A Retrospective of House Rules Changes Since the 104th Congress through the 109th Congress

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A Retrospective of House Rules Changes

Since the 104th Congress through the 109th

Congress

/name redacted/

Senior Specialist in American National Government

/name redacted/

Specialist on the Congress

March 8, 2012

Congressional Research Service

7-....

www.crs.gov

RL33610

CRS Report for Congress

Prepared for Members and Committees of Congress

A Retrospective of House Rules Changes Since the 104th Congress through 109th Congress

Summary

One of the majority party’s prerogatives is writing the House rules and using its majority status to

effect the chamber’s rules on the day the new House convenes. It is a feature of the House that it

must adopt rules at the convening of each Congress. While each new House largely adopts the

chamber rules that existed in the previous Congress, each new House also adopts changes to those

rules. Institutional and political developments during the Democratic majority, particularly during

the 103rd Congress, were a prelude to the rules changes made by the Republicans when they took

control of the House in the 104th Congress.

Rules changes made at the convening of the 104th Congress addressed most aspects of the

committee system: decision-making autonomy, jurisdictions, internal committee procedures and

structure, and staff. Rules changes for the 104th Congress and after also addressed most aspects of

legislation deliberations on the House floor and organization of the chamber. For example, the

minority was guaranteed the ability to offer the motion to recommit with instructions,

commemorative legislation was banned, the names of signatories of discharge petitions were

publicized, provisions were made for convening a House with a reduced membership due to a

terrorist attack, and the Speaker was subjected to a term limit that was later repealed.

Two of the eight goals of the Republicans’ 1994 Contract with America dealt with budgetary

legislation. House rules were changed to require a three-fifths vote to pass a federal income tax

rate increase, and cost estimates replaced baselines as the preferred way of understanding the

year-to-year changes in federal spending.

Rules changes in the administration of the House were extensive. Offices were abolished and

others created. Responsibilities were shifted and accountability clarified. Rules changes affecting

ethical standards were largely technical, with most major changes taking place through

freestanding and other legislation.

The House rules changes made starting in the 104th Congress reflected a Republican frame of

reference that was built over many years as the minority party. Most rules, however, did not

change, either at all or substantially, since they had evolved over decades to support the majority

in its organization and operation of the House. Rules changes do not necessarily enable a majority

to pass legislation, to overcome voter sentiments, or to work smoothly with the minority. Rules

facilitate the majority’s organization and operation of the House; they do not dictate to party

leaders and others how to run the House or what outcomes can be achieved.

This report describes and analyzes only rules changes made on the opening day of a new

Congress, but it references in footnotes selected other legislation and actions that also changed or

affected House rules during the 104th Congress and during subsequent Congresses.

This report is the first in a series on House rules changes at the beginning of a Congress. For

changes in the 110th, 111th, and 112th Congresses, see CRS Report R42395, A Retrospective of

. This

House Rules Changes Since the 110th Congress, by (name redacted) and (name redacted)

report will not be updated.

Congressional Research Service

A Retrospective of House Rules Changes Since the 104th Congress through 109th Congress

Contents

Introduction...................................................................................................................................... 1

The 103rd Congress: Prelude to Change........................................................................................... 3

103rd Congress Rules ................................................................................................................. 5

Republican Critique................................................................................................................... 7

Republican Procedural Actions ........................................................................................... 9

Joint Committee on the Organization of Congress.................................................................. 12

Legislative-Executive Relations........................................................................................ 13

Committee System ............................................................................................................ 14

Floor Procedure................................................................................................................. 14

Budgetary Legislation ....................................................................................................... 15

Ethics Process.................................................................................................................... 15

Staffing and Support Agencies .......................................................................................... 15

Information Technology .................................................................................................... 16

Public Understanding ........................................................................................................ 16

Action on the JCOC Recommendations in the 103rd Congress......................................... 16

Contract with America............................................................................................................. 17

Recodification of House Rules, 106th Congress ............................................................................ 17

Rules Changes Affecting Committees ........................................................................................... 19

Structure and Organization ...................................................................................................... 20

Assignments and Size........................................................................................................ 20

Chairmanships/Term Limitations ...................................................................................... 22

Committee Abolition......................................................................................................... 22

Committee Creation and Retention ................................................................................... 22

Committee Names ............................................................................................................. 24

Jurisdiction ........................................................................................................................ 25

Subcommittees .................................................................................................................. 28

Procedure................................................................................................................................. 29

Committee Reports............................................................................................................ 29

Conference, Motion to Go to............................................................................................. 31

Hearings Procedures.......................................................................................................... 31

Meetings, Restrictions on.................................................................................................. 32

Openness ........................................................................................................................... 32

Oversight ........................................................................................................................... 33

Proxy Voting...................................................................................................................... 34

Quorums............................................................................................................................ 34

Recess Authority ............................................................................................................... 34

Referral.............................................................................................................................. 34

Subpoenas ......................................................................................................................... 35

Transcripts......................................................................................................................... 36

Voting ................................................................................................................................ 36

Witnesses........................................................................................................................... 36

Staff and Funding .................................................................................................................... 36

Allocation of Staff ............................................................................................................. 37

Associate Staff................................................................................................................... 37

Funding ............................................................................................................................. 37

Number of Staff................................................................................................................. 38

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A Retrospective of House Rules Changes Since the 104th Congress through 109th Congress

Rules Changes Affecting the Chamber and Floor.......................................................................... 38

Adjourn, Motion to.................................................................................................................. 39

Admission to the Chamber ...................................................................................................... 39

Amendment Process ................................................................................................................ 40

Appropriations Process............................................................................................................ 40

Bill Introductions..................................................................................................................... 41

Classified Materials ................................................................................................................. 42

Commemorative Legislation ................................................................................................... 42

Conference............................................................................................................................... 42

Motion to Instruct Conferees............................................................................................. 42

Congressional Record.............................................................................................................. 43

Continuity of Congress............................................................................................................ 43

Emergency Recess............................................................................................................. 43

Quorums............................................................................................................................ 44

Speaker Succession ........................................................................................................... 45

Corrections Calendar ............................................................................................................... 45

Decorum and Debate ............................................................................................................... 45

Decorum............................................................................................................................ 45

Debate ............................................................................................................................... 46

Electronic Devices............................................................................................................. 46

Exhibits and Handouts ...................................................................................................... 47

Delegates/Resident Commissioner .......................................................................................... 47

Discharge Petitions.................................................................................................................. 47

District of Columbia Legislation ............................................................................................. 48

Order of Business .................................................................................................................... 48

Public Debt Ceiling ................................................................................................................. 48

Public Works............................................................................................................................ 48

Question of Privileges of the House ........................................................................................ 49

Recommit, Motion to............................................................................................................... 49

Speaker of the House............................................................................................................... 49

Special Order Speeches and Other Non-Legislative Debate ................................................... 50

Special Rules ........................................................................................................................... 50

Suspension of the Rules........................................................................................................... 51

Tax Legislation ........................................................................................................................ 51

Unanimous Consent................................................................................................................. 52

Unfunded Mandates................................................................................................................. 52

Voting ...................................................................................................................................... 52

Postponed Votes ................................................................................................................ 53

Rules Changes Affecting Budgetary Legislation........................................................................... 54

104th Congress ......................................................................................................................... 54

105th Congress ......................................................................................................................... 56

106th Congress ......................................................................................................................... 57

107th Congress ......................................................................................................................... 58

108th Congress ......................................................................................................................... 58

109th Congress ......................................................................................................................... 60

Rules Changes Affecting Administration of the House ................................................................. 60

104th Congress ......................................................................................................................... 61

House Officers................................................................................................................... 61

Other Administrative Changes .......................................................................................... 62

Congressional Research Service

A Retrospective of House Rules Changes Since the 104th Congress through 109th Congress

105th Congress ......................................................................................................................... 63

106th Congress ......................................................................................................................... 63

107th Congress ......................................................................................................................... 64

Rules Changes Affecting Ethics Standards.................................................................................... 64

104th Congress ......................................................................................................................... 65

105th Congress ......................................................................................................................... 65

106th Congress ......................................................................................................................... 66

107th Congress ......................................................................................................................... 67

108th Congress ......................................................................................................................... 67

109th Congress ......................................................................................................................... 68

Concluding Observations............................................................................................................... 69

Tables

Table 1. Summary of Republican Rules Package, 103rd Congress ................................................ 10

Table 2. Structure of House Rules before and after Recodification............................................... 18

Contacts

Author Contact Information........................................................................................................... 71

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A Retrospective of House Rules Changes Since the 104th Congress through 109th Congress

Introduction

In the 1994 general election, Republicans won a majority of seats in the House for the first time

since the 83rd Congress (1953-1955). By practice, the majority party organizes the House. It elects

its Speaker, chairs its committees, holds majorities on its committees, selects its officers, and

manages its legislative agenda.

One of the majority’s prerogatives is writing the House’s rules and using its majority status to

effect the chamber’s rules on the day the new House convenes. It is a feature of the House, but

not of the Senate, that it must adopt rules at the convening of each Congress. It is also a feature of

the House that it relies heavily on its formal rules, and formal means of temporarily changing

them, rather than on the informal, ad hoc procedures so often used in the Senate. Although each

new House largely adopts the chamber rules that existed in the previous Congress, each new

House also adopts changes to those rules. Among the many subjects that the rules may cover,

these changes can strengthen the ability of the majority to control the legislative process and the

legislative agenda, and they can bestow rights on the minority party, minority interests, and

individual Members.1

The changes made by the Republican majority in the 104th Congress rules resolution and in

subsequent rules resolutions adopted by Republican majorities through the 109th Congress

addressed nearly every aspect of the legislative process, budget process, committee organization,

administrative operations, and ethical standards. The changes the Republican majority made were

not conceived solely in the days following the 1994 elections, but drew on many experiences and

sources.

This report has two principal parts reflecting its two principal purposes. The first part analyzes the

sources of Republican rules changes. Republicans built their critique of Democratic management

of the House over many years. In drafting rules for the 104th and subsequent Congresses and in

other exercises of the House’s rulemaking authority, Republicans could draw on their experience

and on a variety of partisan and bipartisan plans and proposals. The first purpose of the report is

to identify the sources of the broad rewriting of House rules in the 104th Congress and additional

changes in subsequent Congresses.

The second part of the report organizes rules changes affecting committees and the House floor

topically and changes affecting budgetary legislation, House administration, and ethics by

Congress, and briefly explains the changes in layman’s terms. These changes were included in the

rules resolutions adopted at the beginning of the 104th through 109th Congresses, special orders

adopted in conjunction with the rules resolutions, and Speakers’ policy announcements made at

the convening of each of these Congresses.2 The major topical headings for this part of the report

are as follows:

1

The Constitution empowers the House and Senate to make their rules: “Each House may determine the Rules of its

Proceedings....” U.S. Const. art. I, §5, cl. 2.

2

The rules resolution in the 104th Congress was H.Res. 6; the rules resolutions in the 105th through 109th Congresses

were all numbered H.Res. 5. Debate on rules packages (including the text of the resolutions containing the rules

changes, section-by-section explanations, and other materials inserted by Members) and the Speaker’s announcements

appeared in the Congressional Record as follows:

(1) H.Res. 5 (special rule) and H.Res. 6 (104th Congress rules): “Making in Order Immediate Consideration of

House Resolution Adopting the Rules of the House of Representatives for the 104th Congress” and “Rules of the

(continued...)

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A Retrospective of House Rules Changes Since the 104th Congress through 109th Congress

•

“Rules Changes Affecting Committees”

•

“Rules Changes Affecting the Chamber and Floor”

•

“Rules Changes Affecting Budgetary Legislation”

•

“Rules Changes Affecting Administration

of the House”

•

“Rules Changes Affecting Ethics Standards”

Each of these major headings is further subdivided by topic or by Congress. The second purpose

of the report is to catalogue and briefly explain by topic—regardless of the location of a topic in

one or more rules—specific changes to rules over the course of Republican majority control of

the House.

This report supplements the official source of rules changes, the House Rules and Manual.3 This

volume, printed in each Congress to reflect adoption of a rules resolution, contains the current

provisions of House rules. For each rule, it also contains the House parliamentarian’s notes

describing changes to the rule (or its specific clauses) and decisions of presiding officers and the

House based upon the rule. Rules in the House Rules and Manual are arranged by rule number.4

This report does not describe all of the actions taken during each Congress that effected

permanent and temporary organizational, procedural, administrative, and other changes in the

operation of the House. In addition to changes made through rules resolutions, such changes were

made through freestanding legislation and as provisions of bills or resolutions, and in report

language on legislation and in joint explanatory statements accompanying conference reports.5

Legislative branch appropriations bills and budgetary legislation contained organizational,

(...continued)

House,” Congressional Record, vol. 141, part 1 (January 4, 1995), pp. 447-530. Speaker’s announcements:

“Policies of the Chair,” Congressional Record, vol. 141, part 1 (January 4, 1995), pp. 551-553.

(2) H.Res. 5 (105th Congress rules): “Rules of the House,” Congressional Record, vol. 143, part 1 (January 7,

1997), pp. 121-141. Speaker’s announcements: “Announcement by the Speaker Pro Tempore on Procedures for

the 105th Congress,” Congressional Record, vol. 143, part 1 (January 7, 1997), pp. 146-148.

(3) H.Res. 5 (recodification of House rules, and 106th Congress rules): “Rules of the House,” Congressional

Record, vol. 145, part 1 (January 6, 1999), pp. 47-234. Speaker’s announcements: “Announcement by the Speaker

Pro Tempore,” Congressional Record, vol. 145, part 1 (January 6, 1999), pp. 246, 247-249.

(4) H.Res. 5 (107th Congress rules): “Rules of the House,” Congressional Record, vol. 147, part 1 (January 3,

2001), pp. 24-37. Speaker’s announcements: “Announcement by the Speaker Pro Tempore,” Congressional

Record, vol. 147, part 1 (January 3, 2001), pp. 39-41.

(5) H.Res. 5 (108th Congress rules): “Rules of the House,” Congressional Record, vol. 149, part 1 (January 7,

2003), pp. 7-21. Speaker’s announcements: “Announcement by the Speaker Pro Tempore,” Congressional

Record, vol. 149, part 1 (January 7, 2003), pp. 22-24.

(6) H.Res. 5 (109th Congress rules): “Rules of the House,” Congressional Record, vol. 151, part 1 (January 4,

2005), pp. 42-67. Speaker’s announcements: “Announcement by the Speaker Pro Tempore,” Congressional

Record, vol. 151, part 1 (January 4, 2005), pp. 69-71.

3

Constitution, Jefferson’s Manual, and Rules of the House of Representatives of the United States, [number] Congress,

prepared by [name], parliamentarian, [number] Cong., 2nd sess., H.Doc. [number] (Washington, DC: GPO, [year]).

4

For additional information, see CRS Report 98-262, House Rules Manual: Summary of Contents, by (name redacted).

5

For a history of attempts at broad-based changes to House rules in the modern era, some implemented and some not

implemented, see CRS Report RL31835, Reorganization of the House of Representatives: Modern Reform Efforts, by

(name redacted), (name redacted), and (name redacted).

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procedural, and other changes that were temporary or permanent. So-called fast-track or

expedited House procedures were included in legislation that otherwise addressed a policy matter.

Democratic Caucus and Republican Conference rules and decisions also had an impact on how

specific House rules (such as rules on suspension of the rules and on committee assignment

limits) were implemented. In a few instances, changes made by means other than the House rules

resolution are described, where necessary to understand changes made in rules resolutions.

Selected references to relevant freestanding bills and resolutions, however, are provided in

footnotes in the report.

Between the 104th and 109th Congresses, some committees were created and others were

abolished, and some committees’ names were changed. In this report, the names of committees

appear as they existed in the specific Congress referenced.

Following the next section, “The 103rd Congress: Prelude to Change,” there is a section titled

“Recodification of House Rules, 106th Congress.” During the 105th Congress (1997-1999), a

Rules Committee task force completed the first recodification of House rules since the 1880s.

Citations appearing in this report are only to the recodified rules. The parliamentarian’s notes in

the House Rules and Manual, attached to specific rules, clauses, or paragraphs, trace the

recodification of specific provisions of House rules, in addition to changes to the text of the rules.

This report is the first in a series on House rules changes.6 A second report currently covers

changes for the 110th through 112th Congresses: CRS Report R42395, A Retrospective of House

Rules Changes Since the 110th Congress, by (name redacted) and (name redacted). It is also

divided into two parts, with the first part covering the partisan critique of the majority party’s

management of the House—a source of rules changes when the majority changed—and the

second part organizing rules changes topically. The topic headings in reports in the series are the

same, to the extent that the same procedural and other topics were addressed in each time frame.

The 103rd Congress: Prelude to Change

The House rules changes made in the 104th Congress reflected a Republican frame of reference

that was built over many years as the minority party, including more democratic floor processes,

minority party rights, a subordinate role for seniority, accountability in House operations, and

streamlining of the House’s organization and staffing. The rules changes in the succeeding five

Republican-organized Congresses continued to draw on this frame of reference, but also drew on

current experiences in managing the House. While Republican Members as members of the

minority party for 40 years had less invested in the status quo of the House than Democratic

Members, they nonetheless had some investment, such as the opportunity awaiting those

Republican Members who might assume the chairmanship of a committee on which they had

long served as ranking minority Member. These interests also influenced the final 104th Congress

rules package.

Republican criticisms relevant to the changes made in the 104th Congress began with the

decisions on rules made at the direction of the Democratic Caucus beginning after the 1974

6

In the 1994 general election, Republicans won a majority of seats in the House for the first time since the 83rd

Congress (1953-1955). They maintained their House majority through five consecutive elections, until the 2006

election. This report covers that time period.

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A Retrospective of House Rules Changes Since the 104th Congress through 109th Congress

election. The Committee Reform Amendments,7 agreed to just a month before the 1974 elections,

had abolished proxy voting in committees and allocated to the minority one-third of statutory

committee staff and one-third of investigative committee staff. The rules for the House in 94th

Congress (1975-1977) restored proxy voting, although requiring proxies to be given in writing,

and abrogated the committee staff allocation formula, with minority committee staffing in the 94th

Congress anticipated to be about 20% of total committee staffing.8

As the Democratic majority began innovating in the 1970s and 1980s with special rules—such as

modified closed rules and “king of the Hill” rules—to give a procedural advantage to its preferred

policy outcome,9 Republican House Members formed groups, such as the Conservative

Opportunity Society and the Republican ‘92 Group, to contest Democrats’ legislative

management of the House by employing House procedures to attract attention, to critique

Democratic proposals, and to develop and publicize substantive Republican alternatives. The

Conservative Opportunity Society, founded by then-Representative Newt Gingrich in 1983,

promoted conservative proposals as an alternative to the so-called welfare state.10 The ’92 Group,

named for the goal of electing a Republican majority in the House in 1992, was founded by

Republican moderates such as then-Representatives Olympia Snowe and Tom Tauke. It also

advanced proposals for governing as an alternative to Democratic legislation.11

Then, in the 102nd and 103rd Congresses, scandals cast a pall over public perceptions of Congress,

exposing Members’ special treatment and self-dealing, and contributing to the public’s sense of

disconnection between Members of Congress and their constituents. The disclosure of damaging

information began in 1991 with an investigation of the House post office stamp clerks for

embezzlement and drug dealing. A reported allegation by a post office supervisor that he had

helped Members of Congress “get thousands of dollars in cash through phony transactions

disguised as stamp purchases” led to subpoenas for the records of three Members, one of whom

was the chair of the Ways and Means Committee, Representative Dan Rostenkowski.12 On May

31, 1994, Representative Rostenkowski was indicted on 17 criminal charges involving

embezzlement, fraud, and coverup.

In September 1991, a General Accounting Office audit revealed that Members had written 8,331

bad checks (non-sufficient fund checks) in the 12 months ending June 30, 1990, at the House

bank, a check-cashing service in the Capitol for Members and staff. Later that month, House

Administration Committee members revealed that more than 250 Members were in arrears for

7

H.Res. 988, agreed to in the House October 8, 1974.

“Congressional Reforms Made in 1975,” Congressional Quarterly Almanac, 1975, vol. XXXI (Washington, DC:

Congressional Quarterly Inc., 1976), p. 30. See also, for example, Rep. Bill Frenzel, “Rules of the House,”

Congressional Record, vol. 121, part 1 (January 14, 1975), p. 25.

9

Steven S. Smith, “Taking It to the Floor,” in Lawrence C. Dodd and Bruce I. Oppenheimer, eds., Congress

Reconsidered, 4th ed. (Washington, DC: CQ Press, 1989), pp. 331-350.

10

Public Broadcasting Service, Frontline, “The Long March of New Gingrich,” original air date of January 16, 1996,

interview with Rep. Vin Weber, available at http://www.pbs.org/wgbh/pages/frontline/newt/newtintwshtml/weber.html.

11

Susan Webb Hammond, “Congressional Caucuses and Party Leaders in the House of Representatives,” Political

Science Quarterly, vol. 106, no. 2 (Summer 1991), pp. 277-294; and William F. Connelly Jr. and John J. Pitney Jr.,

Congress’ Permanent Minority: Republicans in the House (Lanham, MD: Rowman & Littlefield Publishers Inc., 1994),

pp. 27-30.

12

“Post Office Probe Hints at Large Scandal,” Congressional Quarterly Almanac, 1992, vol. XLVIII (Washington,

DC: Congressional Quarterly Inc., 1993), p. 50.

8

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A Retrospective of House Rules Changes Since the 104th Congress through 109th Congress

bills at House restaurants for more than $255,000. In March 1992, the House voted to release the

bad check audit data, including Members’ names.

In May 1992, the ranking Republican Member of the House Appropriations Committee was

separately indicted on bribery and illegal gratuities charges. In August 1992, a Democratic

Member from Massachusetts was separately indicted on charges of extortion, racketeering, and

tax evasion. In the 102nd and 103rd Congresses, a greater than usual number of Members of both

chambers were investigated by their house’s respective ethics committees or federal authorities

and a number of Members of the House were indicted.13

Facing a volatile electorate in the 1992 elections, 52 Representatives retired, 19 were defeated in

primaries, and 24 were defeated in the general election. While the state of the economy set the

tone for the 1992 elections, the scandals, particularly the House bank scandal, figured

prominently in incumbents’ decisions not to run for reelection and in incumbents’ defeat.14 In the

1994 election, voters ended Democrats’ 40-year majority in the House. While a desire for change

was a theme that political observers found among the electorate, a significant group of voters

responded specifically to the Republicans’ campaign manifesto, the Contract with America,

which called for “institutional reforms designed to make the House less cumbersome and more

accountable.”15

The Republicans’ 104th Congress rules package, subsequent rules packages, and other exercises of

the House’s rulemaking authority drew many specific changes from experiences like these and

from three principal sources: the Republican alternative rules package in the 103rd Congress, the

recommendations of the Joint Committee on the Organization of Congress, and the House

Republicans’ Contract with America.16 These three sources are discussed in detail in this section.

103rd Congress Rules

The Democratic Caucus at its early organization meeting in December 1992 approved a number

of rules changes, which continued to be developed until the rules package (H.Res. 5) was put

before the House at the convening of the 103rd Congress on January 5, 1993. Except for a rules

change that removed the House general counsel from the Office of the Clerk and created an

13

For background information on ethics matters, including House votes on them, in the 102nd Congress, see

Congressional Quarterly Almanac, 1992, vol. XLVIII (Washington, DC: Congressional Quarterly Inc., 1993): “Voters

Enraged Over House Banking Abuses,” pp. 23-46; “Post Office Probe Hints at Large Scandal,” pp. 47-51; “Cloud of

Scandal Hovers over Capitol Hill,” pp. 51-55; and “House Tightens Limits on Franked Mail,” p. 61.

For background information on ethics matters in the 103rd Congress, see Congressional Quarterly Almanac, 1993, vol.

XLIX (Washington, DC: Congressional Quarterly Inc., 1994): “Rostenkowski Investigated in Stamp Scam,” pp. 64-68,

and “Indictments, Convictions Plague Congress,” pp. 68-74; and Congressional Quarterly Almanac, 1994, vol. L

(Washington, DC: Congressional Quarterly Inc., 1995): “Rostenkowski Indicted, Defeated,” pp. 43-48, and

“Misconduct Charges Plague Members,” pp. 50-55.

14

Phil Kuntz, “House Bank Overdrafts Send a Chill through Campaigns of Incumbents,” Congressional Quarterly

Weekly Report, vol. 50, no. 42, October 24, 1992, pp. 3328-3329; Dave Kaplan and Charles Mahtesian, “Election’s

Wave of Diversity Spares Many Incumbents,” Congressional Quarterly Weekly Report, vol. 50, no. 44, November 7,

1992, pp. 3570-3576; and Phil Kuntz, “Overdrafts Were a Potent Charge,” Congressional Quarterly Weekly Report,

vol. 50, no. 44, November 7, 1992, p. 3575.

15

Robert W. Merry, “Voters’ Demand for Change Puts Clinton on Defensive,” Congressional Quarterly Weekly

Report, vol. 52, no. 44, November 12, 1994, pp. 3207-3209.

16

See, for example, Jeffrey L. Katz, “Republicans Dust Off Blueprints for Changing House Operations,”

Congressional Quarterly Weekly Report, vol. 52, no. 44, November 12, 1994, pp. 3220-3221.

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Office of General Counsel under the Speaker and another rules change that conformed House

rules on franked mail to a new law of the 102nd Congress,17 the Democratic rules package was

silent on the ethics issues of the previous Congresses.18

An innovation included in the rules package provided a vote in the Committee of the Whole to

the four Delegates and the Puerto Rican Resident Commissioner, and allowed these five

individuals to chair the Committee of the Whole as other Members were able to do. This change

also allowed a re-vote in the House if the Delegates’ or Resident Commissioner’s vote affected

the outcome of a vote in the Committee of the Whole. The Delegates and Resident Commissioner

were not given a vote in the House meeting as the House. The Delegates and Resident

Commissioner could also be appointed to any conference committee, not just those created for

legislation reported from a committee on which they served. During debate, Democratic Members

portrayed this change as a matter of fairness and democracy in action, and pointed out the

services of citizenship undertaken by residents of the territories, Puerto Rico, and the District of

Columbia. They argued that allowing the Delegates and Resident Commissioner to vote in the

Committee of the Whole did not flout constitutional requirements since their votes could not

affect the outcome of votes in the House.19 (The counter-argument appears below under

“Republican Critique.”)

Democratic Members indicated that other major changes proposed to the House rules were made

for purposes of legislative efficiency and productivity, although Republicans challenged this

explanation and countered with their own proposed rules changes, as explained below (see

“Republican Critique”). Committees were allowed to meet while the House was sitting under the

five-minute rule, without having to seek permission to do so. Committee records were dispositive

on the presence of a quorum to report a measure, reducing the opportunity to raise a point of

order on the floor, and a point of order on the floor was prohibited in most instances when a

measure was reported by a voice vote or unanimous consent. (A counter-argument appears below

under “Republican Critique.”) Moribund general teller vote procedures (a method of counting

votes without recording individual Members’ positions) in the Committee of the Whole were

eliminated; the possibility of recorded tellers remained in the event the electronic voting system

malfunctioned.

17

The 103rd Congress rules package proposed to conform House rules to provisions of the fiscal 1993 Legislative

Branch Appropriations Act (P.L. 102-392), which disallowed Members from using the frank for mass mailings outside

of their districts.

18

Democrats had nonetheless earlier implemented reforms. In the 102nd Congress, for example, the House on April 9,

1992, agreed to H.Res. 423, the House Administrative Reform Resolution of 1992. Among its provisions, this

resolution abolished the Office of Postmaster of the House, removed certain authorities of the Clerk and Sergeant-atArms of the House, created a bipartisan Subcommittee on Administrative Oversight of the Committee on House

Administration, and established two new entities: the Director of Non-Legislative and Financial Services and the Office

of Inspector General. See “House Approves Hiring of Professional Administrator,” Congressional Quarterly Almanac,

1992, vol. XLVIII (Washington, DC: Congressional Quarterly Inc., 1993), pp. 55-56. The scandals also gave impetus

to the creation of a new Joint Committee on the Organization of Congress, to report recommendations at the end of

1993. See “Lawmakers Look for Ways to Improve Operations,” Congressional Quarterly Almanac, 1992, vol. XLVIII

(Washington, DC: Congressional Quarterly Inc., 1993), pp. 56-57.

Votes occurred on additional resolutions during the 102nd Congress to authorize investigations, such as one concerning

the House bank, and to release information, such as the list of all sitting and former Members who had written overdraft

checks. For background information, see the sources listed at footnote no. 13.

19

Debate on the 103rd Congress House rules appears in Congressional Record, vol. 139, part 1 (January 5, 1993), pp.

49-100.

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The Speaker was authorized to declare short recesses throughout a Congress, rather than only by

authorization of a special rule, a general authority previously granted only at the end of a

Congress. If a question of the privileges of the House was raised by the majority or minority

leader, it would be considered immediately. If a privileges of the House resolution was offered by

another Member, it would be noticed, and the Speaker was required to schedule debate on it

within two legislative days. Debate time on a question of the privileges of the House would be

divided between the proponent, on the one hand, and the leadership of the party in opposition to

the motion, on the other, as determined by the Speaker. This change allowed the Speaker to put

off debate on any privileges of the House resolution not raised by the majority or minority leader

to a time of the Speaker’s, majority’s, or House’s preference, and took half of debate time away

from the proponent of a question of privileges, who previously controlled all debate time.

In instances where the Senate added legislative language to a general appropriation bill and a

motion was made in the House to, in the motion’s effect, agree to a change in existing law, the

chair of the authorizing committee with jurisdiction over the subject matter could make an

intervening motion to insist on disagreement to the amendment. While some could argue that the

change protected the prerogatives of the House, others could argue that the change was a

parochial protection for a specific committee. The change also allowed the motion to hold up a

conference report without proposing a legislative solution. The motion would then be debated for

one hour, with time divided between the proponent of the motion to insist on disagreement and a

proponent of the motion to change existing law, presumably the chairs of the authorizing and

Appropriations committees. The Speaker was also authorized to add Members to, and remove

them from, conference committees and select committees.

The House Fair Employment Practices resolution20 was codified in the rules, and changes were

made in procedures of the Office of Fair Employment Practices. The permanent authorization of

the Select Committee on Aging was repealed, and the temporary authorizations of three existing

select committees were not renewed in the rules package, thus terminating the existence of those

select committees.21

A rules change that had been endorsed by the Democratic Caucus was dropped from the proposed

rules package. This change would have limited special orders (non-legislative debate normally

occurring after the conclusion of a day’s legislative debate) to three hours or not later than 9:00

p.m., whichever came first. Special orders were allowed under the traditions of the House, and

regulated by the Speaker’s announced policies. When the rules change was not offered, special

orders continued to be regulated by the Speaker’s announced policies.

Republican Critique

While the majority party in the House can use its numbers to effect the chamber rules it desires,

the minority party often tries to amend the rules proposed by the majority and normally critiques

the proposed rules. Republicans in the 103rd Congress argued against the proposed rules on the

20

H.Res. 558, agreed to in the House October 3, 1988, and renewed in the 101st and 102nd Congresses before being

incorporated into House rules in the 103rd Congress.

21

The existence of the Select Committees on Children, Youth, and Families; Hunger; and Narcotics Abuse and Control

were not extended. In addition, changes in Democratic Caucus rules related to subcommittees resulted in the

elimination of more than 15 subcommittees, an example of the impact of a party’s decision on the implementation of

House rules.

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basis of what they did and what they failed to do. Representative Gerald Solomon, as ranking

Republican on the Rules Committee and Republican floor manager of the rules debate, used his

opening remarks to argue that, after the events of the last Congress, voters had chosen change in

the 1992 election and Democrats were misreading the voters’ message: “The American people

thought last November they were voting for a change. Where is it?”22

Many of the Republican Members who spoke during debate on the rules spoke against allowing

the Delegates and Resident Commissioner to vote in the Committee of the Whole. Their

arguments were based on constitutional objections that only Representatives of states may be

Members of the House;23 the constitutionality of the existing practice of allowing Delegates and

the Resident Commissioner to vote on committees had not been established; the disparity that

existed in population among the territories, Puerto Rico, and the District of Columbia and

between the territories and the congressional districts; and the situation that federal income tax

receipts were returned to the territories, Puerto Rico, and the District of Columbia. Some

Members also argued that, practically, the votes of the Delegates and Resident Commissioner

would be sought to build a majority and, politically, the change reduced the Republicans’ election

gains by half since the Delegates and Resident Commissioner were all Democrats. This last point

was reinforced in editorial columns representing a range of political orientation.

Although other specific proposals in the rules package evoked criticism, none besides the

Delegate voting was criticized so much as expanding the possible meaning of the requirement for

a quorum to be physically present in committee to report out legislation. Minority Leader Robert

Michel stated:

a rolling quorum defeats the purpose of collective deliberation and decision making. The

very word “Congress” has at its root the concept of coming together, of being together, of

political community, and to institute procedures that fragment the collective sense of

decision making and responsibility in the House is to demean the very concept of the

Congress.24

In discussing the proposed change to this rule, Representative Bob Walker’s remarks revealed that

a sense of the comity between the two parties appeared to be lacking:

22

Rep. Gerald Solomon, “Rules of the House,” Congressional Record, vol. 139, part 1 (January 5, 1993), p. 55. Several

Republican Members and media editorials noted the Republicans’ 10-seat gain in the House in the 103rd Congress.

Perhaps more indicative of the change that occurred in the congressional elections was the number of new Members

elected—110—of whom 63 were Democrats and 47 were Republicans.

23

The Constitution states: “The House of Representatives shall be composed of Members chosen every second Year by

the People of the several States, and the Electors in each State shall have the Qualifications requisite for Electors of the

most numerous Branch of the State Legislature.” U.S. Const. art. I, §2, cl. 1. The Constitution also states: “No person

shall be a Representative who shall not have attained to the Age of twenty five Years, and been seven Years a Citizen

of the United States, and who shall not, when elected, be an Inhabitant of that State in which he shall be chosen.” U.S.

Const. art I, §2, cl. 2.

Several Republican Members challenged in court the granting of voting rights in the Committee of the Whole to

Delegates and the Resident Commissioner. The court found the rule valid since the votes were rendered “meaningless”

in instances where they would be decisive in a vote’s outcome. Michel v. Anderson, 817 F. Supp. 126 (D.D.C., 1993),

aff’d, 14 F.3d 623 (D.C. Cir., 1994). See CRS Report RL33824, The Constitutionality of Awarding the Delegate for the

District of Columbia a Vote in the House of Representatives or the Committee of the Whole, by (name redacted);

and CRS Report R40170, Parliamentary Rights of the Delegates and Resident Commissioner From Puerto Rico, by

(name redacted).

24

Rep. Robert Michel, “Rules of the House,” Congressional Record, vol. 139, part 1 (January 5, 1993), pp. 93-96.

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Under the rolling quorum concept, what can happen is that legislation can be passed not by a

committee meeting in a room and deciding that it is time to pass the legislation, but by a

declaration that “what we are going to do is allow the vote to remain open until sufficient

members of the committee have shown up to vote on the matter,” so literally the vote can

take place over a matter of hours, over a matter of days, over a matter of weeks, over a

matter of months.25

Republican Procedural Actions

In addition to debate, the Republican minority did three other things during the debate on the

proposed rules package. First, they prepared an extensive alternate package of rules changes (see

Table 1) although they were not able to offer the alternate as an amendment once the previous

question was moved on the Democratic majority’s rules resolution. Once the previous question is

moved in the House, no amendments or further debate are in order.26 A number of the proposals in

this alternate rules package were included in the Republicans’ 104th Congress rules resolution,

and several of these proposals (or similar ones) also appeared in the Democrats’ 103rd Congress

rules resolution.

Second, Republicans inserted in the Congressional Record nearly 24 pages of documentation

explaining and in support of their alternate rules package.27 Third, they offered two motions that

provided alternative ways (to amending) to obtain votes on changes to the majority’s proposed

rules package. As soon as the resolution containing the majority’s rules package was reported on

the floor, Representative Gerald Solomon offered a motion to refer the resolution to a special

committee to study the constitutionality of giving voting rights in the Committee of the Whole to

Delegates and the Resident Commissioner. The motion was tabled on a vote of 224-176.28 At the

conclusion of debate on the majority’s rules package, Representative Michel offered a motion to

commit the resolution to a select committee with instructions to report back forthwith with two

amendments to strike provisions related to new privileges for the Delegates and Resident

Commissioner and to add a new provision of term limits of three consecutive Congresses for

chairs and ranking minority Members of standing committees, effective immediately. The motion

was defeated on a 187-238 vote.29

25

Rep. Bob Walker, “Changes in House Rules,” Congressional Record, vol. 139, part 1 (January 5, 1993), pp. 115-117.

Mr. Walker spoke during rules debate. These remarks are from a 60-minute special order for which Mr. Walker was

recognized in the evening following the debate. The complete special order appears on pp. 115-122.

26

The majority’s proposed rules package was debated in the House under the hour rule, and an additional 30 minutes

was added to the debate time by unanimous consent. The previous question was ordered on a 249-176 vote, thereby

eliminating the possibility of amendment. One motion to commit by the minority was in order after the previous

question was ordered.

27

Rep. Gerald B. Solomon, “Rules of the House” (inserted materials), Congressional Record, vol. 139, part 1 (January

5, 1993), pp. 55-76. Rep. Solomon and other Republican Members also inserted analyses and newspaper editorials at

other points in the debate.

28

Ibid., pp. 53-53.

29

Rep. Robert Michel, “Rules of the House,” Congressional Record, vol. 139, part 1 (January 5, 1993), pp. 98-99. The

partisan lineup of Members at the convening of the 103rd Congress (1993-1995) was 258 Democrats, 176 Republicans,

and one independent, who caucused with the Democrats. On the motion to table, all Republicans voting and 10

Democrats voted against the motion. On the motion to recommit, all Republicans voting and 14 Democrats voted for

the motion. The rules package was subsequently agreed to on a 221-199 vote, with all Republicans who voted and 27

Democrats voting against it.

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The Republicans’ alternate rules package was the first principal source of rules changes

subsequently advanced by Republican majorities in the 104th and subsequent Congresses.

Table 1. Summary of Republican Rules Package, 103rd Congress

Congressional-Presidential Relations

When cleared by Congress, House-originated bills are transmitted to the President within 10 calendar days

Upon reading of veto message in House, the Speaker immediately puts question on reconsideration

Administrative Matters

At the beginning of a session of Congress, the Speaker announces the legislative program, target dates for considering

major legislation, weeks in session (assuming a five-day work week), weeks of district work periods, and a target

adjournment date

Reprogramming of House funds is allowed only with the approval of the Speaker and minority leader

Speaker provides for uniform visual broadcast coverage of House

Office of Doorkeeper is abolished

Chief Financial Officer of the House is established, with responsibilities for reviewing and analyzing the House’s

financial operations, managing specified operations, and reporting to the Speaker, minority leader, and House

Administration Committee

Office of General Counsel is created, accountable to a bipartisan leadership group; House approval of a resolution is

required for the general counsel to appear before a court or file a brief

Members and staff on foreign travel must disclose their official itinerary

Members are disallowed from sending franked mass mailings outside their districts

Appropriate committees are directed to report legislation bringing the House under coverage of specific laws:

National Labor Relations Act, Occupational Safety and Health Act, Equal Pay Act, Age Discrimination Act, Freedom of

Information Act, Privacy Act, title VII of the Civil Rights Act, and Independent Counsel Act

Committees: Organization

House elects committee members within seven calendar days of Congress’s convening, and committees organize

within seven calendar days of election

Party ratios on committees, subcommittees, select committees, and conference committees reflect party ratios of full

House, unless House rules provide otherwise

House Administration Committee has an equal party ratio

House Subcommittee on Legislative Appropriations has an equal party ratio

Chair and majority of members of the Government Operations Committee are of the opposite party to that of the

President

Size of the Permanent Select Committee on Intelligence is reduced to 13 from 19 members, with a 7-6 majorityminority party ratio

Existing select committees are abolished

Committees are limited to five subcommittees, except for the Committee on Appropriations, which may have not

more than 13 subcommittees, and nine major committees, which may have not more than six subcommittees:

Committees on Agriculture, Armed Services, Banking, Education and Labor, Energy and Commerce, Foreign Affairs,

Judiciary, Public Works, and Ways and Means

No Member may serve on more than four subcommittees

A three-Congress term limit is placed on committee chairs and ranking minority Members

House members of the Joint Committee on the Organization of Congress are directed to request the joint

committee to study and recommend committee jurisdiction realignment on functional lines and with parallel

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jurisdictions between House and Senate committees and with executive departments

Committees: Procedures

Joint referral of measures is eliminated; Speaker may designate a committee of principal jurisdiction

The majority of a committee or subcommittee constitutes its quorum to conduct business, including markup of

legislation

Proxy voting is banned

Committee meetings may be closed only for reasons of national security or personal privacy, and only by majority

roll-call vote

Committee reports on measures and other matters must include the names of those voting for and against reporting;

if reporting was done without a record vote, a list of Members present must appear in the report

Committees: Additional Matters

Committee and subcommittee prints may be released to the public by vote, with the opportunity for inclusion of

minority or additional views, or they may be released without a vote but must carry a disclaimer that the document

does not reflect the views of the committee or its members

Oversight plans from committees for a new Congress are sent to the House Administration Committee, which

reports the plans to the House by March 15 with any recommendations to ensure coordination; Speaker may appoint

ad hoc oversight committees when committees share jurisdiction

Prior to consideration of a committee expense resolution, the House must adopt a resolution establishing an overall

ceiling on House committee staff; the Budget and Appropriations Committees are subject to same staff ceiling and

committee expense resolutions

The number of committee staff is reduced by 10% a year over three years

The minority is entitled to up to one-third of investigative staff funds

Members, officers, and employees must take an oath not to disclose classified materials

Floor Procedures: Special Rules

Special rules may not be considered on same calendar day as they are reported or on a subsequent calendar day of

the same legislative day, except by a two-thirds vote of the House

Rules Committee may not report a special rule limiting floor amendments on a measure, unless the Rules Committee

chair announces to the House at least four days in advance of a committee meeting that such a rule may be reported

House must agree by a two-thirds vote to consideration of a special rule that provides for automatic adoption of an

amendment, bill, joint resolution, conference report, motion, or matter

Rules Committee may not report a special rule disallowing amendatory instructions in a motion to recommit

Floor Procedures: Suspension of the Rules

Measures may be considered by suspension of the rules only by direction of the committees of jurisdiction or on

request of the chair and ranking minority Member of such committees

Notice that a measure will be considered by suspension of the rules is placed in the Congressional Record at least one

day in advance of consideration, together with the text of any amendment

No measure may be considered by suspension of the rules that authorizes or appropriates more than $50 million for

a fiscal year

No constitutional amendment may be considered by suspension of the rules

Floor Procedures: Additional Matters

Automatic roll-call votes are required for final passage of appropriations, tax, and Member pay-raise bills; conference

reports; and adoption of budget resolutions and conference reports containing debt-limit increases

Names of signers of discharge petitions are published in the Congressional Record once 100 signatures are obtained;

updates are published weekly thereafter

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Pledge of Allegiance is required as the third item in the House’s order of business

Congressional Record is a verbatim account of proceedings

A commemorative calendar is established

Conference Matters

Members are allowed three days to file supplemental, minority, or additional views in conference reports

Budgetary Legislation

Rules Committee reports on special rules must justify any proposed Budget Act waiver, and must contain comments

on the waiver received from the Budget Committee; a separate vote could be demanded in the House on a Budget

Act waiver

A point of order would lie against a provision of a reconciliation bill not directly related to reconciliation instructions

to reduce spending or raise revenues, as determined by the Budget Committee

To consider an appropriations bill under a special rule, a three-fifths vote is required to agree to the special rule if it

waives points of order against, or denies amendments to, an unauthorized or legislative provision, if such a provision

had not been previously agreed to for that fiscal year by the House

Committee reports on appropriations bills must include a list of unauthorized activities funded in such bills

Restrictions on limitation amendments to appropriations bills are abolished

Offsetting, deficit-neutral amendments may be offered en bloc to an appropriations measure

Continuing appropriations measures of less than 30 days may provide only for the lesser spending amount of the

House bill, Senate bill, conference report, or previous year’s appropriation; this ceiling could be waived only by a

three-fifths vote

Continuing appropriations of more than 30 days must carry the full text of the provisions to be enacted

Prohibition on legislation and unauthorized appropriations in appropriations bills is extended to long-term continuing

resolutions

CBO cost estimate is required to be included in the committee report on a long-term continuing resolution

Authorization measures for a fiscal year, if reported after May 15 immediately preceding the beginning of that fiscal

year, may not be considered

House members of the Joint Committee on Organization of Congress are directed to request that the joint

committee study and make recommendations on biennial budgeting

Rules and Government Operations Committees are directed to report a bill granting the President enhanced

rescission authority, which would be subject to disapproval by congressional enactment

Campaign Reform

House Administration Committee is directed to report a campaign reform bill

Source: Prepared by authors based on Republican amendment and amendment summary printed in the

Congressional Record. Rep. Gerald B. Solomon, “Rules of the House” (inserted materials), Congressional Record, vol.

139, part 1 (January 5, 1993), pp. 60-69.

Joint Committee on the Organization of Congress

A second principal source for Republicans’ 104th Congress and subsequent rules was the

recommendations of the Joint Committee on the Organization of Congress.30

30

Among the Republican House Members who served on the joint committee were Gerald Solomon and David Dreier,

who was named co-vice chair of the joint committee. In the transition following the 1994 general elections, Speakerdesignate Newt Gingrich selected Representative Solomon, a House Rules Committee member, to chair the committee

(continued...)

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The 102nd Congress (1991-1992) created a Joint Committee on the Organization of Congress

(JCOC).31 The joint committee was directed in H.Con.Res. 192 to report to the two chambers by

December 31, 1993, the end of the 103rd Congress’s first session, on its work:

[The joint committee shall] (1) make a full and complete study of the organization and

operation of the Congress of the United States; and (2) recommend improvements in such

organization and operation with a view toward strengthening the effectiveness of the

Congress, simplifying its operations, improving its relationships with and oversight of other

branches of the United States Government, and improving the orderly consideration of

legislation.32

The study shall include an examination of—(1) the organization and operation of each House

of the Congress, and the structure of, and the relationships between, the various standing,

special, and select committees of the Congress; (2) the relationship between the two Houses

of Congress; (3) the relationship between the Congress and the executive branch of the

Government; (4) the resources and working tools available to the legislative branch as

compared to those available to the executive branch; and (5) the responsibilities of the

leadership, their ability to fulfill those responsibilities, and how that relates to the ability of

the Senate and the House of Representatives to perform their legislative functions.33

For the House, the House subcommittee of the joint committee recommended changes affecting

the breadth of House organization and operations. Many of these recommendations were mirrored

in the Senate subcommittee’s recommendations for the Senate.

The following is a synopsis of the House subcommittee’s recommendations, which informed the

Republicans’ rules resolutions and other exercises of the House’s rulemaking authority beginning

with the 104th Congress:

Legislative-Executive Relations

All standing House committees should be required to prepare an oversight agenda at the

beginning of each Congress and to submit it to the House Administration Committee for

consideration in the committee funding process. The House Administration Committee should

publish these agendas and its recommendations for coordination among committees’ oversight

activities. Committees should also be required to hold oversight hearings on reports concerning

(...continued)

in the 104th Congress. He also placed Representative Dreier, another House Rules Committee member, in charge of

streamlining House committees and legislative operations; Mr. Dreier’s proposals, including those he drew from the

joint committee’s recommendations, were the foundation for the rules resolution adopted for the 104th Congress.

Michael Barone and Grant Ujifusa, The Almanac of American Politics 1996 (Washington, DC: National Journal Inc.,

1995), p. 165; and Philip D. Duncan and Christine C. Lawrence, Politics in America 1996 (Washington, DC:

Congressional Quarterly Inc., 1995), p. 150.

31

For additional information, see U.S. Congress, Joint Committee on the Organization of Congress, Organization of

the Congress: Final Report of the House Members of the Joint Committee on the Organization of Congress, 103rd

Cong., 1st sess., H.Rept. 103-413 (Washington, DC: Government Printing Office, 1993); and CRS Report RL31835,

Reorganization of the House of Representatives: Modern Reform Efforts, by (name redacted), (name redacted),

and (name redacted)

, from which some information in this section was drawn.

32

Section 2(a) of H.Con.Res. 192, final action occurring in the House Aug. 6, 1992. H.Con.Res. 192 was continued in

effect in the 103rd Congress by a provision in the Legislative Branch Appropriations Act for Fiscal Year 1993 (P.L.

102-392, §317 (1992)).

33

Ibid., §2(b).

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the executive branch, such as inspectors general’s reports. All committees should be directed to

eliminate unessential executive reporting requirements.

With House approval, the Speaker should be authorized to appoint ad hoc oversight committees.

Although there were no specific recommendations on legislative-judicial relations, appropriate

committees were encouraged to develop formal and informal means of dialogue between the two

branches.

Committee System

Members’ committee assignments should be limited to two standing committees and four

subcommittees. Waivers could be granted by the House only after recommendation of a

Member’s party caucus. If enforcement of the assignment limit caused a committee to have less

than half the number of Members serving on it as it had in the 103rd Congress, the Rules

Committee would be directed to report a resolution abolishing the committee and transferring its

jurisdiction.

A Member should be allowed to serve on the Permanent Select Committee on Intelligence for

eight years (rather than six years), and the chair could serve an additional term if the Member

named chair was in his or her final term.

Except for the Committee on Appropriations, exclusive or major committees should not have

more than five subcommittees. Non-major committees would be limited to four subcommittees.

The Speaker would be instructed to designate a “primary” committee of jurisdiction in referring

legislation, and could set time or subject-matter limits on other committees of referral after the

primary committee reported a piece of legislation.

Subcommittees should be prohibited from meeting when their parent committee was meeting,

without the written permission of the committee chair. A week’s notice of a committee or

subcommittee meeting should generally be required. Committee reports should include the rollcall vote on a motion to report or, if reporting was by voice vote, contain a list of those Members

present for the voice vote. Committees should be directed to publish their committee and

subcommittee attendance and voting records semiannually in the Congressional Record.

Standing committees should prepare an oversight agenda at the beginning of each Congress, and

report at the end of the Congress on how that agenda was fulfilled. The reports would be taken

into consideration by the House Administration Committee in deliberations on committee

funding.

Floor Procedure

A minority motion to recommit with instructions should be guaranteed. Members should also be

permitted in debate to make references to certain actions taken by the Senate or its committees

that were a matter of public record.

The House should have a four-day legislative week, and specific times would be set aside only

for floor proceedings or only for committee meetings. The Congressional Record should be a

substantially verbatim transcript of House proceedings. The House parliamentarian should be

directed to prepare a recodification of House rules.

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Budgetary Legislation

Congress should establish a two-year budget cycle for presidential budget submissions, budget

resolutions, multiyear authorizations, and appropriations. A budget resolution and appropriations

bills would be considered in the first year of the two-year cycle, and multiyear authorizations and

committee oversight would occur in the second year.

The Appropriations Committee should be required to notify appropriate committees of

jurisdiction whenever it reported a measure containing unauthorized appropriations or legislative

provisions. A point of order would lie against an appropriation in excess of an authorization level

set by the House.

Budget resolutions should include a statement on total tax expenditures attributable to special

provisions of the tax code. Committee reports on tax bills, and joint explanatory statements to

conference reports on tax bills, should list tax expenditures, and committee reports on

appropriations bills, and joint explanatory statements to conference reports on appropriations

bills, and authorization bills should list earmark provisions.

To gain better control over entitlement spending, a new process should be established that

requires the President to submit targets for direct spending and to make recommendations for

reaching the targets in the event they will be exceeded.

Ethics Process

The Committee on Standards of Official Conduct (the “Ethics Committee”) should be allowed to

use a panel of private citizens as fact finders to investigate complaints against Members and to

report to the committee any formal charges of violations.

Staffing and Support Agencies

A Speaker task force should be appointed to study the legislative branch to achieve cost savings

consistent with reductions implemented in the executive branch under the National Performance

Review.

Eight-year authorizations should be imposed on the Congressional Budget Office, Congressional

Research Service, General Accounting Office (now the Government Accountability Office34),

Office of Technology Assessment,35 and Government Printing Office. Appropriate committees

should study means to better coordinate nonpartisan services in the legislative branch and

34

For a history and explanation of the name change, see the Government Accountability Office’s website, at

http://gao.gov/about/namechange.html.

35

Congress did not fund the continuation of the Office of Technology Assessment (OTA) in FY1996. The House

Appropriations Committee did not include funding in H.R. 1854, the fiscal 1996 appropriation bill for the legislative

branch, and an amendment to restore funding was defeated on the House floor. “Legislative Branch Appropriations

Act, 1996,” Congressional Record, vol. 141, part 12 (June 21, 1995), pp. 16677-16683. The Senate Appropriations

Committee reported H.R. 1854 with only termination funds for OTA. An amendment to restore funding was defeated

on the Senate floor. “Legislative Branch Appropriations Act for Fiscal Year 1996,” Congressional Record, vol. 141,

part 14 (July 20, 1995), pp. 19635-19640, 19641-19647, and 19661. As sent to the President, H.R. 1854 contained

termination funding. After President Clinton vetoed H.R. 1854, Congress sent to the President H.R. 2492, which

contained only termination funding for OTA (P.L. 104-53, 109 Stat. 514, 526 (1995)).

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minimize duplication, and should assess the feasibility of opening such services to competitive

bidding by the private sector. Appropriate committees should report on the feasibility of granting

to private firms by competitive bid the right to operate certain congressional facilities, including

the barber and beauty shops, gymnasium, health and medical services, restaurants, and child care

facilities.

A bicameral “office of compliance” should be created to study how to apply labor laws to

Congress, and to issue regulations applying those laws to Congress, effective on House and

Senate approval of a concurrent resolution. The office should also establish administrative

enforcement mechanisms, using independent hearing officers and providing recourse to federal

appellate review.

The House Administration Committee should be given a goal of creating professional

development programs for congressional employees. Appropriate House and Senate committees

should study staff salaries and take steps to achieve greater parity between the chambers.

Information Technology

The Joint Committees on the Library and on Printing should be abolished, and their functions

should be transferred to a Joint Committee on Information Management, which would oversee

information management for Congress.

Public Understanding

To foster public understanding of Congress and the legislative process, the House should

undertake different activities such as experimenting with alternative forms of debate, such as

Oxford Union-style debates; encourage the creation of a congressional education center; and

enhance orientation programs for journalists covering Congress. Legislative information should

be more readily available to Members, the public, and the media, and bills, committee reports,

conference reports, and amendments (to bills to be considered under suspension of the rules)

should be available for review at least 24 hours before consideration.

Action on the JCOC Recommendations in the 103rd Congress

Legislation embodying the JCOC’s recommendations was introduced in the 103rd Congress (H.R.

3801 and S. 1824), but no action was taken on these measures. The House, however, passed H.R.

4822, the Congressional Accountability Act, which the Senate did not act on. In explication of

recommendations of the joint committee, this bill would have applied certain federal labor laws to

Congress, established an Office of Congressional Fair Employment Practices, provided a dispute

resolution process, and established a procedures for Congress to consider rules proposed by the

new office’s board. The House also agreed to H.Res. 578, establishing an Office of Compliance

and effecting other recommendations related to the applicability of labor laws to Congress.36

The House and Senate also came close to passing new lobby laws and gift rules (S. 349, H.Rept.

103-75), but, while the House agreed to the conference report on the measure, Senate

consideration ended when the Senate failed to invoke cloture on the conference report.

36

H.Res. 578, agreed to in the House October 7, 1994.

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Contract with America

As part of the campaign preceding the 1994 elections, most Republican candidates for U.S.

Representative signed the Contract with America, a campaign platform for institutional change

and priority legislation, should Republicans become the majority party in the House in the 104th

Congress. The provisions of the platform that related to Congress as an institution were as

follows:

On the first day of the 104th Congress, the new Republican majority will immediately pass

the following major reforms, aimed at restoring the faith and trust of the American people in

their government:

First, require all laws that apply to the rest of the country also apply equally to the Congress;

Second, select a major, independent auditing firm to conduct a comprehensive audit of

Congress for waste, fraud or abuse;

Third, cut the number of House committees, and cut committee staff by one-third;

Fourth, limit the terms of all committee chairs;

Fifth, ban the casting of proxy votes in committee;

Sixth, require committee meetings to be open to the public;

Seventh, require a three-fifths majority vote to pass a tax increase;

Eighth, guarantee an honest accounting of our Federal Budget by implementing zero baseline budgeting.37

The Contract with America was the third principal source for changes to House rules in the 104th

Congress. These eight planks were the basis for the eight sections of title I of H.Res. 6, agreed to

in the House January 4, 1995.

Recodification of House Rules, 106th Congress

The recodification of House rules was a recommendation of the Joint Committee on the

Organization of Congress. A brief explanation is included here in this report since references to

the numbers and clauses of rules in succeeding sections are to the recodified rules.

With the Speaker’s approval, the Rules Committee established a task force on recodification at

the committee’s organizational meeting for the 105th Congress. House rules had last been

comprehensively recodified in the 1880s. Fifty-one rules were collapsed to twenty-eight, without

substantive change but with deletion of obsolete provisions. The recodification sought to use

consistent language, to cluster together like provisions, and to retain rules numbers long

associated with certain procedures.38 The Rules Committee presented its recommendations to

37

The text of the Contract with America can be found at http://www.house.gov/house/Contract/CONTRACT.html.

A separate order allowed the majority and minority leaders, or their designees, to insert materials in the

(continued...)

38

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House leaders, chairs, and ranking minority Members in October 1998.39 The proposed

recodification was adopted when the House adopted its rules for the 106th Congress on January 6,

1999.40

The parliamentarian’s notes in the House Rules and Manual, attached to specific rules, clauses, or

paragraphs, trace the recodification of specific provisions of House rules, in addition to changes

to the text of the rules. Therefore, citations appearing in the balance of this report are only to the

recodified rules, and only to a clause of a rule at the time a change was made. Cross references to

House rules prior to recodification may be found in the parliamentarian’s notes or through Table

2, and changes following recodification to the numbering of clauses, paragraphs, and

subparagraphs may be found in the parliamentarian’s notes.

Table 2. Structure of House Rules before and after Recodification

Structure of 105th Congress Compared with 106th Congress Rules

Subject

Former Rule Number(s)

Recodified Rule Number

Speaker

Rule I

Rule I

House Officers and Officials

Rules II, III, IV, V, VI, VII

Rule II

Members of Congress

Rules VIII, XII

Rule III

Hall of the House

Rules XXXI, XXXII, XXXIII

Rule IV

Broadcasting the House

Rule I

Rule V

Official reporters, media galleries

Rule XXXIV

Rule VI

Records of the House

Rule XXXVI, XXXVII

Rule VII

Response to Subpoenas

Rule L

Rule VIII

Questions of Privilege

Rule IX

Rule IX

Organization of Committees

Rules X, XI, XLVIII

Rule X

Procedures of Committees

Rules XI, X, XXXV

Rule XI

Referral of Measures

Rules X, XXII, XXXIX

Rule XII

Reports of Committees

Rules XI, XIII

Rule XIII

Order of Business

Rule XXIV

Rule XIV

Special Days

Rules XXVII, XXIV

Rule XV

Motions and Amendments

Rule XVI

Rule XVI

Decorum and Debate

Rules XIV, XXIX, XXX

Rule XVII

Committee of the Whole

Rule XVIII

Rule XXIII

Motions after Amendment Stage

Rule XVII

Rule XIX

Voting and Quorum Calls

Rules XVI, I, XXXVIII

Rule XX

(...continued)

Congressional Record that they considered legislative history pertinent to the recodification. H.Res. 5, §2(e) (106th

Cong.), agreed to in the House January 6, 1999.

39

U.S. House, Committee on Rules, Survey of Activities of the House Committee on Rules, 105th Congress, 105th

Cong., 2nd sess., H.Rept. 105-840 (Washington, DC: GPO, 1999), pp. 51-52.

40

“Rules of the House,” Congressional Record, vol. 145, part 1 (January 6, 1999), pp. 47-235.

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Subject

Former Rule Number(s)

Recodified Rule Number

Restrictions on Certain Bills

Rule XXI

Rule XXI

House-Senate Relations

Rule XX, XXVIII

Rule XXII

Statutory Public Debt Limit

Rule XLIX

Rule XXIII

Code of Official Conduct

Rule XLIII

Rule XXIV

Use of Official Funds

Rules XLV, XLVI

Rule XXV

Outside Earned Income, Gifts

Rules XLVII, LI

Rule XXVI

Financial Disclosure

Rule XLIV

Rule XXVII

General Provisions

Rule XLII

Rule XXVIII

Source: Prepared by authors of this report, based in part on Rep. David Dreier, “Major Rule Citation Changes

Pursuant to the Recodification of the Rules of the House” (table) in “Rules of the House,” Congressional Record,

vol. 145, part 1 (January 6, 1999), pp. 82-83.

Notes: The subject column lists the subject of the recodified rules, in numerical order. Individual prerecodification rules might have covered several subjects; the column Former Rule Number(s) lists principal

sources for a recodified rule, not the source of every provision of a recodified rule. A table showing the

recodification of specific text, with commentary on changes, appears at Rep. David Dreier, “Rules of the House,”

Congressional Record, vol. 145, part 1 (January 6, 1999), pp. 84-223.

Rules Changes Affecting Committees

Surveys and hearings conducted by the Joint Committee on the Organization of Congress showed

that Members and staff, in overwhelming numbers, ranked committee structure and other matters

involving committees to be among their greatest concerns.41 The House had previously made

extensive changes to committee organization or procedures or both in the Legislative

Reorganization Act of 1946, the Legislative Reorganization Act of 1970, the Congressional

Budget and Impoundment Control Act of 1974, the Committee Reform Amendments of 1974, and

a 1980 resolution realigning committee jurisdiction over energy.42 Incremental changes to

committee organization and procedures had been made in biennial rules resolutions, and, as noted

above, decisions in the Democratic-controlled House in the 103rd Congress eliminated four select

committees.

Changes to the committee system made in rules resolutions in the 104th Congress and

subsequently addressed most aspects of the committee system. The following section identifies

changes made to the committee system on the opening day of each Congress since the 104th

Congress in resolutions adopting the rules of the House and establishing special orders, and

pursuant to the Speakers’ announcements. The section is organized around three central themes:

41

U.S. Congress, Joint Committee on the Organization of Congress, Organization of the Congress: Final Report of the

House Members of the Joint Committee on the Organization of Congress, 103rd Cong., 1st sess., H.Rept. 103-413

(Washington, DC: Government Printing Office, 1993), p. 23.

42

Legislative Reorganization Act of 1946, 60 Stat. 812 (1946); Legislative Reorganization Act of 1970, 84 Stat. 1140

(1970); Congressional Budget and Impoundment Control Act of 1974, 88 Stat. 287 (1974); the Committee Reform

Amendments of 1974, H.Res. 988, agreed to in the House October 8, 1974; and energy jurisdiction realignment, H.Res.

549, agreed to in the House March 25, 1980. For a detailed history of House reform efforts since 1946, see CRS Report

RL31835, Reorganization of the House of Representatives: Modern Reform Efforts, by (name redacted), (name redacted)

, and (name redacted).

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(1) structure and organization, including committee chairmanships and committee assignments,

committee jurisdiction, and subcommittees; (2) procedure, including committee hearings and

meetings, committee reports, referral, and oversight; and (3) staff and funding.43

Structure and Organization

Assignments and Size

General Assignment Rules44

H.Res. 6, agreed to in the 104th Congress, prohibited Members from serving on more than two

standing committees and four subcommittees of standing committees, with exceptions approved

by the House upon recommendation of the respective party caucus or conference. House rules

had been silent on assignment limitations.45 A subcommittee was defined as a unit of a committee

set up for at least six months; a special oversight subcommittee of the National Security

Committee was exempted from this definition. Ex officio service by a chair or ranking minority

Member on their committee’s subcommittees was not included in the limit.

H.Res. 6 also authorized the Speaker, with the approval of the House, to appoint ad hoc oversight

committees to review matters within the jurisdiction of two or more standing committees. The

change was one of several made in House rules to enhance and coordinate House committee

oversight. A House rule previously provided this authority to the Speaker only when the House

approved creation of an ad hoc committee with legislative authority or, generally, a select

committee.

Budget Committee46

H.Res. 6 in the 104th Congress changed the permissible duration of Members’ service on the

Budget Committee to four Congresses in six Congresses from three Congresses in five

Congresses.

43

For additional information on rules changes affecting committees made at the beginning of each Congress, see

CRS Report 95-187, Committee System: Rules Changes in the House, 104th Congress, by (name redacted);

CRS Report 97-138, Committee System: Rules Changes in the House, 105th Congress, by (name redacted);

CRS Report RS20017, Committee System Rules Changes in the House, 106th Congress, by (name redacted);

CRS Report RS20769, Committee System Rules Changes in the House, 107th Congress, by (name redacted);

CRS Report RS21382, Committee System Rules Changes in the House, 108th Congress, by (name redacted); and

CRS Report RS22018, Committee System Rules Changes in the House, 109th Congress, by (name redacted).

44

For additional information, see CRS Report 98-367, House Committees: Assignment Process, by (name redacted), and

CRS Report 98-151, House Committees: Categories and Rules for Committee Assignments, by (name redacted).

45

For background on House committee sizes and assignments, see CRS Report R41501, House Legislative Procedures

and House Committee Organization: Options for Change in the 112th Congress, by (name redacted) and (name redac

ted).

46

For background on the Budget Committee, see CRS Report R40774, Committee on the Budget in the House of

Representatives: Structure and Responsibilities, by Megan Suzanne Lynch.

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In the 106th Congress, the prohibition of service on the Budget Committee for more than four

Congresses in any six successive Congresses was waived during the 106th Congress by a separate

order in H.Res. 5.

In the 108th Congress, H.Res. 5 provided that the Budget Committee’s membership would include

one member from the Rules Committee, codifying a decision made in the Republican

Conference’s early organization meetings. (Amended clause 5 of Rule X.)

H.Res. 5 in the 109th Congress contained a provision that one member of the majority party and

one member of the minority party were to be “designated” by the respective elected leaderships

as members of the Budget Committee. The rule that was amended had previously required the

members to be “from” the elected leaderships. (Amended clause 5 of Rule X.)

Ethics Committee47

In the 106th Congress, H.Res. 5 eliminated the requirement that four members (two from each

party) of the Standards of Official Conduct Committee (the “Ethics Committee”) rotate off the

panel every Congress,48 and changed service on the committee to three Congresses in any five

Congresses from two Congresses in any three Congresses. The size of the committee was also set

at 10 members, 5 of each party.49 (Amended clause 5 of Rule X.)

Intelligence Committee50

Membership on the Permanent Select Committee on Intelligence was changed by H.Res. 6 in the

104th Congress to four terms from three in six successive Congresses, while the chair and ranking

minority Member were allowed to serve a fifth term. The Speaker was also designated as an ex

officio member of the committee in place of the majority leader; the minority leader continued as

an ex officio member. The size of the Intelligence Committee was also decreased to 16 members

(from 19), with a limit of not more than 9 members from one party.

In the 107th Congress, H.Res. 5 increased the size of the Intelligence Committee to not more than

18 members (from not more than 16 members), of which not more than 10 could be from the

same party.51 (Amended clause 11(a)(1) of Rule X.)

47

For background on the Ethics Committee, see CRS Report 98-15, House Committee on Ethics: A Brief History of Its

Evolution and Jurisdiction, by (name redacted).

48

Established previously by Section 2 of H.Res. 168 (105th Cong.), agreed to in the House September 18, 1997. This

resolution (in Section 1) was also the source of a provision of Rule X, clause 5(a), directing the Speaker and minority

leader to each designate 10 Members, not assigned to the Ethics Committee, to serve on investigative subcommittees of

the Ethics Committee.

49

While 10 members (5 of each party) was the size of the committee in the previous, 105th Congress, the Ethics Reform

Act of 1989 had established the size of the committee at 14, with 7 members of each party. P.L. 101-194, §803(b); 103

Stat. 1716, 1774 (1989). As an exercise in congressional rulemaking authority, the House could change the size in law

by a later rule, by a rules change, by a special order, or by simply electing a specific number of members to the

committee.

50

For background on the Intelligence Committee, see CRS Report RL32525, Congressional Oversight of Intelligence:

Current Structure and Alternatives, by (name redacted).

51

In the 107th and 109th Congresses, the House again changed the size of the Intelligence Committee. On January 6,

2001, the House by unanimous consent agreed to an order to set the size of the committee at 20, with not more than 11

members from one party. Rep. Porter Goss, “Composition of Permanent Select Committee on Intelligence,”

(continued...)

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Chairmanships/Term Limitations52

Pursuant to H.Res. 6, effective with the 104th Congress, committee and subcommittee chairs were

limited to serve as chair to not more than three terms in three consecutive Congresses. The

resolution also permitted any majority member, not the senior most ranking majority Member, to

be designated as the vice-chair of a committee or subcommittee.53

H.Res. 6 also allowed a chair or ranking minority Member of the Permanent Select Committee on

Intelligence who had served just one term to be reappointed to serve an additional term if he or

she had already completed the term limit of four Congresses on the committee.

In the 108th Congress, H.Res. 5 abolished the term limit for service as chair or ranking minority

Member of the Permanent Select Committee on Intelligence. (Amended clause 11 of Rule X.)

The term limit for service as chair or ranking minority Member of the Budget Committee was

codified to six years, equal to the term limitation for other standing committee chairs. (Amended

clause 5 of Rule X.)

H.Res. 5 in the 109th Congress authorized the chair of the Rules Committee to serve as chair

notwithstanding the rule limiting service of committee chairs to three consecutive terms.

(Amended clause 5 of Rule X.)

Committee Abolition

The Committee on the District of Columbia, the Committee on Merchant Marine and Fisheries,

and the Committee on Post Office and Civil Service were abolished pursuant to H.Res. 6 in the

104th Congress. (See “Jurisdiction” below for explanation of the distribution of the committees’

jurisdiction.)

Committee Creation and Retention54

(See also “Jurisdiction” below.)

H.Res. 6 also authorized the Speaker, with the approval of the House, to appoint ad hoc oversight

committees to review matters within the jurisdiction of two or more standing committees. The

change was one of several made in House rules to enhance and coordinate House committee

oversight. A House rule previously provided this authority to the Speaker only when the House

(...continued)

Congressional Record, vol. 147, part 1 (January 6, 2001), p. 115. H.Res. 51 (109th Cong.), agreed to in the House

January 26, 2005, set the membership at 21, of which not more than 12 members could be from the same party.

52

For additional information on chairs and ranking minority Members, see CRS Report RS21165, House Standing

Committee Chairs and Ranking Minority Members: Rules Governing Selection Procedures, by (name redacted).

53

In seeking to fulfill another provision of the Contract with America, Republicans brought congressional term limit

proposals to the floor. The House voted twice, once in the 104th Congress and once in the 105th Congress, on a

constitutional amendment imposing term limits on service in Congress. A two-thirds vote is required to propose an

amendment to the Constitution, and both votes fell short. See H.J.Res. 73 (104th Cong.), failed passage 227-204, March

29, 1995, and H.J.Res. 2 (105th Cong.), failed passage 217-211, February 12, 1997.

54

For background information on types of House committees, see CRS Report 98-241, Committee Types and Roles, by

(name redacted).

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approved creation of an ad hoc committee with legislative authority or, generally, a select

committee.

A rules change in H.Res. 5 in the 105th Congress extended until January 21, 1997, the existence of

a Select Committee on Ethics (comprising members of the Standards of Official Conduct

Committee in the 104th Congress), to allow committee members to complete their work and make

any recommendations to the House related to the official conduct of Speaker Newt Gingrich.55

H.Res. 5 in the 106th Congress contained a separate order continuing until March 31, 1999, the

existence of the Select Committee on U.S. National Security and Military/Commercial Concerns

with the People’s Republic of China.56

H.Res. 5 in the 108th Congress created a Select Committee on Homeland Security for one

Congress’s duration with legislative jurisdiction to develop recommendations and report to the

House on matters relating to the Homeland Security Act of 2002.57 The select committee was also

charged with conducting a study of committee jurisdiction over the issue of homeland security

and reporting any recommended changes to the House by September 30, 2004.58

H.Res. 5 in the 109th Congress created a permanent, standing Committee on Homeland Security

with legislative and oversight jurisdiction. The new panel was granted legislative jurisdiction over

the following:

(1) Overall homeland security policy.

(2) Organization and administration of the Department of Homeland Security.

(3) Functions of the Department of Homeland Security related to the following:

(A) Border and port security (except immigration policy and non-border enforcement;

(B) Customs (except customs revenue);

(C) Integration, analysis, and dissemination of homeland security information;

55

For background, see “Gingrich Weakened by Ethics Case,” Congressional Quarterly Almanac, 1997, vol. LIII

(Washington, DC: Congressional Quarterly Inc., 1998), pp. 1-11–1-15.

56

Established by H.Res. 463 (105th Cong.), agreed to in the House June 18, 1998. The separate order in H.Res. 5 (106th

Cong.) contained restrictions on certain provisions of H.Res. 463. The life of the select committee was ultimately

extended to May 31, 1999. H.Res. 129, agreed to in the House March 24, 1999; H.Res. 153, agreed to in the House

April 29, 1999; and H.Res. 170, agreed to in the House May 13, 1999. For background, see Chuck McCutcheon, “With

Cox Report’s Release, Struggle for Consensus Begins,” CQ Weekly, vol. 57, no. 22, May 29, 1999, pp. 1251-1254.

57

116 Stat. 2135.

58

The select committee’s letter of transmittal, report, and supplementary materials on proposed committee

jurisdictional changes are available at http://web.archive.org/web/20041023103612/http://hsc.house.gov/files/

mini_report_sigs.pdf.

In the 107th Congress, in response the President George W. Bush’s proposal to create the Department of Homeland

Security, the House created a Select Committee on Homeland Security to receive proposed legislation on the

department’s creation from a number of standing committees and to “develop recommendations and report to the

House on such matters that relate to the establishment of a department of homeland security as may be referred to it by

the Speaker.” H.Res. 449, agreed to in the House June 19, 2002. The existence of that select committee expired with

the adjournment of the 107th Congress.

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(D) Domestic preparedness for and collective response to terrorism;

(E) Research and development; and

(F) Transportation security.”59

The new committee was granted oversight authority over homeland security, including the

“interaction of all departments and agencies with the Department of Homeland Security.”

(Amended clauses 1 and 3 of Rule X.) In addition, in his announced policies for the 109th

Congress, the Speaker stated that referrals to the Select Committee on Homeland Security would

not constitute precedent for referrals to the permanent committee.60 (See “Jurisdiction” below in

this section for concomitant changes in other committees’ jurisdiction.)

Committee Names

(Name changes are made as amendments to Rule X, with any needed conforming changes made

in other rules.)

Several committees were given new names under H.Res. 6 for the 104th Congress:

•

Banking and Financial Services (formerly Banking, Finance, and Urban Affairs);

•

Commerce (formerly Energy and Commerce);

•

Economic and Educational Opportunities (formerly Education and Labor);

•

Government Reform and Oversight (formerly Government Operations);

•

House Oversight (formerly House Administration);

•

International Relations (formerly Foreign Affairs);

•

National Security (formerly Armed Services);

•

Resources (formerly Natural Resources);

•

Science (formerly Science, Space, and Technology); and

•

Transportation and Infrastructure (formerly Public Works and Transportation).

59

For background and analysis on the creation and existence of the Homeland Security Committee, see CRS Report

RL32711, Homeland Security: Compendium of Recommendations Relevant to House Committee Organization and

Analysis of Considerations for the House, and 109th and 110th Congresses Epilogue, by (name redacted); and CRS

Report RL33061, Homeland Security and House Committees: Analysis of 109th Congress Jurisdiction Changes and

Their Impact on the Referral of Legislation, by (name redacted) and (name redacted).

The House Appropriations Committee reorganized its subcommittees in the 108th Congress and the 109th Congress. In

the 108th Congress, it created a Homeland Security Subcommittee, and changed the jurisdiction of other subcommittees

while retaining a total of 13 subcommittees. U.S. House, Committee on Appropriations, “Chairman Young Announces

Homeland Security Reorganization,” news release, January 29, 2003. In the 109th Congress, it reorganized its

subcommittees and reduced their number to 10. U.S. House, Committee on Appropriations, “Chairman Lewis

Announces Major Reorganization of the House Appropriations Committee and Slate of Subcommittee Chairmen,”

news release, February 9, 2005. See also CRS Report RL31572, Appropriations Subcommittee Structure: History of

Changes from 1920-2011, by (name redacted).

60

“Announcement by the Speaker Pro Tempore,” Congressional Record, vol. 151, part 1 (January 4, 2005), p. 71.

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In the following 105th Congress, H.Res. 5 changed the name of the Committee on Economic and

Educational Opportunities to the Committee on Education and the Workforce.

In the 106th Congress, pursuant to H.Res. 5, the name of the Committee on Government Reform

and Oversight was changed to the Committee on Government Reform; the Committee on House

Oversight was returned to the Committee on House Administration; and the Committee on

National Security was returned to the Committee on Armed Services.

H.Res. 5 of the 107th Congress changed the name of the Committee on Commerce to the

Committee on Energy and Commerce. Further, the resolution reconstituted the Committee on

Banking and Financial Services as the Committee on Financial Services. (See “Jurisdiction,” next

below, for an explanation on the realignment of these two committees’ jurisdiction.)

Jurisdiction61

(See also “Committee Creation and Retention” above and “Referral” below.)

104th Congress

H.Res. 6 transferred jurisdiction from the District of Columbia Committee and the Post Office

and Civil Service Committee (both abolished by the resolution) to the Government Reform and

Oversight Committee. The Post Office Committee’s jurisdiction over the Franking Commission

was transferred to the House Oversight Committee. Specific jurisdiction over paperwork

reduction and over public information and records was added to the Government Reform

Committee’s jurisdiction, and the committee was given specific responsibility for coordinating

House committees’ oversight plans.

The House Oversight Committee’s jurisdiction over the erection of monuments to the memory of

individuals was transferred to the Resources Committee.

Also abolished was the Merchant Marine and Fisheries Committee. Its jurisdiction was dispersed

among several panels:

•

the Merchant Marine Academy, the national security aspects of merchant marine,

and interoceanic canals were transferred to the National Security Committee;

•

marine research was transferred to the Science Committee;

•

the Coast Guard, navigation, vessel registration, prevention of collisions at sea,

non-national security aspects of merchant marine, and pollution of navigable

waters were transferred to the Transportation and Infrastructure Committee; and

•

fisheries, marine affairs except pollution of navigable waters, oceanographic

affairs, and endangered species were transferred to the Resources Committee.

An addition for purposes of clarification was also made to the National Security Committee’s

jurisdiction, for intelligence-related activities of the Department of Defense. An addition was

61

For additional information on jurisdiction, see CRS Report 98-175, House Committee Jurisdiction and Referral:

Rules and Practice, by (name redacted).

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made to the Transportation and Infrastructure Committee’s jurisdiction over federal management

of emergencies and natural disasters.

Changes affected a sizable portion of the Commerce Committee’s jurisdiction:

•

primary jurisdiction over Glass-Steagall reform legislation was given to the

Banking and Financial Services Committee;

•

food inspection was consolidated in the Agriculture Committee with the addition

of the inspection of poultry, seafood, and seafood products;

•

railroads and inland waterways were absorbed by the Transportation and

Infrastructure Committee;

•

the Trans-Alaska Pipeline (except ratemaking) was transferred to the Resources

Committee; and

•

the commercial application of energy technology was moved to the Science

Committee, consolidating its jurisdiction over energy research and development.

The Commerce Committee gained from the Resources Committee jurisdiction over regulation of

the domestic nuclear energy industry, and a conforming change was made in the committee’s

oversight jurisdiction.

H.Res. 6 also added specific water conservation jurisdiction for the Agriculture Committee. It

added specific jurisdiction for the Banking Committee over economic stabilization, defense

production, and financial aid to commerce and industry. It added small business jurisdiction

related to regulatory flexibility and paperwork reduction to the jurisdiction of the Small Business

Committee.

H.Res. 6 also expanded the Budget Committee’s jurisdiction to include “Measures relating to the

congressional budget process, generally” and “Measures relating to the establishment, extension,

and enforcement of special controls over the Federal budget, including the budgetary treatment of

off-budget Federal agencies and measures providing exemption from reduction under any order

issued under part C of the Balanced Budget and Emergency Deficit Control Act of 1985.” A

paragraph of the committee’s jurisdiction regarding concurrent budget resolutions and matters

under titles III and IV of the Congressional Budget Act was amended to add: “and other measures

setting forth appropriate levels of budget totals for the United States Government.”62

The Judiciary Committee’s jurisdiction was clarified with the specific addition of “judiciary” and

“administrative practice and procedure” to its jurisdiction. H.Res. 6 also amended the jurisdiction

of the Permanent Select Committee on Intelligence to reflect previous referral decisions.

62

The section-by-section analysis of H.Res. 6 indicated that the Budget Committee “would gain jurisdiction over

budgetary legislation from the Committee on Government Reform and Oversight.” Rep. Gerald Solomon, “Section-bySection Analysis of House Rules Resolution,” Congressional Record, vol. 141, part 1 (January 4, 1995), p. 474. See

also jurisdictional understandings inserted in the Congressional Record: Rep. Richard Armey, Congressional Record,

vol. 141, part 1 (January 4, 1995), pp. 483-484; and Rep. John Kasich, “Rules Package/Memorandum of

Understanding,” Congressional Record, vol. 141, part 1 (January 4, 1995), pp. 617-618. Memoranda of understanding

or other announcements can explain the meaning of jurisdictional changes or the settlement of a jurisdictional

disagreement.

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105th Congress

In the 105th Congress, H.Res. 5 revised the jurisdictions of the Budget and Government Reform

and Oversight Committees. The Budget Committee was given oversight over the “budget

process” rather than over solely the “congressional budget process.” The Government Reform

Committee was given jurisdiction over “government management and accounting measures,

generally” rather than “budget and accounting measures, generally.”

107th Congress

H.Res. 5 in the 107th Congress transferred jurisdiction over securities and exchanges, and

insurance generally, to the Committee on Financial Services from the Committee on Energy and

Commerce.63 (Amended clause 1 of Rule X.) In addition, the Permanent Select Committee on

Intelligence gained exclusive oversight responsibility over the sources and methods of the core

intelligence agencies. (Amended clause 3 of Rule X.)

The resolution transferred, to the clerk of the House, the House Administration Committee’s

responsibilities to examine House-passed bills, joint resolutions, amendments, and enrolled bills

and joint resolutions, and to present enrolled bills and joint resolutions to the President. In

cooperation with the Senate, the clerk now examines bills and joint resolutions passed by both

houses to ensure their correct enrollment, and presents enrolled bills and joint resolutions

originated in the House to the President, after obtaining the signatures of the Speaker and the

President of the Senate. The clerk then reports to the House the fact and date of a measure’s

presentment to the President. (Amending clause 2(d) of Rule II, and clause 4(d)(1) of Rule X.)

108th Congress

H.Res. 5 in the 108th Congress created a Select Committee on Homeland Security for one

Congress’s duration with legislative jurisdiction to develop recommendations and report to the

House on matters relating to the Homeland Security Act of 2002.64 The select committee was also

charged with conducting a study of committee jurisdiction over the issue of homeland security

and reporting any recommended changes to the House by September 30, 2004.65

63

Memoranda of understanding, Speakers’ announcements, and decisions of the House can explain the meaning of

jurisdictional changes and the settlement of jurisdictional disagreements. For explanation of the jurisdictions of the

Energy and Commerce Committee and the Financial Services Committee, see Speaker Dennis Hastert, “Memorandum

of Understanding between Energy and Commerce Committee and Financial Services Committee,” Congressional

Record, vol. 147, part 1 (January 20, 2001), p. 163.

64

116 Stat. 2135.

65

The select committee’s letter of transmittal, report, and supplementary materials on proposed committee

jurisdictional changes are available at http://web.archive.org/web/20041023103612/http://hsc.house.gov/files/

mini_report_sigs.pdf.

In the 107th Congress, in response the President George W. Bush’s proposal to create the Department of Homeland

Security, the House created a Select Committee on Homeland Security to receive proposed legislation on the

department’s creation from a number of standing committees and to “develop recommendations and report to the

House on such matters that relate to the establishment of a department of homeland security as may be referred to it by

the Speaker.” H.Res. 449, agreed to in the House June 19, 2002. The existence of that select committee expired with

the adjournment of the 107th Congress.

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109th Congress

H.Res. 5 in the 109th Congress transferred jurisdiction of the Committee on Transportation and

Infrastructure over transportation security and port security to the Committee on Homeland

Security, but the Transportation and Infrastructure Committee retained jurisdiction over the Coast

Guard as an agency and over many of its programs and activities and over transportation safety.

The resolution also transferred jurisdiction over domestic preparedness for terrorist acts to the

Committee on Homeland Security, but the Transportation and Infrastructure Committee retained

jurisdiction over natural disasters and other emergencies. Further, the resolution transferred the

Judiciary Committee’s jurisdiction over border security to the Committee on Homeland Security,

but the Judiciary Committee retained jurisdiction over immigration and over non-border related

policy. The resolution also specifically added “criminal law enforcement” to the jurisdiction of

the Judiciary Committee. The resolution transferred jurisdiction over the Customs Service to the

Committee on Homeland Security, although the Committee on Ways and Means retained

jurisdiction over customs revenue.66 (Amended clause 1 of Rule X.) (See “Committee Creation

and Retention” above for the jurisdiction of the Select Committee on Homeland Security that

existed in the 108th Congress and the jurisdiction of the permanent Homeland Security Committee

established in the 109th Congress.)

In addition, the Speaker in his announced policies for the 109th Congress indicated that the

referral of measures to the Select Committee on Homeland Security of the 108th Congress would

not constitute precedent for referrals to the standing Committee on Homeland Security.67

The Speaker’s announced policies also addressed the January 20, 2001, “Memorandum of

Understanding Between Energy and Commerce Committee and Financial Services Committee,”

regarding the jurisdictions of the two committees. The Speaker announced that the final two

paragraphs of the memorandum dealing with electronic commerce, anti-fraud authorities under

securities laws, and the setting of accounting standards by the Financial Accounting Standards

Board would no longer provide jurisdictional guidance.68

Subcommittees69

H.Res. 6 in the 104th Congress prohibited any committee from having more than five

subcommittees, except for Appropriations (13 subcommittees), Government Reform and

Oversight (7), and Transportation and Infrastructure (6).

In the 106th Congress, H.Res. 5 maintained the existing rule restriction regarding the limitation of

five subcommittees; however, committees that maintained an oversight subcommittee were

restricted to no more than six subcommittees. H.Res. 5 also deleted the Committee on

Transportation and Infrastructure from the exemption to the five subcommittees plus an oversight

66

For a detailed explanation seeking to differentiate the homeland security jurisdictions of the Committee on Homeland

Security and that of 10 standing committees, see Rep. David Dreier, “Legislative History to Accompany Changes to

Rule X,” Congressional Record, vol. 151, part 1 (January 4, 2005), pp. 60-61.

67

“Announcement by the Speaker Pro Tempore,” Congressional Record, vol. 151, part 1 (January 4, 2005), pp. 69-71.

68

Ibid.

69

For additional information on subcommittees, see CRS Report 98-544, Subcommittees in the House of

Representatives, by (name redacted), and CRS Report 98-610,House Subcommittees: Assignment Process, by (name

redacted).

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subcommittee. (Amended clause 5 of Rule X.) Further, the Committee on Government Reform, in

order to maintain a Census Subcommittee, was allowed by a separate order in the rules resolution

to have eight subcommittees for the 106th Congress.

H.Res. 5 in the 107th Congress maintained the rule regarding the number of subcommittees each

committee could create. However, by separate order in the rules resolution, the Committee on

Government Reform was allowed to create up to eight subcommittees and the Committee on

International Relations and the Committee on Transportation and Infrastructure were allowed to

create up to six subcommittees each.

The 108th Congress’s H.Res. 5 also maintained the existing rule on subcommittees. However, the

Committee on Armed Services, the Committee on International Relations, and the Committee on

Transportation and Infrastructure were allowed by separate order in the rules resolution to create

up to six subcommittees each.70

H.Res. 5 in the 109th Congress maintained the existing rule on subcommittees. However, by

separate order in the rules resolution, the Committee on Armed Services and the Committee on

Transportation and Infrastructure were entitled to create up to six subcommittees each, and the

Committee on International Relations was allowed to create up to seven subcommittees in the

109th Congress.

Procedure

Committee Reports71

H.Res. 6 in the 104th Congress added content requirements to the directive to committees to

submit biennial activities reports. The resolution required activities reports to contain separate

summaries of legislative and oversight activities, and for the oversight summary to compare a

committee’s plan to its actions and to list recommendations resulting from the committee’s

oversight.

H.Res. 6 required committee reports on legislation to include members’ recorded votes in

committee on amendments. Reports already included members’ recorded votes on motions to

report.

H.Res. 6 contained a “truth-in-budgeting baseline reform” provision requiring a comparison

(when practicable) of total funding in legislation to the “appropriate levels under current law.”

The purported effect of this rules change was to require that the entire amount of authorizations,

70

The House Appropriations Committee reorganized its subcommittees in the 108th Congress and the 109th Congress.

In the 108th Congress, it created a Homeland Security Subcommittee, and changed the jurisdiction of other

subcommittees while retaining a total of 13 subcommittees. U.S. House, Committee on Appropriations, “Chairman

Young Announces Homeland Security Reorganization,” news release, January 29, 2003. In the 109th Congress, it

reorganized its subcommittees and reduced their number to 10. U.S. House, Committee on Appropriations, “Chairman

Lewis Announces Major Reorganization of the House Appropriations Committee and Slate of Subcommittee

Chairmen,” news release, Feb. 9, 2005. See also CRS Report RL31572, Appropriations Subcommittee Structure:

History of Changes from 1920-2011, by (name redacted).

71

For additional information on committee reports, see CRS Report 98-169, House Committee Reports: Required

Contents, by (name redacted).

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appropriations, and entitlement spending to be shown in cost estimates, not solely in increments

of change. The “truth” aspect was intended to get at a criticism of baseline budgeting that allowed

spending increases above a current year’s level, but below baseline levels, to be characterized as

spending cuts.

H.Res. 5 in the 105th Congress authorized committees to (1) file joint investigative or oversight

reports with other committees on matters on which they conducted joint studies or investigations,

(2) file investigative or oversight reports after the final adjournment of a Congress if they were

properly approved by the committee and at least seven calendar days had been permitted for

filing views, and (3) file final activity reports after an adjournment if at least seven calendar days

had been permitted for filing views. H.Res. 5 also stipulated that proposed investigative reports

would be considered as read if available for at least 24 hours in advance of their consideration.

In addition, H.Res. 5 changed the period for filing views on reports from three full days after the

day on which the bill or matter was ordered reported to two days. The resolution granted a

committee an automatic right to have until an hour after midnight on the second day to file its

report, if an intention to file views was announced. The resolution repealed the requirement that

committee reports include an inflationary impact statement. Reports, however, must now include

a new “constitutional authority statement” that cited the specific powers granted to Congress by

the Constitution upon which the proposed measure was based.

H.Res. 5 stated that committees must make their publications available in electronic form “to the

maximum extent feasible.” It also conformed the layover requirements for Budget Committee

reports on budget resolutions to those of other committees for legislation they reported.

H.Res. 5 in the 107th Congress repealed the requirement that committee reports include a

summary of oversight findings and recommendations by the Committee on Government Reform,

but required inclusion of a new statement of general performance goals and objectives, including

outcome-related goals and objectives for which the measure authorized funding. (Amended

clause 4 of Rule X.) In addition, committees were allowed to file supplemental reports, without

additional layovers, to correct errors in the depiction of record votes taken in committee.

(Amended clause 3 of Rule XIII.)

Appropriations Committee

H.Res. 6 in the 104th Congress required the Appropriations Committee to identify unauthorized

appropriations in its committee reports on general appropriations bills, in addition to the existing

requirement to list legislative provisions.

The Appropriations Committee was also prohibited in H.Res. 6 from including non-emergency

provisions in emergency appropriations measures, unless the provisions rescinded budget

authority, reduced direct spending, or reduced an amount for a designated emergency.

With regard to reports on general appropriations bills, H.Res. 5 in the 107th Congress required the

Appropriations Committee to include additional information on unauthorized appropriations—a

statement of the last year for which expenditures were authorized, the level authorized for that

year, the actual level of spending for that year, and the level of appropriations in the current bill.

(Amended clause 3 of Rule XIII.)

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Ways and Means Committee

H.Res. 5 in the 105th Congress allowed the majority leader, after consultation with the minority

leader, to designate “major tax legislation” on which the report by the Ways and Means

Committee could then include a “dynamic estimate”—the macroeconomic feedback emanating

from the proposed change in tax policy. The dynamic estimate was to be “used only for

informational purposes,” not for enforcement or scorekeeping purposes.

In the 108th Congress, H.Res. 5 required the Ways and Means Committee to include in committee

reports on measures amending the Internal Revenue Code a “macroeconomic impact analysis” by

the Joint Taxation Committee. A macroeconomic impact analysis was defined as an estimate of

“changes in economic output, employment, capital stock, and tax revenues expected to result

from enactment of the proposal.” The joint committee’s analysis was also to include a statement

of assumptions and data sources. The reporting requirement could be waived if the Joint Taxation

Committee certified that such an analysis was not calculable, or the chair of the Ways and Means

Committee inserted the analysis in the Congressional Record prior to the measure’s consideration

by the House. (Amended clause 3 of Rule XIII.)

Conference, Motion to Go to

H.Res. 5 in the 109th Congress allowed committees to adopt a rule allowing the committee chair

to offer a privileged motion to go to conference whenever the chair deemed it appropriate to do

so. Previously, a chair needed prior authorization by his or her committee to make such a

privileged motion. (Amended clause 2 of Rule XI.)

Hearings Procedures72

(See also “Openness” and “Witnesses” below.)

H.Res. 5 in the 105th Congress authorized committees to adopt a rule or motion to (1) permit

selected majority and minority Members, in equal numbers, to take more than five minutes to

question witnesses, up to a limit of 30 minutes per side, per witness, and (2) permitted staff to

question witnesses if the other side was given equal time and opportunity to do so. A House rule

had provided only for five minutes of questioning of witnesses by committee members.

H.Res. 5 in the 106th Congress clarified the rule permitting more than five minutes of time for

committee members and staff to question witnesses. An addition to the rule stated that such time

must be equally divided between majority and minority. A change to the rule stated that such

questioning could not exceed one hour in total. (Amended clause 2 of Rule XI.)

In the 107th Congress, H.Res. 5 struck the word “investigative” from the rule on hearing

procedures so that it was clear the procedures referred to all hearings. (Amended clause 2 of Rule

XI.)

72

For additional information on hearings, see, for example, CRS Report 98-317, Types of Committee Hearings, by

(name redacted), and CRS Report 98-339, House Committee Hearings: Scheduling and Notification, by (name redact

ed).

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Meetings, Restrictions on

H.Res. 6 in the 104th Congress prohibited committees from sitting while the House was reading a

measure for amendment under the five-minute rule without special leave to sit. Special leave

would be granted unless 10 or more Members objected to the unanimous consent request, or a

privileged motion offered by the majority leader was adopted by the House. The Committees on

Appropriations, Budget, Rules, Standards of Official Conduct, and Ways and Means were

exempted from the prohibition on sitting. While restrictions on committees meeting while the

House was reading a measure for amendment under the five-minute rule had varied, House rules

in the immediately preceding 103rd Congress allowed committees to meet without obtaining

permission to do so, except during a joint session or meeting of the House and Senate.

The Speaker in addition established the following guidelines regarding requests by committees to

meet while the House was proceeding under the five-minute rule:

•

If the request for permission to sit pertained to a day for which the legislative

program had not been announced, then unanimous consent was required. Once

the legislative program for a day had been announced, then the objections of 10

Members would be required to deny a request.

•

Requests would not be entertained on a day that all votes on legislative matters

had been postponed to another day; however, requests for committee hearings to

be held later in the week would be accepted by the chair if a request had the

concurrence of the ranking minority Member of the committee or subcommittee.

•

On days when legislative business was to be conducted, and when roll-call votes

were in order on legislation, the chair would entertain requests during the oneminute period only when assured of the support of the ranking minority Member

of the committee or subcommittee involved.

•

If 10 or more Members objected to a request, then that request could not be

renewed on the same day unless the chair was assured that the objections had

been withdrawn.

•

The chair would not entertain requests after legislative business had concluded.73

H.Res. 5 in the 105th Congress allowed all committees to meet at any time the House was in

session without first obtaining special leave from the full House. The Speaker’s policy, therefore,

was also discontinued.

Openness

(See also “Witnesses” below.)

H.Res. 6 in the 104th Congress prohibited committee meetings from being closed to the public

unless the deliberations would endanger national security, compromise sensitive law enforcement

information, defame a person, or violate a law or House rule. Meetings previously could have

been closed without a stated purpose. The resolution also struck from the House rule committee

deliberations over budget and personnel as matters that allowed a committee to close a meeting.

73

“Policies of the Chair,” Congressional Record, vol. 141, part 1 (January 4, 1995), pp. 551-553.

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The House rule already allowed a meeting to be closed only by a majority vote, a quorum being

present. Further, broadcast coverage and still photography was specifically allowed for any

hearing or meeting that was open.

H.Res. 5 in the 105th Congress clarified the procedure for closing a hearing, indicating that a

hearing would not be closed if a majority of those voting, instead of a majority of committee

members, determined that the evidence or testimony would not tend to defame, degrade, or

incriminate any person.

H.Res. 5 in the 105th Congress also required committees, to the maximum extent feasible, to

make all committee publications available in electronic form.

In the 107th Congress, H.Res. 5 allowed either a member of the committee or a witness at a

hearing to assert that evidence or testimony at the hearing may tend to defame, degrade, or

incriminate a person. (Amended clause 2 of Rule XI.)

Oversight

(See also “Committee Reports” and “Openness” above, and “Subpoena” and “Witnesses” below.)

H.Res. 6 in the 104th Congress required all committees to adopt oversight plans—in an open

meeting with a quorum present—and to submit them to the House Oversight Committee and the

Government Reform and Oversight Committee by February 15 of the first session. The

Government Reform and Oversight Committee was required to report the plans back to the House

by March 31 with recommendations. The committee was directed to consult majority and

minority leadership prior to submitting the committees’ oversight plans to the House with its own

recommendations for coordination and for ensuring the goals of the rule would be achieved.74

Previous House rules required committees to conduct oversight, but they were not specific and

did not require a plan.

In developing their plans, committees were instructed to consult with other committees with

jurisdiction over the same or related laws, programs, or agencies. If a committee did not submit

an oversight plan, it would not be in order to include its funding in a committee expense

resolution.

H.Res. 6 also authorized the Speaker, with the approval of the House, to appoint ad hoc oversight

committees to review matters within the jurisdiction of two or more standing committees. The

change was one of several made in House rules to enhance and coordinate House committee

oversight. A House rule previously provided this authority to the Speaker only when the House

approved creation of an ad hoc committee with legislative authority or, generally, a select

committee.75

74

Congress also passed Congressional Review of Agency Rulemaking, subtitle E, title II, of the Contract with America

Advancement Act of 1996 (110 Stat. 847, 868), providing a process for congressional review and disapproval of

agencies’ major proposed rules.

75

H.Res. 168, agreed to in the House June 20, 1995, replaced the Consent Calendar with a new Corrections Calendar,

part of an expedited procedure to repeal or correct laws, rules, and regulations. The 105th Congress House agreed to

H.Res. 7 on January 7, 1997, creating a Corrections Calendar office. For an explanation of the Corrections Calendar,

see CRS Report 97-301, The House's Corrections Calendar, by (name redacted).

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In the 106th Congress, H.Res. 5 repealed the prohibition against consideration of a committee

expense resolution when a committee had not submitted its oversight plan to the House

Administration and Government Reform Committees by February 15 of the first session.

(Amended clause 2 of Rule X.)

H.Res. 5 in the 107th Congress required committees to include in their oversight plans a review of

specific problems with federal rules, regulations, statutes, and court decisions that were

ambiguous, arbitrary, or nonsensical, or imposed a severe financial burden on individuals.

(Amended clause 2 of Rule X.)

H.Res. 5 in the 109th Congress required committees, in oversight plans provided to the

Government Reform Committee and the House Administration Committee, to “have a view

toward insuring against duplication of federal programs.” (Amended clause 2 of Rule X.)

Proxy Voting

(See also “Voting” below.)

The 104th Congress, pursuant to H.Res. 6, prohibited proxy voting in committees and

subcommittees.

Quorums76

Pursuant to H.Res. 6, the 104th Congress eliminated so-called rolling quorums, returning to earlier

text of the rule on reporting measures to the House, which required a majority of the committee to

be “actually present.” Text that allowed the rule to be interpreted to allow a rolling quorum was

eliminated.

In the 107th Congress, H.Res. 5 amended the rule on the majority quorum requirement for

reporting a measure to comprehend other instances in other rules when a majority quorum was

required by House rules: the release of executive session materials, the issuance of subpoenas,

and determining if evidence or testimony may defame, degrade, or incriminate any person.

(Amended clause 2 or Rule XI.)

Recess Authority

H.Res. 5 in the 109th Congress allowed for a privileged motion in committee to recess subject to

the call of the chair for a period of less than 24 hours, rather than the existing rule that allowed for

a privileged motion only to recess from day to day. (Amended clause 1 of Rule XI.)

Referral77

(See also “Committee Creation and Retention” and “Jurisdiction” above.)

76

For an explanation of quorums in the House of Representatives, see CRS Report 98-870, Quorum Requirements in

the House: Committee and Chamber, by (name redacted).

77

For additional information on referral of legislation, see CRS Report 98-175, House Committee Jurisdiction and

Referral: Rules and Practice, by (name redacted).

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H.Res. 6 for the 104th Congress prohibited joint referral, the principal form of referral to more

than one committee.78 The Speaker was instead directed upon introduction of a measure to

designate a committee of primary jurisdiction. Split referrals and sequential referrals continued to

be allowed, either upon introduction or after the primary committee reported, and the Speaker

was still permitted to refer legislation to an ad hoc committee with the approval of the House.

In his announced policies for the 104th Congress, the Speaker deleted text from the Speaker’s

announcement for the 103rd Congress, which had stated: “the appointment by the chair of various

groups of conferees in the context of the particular House and Senate provisions sent to the

conference should not be construed as precedent binding the Speaker to subsequent joint referrals

of all bills amending the work product of that particular conference.”79

H.Res. 5 in the 108th Congress allowed the Speaker to refer measures to more than one committee

without a designation of a primary committee under “extraordinary circumstances,” providing the

Speaker with an alternative to designating a primary committee if he or she believed

extraordinary circumstances affecting referral to exist. (Amended clause 2 of Rule XII.)

In the 109th Congress, the Speaker’s announced policies included a provision that indicated that

referral of measures to the Select Committee on Homeland Security in the 108th Congress “will

not constitute precedent for referrals to the new committee,” referring to the newly created

standing Committee on Homeland Security.80 (See also the discussion above at “Committee

Creation and Retention” and, under Jurisdiction, “109th Congress.”)

The Speaker’s announced policies for the 109th Congress also addressed the January 30, 2001,

“Memorandum of Understanding Between Energy and Commerce Committee and Financial

Services Committee,” regarding the jurisdictions of the two committees. The Speaker announced

that the final two paragraphs dealing with electronic commerce, anti-fraud authorities under

securities laws, and the setting of accounting standards by the Financial Accounting Standards

Board would no longer provide jurisdictional guidance.81

Subpoenas

H.Res. 5 in the 106th Congress clarified House rules to include the practice that a subpoena could

specify the terms of return to other than at a meeting or hearing of a committee or subcommittee.

(Amended clause 2 of Rule XI.) (See also “Quorums” above.)

78

“The practice of referring a measure to two or more committees for concurrent consideration….” Walter Kravitz,

Congressional Quarterly’s American Congressional Dictionary, 3rd ed. (Washington, DC: CQ Press, 2001), p. 154.

79

“Policies of the Chair,” Congressional Record, vol. 141, part 1 (January 4, 1995), pp. 551-553.

80

“Announcement by the Speaker Pro Tempore,” Congressional Record, vol. 151, part 1 (January 4, 2005), pp. 69-71.

81

Ibid. For explanation of the jurisdictions of the Energy and Commerce Committee and the Financial Services

Committee under the memorandum, see Speaker Dennis Hastert, “Memorandum of Understanding between Energy and

Commerce Committee and Financial Services Committee,” Congressional Record, vol. 147, part 1 (January 20, 2001),

p. 163.

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Transcripts

The 104th Congress, pursuant to H.Res. 6, required hearing and meeting transcripts to be

substantially verbatim accounts of the proceedings, with committee members’ votes shown on

roll-call votes.

Voting

Pursuant to H.Res. 6 in the 104th Congress, committee reports were to include the names of

committee members voting for or against any amendments in addition to their votes on the

motion to report. H.Res. 6 also prohibited proxy voting in committees and subcommittees.

H.Res. 5 in for the 108th Congress permitted committees to adopt a rule that allowed the chair of

the committee or subcommittee to postpone votes on approving a measure or matter, or on

agreeing to an amendment, and to resume proceedings on a postponed question at any time after

reasonable notice. An underlying proposition would remain subject to further debate or

amendment to the same extent as when the question was postponed. (Amended clause 2 of Rule

XI.) Committees did not previously have specific authority to postpone or cluster votes.

Witnesses82

(See also “Hearings Procedures” and “Openness” above.)

H.Res. 5 in the 105th Congress required non-governmental witnesses who appear before a

committee to provide with their advance written testimony, to the greatest extent practicable, a

curriculum vitae and a disclosure by source of the federal grants and contracts received by them

and any entity they represented in the current and preceding two fiscal years. This rule, a new

addition to requirements placed on witnesses, has been called the “truth-in-testimony” rule.

In the 107th Congress, H.Res. 5 clarified that a copy of the committee rules and hearing

procedures should be made available to witnesses “upon request,” and that an assertion that

evidence or testimony at a hearing may tend to defame, degrade, or incriminate a person may be

made either by a member of the committee or by a witness at a hearing. (Amended clause 2 of

Rule XI.)

Staff and Funding

(See also various entries related to congressional staff and consultants under “Rules Changes

Affecting Administration

of the House” and “Rules Changes Affecting Ethics Standards,” below.)

82

For additional information on committee witnesses, see CRS Report 98-338, House Committee Hearings: Witness

Testimony, by (name redacted).

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Allocation of Staff

The 104th Congress, under the provisions of H.Res. 6, required committee chairs to provide

sufficient staff to subcommittees, whose chairs and ranking minority Members would lose

independent hiring authority. Committee chairs were also directed to ensure the minority was

“fairly treated” in the apportionment of staff. (See also “Number of Staff” below.)

Associate Staff

In the 104th Congress, under new provisions of H.Res. 6, associate or shared staff were excepted

from prohibitions on performing work other than committee work, but each chair was required to

certify that compensation by a committee was commensurate with the work performed.

Explanatory information placed in the Congressional Record indicated that chairs could require

certifications from supervising committee members.83 Conditions of employment for shared staff

were subject to regulation by the House Oversight Committee. The Committee on Appropriations

was exempted from these new provisions on associate staff.

H.Res. 5 in the 108th Congress stated that the associate or shared staff of the Committee on

Appropriations were not subject to review by the Committee on House Administration with

respect to the reporting of a committee expense resolution. Such staff were still to be subject to

the general restrictions of House Rule X, clause 9. Further, H.Res. 5 clarified that the professional

staff of the Appropriations Committee should comply with the same rules regarding their duties

as professional staffs of other committees. (Amended clause 9 of Rule X.)

Funding84

H.Res. 6 in the 104th Congress consolidated what were separate salary authorization levels for

statutory staff on the one hand and investigative staff and committee expenses on the other into

committee salary and expense accounts funded by a single, two-year (rather than annual)

committee expense resolution. Authorization of additional spending by any committee could still

be obtained only through a supplemental expense resolution. The Budget Committee, which had

been exempted from the committee funding process, was brought into the new process. The

Appropriations Committee continued to be exempt from this process.

The rules resolution also provided committees with interim spending authority consistent with

planned reductions, pending adoption of a committee expense resolution. The chair of the House

Oversight Committee was authorized to sign vouchers for committees terminated through the

rules resolution.

A provision of the resolution also stated that, if a committee did not submit an oversight plan, it

would not be in order to include its funding in a committee expense resolution.

83

Rep. Gerald Solomon, “Rules of the House,” Congressional Record, vol. 141, part 1 (January 4, 1995), p. 472.

For additional information on committee funding, see CRS Report RL32794, House Committee Funding Requests

and Authorizations, 104th-112th Congresses, by Matthew Eric Glassman.

84

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In the 105th Congress, H.Res. 5 allowed committee primary expense resolutions reported by the

House Oversight Committee to include a reserve fund for unanticipated expenses, provided that

any allocation from such a fund was approved by the House Oversight Committee.

In the 106th Congress, H.Res. 5 repealed the prohibition against consideration of a committee

expense resolution when a committee had not submitted its oversight plan to the House

Administration and Government Reform Committees by February 15 of the first session.

(Amended clause 2 of Rule X.)

Number of Staff

Committee staff were to be reduced by at least one-third from the 103rd Congress level pursuant

to H.Res. 6 in the 104th Congress. Explanatory information inserted in the Congressional Record

indicated that this reduction was to be achieved by the House Oversight Committee through the

committee funding process.85 The number of authorized staff for each committee was increased to

30 professional staff from 18 professional staff and 12 clerical staff, with all staff designated

professional. The allocation for the minority was set at 10 (rather than 6 professional and 4

clerical), or one-third of professional staff if a committee hired fewer than 30 staff.

Rules Changes Affecting the Chamber and Floor

While in the minority, Republican complaints included being denied the opportunity to offer

amendments to measures because of restrictive rules, an inability to routinely offer a motion to

recommit with instructions, the increased volume of commemorative legislation, and a floor

schedule that was neither family friendly nor conducive to deliberation. On the opening day of the

104th Congress, the new majority rules package attempted to address some of these complaints,

while renewing procedural rules that allowed them to control the schedule, agenda, and

proceedings. Over the next several Congresses, some rules changes agreed to in 1995 were

modified or even repealed as the majority party considered the competing demands of

deliberation and decision making. In the 108th Congress, in response to the September 11, 2001,

and anthrax terrorist attacks, the majority’s rules package addressed a previously unanticipated

concern: How could a House with fewer Members conduct business?

The following section identifies changes made to operations on the House floor on the opening

day of each Congress from the 104th through the 109th Congress with adoption of the resolution

continuing but amending the rules of the House and establishing special orders, and pursuant to

the Speaker’s announcements.86 It is organized topically, with cross references between the

different topics and to related changes in other sections of the report.

85

Rep. Gerald Solomon, “Rules of the House,” Congressional Record, vol. 141, part 1 (January 4, 1995), p. 472.

For additional information on rules changes affecting the chamber and floor made at the beginning of the 104th, 107th,

108th , and 109th Congresses, see

CRS Report 96-850, House Rules Changes Affecting Floor Proceedings in the 104th Congress, by (name redacted) (out of

print; available from author of current report).

CRS Report RS20782, House Rules Changes Affecting Floor Proceedings in the 107th Congress, by (name redacted).

CRS Report RS21388, House Rules Changes Affecting Floor Proceedings in the 108th Congress, by (name redacted).

CRS Report RL32772, House Rules Changes Affecting Floor Procedures in the 109th Congress, by (name redacted) and

(continued...)

86

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Adjourn, Motion to

H.Res. 5 in the 108th Congress clarified that a Member could move to adjourn during a call of the

House (quorum call); allowing the motion had been at the discretion of the Speaker.

Admission to the Chamber

The Speaker added to his announced policies for the 105th Congress a policy that he and previous

Speakers had stated at various times, but not since 1977 at the beginning of a Congress.87 The

announcement confirmed the concordance of the words of then-Rule XXXII, clause 3, with its

understanding by the Speaker and its enforcement by the House. The rule allowed former

Members and other former officials access to the House floor unless they (1) had a personal

interest in legislation pending before the House or reported from committee, or (2) were

employed to lobby on legislation pending before the House, reported from committee, or under

consideration by a committee or subcommittee. The announcement reiterated these prohibitions

against access by former Members, indicated they applied to former Members whose employer

was lobbying legislation, and stated that former Members could be prohibited from the House

floor and adjoining rooms. Serving Members were exhorted to report violations by former

Members to the sergeant at arms.88

H.Res. 5 in the 108th Congress granted designated majority and minority party leadership staff

access to the House floor with the approval of the Speaker. (Amended clause 2 of Rule IV.) The

change codified what had been practice, but on which the rules had been silent.

In addition, in applying Rule 4 (“Hall of the House”), the Speaker in his announced policies for

the 108th Congress expressed his intent to grant approval only to leadership staff essential to floor

activities. The Speaker then reiterated policies consistent with provisions of Rule IV limiting

floor access to certain committee staff only when a measure reported from their committee was

being considered, and allowing floor access for a Member’s personal staff only when the Member

had an amendment pending. A committee or personal staff member wishing to be present on the

floor required the approval of his or her supervisor, which was then subject to the approval of the

Speaker. Noting the concurrence of the minority leader regarding this policy, the Speaker directed

the sergeant-at-arms to assure enforcement of the rule and the Speaker’s policy.89

The Speaker expanded control over staff floor access in his policies for the 109th Congress. First,

he clarified that individual Members’ staff were not entitled to floor access during House

consideration of a Member’s bill or during a Member’s special order speech. Second, he

requested that committee chairs and ranking minority Members submit to the Speaker a list of

staff to be allowed on the floor during consideration of a measure reported by their committee. He

(...continued)

(name redacted).

87

The policy was first announced by Speaker Thomas P. “Tip” O’Neill Jr. on January 6, 1977; reiterated by Speaker

O’Neill on June 7, 1978, by Speaker Thomas S. Foley on June 9, 1994, and by Speaker Newt Gingrich on May 25,

1995, and again on August 1, 1996.

88

“Announcement by the Speaker Pro Tempore on Procedures for the 105th Congress,” Congressional Record, vol.

143, part 1 (January 7, 1997), pp. 146-148.

89

“Announcement by the Speaker Pro Tempore,” Congressional Record, vol. 149, part 1 (January 7, 2003), pp. 22-24.

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A Retrospective of House Rules Changes Since the 104th Congress through 109th Congress

stated that the sergeant at arms would keep these lists, and further stated that committee staff

should exchange their IDs for committee staff badges.

Amendment Process

H.Res. 6 in the 104th Congress provided for floor amendments to be numbered when submitted

for printing in the Congressional Record. This change was intended to make it more convenient

to identify such amendments. (See additional changes to the amendment process immediately

following under “Appropriations Process.”)

Appropriations Process90

(See also “Appropriations Committee” under “Committee Reports;” “Voting” below in this

section; and “Rules Changes Affecting Budgetary Legislation” below.)

H.Res. 6 in the 104th Congress permitted Members to offer amendments en bloc to a general

appropriations bill if the only effect of the en bloc amendment was to “transfer appropriations

among objects without increasing the levels of budget authority or outlays in the bill,” a so-called

offsetting amendment. The rules change also disallowed any Member from demanding that the

question (vote on the offsetting amendment) be divided. The rules change allowed Members to

offer amendments to parts of an appropriations bill not yet open for amendment, making in order

amendments proposing this type of transfer of funds.91

H.Res. 6 provided that all points of order against a general appropriations bill be automatically

considered as reserved when the bill was reported to the House, obviating the need for a Member

to be physically present to reserve them when the report was filed.

H.Res. 6 also gave precedence (over a motion to further amend) to a motion that the Committee

of the Whole rise and report, when the motion is offered by the majority leader or his designee,

after a general appropriation bill has been read for amendment. The majority leader was thereby

allowed, if the motion was agreed to, to preclude consideration of limitation amendments. The

precedence of the motion existed in prior House rules, but the change restricted the motion’s

precedence to its being offered by the majority leader.92

H.Res. 6 also made automatic a roll-call vote on final passage or adoption of any bill, joint

resolution, or conference report making general appropriations. While the rule obviated the need

to request such a vote, the purpose of the rule change was to ensure that a roll-call vote occurred

on passage or adoption of this legislation. A roll-call vote does not occur unless it is requested and

seconded, or requested and the absence of a quorum is noted.93

90

For an overview of the appropriations process, see CRS Report R42388, The Congressional Appropriations Process:

An Introduction, by (name redacted).

91

For additional information on offset amendments, see CRS Report RL31055, House Offset Amendments to

Appropriations Bills: Procedural Considerations, by (name redacted).

92

For an explanation of the motion to rise and report, see CRS Report RL32200, Debate, Motions, and Other Actions

in the Committee of the Whole, by (name redacted) and (name redacted).

93

For an explanation of how recorded votes are obtained in the House, see CRS Report 98-228, House Voting

Procedures: Forms and Requirements, by (name redacted).

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A Retrospective of House Rules Changes Since the 104th Congress through 109th Congress

H.Res. 5 in the 105th Congress prohibited the Appropriations Committee from reporting a

measure, or the House from considering an amendment, making the availability of funds

contingent on the receipt or possession of information by the funding authority if that information

was not already required by law. This change was directed at so-called made-known provisions

and amendments that could be used despite a ban on legislating on appropriations bills.94 The

rules resolution also further tightened the precedence of the majority leader’s motion to rise and

report over a further motion to amend by clarifying that the majority leader’s motion has

precedence over any motion to amend, not just over a motion to offer a limitation amendment.

In the 108th Congress, H.Res. 5 defined “tax or tariff provisions” vis-à-vis a general appropriation

bill. Under existing House rules, tax and tariff measures could not be reported from a committee

not having jurisdiction over such a measure, and an amendment with tax or tariff provisions was

not in order to a bill reported by a committee not having jurisdiction. The change dealt with an

ambiguity of the rules related to limitation amendments offered to appropriations bills. The 108th

Congress rules change provided that a tax or tariff measure “includes an amendment proposing a

limitation on funds in a general appropriation bill for the administration of a tax or tariff.”95

(Amended clause 5 of Rule XXI.)

Bill Introductions96

(See also “Commemorative Legislation” below.)

In the 104th Congress, a separate order in H.Res. 6 allowed more than one Member to be listed as

an original sponsor on the first 20 bills and first 2 joint resolutions.

In the 106th Congress, a separate order in H.Res. 5 reserved the first 10 bill numbers for

assignment by the Speaker until March 1, 1999.

In the 107th Congress, a separate order in H.Res. 5 reserved the first 10 bill numbers for

assignment by the Speaker during the first session of the 107th Congress.

A separate order in H.Res. 5 in the 108th Congress reserved the first 10 bill numbers for

assignment by the Speaker during the first session of the 108th Congress.

94

An explanation of this change inserted in the Congressional Record stated: “[I]t would make clear that the

Appropriations Committee could not report, nor could an amendment be considered by the House, that makes the

availability of funds contingent upon the receipt or possession of information by the funding authority if such

information is not required by existing law. This is designed to prohibit the consideration of so-called ‘made-known’

provisions and amendments which in the past have been used a technical loophole to circumvent the prohibition on

legislating in an appropriations measure.” Rep. Gerald Solomon, “Rules of the House,” Congressional Record, vol.

143, part 1 (January 7, 1997), p. 128. For additional discussion of legislating on appropriations bills, see CRS Report

R41634, Limitations in Appropriations Measures: An Overview of Proced

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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A Retrospective of House Rules Changes Since the 104th Congress through the 109th Congress · RL33610 | Frix