under 11 U.S.C. § 1222(b)(5) or § 1222(b)(9),
have been completed by the debtor, the trustee shall file a Notice of
Completion of Plan Payments and the Clerk shall serve it on parties in interest
not electronically served. The Notice of Completion of Plan Payments shall
advise the debtor that:
(A) the debtor must timely comply with Bankr. D.S.D. R. 30721A(a)(2); and
(B) if the debtor does not timely comply with Bankr. D.S.D. R. 30721A(a)(2), the Clerk may administratively close the case without entry of
a discharge.
(2) Certification and Request for Discharge by the debtor. Within 30 days
after the trustee's filing of a Notice of Completion of Plan Payments, a debtor
eligible for a discharge under 11 U.S.C. § 1228(a) shall:
(A) if an individual, file a Certification and Request for Discharge that
conforms to Appendix 3F, excluding part I(b) and part II. Joint debtors
shall prepare and file separate Certifications and Requests for Discharge;
or
(B) if a nonindividual (business), file a Certification and Request for
Discharge that conforms to Appendix 3G.
(3) Notice of Certification and Request for Discharge by the Clerk. Upon a
debtor's timely compliance with subparagraph (2)above, the Clerk shall serve
a Notice of Certification and Request for Discharge on all creditors and other
parties in interest not electronically served. The Clerk's notice shall state any
party wishing to object to the debtor's discharge shall file an objection or other
response to the debtor's Certification and Request for Discharge on or before
a stated date not less than 24 days after the date the Clerk's notice was
generated.
(b) Debtor's request for discharge before completion of all plan payments (a
"hardship" discharge). A debtor seeking a discharge prior to completion of all plan
payments shall:
(1) file and serve on all creditors and other parties in interest not electronically
served a motion for hardship discharge that:
(A) describes the circumstances for which the debtor should not justly
be held accountable that render the debtor unable to complete payments
under the plan;
(B) explains why modification of the confirmed plan is not practicable;
and
(C) includes, as an attachment, a liquidation analysis showing the value,
as of the effective date of the plan, of property actually distributed
under the plan on account of each allowed unsecured claim is not less
than the amount that would have been paid on such claim if the
bankruptcy estate had been liquidated under chapter 7 on such date;
(2) file and serve on all creditors and other parties in interest not electronically
served a notice of the motion for hardship discharge that conforms to Bankr.
D.S.D. R. 2002-1(a) and Appendix 2A and sets forth a last date (month, day,
year) for filing an objection or other response that is 14 days after service of
the motion and the notice of motion; and
(3)
(A) if an individual, file a Certification and Request for Discharge that
conforms to Appendix 3F but is modified to state all plan payments have
not been completed. Joint debtors shall prepare and file separate
Certifications and Requests for Discharge; or
(B) if a nonindividual (business), file a Certification and Request for
Discharge that conforms to Appendix 3G but is modified to state all plan
payments have not been completed.
(c) Entry of discharge. The Court may enter an order of discharge if the debtor has
complied with either paragraph (a) or (b) above and:
(1) no party in interest timely files an objection or other response to the
debtor's Certification and Request for Discharge;
(2) any timely filed objection or other response to the debtor's Certification
and Request for Discharge has been withdrawn or overruled;
(3) the debtor has timely cured any arrearage in plan payments, as ordered by
the Court, following a hearing on an objection to the debtor's Certification and
Request for Discharge; or
(4) an order granting a hardship discharge has been entered.
(d) Closing the case. A chapter 12 case may be closed by the Clerk after the trustee
files a final report and final account and:
(1) an order of discharge is final; or
(2) the debtor has failed, or in a joint case both debtors have failed, to timely
comply with subparagraph (a)(2) above.
REFERENCES: 11 U.S.C. §§ 350 and 1228; Fed.Rs.Bankr.P. 4007 and 5009.
Practice Pointers: Each debtor in a joint case must file a Certification Regarding
Domestic Support Obligations and Section 522(q) (Director's Form 2830).
Regarding the notice of a motion for "hardship" discharge in subparagraph (b)(2), if
any party is served by mail or under the provisions of Fed.R.Civ.P. 5(b)(2)(D) [leave
with clerk] or (F) [other means consented to], the notice period stated for such a
motion shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 3072-1B. Chapter 13 Discharge and Closing Case.
(a) Debtor's request for discharge upon completion of plan payments.
(1) Notice of Completion of Plan Payments by the trustee. Within 30 days
after the date on which all plan payments, other than payments to holders of
allowed claims provided for under 11 U.S.C. § 1322(b)(5), have been
completed by the debtor, the trustee shall file a Notice of Completion of Plan
Payments and the Clerk shall serve it on parties in interest not electronically
served. The Notice of Completion of Plan Payments shall advise the debtor
that:
(A) the debtor must timely comply with Bankr. D.S.D. R. 3072-1B(a)(2);
and
(B) if the debtor does not timely comply with Bankr. D.S.D. R. 30721B(a)(2), the Clerk may administratively close the case without entry of
a discharge.
(2) Certification and Request for Discharge by the debtor. Within 30 days
after the trustee's filing of a Notice of Completion of Plan Payments, a debtor
eligible for a discharge under 11 U.S.C. § 1328(a) shall file a Certification and
Request for Discharge that conforms to Appendix 3F. Joint debtors shall
prepare and file separate Certifications and Requests for Discharge.
(3) Notice of Certification and Request for Discharge by the Clerk. Upon a
debtor's timely compliance with subparagraph (2) above, the Clerk shall serve
a Notice of Certification and Request for Discharge on all creditors and other
parties in interest not electronically served. The Clerk's notice shall state any
party wishing to object to the debtor's discharge shall file an objection or other
response to the debtor's Certification and Request for Discharge on or before
a stated date not less than 24 days after the date the Clerk's notice was
generated.
(b) Debtor's request for discharge before completion of all plan payments (a
"hardship" discharge). A debtor seeking a discharge prior to completion of all plan
payments shall:
(1) file and serve on all creditors and other parties in interest not electronically
served a motion for hardship discharge that:
(A) describes the circumstances for which the debtor should not justly
be held accountable that render the debtor unable to complete payments
under the plan;
(B) explains why modification of the confirmed plan is not practicable;
and
(C) includes, as an attachment, a liquidation analysis showing the value,
as of the effective date of the plan, of property actually distributed
under the plan on account of each allowed unsecured claim is not less
than the amount that would have been paid on such claim if the
bankruptcy estate had been liquidated under chapter 7 on such date;
(2) file and serve on all creditors and other parties in interest not electronically
served a notice of the motion for hardship discharge that conforms to Bankr.
D.S.D. R. 2002-1(a) and Appendix 2A and sets forth a last date (month, day,
year) for filing an objection or other response that is 14 days after service of
the motion and the notice of motion; and
(3) file a Certification and Request for Discharge that conforms to Appendix 3F
but is modified to state all plan payments have not been completed. Joint
debtors shall prepare and file separate Certifications and Requests for
Discharge.
(c) Entry of discharge. The Court may enter an order of discharge if the debtor has
complied with either paragraph (a)(2) or (b) above and:
(1) no party in interest timely files an objection or other response to the
debtor's Certification and Request for Discharge;
(2) any timely filed objection or other response to the debtor's Certification
and Request for Discharge has been withdrawn or overruled;
(3) the debtor has timely cured any arrearage in plan payments, as ordered by
the Court, following a hearing on an objection to the debtor's Certification and
Request for Discharge; or
(4) an order granting a hardship discharge has been entered.
(d) Closing the case. A chapter 13 case may be closed by the Clerk after the trustee
files a final report and final account and:
(1) an order of discharge is final; or
(2) the debtor has failed, or in a joint case both debtors have failed, to timely
comply with subparagraph (a)(2) above.
REFERENCES: 11 U.S.C. §§ 350 and 1328; Fed.Rs.Bankr.P. 4007 and 5009.
Practice Pointers: Each debtor in a joint case must file a Certification and Request
for Discharge. It will not be available for viewing on the public docket.
Regarding the notice of a motion for "hardship" discharge in subparagraph (b)(2), if
any party is served by mail or under the provisions of Fed.R.Civ.P. 5(b)(2)(D) [leave
with clerk] or (F) [other means consented to], the notice period stated for such a
motion shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule
4001-1
4001-2
4001-3
4001-4
4003-1
4003-2
4004-1
4004-2
4007-1
4008-1
PART IV
THE DEBTOR: DUTIES AND BENEFITS
Relief From the Automatic Stay or Prohibiting or Conditioning the Use,
Sale, or Lease of Property; Confirming Termination of the Stay.
Authority to Use Cash Collateral.
Authority to Obtain Credit.
Relief From the Codebtor Stay.
Objection to Claimed Exemptions.
Avoiding a Lien on or Other Transfer of Exempt Property.
Extension of Time to File a Denial of Discharge Complaint, a Denial of
Discharge Motion, or a Reaffirmation Agreement or to Defer Entry of
Discharge.
Motion Objecting to Discharge.
Extension of Time to File a Dischargeability Complaint.
Reaffirmation Agreement; Notice of Rescission.
Rule 4001-1. Relief From the Automatic Stay or Prohibiting or Conditioning the Use,
Sale, or Lease of Property; Confirming Termination of the Stay.
(a) Motion for relief from the automatic stay with notice.
(1) Content. A motion for relief from the automatic stay shall state the specific
subsection or subsections of 11 U.S.C. § 362(d) under which relief is sought,
include a description of any property with respect to which relief is sought,
and include specific facts that demonstrate the movant is entitled to relief from
the automatic stay. Any request for a waiver of the stay of an order imposed
by Fed.R.Bankr.P. 4001(a)(3) shall be specifically stated. A motion for relief
from the automatic stay shall not be combined with a request for relief from
the codebtor stay under 11 U.S.C. § 1301(c).
(2) Waiver of automatic termination provisions. Unless a motion for relief from
the automatic stay includes a declaration that the movant is specifically relying
on the time limitations imposed by 11 U.S.C. § 362(e), those time limitations
are deemed waived for good cause under 11 U.S.C. § 362(e)(2)(B)(ii), and any
hearing on the motion will be held on the first available hearing date for the
division in which the case is venued.
(3) Service and notice. Unless relief from the automatic stay is sought ex parte
pursuant to Fed.R.Bankr.P. 4001(a)(2) and Bankr. D.S.D. R. 4001-1(c), the
motion and a notice of motion shall be served on parties in interest not
electronically served. The notice shall conform to Bankr. D.S.D. R. 2002-1(a)
and shall set forth a last date (month, day, year) for filing an objection or other
response that is 14 days after service of the motion and the notice of motion.
(b) Motion to prohibit or condition the use, sale, or lease of property with notice. A
motion to prohibit or condition the use, sale, or lease of property shall include a
description of the property with respect to which relief is sought, a description of
any liens or other encumbrances against the property, and specific facts that
demonstrate the movant is entitled to the prohibition or condition requested. Unless
such relief is sought ex parte pursuant to Fed.R.Bankr.P. 4001(a)(2) and Bankr.
D.S.D. R. 4001-1(c), the motion and a notice of motion shall be served on parties in
interest not electronically served. The notice shall conform to Bankr. D.S.D. R. 20021(a) and shall set forth a last date (month, day, year) for filing an objection or other
response that is 14 days after service of the motion and the notice of motion.
(c) Ex parte motion for relief from the automatic stay or to prohibit or condition the
use, sale, or lease of property. An ex parte motion for relief from the automatic stay
under 11 U.S.C. § 362(f) or to prohibit or condition the use, sale, or lease of property
shall comply with Fed.R.Bankr.P. 4001(a)(2)(B), except the Court will serve any order
granting ex parte relief. A notice of motion shall not be filed with the motion.
(d) Motion to confirm termination or absence of the automatic stay. A motion
seeking confirmation of the termination or absence of the automatic stay under 11
U.S.C. § 362(c) or § 362(j) and a notice of motion shall be served on parties in
interest not electronically served. The notice shall conform to Bankr. D.S.D. R. 20021(a) and shall set forth a last date (month, day, year) for filing an objection or other
response that is 14 days after service of the motion and the notice of motion.
(e) Agreement regarding relief from the automatic stay or to prohibit or condition the
use, sale, or lease of property when a motion for such relief has been filed. If the
movant and all parties who timely objected to a properly filed and served motion for
relief from the automatic stay or motion to prohibit or condition the use, sale, or
lease of property reach an agreement regarding such relief that does not exceed the
scope of the motion, the agreement, if reduced to writing, shall be signed and filed
with the Court, and the parties shall submit pursuant to Bankr. D.S.D. R. 9072-1(a)
an agreed proposed order. Upon entry of the agreed order, any previously scheduled
hearing on the motion will be deemed moot. If the agreement exceeds the scope of
the motion, the agreement shall be noticed for objections in compliance with Bankr.
D.S.D. R. 9019-1(b).
(f) Agreement regarding relief from the automatic stay or to prohibit or condition the
use, sale, or lease of property when a motion for such relief has not been filed. If
parties in interest reach an agreement regarding relief from the automatic stay or to
prohibit or condition the use, sale, or lease of property before a motion for such relief
has been filed, a motion to approve the agreement and a notice of motion shall be
served on parties in interest not electronically served. If the agreement has been
reduced to writing, a copy of the signed agreement shall be attached to the motion.
The notice shall conform to Bankr. D.S.D. R. 2002-1(a) and shall set forth a last date
(month, day, year) for filing an objection or other response that is 14 days after
service of the motion and the notice of motion.
(g) Proposed order. When a motion for relief from the automatic stay is filed, the
movant shall submit pursuant to Bankr. D.S.D. R. 9072-1(a) a proposed order
granting the motion that conforms to Appendix 4A.
REFERENCES: 11 U.S.C. §§ 362 and 363; Fed.R.Bankr.P. 4001. Compare Bankr.
D.S.D. R. 4001-4 regarding relief from the codebtor stay under 11 U.S.C. § 1301(c).
Practice Pointers: If any party is served by mail or under the provisions of
Fed.R.Civ.P. 5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the
notice periods stated above shall be increased three days pursuant to Fed.R.Bankr.P.
9006(f).
A sample motion for relief from the automatic stay and a variety of sample orders
granting relief from the automatic stay in situations not addressed by the sample
order at Appendix 4A (e.g., granting relief from the automatic stay and compelling
abandonment, granting relief from the automatic stay following a hearing, granting
relief from the automatic stay after an objection or other response is withdrawn, and
granting relief from the automatic stay following a failure to comply with the terms
and conditions established in an earlier order) are available on the Court's website at
www.sdb.uscourts.gov under Local Rules and Forms and then All Local Forms.
Rule 4001-2. Authority to Use Cash Collateral.
(a) Motion for authority to use cash collateral (regular notice). A motion for authority
to use cash collateral shall comply with Fed.R.Bankr.P. 4001(b)(1)(B) and shall
conform to Appendix 4B. Unless preliminary authority is sought pursuant to
Fed.R.Bankr.P. 4001(b)(2), the motion and a notice of motion shall be served on
parties in interest not electronically served. The notice shall conform to Bankr.
D.S.D. R. 2002-1(a) and shall set forth a last date (month, day, year) for filing an
objection or other response that is 14 days after service of the motion and the notice
of motion.
(b) Preliminary hearing. A request for a preliminary hearing on a motion for authority
to use cash collateral pursuant to Fed.R.Bankr.P. 4001(b)(2) shall be reflected in the
title of the motion by the addition of the phrase "and Request for Preliminary
Hearing." The motion for authority to use cash collateral and request for a
preliminary hearing shall conform to Appendix 4C and shall include, in a separate
paragraph:
(1) a specific statement of the immediate and irreparable harm the estate will
suffer if the debtor is not permitted to use cash collateral pending a final
hearing on the motion;
(2) the specific amount of cash collateral needed during the preliminary notice
period following service of the motion and the notice of motion; and
(3) the source(s) of the cash collateral and an offer of adequate protection, if
different than the source(s) or the offer set forth pursuant to Fed.R.Bankr.P.
4001(b)(1)(B) and paragraph (a) above.
If the request for a preliminary hearing is granted, the Court's order will set deadlines
for responses and, if necessary, a preliminary hearing. The order will constitute the
notice of the motion and shall be served by the movant as directed by the Court in
the order.
(c) Agreement regarding authority to use cash collateral following a motion for such
authority. If the debtor and all parties who timely objected to a properly filed and
served motion for authority to use cash collateral reach an agreement regarding such
relief that does not exceed the scope of the original motion, the agreement, if reduced
to writing, shall be signed and filed with the Court, and the parties shall submit
pursuant to Bankr. D.S.D. R. 9072-1(a) an agreed proposed order. Upon entry of
the agreed order, any previously scheduled hearing on the motion will be deemed
moot. If the agreement exceeds the scope of the motion, the agreement shall be
noticed for objections in compliance with Bankr. D.S.D. R. 9019-1(b).
(d) Agreement regarding use of cash collateral when a motion for authority to use
cash collateral has not been filed. If parties in interest reach an agreement regarding
the use of cash collateral before a motion for such relief has been filed, a motion to
approve the agreement and a notice of motion shall be served on parties in interest
not electronically served. If the agreement has been reduced to writing, a copy of
the signed agreement shall be attached to the motion. The notice shall conform to
Bankr. D.S.D. R. 2002-1(a) and shall set forth a last date (month, day, year) for filing
an objection or other response that is 14 days after service of the motion and the
notice of motion.
(e) Proposed order. A proposed order granting preliminary authority to use cash
collateral shall conform to Appendix 4D. A proposed order granting final authority
to use cash collateral shall conform to Appendix 4E.
REFERENCES: 11 U.S.C. § 363; Fed.Rs.Bankr.P. 2002(a)(6), 2002(c)(1), and 4001.
Practice Pointer: If any party is served by mail or under the provisions of Fed.R.Civ.P.
5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the notice periods
stated above shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 4001-3. Authority to Obtain Credit.
(a) Motion for authority to obtain credit (regular notice). A motion for authority to
obtain credit shall comply with Fed.R.Bankr.P. 4001(c)(1)(B), shall conform to
Appendix 4F, and shall include as an attachment a statement of the debtor's
projected income and projected expenses for the time during which the credit is to
be extended. Unless preliminary authority is sought pursuant to Fed.R.Bankr.P.
4001(c)(2), the motion and a notice of motion shall be served on all creditors and
other parties in interest not electronically served. The notice shall conform to Bankr.
D.S.D. R. 2002-1(a) and shall set forth a last date (month, day, year) for filing an
objection or other response that is 14 days after service of the motion and the notice
of motion.
(b) Preliminary hearing. A request for a preliminary hearing on a motion for authority
to obtain credit pursuant to Fed.R.Bankr.P. 4001(c)(2) shall be reflected in the title
of the motion by the addition of the phrase "and Request for Preliminary Hearing."
The motion for authority to obtain credit and request for a preliminary hearing shall
conform to Appendix 4G and shall include, in a separate paragraph:
(1) a specific statement of the immediate and irreparable harm the estate will
suffer if the debtor is not permitted to obtain credit pending a final hearing on
the motion;
(2) the specific amount of credit needed during the preliminary notice period
following service of the motion and the notice of motion; and
(3) the source(s) and terms of the credit and an offer of adequate protection,
if different than the source(s) or the offer set forth pursuant to Fed.R.Bankr.P.
4001(c)(1)(B) and paragraph (a) above.
If the request for a preliminary hearing is granted, the Court's order will set deadlines
for responses and, if necessary, a preliminary hearing. The order will constitute the
notice of the motion and shall be served by the movant as directed by the Court in
the order.
(c) Agreement regarding authority to obtain credit following a motion for such
authority. If the debtor and all parties who timely objected to a properly filed and
served motion for authority to obtain credit reach an agreement regarding such relief
that does not exceed the scope of the original motion, the agreement, if reduced to
writing, shall be signed and filed with the Court, and the parties shall submit pursuant
to Bankr. D.S.D. R. 9072-1(a) an agreed proposed order. Upon entry of the agreed
order, any previously scheduled hearing on the motion will be deemed moot. If the
agreement exceeds the scope of the motion, the agreement shall be noticed for
objections in compliance with Bankr. D.S.D. R. 9019-1(b).
(d) Agreement regarding authority to obtain credit when a motion for authority to
obtain credit has not been filed. If parties in interest reach an agreement regarding
the obtaining of credit before a motion for such relief has been filed, a motion to
approve the agreement and a notice of motion shall be served on parties in interest
not electronically served. If the agreement has been reduced to writing, a copy of
the signed agreement shall be attached to the motion. The notice shall conform to
Bankr. D.S.D. R. 2002-1(a) and shall set forth a last date (month, day, year) for filing
an objection or other response that is 14 days after service of the motion and the
notice of motion.
(e) Proposed order. A proposed order granting preliminary authority to obtain credit
shall conform to Appendix 4H. A proposed order granting final authority to obtain
credit shall conform to Appendix 4I.
REFERENCES: 11 U.S.C. § 364; Fed.R.Bankr.P. 4001.
Practice Pointer: If any party is served by mail or under the provisions of Fed.R.Civ.P.
5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the notice periods
stated above shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 4001-4. Relief From the Codebtor Stay. A motion for relief from the codebtor
stay shall specifically reference 11 U.S.C. § 1201(c) or § 1301(c) in the title and in
the body of the motion, shall specifically name each codebtor, shall include specific
facts that demonstrate the movant is entitled to relief from the codebtor stay, and
be served with a notice of motion on parties in interest not electronically served,
including each codebtor and each codebtor's attorney. The notice shall conform to
Bankr. D.S.D. R. 2002-1(a) and shall set forth a last date (month, day, year) for filing
an objection or other response that is 14 days after service of the motion and the
notice of motion. A motion for relief from the codebtor stay shall not be combined
with a request for relief from the automatic stay under 11 U.S.C. § 362(d).
REFERENCES: 11 U.S.C. §§ 1201(c) and 1301(c). Compare Bankr. D.S.D. R. 4001-1
regarding relief from the automatic stay under 11 U.S.C. § 362(d).
Practice Pointer: If any party is served by mail or under the provisions of Fed.R.Civ.P.
5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the notice period
stated above shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 4003-1. Objection to Claimed Exemptions.
(a) Objection. An objection to a debtor's claimed exemptions and a notice of
objection shall be served on parties in interest not electronically served. The notice
shall conform to Bankr. D.S.D. R. 2002-1(a) and shall set forth a last date (month,
day, year) for filing a response that is 14 days after service of the objection to claimed
exemptions and a notice of the objection to claimed exemptions.
(b) Required response. A response to an objection to claimed exemptions shall be
filed with the Court and served in compliance with Bankr. D.S.D. R. 9014-1(b). An
amendment to a schedule will not be deemed a response to an objection to claimed
exemptions.
REFERENCES: 11 U.S.C. § 522; S.D.C.L. §§ 43-45-1 et seq., 43-31-1 et seq., and
43-12-115; Fed.R.Bankr.P. 4003.
Practice Pointers: If any party is served by mail or under the provisions of
Fed.R.Civ.P. 5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the
notice period stated above shall be increased three days pursuant to Fed.R.Bankr.P.
9006(f).
If a debtor believes an amendment to a schedule will resolve the objection to claimed
exemptions, the debtor shall simultaneously file both a response to the objection and
an amendment to the schedule. See Bankr. D.S.D. R. 9014-1(c).
Rule 4003-2. Avoiding a Lien on or Other Transfer of Exempt Property.
(a) Motion. A motion to avoid a lien on or other transfer of exempt property under
11 U.S.C. § 522(f) shall conform to Appendix 4J and shall demonstrate the lien or
other transfer sought to be avoided impairs an exemption to which the debtor is
entitled under 11 U.S.C. § 522(b). The motion and a notice of motion shall be served
on parties in interest not electronically served. The notice shall conform to Bankr.
D.S.D. R. 2002-1(a) and shall set forth a last date (month, day, year) for filing an
objection or other response that is 14 days after service of the motion and the notice
of motion.
(b) Proposed order. When a motion to avoid a lien on or other transfer of exempt
property is filed, the movant shall submit pursuant to Bankr. D.S.D. R. 9072-1(a) a
proposed order granting the motion that conforms to Appendix 4K.
REFERENCES: 11 U.S.C. § 522; Fed.Rs.Bankr.P. 4003(d) and 9014.
Practice Pointer: If any party is served by mail or under the provisions of Fed.R.Civ.P.
5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the notice period
stated above shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 4004-1. Extension of Time to File a Denial of Discharge Complaint, a Denial of
Discharge Motion, or a Reaffirmation Agreement or to Defer Entry of Discharge.
(a) Motion for extension of time to file a denial of discharge complaint or a denial of
discharge motion. A motion for extension of time to file a complaint seeking the
denial of a debtor's discharge under 11 U.S.C. § 727(a) and Fed.R.Bankr.P. 4004 or
a motion seeking the denial of a debtor's discharge under 11 U.S.C. § 727(a)(8) or
(a)(9) and Fed.R.Bankr.P. 4004 shall be filed with the Court before the original
deadline has expired, unless Fed.R.Bankr.P. 4004(b)(2) applies, shall state the
specific extension requested, and shall demonstrate cause for the extension
requested. The motion and a notice of the motion shall be served on all creditors
and other parties in interest not electronically served. The notice shall conform to
Bankr. D.S.D. R. 2002-1(a) and shall set forth a last date (month, day, year) for filing
an objection or other response that is seven days after service of the motion and the
notice of motion.
(b) Motion for extension of time to file a reaffirmation agreement. A motion for
extension of time to file a reaffirmation agreement under Fed.R.Bankr.P. 4008(a)
shall be filed with the Court before the original deadline has expired, shall state the
specific extension requested, and shall demonstrate cause for the extension
requested. The motion shall be served on parties in interest not electronically served.
No notice of the motion is required.
(c) Motion by debtor to defer entry of the order of discharge. A motion under
Fed.R.Bankr.P. 4004(c)(2) to defer the entry of the order of discharge for 30 days,
or to a date certain after any initial 30-day extension, shall demonstrate cause for
the deferral requested. The motion shall be served on parties in interest not
electronically served. No notice of the motion is required.
REFERENCES: 11 U.S.C. §§ 727 and 1141(d); Fed.Rs.Bankr.P. 4004(b) and (c) and
4008(a).
Practice Pointers: If any party is served by mail or under the provisions of
Fed.R.Civ.P. 5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the
notice period stated above shall be increased three days pursuant to Fed.R.Bankr.P.
9006(f).
Section 524(c) requires a reaffirmation agreement to be "made" (i.e., signed and
dated by all parties) before the discharge order is entered. A motion for extension
of time to file a reaffirmation agreement under paragraph (b) does not extend the
time within which a reaffirmation agreement may be made. If a reaffirmation
agreement has not been made, the debtor will need to file a motion to defer the entry
of the order of discharge under paragraph (c) to extend the time within which that
can be accomplished. If a debtor files a motion to defer entry of the order of
discharge, the debtor does not need to also file a motion for extension of time to file
a reaffirmation agreement.
Rule 4004-2. Motion Objecting to Discharge. A motion objecting to a debtor's
discharge under 11 U.S.C. § 727(a)(8), 11 U.S.C. § 727(a)(9), or 11 U.S.C.
§ 1328(f) shall be served, with a notice, on parties in interest not electronically
served. The notice shall conform to Bankr. D.S.D. R. 2002-1(a) and shall set forth
a last date (month, day, year) for filing an objection or other response that is 21 days
after service of the motion and the notice of motion.
Practice Pointer: If any party is served by mail or under the provisions of Fed.R.Civ.P.
5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the notice period
stated above shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 4007-1. Extension of Time to File a Dischargeability Complaint. A motion for
extension of time to file a complaint seeking a determination of the dischargeability
of a particular debt under 11 U.S.C. § 523(c) shall be filed with the Court before the
original deadline has expired, shall state the specific extension requested, and shall
demonstrate cause for the extension requested. The motion and a notice of motion
shall be served on parties in interest not electronically served. The notice shall
conform to Bankr. D.S.D. R. 2002-1(a) and shall set forth a last date (month, day,
year) for filing an objection or other response that is seven days after service of the
motion and the notice of motion.
REFERENCES: 11 U.S.C. §§ 523(c), 1141(d)(2), 1228(a)(2) and (c)(2), and 1328(a)(2)
and (c)(2); Fed.R.Bankr.P. 4007(c) and (d).
Practice Pointer: If any party is served by mail or under the provisions of Fed.R.Civ.P.
5(b)(2)(D) [leave with clerk] or (F) [other means consented to], the notice period
stated above shall be increased three days pursuant to Fed.R.Bankr.P. 9006(f).
Rule 4008-1. Reaffirmation Agreement; Notice of Rescission.
(a) Certain documents not required. Notwithstanding any suggestion to the contrary
in any official form or director's form issued by the Administrative Office of the
United States Courts, a debtor need not file a motion seeking approval of a
reaffirmation agreement, and notwithstanding Fed.R.Bankr.P. 4008(a), a
reaffirmation agreement cover sheet (Official Form 427) need not be filed if the
reaffirmation agreement is with a credit union as defined in § 19(b)(1)(A)(iv) of the
Federal Reserve Act.
(b) Document in support of a reaffirmation agreement.
(1) Affidavit. Any attempted rebuttal of a presumption of undue hardship
shown in a reaffirmation agreement that is based in whole or in part on the
debtor's receipt of financial assistance from another person shall include, as
an attachment to the reaffirmation agreement, an affidavit of the person from
whom such financial assistance will be received. The affidavit shall state the
amount of fina
This text is long and has been trimmed here. Open the source document for the complete record.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.