Capital Punishment: Summary of Supreme Court Decisions on the Death Penalty

Congressional research reportFeb 1, 1996

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Order Code 96-116

Capital Punishment: Summary of Supreme Court

Decisions on the Death Penalty

February 1, 1996

Dorothy M. Schrader

Senior Specialist

American Law Division

Capital Punishment: Summary of Supreme Court

Decisions on the Death Penalty

Summary

This report summarizes the death penalty decisions of the Supreme Court, with

an emphasis upon the cases decided from 1987 through 1995. Several major themes

emerge from this review: 1) the Court is more hospitable to state capital punishment

procedures, finding they comport with constitutional requirements in two-thirds of

the cases decided; 2) a solid majority of the Court is willing to place restrictions on

federal habeas corpus relief, to enable those states that choose to impose the death

penalty to do so without substantial delays; 3) application of aggravating and

mitigating factors to achieve individualized capital sentencing remains a dominant

theme of Eighth Amendment jurisprudence, with the Justices divided over the

appropriate scope of federal review; and 4) the Due Process Clause and the right to

a fair and impartial jury trial also received further elaboration in capital cases.

The changed composition of the Court had a significant impact on death penalty

jurisprudence in the last 6 years. Three justices who believed the death penalty was

unconstitutional departed the Court. Beginning with the noncapital Teague v. Lane

case, 489 U.S. 288 (1989), whose ruling was applied to capital cases by Penry v.

Lynaugh, 492 U.S. 302 (1989), the Court sharply reduced the scope of federal habeas

corpus relief. Unless a case falls within one of two exceptions, the Court will not

announce or apply new constitutional rules during habeas review.

The doctrine of abuse of the writ of habeas corpus was also expanded. Unless

the case falls within the "fundamental miscarriage of justice" exception or the causeand-prejudice standard applies to excuse earlier neglect, the federal courts may not

reach the merits of 1) successive claims covering the ground of earlier petitions, 2)

new claims which were not raised earlier through inexcusable neglect, or 3)

procedurally defaulted claims in which petitioner failed to comply with state

procedural rules. Sawyer v. Whitley, 112 S. Ct. 2514 (1992).

The legislature prescribes the "aggravating factors" that narrow the deatheligible class. The sentencing authority must also consider any relevant "mitigating

circumstances." A state, however, may constitutionally require that the defendant

prove the existence of mitigating circumstances by the preponderance of the

evidence. Walton v. Arizona, 497 U.S. 639 (1990).

The death penalty remains a divisive, intensely controversial subject. There are

many five-four decisions. The dissenting justices deplore what they perceive is an

"unjustifiable assault on the Great Writ." McCleskey v. Zant, 499 U.S. 467, 507

(1991). The majority responds that "without finality, the criminal law is deprived of

much of its deterrent effect." 499 U.S. at 491. The changed direction of capital

punishment jurisprudence is only now making itself felt in state criminal trials and

appellate review of convictions and capital sentences.

Contents

Background

.....................................................1

Federal Habeas Corpus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

Abuse of the Habeas Corpus Writ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

Individualized Capital Sentencing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

Proportionality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

Due Process Clause . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

Fair and Impartial Jury Trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

Capital Punishment: Summary of Supreme

Court Decisions on the Death Penalty

This report summarizes the death penalty decisions of the Supreme Court, with

an emphasis upon the cases decided from 1987 through 1995. Several themes emerge

from this review: the Court is more hospitable to state capital punishment

procedures, finding they comport with constitutional requirements in two-thirds of

the cases decided; a solid majority of the Court is willing to place restrictions on

federal habeas corpus relief to enable those states that choose to impose capital

punishment to do so without inordinate delays; application of aggravating and

mitigating factors to achieve individualized sentencing in capital cases remains a

dominant theme of Eighth Amendment jurisprudence, with the Justices divided over

the appropriate scope of federal review; and the Due Process Clause of the Fifth

Amendment and the Sixth Amendment right to a jury trial also received further

elaboration in the capital punishment context.

Background

The Eighth Amendment's prohibition against "cruel and unusual punishments"

has been interpreted in the light of "the evolving standards of decency that mark the

progress of a maturing society." Trop v. Dulles, 356 U.S. 86, 100-01 (1958)

(plurality opinion). Originally, the Court was inclined to an historical style of

interpretation, and looked to whether or not a punishment was "cruel and unusual"

by the standards and practices in 1789. Wilkerson v. Utah, 99 U.S. 130 (1878); In

re Kemmler, 136 U.S. 436 (1890). Then, in Weems v. United States, 217 U.S. 349

(1910), the Court concluded that the Framers had not merely intended to bar the

cruel and unusual punishment techniques and practices condemned in 1789, but had

intended to prevent new forms of unusual punishment. The Eighth Amendment was

of an "expansive and vital character." Id. at 376-77.

Before 1972, the states generally allowed the jury, as the conscience of the

community, or sometimes the judge, discretion whether or not to impose the death

penalty. In Furman v. Georgia, 408 U.S. 238 (1972), while upholding the power of

the states to impose the death penalty, the Court held that a statute allowing unbridled

discretion in a jury or judge to determine whether to impose the death penalty

amounted to cruel and unusual punishment in violation of the Eighth Amendment.

The effect of Furman was to invalidate most of the existing state and federal death

penalty provisions.

Within a few short years, approximately 37 states responded by enacting new

death penalty statutes. New York reinstated the death penalty in 1994 increasing the

number of death penalty states to 38. In the same year, the Congress legislated new

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federal capital sentencing procedures to overcome constitutional infirmities and

added substantially to the list of federal crimes subject to the death penalty.1

Of the two approaches taken by the states in an effort to comply with the

Furman decision, the Court rejected one approach (mandatory death sentences for

specified crimes, Woodson v. North Carolina, 428 U.S. 280 (1976) and Roberts v.

Louisiana, 428 U.S. 325 (1976)) and validated the second (statutes guiding the

sentencing authority by requiring a finding of one or more aggravating factors if the

death penalty is imposed; see Gregg v. Georgia, 428 U.S. 153 (1976); Proffitt v.

Florida, 428 U.S. 153 (1976); and Jurek v. Texas,428 U.S. 262 (1976)). From the

Gregg, Proffitt, and Jurek cases emerged the principle that, although the death

penalty is constitutional, sentencing procedures must be structured to reduce

arbitrariness and capriciousness as much as possible. For example, in Proffitt v.

Florida the Court found a death penalty statute valid even though the trial judge

rather than the jury was directed to weigh statutory aggravating factors against

statutory mitigating factors. In Jurek v. Texas the Court construed the statute before

it as narrowing the death-eligible class and taking account of mitigating factors in

considering future dangerousness.

The plurality in these cases approved procedures requiring (l) that the sentencing

authority, jury or judge, be given standards to govern its exercise of discretion and

be given the opportunity to evaluate both the circumstances of the offense and the

character and propensities of the accused (that is, "individualized capital

sentencing"), and (2) that special forms of appellate review be provided not only of

the conviction but also of the sentence, to ascertain that the sentence was in fact fairly

imposed. The desired result is a principled way to distinguish cases in which the

death penalty is deemed warranted from other cases in which it is not.

In Lockett v. Ohio, 438 U.S. 586 (1978), a death penalty statute was held invalid

because it failed to permit consideration in a capital case of any aspects of the

defendant's character or record, or the circumstances of the offense, as mitigating

factors. The plurality opinion in Lockett was later endorsed by a majority opinion in

Eddings v. Oklahoma, 455 U.S. 104 (1982). Within 10 years after the Furman

decision, the Court, having rejected mandatory imposition of the death penalty

(which would result in its consistent application) placed once again in the sentencing

authority a large measure of discretion. The legislature, however, must prescribe the

aggravating factors and the appellate courts must be able to review capital sentences

in light of the statutory factors for "measured, consistent application" of the death

penalty.

The groundwork for the Furman decision was prepared in the early 1960's.

Changes in the composition of the Supreme Court (the creation of the "Warren

Court"), the impact of the civil rights movement, and opposition to the death penalty

from civil liberties organizations coalesced in the de facto suspension of the death

penalty during most of the 1960's and 1970's. In those states that seek to impose the

1

Violent Crime Control and Law Enforcement Act of 1994, Public Law No. 103-322, 108

Stat. 1976 (September 13, 1994). For a discussion and summary of these federal capital

punishment provisions, see, Doyle, Crime Control Act of 1994: Capital Punishment

Provisions Summarized, CRS Rep. No. 94-721 S.

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death penalty, protracted appeals and pursuit of collateral remedies by death-row

inmates have become commonplace.2 Only within the last six years has a majority

formed on the Court to restrict federal habeas corpus review of capital convictions

and sentences, which has been the primary vehicle for federal review of state death

penalty cases.

Federal Habeas Corpus

At common law, the writ of habeas corpus applied to secure release from

prison of persons held without trial, without bail, or confined by order of a court

without subject matter jurisdiction.3 Persons convicted by a court with jurisdiction

did not have recourse to the writ. Initially in the United States, the writ was used to

obtain the release of federal officials held by the states without trial or bail. The

federal writ was not otherwise available for prisoners held under state authority rather

than federal authority. Ex parte Dorr, 44 U.S. (3 How.) 103 (1845).

Congress substantially increased the jurisdiction of the federal courts to issue

the writ in 1867 by authorizing its issuance "in all cases where any person may be

restrained of his or her liberty in violation of the constitution, or of any treaty or law

of the United States." 14 Stat. 385 (1867). This expanded jurisdiction, however, had

only slight effect on access to federal habeas relief until the 1950's and 1960's. As

Judge Friendly of the Second Circuit noted, the great expansion in federal habeas

relief occurred as a consequence of two related developments: first, a series of

Supreme Court decisions imposing for the first time on state criminal process the

rules of the fourth, fifth, sixth, and eighth amendments by the due process clause of

the 14th Amendment; and second, the tendency to construe these "Bill of Rights"

rules with an ever increasing breadth as limitations on the power of States to convict

and punish criminal offenders. Friendly, Is Innocence Irrelevant? Collateral Attack

on Criminal Judgments, 38 U. CHI. L. REV. 142, 155-56 (1970). "The Bill of Rights

. . . has become a detailed code of Criminal Procedures, to which a new chapter is

added every year." Id.at 155.

The current majority on the Supreme Court seems committed to drastic

limitations on the use of federal habeas relief to create and apply new rules of

criminal procedure and punishment.

2

Between 1973 and 1992, a total of 4,704 persons were sentenced to death, but only 188

were executed. Between 1977 (the first post-Furman execution) and 1984, only 11

executions took place. During this period, the revised state capital sentencing schemes

were subjected to intensive litigation. Nearly 40% of the death sentences were later reduced

to a lesser penalty by judicial review or executive clemency. Nearly 10% of the prisoners

had their underlying convictions overturned on appeal. Those executed in 1992 were on

death-row an average of nine and a half years. Stewart, Dealing with Death, 80 ABA

JOUR. 50 (1994). The total number of executions from 1977-1994 is 257, of which 100 (or

nearly 40%) were carried out in 1992-1994. The number executed in 1995 is not available

at this writing.

3

For a detailed review of habeas corpus law, see C. Doyle, "Federal Habeas Corpus:

Background and Issues," CRS Report 93-935A (Oct. 22, 1993).

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Beginning with a noncapital case, Teague v. Lane, 489 U.S. 288 (1989), the

Court held that a novel interpretation of the Constitution (a "new rule") generally

cannot be applied retroactively against the states during federal habeas review of state

convictions since state courts could only be expected to defer to those rules in

existence when their consideration became final. A plurality of the Court also held

that it therefore would not announce any new rules on habeas review unless the case

falls within one of two exceptions: the new interpretation "places `certain kinds of

primary, private individual conduct beyond the power of the criminal law-making

authority to proscribe,'" 489 U.S. at 307, or places "a certain category of punishment

for a class of defendants because of their status or offense" beyond the power of the

criminal law-making authority to proscribe, Penry v. Lynaugh, 492 U.S. 302, 329

(1989); or the new interpretation significantly implicates the fundamental fairness of

the trial, with the result that, without application of the new rule, the likelihood that

only the guilty are convicted is seriously diminished. Teague v. Lane, 489 U.S. 288,

3l2-l3.

In Penry v. Lynaugh, the Court extended the application of the Teague "new

rule" principle to capital punishment cases. Penry argued that, as a mentally retarded

person, application of the death penalty amounted to cruel and unusual punishment.

The plurality examined the merits of this claim under the first exception to creation

of new rules during habeas review, and held that the Eighth Amendment does not

categorically prohibit execution of a mildly to moderately mentally retarded person

who has been found competent to stand trial and whose insanity defense has been

rejected by the jury. A different plurality remanded the case on a different point: in

light of the prosecutor's argument on the jury's role and the inadequate instructions,

the jury may not have considered and given effect to mental retardation as a

mitigating factor in deciding to impose the death penalty. 492 U.S. at 328.

A case announces a new rule if the result was not dictated by precedent existing

at the time the defendant's conviction became final. Teague v. Lane, 489 U.S. 288,

301 (1989). A decision may involve a "new rule" for purposes of Teague, even if

the Court states its decision is "dictated by precedent," as long as a split in the lower

courts or some other source of authority provides a ground upon which a different

outcome might reasonably have been anticipated. Butler v. McKellar, 494 U.S. 407,

415 (1990). This is because the Teague rule "serves to validate reasonable, goodfaith interpretations of existing precedents made by state courts even though they are

shown to be contrary to later decisions." 494 U.S. at 414; see also Sawyer v. Smith,

497 U.S. 227, 234 (1990) at 432.

Abuse of the Habeas Corpus Writ

In addition to placing procedural limitations on announcement and application

of "new rules" during habeas review, the Court denied habeas relief by applying the

abuse of the writ doctrine. In McClesky v. Zant, 499 U.S. 467 (1991), the Court

clarified the standards for denying relief on the ground of abuse: the doctrine is not

confined to instances of deliberate abandonment of claims not asserted; abuse occurs

by failing to raise a claim through "inexcusable neglect"; and, only in the

extraordinary instance when a constitutional violation probably has caused the

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conviction of an innocent person should an exception be made to the "cause and

prejudice" standard that governs inexcusable neglect.

Federal habeas review of federal claims is also ordinarily barred if the state

court decision rests on an independent and adequate state law ground, whether that

ground is substantive or procedural. Coleman v. Thompson, 111 S. Ct. 2546 (1991).

One year after the McClesky and Coleman decisions, the Court further restricted

habeas review by narrowing the "fundamental miscarriage of justice-actual

innocence" exception to the cause-and-prejudice standard. Under the holding of

Sawyer v. Whitley, 112 S. Ct. 2514 (1992), a petitioner who claims actual innocence

of the crime which occasioned the death sentence must show by clear and convincing

evidence that but for a constitutional error, no reasonable juror would have found the

petitioner eligible for the death penalty under the applicable state law. The "clear and

convincing" evidentiary standard replaced the former "probable cause" evidentiary

standard for invoking the exception to the cause-and-prejudice standard. The Court

subsequently restricted Sawyer to review of death sentences. It held in Schlup v.

Delo, 115 S. Ct. 851 (1995) that the less onerous "more likely innocent than not"

standard of Murray v. Carrier, 477 U.S. 478 (1986) applies to claims of innocence

of the crime, accompanied by claim of constitutional error.

Unless the case falls within the miscarriage of justice exception or the showing

required by the cause-and-prejudice standard can be made, a court may not reach the

merits of (1) successive claims which raise grounds identical to grounds heard and

decided on the merits in an earlier habeas petition, (2) new claims, not previously

raised which constitute an abuse of the writ, or (3) procedurally defaulted claims in

which the petitioner failed to follow applicable state procedural rules in raising the

claims.

Individualized Capital Sentencing

During the last 10 years, the Supreme court has devoted more attention to

individualized sentencing of capital defendants than any other death penalty issue.

The justices remains divided over the proper scope of federal review. Majorities shift

from case to case, but there is nevertheless a clear trend to uphold the death penalty

in a greater number of cases.

The death penalty must be administered through guided, individualized

sentencing procedures, which must be structured to reduce arbitrariness and

capriciousness as much as possible. The legislature prescribes standards to govern

the sentencer's discretion in evaluating both the circumstances of the offense and the

character and propensities of the accused (i.e., the "aggravating factors" that narrow

the death-eligible class of murderers).

Appellate review must be provided not only of the conviction but also of the

sentence to ascertain that the death sentence was fairly imposed. Gregg v. Georgia,

428 U.S. 153 (1976).

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The sentencing authority must consider any relevant "mitigating circumstances"

offered by the defendant and supported by evidence in justification of a lesser

sentence than the death penalty. Lockett v. Ohio, 438 U.S. 586 (1978); Walton v.

Arizona, 497 U.S. 639, 649 (1990).

In Payne v. Tennessee, 111 S. Ct. 2597 (1991), the Court held the Eighth

Amendment does not bar either the introduction of "victim impact" statements or

prosecutorial argument about the victim's personal characteristics during the

sentencing phase. Payne overruled the earlier decisions in Booth v. Maryland, 482

U.S. 496 (1987) (victim impact statement violates the Eighth Amendment since it

creates a constitutionally unacceptable risk that the jury would impose the death

penalty in an arbitrary and capricious manner) and South Carolina v. Gathers, 490

U.S. 805 (1989) (prosecutorial argument about victim's personal characteristics

irrelevant to proper sentencing determination and violates Eighth Amendment).

A state appellate court's narrowed construction of an otherwise vague

aggravating circumstance can satisfy constitutional requirements by giving

consistency to the application of the standard. Lewis v. Jeffers, 497 U.S. 764 (1990);

Arave v. Creech, 113 S. Ct. 1534 (1993).

Unless cured by a narrowing state appellate interpretation, the phrase

"especially heinous, atrocious, and cruel" is an unconstitutionally vague standard

for applying the death penalty. Maynard v. Cartwright, 486 U.S. 356 (1988). Those

state appellate courts that engage in reweighing of the aggravating and mitigating

factors, however, can cure an invalid aggravating circumstance (like the "especially

heinous" standard). Clemons v. Mississippi, 494 U.S. 738 (1009); Walton v.

Arizona, 497 U.S. 639 (1990). If the sentencer makes an Eighth Amendment error

by considering an invalid aggravating circumstance (e.g., the "coldness" of the

capital offender in committing the crime), the state appellate court can either

reweigh the aggravating and mitigating circumstances without the invalid factor, or

can determine that consideration of the invalid factor was harmless error. Sochor v.

Florida, 112 S. Ct. 2114 (1992).

The Constitution does not require that a jury find the aggravating circumstances.

A trial judge may make that finding and impose the death sentence. Even if the jury

participates in the sentencing phase, capital sentencing is not a trial within the

meaning of the Sixth Amendment. Hildwin v. Florida, 490 U.S. 638 (1989).

The general principle that the sentencing authority must consider and give effect

to any relevant mitigating evidence has been tempered by the current majority on the

court. In Blystone v. Pennsylvania, 494 U.S. 299 (1990), the Court upheld a state

statute that required imposition of the death penalty if the aggravating circumstances

outweigh the mitigating circumstances, or if there are no mitigating circumstances.

The Court now applies a "reasonable likelihood" standard to determine whether or

not the jurors thought they were precluded from consideration of relevant mitigating

evidence, Boyde v. California, 494 U.S. 379 (1990), in lieu of the "single

hypothetical reasonable juror" standard. The Walton case also established that a state

statute can constitutionally place on the defendant the burden of establishing by the

preponderance of the evidence the existence of mitigating circumstances sufficient

to call for leniency. 497 U.S. at 649.

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The Court has not, however, applied the mitigating circumstances doctrine

consistently. There are many five-four decisions. In a pre-Boyde case, Mills v.

Maryland, 486 U.S. 367 (1988), the Court remanded for resentencing because a

"single reasonable juror" might have incorrectly thought that a Maryland statute

required juror unanimity on particular mitigating circumstances. In McKoy v. North

Carolina, 494 U.S. 433 (1990), decided the same day as the Boyde case, the Court

applied Mills to invalidate a North Carolina statute even though the jury could opt for

life imprisonment where it lacked unanimity on the mitigating evidence, because one

holdout juror could prevent the others from giving effect to the mitigating evidence.

The Constitution, however, does not require a jury instruction on mitigating

circumstances in the absence of any supporting evidence. Delo v. Lashley, 113 S. Ct.

1222 (1993).

A juror who will automatically vote for the death penalty upon conviction of a

capital crime should not be impaneled because he or she will fail in good faith to

consider the evidence of aggravating and mitigating circumstances. If one such juror

is impaneled, the death penalty cannot be carried out because the defendant has been

deprived of due process. Morgan v. Illinois, 112 S. Ct. 2222 (1992).

Proportionality

In the context of capital punishment, proportionality analysis raises the question

of the constitutionality of the death penalty in relation to the offense committed. The

death penalty cannot be imposed on a rapist who does not kill his victim. Coker v.

Georgia, 433 U.S. 584 (1977). Initially, in Enmund v. Florida, 458 U.S. 782 (1982),

the Court held the death penalty unconstitutional for felony murder if the defendant

did not kill, or attempt to take life, or intend that anyone be killed. The "intent to

kill" qualification was subsequently eased in Tison v. Arizona, 481 U.S. 137 (1987).

Under the new standard, "major participation in the felony committed, combined

with reckless indifference to human life, is sufficient to satisfy the Enmund

culpability requirement." 481 U.S. at 158.

Proportionality analysis is also sometimes used to determine whether the death

penalty is disproportionate to the age or capacity of the defendant. The Eighth

Amendment does not prohibit capital punishment for persons who commit capital

offenses at age 16 or 17. Stanford v. Kentucky, 492 U.S. 361 (1989). In an earlier

case, a different majority did prevent imposition of the death penalty against a 15year-old capital offender where the state statute set no minimum age for capital

punishment. Thompson v. Oklahoma, 487 U.S. 815 (1988). The Eighth Amendment

does not categorically prohibit execution of a mentally retarded person who has been

found competent to stand trial and whose insanity defense has been rejected by the

jury. Penry v. Lynaugh, 492 U.S. 302 (1989).

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Due Process Clause

While the bulk of the death penalty cases involve construction of the Eighth

Amendment, a significant number of capital cases concern application of the Due

Process Clause of the Fifth and Fourteenth Amendments. Due process issues include

the reasonable doubt standard, notification of criminal procedures, and standing to

prosecute.

The Court has upheld the constitutionality of two venerable formulations of jury

instructions on the reasonable doubt standard, when taken as a whole. Victor v.

Nebraska, 114 S. Ct. 1239 (1994). In a later case, the Court vacated a murder

conviction and remanded for further consideration apparently to determine whether

or not the jury instructions as a whole removed any ambiguity caused by explaining

that reasonable doubt meant doubt beyond a "moral certainty." North Carolina v.

Bryant, 114 S. Ct. 1365 (1994).

The Court found no due process violation in a trial that did not require jury

unanimity on either the charge of premeditated murder or of felony murder in order

to impose the death penalty for first-degree murder. Schad, Jr. v. Arizona, 111 S. Ct.

2491 (1991). Due process standards are violated, however, where the State does not

seek the death penalty but the judge imposes a death sentence without adequate

notice to defense counsel that the death penalty remains a possible sentence.

Lankford v. Idaho, 500 U.S. 110 (1991). Also, the Sixth Amendment right to counsel

requires that a state must provide defense counsel with notice before examining the

defendant concerning "future dangerousness," if this is one of the criteria for

imposing the death penalty. Powell v. Texas, 492 U.S. 680 (1989).

A United States district court has jurisdiction to try a foreign national for a

capital crime even though the defendant is brought within the territory of the United

States by abduction carried out by United States government officials. United States

v. Alvarez-Machain, 112 S. Ct. 2188 (1992).

The same competency standard applies for purposes of the ability to undergo a

trial, to enter a guilty plea, or for waiver of the Sixth Amendment right to counsel.

Godinez v. Moran, 113 S. Ct. 2680 (1993). The waiver of counsel must be intelligent

and voluntary, but is not otherwise subject to a heightened standard.

Fair and Impartial Jury Trial

The right to an impartial jury under the Sixth and Fourteenth Amendments

prohibits the exclusion of a juror for cause relating to his or her capital punishment

views unless those views would prevent or substantially impair the performance of

duties as a juror. Gray v. Mississippi, 481 U.S. 648 (1987). The erroneous exclusion

of a qualified juror because of a perceived hesitation but stated willingness to impose

the death penalty constitutes reversible constitutional error. The right to an impartial

jury is not abridged, however, if a juror who should have been excluded for cause,

is removed by exercise of a peremptory challenge by the defendant. Ross v.

Oklahoma, 487 U.S. 81 (1988).

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The Court concluded in McCleskey v. Kemp, 481 U.S. 279 (1987), that

statistical data allegedly showing racial disparity in capital sentencing did not by

itself suffice to establish racial discrimination in any particular case. A unanimous

court in Amadeo v. Zant, 486 U.S. 214 (1988), did find sufficient evidence of a

pattern of discrimination in a Georgia county's manipulation of the master jury lists

to overturn a murder conviction for violation of the right to a fair and impartial jury.

There is no constitutional requirement to examine prospective jurors about the

extent and content of their exposure to newspaper and media accounts of the capital

crime. Even substantial pre-trial publicity will not disqualify a juror who states he

or she can be impartial if the trial court believes the juror has formed no opinion

about the case. Mu'Min v. Virginia, 500 U.S. 415 (1991).

Conclusion

The changed composition of the Supreme Court has had a significant impact on

death penalty jurisprudence during the last 6 years. Justices Brennan, Marshall, and

Blackmun,4 who were opposed to the imposition of the death penalty in any case,

departed the Court.

The early trend of decisions post-Furman v. Georgia, 408 U.S. 238 (1972) was

to create new procedural protections for capital defendants in carrying out the death

penalty. This early trend has given way to an increasing impatience with the delays

these procedural protections entail. A solid majority of the Court seems committed

to paring back, or at least to halting the growth of, constitutionally required criminal

procedures. The Court is more hospitable to State capital punishment procedures.

In two-thirds of the cases decided in the last 6 years, the State criminal procedures

were held to comport with constitutional requirements.

The death penalty before the Supreme Court remains a divisive, intensely

controversial subject. Within the last 6 years, a majority has formed to restrict access

to habeas corpus review, to curtail abuse of the writ of habeas corpus, and to pare

back other procedural hurdles delaying or preventing imposition of the death penalty.

This majority seems committed to a process of streamlining constitutionally required

procedures so that those states that choose to impose the death penalty may do so

without the delays that have characterized United States capital punishment

procedures since the 1960's. There are still many five-four decisions. When they

were on the Court, Justices Brennan and Marshall deplored what they perceived was

an "unjustifiable assault on the Great Writ." McCleskey v. Zant, 499 U.S. 467, 507

(1991). The majority responded that "without finality, the criminal law is deprived

of much of its deterrent effect." 499 U.S. at 491.

4

Mr. Justice Blackmun, however, announced his opposition to the death penalty only

towards the end of his tenure. He had dissented in Furman v. Georgia, 408 U.S. 238 (1972)

in his early days on the Court. After 20 years of attempts to apply the death penalty without

arbitrariness and capriciousness, he became convinced that the task was impossible.

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The changed direction of capital punishment jurisprudence is only now making

itself felt in state criminal trials and appellate review of convictions and capital

sentences.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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