Stafford Act Declarations for COVID-19 FAQ

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Stafford Act Declarations for COVID-19 FAQ

Elizabeth M. Webster

Analyst in Emergency Management and Disaster Recovery

Erica A. Lee

Analyst in Emergency Management and Disaster Recovery

William L. Painter

Specialist in Homeland Security and Appropriations

April 22, 2020

Congressional Research Service

7-....

www.crs.gov

R46326

SUMMARY

Stafford Act Declarations for COVID-19 FAQ

On March 13, 2020, President Donald J. Trump declared an emergency under Section 501(b) of

the Robert T. Stafford Disaster Relief and Emergency Assistance Act (Stafford Act; 42 U.S.C.

§§5121 et seq.) in response to coronavirus disease 2019 (COVID-19). The declaration authorized

assistance to all U.S. states, territories, tribes, and the District of Columbia. Specifically, the

Stafford Act emergency declaration authorized one form of Federal Emergency Management

Agency (FEMA) assistance: Public Assistance emergency protective measures (as authorized

under Stafford Act Section 502). Subsequently, the President approved major disaster declaration

requests under the Stafford Act for all 50 states, the District of Columbia, Puerto Rico, the Virgin

Islands, Guam, American Samoa, and the Commonwealth of the Northern Mariana Islands

(authorized under Stafford Act Section 401).

This report provides answers to frequently asked questions (FAQs) regarding the Stafford Act

disaster declarations made for COVID-19, federally available assistance, and sources of funding.

The subjects to be covered include:

R46326

April 22, 2020

Elizabeth M. Webster

Analyst in Emergency

Management and Disaster

Recovery

-redacted-@crs.loc.gov

Erica A. Lee

Analyst in Emergency

Management and Disaster

Recovery

-redacted-@crs.loc.gov

William L. Painter

Specialist in Homeland

Security and

Appropriations

-redacted-@crs.loc.gov

Stafford Act declarations, including legal authorities, limitations on assistance, and other

information related to the declaration request process;

types of assistance available to state, territorial, and tribal governments, private

nonprofit organizations, private entities, and individuals and households pursuant to the

Stafford Act emergency and major disaster declarations for COVID-19;

the Disaster Relief Fund (DRF), the source used to fund FEMA assistance provided pursuant to Stafford

Act emergency and major disaster declarations; and

additional references.

For a copy of the full report,

please call 7-.... or visit

www.crs.gov.

This report also includes the following appendices:

Appendix A includes Table A-1, which lists the categories of FEMA assistance authorized pursuant to the

major disaster declarations for COVID-19, organized by state and territory.

Appendix A provides an example of different states, territories, and tribes that have received presidential

emergency declarations under the Stafford Act for the same incident.

The scope of this report is limited to assistance authorized under the Stafford Act. There are, however, other types of

assistance extrinsic to the Stafford Act that are activated by a Stafford declaration. This report does not address these other

forms of assistance. The report is not a comprehensive review of all potential forms of federal assistance made available for

COVID-19 response and recovery. It does not provide information on the assistance made available pursuant to the

President’s declaration of emergency under the National Emergencies Act (NEA; 50 U.S.C. §§1601 et seq.) or the

declaration by the Secretary of Health and Human Services (HHS) of a Public Health Emergency under Section 319 of the

Public Health Service Act (PHSA; 42 U.S.C. §247d).

Information included in this report is current as of April 22, 2020.

Congressional Research Service

Stafford Act Declarations for COVID-19 FAQ

Contents

Introduction ..................................................................................................................................... 1

Stafford Act Declarations ................................................................................................................ 2

The President declared an emergency for COVID-19. Do states, territories, and tribes

still need to request a COVID-19 emergency declaration? .................................................... 3

Does the President have the authority to unilaterally declare an emergency under the

Stafford Act? .......................................................................................................................... 3

Is there a cap on the amount of funding FEMA can spend under an emergency

declaration? ............................................................................................................................ 4

Is the COVID-19 emergency assistance time limited?.............................................................. 5

Why didn’t the President declare a national major disaster for COVID-19? ............................ 6

Have states, territories, and tribes ever received a major disaster declaration for an

outbreak of an infectious disease, such as COVID-19? ......................................................... 6

Does it take a long time to approve a request for a major disaster declaration? ....................... 6

Types of Stafford Act Assistance ..................................................................................................... 7

What is Emergency Declaration Assistance? ............................................................................ 8

What assistance is available for states, territories, and tribes under the emergency

declaration for COVID-19? ............................................................................................. 9

What assistance is available for private nonprofit organizations and businesses

under the emergency declaration for COVID-19? .......................................................... 11

What assistance is available for individuals under the emergency declaration for

COVID-19?.................................................................................................................... 12

What types of assistance for medical care will FEMA reimburse under the

Stafford Act declarations for COVID-19? ..................................................................... 13

What measures must states, tribes, and territories take before FEMA may provide

assistance for COVID-19 within their jurisdictions? ..................................................... 15

Can states/tribes request to receive certain kinds of emergency protective

measures?....................................................................................................................... 16

May applicants receive PA for management and disposal of medical waste and

human remains? ............................................................................................................. 16

How long does it take to receive emergency assistance? .................................................. 16

Can declarations be amended to provide additional types of assistance? ......................... 17

Can the federal cost share be adjusted? ............................................................................ 18

What is Major Disaster Assistance? ........................................................................................ 19

What assistance is available for states, territories, and tribes under a major

disaster declaration for COVID-19? .............................................................................. 21

What assistance is available for private nonprofit organizations and businesses

under a major disaster declaration? ............................................................................... 22

What assistance is available to individuals under a major disaster declaration? .............. 22

How do applicants receive funds through the Public Assistance program? ...................... 24

How do applicants receive financial or direct assistance through the Individual

Assistance program? ...................................................................................................... 25

Funding for Stafford Act Declarations .......................................................................................... 26

Where does funding for Stafford Act assistance come from? ................................................. 26

Is there enough funding in the DRF for COVID-19? .............................................................. 26

Is DRF funding set aside for COVID-19? ............................................................................... 27

References ..................................................................................................................................... 27

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Stafford Act Declarations for COVID-19 FAQ

Tables

Table 1. Assistance Available under Stafford Act Declarations....................................................... 7

Table 2. Eligible Emergency Protective Measures—COVID-19 .................................................. 10

Table 3. Eligible Emergency Medical Care Activities................................................................... 14

Table 4. Categories of Public Assistance and Individual Assistance ............................................. 20

Table A-1. FEMA Assistance Authorized Pursuant to Major Disaster Declarations for

COVID-19 by State/Territory ..................................................................................................... 29

Table B-1. Emergency Declarations for Hurricane Dorian ........................................................... 31

Appendixes

Appendix A. COVID-19 Approved Major Disaster Declarations and Authorized

Assistance ................................................................................................................................... 29

Appendix B. Example of Emergency Declarations for the Same Incident ................................... 31

Contacts

Author Contact Information .......................................................................................................... 31

Congressional Research Service

Stafford Act Declarations for COVID-19 FAQ

Introduction

On March 13, 2020, President Donald J. Trump declared an emergency under Section 501(b) of

the Robert T. Stafford Disaster Relief and Emergency Assistance Act (Stafford Act; 42 U.S.C.

§5191(b)) in response to coronavirus disease 2019 (COVID-19).1 The President’s emergency

declaration authorized assistance for COVID-19 response efforts for all U.S. states, territories,

tribes, and the District of Columbia in accordance with Stafford Act Section 502. The emergency

declaration authorized the Federal Emergency Management Agency’s (FEMA’s) Public

Assistance (PA) program, which provides direct and financial assistance for emergency protective

measures.

The President’s March 13, 2020 emergency declaration letter to the Acting Secretary of the

Department of Homeland Security, the Secretary of the Department of Treasury, the Secretary of

the Department of Health and Human Services, and the Administrator of the Federal Emergency

Management Agency, stated that the President “believe[s] that the disaster is of such severity and

magnitude nationwide that requests for a declaration of a major disaster ... may be appropriate.”2

As of March 20, 2020, the President began approving major disaster declaration requests under

the Stafford Act.3 As of April 22, 2020, the President had approved major disaster declaration

requests for all 50 states, the District of Columbia, Puerto Rico, the Virgin Islands, Guam,

American Samoa, and the Commonwealth of the Northern Mariana Islands.4

This report provides answers to frequently asked questions (FAQs) regarding:

Stafford Act declarations, including legal authorities, limitations on assistance,

and other information related to the declaration request process;

types of assistance available to state, territorial, and tribal governments, private

nonprofit organizations, private entities, and individuals and households pursuant

to the Stafford Act emergency and major disaster declarations for COVID-19;

1 Letter from Donald J. Trump, President of the United States, to Acting Secretary Wolf, Secretary Mnuchin, Secretary

Azar, and Administrator Gaynor, March 13, 2020, https://www.whitehouse.gov/wp-content/uploads/2020/03/

LetterFromThePresident.pdf (hereinafter President Trump, “Emergency Declaration Letter”). The Stafford Act may be

found at 42 U.S.C. §§5121 et seq.

2 President Trump, “Emergency Declaration Letter.” Compared to emergency declarations, major disaster declarations

authorize a wider range of federal assistance.

3 See the Federal Emergency Management Agency (FEMA), “Coronavirus (COVID-19) Response,” resource webpage,

https://www.fema.gov/coronavirus (hereinafter FEMA, “COVID-19 Response”) for additional information on the

federal response to the novel coronavirus 2019 (COVID-19). Specific presidential declarations of major disaster for

novel coronavirus 2019 (COVID-19) are listed on the FEMA, “COVID-19 Disaster Declarations” webpage, available

at https://www.fema.gov/coronavirus/disaster-declarations (hereinafter FEMA, “COVID-19 Disaster Declarations”),

and the FEMA “Disasters” webpage, available at https://www.fema.gov/disasters. Examples include the major disaster

declarations for the states of New York, Washington, and California (see FEMA, “President Donald J. Trump

Approves Major Disaster Declaration for New York,” Release Number: HQ-20-019, March 20, 2020,

https://www.fema.gov/news-release/2020/03/20/president-donald-j-trump-approves-major-disaster-declaration-newyork (hereinafter FEMA, “Major Disaster for New York”); FEMA, “President Donald J. Trump Approves Major

Disaster Declaration for Washington,” Release Number: HQ-20-020, March 22, 2020, https://www.fema.gov/newsrelease/2020/03/22/president-donald-j-trump-approves-major-disaster-declaration-washington (hereinafter FEMA,

“Major Disaster for Washington”); and FEMA, “President Donald J. Trump Approves Major Disaster Declaration for

California,” Release Number: HQ-20-021, March 22, 2020, https://www.fema.gov/news-release/2020/03/22/presidentdonald-j-trump-approves-major-disaster-declaration-california (hereinafter FEMA, “Major Disaster for California”)).

4 As of April 22, 2020, “[a]ll 50 states, the District of Columbia, and 4 territories have been approved for major disaster

declarations to assist with additional needs identified under the nationwide emergency declaration for COVID-19”

(FEMA, “COVID-19 Disaster Declarations”).

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Stafford Act Declarations for COVID-19 FAQ

the Disaster Relief Fund (DRF), the source of funding for the Stafford Act

emergency and major disaster declarations; and

additional references.

The scope of this report is limited to assistance authorized under the Stafford Act. There are,

however, other types of assistance extrinsic to the Stafford Act that are activated by a Stafford

declaration.5 This report does not address these other forms of assistance.

Stafford Act Declarations

The Stafford Act authorizes the President to issue two types of declarations that could provide

federal assistance to states and localities in response to a public health incident, such as an

infectious disease outbreak: (1) an “emergency declaration” (authorized under Stafford Act

Section 501), or (2) a “major disaster declaration” (authorized under Stafford Act Section 401).

The following questions relate to the Stafford Act declarations for COVID-19.6

Terms

Within this report, the term “state” refers to states and territories. For purposes of the Stafford Act, “‘State’

means any State of the United States, the District of Columbia, Puerto Rico, the Virgin Islands, Guam, American

Samoa, and the Commonwealth of the Northern Mariana Islands” (42 U.S.C. §5122(4)).

The term “tribes” refers to Indian tribal governments. Per the Stafford Act, “[t]he term ‘Indian tribal government’

means the governing body of any Indian or Alaska Native tribe, band, nation, pueblo, village, or community that

the Secretary of the Interior acknowledges to exist as an Indian tribe under the Federally Recognized Indian Tribe

List Act of 1994” (42 U.S.C. §5122(6)).

Generally, Stafford Act assistance is requested by the “governor” (i.e., “the chief executive of any State” (42 U.S.C.

§5122(5)), or the “chief executive” (i.e., “the person who is the Chief, Chairman, Governor, President, or similar

executive official of an Indian tribal government” (42 U.S.C. §5122(12)).

The term “Recipient” in this report refers to “[a] non-Federal entity that receives a Federal award directly from a

Federal awarding agency to carry out an activity under a Federal program”; and the term “Applicant” refers to “[a]

non-Federal entity submitting an application for assistance under the Recipient’s Federal award,” per FEMA, Public

Assistance Program and Policy Guide (PAPPG), FP 104-009-2, April 2018, p. x, https://www.fema.gov/media-librarydata/1525468328389-4a038bbef9081cd7dfe7538e7751aa9c/PAPPG_3.1_508_FINAL_5-4-2018.pdf (hereinafter

FEMA, PAPPG).

5 For example, the Small Business Administration (SBA) may provide programs to assist businesses and individuals.

For more information on assistance to small businesses, see CRS Report R46284, COVID-19 Relief Assistance to Small

Businesses: Issues and Policy Options, by Robert Jay Dilger, Bruce R. Lindsay, and Sean Lowry. For more information

on SBA assistance to individuals, see CRS Report R45238, FEMA and SBA Disaster Assistance for Individuals and

Households: Application Processes, Determinations, and Appeals, by Bruce R. Lindsay and Elizabeth M. Webster.

6 For more information on the declaration process, see CRS Report R43784, FEMA’s Disaster Declaration Process: A

Primer, by Bruce R. Lindsay.

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Stafford Act Declarations for COVID-19 FAQ

The President declared an emergency for COVID-19. Do states,

territories, and tribes still need to request a COVID-19 emergency

declaration?

The President’s emergency declaration authorized assistance for COVID-19 response efforts for

all U.S. states, territories, tribes, and the District of Columbia; specifically, it authorized FEMA

Public Assistance (PA) emergency protective measures. Thus, states, territories, and tribes do not

need to request separate emergency declarations in addition to the President’s emergency

declaration.7 If, however, a state, territory, or tribe needs supplementary federal assistance, the

governor or chief executive may request that the declaration be amended to include additional

areas or types of assistance.8 FEMA can approve a request for additional areas or forms of

assistance after a presidential emergency declaration.9

The assistance provided pursuant to an emergency declaration is limited (see Table 1, which lists

the forms of assistance available pursuant to each type of declaration). If a state, territory, or tribe

needs assistance that is only available pursuant to a major disaster declaration, they may submit a

major disaster declaration request to the President (through FEMA).10 Although the President can

declare an emergency unilaterally in certain circumstances, a major disaster declaration would

need to be requested by state, territory, or tribal governments (see “Why didn’t the President

declare a national major disaster for COVID-19?”).

Does the President have the authority to unilaterally declare an

emergency under the Stafford Act?

Section 501(b) of the Stafford Act allows the President to unilaterally declare an emergency for

certain emergencies involving federal primary responsibility.11 The President’s nationwide

emergency declaration for COVID-19 was made under Stafford Act Section 501(b) on the

grounds that

the entire country is now facing a significant public health emergency ... [and] [o]nly the

Federal Government can provide the necessary coordination to address a pandemic of this

national size and scope.... It is the preeminent responsibility of the Federal Government to

take action to stem a nationwide pandemic that has its origins abroad, which implicates its

authority to regulate matters related to interstate matters and foreign commerce and to

conduct the foreign relations of the United States.12

FEMA, “COVID-19 Emergency Declaration,” Release Number: HQ-20-017-FactSheet, March 13, 2020,

https://www.fema.gov/news-release/2020/03/13/covid-19-emergency-declaration (hereinafter FEMA, “COVID-19

Emergency Declaration”); see also FEMA, “Coronavirus (COVID-19): FEMA Assistance for Tribal Governments,”

fact sheet, March 26, 2020, https://www.fema.gov/news-release/2020/03/26/coronavirus-covid-19-fema-assistancetribal-governments (hereinafter FEMA, “COVID-19: FEMA Assistance for Tribal Governments”). FEMA’s “COVID19 Disaster Declarations” webpage also states that the President’s nationwide emergency declaration was intended “to

avoid governors needing to request individual emergency declarations.”

8 44 C.F.R. §206.40(c).

9 44 C.F.R. §206.40(c).

10 44 C.F.R. §206.36.

11 42 U.S.C. §5191(b).

12 President Trump, “Emergency Declaration Letter.”

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Stafford Act Declarations for COVID-19 FAQ

This is the first time a President has unilaterally declared a Stafford Act emergency for a public

health incident—specifically, an infectious disease outbreak. Unilateral presidential declarations,

however, have been made for incidents on a limited scale.13

Is there a cap on the amount of funding FEMA can spend under an

emergency declaration?

Although Stafford Act Section 503 sets a statutory “cap” of $5 million on spending for a single

emergency, there is an exception.14 The $5 million limit may be exceeded when the President

determines that:

(A) continued emergency assistance is immediately required;

(B) there is a continuing and immediate risk to lives, property, public health or safety;

and

(C) necessary assistance will not otherwise be provided on a timely basis. 15

If the $5 million “cap” is exceeded, the President must report to Congress on the “nature and

extent of emergency assistance requirements and shall propose additional legislation if

necessary.”16

Although the President’s emergency declaration for COVID-19 covers the entire nation, each

disaster-affected state and the District of Columbia, as well as some tribal governments, received

a distinct emergency declaration (i.e., 57 separate emergency declarations).17 Therefore, it appears

that each distinct emergency declaration may count as a “single emergency” for purposes of

Stafford Act Section 503 and that the $5 million “cap” is not the nationwide limit on the amount

of emergency assistance that FEMA can provide (see Appendix A for an example of a time when

different states, territories, and tribes received presidential emergency declarations under the

Stafford Act for the same incident).

Major disaster declarations do not have a statutory or regulatory spending cap. As of April 22,

2020, all 50 states, the District of Columbia, Puerto Rico, the Virgin Islands, Guam, American

13 For more information on President Donald J. Trump’s emergency declaration under the Stafford Act, see CRS

Insight IN11264, Presidential Declarations of Emergency for COVID-19: NEA and Stafford Act, by L. Elaine Halchin

and Elizabeth M. Webster.

14 42 U.S.C. §5193(b).

15 42 U.S.C. §5193(b)(2). The ability to make this determination has been delegated to the FEMA Administrator per 44

C.F.R. §206.66.

16 42 U.S.C. §5193(b)(3). The congressional reporting responsibility has been delegated to the FEMA Administrator

per 44 C.F.R. §206.67. FEMA has explained that the Section 503 $5 million “cap” is not a “hard limit,” and spending

in excess of the cap is “relatively common” (FEMA, “Statement Regarding FEMAs Emergency Declaration $5 Million

Cap,” Release Number: EM-3426-PR NR 001, January 13, 2020, https://www.fema.gov/news-release/2020/01/13/

statement-regarding-femas-emergency-declaration-5-million-cap). CRS is unaware of whether a formal report has been

made to Congress with regard to emergency declarations for COVID-19. However, funds expended on an emergency

declaration are counted as major disaster funds once a major disaster declaration is approved (see the “Funding for

Stafford Act Declarations” section for additional information).

17 According to FEMA’s website, “As of March 20, 2020, all 50 states, the District of Columbia, five territories and

one tribe are working directly with FEMA under the Nationwide Emergency Declaration for COVID-19.” FEMA,

“COVID-19 Response.” This information has been updated; as of April 22, 2020, FEMA’s “COVID-19 Disaster

Declarations” webpage states, “All 50 states, the District of Columbia, and 4 territories have been approved for major

disaster declarations to assist with additional needs identified under the nationwide emergency declaration for COVID19. Additionally, 32 tribes are working directly with FEMA under the emergency declaration.”

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Stafford Act Declarations for COVID-19 FAQ

Samoa, and the Commonwealth of the Northern Mariana Islands have received major disaster

declarations for COVID-19.18 For more information on the funding available for the emergencies

and major disasters declared for COVID-19, see the “Funding for Stafford Act Declarations”

section.

Is the COVID-19 emergency assistance time limited?

The federal assistance provided must respond to the effects of the incident warranting an

emergency or major disaster declaration “which took place during the incident period or was in

anticipation of that incident.”19 The emergency and major disaster declarations for COVID-19

currently list the incident period as “January 20, 2020 and continuing.”20 In previous ongoing

disasters, the “continuing” incident period has changed to a set date marking the end of the

emergency or major disaster. In the case of COVID-19, the incident period may vary for each

state, territorial, and tribal government as the threat of COVID-19 abates. According to federal

regulations, FEMA determines the incident period21 in the FEMA-State Agreement.22 In May

2016, the agency released a fact sheet on responding to an infectious disease event, which states,

“[i]n the event of an emergency declaration, FEMA would determine the incident period in

coordination with HHS.”23 The governor of each declared state or territory, or the chief executive

for each declared Indian tribal government, must execute a FEMA-State Agreement in order to

receive assistance pursuant to their COVID-19 emergency declaration.24

It is also possible to extend the incident period. Extensions of the incident period, and program

extensions and end dates may be announced via news releases on FEMA’s website.25

18 FEMA, “COVID-19 Disaster Declarations.”

19 The incident period is the “time interval during which the disaster-causing incident occurs” 44 C.F.R. §206.32(f).

The incident period and associated assistance requirements also apply to major disaster declarations.

20 See the FEMA “Disasters” webpage, available at https://www.fema.gov/disasters. See, for example, FEMA, “District

of Columbia (DC) Covid-19 (EM-3447),” last accessed April 22, 2020, https://www.fema.gov/disaster/3447; and

FEMA, “District of Columbia (DC) Covid-19 Pandemic (DR-4502),” last accessed April 22, 2020,

https://www.fema.gov/disaster/4502, both of which list “January 20, 2020 and continuing” as the incident period (as of

April 22, 2020).

21 44 C.F.R. §206.32(f).

22 44 C.F.R. §206.32(f). Per FEMA’s COVID-19 guidance, “FEMA assistance will require execution of a FEMAState/Tribal/Territory Agreement, as appropriate” (FEMA, “COVID-19 Emergency Declaration”). When an emergency

is declared, the governor of the affected state and the FEMA Regional Administrator (or designee) execute a FEMAState Agreement, which “states the understandings, commitments, and conditions for assistance under which FEMA

disaster assistance shall be provided” (44 C.F.R. §206.44(a)). Per FEMA’s regulations, “[n]o FEMA funding will be

authorized or provided to any grantees or other recipients, nor will direct Federal assistance be authorized by mission

assignment, until such time as this Agreement for the Presidential declaration has been signed, except where it is

deemed necessary by the Regional Administrator to begin the process of providing essential emergency services.... ”

(44 C.F.R. §206.44(a)).

23 FEMA, “Infectious Disease Event,” fact sheet, FP 104-009-001, May 2016, https://www.fema.gov/media-librarydata/1464717519589-ba4712cb1eab5dfb47636b8a2a108676/InfectiousDiseaseFactSheetORR05132016.pdf.

24 44 C.F.R. §206.44(a); and FEMA, “COVID-19 Emergency Declaration.”

25 As an example, see FEMA, “FEMA Extends Incident Period for February Storms and Flooding,” Release Number:

DR-4429-MS NR 017, October 24, 2019, https://www.fema.gov/news-release/2019/10/24/fema-extends-incidentperiod-february-storms-and-flooding.

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Stafford Act Declarations for COVID-19 FAQ

Why didn’t the President declare a national major disaster for

COVID-19?

Stafford Act Section 401 states “[a]ll requests for a declaration by the President that a major

disaster exists shall be made by the Governor of the affected State” or “[t]he Chief Executive of

an affected Indian tribal government may submit a request for a declaration by the President that

a major disaster exists.... ”26 Although the President is not authorized by the Stafford Act to

unilaterally declare a major disaster on behalf of a state, territory, or tribe, the President stated in

his emergency declaration letter to the Acting Secretary of the Department of Homeland Security,

the Secretary of the Department of Treasury, the Secretary of the Department of Health and

Human Services, and the Administrator of the Federal Emergency Management Agency that he

“believe[s] that the disaster is of such severity and magnitude nationwide that requests for a

declaration of a major disaster ... may be appropriate.”27

As of March 20, 2020, the President began approving major disaster declaration requests under

the Stafford Act.28 As of April 22, 2020, all 50 states, the District of Columbia, Puerto Rico, the

Virgin Islands, Guam, American Samoa, and the Commonwealth of the Northern Mariana Islands

have received major disaster declarations for COVID-19.29

Have states, territories, and tribes ever received a major disaster

declaration for an outbreak of an infectious disease, such as

COVID-19?

The President started approving major disaster declaration requests for COVID-19 as of March

20, 2020.30 These declarations are the first major disaster declarations issued under the Stafford

Act for an infectious disease outbreak.

Does it take a long time to approve a request for a major disaster

declaration?

The State of New York was the first state to receive a major disaster declaration for COVID-19.

According to FEMA’s “Daily Operations Briefing for Wednesday, March 18, 2020,” New York

requested a major disaster declaration on March 17, 2020.31 The President authorized New York’s

request on March 20, 2020.32 Other state requests for a major disaster for COVID-19 have also

26 42 U.S.C. §5170(a)-(b).

27

President Trump, “Emergency Declaration Letter.”

28 FEMA, “COVID-19 Response”; and see, for examples, FEMA, “Major Disaster for New York”; FEMA, “Major

Disaster for Washington”; and FEMA, “Major Disaster for California.”

29 FEMA, “COVID-19 Disaster Declarations.”

30 FEMA, “COVID-19 Response”; and see, for examples, FEMA, “Major Disaster for New York”; FEMA, “Major

Disaster for Washington”; and FEMA, “Major Disaster for California.”

31 FEMA, “Daily Operations Briefing for Wednesday, March 18, 2020,” https://content.govdelivery.com/attachments/

USDHSFEMA/2020/03/18/file_attachments/1404252/FEMA%20Daily%20Ops%20Briefing%2003-18-2020.pdf

(hereinafter FEMA, “Daily Operations Briefing for Wednesday, March 18, 2020”). Note that FEMA’s “Declaration

Requests in Process” table notes that New York requested a major disaster declaration on March 17, 2020, but the New

York “Declaration Request” page lists March 16, 2020, as the request date.

32 FEMA, “New York Covid-19 Pandemic (DR-4480),” https://www.fema.gov/disaster/4480.

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Stafford Act Declarations for COVID-19 FAQ

been processed within days of their submission.33 FEMA lists the approved presidential major

disaster declarations for COVID-19 on the agency’s “COVID-19 Disaster Declarations” and

“Disasters” webpages.34 As of April 22, 2020, all 50 states, the District of Columbia, Puerto Rico,

the Virgin Islands, Guam, American Samoa, and the Commonwealth of the Northern Mariana

Islands have received major disaster declarations for COVID-19.35

Types of Stafford Act Assistance

Different types of federal assistance are available pursuant to each type of declaration, with

emergency declarations providing more limited forms of assistance than major disaster

declarations. Federal assistance made available pursuant to Stafford Act declarations is intended

to supplement local efforts to respond to and recover from emergencies and major disasters.

Federal assistance may support state, territorial, tribal, and local governments, certain nonprofit

organizations, and individuals and households. Table 1 lists the forms of assistance available

pursuant to each type of declaration. The following questions relate to the federal response efforts

for COVID-19, including assistance available to state, territorial, tribal, and local governments,

private nonprofit organizations, private entities, and individuals and households.

Table 1. Assistance Available under Stafford Act Declarations

Public Assistance (PA)

Individual Assistance (IA)

Emergency Declaration

Major Disaster Declaration

Emergency Work

Emergency Work

Category A–Debris Removal

Category A–Debris Removal

Category B–Emergency Protective

Measures

Category B–Emergency Protective

Measures

Permanent Work

Category C–Roads and Bridges

Category D–Water Control

Facilities

Category E–Buildings and

Equipment

Category F–Utilities

Category G–Parks, Recreational,

Other

Individuals and Households

Program (IHP)

IHP

Crisis Counseling Program

Disaster Case Management

Disaster Unemployment Assistance

Disaster Legal Services

Disaster Supplemental Nutrition

Assistance Program

33 For example, the State of Iowa requested a major disaster declaration on March 19, 2020 (FEMA, “Daily Operations

Briefing for Friday, March 20, 2020,” https://content.govdelivery.com/attachments/USDHSFEMA/2020/03/20/

file_attachments/1406484/FEMA%20Daily%20Ops%20Briefing%2003-20-2020.pdf). Iowa’s request was approved on

March 23, 2020 (FEMA, “Iowa Covid-19 Pandemic (DR-4483),” https://www.fema.gov/disaster/4483).

34 FEMA, “COVID-19 Disaster Declarations.”

35 FEMA, “COVID-19 Disaster Declarations.”

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Hazard Mitigation Assistance

(HMA)

Emergency Declaration

Major Disaster Declaration

Not Available

Hazard Mitigation Grant Program

Source: Developed by CRS based on the Federal Emergency Management Agency’s (FEMA’s) webpage on “The

Disaster Declaration Process,” available at https://www.fema.gov/disaster-declaration-process.

What is Emergency Declaration Assistance?

Emergency declarations authorize some forms of Public Assistance (PA) and Individual

Assistance (IA) but the assistance is generally more limited than assistance that is made available

under a major disaster declaration.36 Table 1 lists the forms of assistance available pursuant to an

emergency declaration.

Emergency declarations often authorize certain forms of PA, which supplement the ability of a

state, territory, or tribe to respond to an incident. Emergency declarations may authorize PA

“emergency work” undertaken “to save lives, protect property and public health and safety, and

lessen or avert the threat of a catastrophe, including precautionary evacuations,” per Section 502

of the Stafford Act.37 FEMA’s two categories of PA “emergency work” are debris removal

(Category A) and emergency protective measures (Category B).38 Stafford Act emergency

declarations for public health incidents have previously authorized emergency protective

measures undertaken to reduce an immediate threat to life, public health, or safety, including

emergency shelter and medicine, hazard communication, and provision and distribution of

necessities.39

Individual Assistance, which helps individuals and households respond to post-disaster needs, can

also be made available through an emergency declaration. One form of IA—the Individuals and

Households Program (IHP) (authorized under Stafford Act Section 408) may be authorized

pursuant to an emergency declaration.40

36 Emergency declarations, including those made for COVID-19 response and recovery efforts, do not authorize Hazard

Mitigation Assistance (HMA) for projects that may reduce the loss of life and property from future disasters.

37 42 U.S.C. §5192, Section 502 of the Stafford Act (P.L. 93-288).

38 FEMA, Public Assistance Program and Policy Guide (PAPPG), FP 104-009-2, April 2018, p. 19,

https://www.fema.gov/media-library-data/1525468328389-4a038bbef9081cd7dfe7538e7751aa9c/

PAPPG_3.1_508_FINAL_5-4-2018.pdf (hereinafter FEMA, PAPPG).

39 Until COVID-19, no public health incident had received a major disaster declaration since the enactment of the

Stafford Act in 1988. See CRS Insight IN11229, Stafford Act Assistance for Public Health Incidents, by Bruce R.

Lindsay and Erica A. Lee. Emergency declarations for the states of New York and New Jersey for West Nile Virus in

2000, the state of West Virginia for a Chemical Spill in 2014, and the state of Michigan for Water Contamination in

2016 authorized only PA Category B—Emergency Protective Measures. See Federal Emergency Management Agency

(FEMA), “New York; Emergency and Related Determinations,” 65 Federal Register 63589, October 24, 2000; FEMA,

“New Jersey; Emergency and Related Determinations,” 65 Federal Register 67747, November 13, 2000; FEMA,

“West Virginia; Emergency and Related Determinations,” 79 Federal Register 3609, January 22, 2014; and FEMA,

“Michigan; Emergency and Related Determinations,” 81 Federal Register 6030, February 4, 2016.

40 42 U.S.C. §5192(6). For more information on FEMA’s Individual Assistance program, see CRS Report R46014,

FEMA Individual Assistance Programs: An Overview, by Elizabeth M. Webster.

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What assistance is available for states, territories, and tribes under the

emergency declaration for COVID-19?

The emergency declarations issued for COVID-19 on March 13, 2020 authorized Public

Assistance (PA) in accordance with Section 502 of the Stafford Act.41 Under this declaration,

FEMA may reimburse states, tribes, and territories for costs incurred while performing

emergency protective measures.42

Specifically, the COVID-19 emergency declarations authorized PA Category B—Emergency

Protective Measures.43 States, territories, or tribes will be the PA grant Recipients and administer

PA awards.44 State, territorial, and tribal governments that have received emergency or major

disaster declarations may apply to FEMA for funds as PA grant Recipients. Local governments

and certain nonprofit entities may apply for funds through the PA grant Recipient.45

Eligible applicants are to be reimbursed for 75% of eligible costs incurred while performing

emergency protective measures.46 FEMA cannot provide financial assistance for activities that are

covered by insurance, or any other source, including activities eligible for financial assistance

from the Department of Health and Human Services (HHS).47 For example, PA applicants cannot

receive reimbursement for COVID-19 public health surveillance work or other activities already

funded by the HHS Public Health Emergency Preparedness Cooperation Agreement Program.48

Emergency protective measures encompass a wide range of activities.49 According to a FEMA

news release on the COVID-19 emergency declaration, reimbursable activities may include

“activation of State Emergency Operations Centers, National Guard costs, law enforcement and

other measures necessary to protect public health and safety.”50 On March 19, 2020, FEMA

released a non-exclusive list of eligible emergency protective measures that was later

supplemented with a non-exclusive list of eligible emergency medical care.51

41 President Trump, “Emergency Declaration Letter.”

42 President Trump, “Emergency Declaration Letter.”

43 The declaration authorized this assistance in accordance with 42 U.S.C. §5192, Section 502 of the Stafford Act (P.L.

93-288).

44 An Indian tribal government may elect to be a subrecipient under a state declaration or request its own declaration

and be a PA grant Recipient. 44 C.F.R. §206.201(e); see also FEMA, “COVID-19: FEMA Assistance for Tribal

Governments.”

45 44 C.F.R. §206.202(a).

46 FEMA, “Coronavirus (COVID-19) Pandemic: Eligible Emergency Protective Measures,” fact sheet, March 19, 2020,

https://www.fema.gov/news-release/2020/03/19/coronavirus-covid-19-pandemic-eligible-emergency-protectivemeasures (hereinafter FEMA, “COVID-19 Eligible Emergency Protective Measures”). See also 44 C.F.R. §206.65.

47 42 U.S.C. §5155.

48 FEMA, “COVID-19 Eligible Emergency Protective Measures,” and FEMA, “Coronavirus (COVID-19) Pandemic:

Emergency Medical Care,” fact sheet, March 31, 2020, https://www.fema.gov/news-release/2020/03/31/coronaviruscovid-19-pandemic-emergency-medical-care” (hereinafter, FEMA, “COVID-19: Emergency Medical Care”). See also

Centers for Disease Control and Prevention (CDC), “Public Health Emergency Preparedness (PHEP) Cooperative

Agreement,” https://www.cdc.gov/cpr/readiness/phep.htm.

49 For a non-exclusive list of emergency protective measures eligible for reimbursement under general FEMA

guidance, see FEMA, PAPPG, pp. 57-82.

50 FEMA, “President Donald J. Trump Directs FEMA Support Under Emergency Declaration for COVID-19,” Release

Number: HQ-20-017, March 13, 2020, https://www.fema.gov/news-release/2020/03/13/president-donald-j-trumpdirects-fema-support-under-emergency-declaration (hereinafter, FEMA, “President Trump Directs FEMA Support”).

51 FEMA, “COVID-19 Eligible Emergency Protective Measures,” and FEMA, “COVID-19: Emergency Medical

Care.”

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Table 2. Eligible Emergency Protective Measures—COVID-19

Management, control, and reduction of immediate threats to public health and safety:

o Emergency Operation Center costs;

o Training specific to the declared event;

o Disinfection of eligible public facilities;

o Technical assistance to state, tribal, territorial, or local governments on emergency

management and control of immediate threats to public health and safety.

Emergency medical care:

o Triage and medically necessary tests and diagnosis related to COVID-19 cases;

o Emergency medical treatment of COVID-19 patients;

o Prescription costs related to COVID-19 treatment;

o Use or lease of specialized medical equipment necessary to respond to COVID-19 cases;

o Purchase of PPE, durable medical equipment, and consumable medical supplies necessary to

respond to COVID-19 cases (note that disposition requirements may apply);

o Medical waste disposal related to eligible emergency medical care;

o Emergency medical transport related to COVID-19;

o Temporary medical facilities and expanded medical care facility capacity for COVID-19 for

facilities overwhelmed by COVID-19 cases and/or to quarantine patients infected or potentially

infected by COVID-19;

o Temporary facilities and expansions may be used to treat COVID-19 patients or non-COVID19 patients, as appropriate.

Medical sheltering (e.g., when existing facilities are reasonably forecasted to become overloaded in the

near future and cannot accommodate needs):

o All sheltering must be conducted in accordance with standards and/or guidance approved by

U.S. Department of Health and Human Services (HHS)/Centers for Disease Control and

Prevention (CDC) and must be implemented in a manner that incorporates social distancing

measures.

o

o

Non‐congregate medical sheltering may also be eligible, subject to prior approval by FEMA.a

Non-congregate sheltering is defined as sheltering that affords a degree of privacy to individuals

or households like hotels, motels, or dormitories. By contrast, FEMA refers to emergency

mass sheltering in gymnasiums or schools as congregate sheltering.b Examples of noncongregate sheltering include sheltering for those who test positive for COVID-19 who do not

require hospitalization but need isolation (including those exiting from hospitals); those who

have been exposed to COVID-19 who do not require hospitalization; and asymptomatic highrisk individuals needing social distancing as a precautionary measure, such as people over 65 or

with certain underlying health conditions (respiratory, compromised immunities, chronic

disease).

Sheltering specific populations in non-congregate shelters should be determined by a public

health official’s direction or in accordance with the direction or guidance of health officials by

the appropriate state or local entities. The request should specify the populations to be

sheltered.

Household pet sheltering and containment actions related to household pets in accordance with CDC

guidelines;

Purchase and distribution of food, water, ice, medicine, and other consumable supplies, to include

personal protective equipment and hazardous material suits;

Movement of supplies and persons;

Security and law enforcement;

Communications of general health and safety information to the public;

Search and rescue to locate and recover members of the population requiring assistance;

Reimbursement for state, tribe, territory, and/or local government force account overtime costs.c

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Source: Federal Emergency Management Agency (FEMA), “Coronavirus (COVID-19) Pandemic: Eligible

Emergency Protective Measures,” fact sheet, March 19, 2020, https://www.fema.gov/news-release/2020/03/19/

coronavirus-covid-19-pandemic-eligible-emergency-protective-measures; and FEMA, “Coronavirus (COVID-19)

Pandemic: Emergency Medical Care,” fact sheet, March 31, 2020, https://www.fema.gov/news-release/2020/03/31/

coronavirus-covid-19-pandemic-emergency-medical-care. Note that FEMA may change guidance at any time.

Notes:

a. For more information, see FEMA, “Public Assistance: Non-Congregate Sheltering Delegation of Authority,”

fact sheet, March 19, 2020, https://www.fema.gov/news-release/2020/03/19/public-assistance-noncongregate-sheltering-delegation-authority; and FEMA, “Coronavirus (COVID-19) Pandemic: NonCongregate Sheltering,” frequently asked questions, March 31, 2020, https://www.fema.gov/news-release/

2020/03/31/coronavirus-covid-19-pandemic-non-congregate-sheltering.

b. FEMA, Public Assistance Program and Policy Guide (PAPPG), FP 104-009-2, April 2018, p. 66,

https://www.fema.gov/media-library-data/1525468328389-4a038bbef9081cd7dfe7538e7751aa9c/

PAPPG_3.1_508_FINAL_5-4-2018.pdf.

c. Per the FEMA PAPPG, “FEMA refers to the Applicant’s personnel as ‘force account.’” (FEMA, PAPPG, p. 23).

For more information, see Stafford Act §403(d)(1)(B), 42 U.S.C. §5170b, and 44 C.F.R. §206.228(a)(2)(iii).

What assistance is available for private nonprofit organizations and businesses

under the emergency declaration for COVID-19?

Under the Stafford Act, eligible private nonprofit organizations may receive reimbursement for

costs incurred while performing eligible emergency protective measures through the PA program.

For-profit entities are not eligible applicants for PA.52

President Trump’s emergency declaration for COVID-19 authorized FEMA to reimburse state,

territorial, tribal, and local government entities and certain nonprofit organizations (PNPs) for

eligible costs incurred while performing emergency protective measures.53 Under the Stafford

Act, certain PNPs may be eligible for PA if they provide “critical services”54 or non-critical,

“essential”55 services available to the general public. PNPs providing critical services include

52 Private nonprofit organizations (PNPs) are defined in both the Stafford Act and FEMA regulations. 44 C.F.R.

§206.221(f) defines PNPs as “any nongovernmental agency or entity that currently has: (1) An effective ruling letter

from the U.S. Internal Revenue Service, granting tax exemption under sections 501(c), (d), or (e) of the Internal

Revenue Code of 1954, or (2) Satisfactory evidence from the State that the nonrevenue producing organization or entity

is a nonprofit one organized or doing business under State law.” Additionally, Stafford Act Section 102(11)(A) and (B)

define private nonprofit facilities (42 U.S.C. §5122 (11)(A) and (B)). The FEMA fact sheet for COVID-19 PNPs states

that, “[t]o be eligible for Public Assistance, a PNP applicant must show that it has: [1] [a] ruling letter from the Internal

Revenue Service granting tax exemption under sections 501(c), (d), or (e) of the Internal Revenue Code of 1954; or [2]

[d]ocumentation from the state substantiating that the non-revenue producing organization or entity is a nonprofit entity

organized or doing business under state law. Eligible PNPs must also own or operate an eligible facility. For PNPs, an

eligible facility is one that provides an eligible service, which includes education, utilities, emergency, medical,

custodial care, and other essential social services” (FEMA, “Coronavirus (COVID-19) Pandemic: Private Nonprofit

Organizations,” fact sheet, April 2, 2020, https://www.fema.gov/news-release/2020/04/02/coronavirus-covid19pandemic-private-nonprofit-organizations). Section 403(a)(4) of the Stafford Act authorizes the President to reimburse

state and local governments, as well as private nonprofit facilities, for essential assistance following a major disaster

declaration (42 U.S.C. §5170b(a)(4)).

53 FEMA, “COVID-19 Emergency Declaration.”

54 Eligible PNPs that provide critical services are “educational, utility, irrigation, emergency, medical, rehabilitational,

and temporary or permanent custodial care facilities (including those for the aged and disabled) and facilities on Indian

reservations,” as defined at 42 U.S.C. §5122(11)(A), Section 102(11)(A) of the Stafford Act, and 44 C.F.R.

§206.221(e). FEMA provides a full discussion on the eligibility of private non-profit organizations in FEMA, PAPPG,

pp. 10-14.

55 PNPs that provide “non-critical, essential” services are “any private nonprofit facility that provides essential social

services to the general public (including museums, zoos, performing arts facilities, community arts centers, community

centers, libraries, homeless shelters, senior citizen centers, rehabilitation facilities, shelter workshops, food banks,

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educational, utility, irrigation, emergency, medical, rehabilitational, and temporary or permanent

custodial care facilities.56 PNPs providing non-critical but essential services include, but are not

limited to, community centers, libraries, homeless shelters, food banks, broadcasting facilities,

houses of worship, senior citizen centers, rehabilitation facilities, and shelter workshops.57

Religiously affiliated PNPs must meet the same eligibility criteria as other PNPs.58

For-profit entities are not eligible to apply for reimbursement through the PA program. For-profit

entities, however, may be eligible for COVID-19 assistance through the Small Business

Administration (SBA).59

Eligible PA applicants and PA grant Recipients may also contract for-profit entities to perform

emergency work.60 For example, FEMA specified that eligible governments “may contract with

medical providers, including private for-profit hospitals, to carry out any eligible activity

described in the Eligible Emergency Medical Care Activities….”61 FEMA may then reimburse PA

grant Recipients for the federal share of eligible costs incurred during the execution of the work.

PA grant Recipients may then reimburse PA Applicants for eligible associated costs.

What assistance is available for individuals under the emergency declaration

for COVID-19?

Individual Assistance (IA) was not authorized by the President’s initial emergency declaration for

COVID-19.62 However, IA—Crisis Counseling has been authorized for 10 states pursuant to their

broadcasting facilities, houses of worship, and facilities that provide health and safety services of a governmental

nature), as defined by the President. No house of worship may be excluded from this definition because leadership or

membership in the organization operating the house of worship is limited to persons who share a religious faith or

practice” as defined in 42 U.S.C. §5122(11)(B), Section 102(11)(B) of the Stafford Act, and 44 C.F.R. §206.221(e)(7).

See also FEMA, PAPPG, pp. 10-14.

56 FEMA, PAPPG, p. 12.

57 FEMA, PAPPG, p. 13.

58 The Bipartisan Budget Act of 2018 (P.L. 115-123) changed eligibility for houses of worship under the Stafford Act.

Per 42 U.S.C. §5122(11)(B), “[n]o house of worship may be excluded from this definition because leadership or

membership in the organization operating the house of worship is limited to persons who share a religious faith or

practice.”

59 For more information, see CRS Report R46284, COVID-19 Relief Assistance to Small Businesses: Issues and Policy

Options, by Robert Jay Dilger, Bruce R. Lindsay, and Sean Lowry.

60 FEMA, PAPPG, pp. 30-33. FEMA released a memorandum for COVID-19 procurement; FEMA, “Procurement

Under Grants Conducted Under Emergency or Exigent Circumstances for COVID-19,” memorandum, March 17, 2020,

https://www.fema.gov/media-library-data/1584457999950-7186ffa29ace3e6faf2ca2f764357013/

Procurement_Under_EE_Circumstances_Memo_final_508AB.pdf. See also FEMA, “Procurement Under Grants:

Under Emergency or Exigent Circumstances,” fact sheet, March 20, 2020, https://www.fema.gov/news-release/2020/

03/20/procurement-under-grants-under-exigent-or-emergency-circumstances.

61 FEMA, “COVID-19: Emergency Medical Care.”

62 FEMA, “President Trump Directs FEMA Support.” The FEMA release states that “[the] declaration does not make

direct financial assistance available to individuals.” In a separate FEMA release, the agency makes it clear that the

emergency declaration makes only Public Assistance Category B—Emergency Protective Measures available. “State,

Territorial, Tribal, local government entities and certain private non-profit (PNP) organizations are eligible to apply for

Public Assistance.... In accordance with section 502 of the Stafford Act, eligible emergency protective measures taken

to respond to the COVID-19 emergency at the direction or guidance of public health officials’ may be reimbursed

under Category B of the agency’s Public Assistance program.” FEMA, “COVID-19 Emergency Declaration.” If IA

were authorized pursuant to an emergency declaration for COVID-19, the FEMA Individuals and Households Program

(IHP) is the only type of Individual Assistance (IA) that would be available. Stafford Act Section 502(a)(6) allows the

President to “provide assistance in accordance with section 5174 of this title” (42 U.S.C. §5192(a)(6)). 42 U.S.C. §5174

relates to Stafford Act Section 408, the IHP. The IHP may provide Housing Assistance and Other Needs Assistance

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major disaster declarations for COVID-19 (for more information, see “What assistance is

available to individuals under a major disaster declaration?”).63 Table A-1 includes a list of the

categories of FEMA assistance—including Crisis Counseling—authorized pursuant to the major

disaster declarations for COVID-19, organized by state and territory.

What types of assistance for medical care will FEMA reimburse under the

Stafford Act declarations for COVID-19?

As of March 30, 2020, Stafford Act declarations for COVID-19 authorized FEMA to reimburse

only state, territorial, tribal, and local governments and eligible nonprofits for the cost of

uninsured emergency medical care. No assistance for individuals’ medical costs has been

authorized.

All major disaster and emergency declarations issued under the Stafford Act as of March 30,

2020, authorized PA Category B—Emergency Protective Measures, through which FEMA may

reimburse eligible state, territorial, tribal, and local governmental entities and eligible private

nonprofit entities for the cost of uninsured emergency medical care directly related to COVID19.64 Per Stafford Act Section 312, FEMA may not duplicate assistance provided by other entities,

including the Department of Health and Human Services (HHS) or private medical insurers.65

FEMA may only reimburse medical care that is required as a result of COVID-19,66 and that

eliminates or lessens immediate threats to life, public health, or safety.67 Typically, emergency

medical care costs are eligible for up to 30 days from the date of an emergency or major disaster

declaration. In the case of COVID-19, eligible emergency medical care costs are “eligible for the

duration of the Public Health Emergency, as determined by HHS.”68 However, the cost of longterm medical treatment is not eligible for reimbursement through PA, including the costs of

medical care for COVID-19 patients admitted to a medical facility on an inpatient basis. Also not

eligible are the costs of treatment for COVID-19 patients beyond the duration of the Public

Health Emergency, and administrative costs associated with the treatment of COVID-19

patients.69

The HHS Secretary has invoked several public health emergency authorities for the COVID-19

response. Although FEMA’s list of authorized medical care does not specify which public health

(ONA). The FEMA IA programs are described in the FEMA Individual Assistance Program and Policy Guide

(IAPPG), FP 104-009-03, March 2019, https://www.fema.gov/media-library-data/15517134300461abf12182d2d5e622d16accb37c4d163/IAPPG.pdf (hereinafter FEMA, IAPPG). For example, Medical and Dental

Assistance, a form of ONA, may allow FEMA to provide financial assistance to individuals with disaster-caused,

uninsured medical and dental expenses (not to exceed $35,500 (FY2020)) (FEMA, IAPPG, pp. 140-143). For more

information on the IHP and other forms of IA, see CRS Report R46014, FEMA Individual Assistance Programs: An

Overview, by Elizabeth M. Webster.

63 As of April 22, 2020, some states were authorized to receive Individual Assistance—Crisis Counseling (see, for

example, FEMA, “Major Disaster for New York”). As of April 22, 2020, Puerto Rico, the U.S. Virgin Islands,

American Samoa, the Commonwealth of the Northern Mariana Islands, and Guam were only authorized to receive

Public Assistance Category B pursuant to their major disaster declarations for COVID-19. These territories were not

authorized to receive IA—Crisis Counseling (see FEMA, “COVID-19 Disaster Declarations”).

64 FEMA, “COVID-19: Emergency Medical Care.”

65 Stafford Act §312; 42 U.S.C. §5155. See also 44 C.F.R. §206.250(c).

66 44 C.F.R. §206.223(a)(1).

67 44 C.F.R. §206.225(3)(i).

68 FEMA, “COVID-19: Emergency Medical Care.”

69 FEMA, “COVID-19: Emergency Medical Care.”

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emergency authority is meant in referring to the duration of eligibility, it probably refers to the

declaration authority pursuant to Section 319 of the Public Health Service Act.70 The “Section

319” authority allows the HHS Secretary to carry out a specified set of actions to address public

health emergencies, such as expediting or waiving certain administrative requirements that would

otherwise apply to federal activities or federally administered grants. The declaration of a Public

Health Emergency for COVID-19 was made on January 31, 2020. It is in effect for 90 days, and

is expected by many to be renewed and remain in effect for the duration of the response.71

Table 3 includes the types of emergency medical care necessary to saves lives or protect public

health and safety that are listed by FEMA as eligible for PA for COVID-19, as of March 31, 2020.

Table 3. Eligible Emergency Medical Care Activities

as of March 31, 2020

Triage and medically necessary tests and diagnosis related to COVID-19 cases;

Emergency medical treatment of COVID-19 patients;

Prescription costs related to COVID-19 treatment;

Use or lease of specialized medical equipment necessary to respond to COVID-19 cases;

Purchase of PPE, durable medical equipment, and consumable medical supplies necessary to respond to

COVID-19 cases (note that disposition requirements may apply);

Medical waste disposal related to eligible emergency medical care;

Emergency medical transport related to COVID-19;

Temporary medical facilities and expanded medical care facility capacity for COVID-19 for facilities

overwhelmed by COVID-19 cases and/or to quarantine patients infected or potentially infected by

COVID-19;

Temporary facilities and expansions may be used to treat COVID-19 patients or non-COVID-19

patients, as appropriate.

Medical sheltering (e.g., when existing facilities are reasonably forecasted to become overloaded in the

near future and cannot accommodate needs)

o All sheltering must be conducted in accordance with standards and/or guidance approved by

HHS/CDC and must be implemented in a manner that incorporates social distancing measures.

o

o

Non‐congregate medical sheltering may also be eligible, subject to prior approval by FEMA.

Examples include sheltering for those who test positive for COVID-19 who do not

require hospitalization but need isolation (including those exiting from hospitals);

those who have been exposed to COVID-19 who do not require hospitalization; and

asymptomatic high-risk individuals needing social distancing as a precautionary

measure, such as people over 65 or with certain underlying health conditions

(respiratory, compromised immunities, chronic disease).

Sheltering specific populations in non-congregate shelters should be determined by a public

health official’s direction or in accordance with the direction or guidance of health officials by

the appropriate state or local entities. The request should specify the populations to be

sheltered.

70 42 U.S.C. §247d. For more information, see HHS, “Public Health Emergency Declaration,” https://www.phe.gov/

Preparedness/legal/Pages/phedeclaration.aspx.

71 U.S. Department of Health and Human Services (HHS), “Determination That a Public Health Emergency Exists

Nationwide as the Result of the 2019 Novel Coronavirus,” January 31, 2020, https://www.phe.gov/emergency/news/

healthactions/phe/Pages/default.aspx. An emergency determination under Section 319 terminates after 90 days, unless

terminated earlier by the HHS Secretary, and is renewable for additional 90-day periods. Section 319 emergencies

declared in response to the 2009 H1N1 influenza pandemic and the 2016-2017 Zika virus outbreak were each renewed

several times.

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Source: Federal Emergency Management Agency (FEMA), “Coronavirus (COVID-19) Pandemic: Emergency

Medical Care,” March 31, 2020, https://www.fema.gov/news-release/2020/03/31/coronavirus-covid-19-pandemicemergency-medical-care.

FEMA may determine that other activities undertaken to reduce the threats to life, public health,

or safety by COVID-19 are eligible emergency protective measures. To determine eligibility,

FEMA’s Regional Administrators may require that local, state, or federal officials certify that the

work performed was necessary to cope with such threats.72

What measures must states, tribes, and territories take before FEMA may

provide assistance for COVID-19 within their jurisdictions?

According to FEMA, all U.S. states, territories, and the District of Columbia, as well as tribes that

have received independent emergency declarations for COVID-19, must execute a FEMAState/Tribal/Territory Agreement (hereinafter FEMA-State Agreement), as appropriate, and

execute an applicable emergency plan in order to receive FEMA assistance.73 FEMA-State

Agreements state the understandings, terms, and commitments under which FEMA disaster

assistance is to be provided.74 FEMA-State Agreements describe the emergency or disaster

(incident), the incident period, the type and extent of assistance to be made available, the federal

and nonfederal cost share, and other terms and conditions of the declaration and provision of

assistance.75 The state, territory, or tribe with an emergency or major disaster declaration becomes

the PA grant Recipient and administers PA awards within its jurisdiction.76

FEMA also requires an Application for Federal Assistance and an update of a Public Assistance

Plan before it will provide assistance through the PA program.77 Recipients may register accounts

for all PA Applicants on the PA Grants portal, a FEMA maintained database.78 Eligible PA

Applicants within the jurisdiction may then apply for PA, and awarded projects are tracked in the

PA grants database.

72 44 C.F.R. §206.225(2).

73 The Application for Federal Assistance is Standard Form 424. FEMA, “COVID-19 Emergency Declaration.”

Although a modified declaration for a federal emergency, such as the emergency declarations issued pursuant to

Stafford Act Section 501(b) for COVID-19, may or may not require a FEMA-State Agreement, depending on the type

of assistance being provided (44 C.F.R. §206.44(d)), the March 13, 2020, COVID-19 Emergency Declaration requires

the execution of FEMA-State Agreements (FEMA, “COVID-19 Emergency Declaration”). FEMA’s regulations,

however, note that although generally FEMA assistance will not be provided until the FEMA-State Agreement is

signed, there is an exception. When it “is deemed necessary by the [FEMA] Regional Administrator to begin the

process of providing essential emergency services.... ” FEMA may begin providing assistance prior to the FEMA-State

Agreement’s being signed (44 C.F.R. §206.44(a)).

74 44 C.F.R. §206.44(a).

75 44 C.F.R. §206.44(b).

76 44 C.F.R. §206.202 and FEMA, PAPPG, p. 5.

77 FEMA, “COVID-19 Emergency Declaration,” and FEMA, “Coronavirus (COVID-19) Pandemic: Public Assistance

Simplified Application,” fact sheet, March 23, 2020, https://www.fema.gov/news-release/2020/03/23/coronaviruscovid-19-pandemic-public-assistance-simplified-application (hereinafter, FEMA, “COVID-19 Simplified PA

Application”). For more information on FEMA-State Agreements, see FEMA, PAPPG, p. 5, and 44 C.F.R. §206.44.

For more information on state emergency plans applicable to the PA program, see 44 C.F.R. §206.4. For more

information on grant approval forms, see 44 C.F.R. §206.202 (e). For more information on state administrative plans,

see 44 C.F.R. §206.207(b).

78 FEMA, “COVID-19 Simplified PA Application.”

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Can states/tribes request to receive certain kinds of emergency protective

measures?

FEMA has published guidance “on the types of emergency protective measures that may be

eligible under FEMA’s Public Assistance Program in accordance with the COVID-19 Emergency

Declaration in order to ensure that resource constraints do not inhibit efforts to respond to this

unprecedented disaster.”79 The list of eligible emergency protective measures is not exhaustive.

Moreover, FEMA stated that

In accordance with section 502 of the Robert T. Stafford Disaster Relief and Emergency

Assistance Act, 42 U.S.C. 5121-5207 (the “Stafford Act”), eligible emergency protective

measures taken to respond to the COVID-19 emergency at the direction or guidance of

public health officials may be reimbursed under Category B of FEMA’s Public Assistance

program. FEMA will not duplicate assistance provided by the U.S. Department of Health

and Human Services (HHS), to include the Centers for Disease Control and Prevention

(CDC), or other federal agencies.80

FEMA and PA grant Recipients (i.e., the state, territory, or tribe that administers the PA award)81

both review applications for Public Assistance to determine whether costs, work, and applicants82

are eligible to receive PA.83 FEMA may approve or decline requests for assistance (see Table 2

for a list of eligible emergency protective measures for COVID-19).84 FEMA regulations provide

procedures by which an eligible PA Applicant, Subrecipient,85 or Recipient “may appeal any

determination previously made related to an application for or the provision of Federal

assistance.”86

May applicants receive PA for management and disposal of medical waste and

human remains?

PA for disposal of medical waste and interment of human remains is included in eligible work

authorized for all jurisdictions under PA Category B—Emergency Protective Measures.87

How long does it take to receive emergency assistance?

In the case of COVID-19, FEMA introduced streamlined procedures in an effort to expedite the

delivery of PA emergency assistance. According to FEMA, “[f]unding is immediately available

should state, tribal, territorial or local officials request expedited assistance.”88 On March 21,

2020, FEMA reported that the agency had obligated over $100 million in 24 hours for awards

79 FEMA, “COVID-19 Eligible Emergency Protective Measures.”

80 FEMA, “COVID-19 Eligible Emergency Protective Measures.”

81 Per the FEMA PAPPG, a “recipient” is “[a] non-Federal entity that receives a Federal award directly from a Federal

awarding agency to carry out an activity under a Federal program” (FEMA, PAPPG, p. x).

82 Per the FEMA PAPPG, an “applicant” is “[a] non-Federal entity submitting an application for assistance under the

Recipient’s Federal award” (FEMA, PAPPG, p. x).

83 44 C.F.R. §206.202 (d) and (e). See also FEMA, “COVID-19 Simplified PA Application.”

84 See 44 C.F.R. §206.225(a) and 44 C.F.R. §206.202(c)-(e).

85 Per the FEMA PAPPG, a “subrecipient” is “[a]n Applicant that receives a subaward from a pass-through entity,”

which is defined as “[a] non-Federal entity that provides a subaward to an Applicant” (FEMA, PAPPG, p. x).

86 44 C.F.R. §206.206. See also FEMA, PAPPG, pp. 145-146.

87 FEMA, “COVID-19 Eligible Emergency Protective Measures.” See also FEMA, PAPPG, p. 58.

88 FEMA, “COVID-19 Simplified PA Application.”

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authorized under the March 13, 2020 emergency declarations for COVID-19 authorized under the

Stafford Act.89

Generally, the time elapsed during delivery of PA emergency assistance will vary by state,

incident, applicant, and project. A number of different factors involved in the PA application and

reimbursement process affect the delivery of PA. Relevant factors include, but are not limited to,

the scope of the project90 and the time required for the performance of eligible work.91

FEMA may obligate and disburse funds for small projects (those up to $131,100 in FY2020)

upon the approval of a project worksheet, the form FEMA uses to document the details of the

Applicant’s work and costs claimed.92 For large projects (those equal to or greater than $131,100

in FY2020), FEMA may obligate funds to the PA grant Recipient upon the approval of a project

worksheet. Applicants may request reimbursement for work completed from the PA grant

Recipient.93

Can declarations be amended to provide additional types of assistance?

After the President declares an emergency or major disaster, the governor or chief executive may

request that the declaration be amended to include additional types of assistance.94 FEMA can

approve such a request.95 It is not uncommon to authorize additional types of assistance

subsequent to a presidential declaration.

If FEMA denies a requested amendment, the governor or chief executive may appeal the decision

in writing.96 The request and its justification must be submitted to the Assistant Administrator for

the Disaster Assistance Directorate through the appropriate FEMA Regional Administrator for the

FEMA region in which the state, territory, or tribe is located.97 The appeal is a “one-time request

for reconsideration”—FEMA’s determination on the appeal is final.98

89 FEMA, “Coronavirus (COVID-19) Pandemic,” Congressional Advisory, March 21, 2020, p. 2.

90 For more information on reimbursement procedures, see 44 C.F.R. §206.205, and FEMA, “Strategic Funds

Management—Implementation Procedures for the Public Assistance Program,” SOP 9570.24, December 21, 2020,

https://www.fema.gov/media-library-data/20130726-1902-25045-1202/

sop_9570.24_strategic_funds_management___implementation_procedures_for_pa_program.pdf. After the COVID-19

Stafford Act declarations, FEMA updated guidance on procurement procedures for emergency and exigent

circumstances. See FEMA, “Procurement Under Grants: Under Exigent or Emergency Circumstances,” March 20,

2020, FEMA, “Procurement Under Grants: Under Exigent or Emergency Circumstances,” March 20, 2020.

91 See 44 C.F.R. §206.204(c).

92 44 C.F.R. §206.205(a). FEMA defines project size based on an annually adjusted cost threshold. In FY2020, a small

project is a project above $3,300 and equal to or less than $131,100. FEMA, “Per Capita Impact Indicator and

Thresholds,” https://www.fema.gov/public-assistance-indicator-and-project-thresholds.

93 44 C.F.R. §206.205(b), and FEMA, “Per Capita Impact Indicator and Thresholds,” https://www.fema.gov/publicassistance-indicator-and-project-thresholds. For more on the PA reimbursement process, see 44 C.F.R. §206.205 and

FEMA, PAPPG, pp. 142-146.

94 44 C.F.R. §206.40(c).

95 44 C.F.R. §206.40(c); see also FEMA, Tribal Declarations Pilot Guidance, January 2017, p. 48,

https://www.fema.gov/media-library-data/1523033284358-20b86875d12843441a521a6141c15099/Pilot_Guidance.pdf

(hereinafter FEMA, Tribal Declarations Guidance).

96 44 C.F.R. §206.46(b); see also FEMA, Tribal Declarations Guidance, p. 49.

97 44 C.F.R. §206.46(b). Governors may also appeal a denial of a declaration request, for example, if they request and

are denied for a major disaster declaration (44 C.F.R. §206.46(a)). A list of FEMA Regions and the states and

territories in each FEMA Region is available on FEMA’s “FEMA Regional Contacts” webpage at

https://www.fema.gov/fema-regional-contacts.

98 FEMA has different appeal processes for different programs. For example, the process by which an applicant may

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Can the federal cost share be adjusted?

The President has the authority to adjust the federal share of Public Assistance programs.99 The

federal cost share may be increased at FEMA’s recommendation when requested by a state,

territory, or tribe.100 The federal share is set at 75% for eligible emergency protective measures

performed by states pursuant to the Stafford Act declarations for COVID-19 (authorized under

Stafford Act Section 502 for the emergency declarations, and Section 403 for the major disaster

declarations).101

A state may also receive a loan or advance to cover the nonfederal share (i.e., the portion of the

costs not borne by the federal government) in certain extraordinary situations.102 Specifically,

Stafford Act Section 319 authorizes the President to either lend or advance the nonfederal share to

an eligible Applicant or a state. This may be done when—

(1) the State is unable to assume its financial responsibility under such cost-sharing

provisions—

(A) with respect to concurrent, multiple major disasters in a jurisdiction, or

(B) after incurring extraordinary costs as a result of a particular disaster; and

(2) the damages caused by such disasters or disaster are so overwhelming and severe that

it is not possible for the applicant or the State to assume immediately their financial

responsibility under this chapter.103

Any loan or advance must be repaid with interest.104 FEMA’s regulations, as a condition for

making such a loan, require that the state or eligible Applicant not be delinquent in payment of

any debts to FEMA.105 If the governor’s request for an advance is denied, the governor may

appeal the decision in writing.106 As with other appeals of federal decisions regarding assistance

provided pursuant to a disaster declaration, this is a one-time request for reconsideration.107

appeal a decision regarding Public Assistance eligibility is detailed in Stafford Act Section 423 and 44 C.F.R. §206.206

(see also FEMA, “Public Assistance Appeals,” fact sheet, last updated April 2017, https://www.fema.gov/medialibrary-data/1494250080108-9576cc6b2f5e0b0b78a3a52698b4775d/PA_Appeals_Fact_Sheet.pdf; and FEMA, “Public

Assistance Appeals & Arbitration under the Disaster Recovery Reform Act,” fact sheet, last updated February 2020,

https://www.fema.gov/media-library-data/1583884001266-0b7a81345b913331f5ac77dfc81cd153/

FactSheet_DRRA_PA_Appeals_Arbitration.pdf).

99 See, for example, 42 U.S.C. §5193(a), which states “[t]he Federal share for assistance provided under this subchapter

[Subchapter IV—Major Disaster Assistance Programs] shall be equal to not less than 75 percent of the eligible costs”;

and 42 U.S.C. §5170b(b), which states “[t]he Federal share of assistance under this section [essential assistance] shall

be not less than 75 percent of the eligible cost of such assistance.”

100 44 C.F.R. §206.47; see also FEMA, Tribal Declarations Guidance, p. 48. For more information, see CRS Report

R41101, FEMA Disaster Cost-Shares: Evolution and Analysis, by Natalie Keegan and Elizabeth M. Webster.

101 FEMA, “COVID-19 Eligible Emergency Protective Measures.” The federal cost share is also 75% for the states that

have received major disaster declarations for COVID-19 and have been authorized for emergency protective measures

(Public Assistance Category B) authorized under Section 403 of the Stafford Act (see, for example, FEMA, “Major

Disaster for New York”). For more information on cost shares, see CRS Report R41101, FEMA Disaster Cost-Shares:

Evolution and Analysis, by Natalie Keegan and Elizabeth M. Webster.

102 42 U.S.C. §5162; see also 44 C.F.R. §206.45.

103 42 U.S.C. §5162(a).

104 42 U.S.C. §5162(b); see also 44 C.F.R. §206.45(c).

105 44 C.F.R. §206.45(a)(3).

106 44 C.F.R. §206.46(c).

107 44 C.F.R. §206.46(c).

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Congress has, on occasion, adjusted the federal share through legislation. For example, Section

4501 of the U.S. Troop Readiness, Veterans’ Care, Katrina Recovery, and Iraq Accountability

Appropriations Act, 2007 (P.L. 110-28) authorized 100% federal share for Public Assistance and

Individual Assistance for specific states following Hurricanes Katrina, Wilma, Dennis, and Rita.

What is Major Disaster Assistance?

Different types of federal assistance are available pursuant to each type of declaration, with major

disaster declarations providing more forms of assistance than emergency declarations. As of April

22, 2020, the President had approved major disaster declaration requests for all 50 states, the

District of Columbia, Puerto Rico, the Virgin Islands, Guam, American Samoa, and the

Commonwealth of the Northern Mariana Islands for COVID-19.108 The specific types of

assistance that may be available under a major disaster declaration are listed in Table 1.

Additionally, Table 4 lists the categories of assistance and the Stafford Act section under which

they are authorized.

When the President makes a major disaster declaration under the Stafford Act, states, tribes, and

local governments, as well as certain private nonprofit organizations, may receive reimbursement

through Public Assistance (PA) for “emergency work” undertaken to save lives, protect property,

public health, and safety, and lessen or avert the threat of a catastrophe, or for “permanent work”

undertaken to repair, restore, reconstruct, or replace disaster-damaged public and eligible private

nonprofit facilities.109 As noted previously, most assistance under the Stafford Act related to

public health incidents has been delivered through PA Category B—Emergency Protective

Measures, including emergency shelter and medicine, hazard communication, and provision and

distribution of necessities.110

Individual Assistance (IA) provides aid to affected individuals and households. If a major disaster

is declared, the forms of IA that may be authorized include assistance for housing and for other

needs assistance through the Individuals and Households Program; crisis counseling; disaster

unemployment assistance; disaster legal services; and disaster case management services.

108 As of April 22, 2020, “[a]ll 50 states, the District of Columbia, and 4 territories have been approved for major

disaster declarations to assist with additional needs identified under the nationwide emergency declaration for COVID19” (FEMA, “COVID-19 Disaster Declarations”).

109 Assistance for these PA program is authorized under Stafford Act Sections 402, 403, 407, 418, 419, and 502; 42

U.S.C. §§5170a-5170b, 5173, 5185-86, 5192. See also 44 C.F.R. §206.220 for general eligibility for public assistance.

Per 44 C.F.R. §206.225(c) and (d), PA “emergency work” includes emergency communications and emergency

transportation authorized under Stafford Act Sections 418 and 419. FEMA’s Public Assistance guidance explains: “[a]

State, Territorial, Tribal, or local government may provide emergency communication services and public

transportation when existing systems are damaged to the extent vital functions of community life or incident response

are disrupted. The costs of these services are not eligible for reimbursement. However, FEMA may provide short-term

DFA [Direct Federal Assistance] for these services” (FEMA, PAPPG, p. 61).

110 Until COVID-19, no public health incident had received a major disaster declaration since the enactment of the

Stafford Act in 1988. CRS Insight IN11229, Stafford Act Assistance for Public Health Incidents, by Bruce R. Lindsay

and Erica A. Lee. Emergency declarations for the states of New York and New Jersey for West Nile Virus in 2000, the

state of West Virginia for a Chemical Spill in 2014, and the state of Michigan for Water Contamination in 2016

authorized only PA Category B—Emergency Protective Measures. See Federal Emergency Management Agency

(FEMA), “New York; Emergency and Related Determinations,” 65 Federal Register 63589, October 24, 2000; FEMA,

“New Jersey; Emergency and Related Determinations,” 65 Federal Register 67747, November 13, 2000; FEMA,

“West Virginia; Emergency and Related Determinations,” 79 Federal Register 3609, January 22, 2014; and FEMA,

“Michigan; Emergency and Related Determinations,” 81 Federal Register 6030, February 4, 2016.

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Additionally, pursuant to a major disaster declaration the Hazard Mitigation Grant Program

(HMGP) may be authorized.111 The HMGP funds mitigation and resiliency projects, typically

across the entire state or territory.112 State, territorial, tribal, and local governments, as well as

certain private nonprofit organizations, may apply for measures that reduce loss of life or

property in future disasters or emergencies.113 As of April 22, 2020, FEMA reported that all

requests for Hazard Mitigation Assistance through the Hazard Mitigation Grant Program (HMGP)

for COVID-19 are under review.114

Table 4. Categories of Public Assistance and Individual Assistance

FEMA Assistance

Program

Public Assistance

Individual Assistance

Stafford Act Section

Category of Assistance

What It Provides

Section 407, 428, or 502

Category Aa

Emergency Work: Debris

Removal

Section 402, 403. 418,

419, or 502

Category Ba

Emergency Work:

Emergency Protective

Measures

Section 406 or Section

428

Category Cb

Permanent Work:

Roads/Bridges

Section 406 or Section

428

Category Db

Permanent Work: Water

Control Facilities

Section 406 or Section

428

Category Eb

Permanent Work:

Buildings/Equipment

Section 406 or Section

428

Category Fb

Permanent Work:

Utilities

Section 406 or Section

428

Category Gb

Permanent Work: Parks,

Recreational, and Other

Facilities

Section 408

Individuals and

Households Programa

Housing Assistance and

Other Needs Assistance

(ONA)

Section 426

Disaster Case

Managementb

Case Management

Services

Section 416

Crisis Counseling

Assistance and Training

Programb

Supportive Crisis

Counseling, Psychoeducation, Development

of Coping Skills, and

Linkage to Appropriate

Resources

111 The Hazard Mitigation Grant Program (HMGP) is authorized under Stafford Act Section 404 (42 U.S.C. §5170c).

112 42 U.S.C. §5170c. For more information on Hazard Mitigation Assistance, see CRS Insight IN11187, Federal

Emergency Management Agency (FEMA) Hazard Mitigation Assistance, by Diane P. Horn. See also FEMA, “Hazard

Mitigation Grant Program,” https://www.fema.gov/media-library-data/1437513326617c124385de1b6061509f775a164c9aabd/FEMA_HMA_HMGP_tri_2015_508.pdf.

113 FEMA, “Hazard Mitigation Grant Program,” https://www.fema.gov/media-library-data/1437513326617c124385de1b6061509f775a164c9aabd/FEMA_HMA_HMGP_tri_2015_508.pdf.

114 The Hazard Mitigation Grant Program is authorized in Section 404 of the Stafford Act, 42 U.S.C. §5170c. For more

information, see CRS Insight IN11187, Federal Emergency Management Agency (FEMA) Hazard Mitigation

Assistance, by Diane P. Horn. The status of requests for HMGP are provided in FEMA, “FEMA Daily Operations

Briefing” from March 21, 2020, through April 17, 2020.

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FEMA Assistance

Program

Stafford Act Section

Category of Assistance

What It Provides

Section 415

Disaster Legal Servicesb

Legal Aid to Low-income

Disaster Survivors (e.g.,

assistance with insurance

claims and replacing legal

documents)

Section 410

Disaster Unemployment

Assistanceb

Unemployment Benefits

and Re-employment

Assistance Services

Sources: The Public Assistance information is drawn from the Federal Emergency Management Agency (FEMA),

Public Assistance Program and Policy Guide (PAPPG), FP 104-009-2, April 2018, p. 19, https://www.fema.gov/medialibrary-data/1525468328389-4a038bbef9081cd7dfe7538e7751aa9c/PAPPG_3.1_508_FINAL_5-4-2018.pdf. The

Individual Assistance information is drawn from the FEMA, Individual Assistance Program and Policy Guide (IAPPG),

FP 104-009-03, March 2019, pp. 6-9, https://www.fema.gov/media-library-data/15517134300461abf12182d2d5e622d16accb37c4d163/IAPPG.pdf.

Notes: The Public Assistance (PA) categories of assistance (i.e., Categories A-G) do not align with the

numbering in Section 403 of the Robert T. Stafford Disaster Relief and Emergency Assistance Act (Stafford Act,

P.L. 93-288, as amended; 42 U.S.C. §§5121 et seq.).

a. This type of assistance may be made available if authorized pursuant to a presidential declaration of

emergency or major disaster.

b. This type of assistance may only be made available if authorized pursuant to a presidential declaration of

major disaster.

What assistance is available for states, territories, and tribes under a major

disaster declaration for COVID-19?

Major disaster declarations issued as of April 22, 2020 for COVID-19 have all authorized Public

Assistance (PA) Category B—Emergency Protective Measures.115 Major disaster declarations

issued for some states also authorized Individual Assistance through the Crisis Counseling

Program.116 Table A-1 includes a list of the categories of FEMA assistance authorized pursuant to

the major disaster declarations for COVID-19, organized by state and territory. Major disaster

declarations may authorize Hazard Mitigation Assistance through the Hazard Mitigation Grant

Program (HMGP).117 As of April 22, 2020, FEMA reported that all requests for Hazard Mitigation

Assistance through the Hazard Mitigation Grant Program (HMGP) for COVID-19 are under

review.118

States, tribes, or territories may request that major disaster declarations be amended to include

additional forms of assistance or increase the federal cost-share for PA above 75%119 (see “Can

115 News releases detailing the forms of assistance available for all major disaster declarations for COVID-19 may be

found at FEMA, “COVID-19 Disaster Declarations.” FEMA’s fact sheet on the March 13 COVID-19 Emergency

Declaration may be found at FEMA, “COVID-19 Emergency Declaration.”

116 FEMA, “COVID-19 Response.”

117 The Hazard Mitigation Grant Program is authorized in Section 404 of the Stafford Act, 42 U.S.C. §5170c. For more

information, see CRS Insight IN11187, Federal Emergency Management Agency (FEMA) Hazard Mitigation

Assistance, by Diane P. Horn.

118 The Hazard Mitigation Grant Program is authorized in Section 404 of the Stafford Act, 42 U.S.C. §5170c. For more

information, see CRS Insight IN11187, Federal Emergency Management Agency (FEMA) Hazard Mitigation

Assistance, by Diane P. Horn. The status of requests for HMGP are provided in FEMA, “FEMA Daily Operations

Briefing” from March 21, 2020, through April 17, 2020.

119 44 C.F.R. §206.40 (c) and §206.47. Generally, states, tribes, and territories may also request amendments to

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declarations be amended to provide additional types of assistance?” and “Can the federal cost

share be adjusted?”).

What assistance is available for private nonprofit organizations and businesses

under a major disaster declaration?

Certain private nonprofit organizations may be eligible for reimbursement for work performed for

eligible emergency protective measures. Eligible PNPs may apply for PA as Applicants or may be

contracted by other primary PA grant Recipients or Applicants to perform eligible work.

Businesses are not eligible for assistance authorized under the Stafford Act.120

PNPs may be eligible for PA if they provide “critical services” or non-critical, “essential” services

available to the general public. PNPs providing critical services include educational, utility,

irrigation, emergency, medical, rehabilitational, and temporary or permanent custodial care

facilities.121 PNPs providing non-critical but essential services include, but are not limited to,

community centers, libraries, homeless shelters, food banks, broadcasting facilities, houses of

worship, senior citizen centers, rehabilitation facilities, facilities that provide health and safety

services of a governmental nature, and shelter workshops.122 Religiously affiliated PNPs are

eligible but must meet the same eligibility criteria of other PNPs.123

For-profit entities are not eligible to apply directly for public assistance as authorized under the

Stafford Act.124 However, eligible PA applicants and PA grant Recipients may contract with forprofit entities to perform emergency work.125 FEMA may then reimburse PA grant Recipients for

the federal share of eligible costs incurred during the execution of the work, and PA grant

Recipients may then reimburse PA Applicants for eligible associated costs. For-profit entities may

also be eligible for SBA COVID-19 assistance.126

What assistance is available to individuals under a major disaster declaration?

As of April 22, 2020, the FEMA Crisis Counseling Assistance and Training Program (CCP) is the

only form of Individual Assistance that has been authorized for some states pursuant to their

authorize major disaster declarations for additional jurisdictions.

120 44 C.F.R. §206.222.

121 The definition of eligible Private Nonprofit Facilities is located in Sections 102(11)(A)-(B) of the Stafford Act,

codified as amended at 42 U.S.C. §§5122(11)(A)-(B). See also 44 C.F.R. §206.221(e)(7) and FEMA, PAPPG, pp. 1213.

122 FEMA, PAPPG, p. 13.

123 The Bipartisan Budget Act of 2018 (P.L. 115-123) changed eligibility for houses of worship under the Stafford Act.

Per 42 U.S.C. §5122(11)(B), “No house of worship may be excluded from this definition because leadership or

membership in the organization operating the house of worship is limited to persons who share a religious faith or

practice.”

124 44 C.F.R. §206.222.

125 FEMA, PAPPG, pp. 30-33. FEMA released a memorandum for COVID-19 procurement; FEMA, “Procurement

Under Grants Conducted Under Emergency or Exigent Circumstances for COVID-19,” memorandum, March 17, 2020,

https://www.fema.gov/media-library-data/1584457999950-7186ffa29ace3e6faf2ca2f764357013/

Procurement_Under_EE_Circumstances_Memo_final_508AB.pdf. See also FEMA, “Procurement Under Grants:

Under Emergency or Exigent Circumstances,” fact sheet, March 20, 2020, https://www.fema.gov/news-release/2020/

03/20/procurement-under-grants-under-exigent-or-emergency-circumstances.

126 For more information, see CRS Report R46284, COVID-19 Relief Assistance to Small Businesses: Issues and Policy

Options, by Robert Jay Dilger, Bruce R. Lindsay, and Sean Lowry.

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major disaster declarations for COVID-19.127 IA-CCP was not authorized for every state that

received a major disaster declaration; nor were the territories of the Commonwealth of Puerto

Rico, the U.S. Virgin Islands, American Samoa, the Commonwealth of the Northern Mariana

Islands, or Guam authorized to receive IA-CCP.128 Table A-1 includes a list of the categories of

FEMA assistance authorized pursuant to the major disaster declarations for COVID-19, organized

by state and territory.

The CCP provides financial assistance to state, territorial, tribal, and local government agencies

through a grant or cooperative agreement, which allows them to either provide or contract for

crisis counseling services.129 The crisis counseling services are intended to assist disaster

survivors “to prevent or mitigate adverse psychological effects caused or aggravated by a major

disaster.”130 FEMA operates the CCP with the Substance Abuse and Mental Health Services

Administration (SAMHSA) within the Department of Health and Human Services (HHS).

An emergency declaration or a major disaster declaration may be amended to allow for additional

types of IA to be authorized (see Table 1 for a list of IA programs). The governor may request

that the declaration be amended to include additional types of assistance.131 FEMA can approve a

request for additional forms of assistance after a presidential declaration.132 If a governor of an

affected state requested types of IA be authorized in their major disaster declaration request, and

those forms of IA were not authorized, the governor may appeal the decision in writing (if a

request to amend a declaration to add types of IA is denied, that decision may also be

appealed).133

Although the CCP is the only form of IA authorized to date, individual relief has been provided

through other sources. For example, the supplemental appropriations acts for COVID-19 address

127 The FEMA releases regarding President Trump’s approval of the major disaster declaration requests for COVID-19

that authorize IA state that “The President’s action makes federal funding available for Crisis Counseling for affected

individuals in all areas of the state.... ” (see, for example, FEMA, “Major Disaster for New York”). For more

information on the FEMA Crisis Counseling Assistance and Training Program (CCP), see FEMA, IAPPG, pp. 190217.

128 See FEMA, “COVID-19 Disaster Declarations.”

129 FEMA, IAPPG, p. 190. FEMA released a best practices resource for CCP related to COVID-19: “COVID-19 Best

Practice Information: Crisis Counseling,” available at https://www.fema.gov/media-library-data/158601263527878d2af2e31ce723c7ac9cd3805392e2d/COVID19CrisisCounseling.pdf.

130 FEMA, IAPPG, p. 190.

131 44 C.F.R. §206.40(c).

132 44 C.F.R. §206.40(c).

133 44 C.F.R. §206.46(b). The appeal is a “one-time request for reconsideration,” which must be submitted, along with

an accompanying justification and/or additional information, to the Assistant Administrator for the Disaster Assistance

Directorate through the appropriate FEMA Regional Administrator (44 C.F.R. §206.46(b)). Governors may also appeal

a denial of a declaration request (44 C.F.R. §206.46(a)). Per the FEMA “Daily Operations Briefings” released between

March 18, 2020, and March 26, 2020, some states that received major disaster declarations authorizing CCP also

requested other forms of IA, such as the Individuals and Households Program and Unemployment Assistance (see

FEMA, “Daily Operations Briefing for Wednesday, March 18, 2020”; and FEMA, “Daily Operations Briefing for

Thursday, March 26, 2020”). For example, according to the FEMA “Daily Operations Briefing for Wednesday, March

18, 2020,” New York requested the following types of Individual Assistance: the Individuals and Households Program,

Crisis Counseling, and Unemployment Assistance (FEMA, “Daily Operations Briefing for Wednesday, March 18,

2020”). Only CCP was authorized for New York (FEMA, “Major Disaster for New York”; and FEMA, “Daily

Operations Briefing for Saturday, March 21, 2020,” https://content.govdelivery.com/attachments/USDHSFEMA/2020/

03/21/file_attachments/1407621/FEMA%20Daily%20Ops%20Briefing%2003-21-2020.pdf). However, per the FEMA

“Daily Operations Briefings,” these requests for IA are under review (the status as of April 22, 2020, is not publicly

available). As of April 22, 2020, no additional forms of IA have been authorized for the states and territories that

received major disaster declarations for COVID-19.

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Stafford Act Declarations for COVID-19 FAQ

some of the other unmet needs of individuals (e.g., Section 2102 of the CARES Act (P.L. 116136) provides pandemic unemployment assistance).134

How do applicants receive funds through the Public Assistance program?

FEMA introduced procedures the agency says are designed to simplify the PA application process

for COVID-19 response work.135

State, territories, and tribes that have received emergency declarations or major disaster

declarations for COVID-19 are PA grant Recipients, which administer PA awards in their

jurisdictions.136 Prior to receiving funding, PA grant Recipients must execute FEMAState/Tribal/Territorial Agreements, submit federal grant applications, and update Recipient

Public Assistance Administrative Plans (see “What measures must states, tribes, and territories

take before FEMA may provide assistance for COVID-19 within their jurisdictions?”).137

Eligible applicants may apply for funding through the Recipient’s PA award.138 FEMA generally

refers to PA Applicants as any entity that is responsible for PA-eligible work.139 Applicants may

be state, tribal, territorial, and local governments, as well as eligible private nonprofits. For

example, the Texas Department of State Health Services applied for PA funds for COVID-19

response as a PA Applicant.140 Those funds were administered by the state of Texas as the PA

grant Recipient. As the PA Recipient, the state of Texas also administered funds through its PA

award for state and local PA Applicants including the Texas Division of Emergency Management,

Harris County, and the Texas Military Department.141

To receive PA funds, Applicants may submit a request for grant funds, a project worksheet

describing the details of the work and costs claimed, and supporting documentation though the PA

Grants Portal. FEMA and the PA grant Recipient evaluate these documents for eligibility and

134 For example, the Families First Coronavirus Response Act (P.L. 116-127) and the CARES Act (P.L. 116-136)

include unemployment assistance provisions. For more information on the unemployment insurance provisions in the

Families First Coronavirus Response Act, see CRS Insight IN11249, H.R. 6201: Paid Leave and Unemployment

Insurance Responses to COVID-19, by Sarah A. Donovan, Katelin P. Isaacs, and Julie M. Whittaker; and for more

information on the provisions in the CARES Act, see CRS In Focus IF11475, Unemployment Insurance Provisions in

the CARES Act, by Katelin P. Isaacs and Julie M. Whittaker.

135 FEMA, “COVID-19 Simplified PA Application.” For general PA application procedures, see 44 C.F.R. §§206.200208, and FEMA, PAPPG, pp. 128-141.

136 A Recipient is a “non-Federal entity that receives a Federal award directly from a Federal awarding agency to carry

out an activity under a Federal program” See FEMA, PAPPG, pp. x. and 5, and 2 C.F.R. §200.

137 FEMA, “COVID-19 Simplified PA Application.” For more information on state administrative plans, see 44 C.F.R.

§206.207(b).

138 Application procedures for PA grant Recipients and Applicants are described in 44 C.F.R. §§206.202(a)-(f). See

also FEMA, PAPPG, pp. 129-149.

139 FEMA, PAPPG, p. x, and 44 C.F.R. §206.222.

140 OpenFEMA, “Public Assistance Applicants—V1,” https://www.fema.gov/openfema-dataset-public-assistanceapplicants-v1. Accessed April 22, 2020. According to the dataset, the most recent data was last updated on April 22,

2020. This dataset defines Applicants as “the entity requesting Public Assistance Grant funding, noting that “eligible

Public Assistance applicants are subgrantees” of the state, tribe, or territory’s PA grant award.

141 OpenFEMA, “Public Assistance Applicants—V1,” https://www.fema.gov/openfema-dataset-public-assistanceapplicants-v1. Accessed April 22, 2020. According to the dataset, the most recent data was last updated on April 22,

2020. This dataset defines Applicants as “the entity requesting Public Assistance Grant funding, noting that “eligible

Public Assistance applicants are subgrantees” of the state, tribe, or territory’s PA grant award.

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Stafford Act Declarations for COVID-19 FAQ

reasonableness.142 Once a project worksheet is approved, Applicants may receive reimbursement

for eligible costs143 incurred while executing eligible emergency protective measures.144

FEMA’s fact sheet on PA Simplified Application procedures for COVID-19 notes that expedited

assistance may be available in certain cases.145 When expedited assistance is approved for large

projects (in FY2020, projects over $131,100), FEMA obligates 50% of the total expected costs as

soon as the project worksheet is approved, and the PA Applicant may be reimbursed at that

time.146 The remaining federal share may be reimbursed once the Applicant submits

documentation of actual costs incurred while performing eligible work. FEMA has provided

expedited PA for multiple COVID-19 response efforts.147

How do applicants receive financial or direct assistance through the Individual

Assistance program?

The FEMA Crisis Counseling Assistance and Training Program (CCP) is the only form of IA that

has been authorized for some states, as of April 22, 2020 (see Table A-1 for the list of states that

have been authorized for Crisis Counseling).148 FEMA operates the CCP with the Substance

Abuse and Mental Health Services Administration (SAMHSA) within the Department of Health

and Human Services (HHS).149 Local, state, territorial, or tribal governments may apply for a

grant to administer the CCP, or may contract with local mental health service providers.150 The

CCP supports crisis counseling services for disaster survivors, and disaster survivors receive the

assistance for free.151 Generally, the CCP is designed to connect individuals with community

resources.152 CCP services may be advertised to disaster survivors through media outlets,

websites, community events, etc.153

142 FEMA, “COVID-19 Simplified PA Application.”

143 FEMA, PAPPG, pp. 21-42, and 44 C.F.R. §206.228.

144 FEMA, “COVID-19 Eligible Emergency Protective Measures,” and 44 C.F.R. §206.223(a).

145 FEMA, “COVID-19 Simplified PA Application.”

146 FEMA, “Submitting a Public Assistance Funding Request for COVID-19,” updated April 10, 2020, pp. 2-3,

https://www.caloes.ca.gov/RecoverySite/Documents/COVID-19%20Streamlined%20Project%20Application.pdf.

147 FEMA, “FEMA Provides $36.5 Million to City and County of Denver for COVID-19 Response,” news release,

April 22, 2020, https://www.fema.gov/news-release/2020/04/22/fema-provides-365-million-city-and-county-denvercovid-19-response. FEMA, “FEMA Awards More Than $7.5 Million to Oregon for COVID-19 Response,” news

release, April 17, 2020, https://www.fema.gov/news-release/2020/04/17/4499/fema-awards-more-75-million-oregoncovid-19-response.

148 FEMA, IAPPG, pp. 190-217.

149 FEMA, IAPPG, p. 193.

150 FEMA, IAPPG, p. 190. The Crisis Counseling Assistance and Training Program (CCP) includes two types of

assistance, which are separate federal award programs: (1) Immediate Services Program (ISP); and (2) Regular

Services Program (RSP). Each has different application requirements. For information on the ISP application

requirements, see FEMA, IAPPG, pp. 195-200. For information on the RSP application requirements, see FEMA,

IAPPG, pp. 204-208.

151 A list of CCP activities can be found in “Figure 35: Characteristics of CCP” of the FEMA IAPPG on p. 191.

152 Services provided under the FEMA CCP are different from typical mental health services. The FEMA IAPPG

includes a comparison of CCP and traditional mental health services in “Figure 36: Mental Health vs Crisis Counseling

Services” on p. 192.

153 FEMA and Substance Abuse and Mental Health Services Administration (SAMHSA), Crisis Counseling Assistance

and Training Program Guidance: CCP Application Toolkit, v. 5.0, July 2016, pp. 16-17, https://www.samhsa.gov/sites/

default/files/dtac/ccptoolkit/fema-ccp-guidance.pdf. The SAMHSA “Disaster Technical Assistance Center (DTAC)”

website, available at https://www.samhsa.gov/dtac, includes resources for administering the CCP, including a “CCP

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Stafford Act Declarations for COVID-19 FAQ

If other forms of IA are authorized pursuant to a major disaster declaration for COVID-19, those

assistance programs would include different application requirements and processes. For

example, if the Individuals and Households Program (IHP) is authorized, applicants in a declared

disaster area may register for FEMA IA and Small Business Administration (SBA) disaster loan

assistance.154 Individuals and households can register for assistance online, by telephone, or inperson at a Disaster Recovery Center (DRC).155 Individuals and households generally have 60

days from the date of a declaration to apply for FEMA IHP assistance.156

Funding for Stafford Act Declarations

The following questions relate to the funding sources for the federal assistance under the Stafford

Act that may supplement state, tribal, and local response efforts for COVID-19.

Where does funding for Stafford Act assistance come from?

Many forms of assistance made available pursuant to a Stafford Act declaration are funded

through the Disaster Relief Fund (DRF), which is the primary source of funding for the federal

government’s domestic general disaster relief programs.

The DRF is managed by FEMA, but as a funding structure, it predates both FEMA and the

Stafford Act, having first been funded in 1948.157

Is there enough funding in the DRF for COVID-19?

As a result of prior-year appropriations to fund long-term recovery work from previous disasters,

the DRF had about $42.6 billion in unobligated balances as of the beginning of March 2020.

Division B of the CARES Act (P.L. 116-136), included $45 billion more for the DRF. This put the

balance of funding in the DRF at its highest level in history.

DRF resources are available for past, current, and future incidents. However, the majority of its

funding is specifically set aside for the costs of major disasters.158 $41.6 billion of what was in the

DRF was specifically for the costs of major disasters, and roughly $600 million was potentially

available for emergencies. Of the funding provided in the CARES Act for the DRF, $25 billion

was for major disasters and $15 billion was for any Stafford Act costs, including both emergency

declarations and major disasters.159

Toolkit,” which includes outreach guidance, materials, and templates.

154 Additional information about the process by which applicants may receive IA is described in CRS Report R45238,

FEMA and SBA Disaster Assistance for Individuals and Households: Application Processes, Determinations, and

Appeals, by Bruce R. Lindsay and Elizabeth M. Webster.

155 FEMA, IAPPG, p. 68.

156 FEMA, IAPPG, p. 69.

157 For more information about the Disaster Relief Fund and its history, see CRS Report R45484, The Disaster Relief

Fund: Overview and Issues.

158 A percentage is statutorily set aside for mitigation efforts through the National Public Infrastructure Pre-Disaster

Mitigation Fund (established under §1234 of the Disaster Recovery Reform Act (P.L. 115-254, Division D)), and

traditionally, the remainder is available for all other Stafford Act purposes, including funding emergency declarations.

159 CARES Act (P.L. 116-136).

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Stafford Act Declarations for COVID-19 FAQ

It is not clear what the total draw on the DRF will be, since the pandemic is an evolving situation,

there are other federal programs providing resources, and there is no precedent for using the

Stafford Act to respond to a public health crisis.

Is DRF funding set aside for COVID-19?

DRF appropriations are not provided for specific emergencies or disasters; there is no COVID-19

account within the DRF.

The most recent iterations of the appropriations bill text for the DRF indicate the funds are

provided for the “necessary expenses in carrying out the Robert T. Stafford Disaster Relief and

Emergency Assistance Act,” thus covering all past and future disaster and emergency

declarations. Previous versions of the appropriations language going back to 1950 also referenced

the legislation authorizing general disaster relief rather than targeting specific disasters. On a

number of occasions, specific disasters have been mentioned in the appropriation, but funding

was not specifically directed to one disaster over others.

While many disaster supplemental appropriations bills are associated with a specific incident or

incidents—such as P.L. 113-2, “the Sandy Supplemental”—the language in such acts does not

limit the use of the supplemental appropriations to specific incidents. It provides funding “for

major disasters declared pursuant to the Robert T. Stafford Disaster Relief and Emergency

Assistance Act.”160 This is also the case with the funding provided in Division B of the CARES

Act. The DRF supplemental appropriation itself includes no incident-specific direction, or

reference to COVID-19. While one of the general provisions of the law states that the funds

provided in the act “may only be used to prevent, prepare for, and respond to coronavirus,”161 the

last subsection of that general provision indicates that restriction does not apply to the title that

included the DRF appropriation.162

References

Additional sources of assistance may be available to support the nation’s response to and

recovery from the COVID-19 pandemic. CRS has developed products on various topics related to

the COVID-19 pandemic, including global issues, public health, economic impacts on

individuals, impacts on business and the U.S. economy, executive branch response, congressional

response and legislation, and legal analysis. The CRS COVID-19 resources are available at

https://www.crs.gov/resources/coronavirus-disease-2019. Some select products CRS has

developed related to the COVID-19 pandemic and Stafford Act assistance programs are included

below.

For more information on the President’s declarations under the Stafford Act for

COVID-19, see CRS Insight IN11264, Presidential Declarations of Emergency

for COVID-19: NEA and Stafford Act, by L. Elaine Halchin and Elizabeth M.

Webster; CRS Insight IN11251, The Stafford Act Emergency Declaration for

COVID-19, by Erica A. Lee, Bruce R. Lindsay, and Elizabeth M. Webster; and

CRS Insight IN11229, Stafford Act Assistance for Public Health Incidents, by

Bruce R. Lindsay and Erica A. Lee.

160 P.L. 113-2, 127 Stat. 28.

161 P.L. 116-136, Section 23004(a).

162 P.L. 116-136, Section 23004(c).

Congressional Research Service

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Stafford Act Declarations for COVID-19 FAQ

Stafford Act major disaster declarations for COVID-19 will automatically

authorize Small Business Administration (SBA) Economic Injury Disaster Loans

(EIDL) for businesses in declared counties and contiguous counties. For more

information, see CRS Report R46284, COVID-19 Relief Assistance to Small

Businesses: Issues and Policy Options, by Robert Jay Dilger, Bruce R. Lindsay,

and Sean Lowry For additional information about relief and assistance resources

for small businesses, see CRS Insight IN11301, Small Businesses and COVID19: Relief and Assistance Resources, by Maria Kreiser.

For additional information about the actions taken by the U.S. federal

government to quell the introduction and spread of COVID-19 in the United

States, see CRS Report R46219, Overview of U.S. Domestic Response to

Coronavirus Disease 2019 (COVID-19), coordinated by Sarah A. Lister and

Kavya Sekar.

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Stafford Act Declarations for COVID-19 FAQ

Appendix A. COVID-19 Approved Major Disaster

Declarations and Authorized Assistance

The following information is current as of April 22, 2020. Public Assistance Category B—

Emergency Protective Measures has been authorized for all states and territories. Ten states have

been authorized to receive Individual Assistance—Crisis Counseling Assistance and Training

Program (CCP) (referred to in Table A-1 as “Crisis Counseling”).

Table A-1. FEMA Assistance Authorized Pursuant to Major Disaster Declarations for

COVID-19 by State/Territory

As of April 22, 2020

State/Territory and Declaration Information

Individual

Assistance (IA)

Authorized

Public Assistance

(PA) Authorized

American Samoa Covid-19 Pandemic (DR-4537)

Category B

—

Guam Covid-19 Pandemic (DR-4495)

Category B

—

Northern Mariana Islands Covid-19 Pandemic (DR-4511)

Category B

—

Puerto Rico Covid-19 Pandemic (DR-4493)

Category B

—

Virgin Islands Covid-19 Pandemic (DR-4513)

Category B

—

Alabama Covid-19 Pandemic (DR-4503)

Category B

—

Alaska Covid-19 Pandemic (DR-4533)

Category B

—

Arizona Covid-19 Pandemic (DR-4524)

Category B

—

Arkansas Covid-19 Pandemic (DR-4518)

Category B

—

California Covid-19 Pandemic (DR-4482)

Category B

Crisis Counseling

Colorado Covid-19 Pandemic (DR-4498)

Category B

—

Connecticut Covid-19 Pandemic (DR-4500)

Category B

—

Delaware Covid-19 Pandemic (DR-4526)

Category B

—

District of Columbia (DC) Covid-19 Pandemic (DR-4502)

Category B

—

Florida Covid-19 Pandemic (DR-4486)

Category B

Crisis Counseling

Georgia Covid-19 Pandemic (DR-4501)

Category B

—

Hawaii Covid-19 Pandemic (DR-4510)

Category B

—

Idaho Covid-19 Pandemic (DR-4534)

Category B

—

Illinois Covid-19 Pandemic (DR-4489)

Category B

Crisis Counseling

Indiana Covid-19 Pandemic (DR-4515)

Category B

—

Iowa Covid-19 Pandemic (DR-4483)

Category B

—

Kansas Covid-19 Pandemic (DR-4504)

Category B

—

Kentucky Covid-19 Pandemic (DR-4497)

Category B

—

Louisiana Covid-19 Pandemic (DR-4484)

Category B

Crisis Counseling

Maine Covid-19 Pandemic (DR-4522)

Category B

—

Maryland Covid-19 Pandemic (DR-4491)

Category B

—

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Stafford Act Declarations for COVID-19 FAQ

State/Territory and Declaration Information

Individual

Assistance (IA)

Authorized

Public Assistance

(PA) Authorized

Massachusetts Covid-19 Pandemic (DR-4496)

Category B

Crisis Counseling

Michigan Covid-19 Pandemic (DR-4494)

Category B

Crisis Counseling

Minnesota Covid-19 Pandemic (DR-4531)

Category B

—

Mississippi Covid-19 Pandemic (DR-4528)

Category B

—

Missouri Covid-19 Pandemic (DR-4490)

Category B

—

Montana Covid-19 Pandemic (DR-4508)

Category B

—

Nebraska Covid-19 Pandemic (DR-4521)

Category B

—

Nevada Covid-19 Pandemic (DR-4523)

Category B

—

New Hampshire Covid-19 Pandemic (DR-4516)

Category B

—

New Mexico Covid-19 Pandemic (DR-4529)

Category B

—

New Jersey Covid-19 Pandemic (DR-4488)

Category B

Crisis Counseling

New York Covid-19 Pandemic (DR-4480)

Category B

Crisis Counseling

North Carolina Covid-19 Pandemic (DR-4487)

Category B

—

North Dakota Covid-19 Pandemic (DR-4509)

Category B

—

Ohio Covid-19 Pandemic (DR-4507)

Category B

—

Oklahoma Covid-19 Pandemic (DR-4530)

Category B

—

Oregon Covid-19 Pandemic (DR-4499)

Category B

—

Pennsylvania Covid-19 Pandemic (DR-4506)

Category B

—

Rhode Island Covid-19 Pandemic (DR-4505)

Category B

—

South Carolina Covid-19 Pandemic (DR-4492)

Category B

—

South Dakota Covid-19 Pandemic (DR-4527)

Category B

—

Tennessee Covid-19 Pandemic (DR-4514)

Category B

—

Texas Covid-19 Pandemic (DR-4485)

Category B

Crisis Counseling

Utah Covid-19 Pandemic (DR-4525)

Category B

—

Vermont Covid-19 Pandemic (DR-4532)

Category B

—

Virginia Covid-19 Pandemic (DR-4512)

Category B

—

Washington Covid-19 Pandemic (DR-4481)

Category B

Crisis Counseling

West Virginia Covid-19 Pandemic (DR-4517)

Category B

—

Wisconsin Covid-19 Pandemic (DR-4520)

Category B

—

Wyoming Covid-19 Pandemic (DR-4535)

Category B

—

Source: Federal Emergency Management Agency (FEMA), “Disasters,” webpage, https://www.fema.gov/disasters

(filtered by “major disaster declaration”) (as of April 22, 2020).

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Stafford Act Declarations for COVID-19 FAQ

Appendix B. Example of Emergency Declarations

for the Same Incident

Stafford Act emergencies have been declared for different states, territories, and tribes for the

same incident. For example, the states of Florida, Georgia, South Carolina, and North Carolina,

the U.S. Virgin Islands, and the Florida Seminole Tribe of Florida all received emergency

declarations for Hurricane Dorian in 2019. The incident period and declaration date for the

emergency declarations varied by state, territory, and tribe. This information is captured in Table

B-1.

Table B-1. Emergency Declarations for Hurricane Dorian

State/Territory and Declaration Information

Incident Period

Emergency

Declaration Date

Virgin Islands Hurricane Dorian (EM-3418)

August 26, 2019 to

September 6, 2019

August 28, 2019

Florida Hurricane Dorian (EM-3419)

August 28, 2019 to

September 9, 2019

August 30, 2019

Florida Seminole Tribe of Florida—Hurricane Dorian

(EM-3420)

August 28, 2019 to

September 4, 2019

August 31, 2019

Georgia Hurricane Dorian (EM-3422)

August 29, 2019 to

September 7, 2019

September 1, 2019

South Carolina Hurricane Dorian (EM-3421)

August 31, 2019 to

September 6, 2019

September 1, 2019

North Carolina Hurricane Dorian (EM-3423)

September 1, 2019 to

September 9, 2019

September 3, 2019

Source: Federal Emergency Management Agency (FEMA), “Disasters,” webpage, https://www.fema.gov/disasters.

Author Contact Information

Elizabeth M. Webster

Analyst in Emergency Management and Disaster

Recovery

[redacted]@crs.loc.gov,7-....

William L. Painter

Specialist in Homeland Security and Appropriations

[redacted]@crs.loc.gov

, 7-....

Erica A. Lee

Analyst in Emergency Management and Disaster

Recovery

[redacted]@crs.loc.gov

, 7-....

Acknowledgments

Jared Nagel provided research assistance for this report. Bruce R. Lindsay, Analyst in American

National Government; Sarah A. Lister, Specialist in Public Health and Epidemiology; Edward C.

Liu, Legislative Attorney; Natalie Paris, Analyst in American Federalism and Emergency

Management Policy; and Jay B. Sykes, Legislative Attorney assisted with editorial comments and

suggestions.

Congressional Research Service

R46326 · VERSION 3 · NEW

31

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Stafford Act Declarations for COVID-19 FAQ · R46326 | Frix