Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

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Renewable Energy and Energy Efficiency

Incentives: A Summary of Federal Programs

Updated February 10, 2023

Congressional Research Service

https://crsreports.congress.gov

R40913

Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Renewable Energy and Energy Efficiency

Incentives: A Summary of Federal

Programs

R40913

February 10, 2023

Lynn J. Cunningham

Senior Research Librarian

Energy is crucial to operating a modern industrial and services economy. Concerns

Claire M. Jordan

about the availability and cost of energy and about environmental impacts of fossil

Research Librarian

energy use have led to a wide variety of federal incentives for renewable energy and

energy efficiency. This report outlines current federal programs providing grants, loans,

loan guarantees, tax credits, and other direct or indirect incentives for energy efficiency,

energy conservation, and renewable energy research, development, demonstration, and

deployment (RDD&D). These incentives aim to implement renewable energy and energy efficiency

measures and to develop and commercialize renewable energy and energy efficiency technologies.

Many of the existing energy efficiency and renewable energy programs have authorizations tracing back to

the 1970s. Many programs have been reauthorized and redesigned repeatedly to meet changing economic

factors. The programs apply broadly to sectors ranging from industry to academia and from state and local

governments to rural communities.

Since 2005, Congress has passed several major energy laws: the Energy Policy Act of 2005 (EPACT 2005;

P.L. 109-58); the Energy Independence and Security Act of 2007 (EISA; P.L. 110-140); the Energy

Improvement and Extension Act (EIEA), enacted as Division B of the Emergency Economic Stabilization

Act of 2008 (EESA; P.L. 110-343); the American Recovery and Reinvestment Act of 2009 (ARRA; P.L.

111-5); the Energy Act of 2020 (Division Z of P.L. 116-260); the Infrastructure Investment and Jobs Act

(IIJA; P.L. 117-58), also known as the Bipartisan Infrastructure Law (BIL), and a budget reconciliation

measure commonly referred to as the “Inflation Reduction Act of 2022” (IRA; P.L. 116-169). Each of those

laws established, expanded, or modified energy efficiency and renewable energy RDD&D programs.

The Department of Energy (DOE) operates the greatest number of efficiency and renewable energy

incentive programs, including RDD&D grants and contracts, weatherization assistance, production

incentives, loan guarantees, and technology transfers. DOE also provides grants to states for energy policy

development and assists other federal agencies in developing and implementing energy efficient and

renewable energy resources.

The Department of Agriculture (USDA) runs several programs that largely focus on biofuels, such as

ethanol and wood energy. Other USDA programs include assistance to rural communities with high energy

costs, biomass crop assistance, grants and loans to promote energy efficiency and renewable energy for

agricultural producers and rural businesses, assistance to general consumers for rural energy savings, and

sustainable agricultural research.

The Department of the Treasury (Treasury) administers tax credits and other incentives for energy

efficiency and renewable energy. Eligible activities include energy efficient home improvements,

renewable energy production, and business investments in energy efficiency and renewable energy.

Other federal agencies with energy efficiency and renewable energy programs include the following:

Department of the Interior (DOI), with programs on tribal energy production and use;

Small Business Administration (SBA), with loan programs to help borrowers upgrade

their facilities and fund energy efficiency or renewable energy projects;

Department of Housing and Urban Development (HUD), with energy efficient mortgages

and loan programs;

Congressional Research Service

Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Fannie Mae, with a “Green Initiative” loan program;

Department of Health and Human Services (HHS), which provides energy assistance to

low-income households; and

 Department of Veterans Affairs (VA), which provides energy efficient mortgages.

A wide range of entities are eligible for these energy efficiency and renewable incentives, including biofuel

producers; state, local, and tribal governments; businesses; schools and universities; research organizations;

builders and developers; homeowners; utilities; and veterans. Eligibility also includes a variety of energyrelated technologies, such as advanced batteries, heating and cooling systems, vehicles and biofuels,

appliances, building envelope technologies, renewable energy production technologies, lighting, and

electricity generation and transmission.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Contents

Introduction ..................................................................................................................................... 1

I. Department of Energy/Office of Energy Efficiency and Renewable Energy (EERE) ................. 3

Renewable Energy..................................................................................................................... 3

Biomass ............................................................................................................................... 3

Geothermal.......................................................................................................................... 4

Hydrogen and Fuel Cells .................................................................................................... 5

Solar .................................................................................................................................... 6

Water Power ........................................................................................................................ 7

Wind Energy ....................................................................................................................... 8

Energy Efficiency ...................................................................................................................... 9

Buildings ............................................................................................................................. 9

Industrial ............................................................................................................................ 11

Vehicles ............................................................................................................................. 13

Other Energy Efficiency and Renewable Energy Programs ................................................... 14

Other DOE Offices/Cross-Cutting Programs .......................................................................... 17

II. Department of Agriculture (USDA) ......................................................................................... 25

III. U.S. Department of the Treasury (Treasury) ........................................................................... 34

Homeowner ............................................................................................................................. 34

Business and Industry ............................................................................................................. 36

IV. Department of the Interior (DOI)............................................................................................. 41

V. Small Business Administration (SBA) ...................................................................................... 42

VI. U.S. Department of Housing and Urban Development (HUD)............................................... 43

VII. Department of Health and Human Services (HHS) ............................................................... 45

VIII. Department of Veterans Affairs (VA) ................................................................................... 46

IX. Fannie Mae .............................................................................................................................. 47

Tables

Table A-1. Federal Incentives by Agency ...................................................................................... 48

Table B-1. Index of Programs by Applicant Eligibility ................................................................. 57

Table B-2. Index of Programs by Technology Type ...................................................................... 59

Table D-1. Expired Federal Incentives by Agency ........................................................................ 67

Appendixes

Appendix A. Summary of Federal Renewable Energy and Energy Efficiency

Incentives/Index of Programs ..................................................................................................... 48

Appendix B. Index of Programs by Applicant Eligibility and Technology Type .......................... 57

Appendix C. Expired Federal Energy Efficiency and Renewable Energy Incentive

Programs..................................................................................................................................... 61

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Appendix D. Summary of Expired Federal Renewable Energy and Energy Efficiency

Incentives/Index of Programs ..................................................................................................... 67

Contacts

Author Information........................................................................................................................ 69

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Introduction

The United States has an abundance of natural resources. For much of the nation’s history, energy

availability was not a concern as commercial, residential, and industrial needs could be met by

domestic supplies. However, industrialization, population growth, and the increased demand for

consumer goods led to growing dependence on foreign sources of energy during the 20th century

to supplement the demands of a growing economy.

Several factors prompted federal efforts to increase U.S. energy independence and reduce

domestic consumption, including dependence on foreign energy sources; environmental impacts

of fossil fuels; and concerns over the volatility of prices driven by fluctuations in supply spurred

by world events. As a major result, numerous programs have been established focusing on energy

efficiency, conservation of domestic resources, and research that targets the development of

renewable sources of energy. Many of these programs have roots dating back to the 1970s and

have been redesigned many times since.

Many of the programs included in this report have been reauthorized and redesigned periodically

to meet changing economic conditions and national interests. The programs apply broadly to

sectors ranging from industry to academia and from state and local governments to rural

communities. Each program has been designed to meet perceived current needs as well as future

anticipated challenges.

Since 2005, Congress has passed several major energy laws: the Energy Policy Act of 2005

(EPACT 2005; P.L. 109-58); the Energy Independence and Security Act of 2007 (EISA; P.L. 110140); the Energy Improvement and Extension Act (EIEA), enacted as Division B of the

Emergency Economic Stabilization Act of 2008 (EESA; P.L. 110-343); the American Recovery

and Reinvestment Act of 2009 (ARRA; P.L. 111-5); the Energy Act of 2020, enacted as Division

Z of the Consolidated Appropriations Act of 2021 (P.L. 116-260); the Infrastructure Investment

and Jobs Act (IIJA; P.L. 117-58), also known as the Bipartisan Infrastructure Law (BIL); and a

budget reconciliation measure commonly referred to as the Inflation Reduction Act of 2022 (IRA;

P.L. 117-169). Each of those laws established, expanded, or modified energy efficiency and

renewable energy research, development, demonstration, and deployment (RDD&D) programs.

The Department of Energy (DOE) operates the greatest number of efficiency and renewable

energy incentive programs. The Department of Agriculture (USDA) and the Department of the

Treasury (Treasury) also operate several programs. A few programs can also be found within the

Department of the Interior (DOI), the Department of Housing and Urban Development (HUD),

the Small Business Administration (SBA), Fannie Mae, the Department of Health and Human

Services (HHS), and the Department of Veterans Affairs (VA).

This report outlines current federal programs providing grants, loans, loan guarantees, tax credits,

and other direct or indirect incentives for energy efficiency, energy conservation, and renewable

energy RDD&D. It does not address other nonrenewable or energy efficiency programs at DOE

(e.g., nuclear energy, fossil fuels) or climate specific and nonrenewable fuel or transportation

programs.

The Congressional Research Service (CRS) identified these programs using authoritative federal

resources, including, but not limited to, agency documents and websites, budget justifications,

public laws, congressional hearings, committee reports, CRS and GAO reports, the Database of

Congressional Research Service

1

Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

State Incentives for Renewables and Efficiency (DSIRE),1 and the Assistance Listings (formerly

the Catalog of Federal Domestic Assistance) housed on the SAM.gov website.2 This report is not

intended to be comprehensive and may not include every federal program or incentive on this

topic.

Federal programs are grouped by administering agency with agencies listed in descending order

by number of programs, from greatest to least. Within each (agency) section, programs are listed

in alphabetical order. For each program, CRS provides the administering agency; authorizing

laws; the past 10 years of annual funding;3 the most recent agency budget request; scheduled

termination date (if any); program description; a list of qualified applicants; a list of qualified

technologies; and additional information resources in the “For More Information” section, which

includes references and links to primary federal agency websites and program documents, when

available.

Most program descriptions are compiled from authorizing statutes, the U.S. Code, agency

documents and websites, Administration budget request documents, and relevant CRS reports. In

some instances, program descriptions were compiled, in part, from DSIRE and the Assistance

Listings. Budgetary figures are compiled primarily from executive agency budget justifications,

congressional committee reports, and the annual Budget of the United States Government. In

cases where program budget figures are not available in these documents, estimated budget data

from the Assistance Listings may be included.

This report contains four appendixes, which summarize both current and expired federal

renewable energy and energy efficiency programs as well as index current programs by applicant

eligibility and technology type:

1. Appendix A (Table A-1) contains a summary of the programs/incentives

discussed in the body of the report, listed by agency;

2. Appendix B (Tables B-1 and B-2) index all programs/incentives by applicant

eligibility and technology type;

3. Appendix C is a listing of expired federal renewable energy and energy

efficiency programs/incentives); and

4. Appendix D (Table D-1) contains summaries for those expired

programs/incentives.

As of February 2023, this report includes programs established prior to the passage of IIJA and

IRA. Funding data for and changes to programs affected by those laws are noted in this update.

Additional renewable energy and energy efficiency programs and tax incentives established by

IIJA and IRA will be added to this report as programs are finalized and provided guidance by

federal agencies.

For more information on agriculture-related energy grant programs, energy tax incentives, and

development of and deployment of alternatives to conventional fuels and engines in

transportation, see the following CRS reports:

CRS Report R45943, The Farm Bill Energy Title: An Overview and Funding

History, by Kelsi Bracmort;

1 See Database of State Incentives for Renewables & Efficiency (DSIRE), at https://www.dsireusa.org/.

2 See https://sam.gov/.

3 In some instances funding information for older fiscal years is provided to demonstrate funding fluctuations. In

instances where programs have been established after FY2013, a complete funding history is provided.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

CRS In Focus IF10639, Farm Bill Primer: Energy Title, by Kelsi Bracmort;

CRS In Focus IF10288, Overview of the 2018 Farm Bill Energy Title Programs,

by Kelsi Bracmort;

CRS Report R47202, Tax Provisions in the Inflation Reduction Act of 2022 (H.R.

5376), coordinated by Molly F. Sherlock;

CRS Report R42566, Alternative Fuel and Advanced Vehicle Technology

Incentives: A Summary of Federal Programs, by Lynn J. Cunningham et al.

I. Department of Energy/Office of Energy Efficiency

and Renewable Energy (EERE)

Renewable Energy

Biomass

1. Bioenergy Technologies Office (formerly the Biomass and Biorefinery Systems

R&D Program)

Administered by

Authority

EERE

Federal Nonnuclear Energy Research and Development Act of 1974 (P.L. 93-577)

Energy Policy and Conservation Act (EPCA; P.L. 94-163)

Energy Conservation and Production Act (ECPA; P.L. 94-385)

Department of Energy Organization Act (P.L. 95-91)

Energy Tax Act (P.L. 95-618)

National Energy Conservation Policy Act (NECPA; P.L. 95-619)

Powerplant and Industrial Fuel Use Act of 1978 (P.L. 95-620)

Energy Security Act (P.L. 96-294)

National Appliance Energy Conservation Act of 1987 (P.L. 100-12)

Federal Energy Management Improvement Act of 1988 (P.L. 100-615)

Renewable Energy and Energy Efficiency Technology Competitiveness Act of 1989 (P.L.

101-218)

Clean Air Act Amendments of 1990 (P.L. 101-549)

Solar, Wind, Waste, and Geothermal Power Production Incentives Act of 1990 (P.L. 101575)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Biomass Research and Development Act of 2000 (Title III of Agricultural Risk Protection

Act of 2000; P.L. 106-224)

Farm Security and Rural Investment Act of 2002 (P.L. 107-171)

Healthy Forests Restoration Act of 2003 (P.L. 108-148)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

Food, Conservation, and Energy Act of 2008 (P.L. 110-234)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title IX, Sec. 9009

Annual Funding

$185.2 million for FY2013

$182.3 million for FY2014

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Scheduled

Termination

Description

Qualified Applicant(s)

Qualified

Technologies

For More Information

$175.9 million for FY2015

$225 million for FY2016

$205 million for FY2017

$221.5 million for FY2018

$226 million for FY2019

$259.5 million for FY2020

$255 million for FY2021

$262 million for FY2022

$340 million requested for FY2023

None

This program works with industrial partners, national laboratories, universities, and other

stakeholders to develop the technologies and systems needed to cost-effectively

transform the nation’s renewable and abundant domestic biomass resources into clean,

affordable, and sustainable biofuels, bioproducts, and biopower. In recent years, the

program has been primarily geared toward development and deployment of ethanol from

non-food feedstocks (e.g., wastes, switchgrass, algae), but is now expanding its scope to

include additional alternative fuels, such as bio-butanol, green gasoline, sustainable

aviation fuel, sustainable marine fuel, and biodiesel.

Colleges and universities; profit organizations

Biomass

See CRS Report R42566, Alternative Fuel and Advanced Vehicle Technology Incentives: A

Summary of Federal Programs, by Lynn J. Cunningham et al.; DOE’s Bioenergy Technologies

Office overview; EERE’s Bioenergy Technologies Office – Funding Opportunities; and

program number 81.087 at the SAM.gov website.

Geothermal

2. Geothermal Technologies Office (GTO)

Administered by

Authority

EERE

Geothermal Energy Research, Development, and Demonstration Act of 1974 (P.L.

93-410)

Department of Energy Organization Act (P.L. 95-91)

Energy Tax Act of 1978 (P.L. 95-618)

Energy Security Act of 1980 (P.L. 96-294)

Renewable Energy and Energy Efficiency Technology Competitiveness Act of 1989

(P.L. 101-218)

Solar, Wind, Waste, and Geothermal Power Production Incentives Act of 1990 (P.L.

101-575)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title III, Sec. 3002

Annual Funding

$35 million for FY2013

$44.8 million for FY2014

$54.3 million for FY2015

$71 million for FY2016

$69.5 million for FY2017

$80.9 million for FY2018

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

$84 million for FY2019

$110 million for FY2020

$106 million for FY2021

$109.5 million for FY2022

$84 million additionally appropriated for FY2022 from IIJA

$202 million requested for FY2023

None

This program partners the federal government with industry, academia, and research

facilities to further the development and deployment of innovative geothermal energy

technologies. Currently, the program’s technology portfolio has prioritized earlystage R&D in four geothermal categories: hydrothermal, enhanced geothermal

systems (EGS), low temperature and co-produced resources, and systems analysis.

Competitive solicitations issued as Funding Opportunity Announcements (FOAs) are

the principal mechanism used by the GTO to contract for cost-shared research,

development, and demonstration projects.

Profit organizations; colleges and universities

Geothermal

See EERE’s Geothermal Technologies Office website; EERE’s Geothermal

Technologies Office – Open Funding Opportunities; and program number 81.087 at

the Sam.gov website.

Hydrogen and Fuel Cells

3. Hydrogen & Fuel Cell Technologies Office

Administered by

Authority

EERE

Federal Energy Administration Act of 1974 (P.L. 93-275)

Federal Nonnuclear Energy Research and Development Act of 1974 (P.L. 93-577)

Energy Policy and Conservation Act (EPCA; P.L. 94-163)

Electric and Hybrid Vehicle Research, Development and Demonstration Act (P.L. 94413)

Department of Energy Organization Act (P.L. 95-91)

Automotive Propulsion Research and Development Act of 1978 (Title III of

Department of Energy Act of 1978-Civilian Applications; P.L. 95-238)

Energy Security Act (P.L. 96-294)

Methane Transportation Research, Development, and Demonstration Act of 1980

(P.L. 96-512)

Alternative Motor Fuels Act of 1988 (P.L. 100-494)

Spark M. Matsunaga Hydrogen Research, Development, and Demonstration Act of

1990 (P.L. 101-566)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Hydrogen Future Act of 1996 (P.L. 104-271)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title IX, Sec. 9009

Annual Funding

$95.8 million for FY2013

$89.5 million for FY2014

$94.8 million for FY2015

$101 million for FY2016

$101 million for FY2017

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

$115 million for FY2018

$120 million for FY2019

$150 million for FY2020

$150 million for FY2021

$150 million for FY2021

$157.5 million for FY2022

$200 million additionally appropriated for FY2022 from IIJA

$200 million additionally appropriated for FY2023 from IIJA

$186 million requested for FY2023

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

None

This program partners with industry, academia, and national laboratories and works

in close coordination with Vehicle Technologies and other programs at DOE to

overcome technical barriers through R&D of hydrogen production, delivery, and

storage technologies; overcome technical barriers to fuel cell technologies for

transportation, distributed stationary power, and portable power applications;

address safety issues and facilitate the development of model codes and standards;

validate and demonstrate hydrogen and fuel cells in real-world conditions; and

educate key stakeholders whose acceptance of these technologies will determine

their success in the marketplace.

Federal government; national laboratories; colleges and universities; and profit

organizations

Hydrogen and fuel cells

See EERE’s Hydrogen and Fuel Cell Technologies website; EERE’s Hydrogen and Fuel

Cell Technologies Office – Funding Opportunities; and program number 81.087 at

the Sam.gov website.

Solar

4. Solar Energy Technologies Office (SETO)

Administered by

Authority

EERE

Energy Policy and Conservation Act (EPCA; P.L. 94-163)

Energy Conservation and Production Act (ECPA; P.L. 94-385)

Department of Energy Organization Act (P.L. 95-91)

Solar Photovoltaic Energy Research, Development and Demonstration Act of 1984

(P.L. 95-590)

National Energy Conservation Policy Act (NECPA; P.L. 95-619)

Energy Security Act (P.L. 96-294)

Renewable Energy and Energy Efficiency Technology Competitiveness Act of 1989

(P.L. 101-218)

Solar, Wind, Waste, and Geothermal Power Production Incentives Act of 1990 (P.L.

101-575)

P.L. 102-46 [Technical amendment to the Solar, Wind, Waste, and Geothermal

Power Production Incentives of 1990]

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260 ),

Title III, Sec. 3004

Annual Funding

$269.1 million for FY2013

$254.3 million for FY2014

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Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

$230.8 million for FY2015

$241.6 million for FY2016

$207.6 million for FY2017

$241.6 million for FY2018

$246.5 million for FY2019

$280 million for FY2020

$280 million for FY2021

$290 million for FY2022

$80 million additionally appropriated for FY2022 from IIJA

$534.6 million requested for FY2023

None

SETO partners with industry, national laboratories, and universities to develop and

bring solar energy technologies to the marketplace by improving the energy

efficiency, cost effectiveness, reliability, resilience, security, siting, integration,

manufacturability, installation, decommissioning, and recyclability of solar energy

technologies. This program finances R&D in seven major subprograms: Photovoltaics

(PV), Concentrating Solar Power (CSP), Systems Integration for Solar Technologies,

Balance of Systems Soft Cost Reduction, Manufacturing and Competitiveness,

Equitable Access to Solar Energy, and Solar Workforce Development.

Industry; national laboratories; colleges and universities

Solar

See EERE’s Solar Energy Technologies Office website; EERE’s Solar Energy

Technologies Office – Funding Opportunities; and program number 81.087 at the

SAM.gov website.

Water Power

5. Water Power Technologies Office (formerly Wind and Hydropower

Technologies Program)

Administered by

Authority

EERE

Energy Policy and Conservation Act (EPCA; P.L. 94-163)

Renewable Energy and Energy Efficiency Technology Competitiveness Act of 1989

(P.L. 101-218)

Solar, Wind, Waste, and Geothermal Power Production Incentives Act of 1990 (P.L.

101-575)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title III, Sec. 3001

Annual Funding

$54.7 million for FY2013

$57.8 million for FY2014

$60 million for FY2015

$70 million for FY2016

$84 million for FY2017

$105 million for FY2018

$105 million for FY2019

$148 million for FY2020

$150 million for FY2021

$162 million for FY2022

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Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

$562.8 million additionally appropriated for FY2022 from IIJA4

$276.8 million additionally appropriated for FY2023 from IIJA

$190.5 million requested for FY2023

None

This program partners with the national laboratories, industry, universities, and

other federal agencies to promote the development and deployment of technologies

capable of generating environmentally sustainable and cost-effective electricity from

the nation’s water resources (both conventional and marine and hydrokinetic

technologies).

Federal, state, local, and tribal governments; national laboratories; industry; small

businesses; colleges and universities

Hydroelectric; hydrokinetic energy; wave energy; tidal energy; ocean thermal energy

conversion

See EERE’s Water Power Technologies Office website; EERE’s Water Power

Technologies Office – Funding Opportunities; and program number 81.087 at the

SAM.gov website.

Wind Energy

6. Wind Energy Technologies Office (formerly Wind and Hydropower

Technologies Program)

Administered by

Authority

EERE

Energy Policy and Conservation Act (EPCA; P.L. 94-163)

Renewable Energy and Energy Efficiency Technology Competitiveness Act of 1989 (P.L.

101-218)

Solar, Wind, Waste, and Geothermal Power Production Incentives Act of 1990 (P.L.

101-575)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title III, Sec. 3003

Annual Funding

$86.1 million for FY2013

$87 million for FY2014

$105.9 million for FY2015

$95.5 million for FY2016

$90 million for FY2017

$92 million for FY2018

$92 million for FY2019

$104 million for FY2020

$110 million for FY2021

$114 million for FY2022

$100 million additionally appropriated for FY2022 from IIJA

$345.4 million requested for FY2023

None

Scheduled

Termination

Description

This program partners with federal, state, and other stakeholder groups to conduct

research and development activities through competitively selected, cost-shared

4 Additional FY2022 and FY2023 IIJA appropriations to be managed by EERE as well as the Grid Deployment Office.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Qualified

Applicant(s)

Qualified

Technologies

For More

Information

research and development projects with industry to improve the performance, lower

the costs, and accelerate the deployment of wind energy technologies. This program

finances R&D in 10 major subprograms: Offshore Wind, Distributed Wind, Atmosphere

to Electrons, Resource Assessment and Characterization, Next-Generation Wind

Technology, Testing and Certification, Wind Manufacturing and Supply Chain,

Environmental Impacts and Siting of Wind Projects, Workforce Development and

Education, and Grid Integration.

Federal, state, local, and tribal governments; national laboratories; industry; small

businesses; colleges and universities

Wind

See EERE’s Wind Energy Office website; EERE’s Wind Energy Technologies Office –

Funding Opportunities; and program number 81.087 at the SAM.gov website.

Energy Efficiency

Buildings

7. Building Technologies Office (BTO)

Administered by

Authority

EERE

Energy Policy and Conservation Act (EPCA; P.L. 94-163)

Energy Conservation and Production Act (ECPA; P.L. 94-385)

Department of Energy Organization Act (P.L. 95-91)

Energy Tax Act of 1978 (P.L. 95-618)

National Energy Conservation Policy Act (NECPA; P.L. 95-619)

Powerplant and Industrial Fuel Use Act of 1978 (P.L. 95-620)

Energy Security Act (P.L. 96-294)

National Appliance Energy Conservation Act of 1987 (P.L. 100-12)

National Appliance Energy Conservation Amendments of 1988 (P.L. 100-357)

Federal Energy Management Improvement Act of 1988 (P.L. 100-615)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title I, Sec. 1007

Annual Funding

$204.6 million for FY2013

$173.6 million for FY2014

$168.2 million for FY2015

$200.5 million for FY2016

$199.1 million for FY2017

$220.7 million for FY2018

$226 million for FY2019

$285 million for FY2020

$290 million for FY2021

$307.5 million for FY2022

$565 million additionally appropriated for FY2022 from IIJA5

$255 million additionally appropriated for FY2023 from IIJA

5 Additional FY2022 and FY2023 IIJA appropriations to be managed by EERE as well as the Office of State and

Community Energy Programs (SCEP) and the Office of Manufacturing and Energy Supply Chains (MESC).

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Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

$392 million requested for FY2023

None

In partnership with the private sector, state and local governments, national

laboratories, and universities, the Building Technologies Office works to improve the

efficiency of buildings and the equipment, components, and systems within them,

including electric grid integration and advanced energy storage. The program supports

research and development (R&D) activities and provides tools, guidelines, training, and

access to technical and financial resources. The program’s key areas are: emerging

technologies residential buildings integration, commercial buildings integration,

appliance and equipment standards, and building energy codes.

State, local, and tribal governments; universities; national laboratories

Energy-efficient innovations for building envelopes, equipment, lighting, daylighting, and

windows; passive solar; photovoltaics; fuel cells; advanced sensors and controls; and

combined heating, cooling, and power systems

See EERE’s Building Technologies Office website; and EERE’s Building Technologies

Office – Funding Opportunities.

8. Weatherization Assistance Program (WAP)

Administered by

Authority

Office of State and Community Energy Programs (SCEP)

Energy Conservation and Production Act (ECPA; P.L. 94-385)

National Energy Conservation Policy Act (NECPA; P.L. 95-619)

Energy Security Act (P.L. 96-294)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title I, Sec. 1011

Infrastructure Investment and Jobs Act (IIJA, P.L. 117-58)

Annual Funding

$131.7 million for FY2013

$173.9 million for FY2014

$193 million for FY2015

$215 million for FY2016

$228 million for FY2017

$251 million for FY2018

$254 million for FY2019

$308.5 million for FY2020

$315 million for FY2021

$315 million for FY20226

$3.5 billion additionally appropriated for FY2022 from IIJA7

6 Of the $315 million appropriated for FY2022, $15 million is authorized for Weatherization Readiness Funds (WRF).

WRF are designated for use by grantees in addressing structural and health and safety issues. This funding is

anticipated to reduce the frequency of deferred homes that require other services, outside the scope of weatherization,

before the weatherization measures can be installed. WRF were authorized by Section 1011 of the Energy Act of 2022,

which amended sections of the Energy Conservation and Production Act, including the addition of Section 414D, to

“expand the number of dwelling units that are occupied by low-income persons that receive weatherization assistance

by making such dwelling units weatherization-ready.” See Department of Energy, Weatherization Program Notice 222, p.2.

7 IIJA WAP funding will be tracked, monitored, and reported separately from annual FY2022 appropriated funding and

subsequent years. IIJA funds to remain available until expended. See Department of Energy, Weatherization Program

Notice BIL 22-1, p. 3.

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Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

$502.2 million requested for FY2023

None

This program reduces energy costs for low-income households by increasing the

energy efficiency of their homes while ensuring their health and safety. DOE provides

funding and technical guidance to states, which manage the day-to-day details of the

program. Low-income families receive services from a network of more than 900 local

weatherization service providers who install energy efficiency measures in the homes

of qualifying homeowners free of charge.

State and tribal governments, including U.S. territories

Weatherization technologies include a wide range of energy efficiency measures for

retrofitting homes and apartment buildings. Weatherization service providers choose

the best package of efficiency measures for each home based on an energy audit of the

home. Typical measures may include installing insulation, sealing ducts, tuning and

repairing heating and cooling systems, and if indicated, replacing the same; mitigating air

infiltration; and reducing electric base load consumption.

See EERE’s Weatherization Assistance Program website; the National Association for

State Community Services Program’s (NASCSP’s) WAP Clearinghouse; EERE’s

Weatherization Success Stories website; program number 81.042 at the SAM.gov

website; and CRS Report R46418, The Weatherization Assistance Program Formula,

by Corrie E. Clark and Lynn J. Cunningham.

Industrial

9. Advanced Materials and Manufacturing Technologies Office (AMMTO)/

Industrial Efficiency and Decarbonization Office (IEDO) (formerly the Advanced

Manufacturing Office - AMO)

Administered by

Authority

EERE

Energy Policy and Conservation Act (EPCA; P.L. 94-163)

Energy Conservation and Production Act (ECPA; P.L. 94-385)

Department of Energy Organization Act (P.L. 95-91)

National Energy Conservation Policy Act (NECPA; P.L. 95-619)

Powerplant and Industrial Fuel Use Act of 1978 (P.L. 95-620)

Energy Security Act (P.L. 96-294)

Renewable Energy and Energy Efficiency Technology Competitiveness Act of 1989

(P.L. 101-218)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title I, Sec. 1013

Annual Funding

$114.3 million for FY2013

$175.4 million for FY2014

$194.2 million for FY2015

$228.5 million for FY2016

$257.5 million for FY2017

$305 million for FY2018

$320 million for FY2019

$395 million for FY2020

$396 million for FY2021

$416 million for FY2022

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Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

$475 million additionally appropriated for FY2022 from IIJA8

$250 million additionally appropriated for FY2023 from IIJA

$582.5 million requested for FY2023

None

In 2022, DOE split the Advanced Manufacturing Office (AMO) into two offices: the

Advanced Materials and Manufacturing Technologies Office (AMMTO) and the

Industrial Efficiency and Decarbonization Office (IEDO).

AMMTO researches, develops, and demonstrates next-generation materials and

manufacturing technologies needed to increase U.S. industrial competitiveness and to

drive economy-wide decarbonization. It supports the national plan to revitalize

American manufacturing, secure critical supply chains, and develop diverse innovation

ecosystems.

IEDO provides planning, management, and direction necessary for (1) a balanced

national program of research, development, demonstration, technical assistance; (2)

workforce development to drive energy, materials and production efficiency; and (3)

decarbonization across the industrial sector to achieve net-zero carbon emissions by

2050.

National laboratories; companies; state, local, and tribal governments; colleges and

universities

Crosscutting technologies that improve the efficiency of technologies that are

common to many industrial processes and can benefit multiple industries.

Crosscutting technology R&D areas include combustion, distributed energy, energy

intensity processes, fuel and feedstock liability, industrial materials for the future,

nanomanufacturing, and sensors and automation.

See EERE’s Advanced Materials and Manufacturing Office (AMMTO) website; EERE’s

Industrial Efficiency and Decarbonization Office (IEDO) website; and EERE’s AMMTO

and IEDO Funding Opportunities.

10. Inventions and Innovations Program

Administered by

Authority

Annual Funding9

Scheduled Termination

Description

EERE

Federal Nonnuclear Energy Research and Development Policy Act of 1974 (P.L. 93577)

$940,000 for FY2012

$1 million for FY2013

$0 for FY2014-FY2018

$50,000 for FY2019

$0 for FY2020

$0 for FY2021 (est.)

FY2022 and FY2023 budget request data are unavailable as of January 2023; the

FY2022 and FY2023 DOE budget justifications do not provide details on this

program.

None

This program provides financial and technical assistance for research and

development of innovative, energy-saving ideas and inventions with future commercial

market potential. It supports energy efficiency and renewable energy technology

development in areas that align with Office of Energy Efficiency and Renewable Energy

programs. This program has not expired, but it has not been regularly funded since

2013, and it is unlikely that it will receive significant funding in future years.10

8 Additional FY2022 and FY2023 IIJA appropriations to be managed by EERE as well as SCEP and MESC.

9 Funding information taken from a now-archived Assistance Listing website.

10 According to the program description in the Assistance Listings at the beta.Sam.gov website, noted on July 9, 2018,

October 18, 2019, October 26, 2020, and, most recently, at the SAM.gov website on July 28, 2021.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Qualified Applicant(s)

Qualified Technologies

For More Information

Individuals; small businesses

Specific energy efficiency and renewable energy technologies not listed

See NREL’s Inventions and Innovation: Helping Bring Your Energy Ideas to Market;

Advanced Manufacturing & Industrial Decarbonization Offices funding opportunities

website.

Vehicles

11. Vehicle Technologies Office (VTO)

Administered by

Authority

EERE

Department of Energy Organization Act (P.L. 95-91)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title IX, Sec. 9009

Annual Funding

$303.2 million for FY2013

$282.2 million for FY2014

$272.5 million for FY2015

$310 million for FY2016

$307 million for FY2017

$337.5 million for FY2018

$344 million for FY2019

$396 million for FY2020

$400 million for FY2021

$420 million for FY2022

$1,250 billion additionally appropriated for FY2022 from IIJA11

$1,240 billion additionally appropriated for FY2023 from IIJA

$602.7 million requested for FY2023

None

The VTO works with industry leaders to develop and deploy advanced transportation

technologies that could achieve significant improvements in vehicle fuel efficiency and

displace oil with other fuels that ultimately can be domestically produced in a clean

and cost-competitive manner. Program activities include research, development,

demonstration, testing, technology validation, technology transfer, and education. Key

technology areas include Batteries, Charging, and Electric Vehicles; Energy Efficient

Mobility Systems; Advanced Combustion Systems and Fuels; Lightweight Propulsion

Materials; and Technology Integration.

Industry; colleges and universities; federal, state, and local governments; national

laboratories

Hybrid electric systems; biofuels or fuels technology; advanced internal combustion

engines; advanced charging and battery systems; advanced propulsion and

lightweighting materials; and technology integration

See EERE’s Vehicle Technology Office website; EERE’s Vehicle Technologies Office –

Funding Opportunities; and EERE’s Vehicle Technologies Program Factsheet.

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

11 Additional FY2022 and FY2023 IIJA appropriations to be managed by EERE as well as MESC.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Other Energy Efficiency and Renewable Energy Programs

12. Energy Efficiency and Conservation Block Grant Program (EECBG)

Administered by

Authority

Annual Funding

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

EERE

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140), Title V, Subtitle E

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Infrastructure and Investment and Jobs Act (IIJA, P.L. 117-58), Division D, Title V,

Subtitle D, Sec. 40552

$0 for FY2008

$3.2 billion for FY2009 from ARRA

$0 for FY2010-FY2021

$550 million for FY202212

This program was initially authorized through FY2012. The IIJA authorized funding for

the program for FY2022 with monies to be available until expended.

This program is part of DOE’s Weatherization and Intergovernmental Program. The

EECBG Program provides formula and competitive grants to empower local

communities to make strategic investments to meet the nation’s long-term goals for

energy independence and leadership on climate change. Grants can be used for

energy efficiency and conservation programs and projects community-wide, as well as

renewable energy installations on government buildings.

State, local, and tribal governments, including U.S. territories;

Energy efficient equipment and lighting; district heating and cooling systems; combined

heat and power systems; landfill gases, solar; wind; fuel cells; biomass

See EERE’s Energy Efficiency and Conservation Block Grant Program website; and

program number 81.128 at SAM.gov website.

13. Energy Efficiency and Renewable Energy Information Dissemination,

Outreach, Training, and Technical Analysis/Assistance Grant Program

Administered by

Authority

Annual Funding13

Scheduled Termination

EERE

Energy Reorganization Act of 1974 (P.L. 93-438)

Department of Energy Organization Act (P.L. 95-91)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

$36.1 million for FY2013

$27.1 million for FY2014

$33.1 million for FY2015

$19.5 million for FY2016

$41 million for FY2017

$21.7 million for FY2018

$16 million for FY2019

$8.1 million for FY2020

$23.2 million for FY2021

$7.5 million for FY2022 (est.)

FY2023 budget request data are unavailable as of January 2023; the FY2023 DOE

budget justifications do not provide details on this program.

None

12 FY2022 IIJA funding for the program to remain available until expended.

13 Funding information taken from the Assistance Listings, see

https://sam.gov/fal/5abada163cd316e59c6bb19b216d75e3/view.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

This program provides financial assistance for information dissemination, outreach,

training, and related technical analysis/assistance that will (1) stimulate increased

energy efficiency in transportation, buildings, industry, and the federal sector and

encourage increased use of renewable and alternative energy; and (2) accelerate the

adoption of new technologies to increase energy efficiency and the use of renewable

and alternative energy through the competitive solicitation of applications.

State and local governments; Native American organizations; individuals; universities;

profit organizations; private nonprofit organizations; public nonprofit organizations;

Alaskan Native corporations and universities

Specific energy efficiency and renewable energy technologies not listed

See program number 81.117 at the SAM.gov website.

14. Renewable Energy Production Incentive (REPI)

Administered by

EERE

Authority

Energy Policy Act of 1992 (EPACT; P.L. 102-486), Title XII, Section 1212

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58), Title II, Subtitle A, Section 202

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260)

Title III, Sec. 3006(c)

$4.95 million for FY2006

$4.95 million for FY2007

$4.95 million for FY2008

$5 million for FY2009

$0 for FY2010-FY2022

$0 requested for FY2023

End of FY2026

This program provides incentive payments for electricity generated and sold by new

qualifying renewable energy facilities. Qualifying systems are eligible for annual incentive

payments of 1.5¢ per kilowatt-hour in 1993 dollars (indexed for inflation) for the first

10-year period of their operation, subject to the availability of annual appropriations in

each federal fiscal year of operation.

State, local, and tribal governments; public utilities; not-for-profit electrical

cooperatives; Native American corporations

Solar thermal electric; photovoltaics; landfill gas; wind; biomass; geothermal electric;

anaerobic digestion; marine energy (tidal energy; wave energy; ocean thermal)

See U.S. Code: 42 U.S.C. §13317.

Annual Funding

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

15. State Energy Program (SEP)

Administered by

Authority

Annual Funding

SCEP

Energy Policy and Conservation Act (EPCA; P.L. 94-163)

Energy Conservation and Production Act (ECPA; P.L. 94-385)

National Energy Conservation Policy Act (NECPA; P.L. 95-619)

State Energy Efficiency Programs Improvement Act of 1990 (P.L. 101-440)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Conservation Reauthorization Act of 1998 (P.L. 105-388)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Infrastructure and Investment and Jobs Act (IIJA, P.L. 117-58), Division D, Title V,

Subtitle D, Sec. 40109

$47.1 million for FY2013

$50 million for FY2014

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

$50 million for FY2015

$50 million for FY2016

$50 million for FY2017

$55 million for FY2018

$55 million for FY2019

$62.5 million for FY2020

$62.5 million for FY2021

$63 million for FY2022

$500 million additionally appropriated for FY2022 from IIJA

$70 million requested for FY2023

None

SEP provides grants to states, tribal governments, and territories to design and carry

out their own renewable energy and energy efficiency programs, tailored to their

unique resources, delivery capacity, and energy goals.

These grants support state energy offices in their development and implementation of

energy programs that deploy portfolios of clean energy technologies addressing their

specific goals and needs. A broad range of activities encompass the state energy offices’

formula work, including energy planning; building energy code adoption,

implementation and compliance in continued coordination with EERE’s Building

Technologies Office; financing mechanisms for institutional retrofit programs; loan

programs; energy savings performance contracting to retrofit government buildings

and facilities; comprehensive residential energy programs for homeowners;

transportation programs that accelerate the use of alternative fuels, including electric

vehicles and infrastructure; and programs that remove barriers and support supply side

and distributed renewable energy.

State and tribal governments, including U.S. territories

Emerging renewable energy and energy efficiency technologies

See EERE’s State Energy Program website; EERE’s State Energy Program Success

Stories website; and program number 81.041 at the SAM.gov website.

16. Office of Indian Energy Assistance Programs (formerly the Tribal Energy

Program, TEP)

Administered by

Authority

Office of Indian Energy Policy and Programs (IE)

Energy Policy and Conservation Act (EPCA; P.L. 94-163)

Energy Conservation and Production Act (ECPA; P.L. 94-385)

Department of Energy Organization Act (P.L. 95-91)

Energy Tax Act of 1978 (P.L. 95-618)

National Energy Conservation Policy Act (NECPA; P.L. 95-619)

Power Plant and Industrial Fuel Use Act of 1978 (P.L. 95-620)

Energy Security Act (P.L. 96-294)

National Appliance Energy Conservation Act of 1987 (P.L. 100-12)

Federal Energy Management Improvement Act of 1988 (P.L. 100-615)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title VIII, Sec. 8013

Annual Funding

$9.4 million for FY2013

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Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

$8.3 million for FY201414

$14.7 million for FY201515

$13.2 million for FY2016

$13.5 million for FY201716

$15.7 million for FY2018

$13.2 million for FY2019

$17 million for FY2020

$17 million for FY2021

$17 million for FY2022

$129.7 million requested for FY2023

None

This program promotes tribal energy sufficiency, economic growth, and employment

on tribal lands through the development of renewable energy and energy efficiency

technologies. The program provides financial assistance, technical assistance,

education, and training to tribes for the evaluation and development of renewable

energy resources and energy efficiency measures. In FY2015, DOE transferred TEP

from the Weatherization and Intergovernmental Program (WIP) to the new Office of

Indian Energy Policy and Programs (IE).

Tribal governments

Energy efficient technologies: clothes washers; refrigerators/freezers; water heaters;

lighting; lighting controls/sensors; chillers; furnaces; boilers; air conditioners;

programmable thermostats; energy management; systems/building controls;

caulking/weather-stripping; duct/air sealing; building insulation; windows; doors; siding;

roofs; comprehensive measures/whole building; and other energy efficiency

improvements may be eligible. Renewable energy technologies: passive solar space

heat; solar water heat; solar space heat; photovoltaics; wind; biomass; hydroelectric;

geothermal electric; geothermal heat pumps

See the Office of Indian Energy Policy and Program’s website; the Office of Indian

Energy Policy and Program’s Current Funding Opportunities; National Renewable

Energy Laboratory’s (NREL’s) report: Tribal Energy Program – Assisting Tribes to

Realize Their Energy Visions; DSIRE’s program summary for the Tribal Energy

Program; and CRS In Focus IF11793, Indian Energy Programs at the Department of

Energy, by Corrie E. Clark and Mark Holt.

Other DOE Offices/Cross-Cutting Programs

17. Advanced Research Projects Agency—Energy Financial Assistance Program

(ARPA-E)

Administered by

Authority

Advanced Research Projects Agency-Energy (ARPA-E)

Department of Energy Organization Act (P.L. 95-91)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

America COMPETES Act (P.L. 110-69), Sec. 5012

14 The Tribal Energy Program (TEP) was funded in FY2014 within the Office of Energy Efficiency and Renewable

Energy appropriation, included with the Weatherization and Intergovernmental Programs. See Department of Energy,

FY2014 Congressional Budget Request, volume 3, p. EE-249.

15 In 2015, TEP was transferred to the Office of Indian Energy (IE) and funding for FY2015 and FY2016 was provided

within the DOE Departmental Administration appropriation. See Department of Energy, FY2015 Congressional Budget

Request, volume 3, p. 18.

16 For FY2017, DOE requested funding for TEP as a separate appropriation from the Departmental Administrative

appropriation “to align the budget structure with IE’s mission and activities.” See Department of Energy, FY2017

Congressional Budget Request, volume 3, p. 756.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

America COMPETES Reauthorization Act of 2010 (P.L. 111-358)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title X, Sec. 10001

P.L. 117-167 (commonly referred to as the CHIPS and Science Act), Div. B, Title VI,

Sec. 10771

Annual Funding

$250.6 million for FY2013

$280 million for FY2014

$280 million for FY2015

$261.7 million for FY2016

$276.8 million for FY2017

$353.3 million for FY2018

$334.8 million for FY2019

$390 million for FY2020

$392 million for FY2021

$392 million for FY2022

$643 million requested for FY2023

Scheduled

Termination

Authorized through FY2025. Passed in December 2020, the Energy Act of 2020 [P.L.

116-260, 42 U.S.C. 16538(l)] also stipulates that “not later than 3 years after

December 27, 2020, the Secretary [of Energy] is authorized to enter into a contract

with the National Academy of Sciences under which the National Academy shall

conduct an evaluation of how well ARPA–E is achieving the goals and mission of

ARPA–E.” Furthermore, the evaluation may include “a recommendation on whether

ARPA-E should be continued or terminated.”

Description

This program will fund organizations that have proposed sophisticated energy

technology R&D projects that (1) translate scientific discoveries and cutting-edge

inventions into technological innovations and (2) accelerate transformational

technological advances in areas that industry by itself is not likely to undertake

because of high technical or financial risk. Transformational energy technologies are

those that have the potential to create new paradigms in how energy is produced,

transmitted, used, or stored.

The CHIPS and Science Act (P.L. 117-167) authorized an additional $1.2 billion in

appropriations for FY2023-FY2026 for the purpose of funding specific “key

technology focus areas.”17 These focus areas include, among others, advanced energy

and industrial efficiency technologies, such as batteries and advanced nuclear

technologies, including but not limited to the purposes of electric generation.

ARPA-E welcomes submissions from any type of capable technology research and

development entity. This includes, but is not limited to for-profit entities, academic

institutions, research foundations, not-for-profit entities, collaborations, and

consortia. Individuals are typically eligible to apply for funding. However, any ARPA-E

award funding would need to be made to a business entity formed by the applicant, if

selected for award negotiations. The lead organization that will enter into the

agreement with ARPA-E must be a U.S. entity.

Qualified Applicant(s)

Qualified Technologies

For More Information

Transformational energy technologies

See ARPA-E’s General Questions website; National Academy of Sciences program

evaluation: An Assessment of ARPA-E (2017); and program number 81.135 at the

SAM.gov website.

17 For a full list of specific technologies in the “key technology focuses areas” see Section 10387 of the CHIPS and

Science Act (P.L. 117-167). For authorization of the additional $1.2 billion in appropriations for ARPA-E, see Section

10771(7) of the same law.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

18. Electricity Delivery and Energy Reliability, Research, Development

and Analysis Grant Program (Office of Electricity - OE)

Administered by

Authority

Office of Electricity (OE)

Department of Energy Organization Act (P.L. 95-91)

Energy Security Act (P.L. 96-294)

National Superconductivity and Competitiveness Act of 1988 (P.L. 100-697)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title VIII, Sec. 8001, 8003, 8004, and 8007

Annual Funding

$129.2 million for FY2013

$144.2 million for FY2014

$144.2 million for FY2015

$178 million for FY2016

$201.1 million for FY2017

$220 million for FY2018

$139 million for FY201918

$172 million for FY202019

$193.7 million for FY202120

$193.7 million for FY202221

$279.8 million requested for FY202322

None

This grant program aims to develop cost-effective technology that enhances the

reliability, flexibility, efficiency, resiliency, affordability, and security of the electric

grid.

State, local, and tribal governments; universities; profit organizations; private

nonprofit organizations; research organizations

Specific technologies not listed

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

18 For FY2019, DOE split the Electricity Delivery and Energy Reliability appropriation into two appropriations:

Electricity Delivery (OE) and Cybersecurity, Energy Security, and Emergency Response (CESER). The CESER

appropriation for FY2019 was $108.5 million. To compare to previous years, the combined appropriation for the now

separated programs in FY2019 would be $247.5 million. See Department of Energy, FY2019 Congressional Budget

Request, volume 3 part 1, pp. 7-9, 13, 57-59.

19 The CESER appropriation for FY2020 was $143 million. To compare to previous years, the combined appropriation

for the now separated programs in FY2020 would be $315 million. See Department of Energy, FY2021 Congressional

Budget Request, volume 3 part 1, pp. 265, 321.

20 The CESER appropriation for FY2021 was $144 million. To compare to previous years, the combined appropriation

request for FY2021 would be $337.7 million. See Department of Energy, FY2022 Congressional Budget Request,

volume 3 part 1, pp. 14, 74.

21 The CESER appropriation for FY2022 was $143 million. To compare to previous years, the combined appropriations

for FY2022 would be $346.7 million. DOE’s FY2022 budget request proposed transferring responsibility of R&D for

energy sector cybersecurity to OE, including a request for $25 million for the cyber R&D program. See Department of

Energy, FY2023 Congressional Budget Request, volume 3, pp. 6-9 and Department of Energy, FY2023 Congressional

Budget Request, volume 4, pp. 320-325.

22 DOE’s FY2023 budget request for OE similarly proposed transferring responsibility of R&D for energy sector

cybersecurity to OE. OE’s appropriation request for FY2022 was $279.8 million and included $20 million for a Cyber

Resilient and Secure Utility Communications Networks R&D program. See Department of Energy, FY2023

Congressional Budget Request, volume 4, pp. 349-352.

Congressional Research Service

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

For More Information

See OE’s Technology Development website; and program number 81.122 at the

SAM.gov website.

19. Federal Energy Management Program (FEMP)

Administered by

Authority

Office of Federal Energy Management Programs (FEMP)

Energy Policy and Conservation Act (EPCA; P.L. 94-163)

Energy Conservation and Production Act (ECPA; P.L. 94-385)

Department of Energy Organization Act (P.L. 95-91)

National Energy Conservation Policy Act (NECPA; P.L. 95-619)

Federal Energy Management Improvement Act of 1988 (P.L. 100-615)

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Independence and Security Act of 2007 (EISA; P.L. 110-140)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116260), Title I, Sec. 1012

Annual Funding

$28.3 million for FY2013

$28.2 million for FY2014

$27 million for FY2015

$27 million for FY2016

$27 million for FY2017

$27 million for FY2018

$30 million for FY2019

$40 million for FY2020

$40 million for FY2021

$40 million for FY2022

$250 million additionally appropriated for FY2022 from IIJA23

$155.2 million requested for FY2023

None

FEMP assists federal agencies in developing and implementing cost-effective energy

and water management and energy-related investment practices: (a) to coordinate

and strengthen energy and water resilience; and (b) to promote environmental

stewardship.

The program’s main activities include: providing guidance, reference materials, and

resource links to help agencies comply with federal laws and requirements;

facilitating technology integration for optimizing agency facilities and fleets;

leveraging funding sources to support federal projects with technical and

procurement expertise; providing technical assistance to federal agencies; tracking

agency accountability in reporting annual energy and water consumption and

resource management efforts for federal facilities; and providing training to foster

and maintain a high-performance workforce that constructs, operates, and maintains

energy-efficient and cost-effective federal facilities.

Federal agencies

Energy efficient technologies; solar; wind; incremental hydro; ocean; biomass;

geothermal

See EERE’s Federal Energy Management Program website; and FEMP’s Annual

Reports to Congress on Federal Government Energy Management.

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

23 Additional FY2022 IIJA funding appropriated for the Assisting Federal Facilities with Energy Conservation Grant

Program.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

20. Office of Science Financial Assistance Program

Administered by

Authority

Annual Funding24

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

Office of Science (SC)

Atomic Energy Act of 1954 (P.L. 83-703), Section 31

Energy Reorganization Act of 1974 (P.L. 93-438), Title I, Section 107

Federal Nonnuclear Energy Research and Development Act of 1974 (P.L. 93-577)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

$965.1 million for FY2013

$1.1 billion for FY2014

$1.1 billion for FY2015

$1.1 billion for FY2016

$1.1 billion for FY2017

$1.3 billion for FY2018

$1.2 billion for FY2019

$1.2 billion for FY2020

$1.37 billion for FY2021

$1.35 billion for FY2022 (est.)

$1.35 billion for FY2023 (est.)

FY2023 budget request data are unavailable as of January 2023; the FY2023 DOE

budget justifications do not contain estimates regarding how much funding from the

SC are provided for renewable energy and energy efficiency R&D grants.

None

The Office of Science’s (SC) mission is to deliver scientific discoveries and major

scientific tools to transform our understanding of nature and advance the energy,

economic, and national security of the United States. SC accomplishes its mission and

advances national goals, in part, by supporting science for advanced and sustainable

energy. SC supports a wide range of funding modalities from single principal

investigators to large team-based activities to engage in fundamental research on

energy production, conversion, storage, transmission, and use.

State, local, and tribal governments; colleges and universities; profit commercial

organizations; private nonprofit organizations; public nonprofit organizations; small

businesses

Specific advanced technologies not listed

See the Office of Science’s Funding Opportunities website, and program number

81.049 at the SAM.gov website.

21. Loan Guarantee Program (Loan Programs Office)

Administered by

Authority

Loan Programs Office (LPO)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58), Title XVII

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Omnibus Appropriations Act, 2009 (P.L. 111-8)

Department of Defense and Full-Year Continuing Appropriations Act, 2011 (P.L. 11210)

Energy Act of 2020 (Div. Z of Consolidated Appropriations Act, 2020; P.L. 116-260),

Title IX, Sec. 9010

Investment Infrastructure and Jobs Act (IIJA; P.L. 117-58), Division D, Title IV, Sec.

40401

24 Funding information taken from the Assistance Listings, see

https://sam.gov/fal/2ce2a503273bc133bfb5a1e142201bcd/view. The obligations for financial assistance do not include

all funding for Office of Science programs.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Inflation Reduction Act (IRA; P.L. 117-169), Title V, Sec. 50141, 50144

Annual Funding

Section 1703 Innovative Technology Loan Guarantee Program (permanent)

$0 for FY2013

$7.9 million for FY201425

$17 million for FY201526

$17 million for FY201627

$139,000 for FY201728

$30.9 million for FY201829

$12.3 million for FY201930

$29 million for FY202031

$29 million for FY202132

$29 million for FY202233

$3.6 billion appropriated for FY2022 from IRA

$168.2 million requested for FY202334

Section 1705 Temporary Loan Guarantee Program

$0 for FY2008

25 For FY2014, $42 million was enacted for administrative purposes only, but these expenses were offset by $34.1

million in collections from borrowers for a net appropriation of $7.9 million. See Department of Energy, FY2016

Congressional Budget Request, volume 3, pp. 721-722.

26 For FY2015, $42 million was enacted for administrative expenses. These administrative expenses were offset by $25

million in collections from borrowers for a net appropriation of $17 million. See Department of Energy, FY2017

Congressional Budget Request, volume 3, pp. 743-744.

27

For FY2016, $42 million was enacted for administrative expenses. These administrative expenses were offset by $25

million in collections from borrowers for a net appropriation of $17 million. See Department of Energy, FY2018

Congressional Budget Request, volume 3, pp. 717-719.

28 For FY2017, $37 million was enacted for administrative expenses. These administrative expenses were reduced by

(1) an offset of $27 million in collections from applicants and borrowers and (2) a rescission of an additional $9.861

million of administrative appropriations from FY2012 and FY2013 (P.L. 115-31) for a net appropriation of $139,000.

See Department of Energy, FY2019 Congressional Budget Request, volume 3 part 2, pp. 453-455.

29 For FY2018, $33 million was enacted for administrative purposes. These administrative expenses were reduced by

an offset of $2.1 million in collections from applicants and borrowers for a net appropriation of $30.9 million. See

Department of Energy, FY2020 Congressional Budget Request, volume 3 part 2, pp. 455-457.

30 For FY2019, $33 million was enacted for administrative expenses. These administrative expenses were reduced by

$20.7 million in collections from applicants and borrowers for a net appropriation of $12.3 million. See Department of

Energy, FY2021 Congressional Budget Request, volume 3 part 2, pp. 391-393.

31 For FY2020, $32 million was enacted for administrative expenses. These administrative expenses were reduced by

$3 million in collections from applicants and borrowers for a net appropriation of $29 million. See Department of

Energy, FY2022 Congressional Budget Request, volume 3 part 2, p. 309.

32 For FY2021, $32 million was enacted for administrative expenses. These administrative expenses are expected to be

offset by $3 million for a net appropriation of $29 million. See Department of Energy, FY2023 Congressional Budget

Request, volume 3, p. 103.

33 For FY2022, $32 million was enacted for administrative expenses. These administrative expenses are expected to be

offset by $3 million for a net appropriation of $29 million. See Department of Energy, FY2023 Congressional Budget

Request, volume 3, p. 103.

34 For FY2023, a net total of $168.2 million was requested. This total includes $66.2 million for administrative

expenses and $150 million for credit subsidy costs offset by an estimated $48 million in offsetting collections. The

$150 million for credit subsidy costs is associated with an additional $5 billion of loan guarantee authority open to a

range of eligible projects, increasing available Title 17 loan authority from $22.4 billion to $27.4 billion. See

Department of Energy, FY2023 Congressional Budget Request, volume 3 (p. 104).

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

$6 billion was appropriated for FY2009. However, $2 billion of that funding was

transferred to the “cash for clunkers” automobile trade-in program by P.L. 111-47.35

An additional $1.5 billion was rescinded for the Education Jobs and Medicaid

Assistance Act, P.L. 111-226 (Section 308), leaving a total of $2.5 billion remaining

from the FY2009 appropriations.

$0 for FY2012-FY2022

$0 requested for FY202336

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

Section 1706 Energy Infrastructure Reinvestment Financing

$5 billion appropriated for FY2022 from IRA

None for the permanent (Section 1703) loan guarantee program. Projects authorized

by the temporary loan guarantee (Section 1705) had to begin construction no later

than September 30, 2011. The LPO continues to administer and monitor loan

guarantees for Section 1705 projects. The IRA (P.L. 117-169, Title V, Section 50144)

authorized Section 1706 through FY2026.

This program provides federal loan guarantees to encourage early commercial use in

the United States of new or significantly improved technologies in energy projects that

(1) avoid, reduce, or sequester air pollutants or anthropogenic emissions of

greenhouse gases; and (2) employ new or significantly improved technologies as

compared to commercial technologies in service in the United States at the time the

guarantee is issued. Temporary loan guarantees were also made under Section 1705

for rapid deployment of certain renewable and electric transmission projects up

through September 30, 2011.

The IRA (P.L. 114-169) established a temporary Section 1706 loan guarantee authority

that could finance energy infrastructure. The bill defines energy infrastructure as (1)

electricity generation and transmission or (2) production, processing, and delivery of

fossil fuels, petroleum-derived fuels, or petrochemical feedstocks. To qualify for a 1706

loan guarantee, projects would need to (1) retool, repower, repurpose, or replace

energy infrastructure that has ceased operations—subject to a requirement that fossil

fuel electricity generation projects must avoid, reduce, utilize, or sequester air

pollutants and anthropogenic greenhouse gas emissions or (2) enable operating energy

infrastructure to avoid, reduce, utilize, or sequester air pollutants or anthropogenic

emissions of greenhouse gases.

State, local, and tribal governments; universities; profit organizations; public nonprofit

organizations. No federal entity may apply.

Solar thermal electric; solar thermal process heat; photovoltaics; wind; hydroelectric;

renewable transportation fuels; geothermal electric; fuel cells; manufacturing facilities;

daylighting; tidal energy; wave energy; ocean thermal; biodiesel

See DOE’s Loan Guarantee Program website; See program number 81.126 at the

SAM.gov website; DSIRE’s program summary for the Loan Guarantee Program; CRS

Insight IN11432, Department of Energy Loan Programs: Title XVII Innovative

Technology Loan Guarantees, by Phillip Brown et al.; and CRS Insight IN11984,

Inflation Reduction Act of 2022 (IRA): Department of Energy Loan Guarantee Programs, by

Phillip Brown.

22. Small Business Innovation Research Program (SBIR)/Small Business

Technology Transfer Program (STTR)

Administered by

EERE

35 For more information, see CRS Report R40669, Energy and Water Development: FY2010 Appropriations,

coordinated by Carl E. Behrens. To discuss with a CRS analyst, congressional staff may contact Mark Holt.

36 The authority to enter into new loan guarantees under Section 1705 expired on September 30, 2011, but the Loan

Program Office (LPO) continues to administer and monitor the portfolio of loan guarantees obligated prior to the

expiration date. See Department of Energy, FY2023 Congressional Budget Request, volume 3. p. 116.

Congressional Research Service

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Authority

Small Business Innovation Development Act of 1982 (P.L. 97-219)

Small Business Research and Development Enhancement Act of 1992 (P.L. 102-564)

Consolidated Appropriations Act, 2001 (P.L. 106-554), Appendix I, Title I (Small

Business Innovation Research Program Reauthorization Act of 2000)

Small Business Technology Transfer Program Reauthorization Act of 2001 (P.L. 10750)

SBIR/STTR Reauthorization Act of 2011 (P.L. 112-81, Div. E, Title L)

National Defense Authorization Act for Fiscal Year 2017 (P.L. 114-328), Div. A, Title

XVIII, Sec. 1834

SBIR and STTR Extension Act of 2022 (P.L. 117-183)

Annual Funding37

$26.4 million for FY2013 (SBIR: $23.4 million; STTR: $3 million)

$30.8 million for FY2014 (SBIR: $27.4 million; STTR: $3.4 million)

$28.4 million for FY2015 (SBIR: $25.1 million; STTR: $3.3 million)

$30.2 million for FY2016 (SBIR: $26.3 million; STTR: $3.9 million)

$45.2 million for FY2017 (SBIR: $38.9 million; STTR: $6.3 million)

$58.2 million for FY2018 (SBIR: $51 million; STTR: $7.2 million)

$58.9 million for FY2019 (SBIR: $51.5 million; STTR: $7.4 million)

$78.33 million for FY2020 (SBIR: $66.76 million; STTR: $11.57 million)

$80.5 million for FY2021 (SBIR: $70.3 million; STTR: $10.1 million)

$68.1 million for FY2022 (SBIR: $59.7 million; STTR: $8.4 million)

$102.1 million requested for FY2023 (SBIR: $89.6 million; STTR: $12.6 million)

Scheduled Termination

The SBIR and STTR Extension Act of 2022 (P.L. 117-183) reauthorized SBIR and STTR

through FY2025.

Description

Small Business Innovation Research (SBIR) and Small Business Technology Transfers

(STTR) are U.S. government programs in which federal agencies with large research

and development (R&D) budgets set aside a small fraction of their funding for

competitions among small businesses only. DOE’s SBIR-STTR program is designed to

stimulate technological innovation by small advanced technology firms and provide

new, cost-effective scientific and engineering solutions to challenging problems. EERE

funds appropriated for SBIR/STTR are allocated to larger EERE technology programs,

detailed earlier in this report, including Biomass, Geothermal, Hydrogen & Fuel Cell,

Solar Energy, Water Power, Wind Energy, Advanced Manufacturing, Building

Technologies, and Vehicle Technologies.

Small businesses

Research areas include energy production (fossil, nuclear, renewable, and fusion

energy); energy use (in buildings, vehicles, and industry); fundamental energy sciences

(materials, life, environmental, and computational sciences, and nuclear and high

energy physics); environmental management; and nuclear nonproliferation

See EERE’s Small Business Innovation Research/Small Business Technology Transfers

(SBIR/STTR) website; program number 10.212 (SBIR) at the SAM.gov website; and

CRS Report R43695, Small Business Research Programs: SBIR and STTR, by Marcy Gallo.

Qualified Applicant(s)

Qualified Technologies

For More Information

23. Tribal Energy Loan Guarantee Program (Loan Programs Office)

Administered by

Authority

LPO

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58), Title V, Section 503(a)

Indian Tribal Energy Development and Self-Determination Act Amendments of 2017

(P.L. 115-325), Title I, Sec. 101(c)

37 Annual funding listed for the Small Business Innovation Research (SBIR) and Small Business Technology Transfers

(STTR) programs includes only those funds distributed to DOE’s energy efficiency and renewable energy programs.

See Department of Energy, FY2023 Congressional Budget Request, volume 4, p. 16.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Inflation Reduction Act of 2022 (IRA, P.L. 117-169), Title V, Sec. 50145

Annual Funding

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

$9 million for FY2017

$8.939 million for FY2018

$1 million for FY2019

$2 million for FY2021

$2 million for FY2022

$75 million appropriated for FY2022 from IRA

$1.9 million requested for FY2023

None. However, in FY2021, LPO has proposed to terminate the Tribal Energy Loan

Guarantee Program.38

This is a partial loan guarantee program that can guarantee up to $2 billion in loans to

support economic opportunities to tribes through energy development projects and

activities.

Tribal government; members of eligible tribes, including eligible joint ventures or

authorized corporate entities

A broad range of energy-related projects can be supported, including, but not limited

to solar, wind, geothermal, hydropower, electric transmission infrastructure, and

energy storage.

See LPO’s Tribal Energy Loan Guarantee Program website; CRS Insight IN11452,

Department of Energy Loan Programs: Tribal Energy Loan Guarantee, by Corrie E. Clark

et al.; CRS Insight IN11984, Inflation Reduction Act of 2022 (IRA): Department of Energy

Loan Guarantee Programs, by Phillip Brown; and CRS In Focus IF11793, Indian Energy

Programs at the Department of Energy, by Corrie E. Clark and Mark Holt.

II. Department of Agriculture (USDA)

1. Assistance to High Energy Cost Rural Communities Program

Administered by

Authority

Annual Funding

Scheduled Termination

Description

Qualified Applicant(s)

Rural Development (RD)

Rural Electrification Act of 1936 (P.L. 74-605)

Grain Standards and Warehouse Improvement Act of 2000 (P.L. 106-472)

$9.2 million for FY2013

$10 million for FY2014

$10 million for FY2015

$10 million for FY2016

$10 million for FY2017

$10 million for FY2018

$10 million for FY2019

$10 million for FY2020

$10 million for FY2021

$10 million for FY2022

$10 million requested for FY2023

None

This program provides financial assistance to rural communities with extremely high

energy costs (exceeding 275% of the national average).

State, local, and tribal governments (including U.S. territories); for-profit businesses;

nonprofit businesses; cooperatives; individuals

38 For FY2021, DOE proposed eliminating the Tribal Energy Loan Guarantee Program. See Department of Energy,

FY2021 Congressional Budget Request, volume 3, part 2, p. 401.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Qualified Technologies

Solar water heat, solar space heat, solar thermal electric, solar thermal process

heat, solar photovoltaics, wind (all), biomass, hydroelectric, wind (small),

hydroelectric (small)

For More Information

See USDA’s High Energy Cost Grants website; program number 10.859 on the

SAM.gov website; and DSIRE’s program summary for the High Energy Cost Grant

Program.

2. Bioenergy Program for Advanced Biofuels

Administered by

Authority

RD

Annual Funding

Mandatory: The 2018 farm bill (P.L. 115-334) authorized mandatory funding of

$7 million annually for FY2019-FY2023 to remain available until expended. $7

million was appropriated annually for FY2019, FY2020,39 FY2021, and

FY202240.

Discretionary: The 2018 farm bill authorized discretionary funding of $20

million annually for FY2019-FY2023. No discretionary funding was

appropriated for FY2019-FY2022.

Food, Conservation, and Energy Act of 2008 (“2008 farm bill,” P.L. 110-246), Title

IX, Section 9005

Agricultural Act of 2014 (“2014 farm bill,” P.L. 113-79)

Agriculture Improvement Act of 2018 (“2018 farm bill,” P.L. 115-334)

Scheduled Termination

Description

Mandatory funding authorized through FY2023.

The 2008 farm bill established a new Bioenergy Program for Advanced Biofuels to

support and expand production of advanced biofuels—that is, fuel derived from

renewable biomass other than corn kernel starch—under which USDA would

enter into contracts with advanced biofuel producers to pay them for production

of eligible advanced biofuels. The policy goal is to create long-term, sustained

increases in advanced biofuels production.41 Payments are of two types: one based

on actual production, and a second based on incremental production increases.

Not more than 5% of the funds in any year can go to facilities with total refining

capacity exceeding 150 million gallons per year (7 C.F.R. Part 4288, Subpart B).

Qualified Applicant(s)

Qualified Technologies

Eligible advanced biofuels producers

Payments will be made to eligible advanced biofuel producers for the production of

fuel derived from renewable biomass, other than corn kernel starch, to include

biofuel derived from cellulose, hemicellulose, or lignin; biofuel derived from sugar

and starch (other than ethanol derived from corn kernel starch); biofuel derived

from waste material, including crop residue, other vegetative waste material, animal

waste, food waste, and yard waste; diesel-equivalent fuel derived from renewable

biomass, including vegetable oil and animal fat; biogas (including landfill gas and

sewage waste treatment gas) produced through the conversion of organic matter

from renewable biomass; butanol or other alcohols produced through the

conversion of organic matter from renewable biomass; and other fuel derived from

cellulosic biomass

For More Information

See USDA program website; program number 10.867 on the SAM.gov website;

CRS In Focus IF10288, Overview of the 2018 Farm Bill Energy Title Programs, by Kelsi

39 In the FY2022 Budget Appendix, USDA notes a transfer of an additional $100 million from the Commodity Credit

Corporation (CCC) in FY2020 for $107 million total available funding for that fiscal year, likely reflecting the

availability of carryover funding. See the Appendix volume for FY2022 Budget of the United States Government, p.

133.

40 USDA notes a similar transfer of an additional $100 million from the CCC in FY2022 for $107 million total

available funding for that fiscal year. See the Appendix volume for FY2023 Budget of the United States Government, p.

136.

41 For more program information, see the “Advanced Biofuel Payment Program,” RD, USDA at

https://www.rd.usda.gov/programs-services/advanced-biofuel-payment-program.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Bracmort; and CRS Report R45943, The Farm Bill Energy Title: An Overview and

Funding History, by Kelsi Bracmort.

3. Biomass Crop Assistance Program (BCAP)

Administered by

Authority

Farm Services Agency (FSA)

Farm Security and Rural Investment Act of 2002 (FSRIA; “2002 farm bill,” P.L. 107171), Title IX

Food, Conservation, and Energy Act of 2008 (“2008 farm bill,” P.L. 110-246), Title IX,

Sec. 9001 created new Section 9011 under FSIRA

Agricultural Act of 2014 (“2014 farm bill,” P.L. 113-79), Sec. 9010

Agriculture Improvement Act of 2018 (“2018 farm bill,” P.L. 115-334)

Annual Funding

Mandatory: The 2018 farm bill did not authorize any mandatory annual funding

for FY2019-FY2023. Previously, the 2014 farm bill authorized mandatory funding

of $25 million annually from FY2014 through FY2018. The FY2015, FY2016, and

FY2017 appropriation acts (P.L. 113-235, P.L. 114-113, and P.L. 115-31,

respectively) limited mandatory funding to $23 million in FY2015, $3 million in

FY2016, and $3 million for FY2017. The FY2018 appropriations act (P.L. 115141) provided no mandatory funding for BCAP.

Discretionary: The 2018 farm bill authorized $25 million in annual discretionary

funding for BCAP for FY2019-FY2023. No funding was appropriated for FY2019FY2022.

Scheduled Termination

Description

Funding authorized through FY2023.

BCAP provides assistance to support the production of eligible biomass crops on land

within approved BCAP project areas. In exchange for growing eligible crops, the FSA

will provide annual payments through 5- to 15-year contracts. Under these contracts

up to 50% of establishment costs may also be provided. FSA will also provide

matching payments to eligible material owners at a rate of $1 for each $1 per dry ton

paid by a qualified biomass conversion facility. Matching payments may not exceed

$20 per ton and are limited to no more than two years per participant.

Qualified Applicant(s)

Qualified Technologies

Eligible biomass material owners and eligible biomass producers

Eligible material for a matching payment is renewable biomass, as defined by the 2014

farm bill, with several important exclusions including harvested grains, fiber, or other

commodities eligible to receive payments under the Commodity Title (Title I) of the

2014 farm bill. (The residues of these commodities, however, are eligible and may

qualify for payment.) Also excluded are animal waste and animal waste by-products

including fats, oils, greases, and manure; food waste and yard waste; and bagasse.

Eligible crops include renewable biomass, with the exception of crops eligible to

receive a payment under Title I of the 2014 farm bill and plants that are invasive or

noxious, or have the potential to become invasive or noxious.

For More Information

See the USDA BCAP website; CRS Report R41296, Biomass Crop Assistance Program

(BCAP): Status and Issues, by Mark A. McMinimy; CRS In Focus IF10288, Overview of the

2018 Farm Bill Energy Title Programs, by Kelsi Bracmort; and CRS Report R45943, The

Farm Bill Energy Title: An Overview and Funding History, by Kelsi Bracmort.

4. Biomass Research and Development Initiative (BRDI)

Administered by

Authority

National Institute of Food and Agriculture (USDA)/EERE (DOE)

Biomass Research and Development Act of 2000 (BRDA; P.L. 106-224), Title III

Farm Security and Rural Investment Act of 2002 (FSRIA; “2002 farm bill,” P.L. 107171), Title IX, Sec. 9008

Food, Conservation, and Energy Act of 2008 (“2008 farm bill,” P.L. 110-246), Title IX,

Sec. 9008 Agricultural Act of 2014 (P.L. 113-79), Section 9010

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Agriculture Improvement Act of 2018 (“2018 farm bill,” P.L. 115-334), Title VII, Sec.

7507

Annual Funding

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

Mandatory: Under the 2014 farm bill, mandatory funds of $3 million were

authorized for FY2014 through FY2017 to remain available until expended. No

mandatory funds were authorized or appropriated for FY2018. The 2018 farm

bill did not extend mandatory funding for BRDI.

Discretionary: The 2018 farm bill authorized $20 million in annual appropriations

for FY2019-FY2023. No discretionary funding was appropriated through FY2022.

Funding authorized through FY2023.

BRDI is an interagency collaboration program between USDA’s National Institute of

Bioenergy (Institute of Bioenergy, Climate, and Environment) and DOE’s Office of

Energy Efficiency and Renewable Energy (Bioenergy Technologies Program). The

program provides competitive grants, contracts, and financial assistance for research,

development, and demonstration of technologies and processes for biofuels and

biobased products.

Colleges and universities (including 1862, 1890, and 1994 Land-Grant Colleges and

Universities); national laboratories; federal research agencies; state research agencies;

small businesses; nonprofit organizations; and/or a consortium of two or more

entities identified as eligible

Biomass; biofuels; biobased products

See the Biomass Research and Development (BR&D) Board’s BRDI website; program

number 10.312 on the Sam.gov website; CRS In Focus IF10288, Overview of the 2018

Farm Bill Energy Title Programs, by Kelsi Bracmort; and CRS Report R45943, The Farm

Bill Energy Title: An Overview and Funding History, by Kelsi Bracmort.

5. Biorefinery, Renewable Chemical, and Biobased Product Manufacturing

Assistance Program (formerly the Biorefinery Assistance Program)

Administered by

Authority

RD

Food, Conservation, and Energy Act of 2008 (“2008 farm bill,” P.L. 110-246), Title IX,

Sec. 9001 created the Biorefinery Assistance Program

Agricultural Act of 2014 (“2014 farm bill,” P.L. 113-79), Title IX, Sec. 9003 amended

and renamed the program as the Biorefinery, Renewable Chemical and Biobased

Product Manufacturing Assistance Program

Agriculture Improvement Act of 2018 (“2018 farm bill,” P.L. 115-334), Title IX, Sec.

9003

Annual Funding

Mandatory: Under the 2018 farm bill, mandatory Commodity Credit Corporation

(CCC) funding of $50 million for FY2019 and $25 million for FY2020 (to remain

available until expended) was authorized for loan guarantees. $50 million was

made available for FY2019. $24 million in funding was made available for

FY2020.42 $5 million in funding was made available for FY2021. No funding was

made available for FY2022.

Discretionary: Funds of $75 million annually are authorized to be appropriated for

FY2014-FY2018 and FY2019-FY2023. For FY2009-FY2013, $150 million was

authorized to be appropriated annually. No discretionary funding was

appropriated for this program through FY2022, and there is no budget request

for discretionary appropriations for FY2023.43

42 The original mandatory funding of $25 million for FY2020 was reduced by $1 million for a final total of $24 million

in mandatory funds made available to the Biorefinery, Renewable Chemical, and Biobased Product Manufacturing

Assistance Program. This reduction is noted in the Appendix volume to the FY2021 Budget of the United States

Government on p. 142.

43 See the Appendix volume to the FY2023 Budget of the United States Government, p. 146: “The 2023 Budget does

not request discretionary funding for this program because mandatory funding is provided through the 2018 Farm Bill.”

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

Mandatory funding authorized through FY2020 and discretionary funding authorized

through FY2023.

The purpose is to assist in the development of new and emerging technologies for the

development of advanced biofuels, so as to increase the energy independence of the

United States; promote resource conservation, public health, and the environment;

diversify markets for agricultural and forestry products and agriculture waste material;

and create jobs and enhance the economic development of the rural economy.

Competitive grants and loan guarantees are made to fund the development,

construction, and retrofitting of commercial-scale biorefineries using eligible

technologies. Biorefinery grants can provide for up to 30% of total project costs. Loan

guarantees are limited to $250 million or 80% of project cost.

Individuals; tribal entities; state government entities; local government entities; U.S.

territory government entities; corporations; farm cooperatives; farmer cooperative

organizations; associations of agricultural producers; national laboratories; institutions

of higher education; rural electric cooperatives; public power entities; consortia of any

of the previous entities

Technologies being adopted in a viable commercial-scale operation of a biorefinery

that produces an advanced biofuel, renewable chemical, or biobased product; and

technologies that have been demonstrated to have technical and economic potential

for commercial application in a biorefinery that produces an advanced biofuel,

renewable chemical, or biobased product.

See the USDA program website; USDA’s Biorefinery program fact sheet; program

number 10.865 at the SAM.gov website; CRS In Focus IF10288, Overview of the 2018

Farm Bill Energy Title Programs, by Kelsi Bracmort; and CRS Report R45943, The Farm

Bill Energy Title: An Overview and Funding History, by Kelsi Bracmort.

6. Community Wood Energy and Wood Innovation Program

Administered by

Authority

Forest Service (FS)

Food, Conservation, and Energy Act of 2008 (“2008 farm bill,” P.L. 110-246), Title

IX, Sec. 9013

Agricultural Act of 2014 (“2014 farm bill,” P.L. 113-79), Title IX, Sec. 9012

Agriculture Improvement Act of 2018 (“2018 farm bill,” P.L. 115-334), Title VIII, Sec.

8644

Annual Funding

Mandatory: No mandatory funding has been authorized.

Discretionary: Discretionary funding of $25 million annually is authorized to be

appropriated for FY2019-FY2023 under the 2018 farm bill. $1.5 million was

appropriated for FY2020. This was the first year Congress appropriated funds

directly for the Community Wood Energy and Wood Innovation competitive

funding program.44 $2 million was appropriated for FY2021, $16.4 million for

FY2022,45 and the agency requested $12.5 million for FY2023.

Scheduled Termination

Description

Funding authorized through FY2023.

The 2018 farm bill extended the program through FY2023 and changed the name to

the Community Wood Energy and Wood Energy Innovation Program. The program

provides matching grants for the installation of community wood energy systems or

building an innovative wood product facility.

A community wood energy system is defined in the 2018 farm bill as an energy

system that produces thermal energy or combined thermal energy and electricity,

services public facilities owned or operated by state or local governments, and uses

woody biomass. This includes single-facility central heating, district heating systems

44 United States Department of Agriculture, Forest Service FY2022 Budget Justification (p. 146).

45 The Consolidated Appropriations Act of 2022 (P.L. 117-103) appropriated $12 million and an additional $4.373

million from IIJA (P.L. 117-58) was used to fund Community Energy Wood grants in FY2022.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Qualified Applicant(s)

Qualified Technologies

For More Information

for multiple buildings, combined heat and electric systems, and other related

biomass energy systems.

The 2018 farm bill added innovative wood product facilities to the program, defining

such a facility as a manufacturing or processing plant or mill that produces: building

components or systems using panelized wood construction; wood products derived

from nanotechnology or other new technology processes; or other innovative wood

products using low-value, low-quality wood.

Grants are capped at 35% of the capital cost of the system or facility (50% under

special circumstances), and are awarded for systems with a nameplate capacity not

exceeding 5 megawatts of thermal energy or combined thermal and electric energy

as directed by statute.

State and local governments

Biomass

See the Forest Service’s Wood Innovations Grants program website; the Forest

Service’s Community Wood Grant Program Awards website; the federal Biomass

Research and Development (BR&D) Board’s “Wood Innovations Program” Power

Point document; program number 10.708 at the Sam.gov website; CRS In Focus

IF10288, Overview of the 2018 Farm Bill Energy Title Programs, by Kelsi Bracmort; and

CRS Report R45943, The Farm Bill Energy Title: An Overview and Funding History, by

Kelsi Bracmort.

7. New Era Rural Technology Competitive Grants Program

Administered by

Authority

National Institute of Food and Agriculture (NIFA)

National Agricultural Research, Extension, and Teaching Policy Act of 1977 (P.L. 95113)

Food, Conservation, and Energy Act of 2008 (“2008 farm bill,” P.L. 110-246)

Agricultural Act of 2014 (“2014 farm bill,” P.L. 113-79)

Agriculture Improvement Act of 2018 (“2018 farm bill,” P.L. 115-334), Title VII, Sec.

7130

Annual Funding

The program received $875,000 for FY2010 and an estimated $875,000 for FY2011.

The program authorization expired after the end of FY2012, and it received no funding

through FY2018. Despite being reauthorized by the 2018 farm bill (P.L. 115-334), the

program received no funding for FY2019 through FY2022.

Scheduled Termination

Description

Authorized through FY2023.

This program provides grant funding for approved technology development, applied

research, and training to develop an agriculture-based renewable energy workforce.

The initiative supports bioenergy, pulp and paper manufacturing, and agriculture-based

renewable energy resources. The program’s authority expired after FY2012, but the

2018 farm bill reauthorized the program for FY2019 through FY2023.

Public or private nonprofit community colleges; advanced technology centers

Biomass; bioenergy

See the archived CFDA web page for program number 10.314; and 7 U.S.C. §3319e.

Qualified Applicant(s)

Qualified Technologies

For More Information

8. Rural Energy For America Program (REAP) Grants and Loans

Administered by

Authority

(RD)

Food Conservation, and Energy Act of 2008 (“2008 farm bill,” P.L. 110-246), Title IX,

Sec. 9001(a)

Agricultural Act of 2014 (“2014 farm bill,” P.L. 113-79), Title IX, Sec. 9007

Agriculture Improvement Act of 2018 (“2018 farm bill,” P.L. 115-334), Title IX, Sec.

9007

Annual Funding

Congressional Research Service

Mandatory: The 2018 farm bill retains mandatory CCC funding of $50 million

for FY2014 and each fiscal year thereafter. (Thus, unlike other farm bill

30

Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

renewable energy programs, REAP’s mandatory funding authority does not

expire with the 2018 farm bill.) Mandatory funds are to remain available until

expended.

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

Discretionary: Under the 2018 farm bill, discretionary funding of $20 million

annually is authorized to be appropriated for FY2019-FY2023; of this amount,

$335,000 was appropriated for FY2019, $706,000 for FY2020, $10.4 million for

FY2021,46 and $12.9 million for FY2022. $30 million was requested for FY2023.

Under the 2014 farm bill, discretionary funding of $20 million annually was

authorized to be appropriated for FY2014-FY2018; of this amount, $3.5 million was

appropriated for FY2014, $1.35 million for FY2015, $0.5 million for FY2016,

$352,000 for FY2017, and $293,000 for FY2018.

Under the 2008 farm bill, $25 million was authorized to be appropriated annually for

FY2009-FY2013. Actual discretionary appropriations have been $5 million in FY2009,

$39.3 million in FY2010, $5 million in FY2011, $3.4 million in FY2012 and in FY2013;

$3.5 million in FY2014; and $1.35 million in FY2015.

None

REAP promotes energy efficiency and renewable energy for agricultural producers

and rural small businesses through the use of: (1) grants and loan guarantees for

energy efficiency improvements (EEI) and renewable energy systems (RES); (2) grants

for energy audits and renewable energy development assistance; and (3) grants for

conducting renewable energy systems (RES) feasibility studies (eligible entities include

rural small businesses and agricultural producers).

The 2014 farm bill added new funding and a three-tiered application process with

separate application processes for grants and loan guarantees for RES and EEI

projects based on the project cost. It also excluded the use of REAP funds for

installing retail energy dispensing equipment, such as blender pumps.

The 2018 farm bill amended the financial assistance for energy efficiency

improvements and renewable energy systems section to include certain limitations

for loan guarantees to purchase and install energy efficient equipment or agricultural

production or processing systems. It also placed a cap of 15% of available funds per

year to be imposed on loan guarantees to agricultural producers for energy efficiency

equipment.

Commercial; schools; state, local, and tribal governments, rural electric cooperatives;

agricultural; public power entities. Eligibility extends to these listed entities in the

U.S. territories.

Solar water heat; solar space heat; solar thermal electric; photovoltaics; wind;

biomass; hydroelectric; renewable transportation fuels; geothermal electric;

geothermal heat pumps; CHP/cogeneration; hydrogen; direct-use geothermal

(electric); anaerobic digestion; small hydroelectric; tidal energy; wave energy; ocean

thermal; renewable fuels; fuel cells using renewable fuels; microturbines. Specific

energy efficiency technologies not identified.

See the REAP program website; program number 10.868 at the Sam.gov website;

CRS In Focus IF10288, Overview of the 2018 Farm Bill Energy Title Programs, by Kelsi

Bracmort; and CRS Report R45943, The Farm Bill Energy Title: An Overview and Funding

History, by Kelsi Bracmort.

9. Rural Energy Savings Program (RESP)

Administered by

Authority

RD

Agricultural Act of 2014 (“2014 farm bill,” P.L. 113-79), Title VI, Sec. 6205

46 the Consolidated Appropriation Act, FY2021 (P.L. 116-260, §781) appropriated $10 million in additional

discretionary funding to REAP. This additional amount was added to the base discretionary appropriation of $392,000

for loan subsidies and grants and is to remain available until expended. Section 781 directs the Agriculture Secretary to

use the additional $10 million “to carry out a pilot program to provide financial assistance for rural communities to

further develop renewable energy.”

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Agriculture Improvement Act of 2018 (“2018 farm bill,” P.L. 115-334), Title VI, Sec.

6303

Annual Funding

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

Mandatory: No mandatory funding has been authorized.

Discretionary: Under the 2014 farm bill, discretionary funding of $75 million

was authorized to be appropriated for FY2014-FY2018. The 2018 farm bill

extended this authorization of $75 million for FY2019-FY2023. Of this amount,

no funding was appropriated for FY2015 and FY2016; $8 million was

appropriated annually for FY2016-FY2018; $10 million was appropriated for

FY2019; $12 million was appropriated for FY2020; $11 million was appropriated

for FY2021; $11.5 million was appropriated for FY2022; $26.3 million was

requested for FY2023.

Funding authorized through FY2023.

The Rural Energy Savings Program provides loans to entities that agree to make

affordable loans to help qualified consumers implement durable and cost-effective

energy efficiency upgrades or install cost-effective renewable energy or energy

storage systems. The 2018 farm bill requires that loans from eligible entities to

qualified consumers may not exceed 5% in interest and must be used for certain

purposes (e.g., to establish a loan loss reserve).

Public power entities (public power districts and public utility districts) and rural

electric cooperatives that have borrowed, repaid, prepaid, or are paying an electric

loan made or guaranteed by the Rural Utilities Service (RUS); or any other entity

that is determined eligible for a loan from RUS according to federal regulations (see

7 CFR 1701.101)

On- or off-grid renewable energy systems; on- or off-grid energy storage systems;

cost-effective, commercial technologies to increase energy efficiency.

Specific renewable energy, energy storage, and energy efficiency technologies not

identified.

See the RESP program website; USDA’s RESP fact sheet; program number 10.751 at

the Sam.gov website; CRS In Focus IF10288, Overview of the 2018 Farm Bill Energy

Title Programs, by Kelsi Bracmort; and CRS Report R45943, The Farm Bill Energy Title:

An Overview and Funding History, by Kelsi Bracmort.

10. Sun Grant Program

Administered by

Authority

NIFA

Food, Conservation, and Energy Act of 2008 (“2008 farm bill,” P.L. 110-246), Title VII,

Sec. 7526

Agricultural Act of 2014 (“2014 farm bill,” P.L. 113-79), Title VII, Sec. 7516

Agriculture Improvement Act of 2018 (“2018 farm bill,” P.L. 115-334), Title IX, Sec.

7414

Annual Funding

Mandatory: No mandatory funding has been authorized.

Discretionary: Under the previous 2008 and 2014 farm bills, discretionary

funding of $75 million was authorized to be appropriated for FY2008-FY2018.

The 2018 farm bill extended this authorization of $75 million for FY2019FY2023. Of this amount, $2.5 million was appropriated in FY2015 and FY2016,

and $3 million was appropriated for FY2017-FY2021. $3.5 million was

appropriated for FY2022. $3 million was requested for FY2023.

Scheduled Termination

Description

Funding authorized through FY2023.

The Sun Grant Initiative (SGI) is a national network of land-grant universities and

federally funded laboratories coordinated through six regional Sun Grant centers. The

centers receive funding to enhance national energy security using biobased energy

technologies, to promote diversification and environmental sustainability of

agricultural production through biobased energy and product technologies, to

promote economic diversification in rural areas through biobased energy and product

technologies, and to enhance the efficiency of bioenergy and biomass research and

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Qualified Applicant(s)

Qualified Technologies

For More Information

development programs.47 Competitive grants are available to land-grant schools

within each region to be used toward integrated, multistate research, extension, and

education programs on technology development and implementation.

The combined six regions and subregions, covering all 50 states and U.S. territories

are North-Central Region, Northeastern Region, Southeastern Region, South-Central

Region, Western Region, and the Western Insular Pacific Subcenter Region.

Colleges and universities: specifically, eligible applicants must represent a consortium

of 1862, 1890, and 1994 land-grant universities made up of one university from each

of the (six) Sun Grant regions and subregion.

Biomass; biofuels; biobased products

See the program website; program number 10.320 at the Sam.gov website; CRS In

Focus IF10288, Overview of the 2018 Farm Bill Energy Title Programs, by Kelsi Bracmort;

and CRS Report R45943, The Farm Bill Energy Title: An Overview and Funding History, by

Kelsi Bracmort.

11. Sustainable Agriculture Research and Education Program (SARE)

Administered by

Authority

Annual Funding

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

NIFA; Agricultural Research Service (ARS)

Food, Agriculture, Conservation and Trade Act of 1990 (P.L. 101-624)

Food, Agriculture, Conservation and Trade Act Amendments of 1991 (P.L. 102-237)

Federal Agriculture Improvement and Reform Act of 1996 (P.L. 104-127)

Food, Conservation, and Energy Act of 2008 (“2008 farm bill,” P.L. 110-246)

$19.3 million for FY2013

$22.7 million for FY2014

$23 million for FY2015

$25 million for FY2016

$27 million for FY2017

$27 million for FY2018

$37 million for FY2019

$37 million for FY2020

$40 million for FY2021

$40 million for FY2022

$60 million requested for FY2023

None

The Sustainable Agriculture Research and Education Program (SARE) is designed to

increase knowledge concerning agricultural production systems that conserve soil,

water, energy, natural resources, and fish and wildlife habitat. SARE provides grants

through the agricultural bioenergy feedstock and energy efficiency research and

extension initiative for projects with the purpose of enhancing the production of

biomass energy crops and the energy efficiency of agricultural operations.

Federal and state governments; colleges and universities; state agricultural experiment

stations; state cooperative extension services; nonprofit organizations; individuals

with demonstrable expertise

Biomass; biofuels; other technologies not identified.

See the USDA/NIFA supported website for SARE; program number 10.215 at the

SAM.gov website.

47 University of Tennessee; “Sun Grant Initiative” [archived].

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

III. U.S. Department of the Treasury (Treasury)

Tax credits for biofuels and vehicles are covered in detail in CRS Report R42566, Alternative

Fuel and Advanced Vehicle Technology Incentives: A Summary of Federal Programs, by Lynn J.

Cunningham et al.

Homeowner

1. Energy Efficient Home Improvement Credit (formerly the tax credit for

Nonbusiness Energy Property or Residential Energy Efficiency Tax Credit)

Administered by

Authority

Internal Revenue Service (IRS)

26 U.S.C. §25C

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Improvement and Extension Act of 2008 (EIA; P.L. 110-343)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

American Taxpayer Relief Act of 2012 (ATRA; P.L. 112-240)

Tax Increase Prevention Act of 2014 (P.L. 113-295)

Consolidated Appropriations Act of 2016 (P.L. 114-113)

Bipartisan Budget Act of 2018 (P.L. 115-123)

Further Consolidated Appropriations Act, 2020 (P.L. 116-94)

Consolidated Appropriations Act, 2021 (P.L. 116-260)

Inflation Reduction Act of 2022 (IRA, P.L. 117-169)

Scheduled Termination

Description

December 31, 2032

For 2006 through 2022, this incentive provided a 10% credit for energy efficiency

improvements to the building envelope of existing homes and capped amounts

($50-$300) for the purchase of specific types of high-efficiency heating, cooling, and

water-heating equipment. Efficiency improvements or equipment must serve a

dwelling in the United States that is owned and used by the taxpayer as a primary

residence. The maximum lifetime amount of homeowner credit through 2022 is

$500.

The Inflation Reduction Act of 2022 (P.L. 117-169) extended the tax credit through

2032. Beginning in 2023, the credit’s rate increases to 30% with an annual limit of

$1,200 and a $600 per-item limit for most equipment. The annual limit will be

$2,000 for taxpayers who claim expenses related to air source (natural gas) or

geothermal electric heat pumps, air source or geothermal heat pump water heaters,

and biomass stoves. Biomass stoves are eligible for the Residential Clean Energy Tax

Credit through 2022, but eligibility for biomass-related expenses switches over to

this credit starting in 2023.

Other modifications include: increasing the annual limits for windows; creating an

annual limit for doors; providing a 30% credit (up to $150) for home energy audits;

permitting taxpayers who do not own their residence to claim the credit for

expenditures on energy property and allowing the credit for residences other than

the taxpayer’s primary residence; and, starting in 2025, requiring taxpayers to

submit a product identification number to the IRS to claim the credit.

Qualified Applicant(s)

Qualified Technologies

Residential

Water heaters; furnaces; boilers; heat pumps; air conditioners; building insulation;

windows; doors; circulating fans used in a qualifying furnace; biomass and stoves that

use qualified biomass fuel

For More Information

See IRS Form 5695: Residential Energy Credits; IRS Form 5695 Instructions; CRS

Report R47202, Tax Provisions in the Inflation Reduction Act of 2022 (H.R. 5376), by

Molly Sherlock.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

2. Residential Clean Energy Tax Credit (formerly the Residential Renewable

Energy Tax Credit)

Administered by

Authority

IRS

26 U.S.C. §25D

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Energy Improvement and Extension Act of 2008 (P.L. 110-343)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Consolidated Appropriations Act of 2016 (P.L. 114-113)

Bipartisan Budget Act of 2018 (P.L. 115-123)

Consolidated Appropriations Act, 2021 (P.L. 116-260)

Inflation Reduction Act of 2022 (IRA, P.L. 117-169)

Scheduled Termination

Description

December 31, 2034

This incentive provides a tax credit for qualified expenditures for qualified energy

property that serves a dwelling unit located in the United States and is used as a

residence by the taxpayer. Expenditures include both the purchase of the system

and installation labor costs.

The Inflation Reduction Act of 2022 (P.L. 117-169) extended the tax credit through

2034 and modified the annual credit rate for each technology. A 26% credit for all

qualified technology systems (see below) was in place through December 31, 2021,

but the new law increases the credit rate to 30% for 2022 through 2032, and then

reduces the rate to 26% in 2033 and 22% in 2034.

Additional modifications include: adding stand-alone energy (battery) storage

systems to the list of qualified technologies starting in 2023; moving eligibility for

biomass-related expenses for the credit to the Energy Efficient Home Improvement

Credit; and renaming this credit as the Residential Clean Energy Credit.

Qualified Applicant(s)

Qualified Technologies

Residential

Solar electric (including photovoltaics); solar water heating; small wind; fuel cells;

geothermal heat pumps; energy (battery) storage systems; qualified biomass fuel

property

For More Information

See IRS Form 5695: Residential Energy Credits; IRS Form 5695 Instructions; CRS

Report R47202, Tax Provisions in the Inflation Reduction Act of 2022 (H.R. 5376), by

Molly Sherlock; CRS Report R42089, Residential Energy Tax Credits: Overview and

Analysis, by Margot L. Crandall-Hollick and Molly F. Sherlock.

3. Residential Energy Conservation Subsidy Exclusion (Corporate and Personal)

Administered by

Authority

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

IRS

26 U.S.C. §136

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Small Business Job Protection Act of 1996 (P.L. 104-188)

None

Energy conservation subsidies provided by public utilities, either directly or

indirectly, are nontaxable: “Gross income shall not include the value of any subsidy

provided (directly or indirectly) by a public utility to a customer for the purchase or

installation of any energy conservation measure.”

Residential; multifamily residential

Technologies installed to reduce electricity or natural gas consumption or improve

the management of energy demand in a dwelling unit, including, but not limited to,

solar water heat, solar space heat, photovoltaics, and other energy efficiency

technologies not identified.

See current IRS Publication 525 (2021), Taxable and Nontaxable Income; or all

archived versions (1995-2020) of IRS Publication 525.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Business and Industry

4. Accelerated Depreciation Under the Modified Accelerated Cost-Recovery

System (MACRS)

Administered by

Authority

IRS

26 U.S.C. §168

26 U.S.C. §48

Tax Reform Act of 1986 (P.L. 99-514)

American Taxpayer Relief Act of 2012 (ATRA; P.L. 112-240)

Tax Increase Prevention Act of 2014 (P.L. 113-295)

Consolidated Appropriations Act of 2016 (P.L. 114-113)

Tax Cuts and Jobs Act of 2017 (P.L. 115-97)

The Bipartisan Budget Act of 2018 (P.L. 115-123)

Inflation Reduction Act of 2022 (IRA, P.L. 117-169)

Scheduled Termination

Description

None

Under MACRS, businesses may recover investments in certain property through

depreciation deductions. The MACRS establishes a set of class lives for various types

of property, ranging from three to 50 years, over which the property may be

depreciated. A number of renewable energy technologies are classified as five-year

property (26 U.S.C. §168(e)(3)(B)(vi)) under MACRS.

The 2017 tax revision (P.L. 115-97), signed in December 2017, extended the “placed

in service" deadline for bonus depreciation. Equipment placed in service after

September 2017 and before January 1, 2023 can qualify for 100% bonus deprecation;

for equipment placed in service during the period covering 2023 through 2026,

bonus depreciation reduces 20% each year: 80% for 2023, 60% for 2024, 40% for

2025, and 20% for 2026.48

The IRA (P.L. 117-169) amended the deduction by adding energy storage

technologies to the list of eligible technologies/equipment; and allowing any facility

qualifying for the clean electricity PTC or any facility or property qualifying for the

clean electricity ITC to be treated as 5-year property under the modified

accelerated cost recovery system (MACRS), making it so that cost recovery for

renewable energy investments would be generally similar to current law. This last

amendment applies to facilities and property placed in service after December 31,

2024.

Solar illumination, fuel cells, microturbines, CHP, and small wind property are

eligible for five-year cost recovery if construction began before January 1, 2022.

Qualified Applicant(s)

Qualified Technologies

Commercial; industrial

Solar water heat; solar space heat; solar thermal electric; solar thermal process heat;

photovoltaics; landfill gas; wind; biomass; renewable transportation fuels; geothermal

electric; fuel cells; geothermal heat pumps; municipal solid waste; CHP/cogeneration;

solar hybrid lighting; direct use geothermal; anaerobic digestion; microturbines;

energy storage technologies

For More Information

See IRS Publication 946: How To Depreciate Property; IRS Form 4562: Depreciation

and Amortization, and Instructions for Form 4562; and CRS Report R46451, Energy

48 Bonus depreciation applies to many classes of property or equipment other than renewable energy technologies

covered by MACRS. With 100% bonus depreciation available, businesses can choose to deduct the cost of renewable

energy property immediately, as opposed to recovering the cost of the investment over five years (MACRS). Beginning

in 2023, when bonus depreciation reduces 20% annually through 2026 (see program description above), businesses can

opt to deduct the remaining percentage immediately or the entire amount over five years under MACRS if they choose

not to take the bonus depreciation deduction. See CRS Insight IN11828, Effective Marginal Tax Rates on EnergyRelated Capital Investments: Effects of the Investment Tax Credit and Accelerated Depreciation, by Molly F. Sherlock,

for more information.

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

Tax Provisions Expiring in 2020, 2021, 2022, and 2023 (“Tax Extenders”), by Molly F.

Sherlock, Margot L. Crandall-Hollick, and Donald J. Marples.

5. Business Energy Investment Tax Credit (ITC)

Administered by

Authority

IRS

26 U.S.C. §48

Energy Tax Act of 1978 (P.L. 95-618)

Crude Oil Windfall Profit Tax Act of 1980 (P.L. 96-223)

Tax Reform Act of 1986 (TRA86; P.L. 99-514)

Technical and Miscellaneous Revenue Act of 1988 (P.L. 100-647)

Omnibus Budget Reconciliation Act of 1989 (P.L. 101-239)

Omnibus Budget Reconciliation Act of 1990 (P.L. 101-508)

Tax Extension Act of 1991 (P.L. 102-227)

Energy Policy Act of 1992 (P.L. 102-486)

Energy Improvement and Extension Act of 2008 (EISA; P.L. 110-343)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

Consolidated Appropriations Act of 2016 (P.L. 114-113)

Bipartisan Budget Act of 2018 (P.L. 115-123)

Consolidated Appropriations Act, 2021 (P.L. 116-260)

Inflation Reduction Act of 2022 (IRA, P.L. 117-169)

Scheduled Termination

Expires on December 31, 2024; superseded by the Clean Electricity Investment

Credit after 2024 (26 U.S.C. §48E)

Description

The ITC is a credit against the cost of investments in qualified renewable-energy

property. The Inflation Reduction Act of 2022 (P.L. 117-169) extends the expiration

date for this credit to December 31, 2024. After 2024, the credit will be superseded

with a new technology-neutral tax credit (Clean Electricity Investment Tax Credit)

under section 45E of the Internal Revenue Code.

IRA further modifies the tax credit by expanding the list of eligible technologies and

establishing the following: new base credit amounts for qualified energy technology

property; new criteria to qualify for the full credit; a new bonus credit for projects

using domestically produced steel, iron or other component parts; increases the

credit amount for facilities located in “energy communities”49 as well as for facilities

paying prevailing wages during the construction phase and meeting apprenticeship

requirements; bonus credits for small solar and wind projects (less than 5 MW) built

in low-income communities; and procedures for tax-exempt entities to monetize the

tax credit, allowing payments in excess of tax liability to be refunded as “direct pay.”

Base credit percentage rates for most technologies is 6%, including solar, small wind,

fuel cells, geothermal, waste energy recovery, biogas, combined heat and power,

energy storage, and microgrid controllers. The base percentage rate for microturbine

property is 2%. These amounts can increase to 30% and 10%, respectively, if projects

pay prevailing wages during the construction phase, during the first five years of

operation, and meet registered apprenticeship requirements. The higher credit rates

are also available to any project with a maximum net output of less than one

megawatt of electrical or thermal energy and for facilities that begin construction

before 60 days after the Secretary of the Treasury publishes guidance on the wage

and registered apprenticeship requirements.

Technologies eligible for the Production Tax Credit (PTC) are eligible to opt for the

ITC in lieu of the PTC.

49 CRS Report R47202, Tax Provisions in the Inflation Reduction Act of 2022 (H.R. 5376), by Molly Sherlock: “An

energy community is defined as being a brownfield site; an area which has or had certain amounts of direct

employment or local tax revenue related to oil, gas, or coal activities and has an unemployment rate at or above the

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Qualified Applicant(s)

Qualified Technologies

For More Information

Commercial; industrial; utilities; agricultural; tax exempt entities, including nonprofits,

state governments, tribal governments, local governments, and Alaska Native

Corporations

Solar energy technologies (solar water heat; solar space heat; solar thermal electric;

solar thermal process heat; photovoltaics); hybrid (fiber-optic) solar lighting; wind

energy systems (small wind; large wind; offshore wind); biomass/biogas; fuel cells;

geothermal systems (electric, heat pumps, direct-use); CHP/Cogeneration;

microturbines; waste energy recovery property; energy storage systems; thermal

energy storage; microgrid controllers; electrochromic glass; interconnection

property associated with the installation of energy property

See IRS Form 3468 (Investment Credit); CRS Report R47202, Tax Provisions in the

Inflation Reduction Act of 2022 (H.R. 5376), by Molly Sherlock; and CRS In Focus

IF10479, The Energy Credit or Energy Investment Tax Credit (ITC), by Molly F. Sherlock.

6. Energy Efficient Commercial Buildings Tax Deduction

Administered by

Authority

IRS

26 U.S.C. §179D

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Tax Relief and Health Care Act of 2006 (P.L. 109-432)

Energy Improvement and Extension Act of 2008 (P.L. 110-343)

Tax Increase Prevention Act of 2014 (P.L. 113-295)

Consolidated Appropriations Act of 2016 (P.L. 114-113)

Bipartisan Budget Act of 2018 (P.L. 115-123)

Further Consolidated Appropriations Act, 2020 (P.L. 116-94)

Consolidated Appropriations Act, 2021 (P.L. 116-260)

Inflation Reduction Act of 2022 (IRA, P.L. 117-169)

Scheduled Termination

None50

Description

A tax deduction is available to owners of new or existing buildings who install (1)

interior lighting, (2) building envelope, or (3) heating, cooling, ventilation, or hot

water systems that reduce the building’s total energy and power cost in comparison

to a building meeting minimum requirements set by ASHRAE/IESNA Standard 90.1.

Beginning in 2023, taxpayers may claim a deduction for energy efficiency building

retrofits that reduce a building’s energy usage intensity.

The previous maximum deduction allowed was $1.80 per square foot, but reduced

deductions were available for single-system upgrades. The IRA made several

modifications to the deduction, effective January 1, 2023, including modifying the

value of the deduction; changing the deduction’s energy efficiency requirements;

establishing a bonus deduction value for projects meeting certain prevailing wage

and apprenticeship requirements; and allowing tax-exempt entities (building owners)

to allocate the deduction to the person primarily responsible for designing the

property in lieu of the owner of such property. Government entities were

previously allowed to claim the credit, but IRA expanded the list of tax-exempt

entities to include non-profit organizations.

The updated efficiency standard requires a qualifying building to increase its

efficiency relative to a reference building by 25%. Deduction values are set at $0.50

per square foot, and increased by $0.02 for each percentage point by which the

certified efficiency improvements reduce energy and power costs, with a maximum

amount of $1.00 per square foot. For projects that meet prevailing wage and

national average; or a census tract or any adjoining tract in which a coal mine closed after December 31, 1999, or in

which a coal-fired electric power plant was retired after December 31, 2009.”

50 This tax deduction was made permanent with passage of the Taxpayer Certainty and Disaster Tax Relief Act of 2020

(Division EE, section 102 of the Consolidated Appropriations Act of 2021, P.L. 116-260).

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registered apprenticeship requirements, the base amount is $2.50 per square foot,

which increases by $0.10 for each percentage point increase in energy efficiency,

with a maximum amount of $5.00 per square foot. The maximum deduction amount

is the total deduction a building can claim less deductions claimed with respect to

the building in the preceding three years.

Taxpayers making energy-efficiency retrofits that are part of a qualified retrofit plan

on a building that is at least five years old are able to deduct their adjusted basis in

the retrofit property (so long as that amount does not exceed a per-square foot

value determined on the basis of energy usage intensity). To qualify, retrofit plans

must be expected to reduce a building's energy use intensity by at least 25%.

Qualified Applicant(s)

Qualified Technologies

For More Information

Commercial; builder/developer. Tax exempt entities, including non-profits, local

governments, state governments, and the federal government can transfer their

deduction to the party responsible for creating the energy-efficient environment.

Equipment insulation; water heaters; lighting; lighting controls/sensors; chillers;

furnaces; boilers; heat pumps; air conditioners; caulking/weather-stripping; duct/air

sealing; building insulation; windows; doors; siding; roofs; comprehensive

measures/whole building

See DOE’s 179D Commercial Buildings Energy Efficiency Tax Deduction web page;

Energy Savings Modeling and Inspection Guidelines for Commercial Building Federal Tax

Deductions in 2016 or Later (September 2016) by the National Renewable Energy

Laboratory (NREL); and CRS Report R47202, Tax Provisions in the Inflation Reduction

Act of 2022 (H.R. 5376), by Molly Sherlock.

7. Energy-Efficient New Homes Tax Credit for Home Builders

Administered by

Authority

IRS

26 U.S.C. §45L

Tax Technical Corrections Act of 2007 (P.L. 110-172)

Energy Improvement and Extension Ac of 2008 (EIEA; P.L. 110-343)

Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010

(P.L. 111-312)

American Taxpayer Relief Act of 2012 (ATRA; P.L. 112-240)

Tax Increase Prevention Act of 2014 (P.L. 113-295)

Consolidated Appropriations Act of 2016 (P.L. 114-113)

Bipartisan Budget Act of 2018 (P.L. 115-123)

Further Consolidated Appropriations Act, 2020 (P.L. 116-94)

Consolidated Appropriations Act, 2021 (P.L. 116-260)

Inflation Reduction Act of 2022 (IRA, P.L. 117-169)

Scheduled Termination

Description

December 31, 2032

Contractors building energy-efficient homes and producers of manufactured energyefficient homes are eligible for a tax credit for each qualifying new home they build.

The IRA of 2022 extended this credit through December 31, 2032, increased and

modified the credit amount, and established bonus credits for multifamily units.

For homes constructed and acquired after 2022, a $2,500 credit is available for new

homes meeting certain Energy Star efficiency standards, and a $5,000 credit is

available for new homes that are certified as zero-energy ready homes. Multifamily

dwellings meeting certain Energy Star efficiency standards are eligible for a $500

credit per unit, with a $1,000 per unit credit available for eligible zero-energy ready

multifamily dwellings.

The credits for multifamily dwelling units are increased to $2,500 and $5,000,

respectively, if the taxpayer ensures that laborers and mechanics employed by

contractors and subcontractors in the construction of the residence are paid

prevailing wages.

Qualified Applicant(s)

Builder/developer

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Qualified Technologies

For More Information

Comprehensive measures/whole building

See IRS Form 8908 (Energy Efficient Home Credit); and CRS Report R47202, Tax

Provisions in the Inflation Reduction Act of 2022 (H.R. 5376), by Molly Sherlock.

8. Renewable Electricity Production Tax Credit (PTC)

Administered by

Authority

IRS

26 U.S.C. §45

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Ticket to Work and Work Incentives Improvement Act of 1999 (P.L. 106-170)

Job Creation and Worker Assistance Act of 2002 (P.L. 107-147)

Working Families Tax Relief Act of 2004 (P.L. 108-311)

American Jobs Creation Act of 2004 (P.L. 108-357)

Energy Policy Act of 2005 (EPACT 2005; P.L. 109-58)

Tax Relief and Health Care Act of 2006 (P.L. 109-432)

Energy Improvement and Extension Act of 2008 (P.L. 110-343)

American Recovery and Reinvestment Act of 2009 (ARRA; P.L. 111-5)

American Taxpayer Relief Act of 2012 (ATRA; P.L. 112-240)

Tax Increase Prevention Act of 2014 (P.L. 113-295)

Consolidated Appropriations Act of 2016 (P.L. 114-113)

Bipartisan Budget Act of 2018 (P.L. 115-123)

Further Consolidated Appropriations Act, 2020 (P.L. 116-94)

Consolidated Appropriations Act, 2021 (P.L. 116-260)

Inflation Reduction Act of 2022 (IRA, P.L. 117-169)

Scheduled Termination

December 31, 2024; superseded by the Clean Electricity Production Credit after 2024

(26 U.S.C. §45Y)

The federal PTC is a per-kilowatt-hour tax credit for electricity generated by qualified

energy resources and sold by the taxpayer to an unrelated person during the taxable

year. The duration of the credit is 10 years after the date the facility is placed in

service for all facilities placed in service after August 8, 2005.

The Inflation Reduction Act of 2022 (P.L. 117-169) extends the expiration date for

this credit to December 31, 2024. After 2024, it will be superseded with a new

technology-neutral tax credit (Clean Electricity Production Credit) under section 45Y

of the Internal Revenue Code.

The law also: reinstitutes the credit for solar technologies (previously expired in

2005); establishes a new bonus credit for projects using domestically produced steel,

iron or other component parts; increases the credit amount for facilities located in

“energy communities”51 as well as for facilities paying prevailing wages during the

construction phase and meeting apprenticeship requirements; and extends the option

to claim the energy investment tax credit (ITC) in lieu of the PTC.

Commercial; industrial; tax exempt entities, including: non-profits; state government;

and local government

Wind (large, small, offshore); solar photovoltaic; solar thermal electric; geothermal

electric; hydroelectric; marine and hydrokinetic power (i.e., flowing water, tidal

energy, wave energy, ocean thermal); biomass; landfill gas; municipal solid waste;

anaerobic digestion

Description

Qualified Applicant(s)

Qualified Technologies

51 CRS Report R47202, Tax Provisions in the Inflation Reduction Act of 2022 (H.R. 5376), by Molly Sherlock : “An

energy community is defined as being a brownfield site; an area which has or had certain amounts of direct

employment or local tax revenue related to oil, gas, or coal activities and has an unemployment rate at or above the

national average; or a census tract or any adjoining tract in which a coal mine closed after December 31, 1999, or in

which a coal-fired electric power plant was retired after December 31, 2009.”

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For More Information

See IRS Notice 2016-31; CRS Report R47202, Tax Provisions in the Inflation Reduction

Act of 2022 (H.R. 5376), by Molly Sherlock; and CRS Report R43453, The Renewable

Electricity Production Tax Credit: In Brief, by Molly F. Sherlock

IV. Department of the Interior (DOI)

1. Energy and Mineral Development Program (EMDP): Minerals and Mining on

Indian Lands

Administered by

Authority

Annual Funding

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

Bureau of Indian Affairs (BIA); Division of Energy and Mineral Development (DEMD)

Snyder Act of 1921 (P.L. 67-85), 25 U.S.C. §13

Indian Self-Determination and Education Assistance Act (P.L. 93-638), 25 U.S.C. §450

Indian Mineral Development Act of 1982 (P.L. 97-382), 25 U.S.C. §§2101 et seq.

Umatilla Basin Project Act (P.L. 100-557), 16 U.S.C. §§1271 et seq.

$12.87 million for FY2011

$12.7 million for FY2012

$12 million for FY2013

$9.62 million for FY2014

$5.14 million for FY2015

$6 million for FY2016

$5.3 million for FY2019

$6.5 million for FY2020

No data available for FY2017, FY2018, FY2021, or FY2022

None

Funding may be used to facilitate the inventory, assessment, promotion, and

marketing of both renewable and nonrenewable energy and mineral resources on

Indian lands. Funds are awarded competitively to support assessment and inventory

programs or to develop baseline data, but they cannot be used for development

purposes.

Federally recognized Indian tribes; individual American Indian mineral owners

Renewable energy technologies

See BIA’s Energy and Mineral Development Program (EMDP) website; and program

number 15.038 at the SAM.gov website; or contact the Division of Energy and Mineral

Development at (303) 969-5270.

2. Tribal Energy Development Capacity (TEDC) Grant Program

Administered by

Authority

Annual Funding

Scheduled Termination

BIA/DEMD

Energy Policy Act of 1992 (EPACT; P.L. 102-486)

Indian Tribal Energy Resource Development and Self-Determination Act of 2005

(Title V of Energy Policy Act of 2005; P.L. 109-58)

$250,000 for FY2011

$0 for FY2012

$400,000 for FY2013 (est.)

$700,000 for FY2014

$1.56 million for FY2015

$1.4 million for FY2016

$1.7 million for FY2017

$1 million for FY2019

No data available for FY2018, FY2020-FY2022

None

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Description

Qualified Applicant(s)

Qualified Technologies

For More Information

This program provides grants to Indian tribes to (1) develop and sustain the

managerial and technical capacity needed to develop their energy resources; and (2)

properly account for resulting energy production and revenues.

Tribal governments

Renewable energy technologies

See BIA’s Tribal Energy Development Capacity Grant Program website; and program

number 15.148 at the SAM.gov website; or contact the Division of Energy and Mineral

Development at (303) 969-5270.

V. Small Business Administration (SBA)

1. 7(a) Loan Guarantees

Administered by

Authority

Annual Funding

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

Small Business Administration (SBA)

Small Business Act of 1953 (P.L. 83-163)

7(a) loan guaranty administrative costs are funded through the SBA’s appropriation

for business loan administration ($159.5 million in FY2010, $152.694 million in

FY2011, $147.958 million in FY2012, $140.219 million in FY2013 (after

sequestration), $151.560 million in FY2014, $147.726 million in FY2015, $152.726

million in FY2016, $152.726 million in FY2017, $152.782 million in FY2018, $155.150

million in FY2019 and FY2020, $160.3 million in FY2021, and $163.0 million in

FY2022).

The SBA reports that it spent $95.090 million in FY2010, $88 million in FY2011,

$93.640 million in FY2012, $75.390 million in FY2013, $66.578 million in FY2014,

$63.013 million in FY2015, $75.791 million in FY2016, $82.173 in FY2017, $89.785

million in FY2018, $91.569 million in FY2019, $71.723 million in FY2020, and

$58.493 million in FY2021 on 7(a) loan administration. The SBA budgeted $73.703

million for 7(a) loan administration in FY2022.

In addition, the 7(a) loan guaranty program was provided $80 million in FY2010, $80

million in FY2011, $139.4 million in FY2012, $213.8 million (after sequestration) in

FY2013, $99.0 million in FY2020, and $15 million in FY2021 for loan credit subsidies.

No funding was provided for loan credit subsidies for FY2014 through FY2019 or for

FY2022.

None

This program guarantees loans from lenders to small businesses that are unable to

obtain financing on reasonable terms and conditions in the private credit

marketplace, but can demonstrate an ability to repay loans if granted, in a timely

manner. Guaranteed loans are made available to for-profit small businesses. The

SBA’s 7(a) lending authority includes (1) regular 7(a); (2) SBAExpress Program; (3)

the CapLines Program; (4) Small/Rural Lender Advantage initiative; (5) Export

Express Program; (6) Export Working Capital Program; (7) International Trade; and

(8) Community Advantage initiatives.

Small businesses meeting the size and eligibility standards

Not specifically listed

See the SBA website; program number 59.012 at the SAM.gov website; and CRS

Report R41146, Small Business Administration 7(a) Loan Guaranty Program, by Robert

Jay Dilger. To discuss with a CRS analyst, congressional staff may contact Anthony

Cilluffo.

2. 504 Loan Guarantees

Administered by

Authority

SBA

Small Business Investment Act of 1958 (P.L. 85-699)

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Annual Funding

504 loan guaranty administrative costs are funded through the SBA’s appropriation

for business loan administration ($159.5 million in FY2010, $152.694 million in

FY2011, $147.958 million in FY2012, $140.219 million in FY2013 (after

sequestration), $151.560 million in FY2014, $147.726 million in FY2015, $152.726

million in FY2016, $152.726 million in FY2017, $152.782 million in FY2018, $155.150

million in FY2019 and FY2020, $160.3 million in FY2021, and $163.0 million in

FY2022).

The SBA reports that it spent $36.232 million in FY2010, $38.888 million in FY2011,

$39.612 million in FY2012, $40.474 million in FY2013, $39.410 million in FY2014,

$40.018 million in FY2015, $29.998 million in FY2016, $30.676 million in FY2017,

$38.792 million in FY2018, $38.355 million in FY2019, and $32.778 million in

FY2020, and $29.270 million in FY2021 on 504 loan administrative costs. The SBA

budgeted $36.374 million for 504 loan administration in FY2022.

In addition, the 504 loan guaranty program was provided $67.7 million in FY2012,

$98.1 million (after sequestration) in FY2013, $107.0 million in FY2014, and $45.0

million in FY2015 for loan subsidy costs. No funding was provided for loan credit

subsidies for FY2016 through FY2022.

Scheduled Termination

Description

None

This program provides long-term fixed rate financing for major fixed assets, such as

land, buildings, equipment, and machinery. Of the total project costs, a third-party

lender must provide at least 50% of the financing; the Certified Development

Company provides up to 40% of the financing through a 100% SBA-guaranteed

debenture; and the applicant provides at least 10% of the financing. Qualified

projects are required to modernize or upgrade facilities by (1) reducing energy use

by at least 10%; (2) employing sustainable or low-impact design that reduces fossil

fuel use; (3) planning, equipping, and/or installing process upgrades or renewable

energy sources; or (4) supporting renewable fuels production by biodiesel and

ethanol producers.

Small businesses meeting the size and eligibility standards

Fossil fuels; energy efficiency equipment; renewable energy sources (unspecified);

renewable fuels, including biodiesel and ethanol

Qualified Applicant(s)

Qualified Technologies

For More Information

See the SBA website; program number 59.041 at the SAM.gov website; and CRS

Report R41184, Small Business Administration 504/CDC Loan Guaranty Program, by

Robert Jay Dilger. To discuss with a CRS analyst, congressional staff may contact

Anthony Cilluffo.

VI. U.S. Department of Housing and

Urban Development (HUD)

1. Energy Efficient Mortgages (EEMs)

Administered by

Authority

Scheduled Termination

Federal Housing Administration (FHA) and Department of Veterans Affairs (VA).

Conventional mortgages: Private lenders that sell mortgage loans to Fannie Mae or

Freddie Mac may also offer Energy Efficient Mortgages (EEMs).

EEMs were initially introduced by lenders in the 1980s. In 1992, three pieces of

legislation passed by Congress worked toward standardizing and expanding the use

of EEMs. In 1992, Congress established an FHA Energy Efficient Mortgage Pilot

Program (P.L. 102-550). The program was later expanded beyond five states to

become a national program. The Housing and Economic Recovery Act of 2008

(HERA; P.L. 110-289) increased the maximum amount that can be added to an FHA

mortgage for energy efficient improvements. The 111th Congress included incentives

to encourage green home improvements in the American Recovery and

Reinvestment Act of 2009 (ARRA; P.L. 111-5).

None

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Description

Qualified Applicant(s)

Qualified Technologies

For More Information

Homeowners can take advantage of EEMs to finance a variety of energy efficiency

measures, including renewable energy technologies, in a new or existing home. The

federal government directly provides these loans through the FHA and VA lending

programs. Fannie Mae and Freddie Mac will also purchase EEMs from primary

lenders. Primary lenders may issue EEMs that do not conform to underwriting

standards.

The loan is available to anyone who meets the income requirements for FHA’s

Section 203 (b) program, provided the applicant can meet the monthly mortgage

payments. New and existing owner-occupied homes of up to two units qualify for

this loan. Cooperative units are not eligible. VA: available to qualified military

personnel, reservists, and veterans; Conventional: Applicants qualifying for a

conventional mortgage are also eligible for an energy efficient mortgage.

Passive solar space heat; solar water heat; solar space heat; photovoltaics;

daylighting; and other technologies not specifically identified

See the HUD, RESNET (Residential Energy Services Network), Energy Star, and

DSIRE websites.

2. FHA PowerSaver Loan Program

Administered by

Authority

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

FHA

No statutory authority. HUD developed the PowerSaver as part of the Recovery

Through Retrofit initiative launched in May 2009 by the White House Task Force on

Middle Class Working Families to develop federal actions for expanding green job

opportunities in the United States and boosting energy savings by improving home

energy efficiency.52

PowerSaver began as a nationwide two-year pilot program, launched in 2011. No

termination date has been identified.

PowerSaver offers FHA-backed loans, with three financing options for homeowners

to make energy efficiency and renewable energy upgrades in their residences: (1)

PowerSaver Home Energy Upgrade (up to $7,500) for smaller projects; (2)

PowerSaver Second Mortgage (Title I, up to $25,000) for larger retrofit projects;

and (3) PowerSaver Energy Rehab (203(k)). This 203(k) loan is for home purchase

or refinance, targeting either home buyers wishing to combine home improvements

with a home purchases or to homeowners wishing to include home improvements

when refinancing an existing mortgage. For the 203(k), current loan limits for a

single-unit property vary by area from $217,500 to $625,000. For all three

PowerSaver products, borrowers must select from a list of approved PowerSaver

lenders.

These loans are available to homeowners who meet the following criteria: a

minimum credit score of 660 and a maximum total debt to income ratio of 45%

(monthly income divided by monthly debt payments). Eligible housing is limited to

single unit homes that must be owner-occupied.

Energy efficient improvements, including installation of insulation, duct sealing,

replacement doors and windows, HVAC systems, water heaters, home automation

systems and controls (e.g., smart thermostats), solar panels, solar thermal hot water

systems, small wind power, and geothermal systems.

See EERE’s fact sheet; DSIRE website; and FHA’s approved list of lenders for

PowerSaver.

52 U.S. Department of Housing and Urban Development, “HUD Announces Pilot Program to Help Homeowners Pay

for Energy Improvements to their Homes,” press release, November 9, 2010, at

https://archives.hud.gov/news/2010/pr10-251.cfm

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VII. Department of Health and Human Services

(HHS)

1. Low Income Home Energy Assistance Program (LIHEAP)

Administered by

Administration For Children and Families

Office of Community Services (OCS), Division of Energy Assistance (DEA)

Authority

Omnibus Budget Reconciliation Act of 1981 (P.L. 97-35), Title XXVI, §2602

The Human Services Amendments of 1994 (P.L. 103-252), Title III, §§302–304(a),

311(c)(1)

Community Opportunities, Accountability, and Training and Educational Services Act of

1998 (P.L. 105-285), Title III, §302,

Energy Policy Act of 2005 (P.L. 109-58), Title I, Subtitle B, §121(a))

Annual Funding

$3.29 billion for FY2013

$3.43 billion for FY2014

$3.39 billion for FY2015

$3.37 billion for FY2016

$3.39 billion for FY2017

$3.64 billion for FY2018

$3.65 billion for FY2019

$4.64 billion for FY202053

$8.2 billion for FY202154

$3.76 billion for FY202255

None

Scheduled Termination

Description

LIHEAP is a federal program that helps low-income households pay for heating or

cooling their homes. In most states, it also helps people make sure their homes are

more energy efficient by paying for certain home improvements, known as

weatherization.

53 The Office of Community Services (OCS), Division of Energy Assistance (DEA), initially released approximately

$3.32 billion of FY2020 regular block grant funding to LIHEAP grantees on November 1, 2019. This funding was

provided under the Continuing Appropriations Resolution 2020, and Health Extenders Act of 2019, (P.L. 116-59). A

second release of $381 million was appropriated under the Further Consolidated Appropriations Act, 2020 (P.L. 11694) and announced on February 27, 2020. A third round of funding of $37 million was released on April 3, 2020, under

the Further Consolidated Appropriations Act, 2020 (P.L. 116-94). Finally, an additional $900 million in supplemental

funding was appropriated for FY2020 under the CARES Act (P.L. 116-136) on March 27. 2020. Those funds were

released on May 8, 2020. The CARES Act allows LIHEAP grantees to carryover up to 100% of the supplemental

funding for obligation in FY2021. Grantees must obligate at least 90% of the nonsupplemental FY2020 funding by

September 30, 2020.

54 OCS’ Division of Energy Assistance initially released approximately $3.36 billion of FY2021 regular block grant

funding to LIHEAP grantees on November 5, 2020. This funding was provided under the Continuing Appropriations

Act, 2021 and Other Extensions Act (P.L. 116-159). A second release of $346 million was appropriated by Congress

under the Consolidated Appropriations Act, 2021 (P.L. 116-260), signed into law on December 27, 2020. A third round

of $4.5 billion in supplemental LIHEAP funding for FY2021 was announced on May 4, 2021. These supplemental

funds were appropriated under the American Rescue Plan Act of 2021 (ARPA; P.L. 117-2).

55 OCS’ Division of Energy Assistance initially released approximately $3.37 billion of FY2022 regular block grant

funding to LIHEAP grantees on November 1, 2021. This funding was provided under the Extending Government

Funding and Delivering Emergency Assistance Act (P.L. 117-43). A second (non-supplemental) release of over $385

million was announced on April 21, 2022. The funds for the second release were appropriated under the Consolidated

Appropriations Act, 2022 (P.L. 117-103).

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Funds are allotted to states, tribes, and territories according to a formula prescribed by

the LIHEAP statute. State, tribal, and territorial governments manage the day-to-day

details of the program, including the award of assistance to eligible applicants.

The LIHEAP statute limits the amount of funds that each grantee (state, tribe, or

territory) may spend on weatherization to 15% of the funds available, or up to 25% with

a waiver from HHS. However, in cases of floods or natural disasters, work can be done

under the crisis part of the grantee’s LIHEAP program, thus bypassing the

weatherization limits.

Qualified Applicant(s)

Qualified Technologies

State and tribal governments, including U.S. territories

Weatherization technologies include a wide range of energy efficiency measures for

retrofitting homes and apartment buildings. Typical measures may include installing

insulation; sealing ducts; tuning and repairing broken or inefficient heating and cooling

systems and if indicated, replacing the same; mitigating air infiltration; and reducing

electric base load consumption.

For More Information

See OCS’ Low Income Home Energy Assistance Program (LIHEAP) website; program

number 93.568 at the Sam.gov website; and CRS Report RL31865, LIHEAP: Program and

Funding, by Libby Perl.

VIII. Department of Veterans Affairs (VA)

1. Energy Efficient Mortgages (EEMs)

Administered by

Authority

Scheduled Termination

Description

Qualified Applicant(s)

Qualified Technologies

For More Information

FHA and VA. Conventional mortgages: Private lenders that sell mortgage loans to

Fannie Mae or Freddie Mac may also offer EEMs

EEMs were initially introduced by lenders in the 1980s. In 1992, three pieces of

legislation passed by Congress worked toward standardizing and expanding the use of

EEMs. In 1992, Congress established an FHA Energy Efficient Mortgage Pilot Program

(P.L. 102-550). The program was later expanded beyond five states to become a

national program. The Housing and Economic Recovery Act of 2008 (HERA; P.L. 110289) increased the maximum amount that can be added to an FHA mortgage for

energy efficient improvements. The 111th Congress included incentives to encourage

green home improvements in the American Recovery and Reinvestment Act of 2009

(ARRA; P.L. 111-5).

None

Homeowners can take advantage of EEMs to finance a variety of energy efficiency

measures, including renewable energy technologies, in a new or existing home. The

U.S. federal government directly provides these loans through the FHA and VA

lending programs. Fannie Mae and Freddie Mac will also purchase EEMs from primary

lenders. Primary lenders may issue EEMs that do not conform to underwriting

standards.

The loan is available to anyone who meets the income requirements for FHA’s

Section 203 (b) program, provided the applicant can meet the monthly mortgage

payments. New and existing owner-occupied homes of up to two units qualify for this

loan. Cooperative units are not eligible. VA: available to qualified military personnel,

reservists, and veterans; Conventional: applicants qualifying for a conventional

mortgage are also eligible for an energy efficient mortgage.

Passive solar space heat; solar water heat; solar space heat; photovoltaics; daylighting;

and other technologies not specifically identified

See the HUD, RESNET, Energy Star, and DSIRE websites.

Congressional Research Service

46

Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs

IX. Fannie Mae

1. Fannie Mae Green Initiative-Loan Program

Administered by

Authority

Fannie Mae

Scheduled Termination

Description

None

This program provides owners of multifamily properties (rental or cooperative

properties with five or more units) with two financing options,56 as well as tools to

make energy- and water-saving property improvements:

Qualified Applicant(s)

Qualified Technologies

For More Information

Housing and Urban Development Act of 1968 (P.L. 90-448)

The Green Rewards program provides up to an additional 5% of loan proceeds by

including up to 75% of projected owner energy and water savings and 25% of

projected tenant savings in the loan underwriting. Selected property upgrades must

be completed within 12 months of loan closing.

The Green Building Certification financin

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Renewable Energy and Energy Efficiency Incentives: A Summary of Federal Programs · R40913 | Frix