U.S. Environmental Protection Agency’s Integrated Risk Information System (IRIS): Toxicity Assessment of Chemicals
Congressional research reportSep 12, 2022
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U.S. Environmental Protection Agency’s Integrated Risk
Information System (IRIS): Toxicity Assessment of Chemicals
The U.S. Environmental Protection Agency (EPA)
established the Integrated Risk Information System (IRIS)
program in 1985 to consolidate human health toxicity
assessments that the agency had prepared in order to
implement various pollution control statutes (e.g., Clean Air
Act and Clean Water Act). Specific incidents, such as the
1984 leak of methyl isocyanate from a Union Carbide
facility in Bhopal, India, reinforced the need for a better
understanding of human health toxicity from exposure to
various chemicals. Over time, findings from IRIS
assessments have informed many different agency actions,
including regulatory requirements that EPA has established
under various pollution control statutes. Given that these
actions may require regulated entities to incur significant
compliance costs and determine the extent of health
benefits, the process that EPA follows to conduct IRIS
assessments and the findings of such assessments have
received considerable attention.
EPA’s IRIS program is not authorized explicitly in statute,
but multiple pollution control statutes include general
research provisions intended for the agency to generate
information that may be useful in the implementation of
such statutes. Additionally, EPA continues to receive
annual appropriations to its Science and Technology (S&T)
account that largely funds its research efforts, including the
IRIS program.
EPA maintains a public IRIS website that provides more
than 560 assessments on a range of chemicals. EPA
completed more than 80% of these assessments before
1995. However, assessments completed more than 25 years
ago may still be relevant if no new information is available
to warrant a revision of the existing assessment.
Selection of Chemicals to Assess
EPA focuses on a select number of assessments at any
given time. EPA staff managing the IRIS program select
chemicals for IRIS assessments through a prioritization
process, which involves soliciting internal input from EPA
program and regional offices on which assessments may be
useful and evaluating the extent to which resources and
expertise are available to complete the assessments. EPA
began issuing an IRIS Program Outlook in December 2018
to provide periodic updates on the development of IRIS
assessments.
Assessments that examine multiple pathways of exposure
(e.g., ingestion, inhalation, or direct contact) and potential
associated health effects typically take many years to
prepare. In some instances, EPA may decide to conduct an
assessment with a more narrow scope, focusing on a
specific pathway of exposure or health effect. According to
EPA, this approach allows the agency to finalize an
assessment more quickly. EPA’s selection of which
chemicals to assess has received scrutiny on occasion. For
example, after some of EPA’s announcements of upcoming
IRIS assessments, observers have raised questions about
whether the agency’s plans reflect an appropriate
assessment of high priorities. In some instances, EPA has
withdrawn an initiated assessment before it is completed
due to a change in priorities.
Assessment Process
Since 2016, EPA has included a preamble in each IRIS
assessment that summarizes the objectives and scope of the
IRIS program, general principles and systematic procedures
used in developing assessments, and the overall
development process and document structure. The preamble
is accompanied by the preface, which is chemical-specific
and describes procedures in the assessment that differ from
the general procedures described in the preamble. In the
preamble of each IRIS assessment since 2016, EPA
describes seven steps for developing IRIS assessments: (1)
draft development; (2) agency review; (3) interagency
science consultation; (4) public comment, followed by
external peer review; (5) assessment revision; (6) final
agency reviews and interagency science discussion; and (7)
post final assessment.
EPA staff preparing IRIS assessments may revisit prior
steps of the process based on input from program and
regional offices, other agencies, peer reviewers, or the
public. The process, from start to finish for assessments
completed since 2013, has typically spanned at least five
years, with the ethylene oxide carcinogenicity assessment
taking 17 years. EPA now states that it aims to complete an
assessment within three years.
After selecting a chemical to assess and prior to developing
a draft assessment, EPA generally prepares a series of
documents that detail how the agency plans to develop the
draft. EPA practice is to issue each of these documents for
public comment, which may help to inform how the agency
performs the assessment. The first document that EPA
prepares for an assessment is the scoping document, which
describes the chemical being assessed, potential routes and
durations of exposure to examine, considerations for
susceptible populations and different life stages, and other
topics of interest. After receiving public comment for the
scoping document and finalizing it, EPA prepares a
problem formulation that identifies the scientific issues that
the agency expects to address based on a preliminary
literature search. Additionally, EPA generally identifies
protocols that the agency intends to use for the specific
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U.S. Environmental Protection Agency’s Integrated Risk Information System (IRIS): Toxicity Assessment of Chemicals
assessment. The problem formulation and description of
protocols are published for public comment.
After the development of a draft IRIS assessment, the
agency’s IRIS staff generally seeks input on the draft from
EPA program and regional offices, other federal agencies,
external peer reviewers, and the public. Since 2014, EPA
has submitted draft IRIS assessments to the Chemical
Assessment Advisory Committee within its Science
Advisory Board for external peer review. Final IRIS
assessments generally include a list of authors, contributors,
intra- and inter-agency reviewers, and external peer
reviewers who contributed to the review of the assessment
at various stages of its development.
After EPA posts a final assessment, the Information Quality
Act (44 U.S.C. 3516 note) provides a mechanism for
interested persons to request that EPA correct parts of the
assessment that do not meet the agency’s own Information
Quality Guidelines. EPA has received requests for
corrections to certain IRIS assessments. Generally, the
agency has found that these requests reiterate concerns
expressed and already considered earlier in the process. If
EPA relies on the findings of a final IRIS assessment in
rulemaking, that assessment becomes part of the
rulemaking record, which is subject to public comment
upon the proposal of the rule. Upon promulgation of a rule,
the Administrative Procedure Act (5 U.S.C. 500 et seq.) and
various environmental pollution control statutes provide the
opportunity for judicial review of the rule, including the
rulemaking record.
In January 2021, the U.S. Government Accountability
Office (GAO) found that EPA has not produced timely
assessments. GAO also noted that EPA has not identified
the resources needed by the IRIS program to meet user
needs for chemical assessments.
Use of Toxicity Information to Evaluate Risk
EPA may use the findings of IRIS assessments to inform
various agency actions, including
the registration of pesticides under the Federal
Insecticide, Fungicide, and Rodenticide Act;
the establishment of National Emission Standards for
Hazardous Air Pollutants under the Clean Air Act;
the establishment of Effluent Guidelines and Human
Health Ambient Water Quality Criteria under the Clean
Water Act;
the establishment of a maximum contaminant level
under the Safe Drinking Water Act; and
the selection of screening levels and cleanup standards
in the federal remediation of contaminated sites under
the Comprehensive Environmental Response, Liability,
and Compensation Act.
Congressional Action
Congress has included language focused on improving the
IRIS program in explanatory statements accompanying
multiple annual appropriations acts. For example, in the
FY2001 appropriations process, Congress requested that
EPA conduct “needs assessments” to determine the
appropriate pace for completing IRIS assessments. Also,
certain Members have requested GAO and EPA’s Office of
Inspector General examine aspects of EPA’s IRIS program
to provide recommendations for improving the program.
As part of the FY2018, FY2019, and FY2020
appropriations processes, the House and Senate Committees
on Appropriations directed EPA to maintain funding for
IRIS at FY2017 levels. The committees also urged
expedited completion of an IRIS handbook and directed the
agency to provide an opportunity for public comment on
the IRIS handbook before formally adopting it for use. The
IRIS handbook is intended to provide standard operating
procedures for completing an IRIS assessment. Upon
preparing a draft IRIS handbook, EPA requested the
National Academies of Science, Engineering, and Medicine
(NASEM) to review the procedures and considerations
outlined in the handbook for completing an IRIS
assessment. NASEM completed its review in November
2021, and EPA anticipates issuing a final IRIS handbook by
2023. For FY2022 appropriations, the House and Senate
Committees on Appropriations directed EPA to “continue
the IRIS program within the Office of Research and
Development and to utilize the IRIS program to support the
Agency’s mission to protect human health and the
environment.”
Legislation in the 117th Congress
In the 117th Congress, one bill focuses on making changes
to the administrative aspects of completing an IRIS
assessment. H.R. 62 would amend Section 7 of the
Environmental Research, Development, and Demonstration
Act of 1978 (42 U.S.C. 4364) to decentralize IRIS
assessment activities from EPA’s Office of Research and
Development to the agency’s program and regional offices.
H.R. 62 would also establish a hazard identification and
dose-response steering committee within EPA to coordinate
relevant assessments. These assessments would be subject
to certain scientific standards.
Concluding Observations
In December 2018, EPA’s IRIS program office announced
its selection of 13 chemical assessments to prepare. The
office also announced its plans to discontinue or suspend
certain ongoing assessments not identified as priorities.
Given limited resources to assess chemicals, EPA must
choose specific assessments to complete over others. In
some cases, prioritizing certain assessments may delay the
dissemination of assessment findings that may help to
inform specific agency actions. In June 2021, EPA
announced it would reinitiate the development of four
chemical assessments that had been previously suspended.
Many past IRIS assessments have gained near-consensus
approval, but others have led to disagreement among
stakeholders. As a result, stakeholders are expected to
continue their scrutiny of the program.
Jerry H. Yen, Analyst in Environmental Policy
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IF11680
U.S. Environmental Protection Agency’s Integrated Risk Information System (IRIS): Toxicity Assessment of Chemicals
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