Aviation, Air Pollution, and Climate Change
Congressional research reportApr 26, 2024
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Aviation, Air Pollution, and Climate Change
Some Members of Congress have expressed interest in
addressing air pollution emissions, greenhouse gas (GHG)
emissions, and the climate change effects from domestic
and international aviation. Recent legislative proposals
would provide for sustainable fuel mandates, incentives for
airport efficiency improvements, and GHG emission
targets, among other requirements.
Emissions from Aircraft
The U.S. Environmental Protection Agency (EPA)
estimates that transportation—including passenger cars and
light trucks, heavy-duty trucks, buses, trains, ships, and
aircraft—accounted for 37% of carbon dioxide (CO2, the
principal GHG) emissions in 2021. While CO2 emissions
from passenger cars and light trucks exceed those from
aircraft in the United States, CO2 emissions from aviation
are currently experiencing a faster rate of growth. All
aircraft, including military, commercial, and privately
chartered, accounted for 11% of the U.S. transportation
sector’s CO2 emissions and 4% of all U.S. CO2 emissions in
2021. Commercial aircraft, including those operated by
passenger and all-cargo airlines, accounted for 7% of
transportation sector and 3% of all emissions. These
estimates include emissions from U.S. domestic flights and
emissions from international flights departing the United
States, referred to as “international bunkering.”
In the United States, aggregate CO2 emissions from aircraft
have fluctuated due to changes in technology, the economy,
travel frequency, and military activity, among other
reasons. However, since the global financial crisis in 2009,
aggregate CO2 emissions from all aircraft types have grown
steadily, increasing by almost 22% between 2009 and 2019.
This increase makes aircraft one of the faster-growing
sources of CO2 emissions in the U.S. transportation sector
over the past decade. This trend was affected, at least
temporarily, by reduced air travel in 2020 and 2021 due to
Coronavirus Disease 2019 (COVID-19).
The effects of aircraft emissions on the atmosphere are
complex, reflecting differing altitudes, geography, time
horizons, and environmental conditions. Research has
shown that in addition to CO2 emissions, other factors
increase the climate change impacts of aviation. These
factors include the contribution of aircraft emissions to
ozone production; the formation of water condensation
trails and cirrus clouds; the emission of various gases and
particles, including water vapor, nitrous oxides, sulfates,
and particulates from jet fuel combustion; and the high
altitude location of the bulk of these emissions. In
examining the warming and cooling influences of these
factors, the United Nations’ Intergovernmental Panel on
Climate Change estimated aviation’s total climate change
impact could be from two to four times that of its past CO2
emissions alone.
Aside from GHG emissions, aircraft engines emit a number
of criteria—or common—pollutants, including nitrogen
oxides, carbon monoxide, oxides of sulfur, unburned or
partially combusted hydrocarbons (also known as volatile
organic compounds [VOCs]), particulates, and other trace
compounds. A subset of the VOCs and particulates are
considered hazardous air pollutants.
Emission Reduction Strategies
In an effort to reduce emissions from the aviation sector,
the U.S. government, other nations, and international
organizations have worked together with the aviation
industry toward improving technologies, increasing the
efficient use of aircraft and airport infrastructure, adopting
appropriate economic incentives, and setting standards.
Aircraft Emission Standards: Domestic Process
In the United States, in accordance with Clean Air Act
(CAA) Section 231 (42 U.S.C. §7571), EPA sets emission
levels for specified pollutants, as promulgated in 40 C.F.R.
Part 87, “Control of Air Pollution from Aircraft and
Aircraft Engines.” EPA sets standards for Federal Aviation
Administration (FAA)-certified aircraft according to the
amount of thrust generated by their engines. Aircraft
emission standards currently exist for fuel venting, and
engine hydrocarbons, carbon monoxide, and nitrogen
oxides. In 2021, EPA promulgated standards for CO2
emissions from aircraft engines. In 2022, EPA finalized
standards for particulate emissions from certain classes of
engines used by civil subsonic jet aircraft (87 FR 72312). In
2023, EPA finalized an endangerment finding for lead
pollution from gasoline-powered, piston-engine aircraft (88
FR 72372). With this final determination, EPA is required
to propose and promulgate regulatory standards for lead
emissions from aircraft engines.
The standard-setting language under CAA Section 231 is
similar to the statutory language for other mobile sources in
the CAA (e.g., cars, trucks, buses). However, compared to
other mobile sources, EPA must meet additional
requirements in setting emission standards for aircraft and
aircraft engines: (1) the EPA Administrator must consult
with the Administrator of the FAA and the Secretary of the
U.S. Department of Transportation (DOT) in developing
emission standards; (2) the EPA Administrator cannot
change standards if doing so would “significantly increase
noise and adversely affect safety”; and (3) the President
may disapprove any such standards if the DOT Secretary
finds that they “would create a hazard to aircraft safety.”
CAA Section 232 requires the FAA to enforce the standards
at the time an engine is certified for emissions under 14
C.F.R. Part 34, “Fuel Venting and Exhaust Emission
Requirements for Turbine Engine Powered Airplanes.”
Since compliance with the federal standards is determined
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Aviation, Air Pollution, and Climate Change
at engine certification, there are no operational emissions
regulations for aircraft.
Aircraft Emission Standards: International Process
Due to the global nature of the aircraft manufacturing
industry and its customer base, EPA has generally regulated
emissions from aircraft only after the United States has
negotiated an international agreement through the
International Civil Aviation Organization (ICAO). ICAO is
a United Nations specialized agency established in 1944 to
manage the administration and governance of the
Convention on International Civil Aviation (the Chicago
Convention). ICAO has 193 member states, including the
United States. ICAO addresses civil aviation (i.e., all
nonmilitary, private, and commercial aviation).
ICAO’s activities regarding environmental protection focus
on issues that could benefit most from an industry-wide
coordinated approach—for example, aircraft noise and
engine emissions. ICAO has no direct regulatory or
enforcement authority. After member states agree to a
negotiated set of international standards, they implement
these standards through their own domestic laws and
regulatory processes. Typically, ICAO’s international
standards for pollutants from aircraft, unlike EPA’s
regulations for the same pollutants from on-road vehicles,
have consistently avoided technology-forcing requirements.
For example, the most recent ICAO standards for nitrogen
oxides essentially ratified what the principal aircraft
manufacturers had already achieved.
Greenhouse Gas Emission Reduction Strategies
CO2 Emission Standards
Since 2010, ICAO has negotiated with the aviation industry
and selected stakeholders to develop international CO2
emission standards for aircraft engines. A delegation of
EPA and FAA representatives have participated in ICAO’s
process. In March 2017, ICAO adopted international CO2
standards for commercial aircraft engines to begin in 2020.
The ICAO standards represent the world’s first global
design certification measure governing CO2 emissions for
any industry sector. The standards apply to newly
developed civil aircraft designs phased-in between January
1, 2020, and January 1, 2023, and to in-production aircraft
after January 1, 2028. They do not apply to alreadymanufactured aircraft that are currently in use. CO2
emissions targets vary by aircraft type and are set as a
function of the aircraft’s maximum takeoff weight.
In accordance with the ICAO negotiations and the CAA,
EPA issued a finding that GHG emissions (including CO2
emissions) from civil aircraft contribute to the pollution that
causes climate change and endangers U.S. public health and
welfare (81 FR 54422). EPA’s endangerment finding, under
Section 231 of the CAA, laid the necessary foundation for
adoption and implementation of CO2 standards for U.S.
aircraft, in consultation with FAA. On January 11, 2021,
EPA promulgated GHG emission standards for aircraft
engines equivalent to the CO2 standards adopted by the
ICAO (86 FR 2136). The standards cover U.S. subsonic jet
and propeller-driven aircraft above certain takeoff weights.
Upon EPA’s promulgation of the rule, CAA Section 232
requires the FAA to issue regulations to enforce the
standards and apply such standards when certifying the
engines of U.S. aircraft manufacturers (87 FR 36076). EPA
stated that the standards would make domestically
manufactured aircraft engines competitive in the global
marketplace; however, the agency also acknowledged that
the rule likely would not spur any emissions reductions
from U.S. aircraft manufacturers beyond their current
trends.
Market-Based Mechanisms
In October 2016, ICAO also agreed on a framework for
offsetting future carbon emissions from aviation—referred
to as the Market-Based Mechanism, or MBM. ICAO
member states agreed to implement a “Carbon Offsetting
and Reduction Scheme for International Aviation
(CORSIA) to address any annual increase in total CO2
emissions from international civil aviation (i.e. civil
aviation flights that depart in one country and arrive in a
different country) above the 2020 levels, taking into
account special circumstances and respective capabilities.”
CORSIA relies on the use of emissions units from carbon
markets to offset the amount of CO2 emissions that cannot
be reduced through the use of sustainable aviation fuels or
technological and operational improvements. CORSIA
began in 2021. Compliance was to be measured against a
baseline of CO2 emissions defined as the average from all
international civil aviation in 2019 and 2020. However, due
to the effects of the Coronavirus Disease 2019 (COVID-19)
pandemic on international air travel in 2020, ICAO adopted
a baseline based solely on 2019 emissions for a three-year
pilot phase, and a baseline of 85% of 2019 emissions for the
period 2024-2035.
Participation in CORSIA is voluntary through 2026. The
U.S. aviation industry agreed to participate during ICAO
negotiations. To fulfill the U.S. commitments under the
Chicago Convention with respect to the MBM, FAA
implemented the CORSIA Monitoring, Reporting, and
Verification Program in 2019 (84 FR 9412). Whether and
what additional authorities are required by EPA and FAA to
comply with CORSIA’s mandatory trading scheme
beginning in 2027 is under consideration.
Other Reduction Strategies
Beyond federal and international CO2 emission standards
for aircraft engines, other policy options are available to
reduce GHGs from the aviation sector. These include (1)
taxes or fees on fuel or its carbon content; (2) incentives or
mandates to use sustainable aviation fuels or fuel
alternatives; (3) incentives to modernize air traffic control
systems (see CRS In Focus IF11420, Aircraft Noise and Air
Traffic Control Modernization); and (4) ground-based
measures aimed at reducing GHG emissions from
nonaircraft operations at airports. EPA and FAA administer
several initiatives in operations and research, and
collaborate at the national and international levels, in
support of many of these policies.
Richard K. Lattanzio, Specialist in Environmental Policy
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IF11696
Aviation, Air Pollution, and Climate Change
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