Interior, Environment, and Related Agencies: FY2009 Appropriations
Congressional research reportMay 29, 2009
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Interior, Environment, and Related Agencies:
FY2009 Appropriations
(name redacted), Coordinator
Specialist in Natural Resources Policy
May 29, 2009
Congressional Research Service
7-....
www.crs.gov
RL34461
CRS Report for Congress
Prepared for Members and Committees of Congress
Interior, Environment, and Related Agencies: FY2009 Appropriations
Summary
The Interior, Environment, and Related Agencies appropriations bill includes funding for the
Department of the Interior (DOI), except for the Bureau of Reclamation, and for two agencies
within other departments—the Forest Service within the Department of Agriculture and the
Indian Health Service (IHS) within the Department of Health and Human Services. It also
includes funding for arts and cultural agencies, the Environmental Protection Agency, and
numerous other entities.
On February 17, 2009, the President signed the American Recovery and Reinvestment Act of
2009 (P.L. 111-5, H.R. 1). This broad economic stimulus legislation contained $10.95 billion in
emergency funds for FY2009 for some of the accounts within agencies typically funded by the
annual Interior, Environment, and Related Agencies appropriations laws. In general, the funds
were made available for obligation until September 30, 2010 (the end of FY2010).
On March 11, 2009, the President signed the Omnibus Appropriations Act, 2009 (P.L. 111-8, H.R.
1105). The omnibus law contained regular appropriations for FY2009 of $27.59 billion for
Interior, Environment, and Related Agencies. This funding was $825.9 million (3%) below the
FY2008 level of $28.42 billion (including $1.82 billion in emergency appropriations), but $1.78
billion (7%) above the FY2009 Bush Administration request of $25.81 billion. Together with
funding in the stimulus law, Interior, Environment, and Related Agencies received a total of
$38.54 billion for FY2009.
Regular appropriations for FY2009 were not enacted for Interior, Environment, and Related
Agencies before the October 1, 2008, start of the fiscal year. Instead, agencies were receiving
funds under the terms of a continuing funding resolution—Division A, Continuing Appropriations
Resolution, 2009 (P.L. 110-329, FY2009 CR). The measure generally extended funding for
accounts in the Interior, Environment, and Related Agencies Appropriations bill at the amounts
provided in the FY2008 regular appropriations law and under the terms and conditions provided
in that FY2008 law. A notable exception was that the FY2009 CR removed the prohibitions on
spending funds for oil and gas leasing activities in certain regions of the Outer Continental Shelf.
No bills providing regular appropriations for FY2009 for Interior, Environment, and Related
Agencies were reported by the House or Senate Appropriations Committees or considered on the
House or Senate floor during the 110th Congress. Perhaps the biggest impediment to developing
and considering an Interior bill was divisiveness over whether to retain long-standing prohibitions
on funding for oil and gas leasing in the OCS. Other issues that have been controversial in
Interior deliberations have included funding for Bureau of Indian Affairs construction, education,
and housing; Indian Health Service construction and urban Indian health; wastewater/drinking
water needs; land acquisition; the Payments in Lieu of Taxes program; the Superfund program;
and wildland fire fighting, in addition to Indian trust fund management and royalty relief.
This report is not expected to be updated.
Congressional Research Service
Interior, Environment, and Related Agencies: FY2009 Appropriations
Contents
Most Recent Developments ............................................................................................................. 1
Introduction...................................................................................................................................... 1
FY2004-FY2009........................................................................................................................ 2
Current Overview ...................................................................................................................... 3
Economic Stimulus Legislation, P.L. 111-5............................................................................... 4
Major Issues............................................................................................................................... 9
Status of Bill ............................................................................................................................ 10
Title I: Department of the Interior.................................................................................................. 11
Bureau of Land Management .................................................................................................. 11
Overview ........................................................................................................................... 11
Management of Lands and Resources ............................................................................... 12
Construction ...................................................................................................................... 14
Land Acquisition ............................................................................................................... 14
Fish and Wildlife Service ........................................................................................................ 14
Endangered Species Funding ............................................................................................ 15
National Wildlife Refuge System (NWRS) and Law Enforcement .................................. 17
Refuges: Stimulus Funding .............................................................................................. 17
Construction ...................................................................................................................... 18
Avian Flu ........................................................................................................................... 18
Land Acquisition ............................................................................................................... 18
Wildlife Refuge Fund ........................................................................................................ 19
Multinational Species and Neotropical Migrants .............................................................. 20
State and Tribal Wildlife Grants ........................................................................................ 20
National Park Service .............................................................................................................. 21
Operation of the National Park System ............................................................................. 23
United States Park Police (USPP) ..................................................................................... 24
Centennial Challenge ........................................................................................................ 24
National Recreation and Preservation ............................................................................... 25
Historic Preservation ......................................................................................................... 25
Construction ...................................................................................................................... 26
Land Acquisition and State Assistance .............................................................................. 26
U.S. Geological Survey ........................................................................................................... 27
Enterprise Information ...................................................................................................... 28
Geographic Research, Investigations, and Remote Sensing ............................................. 28
Geologic Hazards, Resources, and Processes ................................................................... 29
Water Resources Investigations......................................................................................... 29
Biological Research........................................................................................................... 29
Science Support and Facilities .......................................................................................... 30
Global Climate Change Research...................................................................................... 30
Minerals Management Service ................................................................................................ 31
Budget and Appropriations................................................................................................ 31
Oil and Gas Leasing Offshore ........................................................................................... 32
Office of Surface Mining Reclamation and Enforcement ....................................................... 34
Bureau of Indian Affairs .......................................................................................................... 37
Bureau of Indian Education (BIE) Programs .................................................................... 40
Law Enforcement and Courts Program ............................................................................. 42
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Interior, Environment, and Related Agencies: FY2009 Appropriations
Housing Improvement Program (HIP) .............................................................................. 42
Road Maintenance ............................................................................................................. 43
Federal Tribal Acknowledgment Process .......................................................................... 43
Departmental Offices and Department-Wide Programs .......................................................... 44
Office of Insular Affairs .................................................................................................... 44
Payments in Lieu of Taxes Program (PILT) ...................................................................... 45
Office of Special Trustee for American Indians ............................................................... 47
National Indian Gaming Commission .............................................................................. 51
Title II: Environmental Protection Agency .................................................................................... 51
Key Funding Issues ................................................................................................................. 54
Wastewater and Drinking Water Infrastructure ................................................................. 54
Superfund .......................................................................................................................... 56
Brownfields ....................................................................................................................... 58
Leaking Underground Storage Tanks ................................................................................ 59
Air Quality ........................................................................................................................ 60
Policy Provisions ............................................................................................................... 62
Title III: Related Agencies ............................................................................................................. 63
Department of Agriculture: Forest Service .............................................................................. 63
Major FS Issues in Appropriations .................................................................................... 63
State and Private Forestry.................................................................................................. 64
FS Research ....................................................................................................................... 66
National Forest System ..................................................................................................... 66
Capital Improvement and Maintenance ............................................................................ 66
Land Acquisition ............................................................................................................... 67
Department of Health and Human Services: Indian Health Service ...................................... 67
Health Services.................................................................................................................. 69
Facilities ............................................................................................................................ 72
Office of Navajo and Hopi Indian Relocation ......................................................................... 73
Smithsonian Institution ............................................................................................................ 74
Salaries and Expenses ....................................................................................................... 75
Facilities Capital................................................................................................................ 75
Legacy Fund ...................................................................................................................... 75
Trust Funds ........................................................................................................................ 76
National Endowment for the Arts and National Endowment for the Humanities .................. 76
NEA................................................................................................................................... 77
NEH................................................................................................................................... 78
Cross-Cutting Topics ..................................................................................................................... 78
Everglades Restoration ............................................................................................................ 78
FY2009 Funding ............................................................................................................... 79
Concerns Over Phosphorus Mitigation ............................................................................. 81
The Land and Water Conservation Fund (LWCF)................................................................... 82
Overview ........................................................................................................................... 82
Land Acquisition ............................................................................................................... 82
Grants to States.................................................................................................................. 83
Other Purposes .................................................................................................................. 84
Wildland Fire Management ..................................................................................................... 85
Wildfire Suppression ......................................................................................................... 87
Fire Preparedness .............................................................................................................. 87
Other Operations ............................................................................................................... 87
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Interior, Environment, and Related Agencies: FY2009 Appropriations
Emergency Supplemental and Contingent Appropriations, FY2008 ................................ 88
Figures
Figure 1. FS FY2009 Appropriations Excluding Stimulus Funding.............................................. 64
Tables
Table 1. Interior, Environment, and Related Agencies Appropriations, FY2004 to
FY2009 ......................................................................................................................................... 3
Table 2. Appropriations for Interior, Environment, and Related Agencies in P.L. 111-5 ................ 7
Table 3. Status of Interior, Environment, and Related Agencies Appropriations, FY2009
(H.R. 1105) ................................................................................................................................. 10
Table 4. Appropriations for the Bureau of Land Management (BLM), FY2008-FY2009 ............ 12
Table 5. Appropriations for the Fish and Wildlife Service (FWS), FY2008-FY2009 ................... 15
Table 6. Appropriations for the Endangered Species Program and Related Programs,
FY2008-FY2009 ......................................................................................................................... 16
Table 7. Appropriations for the Fish and Wildlife Service (FWS): Land Acquisition
Program, FY2008-FY2009 ......................................................................................................... 19
Table 8. Appropriations for the Multinational Species Conservation Fund (MSCF) and
Neotropical Migratory Bird Conservation Fund, FY2008-FY2009 ........................................... 20
Table 9. Appropriations for State and Tribal Wildlife Grants, FY2008-FY2009........................... 21
Table 10. Appropriations for the National Park Service (NPS), FY2008-FY2009 ........................ 23
Table 11. Appropriations for the U.S. Geological Survey (USGS), FY2008-FY2009 .................. 28
Table 12. Appropriations for the Minerals Management Service (MMS), FY2008FY2009 ....................................................................................................................................... 31
Table 13. Appropriations for the Office of Surface Mining Reclamation and Enforcement,
FY2008-FY2009 ......................................................................................................................... 35
Table 14. Appropriations for the Bureau of Indian Affairs (BIA) (including Bureau of
Indian Education (BIE)), FY2008-FY2009 ................................................................................ 38
Table 15. Authorized and Appropriated Levels for Payments in Lieu of Taxes (PILT),
FY2000-FY2009 ......................................................................................................................... 46
Table 16. Appropriations for the Office of Special Trustee for American Indians (OST),
FY2008-FY2009 ......................................................................................................................... 47
Table 17. Appropriations for the Environmental Protection Agency (EPA), FY2008FY2009 ....................................................................................................................................... 53
Table 18. Appropriations for the Environmental Protection Agency (EPA): Brownfields
Program, FY2008-FY2009 ......................................................................................................... 59
Table 19. Appropriations for the Environmental Protection Agency (EPA): Selected Air
Quality Programs and Activities, FY2008-FY2009 ................................................................... 61
Table 20. Appropriations for the Forest Service (FS), FY2008-FY2009 ....................................... 63
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Interior, Environment, and Related Agencies: FY2009 Appropriations
Table 21. Appropriations for the Forest Service (FS): State and Private Forestry, FY2008FY2009 ....................................................................................................................................... 65
Table 22. Appropriations for the Indian Health Service (IHS), FY2008-FY2009 ......................... 68
Table 23. Appropriations for the Smithsonian Institution, FY2008-FY2009 ................................ 76
Table 24. Appropriations for the Arts and Humanities, FY2008-FY2009 ..................................... 77
Table 25. Appropriations for the Department of the Interior (DOI): Everglades
Restoration Budget, FY2008-FY2009 ........................................................................................ 80
Table 26. Appropriations for the Land and Water Conservation Fund (LWCF),
FY2004-FY2009 ......................................................................................................................... 82
Table 27. Appropriations for the Land and Water Conservation Fund (LWCF): Other
Programs, FY2006-FY2009 ....................................................................................................... 84
Table 28. Appropriations for the Forest Service (FS) and the Department of the Interior
(DOI): Wildland Fire Management, FY2007-FY2009 ............................................................... 86
Table 29. Appropriations for Interior, Environment, and Related Agencies,
FY2004-FY2009 ......................................................................................................................... 90
Contacts
Author Contact Information........................................................................................................... 93
Key Policy Staff ............................................................................................................................. 93
Congressional Research Service
Interior, Environment, and Related Agencies: FY2009 Appropriations
Most Recent Developments
On March 11, 2009, the President signed the Omnibus Appropriations Act, 2009 (P.L. 111-8, H.R.
1105). The omnibus law contained regular appropriations for FY2009 of $27.59 billion for
Interior, Environment, and Related Agencies. In earlier action, on February 17, 2009, the
President signed the American Recovery and Reinvestment Act of 2009 (P.L. 111-5, H.R. 1). This
broad economic stimulus legislation contained $10.95 billion in emergency funds for FY2009 for
some of the accounts within agencies typically funded by the annual Interior, Environment, and
Related Agencies appropriations laws. Taken together, the two laws provided a total of $38.54
billion for FY2009.
Introduction
The annual Interior, Environment, and Related Agencies appropriations bill includes funding for
agencies and programs in three separate federal departments, as well as numerous related
agencies and bureaus. It provides funding for Department of the Interior (DOI) agencies (except
for the Bureau of Reclamation, funded in Energy and Water Development appropriations laws),
many of which manage land and other natural resource or regulatory programs. The bill also
provides funds for agencies in two other departments—the Forest Service in the Department of
Agriculture, and the Indian Health Service (IHS) in the Department of Health and Human
Services—as well as funds for the Environmental Protection Agency (EPA). Further, the annual
bill includes funding for arts and cultural agencies, such as the Smithsonian Institution, National
Endowment for the Arts, and National Endowment for the Humanities, and for numerous other
entities and agencies.
In former years, the appropriations laws for Interior and Related Agencies provided funds for
several activities within the Department of Energy (DOE), including research, development, and
conservation programs; the Naval Petroleum Reserves; and the Strategic Petroleum Reserve.
However, at the outset of the 109th Congress, these DOE programs were transferred to the House
and Senate Appropriations subcommittees covering energy and water, to consolidate jurisdiction
over DOE.1 At the same time, jurisdiction over the EPA and several smaller entities was moved to
the House and Senate Appropriations subcommittees covering Interior and Related Agencies.2
This change resulted from the abolition of the House and Senate Appropriations Subcommittees
on Veterans Affairs, Housing and Urban Development, and Independent Agencies, which
previously had jurisdiction over EPA.
Since FY2006, appropriations laws for Interior, Environment, and Related Agencies have
contained three primary titles. This report is organized along these lines. Accordingly, the first
section (Title I) provides information on Interior agencies; the second section (Title II) discusses
EPA; and the third section (Title III) addresses other agencies, programs, and entities. A fourth
section of this report discusses cross-cutting topics that encompass more than one agency.
Entries in this report are for major agencies (e.g., the National Park Service) and cross-cutting
issues (e.g., Everglades restoration) that receive funding in the Interior, Environment, and Related
1
2
These panels are now called the Subcommittees on Energy and Water Development.
These panels are now called the Subcommittees on Interior, Environment, and Related Agencies.
Congressional Research Service
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Interior, Environment, and Related Agencies: FY2009 Appropriations
Agencies appropriations bill. For each agency or issue, we discuss some of the key funding
changes enacted for FY2009, or proposed by the George W. Bush Administration, that have been
of interest to Congress. We also address related policy issues that tend to occur in the context of
considering appropriations legislation. Presenting such information in summary form is a
challenge. For example, budget submissions for some agencies number several hundred pages
and contain innumerable funding, programmatic, and legislative changes for congressional
consideration. Further, appropriations laws provide funds for numerous accounts, activities, and
subactivities, and the accompanying explanatory statements provide additional directives and
other important information. For information on programs funded in the bill but not directly
discussed in this report, please contact the key policy staff members listed at the end of the report.
In general, in this report the term appropriations represents total funds available, including
regular annual and supplemental appropriations, as well as rescissions, transfers, and deferrals,
but excludes permanent mandatory budget authorities. This report contains final FY2009
appropriations levels for agencies, programs, and activities as enacted in the Omnibus
Appropriations Act, 2009 (P.L. 111-8, H.R. 1105). These funds generally are referred to as
omnibus funds, or funds provided by the omnibus law. Increases and decreases generally are
calculated on comparisons between these FY2009 omnibus funding levels and those requested by
President Bush for FY2009 and enacted for FY2008.
An overview of emergency funding for FY2009 provided in broad economic stimulus legislation
(P.L. 111-5, H.R. 1) is discussed in the introduction to this report. This law contained additional
FY2009 funding for some of the agencies and programs typically funded by the Interior,
Environment, and Related Agencies Appropriations bill. These funds also are discussed in the
pertinent sections throughout the report, in both the text and accompanying tables. They generally
are referred to as stimulus funds, or funds provided by the stimulus law.
The House Committee on Appropriations is the primary source of the funding figures used
throughout the report. Other sources of information include the Senate Committee on
Appropriations, agency budget justifications, and the Congressional Record. References to the
“Explanatory Statement” for the omnibus law refer to the statement published in the February 23,
2009, Congressional Record. References to the “Explanatory Statement” for the stimulus law
refer to the statement published in the February 12, 2009, Congressional Record, together with
the tables published in the February 13, 2009, Congressional Record. In the tables throughout this
report, some columns of funding figures do not add to the precise totals provided due to rounding.
FY2004-FY2009
Table 1, below, shows appropriations for Interior, Environment, and Related Agencies for
FY2004-FY2009. Funding for earlier years is not readily available due to the changes in the
makeup of the Interior appropriations bill. The FY2009 omnibus funding represented a $265.5
million increase (1%) over the FY2004 level in current dollars, or an 11% decrease in constant
dollars (assuming the Congressional Budget Office’s inflation estimate of 2.2% for 2008 and
projection of 1.5% for 2009). See Table 29 for a budgetary history of each agency for FY2004FY2009.
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Interior, Environment, and Related Agencies: FY2009 Appropriations
Table 1. Interior, Environment, and Related Agencies Appropriations,
FY2004 to FY2009
(in billions of dollars)
FY2004
FY2005
FY2006
FY2007
FY2008
FY2009
Omnibus
FY2009
Stimulus
FY2009
Total
Current
Dollars
$27.33
$27.02
$25.94
$27.40
$28.42
$27.59
$10.95
$38.54
Constant
2009 Dollarsa
$31.03
$29.70
$27.64
$28.42
$28.84
$27.59
$10.95
$38.54
Note: These figures exclude permanent budget authorities, and generally do not reflect scorekeeping
adjustments. They generally reflect rescissions and supplemental appropriations to date, except that the FY2006
figure does not reflect supplementals. The FY2007 figure includes $425.0 million for Secure Rural Schools.
a.
These figures are based on the Congressional Budget Office’s inflation projection of 1.5% for 2009.
Current Overview
On March 11, 2009, the President signed the Omnibus Appropriations Act, 2009 (P.L. 111-8, H.R.
1105). The omnibus law contained regular appropriations for FY2009 of $27.59 billion for
Interior, Environment, and Related Agencies. This funding was $1.78 billion (7%) over the
FY2009 Bush Administration request of $25.81 billion, but $825.9 million (3%) below the
FY2008 level of $28.42 billion. This FY2008 level included $1.82 billion in emergency
appropriations, most of which was for fighting wildfires on federal lands ($1.74 billion) with the
remainder ($75.0 million) for FWS construction. While the FY2009 omnibus level included
increases over FY2008 for many agencies, it contained decreases or level funding for others.
The enactment of the regular appropriations for FY2009 followed the enactment of emergency
funds for FY2009 in the American Recovery and Reinvestment Act of 2009 (P.L. 111-5, H.R. 1).
This broad economic stimulus legislation contained $10.95 billion in emergency funds for
FY2009 for some of the accounts within agencies typically funded by the annual Interior,
Environment, and Related Agencies appropriations laws. In general, the funds were made
available for obligation until September 30, 2010 (the end of FY2010). These funds are discussed
in the next section (below). Taken together, the omnibus law and the stimulus law provided a total
of $38.54 billion for FY2009 for Interior, Environment, and Related Agencies for FY2009.
Regular appropriations for FY2009 were not enacted for Interior, Environment, and Related
Agencies before the October 1, 2008 start of the fiscal year. Accordingly, on September 30, 2008,
President Bush signed the Consolidated Security, Disaster Assistance, and Continuing
Appropriations Act, 2009 (FY2009 CR, P.L. 110-329).3 Division A, Continuing Appropriations
Resolution, 2009, generally extended funding for accounts in the Interior, Environment, and
Related Agencies Appropriations bill at the amounts provided in the FY2008 regular
appropriations law. Funds were available under the terms and conditions provided in the FY2008
law, except where otherwise specified. The FY2009 CR provided appropriations from October 1,
3
Information on the Consolidated Security, Disaster Assistance, and Continuing Appropriations Act, 2009, is contained
in CRS Report RL34711, Consolidated Appropriations Act for FY2009 (P.L. 110-329): An Overview, by (name redacted).
Congressional Research Service
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Interior, Environment, and Related Agencies: FY2009 Appropriations
2008 through March 6, 2009, and continuing appropriations were later extended through March
11, 2009 (P.L. 111-6).4
The FY2009 CR contained additional provisions related to Interior, Environment, and Related
Agencies. For instance, the law provided an additional $2.0 million to the National Park Service
for security for the Presidential inauguration. It removed the prohibitions on spending funds for
oil and gas leasing activities in certain regions of the Outer Continental Shelf (OCS), which had
been controversial (see the “Minerals Management Service” section). The law also removed the
prohibition on using funds to prepare final regulations regarding a commercial leasing program
for oil shale or to conduct a commercial oil shale lease sale (see the “Bureau of Land
Management” section). Further, the law contained provisions on funding for the Modified Water
Deliveries Project, which pertains to water deliveries to Everglades National Park (see the
“Everglades Restoration” section).
President Bush had requested $25.81 billion for Interior, Environment, and Related Agencies for
FY2009, a $2.61 billion (9%) reduction from the FY2008 level of $28.42 billion (including
emergency appropriations). While the President sought to increase funds for some agencies, he
requested reduced funds for most agencies.
The House and Senate Appropriations Subcommittees on Interior, Environment, and Related
Agencies had held hearings on FY2009 agency budget requests, and the House Subcommittee
had marked up a draft appropriations bill. However, no bills providing regular appropriations for
FY2009 for Interior, Environment, and Related Agencies were reported by the House or Senate
Appropriations Committees or considered on the House or Senate floor during the 110th
Congress. Divisiveness over whether to retain long-standing prohibitions on funding for oil and
gas leasing in regions of the Outer Continental Shelf was perhaps the biggest impediment to
developing and considering an Interior appropriations bill.
Economic Stimulus Legislation, P.L. 111-5
The American Recovery and Reinvestment Act of 2009 (P.L. 111-5, H.R. 1) was a $787 billion
broad economic stimulus package that contains tax cuts and spending.5 Among the purposes of
the economic stimulus law were preserving and creating jobs; promoting economic recovery; and
making investments in transportation, environmental protection, and other infrastructure that will
provide long-term economic benefits.
The law included funds for certain agencies and activities typically funded by the annual Interior,
Environment, and Related Agencies appropriations law. In total, the law contained $10.95 billion
4
Information on continuing resolutions is contained in CRS reports including the following: CRS Report RL30343,
Continuing Resolutions: Latest Action and Brief Overview of Recent Practices, by (name redacted); CRS Report
RL32614, Duration of Continuing Resolutions in Recent Years, by (name redacted); and CRS Report RL34700,
Interim
Continuing Resolutions (CRs): Potential Impacts on Agency Operations, by (name redacted).
5
For an overview of the law, see CRS Report R40537, American Recovery and Reinvestment Act of 2009 (P.L. 111-5):
Summary and Legislative History, by (name redacted), (name redacted), (name redacted), (name redacted),
(name redacted), and (name redacted). For a discussion of stimulus issues and policies, see CRS Report R40104,
Economic
Stimulus: Issues and Policies, by (name redacted), (name redacted), and (name redacted).
Congressional Research Service
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Interior, Environment, and Related Agencies: FY2009 Appropriations
for Interior, Environment, and Related Agencies.6 This amount was a 40% supplement to the
$27.59 billion in omnibus appropriations for FY2009.
Not every agency typically funded through the Interior bill received funding in the economic
stimulus law. Moreover, the agencies that were funded received widely varying dollar amounts. In
turn, these amounts constituted widely varying percentages of each agency’s FY2009 annual
appropriations. Table 2, below, identifies the agencies and accounts that were funded by P.L. 1115. For general information on the agencies and the purposes of these accounts, as well as
additional information on the stimulus funds, see the pertinent sections in the balance of this
report.
Of the $10.95 billion total in the economic stimulus law, $7.22 billion (66%) was provided to the
Environmental Protection Agency (EPA). The majority of EPA funding was for clean water
($4.00 billion) and drinking water ($2.00 billion) state revolving fund grants.7 The remainder of
the funds was primarily for cleanup projects, specifically Superfund remediation, grants for
cleanup of Brownfields and leaking underground storage tanks, and diesel emission reduction
grants. Another portion of the funds was for the Office of Inspector General. EPA funding in the
economic stimulus law approached the agency’s total FY2009 appropriations of $7.64 billion.
Another $2.50 billion (23%) of the $10.95 billion total was provided to the four federal land
management agencies: the Bureau of Land Management, Fish and Wildlife Service, National Park
Service, and Forest Service. These funds were provided for construction; wildfire management;
and maintenance, repair, and rehabilitation of facilities and trails, among other purposes.8
Of the $10.95 billion, a total of $1.00 billion (9%) was provided to the Bureau of Indian Affairs
for activities including repair and restoration of roads, construction and improvement of schools,
and maintenance and repair of detention centers ($500.0 million) and to the Indian Health Service
for facilities construction, deferred maintenance, sanitation projects, and equipment purchases
($500.0 million), among other activities. The remaining $230.0 million (2%) of the $10.95 billion
was provided to several other agencies for purposes including deferred maintenance of the U.S.
Geological Survey, salaries and expenses of the DOI Inspector General, repair of Smithsonian
facilities, and grants for the arts.
In earlier action on the economic stimulus legislation (H.R. 1), the Senate had approved a slightly
higher total—$11.11 billion—while the House had passed a still larger one—$14.81 billion. As
shown in Table 2, there were a number of significant differences between the House- and Senatepassed versions of the bill. In general, the enacted appropriations for the various agencies and
accounts were closer to the Senate’s version of the measure.
Among the general provisions of the law,9 agencies were to begin spending the funds “as quickly
as possible consistent with prudent management.”10 With regard to funds for infrastructure,
6
These funds were contained in Division A, Title VII.
For information on these grants and other water infrastructure funding in the economic stimulus law, see CRS Report
R40216, Water Infrastructure Funding in the American Recovery and Reinvestment Act of 2009, by (name redacted)
and (name redacted).
8
For more information on funds for these agencies in the economic stimulus law, see CRS Report R40217, Federal
Lands Provisions of Economic Stimulus Legislation (P.L. 111-5), by (name redacted).
9
The law contains other provisions on the allocation of appropriations that are beyond the scope of this discussion.
10
Sec. 3, “Purposes and Principles.”
7
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Interior, Environment, and Related Agencies: FY2009 Appropriations
recipients were to give preference to activities “that can be started and completed expeditiously,”
with a goal of using at least 50% of the monies for activities that can be started within 120 days of
enactment.11
P.L. 111-5 provided emergency funding for FY2009, with the monies available for obligation
until September 30, 2010 (the end of FY2010), unless otherwise specified.12 In general, the
accounts funded in the Interior, Environment, and Related Agencies Appropriations title of P.L.
111-5 did not contain different periods of obligation, although there were exceptions (e.g.,
funding for the DOI and EPA Inspectors General). By comparison, the regular, annual Interior
appropriations laws generally do not limit obligations to two years. For instance, in the FY2009
omnibus appropriations law, some of the accounts that were funded by P.L. 111-5 received
appropriations that would be available until expended, while others received appropriations only
for one or two fiscal years.
The economic stimulus law also stated that it shall have no effect on the availability of funds
under the FY2009 continuing appropriations resolution, and that appropriations were in addition
to amounts otherwise appropriated for the fiscal year involved.13 It required that each agency
receiving funding in the Interior, Environment, and Related Agencies title was to notify the House
and Senate Appropriations Committees as to how the monies were to be spent. Specifically, it
provided that each such agency was to submit to the House and Senate Committees on
Appropriations, within 30 days of enactment, a general plan for the expenditure of the funds.
Each agency also was to submit to the committees, within 90 days of enactment, a report
“containing detailed project level information associated with the general plan.”14
The law authorized each agency receiving funding in the Interior, Environment, and Related
Agencies title to transfer up to 10% of the funds in any account to other accounts within the
agency, if certain conditions were met. The conditions were that the agency head “determines that
the transfer will enhance the efficiency or effectiveness of the use of the funds without changing
the intended purpose,” and notifies the House and Senate Appropriations Committees “10 days
prior to the transfer.”15 In addition, in the explanatory statement on the bill, the Appropriations
Committees expressed that funds for administrative and support costs of activities funded in the
Interior title are not to exceed 5% of any specific appropriation, unless otherwise specified.16
11
Sec. 1602, Division A.
Sec. 1603, Division A.
13
Sec. 1601, Division A.
14
Sec. 701, Division A. The Administration has established a website for information related to implementation and
oversight of stimulus funds. Through that website, http://www.recovery.gov/, separate websites established by federal
agencies and states may be accessed.
15
Sec. 703, Division A.
16
H.Rept. 111-16, Conference Report to Accompany H.R. 1, Joint Explanatory Statement of the Committee of
Conference, p. 447.
12
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Interior, Environment, and Related Agencies: FY2009 Appropriations
Table 2. Appropriations for Interior, Environment, and Related Agencies in P.L. 111-5
($ in millions)
Agency and Account
House Passed Senate Passed
Enacted
Department of the Interior
BLM
—Management of Lands and Resources
0
135.0
125.0
325.0
180.0
180.0
0
15.0
15.0
325.0
330.0
320.0
0
165.0
165.0
—Construction
300.0
110.0
115.0
Subtotal, FWS
300.0
275.0
280.0
—Operation of the National Park System
0
158.0
146.0
—Historic Preservation Funda
0
0
15.0
—Construction
1,700.0
589.0
589.0
——Historical and Cultural Resources
200.0
0
0
——Historic Preservation Funda
15.0
0
0
—Centennial Challenge
100.0
0
0
1,800.0
747.0
750.0
USGS, Surveys, Investigations, and Research
200.0
135.0
140.0
Subtotal, USGS
200.0
135.0
140.0
—Operation of Indian Programs
0
40.0
40.0
——Housing Improvement Program
0
20.0
0
—Construction
500.0
522.0
450.0
——Schools and Detention Centers
250.0
0
0
0
10.0
10.0
500.0
572.0
500.0
—Departmental Offices, Insular Affairs, Assistance to Territories
0
62.0
0
—Departmental Offices, Office of Inspector General, Salaries and
Expenses
15.0b
15.0
15.0
—Department-Wide Programs, Central Hazardous Materials
Fund
0
20.0
0
Subtotal, Other DOI
15.0b
97.0
15.0
3,140.0
2,156.0
2,005.0
—Construction
—Wildland Fire Management
Subtotal, BLM
FWS
—Resource Management
NPS
Subtotal, NPS
BIA
—Indian Guaranteed Loan Program Account
Subtotal, BIA
Other DOI
Subtotal, DOI
EPA
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Agency and Account
House Passed Senate Passed
Enacted
—Office of Inspector General
20.0
0
20.0
—Hazardous Substance Superfund
800.0
600.0
600.0
—Leaking Underground Storage Tank Trust Fund Program
200.0
200.0
200.0
—State and Tribal Assistance Grants
8,400.0
6,400.0
6,400.0
——Clean Water State Revolving Fund Grants
6,000.0
4,000.0
4,000.0
——Drinking Water State Revolving Fund Grants
2,000.0
2,000.0
2,000.0
——Brownfields Projects (grants for site assessment and cleanup
under §104(k) of CERCLA)c
100.0
100.0
100.0
—Diesel Emission Reduction Act grants (Title VII, Subtitle G, Energy
Policy Act of 2005)
300.0
300.0
300.0
9,420.0
7,200.0
7,220.0
—Capital Improvement and Maintenance
650.0
650.0
650.0
—Wildland Fire Management
850.0
485.0
500.0
——Federal Lands
300.0
0
250.0
——State/Private Forestry
550.0
260.0
250.0
0
50.0
50.0
1,500.0
1,135.0
1,150.0
—Indian Health Services
0
135.0
85.0
——Contract Health Services
0
50.0
0
——Health Information Technology
0
85.0
0
550.0
410.0
415.0
0
0
227.0
Subtotal, IHS
550.0
545.0
500.0
Smithsonian Institution, Facilities Capital
150.0
75.0
25.0
Subtotal, Smithsonian Institution
150.0
75.0
25.0
NEA, Grants and Administration
50.0
0
50.0
Subtotal NEA
50.0
0
50.0
Subtotal, EPA
FS
——Grants for Using Biomassd
Subtotal, FS
IHS
—Indian Health Facilities
——Completion of Two Facilities
Total Appropriations
14,810.0
11,111.0
10,950.0
Source: The primary source of this information is the Congressional Record, February 13, 2009 p. H1546-H1548.
Note: The following agency acronyms are used in this table: BLM, Bureau of Land Management; FWS, Fish and
Wildlife Service; NPS, National Park Service; USGS, United States Geological Survey; BIA, Bureau of Indian
Affairs; DOI, Department of the Interior; EPA, Environmental Protection Agency; FS, Forest Service; IHS, Indian
Health Service; NEA, National Endowment for the Arts.
a.
The House-passed bill provided that $15.0 million of the funds provided for construction were to be
transferred to the Historic Preservation Fund. This appropriation is reflected in the table under the NPS
construction account for the House-passed bill.
b.
The House-passed bill included these funds in Title I (General Provisions) of the bill, rather than in the title
for Interior, Environment, and Related Agencies.
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c.
CERCLA is the acronym for the Comprehensive Environmental Response, Compensation, and Liability Act
of 1980.
d.
In the Senate-passed bill, it appears that these funds were to be derived from the state/private forestry
amount. In the enacted bill, these funds were to be derived from the total for wildland fire management;
therefore, the $50.0 million is a subamount within the other line items.
Major Issues
Controversial funding and policy issues typically have been debated during consideration of the
annual Interior, Environment, and Related Agencies Appropriations bill. Issues that have tended
to be controversial, that are discussed in subsequent sections of this report, include those listed
below.
•
Clean Water and Drinking Water State Revolving Funds, especially the adequacy
of funding to meet state and local wastewater and drinking water needs. These
state revolving funds provide seed money for state loans to communities for
wastewater and drinking water infrastructure projects. (For more information, see
the “Environmental Protection Agency” section in this report.)
•
Construction of BIA Schools and IHS Health Facilities, particularly whether to
enact funding cuts proposed in President Bush’s budget. (For more information,
see the “Bureau of Indian Affairs” and the “Indian Health Service” sections in
this report.)
•
Indian Trust Funds, especially whether to enact reductions proposed in President
Bush’s FY2009 request and the method by which a historical accounting will be
conducted of Individual Indian Money (IIM) accounts to determine correct
balances in the class-action lawsuit against the government. (For more
information, see the “Office of Special Trustee for American Indians” section in
this report.)
•
Land Acquisition, including the appropriate level of funding for the Land and
Water Conservation Fund for federal land acquisition and the state grant
program, and extent to which the fund should be used for activities not involving
land acquisition. (For more information, see “The Land and Water Conservation
Fund (LWCF)” section in this report.)
•
Outer Continental Shelf Leasing, particularly preleasing and leasing activities in
offshore areas. (For more information, see the “Minerals Management Service”
section in this report.)
•
Payments in Lieu of Taxes Program (PILT), primarily the appropriate level of
funding for compensating local governments for federal land within their
jurisdictions. (For more information, see the “Payments in Lieu of Taxes Program
(PILT)” section in this report.)
•
Royalty Relief, especially the extent to which oil and natural gas companies
receive royalty relief for production of oil and natural gas on federal lands. (For
more information see the “Minerals Management Service” section of this report.)
•
Superfund, notably the adequacy of proposed funding to meet hazardous waste
cleanup needs, and whether to continue using general Treasury revenues to fund
the account or reinstate a tax on industry that originally paid for most of the
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Interior, Environment, and Related Agencies: FY2009 Appropriations
program. (For more information, see the “Environmental Protection Agency”
section in this report.)
•
Termination of BIA Education and Housing and IHS Urban Health Programs,
particularly whether to end funding for BIA’s Johnson-O’Malley grants to
schools and the Housing Improvement Program and for IHS’s urban Indian
health projects. (For more information, see the “Bureau of Indian Affairs” and the
“Indian Health Service” sections in this report.)
•
Wildland Fire Fighting, involving questions about the appropriate level of
funding to fight fires on agency lands; advisability of borrowing funds from other
agency programs to fight wildfires; implementation of a program for wildland
fire protection and locations for fire protection treatments; and impact of
environmental analysis, public involvement, and challenges to agency decisions
on fuel reduction activities. (For more information, see the “Wildland Fire
Management” section in this report.)
Status of Bill
Table 3, below, contains information on the development of the Omnibus Appropriations Act,
2009, which included funding for Interior, Environment, and Related Agencies.
Table 3. Status of Interior, Environment, and Related Agencies Appropriations,
FY2009 (H.R. 1105)
Subcommittee
Markup
House
Senate
06/11/08a
─
H. Comm. House S. Comm. Senate
Report
Passage
Report
Passage
─
02/25/09
245-178
Conf.
Report
Conference
Report
Approval
Public
Law
House
Senate
─
─
02/23/09
03/10/09
─ voice vote explanatory
statementb
03/11/09
P.L. 111-8
a.
This subcommittee markup occurred on a draft of a different (unnumbered) bill.
b.
This column identifies the explanatory statement on H.R. 1105 published in the Congressional Record on
February 23, 2009. Section 4 of P.L. 111-8 states that this statement “shall have the same effect with respect
to the allocation of funds and implementation of this Act as if it were a joint explanatory statement of a
committee of conference. “
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Interior, Environment, and Related Agencies: FY2009 Appropriations
Title I: Department of the Interior
Bureau of Land Management17
Overview
The Bureau of Land Management (BLM) manages approximately 258 million acres of public
land for diverse and sometimes conflicting uses, such as energy and minerals development,
livestock grazing, recreation, and preservation. The agency also is responsible for about 700
million acres of federal subsurface mineral estate throughout the nation, and supervises mineral
operations on an estimated 56 million acres of Indian Trust lands. Another key BLM function is
wildland fire management on about 370 million acres of DOI, other federal, and certain
nonfederal land.
The FY2009 Omnibus Appropriations Act provided $1.04 billion for the BLM, a $30.7 million
(3%) increase over FY2008 and a $39.5 million (4%) increase over the FY2009 Bush
Administration request.18 See Table 4. These figures do not include funds for DOI wildland fire
management. In the past, wildland fire funds have been appropriated to BLM for fire fighting on
all DOI lands. However, for FY2009, the Bush Administration proposed funding for DOI fire
fighting as a department-wide program, rather than through the BLM. The Bush Administration
had sought $850.1 million for DOI wildland fire management. The FY2009 omnibus law
contained $859.5 million, a $9.3 million (1%) increase over the FY2009 Bush Administration
request but a $332.6 million (28%) decrease from the $1.19 billion appropriated to the BLM for
FY2008. The FY2009 stimulus appropriations law contained an additional $15.0 million for BLM
for Wildand Fire Management. (For more information, see the “Wildland Fire Management”
section in this report.) Proposed funding for several key activities is discussed below.
The Bush Administration’s FY2009 budget included several suggested changes in law. For
instance, the Bush Administration suggested amending the Federal Land Transaction Facilitation
Act in part to alter the distribution of proceeds from land sales. Legislation would be needed to
make these changes, but such legislation has not been enacted. Under current law, proceeds are
deposited into a separate Treasury account and are available primarily for land acquisition.
President Bush’s proposal would have directed 70% of the proceeds to the general fund of the
Treasury. It would have capped receipts retained by DOI at $60 million annually, and directed
using updated land management plans to determine which lands to sell or exchange. The Bush
Administration supported these changes to increase the funds subject to oversight during the
appropriations process and to enhance the public benefits from land sales, according to the BLM
budget justification. The Bush Administration made similar proposals in earlier budget requests,
which were not enacted.
17
For more information on BLM funding, contact (name redacted) at 7-.....
In this report, the Administration’s request for BLM is reported as $999.1 million, rather than the $987.4 million
indicated in the tables accompanying the explanatory statement on the FY2009 omnibus bill. Those tables reflect an
Administration reduction for the Abandoned Mine Reclamation Fund as part of the BLM request, whereas this report
reflects that reduction in the request for the Office of Surface Mining Reclamation and Enforcement.
18
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Interior, Environment, and Related Agencies: FY2009 Appropriations
The FY2009 omnibus law included $10.0 million for the Range Improvement Fund. The Bush
Administration had proposed to eliminate the fund, and consequently did not request an
appropriation. Table 4, below, nevertheless shows a request of $10.0 million because under
current law a portion of the grazing fees collected are deposited in the fund. The Administration
had sought a legislative change to direct that the grazing fee receipts that are deposited into the
fund instead be deposited in the general fund of the Treasury. Range improvements include
vegetation projects, fencing, and water developments. The Bush Administration had advocated
the change so that construction and maintenance of public land projects would be the
responsibility of public land users and interest groups, while allowing that BLM funds from other
accounts could be used for range improvements. The Bush Administration had proposed similar
changes in earlier budget requests.
Management of Lands and Resources
Management of Lands and Resources includes funds for an array of BLM land programs,
including protection, recreational use, improvement, development, disposal, and general BLM
administration. For this line item, the FY2009 omnibus law contained $890.2 million, $36.3
million (4%) over the FY2008 level and $25.4 million (3%) over the FY2009 Bush
Administration request. The FY2009 stimulus law contained an additional $125.0 million for
Management of Lands of Resources, for activities including remediation of abandoned mines and
wells and also maintenance, rehabilitation, and restoration of facilities, property, trails, and lands.
Table 4. Appropriations for the Bureau of Land Management (BLM),
FY2008-FY2009
($ in millions)
FY2008
Approp.
FY2009
Request
FY2009
Omnibus
FY2009
Stimulus
FY2009
Total
853.9
864.8
890.2
125.0
1,015.2
Construction
6.4
4.5
6.6
180.0
186.6
Land Acquisition
8.9
4.5
14.8
0
14.8
Oregon and California Grant Lands
108.5
108.3
109.9
0
109.9
Range Improvements
BLM
Management of Lands and Resources
10.0
10.0
10.0
0
10.0
Service Charges, Deposits, and Forfeituresa
0
0
0
0
0
Miscellaneous Trust Funds and Permanent
Operating Funds
20.1
7.1
7.1
0
7.1
—Current Appropriations
20.1
20.1
20.1
0
20.1
0
-13.0
-13.0
0
-13.0
1,007.9
999.1
1,038.6
305.0
1,343.6
—Naval Oil Shale Reserves, Mineral Leasing Receipts
Total Appropriationsb
a.
The figures of “0” are a result of an appropriation matched by offsetting fees.
b.
The figures do not reflect funds for DOI wildland fire management. For FY2008, $1.19 billion was
appropriated to the BLM for DOI wildland fire management. For FY2009, the Bush Administration sought
to fund wildland fire management as a department-wide program, with a request for $850.1 million. The
FY2009 omnibus law contained $859.5 million for DOI Wildland Fire Management, and the FY2009 stimulus
law included $15.0 for the BLM for Wildland Fire Management.
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Interior, Environment, and Related Agencies: FY2009 Appropriations
The omnibus law specified $28.2 million from this account for the national monuments and
conservation areas of the National Landscape Conservation System (NLCS), an increase of $6.4
million over the Administration’s request of $21.8 million. This system consists of approximately
27 million acres of BLM’s protected areas. Overall, the FY2009 omnibus law contained $60.8
million for the NLCS, from multiple accounts, an increase over both the FY2008 appropriation of
$54.2 million and the FY2009 Administration request of $49.9 million.
The FY2009 omnibus law provided less funding than FY2008 for some activities that are
funded by this account. For instance, it contained $45.9 million for recreation resources
management, a decrease from the FY2008 level of $50.5 million. However, in general the
FY2009 omnibus law contained increased funds for activities over the FY2008 level.
Among the increases were those for the following:
•
Soil, water, and air management: $6.3 million, from $34.3 million to $40.6
million. Included within the appropriation was an increase of $7.5 million for
abandoned mine remediation and inventory in the West;
•
Wild horse and burro management: $4.4 million, from $36.2 million to $40.6
million;
•
Wildlife management: $4.4 million, from $30.7 million to $35.1 million.
Included within the appropriation was an additional $4.6 million for the native
plant materials development program, which was moved from the DOI Wildland
Fire Management account; and
•
Resource protection and law enforcement: $4.9 million, from $22.6 million to
$27.5 million. Included in the appropriation was an increase of $5.1 million for
drug enforcement on BLM lands.
The FY2009 omnibus law included $99.4 million for energy and minerals management, a $10.5
million reduction from the FY2008 level of $109.9 million and a $32.6 million decrease from the
FY2009 Bush Administration request of $132.0 million. The lower appropriation for FY2009 was
primarily the result of $36.4 million in offsetting fees, as compared with $25.5 million for
FY2008 and none in the Administration’s request. These revenues are derived through a program
requiring payment of $4,000 for each application for a permit to drill oil and gas wells. Including
these revenues, the amount available for FY2008 was $135.4 million and the amount available for
FY2009 would be $135.8 million.
The Continuing Appropriations Resolution, 2009, removed the prohibition on using funds to
prepare final regulations regarding a commercial leasing program for oil shale or to conduct a
commercial oil shale lease sale. The funding prohibition had been included in the FY2008
appropriations law. According to the Department of the Interior and the oil industry, final
regulations were important for giving the industry greater certainty, regarding access to federal
lands. Final regulations were subsequently issued.
For the healthy lands initiative for FY2009, the omnibus law contained $7.8 million. These funds
would be derived from the appropriations for different activities, and would constitute an increase
of $2.9 million over the $4.9 million appropriated for FY2008. The Bush Administration had
sought a higher funding level—$14.9 million. The Administration anticipated using another $8.2
million in existing funds for the initiative for both FY2009 and FY2008, while raising $10.0
million in contributions from partners in FY2009 and $3.4 million in FY2008. The initiative
consists of vegetation resources enhancements to restore and improve the health and productivity
of western public lands across large areas of land. It currently focuses on six areas located in
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Interior, Environment, and Related Agencies: FY2009 Appropriations
Utah, New Mexico, southwest Wyoming, southeast Oregon-southwest Idaho-northern Nevada,
south-central Idaho, and western Colorado. In its FY2009 budget justification, BLM stated that
these areas were selected due to an “urgent” need to maintain, improve, and restore wildlife
habitat to help preclude the need to list species under the Endangered Species Act. With the
additional funds sought in FY2009, the Administration was seeking to expand the Colorado
initiative and to add a seventh area—California. The FY2009 omnibus law did not specify how
the funding would be used.
Construction
For FY2009, the omnibus law contained $6.6 million for BLM construction, an increase of $0.2
million over FY2008 and $2.1 million over the Bush Administration’s request for FY2009. The
law included funding for two construction projects requested by the Administration as well as two
additional ones. The FY2009 stimulus law provided an additional $180.0 million to BLM for
construction, including for energy efficient retrofits of existing facilities and for construction,
reconstruction, decommissioning, and repair of roads, bridges, trails, property, and facilities. This
funding is significantly larger than has been provided for BLM construction in at least a decade.
Funds from FY1999 to the present have ranged from a low of $6.4 million in FY2008 to a high of
$16.8 million in FY2001.
Land Acquisition
For Land Acquisition for FY2009, the omnibus law included $14.8 million for eight specified
acquisitions. This was an increase of $5.8 million over FY2008 and $10.3 million over the Bush
Administration’s FY2009 request. The appropriation for BLM acquisitions had fallen steadily
from $49.9 million in FY2002 to $8.9 million for FY2008. Money for land acquisition is
appropriated from the Land and Water Conservation Fund. (For more information, see the “Land
and Water Conservation Fund (LWCF)” section in this report.)
CRS Report R40237, Federal Lands Managed by the Bureau of Land Management (BLM) and
the Forest Service (FS): Issues for the 111th Congress, (name redacted), (name redacted),
(name redacted), and (name redacted).
For further information on the Bureau of Land Management, see its website at
http://www.blm.gov/nhp/index.htm.
Fish and Wildlife Service19
The omnibus appropriations law provided $1.44 billion for Fish and Wildlife Service (FWS)
accounts. This was $850,000 less than the FY2008 appropriation, which had included $75.0
million in emergency appropriations for construction. However, it was a $138.7 million increase
(11%) over President Bush’s request of $1.30 billion for FY2009.
By far the largest portion of the FWS annual appropriation is for the Resource Management
account, for which the omnibus law appropriated $1.14 billion. This was an increase of $58.3
million (5%) over FY2008 and of $72.1 million (7%) over the FY2009 Bush Administration’s
19
For more information on FWS funding, contact (name redacted) at 7-.....
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Interior, Environment, and Related Agencies: FY2009 Appropriations
request. Among the programs included in Resource Management are the Endangered Species
program, the Refuge System, and Law Enforcement. The stimulus law provided an additional
$280.0 million for FWS, to be spent in two accounts: Resource Management ($165.0 million) and
Construction ($115.0 million).
Table 5. Appropriations for the Fish and Wildlife Service (FWS),
FY2008-FY2009
($ in thousands)
FY2008
Approp.
FY2009
Request
FY2009
FY2009
Omnibus Stimulus
FY2009
Total
Resource Management
1,082,616
1,068,886
1,140,962
165,000
1,305,962
—Ecological Services: Endangered Species
150,508
146,841
157,973
n/a
n/a
—Ecological Services: Habitat Conservation and
Environmental Contaminants
112,888
108,739
118,297
n/a
n/a
—National Wildlife Refuge System
434,124
434,124
462,859
n/a
n/a
—Migratory Birds, Law Enforcement & International
Conservation
118,919
120,906
126,717
n/a
n/a
—Fisheries
126,499
116,635
131,831
n/a
n/a
—General Administration
139,678
141,641
143,285
n/a
n/a
Construction
108,162
12,180
35,533
115,000
150,533
Land Acquisition
34,596
10,171
42,455
0
42,455
Cooperative Endangered Species Conservation Fund
73,831
75,501
75,501
0
75,501
National Wildlife Refuge Fund
13,980
10,811
14,100
0
14,100
North American Wetlands Conservation Fund
41,981
42,647
42,647
0
42,647
Neotropical Migratory Bird Conservation Fund
4,430
3,960
4,750
0
4,750
Multinational Species Conservation Fund
7,875
4,256
10,000
0
10,000
State and Tribal Wildlife Grants
73,830
73,830
75,000
0
75,000
0
-497
-497
0
-497
FWS Appropriations
Wildlife Conservation and Appreciation Fund
(cancel prior-year funds)
Total Appropriations
1,441,301 1,301,745 1,440,451
280,000 1,720,451
Endangered Species Funding
Funding for the Endangered Species program is part of the Resource Management account, and is
one of the perennially controversial portions of the FWS budget. The FY2009 omnibus
appropriation was $158.0 million, an increase over both the FY2009 request of $146.8 million
and the FY2008 level of $150.5 million. See Table 6.
Certain related programs also have benefitted conservation of species that are listed, or proposed
for listing, under the Endangered Species Act. The omnibus law increased the Cooperative
Endangered Species Conservation Fund (for grants to states and territories to conserve threatened
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Interior, Environment, and Related Agencies: FY2009 Appropriations
and endangered species) from $73.8 million in FY2008 to $75.5 million in FY2009.20 This was
the amount proposed by President Bush. The request included a proposal to cancel $4.5 million in
prior year balances, which Congress also accepted. See Table 6.
In total, the FY2009 appropriation contained $233.5 million for endangered species and related
programs, up 4% from the FY2008 level of $224.3 million and 5% from the FY2009 Bush
Administration request of $222.3 million.
Table 6. Appropriations for the Endangered Species Program and Related Programs,
FY2008-FY2009
($ in thousands)
FY2009
FY2009
Omnibus Stimulusa
FY2009
Total
FY2008
Approp.
FY2009
Request
—Candidate Conservation
9,731
8,659
10,670
n/a
n/a
—Listing
17,978
18,188
19,266
n/a
n/a
—Consultation
51,758
51,577
53,462
n/a
n/a
—Recovery
71,041
68,417
74,575
n/a
n/a
150,508
146,841
157,973
n/a
n/a
73,831
75,501b
75,501b
0
75,501
224,339
222,342
233,474
n/a
n/a
Endangered Species and Related Programs
Endangered Species Program
Subtotal, Endangered Species Program
Related Program:
Cooperative Endangered Species Conservation Fund
Total Appropriations
a.
It is unclear what, if any, of the stimulus funding of $165.0 million appropriated to Resource Management
would be allocated to these programs. Because job creation is a major criterion for use of stimulus funds,
the Listing and Consultation Programs appear to be less likely to be eligible than Candidate Conservation
and Recovery, given the nature of their responsibilities.
b.
Reflects a cancellation of $4.5 million in prior year balances.
Changing ESA Rules: Consultation and Polar Bears
In August 2008, FWS and the National Marine Fisheries Service proposed changes to the
regulations that address the consultation process under ESA.21 Final regulations were published
December 16, 2008, and took effect on January 15, 2009. The changes were considered
controversial. A provision of the omnibus law authorized the Secretaries of the Interior and
Commerce to withdraw or reissue the regulations within 60 days of enactment "without regard to
any provision of statute or regulation."22 This meant that no rulemaking steps would be required,
such as notice and comment periods. The law allowed the previous regulations to return to
20
Two other related programs were terminated in FY2008, when President Bush proposed, and Congress approved,
ending the Landowner Incentive Program ($23.7 million in FY2007) as well as Stewardship Grants ($7.3 million in
FY2007), which also benefit listed species. No funding was sought or provided for either program for FY2009.
21
See CRS Report RL34641, Changes to the Consultation Regulations of the Endangered Species Act (ESA), by
(name redacted) and (name redacted).
22
P.L. 111-8, Div. E, Tit. I, § 429(a)(1).
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effect.23 On April 28, 2009, FWS announced that the new rules were rescinded and the old rules
would be in effect.
This provision of the omnibus appropriations law also authorized the Secretary of the Interior to
withdraw special rules that were issued for the threatened polar bear. The final rules were
published on December 10, 2008, and limited ESA protections to those protections already
available under the Marine Mammal Protection Act. They further limited requirements for
consultation about federal activities that may affect the species.24
National Wildlife Refuge System (NWRS) and Law Enforcement
The omnibus appropriations law provided $462.9 million for refuge operations and maintenance.
The FY2008 appropriation was $434.1 million, the same level as was proposed by President Bush
for FY2009. The law increased wildlife and habitat management, refuge-based law enforcement,
visitor services, maintenance, and conservation planning. The Bush Administration had proposed
that a portion of the wildlife and habitat management spending be funded by the Land and Water
Conservation Fund, but Congress did not accept the proposal.
Costs of operations have increased on many refuges, partly due to special problems such as
hurricane damage and more aggressive border enforcement, but also due to increased use,
invasive species control, and other demands. Refuge funding was not keeping pace with new
demands, and these demands, combined with the rising costs of rent, salaries, fuel, and utilities,
led to cuts in funding for programs to aid endangered species, reduce infestation by invasive
species, protect water supplies, address habitat restoration, and ensure staffing at the less popular
refuges. While increases were provided to address these problems in recent years, the stimulus
law provided additional funding to address these concerns. However, some observers contend that
the system’s problems are on-going and will be significant after the stimulus funding is
exhausted.
The omnibus appropriations law contained $62.7 million for FY2009 for FWS law enforcement
nationwide, an increase of 5% over the FY2008 level of $59.6 million. The FY2009 Bush
Administration request was $57.4 million. Nationwide, law enforcement includes border
inspections and investigations of violations of endangered species or waterfowl hunting laws.
Refuges: Stimulus Funding
The FY2009 stimulus law provided the FWS with $165.0 million for Resource Management and
$115.0 for Construction, using nearly identical criteria for project selection. For both accounts,
the explanatory statement25 encouraged that “selection of individual projects be based on a
23
The law provided that if the rule was withdrawn, the Secretary "shall implement the provisions of law under which
the rule was issued in accordance with the regulations in effect under such provisions immediately before the effective
date of such rule, except as otherwise provided by any Act or rule that takes effect after the effective date of the rule
that is withdrawn." P.L. 111-8, Div. E, Tit. I, § 429(b).
24
For more analysis on the polar bear special rules, see CRS Report RL34573, Does the Endangered Species Act (ESA)
Listing Provide More Protection of the Polar Bear?: A Look at the Special Rules, by (name redacted), and CRS
Report RL33941, Polar Bears: Listing Under the Endangered Species Act, by (name redacted), (name redacted), and
(name redacted).
25
H.Rept. 111-16, p. 439-440.
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prioritization process which weighs the capacity of proposals to create the largest number of jobs
in the shortest period of time and which creates lasting value for the American public. While
maximizing jobs, the Service should consider
priority critical deferred maintenance and capital improvement projects, trail
maintenance, and habitat restoration on National Wildlife Refuges, National Fish
Hatcheries, and other Service properties.” [for the Resource Management account]
priority construction, reconstruction and repair, critical deferred maintenance and
capital improvement projects, road maintenance, energy conservation projects and
habitat restoration on National Wildlife Refuges, National Fish Hatcheries and other
Service properties.” [for the Construction account]
FWS has elaborated that “[t]o complete this work, we plan to hire local laborers, building
contractors, companies and other entities to do the maintenance, repairs, retrofits, and
construction.”26 Refuges are likely to be among the biggest beneficiaries of the stimulus funding,
and the refuge maintenance backlog could be affected substantially. Improvements in energy
conservation at refuge visitor centers also appear likely. Habitat improvement might include
removal of invasive species, and recovery of protected species. To the extent that refuges are
scattered throughout the country, job creation should likewise be distributed.
Construction
The omnibus appropriations law contained $35.5 million for construction, an increase from the
President’s request of $12.2 million, but down 67% from the FY2008 total of $108.2 million. The
FY2008 total included regular appropriations of $33.2 million and $75.0 million in emergency
appropriations. The Construction account received an additional $115.0 million from the stimulus
law. This figure, along with the FY2009 annual appropriation, resulted in a total of $150.5 million
for Construction, up 39% over the total FY2008 appropriation.
Avian Flu
The omnibus law appropriated $4.9 million for avian flu research and monitoring, the level
requested by President Bush, and down 33% from the FY2008 level of $7.3 million. In addition,
Congress transferred the program from General Administration to the Migratory Bird
Management Program, as requested by President Bush. Under the program, FWS cooperates with
other federal and nonfederal agencies in studying the spread of the virus through wild birds.
Attention is on North American species whose migratory patterns make them likely to come into
contact with infected Asian birds. The geographic focus is on Alaska, the Pacific Flyway (along
the west coast), and Pacific islands, with smaller samples in other areas. (See CRS Report
RL33795, Avian Influenza in Poultry and Wild Birds, by (name redacted) and (name redacted).)
Land Acquisition
The omnibus appropriations law increased land acquisition funding for FY2009 to $42.5 million,
up from the FY2008 level of $34.6 million. For FY2009, President Bush’s budget had sought to
26
Personal communication to (name redacted) from Division of Congressional and Legislative Affairs, U.S. Fish and
Wildlife Service, March 24, 2009.
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reduce Land Acquisition to $10.2 million, down 71%. The Administration had proposed that $0.9
million be allocated to Refuge Acquisition, down $19.8 million (96%) from FY2008. The
Administration asserted that the proposed reduction would allow the agency to better focus on
management of lands currently in the refuge system, by not adding to operations and maintenance
costs through additional acquisitions.27 See Table 7. In the past, the bulk of this FWS program
has been for acquisitions of land for specified federal refuges, but a portion was used for closely
related functions such as acquisition management, land exchanges, emergency acquisitions,
purchase of inholdings, and general overhead. In recent years, less of the funding has been
reserved for traditional land acquisition. This program is funded with appropriations from LWCF.
(For more information, see the “Land and Water Conservation Fund (LWCF)” in this report.)
Under the Migratory Bird Conservation Account (MBCA), FWS has a source of mandatory
spending for land acquisition. The account is permanently appropriated, with funds derived from
the sale of duck stamps to hunters and import duties on certain arms and ammunition. For
FY2009, President Bush proposed to increase the price of a duck stamp from the current $15 to
$25, with a further increase to $35 beginning in FY2013. No action has been taken on the
proposal. As annual appropriations for acquisitions under LWCF have declined, the MBCA
($43.7 million in FY2007, and an estimated $40.0 million for FY2008 and FY2009) has become
increasingly used to protect habitat for migratory birds, especially waterfowl. Other species in
these habitats benefit incidentally. President Bush’s budget assumed that Congress would enact an
increase in the price of duck stamps, and that as a result MBCA revenues for FY2009 would
increase 35% to $54.0 million.
Table 7. Appropriations for the Fish and Wildlife Service (FWS):
Land Acquisition Program, FY2008-FY2009
($ in thousands)
FY2008
Approp.
FY2009
Request
FY2009
Omnibus
Acquisitions—Federal Refuge Lands
20,676
900
28,315
Inholdings
2,953
1,500
3,000
0
1,500
0
Exchanges
1,477
1,537
1,500
Acquisition Management
8,013
3,240
8,140
Cost Allocation Methodology
1,477
1,494
1,500
34,596
10,171
42,455
FWS Land Acquisition
Emergencies & Hardships
Total Appropriations
Wildlife Refuge Fund
The National Wildlife Refuge Fund (also called the Refuge Revenue Sharing Fund) compensates
counties for the presence of the non-taxable federal lands of the National Wildlife Refuge System
(NWRS). A portion of the fund is supported by the permanent appropriation of receipts from
various activities carried out on the NWRS. However, these receipts are not sufficient for full
funding of amounts authorized in the formula, and county governments have long urged
27
U.S. Dept. of the Interior, Fiscal Year FY2009: The Interior Budget in Brief, February 2008, p. DO-21.
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additional appropriations to make up the difference. As it often has in the past, Congress has
provided additional appropriations ─ $14.1 million for FY2009. This was a slight increase over
the FY2008 level of $14.0 million, and a 30% increase over the President’s request of $10.8
million. With refuge receipts, the FY2009 omnibus appropriation level would fund about 47% of
the authorized payment level, down from 51% in FY2008.28
Multinational Species and Neotropical Migrants
The Multinational Species Conservation Fund (MSCF) has generated considerable constituent
interest despite the small size of the program. It benefits Asian and African elephants, tigers,
rhinoceroses, great apes, and marine turtles. The omnibus appropriations law contained $10.0
million for MSCF, an increase over President Bush’s request of $4.3 million and the FY2008
level of $7.9 million. The law also appropriated $4.8 million for the Neotropical Migratory Bird
Conservation Fund (NMBCF). This was higher than President Bush’s FY2009 request of $4.0
million and the FY2008 level of $4.4 million. See Table 8.
Table 8. Appropriations for the Multinational Species Conservation Fund (MSCF)
and Neotropical Migratory Bird Conservation Fund, FY2008-FY2009
($ in thousands)
FY2008
Approp.
FY2009
Request
FY2009
Omnibus
African Elephant
1,477
990
2,000
Tiger and Rhinos
1,969
990
2,500
Asian Elephant
1,477
990
2,000
Great Apes
1,969
990
2,000
Marine Turtles
983
296
1,500
Total MSCF Appropriations
7,875
4,256
10,000
Neotropical Migratory Birds
4,430
3,960
4,750
Multinational Species Conservation Fund
State and Tribal Wildlife Grants
State and Tribal Wildlife Grants help fund efforts to conserve species (including nongame
species) of concern to states, territories, and tribes. The grants have generated considerable
support from these governments. The program was created in the FY2001 Interior appropriations
law (P.L. 106-291) and further detailed in subsequent Interior appropriations laws. (It does not
have any separate authorizing statute.) Funds may be used to develop state conservation plans as
well as to support specific practical conservation projects. A portion of the funding is set aside for
competitive grants to tribal governments or tribal wildlife agencies. The remaining portion is for
matching grants to states. A state’s allocation is determined by formula. The omnibus
appropriations law contained $75.0 million for FY2009. The appropriation for FY2008 was $73.8
million, and the FY2009 request was identical. See Table 9.
28
The National Wildlife Refuge Fund is distinct from the Payments in Lieu of Taxes (PILT) program run by DOI, and
for which many types of federal lands are eligible. In 2009, Congress made PILT a mandatory spending program for
FY2008-FY2012, but did not change the Refuge Fund. See “Payments in Lieu of Taxes,” below.
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Table 9. Appropriations for State and Tribal Wildlife Grants, FY2008-FY2009
($ in thousands)
FY2008
Approp.
FY2009
Request
FY2009
Omnibus
State Grants
62,724
62,724
63,000
Competitive Grants for States, Territories,
& Other Jurisdictions
4,922
4,922
5,000
Tribal Grants
6,184
6,184
7,000
73,830
73,830
75,000
State and Tribal Wildlife Grants
Total Appropriations
CRS Report RL33872, Arctic National Wildlife Refuge (ANWR): New Directions in the 110th
Congress, by (name redacted), (name redacted), and (name redacted).
CRS Report RL33795, Avian Influenza in Poultry and Wild Birds, by (name redacted) and (name red
acted).
CRS Report R40185, The Endangered Species Act (ESA) in the 111th Congress: Conflicting
Values and Difficult Choices, by (name redacted), (name redacted), (name redacted), (name r
edacted), and (name redacted).
CRS Report RS21157, Multinational Species Conservation Fund, by (name redacted) and (na
me redacted).
For further information on the Fish and Wildlife Service, see its website at http://www.fws.gov/.
National Park Service29
The National Park Service (NPS) is responsible for the National Park System, currently
comprising 391 separate and diverse park units covering 85 million acres. The NPS protects,
preserves, interprets, and administers the park system’s diverse natural and historic areas
representing the cultural identity of the American people. The system has roughly 20 types of area
designations, including national parks, monuments, memorials, historic sites, battlefields,
seashores, recreational areas, and other classifications. The NPS mission is to protect park
resources and values, unimpaired, while making them accessible to the public. Park recreational
visits totaled nearly 275 million visits in 2008. The NPS also supports and promotes some
resource conservation activities outside the park system through limited grant and technical
assistance programs and cooperation with partners.
The omnibus appropriations law included a total of $2.53 billion for the Park Service for FY2009,
with increases of $121.3 million (5%) compared to the Bush Administration’s FY2009 request
and $135.1 million (6%) more than the FY2008 enacted level. The law provided increases for
most NPS accounts. See Table 10. The Bush Administration’s request would have boosted
funding for the major park operations account, but it sought substantial reductions for the
29
For more information on NPS funding in general, contact (name redacted) at 7-..... For more information on
funding for historic preservation, contact Shannon Loane at 7-.....
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recreation and preservation, construction, and land acquisition line items. A provision of the
FY2009 omnibus appropriations law extended the authorization for the NPS Advisory Board for
one year, until January 2010.
The condition of the national parks and the adequacy of their care and operating capacity
continues to be a congressional focus. Some advocacy groups claim that the park system has long
experienced chronic budget shortfalls. By one estimate, the national parks operate with two-thirds
of needed funding—a budget shortfall of more than $600 million annually.30
To be ready for the NPS’s 100th anniversary in 2016, the Bush Administration had proposed a
multi-year initiative, to begin in FY2008, to strengthen visitor services and other park programs.
The National Parks Centennial Initiative, announced by President Bush in August 2006, sought to
add up to $3 billion in new funds for the parks over 10 years through a public/private joint effort.
The initiative had three components: (1) a commitment to add $100.0 million annually in
discretionary funds; (2) a challenge for the public to donate $100.0 million annually; and (3) a
request that legislation be enacted to establish a mandatory fund with $100.0 million annually to
match the public donations. The second part of the initiative—the proposed $1 billion
“Centennial Challenge”—would rely on corporate, foundation, and other private donations,
raising concerns among some park supporters about potential commercialization and privatization
influence on the parks. (See the “Centennial Challenge” section, below.)
The stimulus law provided additional funding for three NPS budget accounts. In total, it
contained $750.0 million, close to the amount that originally had been supported by the Senate ─
$747.0 million. The House initially had supported a significantly higher level of funding for the
NPS ─ $1.80 billion. The House amount had included $100.0 million for the Centennial
Challenge program, which was not retained in the law. The largest amount of NPS funding in the
stimulus law was for construction, where the $589.0 million provided was more than double the
amount included in regular FY2009 appropriations. The funds for construction cover major
facility construction, road repair, and equipment replacement, among other programs. See Table
10. The $146.0 million in stimulus funds for park operations covered deferred maintenance of
facilities and trails, and other critical repair and rehabilitation projects. Language in the
explanatory statement on the bill for both NPS construction and park operations emphasized
agency flexibility in determining the allocation among activities, but encouraged projects that will
provide the most jobs in the shortest time and create lasting value for the park system. The $15.0
million for historic preservation was exclusively for grants to Historically Black Colleges and
Universities, and the law waived matching requirements for grants.
30
See the website of the National Parks Conservation Association at http://www.npca.org/media_center/reports/
analysis.html.
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Table 10. Appropriations for the National Park Service (NPS), FY2008-FY2009
($ in millions)
FY2008
Approp.
FY2009
Requesta
FY2009
Omnibusb
FY2009
Stimulus
FY2009
Total
Operation of the National Park System
1,970.6
2,130.7
2,131.5
146.0
2,277.5
—Park Management
1,744.5
1,889.1
1,894.8
n/a
n/a
—Administrative Costs
139.4
148.1
138.2c
n/a
n/a
—U.S. Park Police
86.7
93.6
98.6d
n/a
n/a
Centennial Challenge (Matching Program)e
24.6
0
0
0
0
National Recreation and Preservationf
67.4
45.5
59.7
0
59.7
Historic Preservation Fundf
70.4
66.1
69.0
15.0
84.0
Construction
218.5
172.5
232.5
589.0
821.5
Land and Water Conservation Fundg
-30.0
-30.0
-30.0
0
-30.0
Land Acquisition and State Assistance
69.0
20.8
64.2
0
64.2
—Assistance to States
24.6
-1.0
19.0
0
19.0
—NPS Acquisition
44.4
21.8
45.2
0
45.2
2,390.5
2,404.3
2,525.6
750.0
3,275.6
NPS
Total Appropriations
a.
Includes cancellation of $4.3 million of prior-year funds: $0.8 million for U.S. Park Police, $0.5 million for
Historic Preservation, $0.6 million for Construction, $1.0 million for Assistance to States, and $1.3 million
for Urban Parks and Recreation.
b.
Includes cancellation of $3.5 million of prior-year funds: $0.5 million for Historic Preservation, $0.6 million
for Construction, $1.0 million for Assistance to States, and $1.3 million for Urban Parks and Recreation.
c.
Includes savings of $9.9 million through delayed hiring and contracting.
d.
Includes an additional $2.0 million for inaugural security.
e.
The FY2009 request figure reflects the fact that the Bush Administration did not seek funding for the
matching program through annual appropriations.
f.
Preserve America funding requested for FY2009 ($10.0 million) is included in the Historic Preservation
Fund. For FY2008, funds were included ($7.4 million) in National Recreation and Preservation.
g.
Figures reflect a rescission of contract authority.
Operation of the National Park System
The FY2009 omnibus appropriations law provided $2.13 billion to support overall park
operations, the same as requested, except that the request included a cancellation of $0.8 million
in prior-year Park Police funds. The enacted level was $160.9 million (8%) above the FY2008
level. See Table 10. Operations account funds will support 20,923 full-time equivalent (FTE)
positions, an increase of 622 FTEs above FY2008. The law also directed that $99.6 million be
targeted specifically for the maintenance, repair, and rehabilitation of constructed park assets and
related purposes. As noted, the stimulus law contained an additional $146.0 million for FY2009
for the Operation of the National Park System.
The park operations line item is the primary source of funding for the national parks, accounting
for nearly 85% of the total NPS budget. The majority of operations funding is provided directly to
park managers. It supports the activities, programs, and services essential to the day-to-day
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operations of the park system, and covers resource protection, visitors’ services, facility
operations and maintenance, and park support programs, as well as such administrative expenses
as employee pay, benefits, and other fixed costs. The FY2008 law incorporated the U.S. Park
Police account into the operations line item.
United States Park Police (USPP)
The FY2009 omnibus law appropriated $98.6 million for the USPP, under the park operations
account, including $2.0 million specifically for security for the Presidential Inauguration. The
total is an increase of $5.0 million (5%) above the request (after the requested cancellation of $0.8
million in prior-year funds) and $11.8 million (14%) above FY2008. The funding is directed to
supporting additional recruits during 2009; as of the end January 2008, the number of sworn
USPP officers had fallen to a 20-year low of 576.
The USPP is an urban-oriented, full-service, uniformed law enforcement entity with primary
jurisdiction at park sites within the metropolitan areas of Washington, DC, New York City, and
San Francisco. USPP law enforcement authority extends to all NPS units and to certain other
federal and state lands. The USPP also assists other law enforcement agencies during
emergencies. The USPP support approximately 1,500 law enforcement trained and commissioned
park rangers and 400 seasonal law enforcement rangers working in park units system-wide.
A report by the DOI Inspector General cited serious deficiencies in USPP leadership, staffing,
training, and equipment.31 The report charged that the force was failing to adequately perform its
expanded security duties for the icon parks and monuments as well as other law enforcement
obligations, including patrol functions, dignitary protection, and special events and crowd
management. Since the release of the OIG report, the USPP Chief was reassigned and the senior
level commanders retired. A former USPP Major was brought out of retirement to serve as Acting
Chief,32 and in December 2008 was appointed permanently.
Centennial Challenge
As discussed above, the Bush Administration proposed a three-part National Parks Centennial
Initiative, with additional discretionary funding for park operations, and a Centennial Challenge
program consisting of public donations and federal funds to match the donations. President
Bush’s FY2009 budget requested $100.0 million in mandatory spending, which has not been
authorized by Congress to date. Neither the FY2009 omnibus law nor the stimulus law provided
funding for the Centennial Challenge.
Congress had provided $24.6 million as seed money for the Centennial Challenge in the FY2008
appropriations law, to be matched by equal private contributions. The FY2008 appropriations law,
and language in the House Appropriations Committee report on the FY2008 Interior
Appropriations bill (H.Rept. 110-187), directed that the Challenge money be used for signature
projects, not for core operations or for projects that commercialize parks, and that the NPS must
31
U.S. Dept. of the Interior, Office of Inspector General, Assessment of the United States Park Police, PI-EV-NPS0001-2007 (Washington, DC: February 2008).
32
Testimony of James Austin, Fraternal Order of Police, United States Park Police Labor Committee, “Restoring the
Federal Land Management Workforce,” before U.S. Congress, House Natural Resources Committee, Subcommittee on
National Parks, Forests, and Public Lands, March 19, 2009.
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control all projects. The Park Service has begun work on a number of projects funded through the
Centennial Challenge.
National Recreation and Preservation
The omnibus appropriations law included $59.7 million for FY2009 for National Recreation and
Preservation (NR&P), $14.2 million (31%) more than the Bush Administration’s request and $7.7
million (11%) less than FY2008. The reduction from FY2008 reflected the inclusion in FY2008,
in the NR&P line item, of $7.4 million for the Preserve America grant program. The program had
been traditionally funded elsewhere ─ in the Historic Preservation Fund. (See below.) NR&P
funds a variety of park system recreation, natural and cultural resource protection programs,
environmental and compliance review, and an international park affairs office, as well as
programs connected with state and local community efforts to preserve natural, historic, and
cultural resources.
The FY2009 omnibus law provided $15.7 million for the heritage partnerships program that
supports the national heritage areas (NHAs). This was an increase of $8.6 million (121%) above
the request and $0.4 million (3%) above FY2008. The increase from FY2008 was for $148,000 in
planning funds for each of the three newly authorized NHAs. In the explanatory statement on the
bill, the Appropriations Committees expressed concerns about the expanding numbers of NHAs,
and favored funding new areas principally by savings when mature programs graduate from
federal support. They directed the NPS to develop new guidelines for financial self-sufficiency
for all NHAs.
The omnibus appropriations law included $5.6 million for statutory and contractual aid and
directed specified allocations among the 10 recipients. This was $1.9 million (25%) less than the
FY2008 enacted. As in recent years, the Bush Administration had proposed discontinuing this
program. Under the program, limited financial assistance is provided through partnerships to
natural, historical, cultural, or recreational areas not managed by the NPS, in support of the NPS
mission to work with other agencies and state and local organizations to promote systems of
parks and open space nationwide.
Historic Preservation
The Historic Preservation Fund (HPF), administered by the NPS, provides grants-in-aid for
activities specified in the National Historic Preservation Act (NHPA; 16 U.S.C. §470), such as
restoring historic districts, sites, buildings, and objects significant in American history and
culture. NHPA was reauthorized (P.L. 109-453) on December 22, 2006, extending the funding
authority through 2015. The Fund’s preservation grants are normally funded on a 60%
federal/40% state matching share basis. The HPF also includes funding for Save America’s
Treasures, a grant program for preservation and/or conservation work on nationally significant
intellectual and cultural artifacts and historic structures and sites.
The omnibus appropriations law provided $69.0 million for the HPF, compared to a FY2008 level
of $70.4 million, representing a 2% decrease, but a 4% increase over the FY2009 request of $66.1
million. See Table 10. The law increased funding for state and tribal historic preservation grants
by $3.1 million (8%) and $0.6 million (9%) respectively. Funding for Save America’s Treasures
was decreased by $4.6 million, down 19% from the $24.6 million appropriated in FY2008. The
Preserve America grant program—traditionally funded through the HPF but funded through
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National Recreation and Preservation in FY2008—was not funded in the FY2009 appropriations.
Instead, the explanatory statement on the bill called for an evaluation of the program’s
effectiveness before further funding was committed.
Funding for the National Inventory of Historic Properties, a proposed program to help states and
tribal governments create an integrated inventory of historic properties, was not included in the
FY2009 appropriations. The FY2009 Bush Administration budget request had included $3.0
million for the program, of which $2.0 million would have funded grants through the HPF and the
balance would have been provided through the National Recreation and Preservation account. A
$5.0 million proposal for a similar program was included in the Bush Administration’s FY2008
request, but was not funded.
In the stimulus law, an additional $15.0 million was included for competitive grants to
Historically Black Colleges and Universities (HBCUs) for the preservation of campus buildings
listed in the National Register of Historic Places.33
Construction
The FY2009 omnibus appropriations law provided $232.5 million for the NPS construction
budget, a substantial boost ($60.1 million, 35%) above the request and $14.0 million (6%) above
FY2008. The Construction line item funds new construction projects, as well as improvements,
repair, rehabilitation, and replacement of park facilities. DOI estimates deferred maintenance for
the NPS for FY2008 at between $8.23 billion and $12.11 billion, with a mid-range figure of
$10.17 billion. The additional $589.0 million for NPS construction provided in the stimulus law,
as well as the additional $146.0 million in the law for the Operation of the National Park System,
was expected to address some of this backlog.
Land Acquisition and State Assistance
The omnibus appropriations law provided $64.2 million under the Land and Water Conservation
Fund (LWCF). Funding was provided for NPS land acquisition and state assistance. For NPS land
acquisition, the FY2009 enacted level was $45.2 million, $23.4 million (107%) above the
Administration’s request and $0.8 million (2%) above the FY2008 appropriations. Land
acquisition funds are used to acquire lands, or interests in lands, for inclusion within the National
Park System. This account also includes money to buy inholdings—the private lands within park
boundaries. For LWCF state assistance, the Bush Administration had, as in past years, requested
no funds for FY2009. The FY2009 enacted level was $19.0 million, $5.6 million (23%) less than
the FY2008 level. State assistance is for recreation-related land acquisition and recreation
planning and development by the states, with the appropriated funds allocated among the states
by formula and the states determining their spending priorities. (For more information, see the
“Land and Water Conservation Fund (LWCF)” section in this report.)
CRS Report RL33617, Historic Preservation: Background and Funding, by (name redacted).
33
Funding for the HBCU historic preservation grant program was not included in FY2007 through FY2009
appropriations. In FY2006, $3.0 million was appropriated for the program, which was established under the Omnibus
Parks and Public Lands Management Act of 1996 (P.L. 104-333).
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CRS Report RL33525, Recreation on Federal Lands, by Kori Calvert, (name redacted), and
(name redacted).
For further information on the National Park Service, see its website at http://www.nps.gov/.
For further information on Historic Preservation, see its website at http://www.cr.nps.gov/hps/.
U.S. Geological Survey34
The U.S. Geological Survey (USGS) is a science agency that provides physical and biological
information related to natural hazards; certain aspects of the environment; and energy, mineral,
water, and biological sciences. In addition, it is the federal government’s principal civilian
mapping agency and a primary source of data on the quality of the nation’s water resources.
Funds for the USGS are provided in the line item Surveys, Investigations, and Research for eight
activities: Geographic Research, Investigations, and Remote Sensing; Geologic Hazards,
Resources, and Processes; Water Resources Investigations; Biological Research; Enterprise
Information; Science Support; Facilities; and Global Climate Change Research. The FY2009
omnibus appropriations law provided $1.04 billion for the USGS, which was $37.3 million (4%)
over the FY2008 enacted level of $1.01 billion and $75.3 million (8%) over the FY2009 request
of $968.5 million. With the exception of Geographic Research, Investigations, and Remote
Sensing, funding for all USGS programs remained about the same or increased beyond FY2008
levels. See Table 11.
As detailed below, the FY2009 omnibus appropriations law provided a $33.2 million increase
over FY2008 appropriations for global climate change research, and contained $40.2 million for
satellite operations related to the Landsat Program. It provided $6.5 million for the water
resources research institutes, which the Bush Administration had zeroed out in its FY2009
request. Further, the law included $79.2 million for geologic resource assessments, reversing a
proposed reduction of $24.6 million for the mineral resources assessment portion of this program.
The stimulus law provided an additional $140.0 million to the USGS for a variety of activities
including the repair and construction of facilities, upgrades to streamgages, seismic and volcano
monitoring systems, national map activities, and other critical activities that improve the Nation’s
science capacity.
34
For more information on USGS funding, contact (name redacted) at 7-.....
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Table 11. Appropriations for the U.S. Geological Survey (USGS), FY2008-FY2009
($ in millions)
U.S. Geological Survey
FY2008 FY2009 FY2009 FY2009 FY2009
Approp. Request Omnibus Stimulus Total
Enterprise Information
110.4
112.1
112.5
n/a
n/a
Geographic Research, Investigations, and Remote Sensing
77.7
73.1
72.3
n/a
n/a
Geologic Hazards, Resources, and Processes
243.5
208.0
242.1
n/a
n/a
Water Resources Investigations
220.5
203.0
221.4
n/a
n/a
Biological Research
179.9
180.3
185.3
n/a
n/a
Science Support
67.2
67.2
67.4
n/a
n/a
Facilities
100.0
98.1
102.1
n/a
n/a
7.4
26.6
40.6
n/a
n/a
1,006.5
968.5
1,043.8
140.0
1,183.8
Global Climate Change Research
Total Appropriations
Enterprise Information
The Enterprise Information Program consolidates funding of all USGS information needs
including information technology, security, services, and resources management, as well as
capital asset planning. The FY2009 omnibus appropriations law provided $112.5 million for this
program, $2.1 million above the FY2008 level.
There are three primary programs within Enterprise Information: (1) enterprise information
security and technology, which supports management and operations of USGS
telecommunications (e.g., computing infrastructure and email); (2) enterprise information
resources, which provides policy support, information management, and oversight over
information services; and (3) national geospatial program, which provides operational support
and management for the Federal Geographic Data Committee (FGDC). The FGDC is an
interagency, intergovernmental committee that encourages collaboration to make geospatial data
available to state, local, and tribal governments, as well as communities.
Geographic Research, Investigations, and Remote Sensing
This program aims to provide public access to high quality geospatial information. The FY2009
omnibus appropriations law included $72.3 million for this program, $5.4 million below the
FY2008 level.
The omnibus appropriations law provided a total of $40.2 million for the Landsat program,
comprised of $24.2 million for the Landsat Data Continuity Mission, also known as Landsat 8,
and $16.0 million to continue the Landsat 5 and 7 program. Landsat 8 is a satellite that is being
developed to take remotely sensed images of the Earth’s land surface and surrounding coastal
areas primarily for environmental monitoring. Landsat 5 and 7 are satellites currently providing
data of the Earth’s natural systems. The explanatory statement on the bill specified that funds for
future satellite development and launch costs associated with Landsat should not be transferred to
the USGS from NASA, until a new plan for future land imaging and remote sensing coordination
and funding is completed.
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Geologic Hazards, Resources, and Processes
For Geologic Hazards, Resources, and Processes activities, the FY2009 omnibus law
appropriated $242.1 million, $1.3 million below the FY2008 level. This line item covers
programs in three activities: Hazard Assessments ($90.6 million), Landscape and Coastal
Assessments ($72.4 million), and Resource Assessments ($79.2 million).
The volcano hazards program received $23.9 million for FY2009, an increase of $1.7 million
over FY2008. The explanatory statement on the FY2009 omnibus bill noted that volcano research
and monitoring needs should be evaluated at active areas such as Hawaii, Yellowstone, the
Cascades, and Alaska.
The Bush Administration’s request included an $8.2 million increase over FY2008 levels to
support a water census component of the Water for America Initiative with the Bureau of
Reclamation. In the Landscapes and Coastal Assessments program, funds for the water census
were not provided for FY2009. The explanatory statement directed the Administration to submit a
more integrated program request for the next budget cycle.
The FY2009 omnibus law contained funding for mineral resource assessments, although none
had been recommended by the Bush Administration as in previous years. According to the Bush
Administration, universities or other entities would undertake assessments and research that
support nonfederal needs. In all years Congress retained funding for the program.
Water Resources Investigations
The FY2009 omnibus law appropriated $221.4 million for this program, $0.8 million above the
FY2008 level. Funding for water resources research at universities was included. This countered
a Bush Administration request that sought to discontinue USGS support for water resources
research institutes because, according to the Bush Administration, most institutes have succeeded
in leveraging sufficient funding for program activities from non-USGS sources.
Of the $221.4 million, $65.1 million was included for the National Water Quality Assessment.
This was an increase of $1.1 million over FY2008, and countered a Bush Administration request
to reduce funding by $9.8 million from the FY2008 level. The Groundwater Resources Program
was funded at $9.0 million. While this program did not include funding for the Water for America
Initiative, it will support that Initiative by helping to assess water availability and water quality
and conducting region-specific assessments of ground water. However, the explanatory statement
on the bill noted that a revamped proposal for the Initiative should be presented in the FY2010
budget cycle. Also, there was a $2.0 million increase for the streamgage program over FY2008,
for a total of $22.4 million for the National Streamflow Information Program for FY2009.
Streamgage replacement and upgrades were included as projects for funds in the stimulus law.
Biological Research
The Biological Research Program generates and distributes information related to conserving and
managing the nation’s biological resources. The FY2009 omnibus appropriations law provided
$185.3 million for this program, a $5.5 million increase over FY2008. The program funds work
in focal areas that will support DOI’s science strategies, including research on effects of climate
change on wildfires and ecosystems, large river ecosystem processes and habitat, vertebrate
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diseases and impacts, gap analysis35 and taxonomic research, and adaptive management. Under
this program, funding was provided for priority ecosystems located in the Greater Everglades,
Chesapeake Bay, San Francisco Bay, and Mojave Desert. The omnibus law also moved funding
for priority ecosystem science from other activities to the Biological Research Program.
Science Support and Facilities
Science Support focuses on those costs associated with modernizing the infrastructure for
managing and disseminating scientific information. The omnibus appropriations law provided
$67.4 million for FY2009, similar to the FY2008 enacted level. Facilities focuses on the costs for
maintenance and repair. The FY2009 omnibus law included $102.1 million, $2.2 million above
the FY2008 level. The additional $140.0 million provided to the USGS in the stimulus law was
for repair, construction, and restoration of facilities, among other purposes.
Global Climate Change Research
The FY2009 omnibus law combined most of the climate change activities of the USGS into an
integrated global climate change research program. It provided $40.6 million for this program, an
increase of $33.2 million over FY2008 in part through internal budget transfers. In total, USGS
received $45.5 million for climate change science in FY2009, an increase of $12.0 million over
total funds for FY2008. Work under the climate change research program seeks to provide
science, monitoring, and predictive modeling to generate information on climate changes and its
effect on the resources and landscape of the United States. Specifically, scientists will continue to
track indicators of climate change and link them to effects. Further, work is planned to develop
decision support tools for policy makers and resource managers to develop and implement
adaptation strategies. Some specific projects will concentrate on the effects of climate change on
forest carbon storage, the use of glaciers as indicators of climate change, ecosystem modeling,
and the effects of climate change on the Yukon River Basin.
The FY2009 omnibus law included $10.0 million for a new National Global Warming and
Wildlife Science Center. The explanatory statement expressed that the Center should develop
mechanisms to ensure its responsiveness to the research and management needs of federal and
state agencies regarding impacts of climate change on fish, wildlife, plants, and ecosystems. The
Center also was tasked with studying mechanisms for adaptation to climate change and mitigation
of its impacts. The explanatory statement recommended that the Secretary of the Interior, with the
assistance of the Center and a scientific advisory board, develop a national strategy to assist
plants, wildlife, and ecosystems to adapt and become resilient to climate change. It encouraged
collaboration with other federal, state, and private stakeholders in developing this strategy.
Further, the law contained at least $3.0 million for geological and biological carbon sequestration
studies under this heading, according to the explanatory statement.
For further information on the U.S. Geological Survey, see its website at http://www.usgs.gov/.
35
Gap analysis identifies the degree to which native animal species and plant communities are represented in federal
lands.
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Minerals Management Service36
The Minerals Management Service (MMS) administers two programs: the Offshore Energy and
Minerals Management (OEMM) Program and the Minerals Revenue Management (MRM)
Program. OEMM administers competitive leasing on Outer Continental Shelf (OCS) lands and
oversees production of offshore oil, gas, other minerals, and offshore alternative energy. On April
22, 2009, the Obama Administration announced that regulations for the administration of
alternative energy leases in the OCS had been finalized.37 MRM collects and disburses bonuses,
rents, and royalties paid on federal onshore and OCS leases and Indian mineral leases. Revenues
from onshore leases are distributed to states in which they were collected, the general fund of the
U.S. Treasury, and designated programs. Revenues from the offshore leases are allocated among
the coastal states, the Land and Water Conservation Fund, the Historic Preservation Fund, and the
U.S. Treasury.
MMS collected and disbursed about $23.5 billion in revenue in FY2008 from mineral leases on
federal and Indian lands. This amount fluctuates annually based primarily on the prices of oil and
natural gas. For about a decade prior to FY2007, royalties from natural gas production accounted
for 40% to 45% of annual MMS receipts, while oil royalties were not more than 25%. However,
in FY2007, oil royalties accounted for about 39% of MMS receipts. In FY2008, royalties from
natural gas and oil leases contributed about 25% each, while record bonus bids accounted for
about 44% of MMS receipts. Other sources of MMS receipts include rents for all leaseable
minerals and royalties from coal and other minerals.
Budget and Appropriations
The FY2009 funding level for MMS was $310.4 million (gross funding level), composed of:
$116.7 million in appropriations (net funding level); $146.7 million in offsetting collections,
which the MMS has been retaining since 1994; and $47.0 million in state cost sharing deductions.
See Table 12. This was an increase in the gross funding level of $13.6 million (5%) from the
FY2008 level of $296.8 million, but a decrease of $1.4 million (1%) from FY2008 total net
funding of $118.1 million.
For FY2009, the Bush Administration had sought gross funding of $307.1 million FY2009 or a
$160.4 net funding level. The Bush Administration’s net funding request was much higher than
the amount enacted for FY2009 because the $47.0 million deduction for royalty cost-sharing with
the states was not included in the Administration’s request.
Table 12. Appropriations for the Minerals Management Service (MMS),
FY2008-FY2009
($ in millions)
Minerals Management Service
FY2008
Approp.
FY2009
Request
FY2009
Omnibus
Royalty and Offshore Minerals Management
36
37
For more information on MMS funding, contact (name redacted) at 7-.....
For details on the content and status of the regulations, see the MMS website at http://www.mms.gov.
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—OCS Lands (OEMM)
161.3
164.0
166.2
—Royalty Management (MRM)
81.7
86.0
86.7
—General Administration
47.5
51.0
51.2
—Gross, Royalty and Offshore Minerals Management
290.5
301.0
304.1
—Use of Receipts and Cost Recovery Fees
-135.7
-146.7
-146.7
Subtotal, Royalty and Offshore Minerals
Management Appropriations
154.8
154.3
157.4
6.3
6.1
6.3
—State Royalty Administrative Cost Deduction
-43.0
0
-47.0
Total Appropriations
118.1
160.4
116.7
Oil Spill Research
Administrative Provisions
Oil and Gas Leasing Offshore
Issues not directly tied to specific funding accounts remain controversial. Oil and gas
development moratoria in the OCS along the Atlantic and Pacific Coasts, parts of Alaska, and the
Gulf of Mexico had been in place since 1982, as a result of public laws and executive orders of
the President. On July 14, 2008, President Bush lifted the executive moratoria, which included
MMS Planning areas along the Atlantic and Pacific coasts. In the Continuing Appropriations
Resolution, 2009, Congress removed the annual moratoria provisions that included the Atlantic
and Pacific coasts; these coastal areas could now be made available for future oil and gas
development. An OCS moratoria was not reinstated in the omnibus appropriations law for
FY2009.
Whether to reinstate the moratoria remains highly controversial. Their removal was supported in
an attempt to increase domestic oil and gas supply. Others favored continuing the moratoria due
to concerns about adverse economic and environmental impacts of development. Congress
enacted legislation in the 109th Congress (P.L. 109-432) to open part of the Gulf of Mexico (about
5.8 million acres), but the law placed nearly all of the eastern Gulf under a leasing moratorium
until 2022. The law also contained revenue sharing provisions for selected coastal states. While
the current MMS 5-year leasing program is in effect, the Bush Administration initiated a new
leasing program in August 2008. Its draft program proposal published in January 2009, if
finalized, would take effect in 2010. The Obama Administration, however, extended the
comment period from its typical 60 days to 240 days (an additional 180 days). Because of the
uncertainty over resource assessments and environmental concerns, the Secretary of the Interior
announced that the Department would like to examine more closely the current information on
the OCS. Legislation has been introduced in the 111th Congress to permanently prohibit oil and
gas leasing and development in the North Atlantic and Mid-Atlantic Planning Areas of the OCS.
(For more information, see CRS Report RL33493, Outer Continental Shelf: Debate Over Oil and
Gas Leasing and Revenue Sharing, by (name redacted).)
Royalty relief for OCS oil and gas producers has been debated during consideration of Interior
appropriations bills. The MMS has not been collecting royalties on leases awarded in 1998 and
1999 because no price threshold was included in the lease agreements during those two years.
Without the price thresholds, producers may produce oil and gas up to specified volumes without
paying royalties no matter what the price. The MMS asserts that placing price thresholds in the
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lease agreements is at the discretion of the Secretary of the Interior. However, according to the
MMS, the price thresholds were omitted by mistake during 1998 and 1999.
In addition, the authority of the Secretary to impose price thresholds has come into question in a
lawsuit filed by Kerr-McGee.38 The U.S. District Court, Western District of Louisiana issued a
ruling on October 18, 2007, in favor of Kerr-McGee,39 meaning that the Secretary of the Interior
did not have authority to impose price threshold levels in leases issued under the Deep Water
Royalty Relief Act (DWRRA, 1996-2000). The Department of the Interior appealed the District
Court ruling. On January 12, 2009, a three-judge panel of the 5th U.S. Circuit Court of Appeals in
New Orleans upheld the District Court decision.40 The ruling could apply to potentially $23-$31
billion in future OCS royalties according to the MMS, but may not affect congressional efforts to
impose new fees or establish new lease eligibility criteria.41 The GAO estimates the range of
royalty revenue loss to the federal Treasury at between $21-$53 billion over 25 years. The ranges
of MMS and GAO estimated losses are based on a number of assumptions including future prices
and production rates.
There are discussions underway in the 111th Congress on how to address the royalty relief issue
involving price thresholds and DWRRA leases. In the 110th Congress, the House passed H.R.
6899, the Comprehensive American Energy Security and Consumer Protection Act. Under Title I,
this legislation would, among other provisions, have required the Secretary of the Interior to
accept a lessee’s request to modify those leases without price thresholds (“covered leases”) to
include price thresholds. The bill would not have made new oil and gas leases in the Gulf of
Mexico available to lessees holding “covered leases” unless current leases included price
thresholds or the lessee agreed to pay the proposed “conservation of resources fee.”42 The bill also
would have affirmed the Secretary’s authority to impose a price threshold in certain leases. The
royalty relief provisions were not enacted into law.
Another challenge confronting the MMS is to ensure that its audit and compliance program is
consistently effective. Critics contend that less auditing and more focus on compliance review has
led to a less rigorous royalty collection system and thus a loss of revenue to the federal Treasury.
DOI’s Inspector General has made recommendations to strengthen and improve administrative
controls of the Compliance and Asset Management Program. Further, DOI established an
independent panel (the Royalty Policy Committee—RPC) to review the MMS Mineral Leasing
Program. The RPC offered over 100 recommendations to the MMS for improving its leasing
program and auditing function. The review included an examination of the Royalty-in-Kind
Program which has grown significantly over the past three years—from 41.5 million barrels of oil
equivalent (BOE) sold in 2004 to 112 million BOE sold in 2007.43 The Government
38
For more details on this case, see CRS Report RL33404, Offshore Oil and Gas Development: Legal Framework, by
(name redacted).
39
Kerr-McGee Oil & Gas Corp. v. Allred.
40
U.S. Court of Appeals for the 5th Circuit.
41
See CRS Report RL33974, Legal Issues Raised by Provision in House Energy Bill (H.R. 6) Creating Incentives for
Certain OCS Leaseholders to Accept Price Thresholds, by (name redacted) and (name redacted) and CRS Congressional
Distribution Memorandum: Impact of the Kerr-McGee Oil and Gas Corp. v. Allred Ruling on the Proposed Royalty
Relief for America Consumers Act of 2007, by (name redacted).
42
The fee would be $9/barrel oil and $1.25/million Btu natural gas on covered producing leases and $3.75/acre annually
on non-producing leases.
43
The report of the panel, Mineral Revenue Collection from Federal and Indian Lands and the Outer Continental Shelf,
is available on the MMS website at http://www.mrm.mms.gov/Laws_R_D/RoyPC/PdFDocs/RPCRMS1207.pdf.
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Accountability Office issued a report on September 26, 2008, concluding that the Royalty-inKind Program could be improved.44
CRS Report RL33974, Legal Issues Raised by Provision in House Energy Bill (H.R. 6) Creating
Incentives for Certain OCS Leaseholders to Accept Price Thresholds, by (name redacted) and (name
redacted).
CRS Report RL33493, Outer Continental Shelf: Debate Over Oil and Gas Leasing and Revenue
Sharing, by (name redacted).
CRS Report RS22567, Royalty Relief for U.S. Deepwater Oil and Gas Leases, by (name
redacted).
For further information on the Minerals Management Service, see its website at
http://www.mms.gov.
Office of Surface Mining Reclamation and Enforcement45
The Surface Mining Control and Reclamation Act of 1977 (SMCRA, P.L. 95-87; 30 U.S.C.
§1201 note) established the Office of Surface Mining Reclamation and Enforcement (OSM) to
ensure that land mined for coal would be returned to a condition capable of supporting its premining land use. However, coal mining is an old activity in the United States, and at the time
SMCRA was enacted there was a large inventory of abandoned mine sites that no company could
be held accountable to reclaim. To address this problem, SMCRA established an Abandoned Mine
Reclamation Fund,46 with fees levied on coal production, to reclaim abandoned sites that posed
serious health or safety hazards.
The omnibus appropriations law provided a total of $164.7 million for the Office of Surface
Mining for FY2009, an increase of $27.1 million (20%) over the Bush Administration’s request,
and a reduction of $5.7 million from the FY2008 enacted level of $170.4 million. Of the total of
$164.7 million, the omnibus law contained $120.3 million for Regulation and Technology, an
increase over the Bush Administration’s request and the amount enacted for FY2008 ─ $118.5
million. The $1.8 million over FY2008 included an increase of $1.0 million for assistance to state
regulatory programs for environmental protection. Reflecting an $8.5 million rescission of prior
year unobligated balances, the net appropriation for the Abandoned Mine Reclamation Fund was
$44.4 million. This was $25.3 million above the Bush Administration’s request of $19.1 million.
See Table 13.
The Bush Administration’s request also had proposed a rescission. Specifically, on August 1,
2008, President Bush submitted an amendment to his budget request to cancel $11.7 million of
unobligated balances in the Abandoned Mine Reclamation Fund.47 The amendment reduced
44
The report is available at U.S. Government Accountability Office, Oil and Gas Royalties: MMS’s Oversight of Its
Royalty-in-Kind Program Can Be Improved through Additional Use of Production Verification Data and Enhanced
Reporting of Financial Benefits and Costs, GAO-08-942R, September 26, 2008.
45
For more information on OSM funding, contact (name redacted) at 7-.....
46
Hereafter this fund is referred to as the AML fund.
47
In this report, the Administration’s request is reported as $137.6 million, rather than the $149.3 million indicated in
the tables accompanying the joint explanatory statement on the FY2009 omnibus bill. Those tables reflect the
(continued...)
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President Bush’s request for AML funds to $19.1 million. The Administration asserted that this
level would be sufficient to meet the needs of discretionary reclamation as the discretionary grant
program is phased out, and that these needs would be met from funds in the mandatory
appropriation. The reduction from the AML request was proposed as an offset to an increase for
the Bureau of Land Management to fund the cost of environmental investigation and restoration
at Naval Oil Shale Reserve Number 3 in Colorado.
The FY2009 Bush Administration’s request did not include new funding for State Emergency
Grants, and Federal Emergency Projects owing to a sufficient carryover of funds from FY2008.
The Bush Administration asserted that funding for these programs could cease when these funds
were exhausted because the changes to the AML program would be making additional funds
available to states and tribes to manage their own AML emergency programs.48 Congress
disagreed, maintaining a federal appropriation for this purpose in the omnibus appropriations law,
adding $25.3 million to the Administration’s request for the Fund.
Table 13. Appropriations for the Office of Surface Mining Reclamation and
Enforcement, FY2008-FY2009
($ in millions)
FY2008
Approp.
FY2009
Requesta
FY2009
Omnibus
Regulation and Technology
118.5
118.5
120.3
—Environmental Protection
87.4
86.9
88.4
Abandoned Mine Reclamation Fund
52.0
30.8
52.9
—Rescission
0
-11.7
-8.5
170.4
137.6
164.7
Office of Surface Mining
Reclamation and Enforcement
Total Appropriations
a.
See note 53.
Until FY2008, disbursements from the AML fund were determined strictly by annual
appropriations. SMCRA provided that individual states and Indian tribes would develop their own
regulatory programs incorporating minimum standards established by law and regulations.
Reclamation in states with no approved programs is directed by OSM.
Historically, AML collections were divided up and assigned to different accounts, some of which
were designated to a federal share account that partly funded reclamation based upon a state’s
historical coal production. A portion of fee collections also was credited to a state share account.
Application of a complex formula—and other considerations—determined what portion of the
annual appropriation each state with an approved program would receive. Grants from the
appropriation to a state or tribe were drawn on both a state’s federal-share and state-share
accounts.
(...continued)
Administration’s reduction for the Abandoned Mine Reclamation Fund as part of the BLM request, whereas this report
reflects that reduction in the OSM request.
48
Fifteen states manage their own emergency programs: Alabama, Alaska, Arkansas, Illinois, Indiana, Iowa, Kansas,
Missouri, Montana, North Dakota, Ohio, Oklahoma, Texas, Virginia, and West Virginia.
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Fee collections have exceeded appropriations for a number of years. The total unappropriated
balance—including both federal and state share accounts in the AML fund—was over $2.1 billion
by the end of FY2007, of which approximately $1.3 billion was in the state-share accounts.
The Tax Relief and Health Care Act (P.L. 109-432) reauthorized AML fee collections through
FY2021, and also made significant changes in the procedures for disbursing grants. As coal
production has shifted westward, western states have paid more into the fund. These states
contended that they are shouldering a disproportionate share of the reclamation burden because
the great majority of the sites requiring remediation are in the East.49 Noting, in particular, the
steadily increasing unappropriated balances in their state share accounts, Western states pressed
for increases in the annual AML appropriations to return more of the unappropriated balances to
them. These concerns were addressed by several changes to the program included in P.L. 109432. Beginning in FY2008, state and tribal grants were funded by mandatory appropriations from
general U.S. Treasury funds. But some activities remain subject to annual appropriations. Among
these are the expenses of federal AML programs in states with no OSM-approved reclamation
programs, an emergency reclamation program, OSM administrative expenses, and the Clean
Streams program.
Annual collections deposited to the AML fund are included in the calculation of total funds to be
distributed to states and tribes during the fiscal year that follows.50 Additionally, under the
restructuring, the balances in the state- and tribal-share accounts of states and tribes that have
completed remediation of the highest priority sites are to be returned to the states or tribes in
seven annual installments paid from general Treasury funds.51 These states and tribes, referred to
as “certified,” also are to receive whatever grants they would be entitled to based upon
application of the distribution formula to both prior year collections and the entitlement based
upon its historic coal production.
Other changes enacted in P.L. 109-432 were designed to make more funds available on an annual
basis to states with significant reclamation work yet to be done. The portion of AML collections
from certified states that, under the old program, would have been deposited to those states’ stateshare accounts are instead credited to the federal-share account, the state balances of which
represented historical coal production. The allocation of a portion of AML fee collections under
the old program to the Rural Abandoned Mine Program (RAMP) also was discontinued by P.L.
109-432. The unappropriated balances in the RAMP account also were transferred to the pool of
funds representing state historical coal production. These changes were made with the intention
of increasing the pool of money available for distribution to “uncertified states” (those states that
have not reclaimed the most serious sites). Disbursements to uncertified states are based upon
their proportionate entitlement from the historical coal production account as well as the amount
that otherwise would have been deposited to the state-share account.52
49
Interest generated by unappropriated balances in the AML fund is transferred to the United Mine Workers of
America Combined Benefit Fund, established by P.L. 102-486 to cover the unreimbursed health cost requirements of
retired miners.
50
The permanent appropriation has a ceiling of $490 million annually. If demands on that money would exceed the
cap, distributions will be proportional.
51
Added to these totals will be any money needed to fund minimum program states. These states have sites remaining
with serious problems. However, these states also have insufficient levels of current coal production to generate
significant fees to the AML fund. Each minimum program state is to receive $1.5 million annually.
52
Whether or not fee collections are reauthorized beyond FY2021, mandatory distributions will continue as long as
money remains in the AML fund.
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Under P.L. 109-432, distributions to uncertified states will be 50% of the designated amount in
FY2009, and 75% in FY2010 and FY2011, before reaching 100% beginning in FY2012. Certified
states will receive 50% of their designated amount in FY2009, 75% beginning in FY2010, and
the full amount beginning in FY2011. Once fully in place, OSM estimates that 83% of annual fee
collections will be distributed to states and tribes outside the appropriation process.53
For further information on the Office of Surface Mining Reclamation and Enforcement, see its
website at http://www.osmre.gov/.
Bureau of Indian Affairs54
The Bureau of Indian Affairs (BIA) provides a variety of services to federally recognized
American Indian and Alaska Native tribes and their members, and historically has been the lead
agency in federal dealings with tribes. Programs provided or funded through the BIA include
government operations, courts, law enforcement, fire protection, social programs, roads,
economic development, employment assistance, housing repair, dams, Indian rights protection,
implementation of land and water settlements, and management of trust assets (real estate and
natural resources). Education programs are now provided by the Bureau of Indian Education
(BIE), a sister agency to BIA.55 The BIE appropriations remain within DOI’s Indian Affairs
appropriations.
The FY2009 omnibus appropriations act provided $2.38 billion for BIA and BIE, an increase of
$84.9 million (4%) over FY2008. For FY2009, the Bush Administration had proposed $2.19
billion, a decrease of $99.9 million (4%) below FY2008.
The FY2009 stimulus law added $500.0 million in emergency supplemental appropriations for
the BIA, which, together with the FY2009 omnibus funding, increased Indian Affairs funding by
26% compared to FY2008. The stimulus law targeted $450.0 million toward BIA “priority
critical” construction programs, specifically for road repair and restoration, construction of BIE
replacement schools, and maintenance and repair of BIE schools and BIA detention centers,
according to the explanatory statement. Of the remaining $50.0 million, the stimulus law
specified $40.0 million for BIA’s workforce training and housing improvement programs and
$10.0 million for BIA’s guaranteed loan program. The conferees on the bill encouraged that BIA
spend the construction funds to maximize jobs and to create both the largest number of jobs in the
shortest period of time and lasting value for the American public. The stimulus law excluded BIA
construction projects from its blanket provision requiring payment of prevailing wage rates under
the Davis-Bacon Act, thereby retaining the current prevailing wage rate requirements applicable
to BIA construction activities (under the Indian Self-Determination and Education Assistance
Act56 and other laws). On April 25, 2009, DOI released details on projects which will be funded
with BIA stimulus monies.57
53
U.S. Dept. of the Interior, Office of Surface Mining Reclamation and Enforcement, Budget Justifications and
Performance Information, Fiscal Year 2009, p. 148.
54
For more information on BIA funding, contact (name redacted) at 7-.....
55
In August 2006, the BIA’s administrative office for its education programs was removed from the BIA, made a
parallel agency under DOI’s Assistant Secretary—Indian Affairs, and renamed the Bureau of Indian Education (BIE).
56
Sec. 7, P.L. 93-638, act of Jan. 4, 1975, 88 Stat. 2203, 2205, as amended; 25 U.S.C. 450e.
57
For further information, see the BIA stimulus page at http://recovery.doi.gov/press/bureaus/bureau-of-indian-affairs/.
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Interior, Environment, and Related Agencies: FY2009 Appropriations
Table 14 below presents funding figures for FY2008 and FY2009, including both omnibus and
stimulus appropriations. Key programs for BIE include education management, education
construction, the Johnson-O’Malley program, and tribal technical colleges. Key programs for BIA
include the law enforcement, welfare assistance, housing, and road maintenance programs, and
the Interior Department’s process for acknowledging Indian tribes.
Table 14. Appropriations for the Bureau of Indian Affairs (BIA)
(including Bureau of Indian Education (BIE)), FY2008-FY2009
($ in thousands)
FY2009 Request
FY2009
FY2009
Omnibus Stimulusb
FY2008
Approp.
Total
TPAa
399,863
389,703
381,966
402,531
0
402,531
—Johnson-O’Malley Grantsc
7,565
0
0
7,565
0
7,565
—Welfare Assistanced
7,549
0
0
5,000
0
5,000
37
0
0
0
0
0
—Contract Support Costs
147,294
147,294
147,294
147,294
0
147,294
Human Services
139,339
112,426
108,287
137,448
19,000
156,448
—Welfare Assistanced
78,928
64,491
64,491
74,915
0
74,915
—Housing Improvement Programe
13,614
0
0
13,614
19,000
32,614
Trust - Natural Resources Management
147,158
141,822
65,739
147,710
0
147,710
Trust - Real Estate Services
148,370
150,087
63,539
150,087
0
150,087
—Probate
19,573
20,334
12,952
20,334
0
20,334
—Real Estate Services
47,216
48,140
33,828
48,140
0
48,140
—Land Records Improvement
15,814
15,659
0
15,659
0
15,659
Public Safety and Justice
243,656
242,774
13,197
270,785
0
270,785
—Law Enforcement
228,137
229,577
0
255,077
0
255,077
——Detention/Corrections
64,023
64,648
0
64,648
0
64,648
—Tribal Courts
14,338
12,047
12,047
14,508
0
14,508
Community and Economic Development
39,436
27,171
25,385
43,589
19,000
62,589
—Road Maintenancef
25,576
13,028
13,028
26,046
0f
26,046f
—Construction workforce on-the-job training
in maintenance
0
0
0
0
13,300
13,300
—Workforce training
0
0
0
0
5,700
5,700
Executive Direction Administrative
Services
240,375
260,327
27,145
260,327
0
260,327
—Office of Federal Acknowledgment
2,593
2,614
0
2,614
0
2,614
—Information Resources Technology
52,866
59,735
0
59,735
0
59,735
Bureau of Indian Education
689,612
663,980
24,935
716,153
0
716,153
—Elementary/ Secondary (Forward-Funded)
479,895
475,594
0
499,470
0
499,470
Indian Affairs
FY2009
Total
Operation of Indian Programs
Tribal Government
—Housing Improvement Programe
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FY2009 Request
FY2009
FY2009
Omnibus Stimulusb
FY2009
Total
FY2008
Approp.
Total
——ISEP Formula Funds
358,341
364,556
0
375,000
0
375,000
——Education program Enhancements
12,108
5,217
0
12,108
0
12,108
—Elementary/Secondary—Other
74,621
61,329
0
75,126
0
75,126
——Johnson-O’Malley Grantsc
13,782
0
0
13,797
0
13,797
—Post Secondary Programs
111,749
100,772
24,935
115,272
0
115,272
——Tribal Colleges and Universities (incl.
Supplements)
58,093
58,093
0
60,593
0
60,593
——Tribal Technical Colleges
5,906
0
0
6,000
0
6,000
—Education Management
23,347
26,285
0
26,285
0
26,285
2,047,809
1,988,290
710,193
2,128,630
38,000
2,166,630
Education Construction
142,935
115,376
n/a
128,837
277,700
406,537
—Replacement School Construction
46,716
22,405
n/a
22,405
134,600
157,005
—Replacement Facility Construction
9,748
17,013
n/a
17,013
0
17,013
—Education Facilities Improvement and
Repair
84,529
74,363
n/a
84,974
143,100
228,074
Public Safety and Justice Construction
14,393
11,433
n/a
39,399
7,300
46,699
—Facilities Replacement/New Construction
0
0
n/a
21,500
0
21,500
—Employee Housing
0
0
n/a
3,500
0
3,500
—Law Enforcement Facilities Improvement
and Repair
10,938
7,975
n/a
10,941
7,300
18,241
Resources Management Construction
38,309
37,306
n/a
40,306
0
40,306
General Administration Construction and
Construction Management
8,117
9,146
n/a
9,146
0
9,146
0
0
0
0
142,500f
142,500f
Subtotal, Construction
203,754
173,261
n/a
217,688
427,500
645,188
Land and Water Claim Settlements
and Miscellaneous Payments
33,538
21,627
n/a
21,627
0
21,627
Indian Guaranteed Loan Program
6,178
8,186
n/a
8,186
9,500
17,686
Administrative Costs for Stimulusg
0
0
0
0
25,000
25,000
2,291,279
2,191,364
710,193
2,376,131
500,000
2,876,131
Indian Affairs
Subtotal, Operation of Indian
Programs
TPAa
Construction
Road Maintenancef
Total Appropriations
a.
Tribal Priority Allocations (TPA) are a subset of funds within OIP. The amounts in the TPA column are
included in the “FY2009 Request—Total” column in the table. “N/A” is shown for accounts where TPA
does not apply. Tribes may apply their own priorities to TPA programs, moving funds among programs
without prior BIA approval and without triggering congressional Appropriation Committees’ requirements
for approval of reprogramming.
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b.
BIA created new categories of funding for stimulus expenditures, which are similar to, but not included in,
regular budget activities and classifications (BIA, telephone conversation, April 28, 2009). For purposes of
comparison only, CRS has included stimulus funding within this table’s usual budget items where possible.
c.
The Johnson O’Malley program is split between two budget activities, Tribal Government and Bureau of
Indian Education.
d.
Welfare Assistance is split between two budget activities, Tribal Government and Human Services.
e.
The Housing Improvement Program is split between two budget activities, Tribal Government and Human
Services.
f.
The stimulus appropriations law specified $40.0 million for Operation of Indian Programs (OIP) and $450.0
million for Construction, but directed an unspecified amount of Construction funding to go to Road
Maintenance, which is an OIP program. Stimulus funding for Road Maintenance is reflected here under
Construction. Total FY2009 Road Maintenance funding under OIP and Construction was $168.5 million.
g.
DOI allocated 5% of BIA’s total stimulus funding for administrative costs associated with control and
transparency of stimulus spending, the maximum percentage allowed under the stimulus conference report
(H.Rept. 111-16, p. 447).
Bureau of Indian Education (BIE) Programs
BIE funds an elementary-secondary school system and higher education programs. The BIE
school system comprises 184 BIE-funded schools and peripheral dormitories, with over 2,000
structures, educating about 44,000 students in 23 states. In school year 2006-2007, tribes and
tribal organizations, under grants for tribally controlled schools and self-determination contracts,
operated 123 of these institutions; BIE operated the remainder. BIE also operates two
postsecondary schools and provides grants to 26 tribally controlled colleges and two tribally
controlled technical colleges. Key problems for the BIE-funded school system are low student
achievement and the high proportion of schools failing to make adequate yearly progress (AYP).
Key appropriations issues include initiatives to meet AYP, the Johnson-O’Malley (JOM) program,
tribal technical colleges, and the large number of inadequate school facilities.
Indian Education Initiative
In school years 2003-2006, 69%-70% of BIE-funded schools failed to make AYP, according to
BIE. In FY2008, under a new “education program enhancements” initiative, BIE’s forwardfunded elementary and secondary budget activity received $12.1 million to improve instructional
resources at BIE schools targeted for restructuring or corrective action to meet AYP goals. Among
the activities funded are teacher development, principal training, intensive reading and math
programs, and tutoring and mentoring for high school students. The same amount ($12.1 million)
was appropriated for education program enhancements for FY2009 under the omnibus
appropriations act. The Bush Administration had proposed $5.2 million for FY2009, a decrease of
$6.9 million (57%) from FY2008.
Johnson-O’Malley (JOM) Program
The JOM program provides supplementary education assistance grants for tribes and public
schools to benefit Indian students who attend public schools (the majority of Indian students).
JOM is funded in two budget activities, Tribal Government and BIE. For FY2009, the omnibus
law appropriated a total of $21.4 million for JOM for FY2009, an increase of $15,000 (less than
1%) from FY2008’s total of $21.3 million, but an increase from the Bush Administration’s
proposal of no funding. JOM funding in the BIE budget activity for FY2009 was $13.80 million,
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up slightly from $13.78 million in FY2008, and JOM funding in the Tribal Government budget
activity for FY2009 was $7.6 million, the same as FY2008. The Bush Administration had
proposed no funding for the JOM program for several years (including FY2009), contending that
JOM’s funding of public school programs reduces BIE’s commitment to its school system, that
JOM does not address a focused academic achievement goal, and that Department of Education
programs under Title VII (Indian education) of the Elementary and Secondary Education Act58
provide funds for the same purposes. JOM proponents assert that JOM serves students in tribally
operated as well as public schools and that Education Department programs cannot replace what
they see as JOM’s culturally relevant programs.
Tribal Technical Colleges
There are two tribal career and technical (or vocational) colleges, one in North Dakota (United
Tribes Technical College, or UTTC) and one on the Navajo Reservation (Navajo Technical
College, formerly Crownpoint Institute of Technology). Both colleges have been statutorily
excluded from the basic BIE assistance program for tribal colleges and universities under the
Tribally Controlled College or University Assistance Act,59 but are the only colleges receiving
grants under the Education Department’s Carl Perkins Act program for tribally controlled
vocational colleges.60 The Bush Administration had for several years, including FY2009, sought
to end funding for the two technical colleges, asserting that they receive adequate funding from
the Perkins Act and other Education Department higher education programs and that the funds are
needed more at the 26 tribal colleges and universities. Tribal technical college proponents
disagree, asserting that they provide unique culturally appropriate career and technical education
programs and campus services, and that BIE funding provides a very large proportion of their
operating budgets (over half at UTTC, for instance).
The omnibus appropriations law appropriated $6.0 million for the tribal technical colleges for
FY2009, a slight (1.6%) increase from the FY2008 total of $5.9 million, and an increase from the
Bush Administration’s proposal for no funding.
Education Construction
Many BIE school facilities are old and dilapidated, with health and safety deficiencies. BIA
education construction covers replacement of all of a school’s facilities, or replacement of
individual facilities at schools, as well as improvement and repair of existing school facilities and
repair of education employee housing. School facilities are replaced or repaired according to
priority lists. Appropriations for BIA education construction under the omnibus appropriations
law for FY2009 were $128.8 million, a decrease of $14.1 million (10%) from the FY2008 total of
$142.9 million and an increase of $13.5 million (12%) from the Bush Administration’s request.
Under the stimulus law, however, BIA education construction received an additional $277.7
million for education construction projects, for a total of $406.5 million for education
construction in FY2009. Table 14 shows education construction funds for FY2008 and FY2009.
58
This program is contained in 20 U.S.C. 7401 et seq.
P.L. 95-471, act of Oct. 17, 1978, 92 Stat. 1325, as amended; 25 U.S.C., Chap. 20, §1801 et seq. The act limits the
number of eligible tribally controlled colleges to one per tribe (25 U.S.C. 1801(a)(4)). Title 9, part D, §941(j) of the
Higher Education Opportunity Act (P.L. 110-315, act of Aug. 14, 2008) added a new Title V to the TCCUAA that
authorized operating grants to the two tribal technical colleges.
60
The Perkins Act provision for tribally controlled career and technical institutions is codified at 20 U.S.C. 2327.
59
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Law Enforcement and Courts Program
BIA and Justice Department figures show rising crime rates, methamphetamine use, and juvenile
gang activity on some Indian reservations. The federal government has lead jurisdiction over
major criminal offenses on most Indian reservations, although in some states federal law has
transferred criminal jurisdiction to the state. Tribes share jurisdiction, although under federal law
tribal courts have limited sentencing options. In general, tribes have fewer law enforcement
resources than state and local jurisdictions. BIA funds most law enforcement, jails, and courts in
Indian country, whether operated by tribes or by the BIA. A BIA “gap analysis” conducted in
2006 determined that there were 2,555 law enforcement officers on Indian lands but that 4,409
were needed, for a gap of 1,854 officers (42%).61 FY2008 appropriations for BIA law
enforcement programs totaled $228.1 million. Included was funding for the Bush
Administration’s “Safe Indian Communities Initiative” to provide additional officers, equipment,
and training; increase staffing at detention and corrections facilities (a need identified in a 2004
Interior Inspector General report); and provide specialized drug enforcement training, especially
regarding methamphetamine. The House Appropriations Committee directed BIA to allocate the
FY2008 funding increases for tribal law enforcement outside the usual methodology in order to
serve areas with the greatest need, especially remote reservations (H.Rept. 110-187, p. 6).
The omnibus appropriations law contained a further increase for law enforcement, to $255.1
million for FY2009. This was an increase of $26.9 million (12%) over FY2008 and $25.5 million
(11%) over the Bush Administration’s proposal. Most of the increase over FY2008 ─ $25.9
million ─ was for police services and criminal investigations. Operation of detention and
corrections facilities received a slight increase of $0.625 million (1%) over FY2008.
Tribal courts, whose BIA appropriations are separate from law enforcement, received $14.5
million for FY2009 under the omnibus law, an increase of $170,000 (1%) over FY2008 and $2.5
million (20%) over the request. The Bush Administration had proposed a decrease in tribal courts
funding for FY2009, to align the funding with the amount the Administration had proposed for
FY2008. Proponents of tribal courts had opposed the reduction, asserting that tribal courts are
underfunded and are necessary to law enforcement and justice on reservations.
Housing Improvement Program (HIP)
The major federal Indian housing program is the Indian Housing Block Grant administered by the
Department of Housing and Urban Development (HUD), which funds all types of housing. BIA’s
HIP, an older and much smaller program, focuses on urgently needed repairs, renovations, or
modest new houses, on or near reservations, especially for the neediest families. BIA considers
HIP a safety net for needy Indians who cannot meet criteria set by tribes administering the HUD
program. Total HIP funding was $13.7 million in FY2008, most in the Human Services budget
activity ($13.6 million) and a small amount in the Tribal Government activity ($37,000).
The omnibus law appropriated $13.6 million for HIP for FY2009, all in the Human Services
budget activity, the same as the FY2008 appropriation under Human Services. In addition, the
61
Cited in testimony of Jefferson Keel, National Congress of American Indians, “NCAI Testimony on the
Administration’s Fiscal Year 2008 Budget Request for Indian Programs,” in U.S. Congress, Senate Indian Affairs
Committee, Fiscal Year 2008 Budget, hearings, 110th Cong., 1st sess., Feb. 15, 2007, S.Hrg. 110-48 (Washington: GPO,
2007), p. 121.
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FY2009 stimulus law appropriated funds for HIP, and BIA has allocated $19.0 million in stimulus
funding to HIP for construction of new homes. Thus, total HIP funding for FY2009 was $32.6
million (see Table 14). The Bush Administration had proposed eliminating HIP for FY2009 (as it
had in FY2008), contending that HIP is not cost effective and serves a limited number of tribes,
that the HUD program can meet the needs, that tribes administering the HUD program are not
statutorily barred from altering criteria in order to serve HIP recipients, and that other BIA
programs are of higher priority. Indian tribes and supporters had opposed the elimination of HIP,
asserting that HIP meets a significant need for rehabilitation of substandard housing and
questioning whether the HUD program could fill the need for urgent housing repairs.
Road Maintenance
BIA’s Road Maintenance program is the primary source of funds to maintain BIA-owned roads
and bridges, including those constructed under the Indian Reservation Roads (IRR) program
funded through the Highway Trust Fund in the Department of Transportation. The IRR program
(authorized at $410 million in FY2008 and $450 million in FY2009) is the largest source of
federal funds for design and construction of public roads and bridges within, or providing access
to, Indian reservations and trust lands and Alaska Native villages. IRR funds are jointly managed
by the Transportation Department and BIA, and are allocated both to BIA, for allocation to tribal
projects, and to tribes directly. BIA-owned roads account for about half the total mileage of IRR
roads.
The omnibus law appropriated $26.0 million for Road Maintenance for FY2009, an increase of
$0.5 million (2%) over the FY2008 appropriation of $25.6 million and almost double the level
proposed by the Bush Administration. The FY2009 stimulus law included Road Maintenance in
its funding for BIA Construction activities, and BIA has allocated $142.5 million in stimulus
funds for Road Maintenance. Thus, total Road Maintenance funding for FY2009 was $168.5
million. The Bush Administration had proposed to reduce BIA Road Maintenance appropriations
by 49%, to $13.0 million, asserting that tribes could use up to 25% of their IRR funds for
maintenance activities. Tribes had opposed the reduction, contending that funding for maintaining
roads was inadequate even with 25% of IRR funds.
Federal Tribal Acknowledgment Process
Federal recognition brings an Indian tribe unique benefits, including partial sovereignty,
jurisdictional powers, and eligibility for federal Indian programs. Tribes have been acknowledged
in many ways, but it was not until 1978 that the Interior Department established a regulatory
process for acknowledgment decisions (25 CFR 83).62 First located within BIA, the recognition
office is now in the office of the Assistant Secretary—Indian Affairs, as the Office of Federa
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