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SUPREME COURT STANDING COMMITTEE
ON RULES OF PRACTICE AND PROCEDURE
Minutes of a meeting of the Rules Committee held in Rooms
237-238 of the Maryland Judicial Center, 187 Harry S. Truman
Parkway, Annapolis, Maryland on Friday, March 21, 2025.
Members present:
Hon. Yvette M. Bryant, Chair
Hon. Douglas R.M. Nazarian, Vice
Chair
Hon. Vicki Ballou-Watts
Jamar R. Brown, Esq.
Hon. Catherine Chen
Julia Doyle, Esq.
Arthur J. Horne, Jr., Esq.
Hon. Karen R. Ketterman
Victor H. Laws, III, Esq.
Dawne D. Lindsey, Clerk
Bruce L. Marcus, Esq.
Stephen S. McCloskey, Esq.
Kathleen H. Meredith, Esq.
Judy Rupp, State Court
Administrator
Scott D. Shellenberger, Esq.
Gregory K. Wells, Esq.
Hon. Dorothy J. Wilson
Brian L. Zavin, Esq.
In attendance:
Sandra F. Haines, Esq., Reporter
Colby L. Schmidt, Esq., Deputy Reporter
Heather Cobun, Esq., Assistant Reporter
Meredith A. Drummond, Esq., Assistant Reporter
Hon. Anne K. Albright, Appellate Court of Maryland
Derek Bayne, Esq., Commission on Judicial Disabilities
Tanya Bernstein, Esq., Commission on Judicial Disabilities
Kendra Jolivet, Esq., Commission on Judicial Disabilities
Thomas DeGonia, Esq., Bar Counsel
Tamara Dowd, Esq., Commission on Judicial Disabilities
Greg Hilton, Esq., Clerk of the Supreme Court of Maryland
Missy Higdon, Executive Director, Client Protection Fund
Hon. John P. Morrissey, Chief Judge, District Court of Maryland
Gillian Tonkin, Esq., Staff Attorney to Chief Judge, District
Court
Pamela Ortiz, Esq., Director, Access to Justice
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Rachel Konieczny, The Daily Record
Jeffrey Shipley, Esq., Director, Maryland State Board of Law
Examiners
The Chair convened the meeting.
She informed the Committee
that she was just notified of the passing of former Montgomery
County Circuit Court Judge William J. Rowan III.
She asked the
Committee to pause for a moment of silence for Judge Rowan in
recognition of his service to the Judiciary.
The Reporter said that several handout Rules were
circulated via email the previous day.
available from the Executive Aide.
Paper copies are
She said that the 224th
Report to the Supreme Court is in progress and will be filed
soon.
She advised that the meeting was being recorded for the
purpose of assisting with the preparation of meeting minutes and
that speaking will be treated as consent to being recorded.
She
also called for a motion to approve the minutes for the Friday,
January 10, 2025 meeting, which were circulated previously for
review.
A motion to approve the minutes was made, seconded, and
approved by consensus.
Agenda Item 1. Consideration of proposed Rules changes related
to implementation of NextGen Bar Exam.
Mr. Marcus said that Agenda Item 1 includes stylistic and
substantive changes to the Rules governing the Bar Exam in
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anticipation of the implementation of the NextGen Bar Exam next
year.
He asked Jeffrey Shipley, Director of the State Board of
Law Examiners (“SBLE”), to present the proposed changes.
Mr. Shipley explained that the Supreme Court of Maryland in
2019 adopted the Uniform Bar Exam (“UBE”) and began using
materials drafted by the National Conference of Bar Examiners
(“NCBE”) for the July 2019 Bar Exam.
The UBE is part of a score
portability compact between participating states, allowing test
takers to transfer their scores without retaking the exam.
Individual state boards may establish a minimum qualifying score
in that state and a period for which a score is considered
valid.
Maryland, for example, permits a UBE score to be
transferred to Maryland within three years of taking the exam.
In addition, an applicant transferring a UBE score to Maryland
must complete the Character and Fitness process, among other
requirements.
Mr. Shipley informed the Committee that, in 2022, the NCBE
announced that it would be retiring the UBE and replacing it
with new, modern test materials:
the NextGen UBE.
The NextGen
UBE is designed to test the skills and knowledge that newly
admitted attorneys are expected to demonstrate.
The NextGen UBE
will be phased in between 2026 and 2028, with February 2028
being the last time a state may utilize the so-called “Legacy
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UBE” and July 2028 being the first time all participating states
must begin using the NextGen UBE.
Mr. Shipley said that Maryland has opted to begin using the
NextGen UBE in July 2026, the first time it will be available.
A series of Rules changes are required to transition to the
NextGen UBE and phase out the Legacy UBE.
The changes will also
allow for the transfer of qualifying UBE scores to Maryland from
other states after Maryland begins using the NextGen UBE.
For
example, if an applicant takes the Legacy UBE in a state that
does not phase it out until after February 2028, that score will
be accepted in Maryland so long as it is no more than three
years old.
Mr. Marcus presented Rule 19-101, Definitions, for
consideration.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 100 – STATE BOARD OF LAW EXAMINERS
AND CHARACTER COMMITTEES
AMEND Rule 19-101 by deleting “of the State of
Maryland” and adding “Maryland State” to section (c),
by deleting the provision pertaining to the
administrative office of the Board from section (e), by
adding a provision to section (e) and new subsections
(e)(1) and (e)(2) pertaining to when a document is
considered filed with the Board, by adding new section
(f) to define the term “Legacy UBE”, by adding new
section (j) to define the term “NextGen UBE”, by
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making conforming amendments to section (m), by
adding new section (n) to define the term “Signed
Electronically”, by making conforming amendments to
section (q), by adding new section (r) to define the term
“UBE in Maryland”, by adding new section (t) to define
the term “UBE Transfer”, and by making stylistic
changes, as follows:
Rule 19-101. DEFINITIONS
In this Chapter and Chapter 200 of this Title, the
following definitions apply, except as expressly
otherwise provided or as necessary implication
requires:
(a) ADA
“ADA” means the Americans with Disabilities Act,
42 U.S.C. § 12101, et seq.
(b) Applicant; Petitioner
“Applicant” means an individual who applies for
admission to the Bar of Maryland (1) pursuant to Rule
19-202, or (2) as a “petitioner” under Rule 19-216.
(c) Board
“Board” means the Maryland State Board of Law
Examiners of the State of Maryland.
(d) Court
“Court” means the Supreme Court of Maryland.
(e) Filed
“Filed” means received by the Board. in the
administrative office of the Board during normal
business hours. A document is considered filed when:
(1) the document and any required fee are
submitted electronically through the Board’s electronic
filing system; or
(2) the document and any required fee are received
by the Board in accordance with the Board’s written
policies and instructions.
(f) Legacy UBE
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“Legacy UBE” means a Uniform Bar Examination
administered using NCBE’s Multistate Performance
Test (MPT), Multistate Essay Examination (MEE), and
Multistate Bar Examination (MBE).
(f)(g) Member of the Bar of a State
“Member of the Bar of a State” means an
individual who is unconditionally admitted to practice
law before the highest court of that state.
(g)(h) MPRE
“MPRE” means the Multistate Professional
Responsibility Examination published and
administered by NCBE.
(h)(i) NCBE
“NCBE” means the National Conference of Bar
Examiners.
(j) NextGen UBE
“NextGen UBE” means a Uniform Bar
Examination administered using NCBE’s NextGen Bar
Examination materials.
(i)(k) Oath
“Oath” means a declaration or affirmation made
under the penalties of perjury that a certain statement
of fact is true.
(j)(l) Qualifying MPRE score
“Qualifying MPRE score” means a score achieved
on the MPRE that meets or exceeds the minimum
passing score in Maryland established by Board rule
within the required time period established by Board
rule.
(k)(m) Qualifying UBE score
“Qualifying UBE score” means a score achieved
on the Legacy UBE or the NextGen UBE in a state that
administers the UBE that meets or exceeds the
minimum passing qualifying score in Maryland
established by Board rule within the required time
period established by Board rule.
(n) “Signed Electronically”
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“Signed electronically” means a document that is
deemed to have an electronic signature when the
document includes:
(1) a name typed in the space where a signature
would otherwise appear, preceded by the characters
“/s/”;
(2) an electronic or scanned image of a signature
(l)(o) State
“State” means (1) a state, possession, territory, or
commonwealth of the United States or (2) the District
of Columbia.
(m)(p) Transmit
“Transmit” means to convey written material in a
manner reasonably calculated to cause the intended
recipient to receive it.
(n)(q) UBE
“UBE” means the Uniform Bar Examination,
published and a bar exam score portability compact
coordinated by the National Conference of Bar
Examiners.
(r) UBE in Maryland
“UBE in Maryland” means a UBE administered
by the State Board of Law Examiners.
(o)(s) UBE State
“UBE State” means a state participating in the
UBE to which or from which a qualifying UBE score
may be transferred.
(t) UBE Transfer
“UBE Transfer” means a bar application pathway
in this State based upon a qualifying UBE score
transferred from another UBE State.
Source: This Rule is derived from former Rule 1 of the
Rules Governing Admission to the Bar of Maryland
(2016).
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Rule 19-101 was accompanied by the following Reporter’s
note:
In order to facilitate the adoption of the NextGen
Bar Exam in July of 2026, the Attorneys and Judges
Subcommittee proposes amendments to the Title 19
Rules.
A housekeeping amendment is proposed to
section (c) of Rule 19-101 to correct the name of the
SBLE. The definition of “Filed” in section (e) is
proposed to be expanded to cover files received
electronically as well as in person at the SBLE offices.
New section (f) is proposed to introduce the term
“Legacy UBE” which covers the current existing UBE
bar examination. The definition “NextGen UBE” is
proposed as new section (j) and covers the new UBE
testing materials produced by the NCBE that will be
implemented in this State in the summer of 2026.
New section (n) is proposed to permit and define the
parameters of what an acceptable electronic signature
will be for the SBLE. Conforming amendments are
proposed to section (q) to conform the definition of
UBE to the changing procedures with the NCBE and
the NextGen UBE. New section (r) is proposed to
define the term “UBE in Maryland” as a UBE exam
administered in Maryland by the State Board of Law
Examiners. New section (t) is proposed to define the
term “UBE Transfer” as a bar application pathway in
this State that is based upon a qualifying UBE score
from another UBE State. Stylistic changes are also
proposed to this Rule.
Mr. Marcus said that there are a series of terminology
changes in Rule 19-101, many of which are clarifying amendments.
Other changes are more substantive.
For example, in section
(e), the definition of “filed” is altered to refer to a document
and any fee being submitted electronically to the SBLE or being
received by the SBLE in accordance with its policies for filing.
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Mr. Marcus explained that the NextGen UBE will contemplate
electronic filing.
The Chair asked whether the second definition of “filed” in
subsection (e)(2) refers to paper documents received in the SBLE
office.
Mr. Shipley responded that the SBLE has an electronic
portal that allows applicants to generate an application, but
the application must be filed in paper, as of now.
He said
that, beginning in August 2025, the SBLE will accept
electronically filed applications; however, some items will
still be filed in paper because they cannot be filed
electronically.
He said that the proposed definition allows for
both methods of filing, as needed.
The Chair replied that she
agreed but wanted to be clear that subsection (e)(2) refers to a
paper document received by the SBLE office.
Ms. Meredith
pointed out that the inclusion of “in accordance with the
Board’s written policies and instructions” in subsection (e)(2)
may address this issue.
The Reporter asked whether the SBLE’s policies are
available online.
Mr. Shipley answered in the affirmative.
The
Reporter suggested adding “posted on the Board’s website” to the
end of subsection (e)(2).
A motion to make the change was made,
seconded, and approved by consensus.
Mr. Marcus asked if there was any other discussion on the
proposed amendments to Rule 19-101.
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There being no further
motion to amend or reject the proposed amendments, Rule 19-101
was approved as amended.
Mr. Marcus presented Rule 19-105, Confidentiality, for
consideration.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 100 – STATE BOARD OF LAW EXAMINERS
AND CHARACTER COMMITTEES
AMEND Rule 19-105 by adding the last four
numbers of an applicant’s SSN and information
concerning an applicant’s testing accommodations to
the list of information in subsection (c)(8) that may be
disclosed in certain situations, and by adding a
Committee note following subsection (c)(8), as follows:
RULE 19-105. CONFIDENTIALITY
(a) Proceedings Before Accommodations Review
Committee, Character Committee, or Board
Except as provided in sections (b), (c), and (d) of
this Rule, the proceedings before the Accommodations
Review Committee and its panels, a Character
Committee, and the Board, including related papers,
evidence, and information, are confidential and shall
not be open to public inspection or subject to court
process or compulsory disclosure.
(b) Right of Applicant
(1) Right to Attend Hearings and Inspect Papers
An applicant has the right to attend all hearings
before a panel of the Accommodations Review
Committee, a Character Committee, the Board, and
the Court pertaining to the application. Except as
provided in subsection (b)(2) of this Rule, and subject
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to any protective order issued by a circuit court for
good cause on motion by the Board, an applicant has
the right to be informed of and inspect all papers,
evidence, and information received or considered by
the panel, Committee, or the Board pertaining to the
applicant.
Committee note: The intent of this subsection, with
the exceptions noted in subsection (b)(2), is to permit
inspection by the applicant of all information received
or considered by a Character Committee, the
Accommodations Review Committee, or the Board.
There may be information, however, such as
identifying information regarding a victim that is not
germane to any issue before those entities and that
should not be revealed. Shielding of such information
would have to be approved by a court.
(2) Exclusions
Subsection (b)(1) of this Rule does not apply to (A)
papers or evidence received, considered, or prepared
by the National Conference of Bar Examiners, a
Character Committee, or the Board if the Committee or
Board, without a hearing, recommends the applicant's
admission; (B) personal memoranda, notes, and work
product of members or staff of the National Conference
of Bar Examiners, a Character Committee, or the
Board; (C) correspondence between or among members
or staff of the National Conference of Bar Examiners, a
Character Committee, or the Board; or (D) an
applicant's bar examination grades and answers,
except as authorized in Rule 19-209.
(c) When Disclosure Authorized
The Board may disclose:
(1) to any person, statistical information that does
not reveal the identity of an individual applicant;
(2) to any person, the fact that an applicant has
passed the bar examination and the date of the
examination;
(3) to any person, if the applicant has consented in
writing, any material pertaining to the applicant that
the applicant would be entitled to inspect under
section (b) of this Rule;
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(4) for use in a pending disability or disciplinary
proceeding against the applicant as an attorney or
judge, a pending proceeding for reinstatement of the
applicant as an attorney after suspension or
disbarment, or a pending proceeding for original
admission of the applicant to the Bar, any material
pertaining to an applicant requested by:
(A) a court of this State, another state, or the
United States;
(B) Bar Counsel, the Attorney Grievance
Commission, or the attorney disciplinary authority in
another state;
(C) the authority in another jurisdiction
responsible for investigating the character and fitness
of an applicant for admission to the bar of that
jurisdiction, or
(D) Investigative Counsel, the Commission on
Judicial Disabilities, or the judicial disciplinary
authority in another jurisdiction;
Committee note: The term “jurisdiction” is used in
subsection (4)(C) and (D) because requests
occasionally are received from authorities in Canada or
other countries.
(5) any material pertaining to an applicant
requested by a judicial nominating commission or the
Governor of this or any other state, a committee of the
Senate of Maryland, the President of the United States,
or a committee of the United States Senate in
connection with an application by or nomination of the
applicant for judicial office;
(6) to a law school, the names of individuals who
graduated from that law school who took a bar
examination, whether they passed or failed the
examination, and the number of bar examination
attempts by each individual;
(7) to the Maryland State Bar Association and any
other bona fide bar association in the State of
Maryland, the name and address of an individual
recommended for bar admission pursuant to Rule 19211 or 19-216;
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(8) to Bar admissions officials in any state and to
the National Conference of Bar Examiners, the
following information regarding applicants for
admission pursuant to Rule 19-202 or petitioners
pursuant to Rule 19-215: the applicant's name and
any aliases, applicant number, birthdate, NCBE
number, the last four digits of the applicant’s Social
Security Number, law school, date that a juris doctor
or equivalent degree was conferred, bar examination
raw and scaled scores, results and pass/fail status,
and the number of bar examination attempts, and a
summary of any ADA test accommodations granted to
an applicant and the conditions for which any such
accommodations were granted;
Committee note: Disclosure of information related to
ADA test accommodations is required for the NCBE to
configure the applicant’s electronic bar examination
materials and to provide the applicant with
appropriate test accommodations if the exam is
administered by a commercial test center.
(9) to any member of a Character Committee, the
report of any Character Committee or the Board
following a hearing on an application; and
(10) to the Child Support Enforcement
Administration, upon its request, the name, Social
Security number, and address of an individual who
has filed a petition for admission pursuant to Rule 19202 or a petition for admission pursuant to Rule 19216.
Unless information disclosed pursuant to
subsections (c)(4) and (5) of this Rule is disclosed with
the written consent of the applicant, an applicant shall
receive a copy of the information and may rebut, in
writing, any matter contained in it. Upon receipt of a
written rebuttal, the Board shall forward a copy to the
individual or entity to whom the information was
disclosed.
(d) Proceedings and Access to Records in the
Supreme Court
(1) Subject to reasonable regulation by the Supreme
Court, Bar Admission ceremonies shall be open.
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(2) Unless the Court otherwise orders in a
particular case:
and
(A) hearings in the Supreme Court shall be open,
(B) if the Court conducts a hearing regarding a bar
applicant, any report by the Accommodations Review
Committee, a Character Committee, or the Board filed
with the Court, but no other part of the applicant's
record, shall be subject to public inspection.
(3) The Supreme Court may make any of the
disclosures that the Board may make pursuant to
section (c) of this Rule.
(4) Except as provided in subsections (d)(1), (2), and
(3) of this Rule or as otherwise required by law,
proceedings before the Supreme Court and the related
papers, evidence, and information are confidential and
shall not be open to public inspection or subject to
court process or compulsory disclosure.
Source: This Rule is derived from former Rule 19 of
the Rules Governing Admission to the Bar of Maryland
(2016).
Rule 19-105 was accompanied by the following Reporter’s
note:
The Attorneys and Judges Subcommittee
proposes conforming amendments to Subsection (c)(8)
of Rule 19-105 to conform this Rule to the
requirements of the NCBE for administering UBE
exams and the portability of UBE scores by adding
requirements that the applicant provide the last four
numbers of the applicant’s SSN and information
concerning an applicant’s testing accommodations to
the SBLE. A Committee note is also proposed
following subsection (c)(8) to provide an explanation as
to why testing accommodations are included as
requirements in this subsection. The NCBE requires
information about accommodations in order to ensure
the exams they provide to applicants follow approved
accommodations.
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Mr. Marcus said that the proposed amendments to Rule 19-105
add provisions pertaining to applicants’ Social Security numbers
and any Americans with Disabilities Act (“ADA”) accommodations
for testing.
Mr. Shipley explained that the SBLE and NCBE
require applicants to disclose the last four digits of their
Social Security numbers so that both entities can confirm that
they are discussing the right applicant when transmitting
information.
Regarding ADA accommodations, Mr. Shipley said
that the NextGen UBE is completely computerized.
The NCBE will
give states the ability to administer the exam from a thirdparty test center when accommodations are granted.
When an
applicant has been granted an accommodation, whether it is extra
time, breaks, or a physical alteration to the test site, the
SBLE and NCBE must be able to share that information with the
test center to ensure that the accommodations are provided.
The
information shared will be a summary of the accommodations and
will only include medical information when it is directly
relevant to the accommodation required.
Mr. Laws asked the reasoning behind permitting the SBLE to
share ADA accommodation information with admissions officials in
another state.
He questioned whether one state’s accommodation
decision will influence another state.
Mr. Shipley responded
that the applicant must disclose what accommodations have been
granted in another jurisdiction.
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To the extent that one state
would like additional information, this provision permits the
board officials to talk to each other without the applicant
acting as intermediary.
There being no motion to amend or reject the proposed
amendments to Rule 19-105, the Rule was approved as presented.
Mr. Marcus presented Rule 19-201, Eligibility for Admission
to the Maryland Bar by Uniform Bar Examination; Rule 19-202,
Application for Admission; Rule 19-203, Bar Examination; Rule
19-204, Character Review; Rule 19-206, Notice of Intent to Take
the UBE in Maryland; and Rule 19-207, Notice of Intent to
Transfer a Qualifying UBE Score, for consideration.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 200 – ADMISSION TO THE BAR
GENERAL ADMISSION
AMEND Rule 19-201 by adding a provision to
section (a) of this Rule pertaining to UBE transfers, as
follows:
RULE 19-201. ELIGIBILITY FOR ADMISSION TO THE
MARYLAND BAR BY UNIFORM BAR EXAMINATION
(a) General Requirements
Subject to section (b) of this Rule, in order to be
admitted to the Maryland Bar by the UBE in Maryland
or by UBE Transfer, an individual shall have:
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(1) completed the pre-legal education necessary to
meet the minimum requirements for admission to a
law school approved by the American Bar Association;
(2) graduated with a juris doctor or equivalent
degree from a law school (A) located in a state and (B)
approved by the American Bar Association;
(3) achieved a qualifying UBE score;
(4) achieved a qualifying MPRE score;
(5) successfully completed the Maryland Law
Component; and
(6) established good moral character and fitness for
admission to the Bar.
(b) Waiver of Juris Doctor Requirements
The Board may waive the requirements of
subsection (a)(2) of this Rule for an applicant who (1)
has passed the bar examination of another state, is a
member in good standing of the Bar of that state, and
the Board finds is qualified by reason of education or
experience to take the bar examination; or (2) has
completed legal education in a jurisdiction that is not
defined as a state by Rule 19-101 (l) and has obtained
an additional degree from a law school approved by the
American Bar Association that meets the requirements
prescribed by the Board Rules.
(c) Minors
If otherwise qualified, an applicant who is under
18 years of age is eligible to take the bar examination
but shall not be admitted to the Bar until 18 years of
age.
Source: This Rule is derived in part from former Rules
3 and 4 of the Rules Governing Admission to the Bar
of Maryland (2016) and is in part new.
Rule 19-201 was accompanied by the following Reporter’s
note:
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The Attorneys and Judges Subcommittee
proposes conforming amendments to section (a) of
Rule 19-201 in order to ensure that the Rule covers
qualifying UBE scores achieved by an applicant in
another UBE jurisdiction.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 200 – ADMISSION TO THE BAR
GENERAL ADMISSION
AMEND Rule 19-202 by replacing “rejected” with
“denied” and “the” with “a” in section (c) of this Rule,
as follows:
RULE 19-202. APPLICATION FOR ADMISSION
(a) Contents of Application
An individual who seeks admission to the Bar of
Maryland pursuant to Rule 19-201 shall apply for
admission. The application for admission shall consist
of a completed Character Questionnaire filed pursuant
to Rule 19-205 and either (1) a Notice of Intent to Take
the UBE in Maryland pursuant to Rule 19-206 or (2) a
Notice of Intent to Transfer a Qualifying UBE Score
pursuant to Rule 19-207.
(b) Withdrawal of Application
At any time, an applicant may withdraw an
application by filing with the Board written notice of
withdrawal. Where an individual has filed a character
questionnaire pursuant to Rule 19-205 (c) without
then filing a Notice of Intent pursuant to Rule 19-206
or Rule 19-207, withdrawal of the character
questionnaire pursuant to Rule 19-205 (f) shall
constitute withdrawal of the application. No fees will
be refunded.
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Committee note: Withdrawal of an application
terminates all aspects of the admission process.
Compare to Rules 19-206(e) and 19-210(e), pertaining
to withdrawal of a Notice of Intent.
(c) Subsequent Application
An applicant who reapplies for admission after an
earlier application has been withdrawn pursuant to
subsection (b) of this Rule or Rule 19-204 or has been
rejected denied pursuant to Rule 19-204 must retake
and pass the UBE in Maryland or transfer a thenqualifying UBE score, even if the applicant passed the
a bar examination in Maryland or transferred a
qualifying UBE score when the earlier application was
pending. If the applicant failed the examination when
the earlier application was pending, each failure shall
be counted under Rule 19-210.
Source: This Rule is derived in part from former Rules
2 and 6(d) of the Rules Governing Admission to the
Bar of Maryland (2016) and is in part new.
Rule 19-202 was accompanied by the following Reporter’s
note:
The Attorneys and Judges Subcommittee
proposes non-substantive, housekeeping amendments
to section (c) of Rule 19-202 to replace “rejected” with
“denied” and “the” with “a.”
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 200 – ADMISSION TO THE BAR
GENERAL ADMISSION
AMEND Rule 19-203 by deleting the provision in
section (a) written in the passive voice (a) and
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replacing it with a similar provision in the active voice,
and by adding a Committee note following section (a)
providing information on the switch to the NextGen
UBE in this State.
RULE 19-203. BAR EXAMINATION
(a) Generally—UBE
The bar examination in Maryland shall consist of
the UBE. Maryland shall participate in the UBE.
Committee note: Prior to July 2026, the UBE in
Maryland utilized the Legacy UBE materials.
Beginning with the July 2026 administration, the UBE
in Maryland shall use the NextGen UBE materials.
(b) Scheduling
The Board shall schedule a UBE in Maryland
twice annually, once in February and once in July.
The examination shall be scheduled on two successive
days. The total duration of the examination shall be
not more than 12 hours nor less than nine hours,
unless extended at the applicant's request pursuant to
Rules 19-206 or 19-210. At least 30 days before a
scheduled examination, the Board shall post on the
Judiciary website notice of the dates, times, and place
or places of the examination.
(c) Purpose of Examination
The purpose of the bar examination is to enable
applicants to demonstrate their capacity to achieve
mastery of foundational legal doctrines, proficiency in
fundamental legal skills, and competence in applying
both to solve legal problems consistent with the
highest ethical standards. It is the policy of the Court
that no quota of successful applicants be set but that
each applicant be judged for fitness to be a member of
the Bar as demonstrated by the examination answers.
(d) Qualifying Score
By Board Rule, the Board shall establish the
qualifying UBE score.
(e) Voiding of Examination Results for Ineligibility
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If an applicant who is determined by the Board
not to be eligible under Rule 19-201 takes an
examination, the applicant's Notice of Intent to Take
the UBE in Maryland shall be deemed invalid and the
applicant's examination results shall be voided. An
examination result that is voided for ineligibility shall
not be a valid UBE score for purposes of transfer to
another jurisdiction. No fees shall be refunded. The
Board shall notify the applicant that the examination
results have been voided and the reason for the
voiding.
Source: This Rule is derived in part from former Rule
19-206 (2018) and is in part new.
Rule 19-203 was accompanied by the following Reporter’s
note:
The Attorneys and Judges Subcommittee
proposes revisions to Section (a) of Rule 19-203 to
clarify that Maryland participates in the UBE and will
no longer be administering a bar exam using its own
examination materials. A Committee note is proposed
following section (a) to specify when the Legacy UBE
materials and the NextGen UBE materials will be used
during bar examinations in this State.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 200 – ADMISSION TO THE BAR
GENERAL ADMISSION
AMEND Rule 19-204 by capitalizing “Character
Questionnaire” in subsection (a)(1) in each instance
where it is lower case, as follows:
21
RULE 19-204. CHARACTER REVIEW
(a) Investigation and Report of Character Committee
(1) On receipt of a completed character
questionnaire Character Questionnaire forwarded by
the Board pursuant to Rule 19-205 (d), the Character
Committee, in accordance with procedural guidelines
established by Board Rule, shall (A) interview the
applicant (B) consider the facts stated in the character
questionnaire Character Questionnaire and the
submissions made by the applicant's references, and
make any further investigation it finds necessary or
desirable, which may include verification of facts
asserted by the applicant or the applicant's references,
(C) evaluate the applicant's character and fitness for
the practice of law, and (D) transmit to the Board a
report of its investigation and a recommendation as to
the approval or denial of the application for admission.
(2) If the Committee concludes that there may be
grounds for recommending denial of the application, it
shall notify the applicant in writing and schedule a
hearing. The hearing shall be recorded verbatim. The
applicant shall have the right to testify, to present
other testimony and evidence, and to be represented
by an attorney. The Committee shall prepare a report
and recommendation setting forth findings of fact on
which the recommendation is based and a statement
supporting the conclusion. A transcript of the hearing
shall be transmitted by the Committee to the Board
along with the Committee's report. The Committee
shall transmit a copy of its report to the applicant, and
a copy of the hearing transcript shall be furnished to
the applicant upon payment of reasonable costs.
(b) Hearing by Board
If the Board concludes after review of the
Character Committee's report and the transcript that
there may be grounds for recommending denial of the
application, it shall promptly afford the applicant the
opportunity for a hearing on the record made before
the Committee. In its discretion, the Board may
permit additional evidence to be submitted. If the
recommendation of the Board differs from the
recommendation of the Character Committee, the
Board shall prepare a report and recommendation
22
setting forth findings of fact on which the
recommendation is based and a statement supporting
the conclusion and shall transmit a copy of its report
and recommendation to the applicant and the
Committee. If the Board decides to recommend denial
of the application in its report to the Court, the Board
shall first give the applicant an opportunity to
withdraw the application pursuant to Rule 19-202 (b).
If the applicant withdraws the application, the Board
shall retain the records. If the applicant elects not to
withdraw the application, the Board shall transmit to
the Court a report of its proceedings and a
recommendation as to the approval or denial of the
application together with all papers relating to the
application.
(c) Review by Court
(1) If the Court, after reviewing the report of the
Character Committee and any report of the Board,
believes there may be grounds to deny admission, the
Court shall order the applicant to appear for a hearing
and show cause why the application should not be
denied.
(2) If the Board recommends approval of the
application contrary to an adverse recommendation by
the Character Committee, within 30 days after the
filing of the Board's report, the Committee may file
with the Court exceptions to the Board's
recommendation. The Committee shall transmit
copies of its exceptions to the applicant and the Board.
(3) Proceedings in the Court under section (c) of this
Rule shall be on the record made before the Character
Committee and the Board. If the Court denies the
application, the Board shall retain the records.
(d) Burden of Proof
The applicant bears the burden of proving to the
Character Committee, the Board, and the Court the
applicant's good moral character and fitness for the
practice of law. Failure or refusal to answer fully and
candidly any question in the application or any
relevant question asked by a member of the Character
Committee, the Board, or the Court is sufficient cause
for a finding that the applicant has not met this
23
burden. Undocumented immigration status, in itself,
does not preclude admission to the Bar, provided that
the applicant otherwise has demonstrated good moral
character and fitness.
(e) Continuing Review
All applicants remain subject to further
Character Committee and Board review and report
until admitted to the Bar. The applicant shall be
under a continuing obligation to report to the Board
any material change in information previously
furnished.
Source: This Rule is derived from former Rule 19-203
(2018).
Rule 19-204 was accompanied by the following Reporter’s
note:
The Attorneys and Judges Subcommittee
proposes non-substantive, housekeeping amendments
to Rule 19-204 to capitalize each lowercase instance of
“Character Questionnaire.”
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 200 – ADMISSION TO THE BAR
GENERAL ADMISSION
AMEND Rule 19-205 by capitalizing “Character
Questionnaire” throughout this Rule in each instance
where it is lower case, as follows:
RULE 19-205. CHARACTER QUESTIONNAIRE
(a) Who May File
24
An individual who meets the requirements of
Rule 19-201(a)(1) may commence an application for
admission to the Bar of this State by filing with the
Board a completed Character Questionnaire and the
prescribed fee.
Cross reference: See Rule 19-206 (Notice of Intent to
Take the UBE in Maryland) and Rule 19-207 (Notice of
Intent to Transfer a Qualifying UBE Score).
(b) Form of Questionnaire
(1) Generally
The character questionnaire Character
Questionnaire shall be on in a form prescribed by the
Board and shall be answered under oath. The
questionnaire Character Questionnaire shall elicit the
information the Board considers appropriate
concerning the applicant's character, education, and
eligibility to become an applicant and (A) require the
applicant to provide the applicant's Social Security
number, and (B) include an authorization to release
confidential information pertaining to the applicant's
character and fitness for the practice of law to a
Character Committee, the Board, and the Court.
(2) Pre-Legal Education
The character questionnaire Character
Questionnaire shall be accompanied by satisfactory
evidence that the applicant meets the pre-legal
education requirements of Rule 19-201 (a)(1).
(c) Time for Filing
The character questionnaire Character
Questionnaire shall be filed prior to or
contemporaneously with any Notice of Intent to Take
the UBE in Maryland pursuant to Rule 19-206 or any
Notice of Intent to Transfer a Qualifying UBE Score
pursuant to Rule 19-207.
(d) Preliminary Determination of Eligibility
On receipt of a character questionnaire Character
Questionnaire, the Board shall determine whether the
applicant is eligible to file a character questionnaire
Character Questionnaire pursuant to section (a) of this
Rule. If the Board concludes that the requirements
25
have been met, it shall forward the character
questionnaire Character Questionnaire to a Character
Committee. If the Board concludes that the
requirements have not been met, it shall promptly
notify the applicant in writing.
(e) Updated Character Questionnaire
If a character questionnaire Character
Questionnaire has been pending for more than three
years since the date of the applicant's most recent
character questionnaire Character Questionnaire or
updated character questionnaire Character
Questionnaire, the applicant shall file with the Board
an updated character questionnaire Character
Questionnaire contemporaneously with filing any
Notice of Intent to Take the UBE in Maryland or any
Notice to Transfer a Qualifying UBE Score. The
updated character questionnaire Character
Questionnaire shall be under oath, filed on the form
prescribed by the Board, and accompanied by the
prescribed fee.
(f) Withdrawal of Character Questionnaire
At any time, an applicant may withdraw a
character questionnaire Character Questionnaire by
filing with the Board written notice of withdrawal.
Withdrawing a character questionnaire Character
Questionnaire shall result in withdrawal of the
application for admission under Rule 19-202 (b). No
fees will be refunded.
Source: This Rule is new in part and derived from
former Rule 19-202 (2018) in part.
Rule 19-205 was accompanied by the following Reporter’s
note:
The Attorneys and Judges Subcommittee
proposes non-substantive, housekeeping amendments
to Rule 19-205 to capitalize each lowercase instance of
“Character Questionnaire.”
26
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 200 – ADMISSION TO THE BAR
GENERAL ADMISSION
AMEND Rule 19-206 by replacing “on” with “in”
in subsection (a)(3), as follows:
RULE 19-206. NOTICE OF INTENT TO TAKE THE
UBE IN MARYLAND
(a) Filing
An applicant may file a Notice of Intent to Take
the UBE in Maryland if the applicant:
(1) meets the pre-legal educational requirements of
Rule 19-201 (a)(1);
(2) unless the requirements of Rule 19-201 (a)(2)
have been waived pursuant to Rule 19-201 (b), meets
the legal education requirements of Rule 19-201 (a)(2),
or will meet those requirements before the first day of
taking the UBE in Maryland; and
(3) contemporaneously files, or has previously filed,
a completed Character Questionnaire pursuant to Rule
19-205 that has not been withdrawn pursuant to Rule
19-205 (f), and the applicant has not withdrawn or
been denied admission pursuant to Rule 19-204.
The Notice of Intent shall be under oath, filed on in
the form prescribed by the Board, and accompanied by
the prescribed fee.
(b) Request for Test Accommodation
An applicant who seeks a test accommodation
under the ADA for the bar examination shall indicate
that request on the Notice of Intent to Take the UBE in
Maryland, and shall file with the Board an
“Accommodation Request” in a form prescribed by the
Board, together with the supporting documentation
that the Board requires. The form and documentation
shall be filed no later than the deadline established by
27
the Board for filing the Notice of Intent to Take the
UBE in Maryland. The Board may reject an
accommodation request that is (1) substantially
incomplete or (2) filed untimely. The Board shall notify
the applicant in writing of the basis of the rejection
and shall provide the applicant an opportunity to
correct any deficiencies in the accommodation request
before the filing deadline for the current examination
or, if the current deadline has passed, before the filing
deadline for the next administration of the
examination.
Committee note: An applicant who may need a test
accommodation is encouraged to file an
Accommodation Request as early as possible.
Cross reference: See Rule 19-208 for the procedure to
appeal a denial of a request for a test accommodation.
(c) Verification of Legal Education
Unless the requirements of Rule 19-201 (a)(2)
have been waived pursuant to Rule 19-201 (b), the
applicant shall aver under oath that the applicant has
met, will meet, or will be unqualifiedly eligible to meet
those requirements prior to the first day of the
applicant taking the UBE in Maryland. No later than
the first day of July preceding an examination taken in
July or the first day of February preceding an
examination taken in February, the applicant shall
cause the Board to receive an official transcript or
other satisfactory evidence that reflects the date of the
award to the applicant of a qualifying law degree under
Rule 19- 201, unless the official transcript already is
on file with the Board's administrative office.
Committee note: “Other satisfactory evidence”
normally consists of a letter from the law school dean
or other authorized law school official certifying the
date of graduation or unqualified eligibility where the
law school transcript is unavailable, such as a late
graduation or a financial hold on the transcript.
(d) Time for Filing
An applicant who intends to take the UBE in
Maryland shall file the Notice of Intent to Take the
UBE by the appropriate deadline established by the
Board through its rule-making authority pursuant to
28
Rule 19-102 (c)(2). Upon written request of an
applicant and for good cause shown, the Board may
accept a Notice of Intent to Take the UBE in Maryland
filed after that deadline. If the Board rejects the Notice
of Intent to Take the UBE in Maryland for lack of good
cause for the untimeliness, the Board shall transmit
written notice of the rejection to the applicant. The
applicant may file an exception with the Court within
five business days after notice of the rejection is
transmitted.
(e) Withdrawal of Notice of Intent to Take the UBE in
Maryland or Absence from Examination
If an applicant withdraws the Notice of Intent to
Take the UBE in Maryland or fails to attend and take
the examination, the examination fee shall not be
refunded. The Board may apply the examination fee to
a subsequent examination if the applicant establishes
good cause for the withdrawal or failure to attend.
Source: This Rule is derived from former Rule 19-204
(2018).
Rule 19-206 was accompanied by the following Reporter’s
note:
The Attorneys and Judges Subcommittee
proposes a non-substantive, housekeeping
amendment to subsection (a)(2) of Rule 19-206 to
replace “on” with “in.”
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 200 – ADMISSION TO THE BAR
GENERAL ADMISSION
29
AMEND Rule 19-207 by capitalizing “Character
Questionnaire” in subsection (a)(3) and by adding a
cross reference to Board Rule 5 following subsection
(a)(4), as follows:
RULE 19-207. NOTICE OF INTENT TO TRANSFER A
QUALIFYING UBE SCORE
(a) Filing
Beginning on July 1, 2019, an applicant may file
a Notice of Intent to Transfer a Qualifying UBE Score if
the applicant:
(1) meets the pre-legal educational requirements of
Rule 19-201 (a) (1) to become admitted to the
Maryland Bar;
(2) unless the requirements of Rule 19-201 (a)(2)
have been waived pursuant to Rule 19-201 (b), meets
the legal education requirements of Rule 19-201 (a) (2);
(3) contemporaneously files or has previously filed a
completed character questionnaire Character
Questionnaire pursuant to Rule 19-205 that has not
been withdrawn pursuant to Rule 19-205 (f), and the
applicant has not withdrawn or been denied admission
pursuant to Rule 19-204; and
(4) has achieved a qualifying UBE score in another
UBE State.
The Notice of Intent shall be under oath, filed on the
form prescribed by the Board, and accompanied by the
prescribed fee.
Cross Reference: see Board Rule 5 for the definition of
a qualifying UBE score.
(b) Verification of Legal Education
The applicant shall cause the Board to receive an
official transcript that reflects the date of the award to
the applicant of a qualifying law degree under Rule 19201 (a) prior to or contemporaneously with filing the
Notice of Intent to Transfer a Qualifying UBE Score,
unless the official transcript already is on file with the
Board or the applicant has received a waiver under
Rule 19-201 (b).
30
(c) Time for Filing
An applicant who intends to apply for admission
by transferring a qualifying UBE score shall file the
Notice of Intent to Transfer a Qualifying UBE Score no
later than the last day that the transferred score
constitutes a qualifying UBE score as defined by Board
Rule.
Source: This Rule is new.
Rule 19-207 was accompanied by the following Reporter’s
note:
The Attorneys and Judges Subcommittee
proposes a non-substantive, housekeeping
amendment to subsection (a)(3) of Rule 19-207 to
capitalize the term “Character Questionnaire.” A cross
reference to Board Rule 5, which defines a qualifying
UBE score, is also proposed to be added following
subsection (a)(4).
Mr. Marcus said that the proposed amendments to Rule 19-201
add a clarification to section (a) pertaining to UBE transfers.
Ms. Drummond added that an additional conforming amendment is
needed in section (b).
be changed to (o).
The reference to Rule 19-101 (l) should
By consensus, the Committee approved the
conforming amendment.
Mr. Marcus said that Rule 19-202 contains technical
amendments, including changing “rejected” to “denied” in section
(c).
Rule 19-203 contains stylistic changes and a new Committee
note addressing the transition to NextGen UBE.
Rules 19-204 and
19-205 are amended to capitalize “Character Questionnaire”
31
throughout.
Rule 19-206 contains a technical amendment in
subsection (a)(3).
Rule 19-207 is amended to capitalize
“Character Questionnaire” and to add a cross reference to a
Board Rule that sets forth the definition of a qualifying score.
Mr. Shipley added that the substance of that Board Rule is not
changing; only the reference in the Rule is new.
By consensus, Rule 19-201 was approved as amended and Rules
19-202, 19-203, 19-204, 19-205, 19-206, and 19-207 were approved
as presented.
Mr. Marcus presented Rule 19-209, Notice of Bar Examination
Grades and Review Procedure, for consideration.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 200 – ADMISSION TO THE BAR
GENERAL ADMISSION
AMEND Rule 19-209 by deleting the provisions
of section (b) that require the Board to establish
procedures and Rules to applicants that do not
achieve passing scores on the UBE and replacing those
provisions with provisions that require the Board to
provide information about how an applicant can
receive score information from the NCBE, and by
adding a Committee note following section (b), as
follows:
RULE 19-209. NOTICE OF BAR EXAMINATION
GRADES AND REVIEW PROCEDURE
(a) Notice of Grades; Alteration
32
Subject to Rule 19-203(e), the Board shall
transmit written notice of examination results to each
applicant who took the UBE in Maryland. The Board
shall determine the form and method of delivery of the
notice of results. Applicants, whether successful or
unsuccessful, shall be given their grades in the detail
the Board considers appropriate. Thereafter, the
Board may not alter any applicant's grades except
when necessary to correct a clerical error.
(b) Review Procedure
The Board, by Rule, shall establish a procedure
provide information on any procedures offered by the
NCBE by which unsuccessful applicants may obtain
any of their written examination materials made
available by the NCBE and request any review offered
by NCBE of their MBE scores the scoring of the
multiple-choice portions of their NextGen UBE
attempt.
Committee note: For bar examinations administered
prior to July 2026, the Board retained applicants’
written examination answers until one day after the
administration of the next bar examination and,
pursuant to Board Rule 8, provided a procedure for
applicants to request copies of their written answers
and to request that NCBE perform a review of their
MBE score sheet. Beginning in July 2026, all answers
on the NextGen bar examination will remain in the
custody of the NCBE and review of those answers is
subject to procedures to be established by the NCBE.
Source: This Rule is derived from former Rule 19-207
(2018).
Rule 19-209 was accompanied by the following Reporter’s
note:
The Attorneys and Judges Subcommittee
proposes amending Section (b) of Rule 19-209 to
remove the requirement of the Board to establish by
Rule the procedure by which an applicant who does
not achieve a qualifying score on the UBE may obtain
a copy of the applicant’s test. This change is
33
necessary as the UBE exams will no longer be under
the custody and control of the Board after the NextGen
UBE exam goes live. These materials will be under the
control of the NCBE, and the Board’s role at this point
will be merely to provide applicants with information
on how to obtain copies from the NCBE. A Committee
note clarifying this change is proposed to be added
following section (b).
Mr. Shipley informed the Committee that the proposed
amendments to Rule 19-209 update provisions governing requests
by unsuccessful applicants to review their materials.
He said
that, currently, the SBLE is the repository of exam answers and
materials.
Unsuccessful applicants may ask to review copies of
their answers to identify where they fell short in preparation
to take the exam again.
Mr. Shipley explained that, after the
move to the NextGen UBE, NCBE will have these materials and will
be responsible for establishing request procedures.
There being no motion to amend or reject the proposed
amendments to Rule 19-209, the Rule was approved as presented.
Mr. Marcus presented Rule 19-210, Re-Examination After
Failure, for consideration.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 200 – ADMISSION TO THE BAR
GENERAL ADMISSION
34
AMEND Rule 19-210 by changing the dates in
section (c) from May 20 and December 20 to May 1
and December 1 to conform this Rule to revisions to
Rules 19-102 and 19-206 approved in the Rules Order
to the 222nd Report, by replacing the provisions of
section (d) with new language that extend the number
of attempts from three to five, by making conforming
amendments to the Committee note following section
(d), and by making stylistic changes, as follows:
RULE 19-210. RE-EXAMINATION AFTER FAILURE
(a) Notice of Intent to Take Another Scheduled UBE
in Maryland
An unsuccessful applicant may file another
Notice of Intent to Take the UBE in Maryland pursuant
to Rule 19-206. The Notice of Intent shall be on in the
form prescribed by the Board and shall be
accompanied by the required examination fee.
(b) Request for Test Accommodation
An applicant who seeks a test accommodation
under the ADA for the bar examination shall indicate
that request on the Notice of Intent and shall file an
Accommodation Request pursuant to Rule 19-206 (b).
Committee note: An applicant who may need a test
accommodation is encouraged to file an
Accommodation Request as early as possible.
Cross reference: See Rule 19-208 for the procedure to
appeal a denial of a request for a test accommodation.
(c) Time for Filing
(1) Generally
An applicant who intends to take the July
examination shall file a Notice of Intent to Take the
UBE in Maryland, together with the prescribed fee, no
later than the preceding May 201. An applicant who
intends to take the examination in February shall file
the Notice of Intent, together with the prescribed fee,
no later than the preceding December 201.
(2) Late filing
35
Upon written request of an applicant and for
good cause shown, the Board may accept a Notice of
Intent filed after that deadline. If the Board rejects the
Notice of Intent for lack of good cause for the
untimeliness, the Board shall transmit written notice
of the rejection to the applicant. The applicant may
file an exception with the Court within five business
days after notice of the rejection is transmitted.
(d) Three or More Failures in Maryland--Reexamination in Maryland Conditional Limitation on
Total Number of Attempts
In this section, “bar examination in Maryland”
includes the UBE in Maryland and a Maryland General
Bar Examination given prior to June 30, 2019. If an
applicant has failed three or more bar examinations in
Maryland, the Board may condition retaking of the bar
examination in Maryland on the successful completion
of specified additional study. An applicant who on five
separate occasions has taken a bar examination in
Maryland, a UBE in any State, or any combination
thereof and who has failed to earn a qualifying score
as defined by Board Rule in a single administration,
shall not be permitted to take a further examination in
Maryland, except that any applicant who has met or
exceeded this limitation on total number of attempts
by making 5 or more attempts in Maryland prior to
July 1, 2026 shall be permitted one additional attempt
in Maryland.
Committee note: Prior failures in Maryland do not
preclude the transfer of a qualifying UBE score to
Maryland pursuant to Rule 19-207. An applicant who
achieves a qualifying UBE score in another State on an
attempt that exceeds the limitation established by this
Rule is not precluded from transferring that qualifying
UBE score to Maryland pursuant to Rule 19-207. The
provision of one additional attempt in Maryland for
those making 5 or more prior attempts in Maryland is
intended to prevent this Rule from establishing an
absolute ex post facto prohibition on further attempts
by those who have made all or substantially all of their
prior attempts in Maryland.
(e) Withdrawal of Notice of Intent to Take the UBE in
Maryland or Absence from Examination
36
If an applicant withdraws the Notice of Intent to
Take a Scheduled UBE in Maryland or fails to attend
and take the examination, the examination fee shall
not be refunded. The Board may apply the
examination fee to a subsequent examination if the
applicant establishes good cause for the withdrawal or
failure to attend.
Source: This Rule is derived in part from former Rule
19-208 (2018) and is in part new.
Rule 19-210 was accompanied by the following Reporter’s
note:
The Attorneys and Judges Subcommittee
proposes amendments to Rule 19-210 which will
eliminate an existing provision granting the Board
discretionary authority to condition re-taking of the
bar examination after three or more unsuccessful
attempts in Maryland on the successful completion of
specified additional study. The discretionary authority
provisions are replaced with a non-discretionary limit
of five attempts with a one-attempt exception for
individuals who have failed the bar exam five or more
times in Maryland prior to the enactment of the
amended Rule. The proposed revisions to section (d)
instituting a limit on attempts will address a recent
trend towards Maryland becoming a haven for testtakers who have been unable to pass the bar exam in
Washington, D.C., New York, and other jurisdictions
that have an existing limitation on attempts. These
test-takers are coming to Maryland in sufficient
numbers such that they present a significant
administrative burden on the SBLE. Conforming
amendments are also proposed to the Committee note
following section (d).
Mr. Marcus informed the Committee that the proposed
amendments to Rule 19-210 contain a substantive change impacting
how the SBLE handles repeat exam takers.
37
Mr. Shipley said that
the current Rule provides that, after three unsuccessful
attempts at the Bar Exam in Maryland, the SBLE may condition
additional testing attempts on “successful completion of
specified additional study.”
He explained that “additional
study” is vague and broadly applied.
In practice, there is no
limit on how many times an applicant may attempt the exam in
Maryland so long as the applicant undertakes some kind of
additional study.
He noted that the SBLE has struggled with
this issue for years.
Mr. Shipley said that a practical reality of the UBE and
score portability is that other states increasingly are adding
restrictions on repeat takers in their jurisdictions.
This
results in states with less strict caps, such as Maryland, being
attractive to applicants who want to continue attempting to pass
the exam.
Mr. Shipley pointed out that Washington, D.C. allows
only four attempts at its UBE; when individuals fail to pass
after four times there, many come to Maryland.
He added that
New York recently announced that after an individual fails to
pass the exam in that state four or more times, that individual
will not be allowed to sit for the July Bar Exam going forward;
the applicant may continue to attempt the exam in February.
He
said that approximately 11,000 applicants take the New York Bar
Exam in July, and 3,000 of them fail.
He told the Committee
that Maryland cannot absorb that volume of unsuccessful
38
applicants who may see Maryland as an alternative location to
continue taking the July Bar Exam.
He also said that there are
concerns that the NextGen UBE will lead to individuals who have
failed the UBE in the past trying one more time on the new exam.
Mr. Shipley said that intelligent people can sometimes
struggle to pass the exam, but Maryland’s current policies are
leading to the state becoming a haven for those who cannot pass
and refuse to give up.
The SBLE has been reluctant to place a
firm limit on the number of times an applicant may attempt the
exam, but the SBLE now is recommending in section (d) of Rule
19-210 that individuals be limited to five attempts.
This
limitation includes attempts at the UBE in Maryland or in any
other state.
There is a clause permitting an applicant one
attempt at the NextGen UBE after July 1, 2026 regardless of the
number of prior unsuccessful attempts.
Judge Wilson asked whether this proposed change in the
Rules would prevent an applicant from going to a UBE
jurisdiction without a cap and, if the applicant is ultimately
successful, transferring a score to Maryland.
that would be permissible.
Mr. Shipley said
Mr. Marcus commented that the
Attorneys and Judges Subcommittee approved this recommendation.
The Deputy Reporter informed the Committee that an
additional amendment is required in subsection (c)(1).
Mr.
Shipley said that he had noticed in reviewing the Rules for the
39
meeting that the subsection had not been updated when the filing
deadlines were relocated to a Board Rule in 2021.
(c)(1) still states the old deadlines.
Rule 19-210
He suggested that the
subsection be amended to conform with the language in Rule 19206 (d).
The Reporter said that Rule 19-210 (c)(1) refers to filing
both the Notice of Intent to Take the UBE in Maryland and the
prescribed fee, but Rule 19-206 (d) does not address the fee.
Mr. Shipley responded that the Board Rule addresses the fee.
A
motion to amend Rule 19-210 (c)(1) to conform it to Rule 19-206
(d) was made, seconded, and approved by consensus.
There being no further motion to amend or reject the
proposed amendments to Rule 19-210, the Rule was approved as
amended.
Mr. Marcus presented Rule 19-214, Order of Admission; Time
Limitation, for consideration.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 200 – ADMISSION TO THE BAR
GENERAL ADMISSION
AMEND Rule 19-214 by adding a Committee
note following section (a) as follows:
40
RULE 19-214. ORDER OF ADMISSION; TIME
LIMITATION
(a) Order of Admission
When the Court has determined that an
applicant or petitioner is qualified to practice law and
is of good moral character, it shall enter an order
directing that the applicant be admitted to the Bar on
taking the oath required by law.
Committee note: Ordinarily, the Order of Ratification
following the Board’s report to the court, pursuant to
Md. Rules 19-211 and 19-216 serves as the Order of
Admission under this Rule. On those occasions when
the Court makes an individual admissions decision
pursuant to Md. Rule 19-204 or section (e) of this
Rule, the Court will issue a separate Order of
Admission.
(b) Administration of Oath
The oath shall be administered in open court,
using the language specified in Code, Business
Occupations and Professions Article, § 10-212. If
administered in Maryland, the oath shall be
administered by a justice of the Supreme Court or by
the Clerk of that Court. If administered outside of
Maryland, the oath shall be administered by a judge or
clerk of a court of record who is authorized to
administer oaths in the court where the administration
occurs.
Cross reference: See Code, Business Occupations and
Professions Article, § 10-212, requiring that the oath
be taken in open court.
(c) Time Limitation for Taking Oath—Generally
An applicant or petitioner may not take the oath
of admission to the Bar later than 24 months after the
date that the Supreme Court ratified the Board's
report pursuant to Rule 19-211 or Rule 19-216 that
includes the applicant or petitioner.
(d) Extension
For good cause, the Board may extend the time
for taking the oath, but the applicant's or petitioner's
41
failure to take action to satisfy admission
requirements does not constitute good cause.
(e) Consequence of Failure to Take Oath Timely
(1) Applicant seeking admission under Rule 19-201
An applicant who seeks admission under Rule
19-201 but fails to take the oath within the required
time period and wishes to be admitted shall reapply for
admission and retake the bar examination or transfer
a qualifying UBE score and successfully re-complete
the Maryland Law Component, unless excused by the
Court.
(2) Petitioner seeking admission under Rule 19-215
A petitioner who seeks admission under Rule 19215 but fails to take the oath within the required time
period and wishes to be admitted shall reapply for
admission and successfully recomplete the Maryland
Law Component, unless excused by the Court.
Cross reference: See Code, Business Occupations and
Professions Article, § 10-212, for form of oath.
Source: This Rule is derived from former Rule 12 of
the Rules Governing Admission to the Bar of Maryland
(2016).
Rule 19-214 was accompanied by the following Reporter’s
note:
The Attorneys and Judges Subcommittee
proposes that a Committee note be added following
section (a) to clarify the circumstance in which an
individual Order of Admission will be issued by the
Supreme Court separate from an Order of Ratification
that serves as an Order of Admission pursuant to
Rules 19-211 and 19-216.
Mr. Marcus explained that Rule 19-214 is amended to add a
Committee note following section (a) addressing an order of
42
admission outside of scheduled admission ceremonies.
There
being no motion to amend or reject the proposed amendment to
Rule 19-214, it was approved as presented.
Mr. Marcus presented Rule 19-215, Eligibility of Out-ofState Attorney for Admission without Examination, for
consideration.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 200 – ADMISSION TO THE BAR
ADMISSION OF OUT-OF-STATE ATTORNEYS
AMEND Rule 19-215 by deleting “under this
Rule” from section (a) of this Rule, by adding
provisions to section (a) pertaining to passing the UBE
in Maryland or transferring a qualifying score, and by
replacing “full time” with “full-time” in section (b), as
follows:
RULE 19-215. ELIGIBILITY OF OUT-OF-STATE
ATTORNEY FOR ADMISSION WITHOUT
EXAMINATION
(a) Generally
Beginning on July 1, 2019, an individual is
eligible for admission to the Bar of this State under
this Rule without passing the UBE in Maryland or
transferring a qualifying UBE score to Maryland if the
individual:
(1) is a member in good standing of the Bar of a
state;
(2) has passed a written bar examination in a state
or is admitted to a state bar by diploma privilege after
43
graduating from a law school accredited by the
American Bar Association;
(3) has the professional experience required by this
Rule; and
(4) possesses the good moral character and fitness
necessary for the practice of law.
(b) Required Professional Experience
The professional experience required for
admission under this Rule shall be on a full time fulltime basis as (1) a practitioner of law as provided in
section (c) of this Rule; (2) a teacher of law at a law
school accredited by the American Bar Association; (3)
a judge of a court of record in a state; or (4) a
combination thereof.
(c) Practitioner of Law
(1) Subject to subsections (c)(2) and (3) of this Rule,
a practitioner of law is an individual who has regularly
engaged in the authorized practice of law:
(A) in a state;
and
(B) as the principal means of earning a livelihood;
(C) whose professional experience and
responsibilities have been sufficient to satisfy the
Board that the individual should be admitted under
this Rule and Rule 19-216.
(2) As evidence of the requisite professional
experience, for purposes of subsection (c)(1)(C) of this
Rule, the Board may consider, among other things:
(A) the extent of the individual's experience in the
practice of law;
(B) the individual's professional duties and
responsibilities, the extent of contacts with and
responsibility to clients or other beneficiaries of the
individual's professional skills, the extent of
professional contacts with practicing attorneys and
judges, and the individual's professional reputation
among those attorneys and judges; and
44
(C) any professional articles or treatises that the
individual has written.
(3) The Board may consider, as the equivalent of
practice of law in a state, practice outside the United
States if the Board concludes that the nature of the
practice makes it the functional equivalent of practice
within a state.
(d) Duration of Professional Experience
An individual shall have the professional
experience required by section (b) of this Rule for (1) a
total of ten years, or (2) at least three of the five years
immediately preceding the filing of a petition pursuant
to Rule 19-216.
(e) Exceptional Cases
In exceptional cases, the Board may treat an
individual's actual experience, although not meeting
the literal requirements of subsection (c)(1) of this
Rule, as the equivalent of the professional experience
otherwise required by this Rule.
Source: This Rule is derived from sections (a) through
(e) of former Rule 13 of the Rules Governing Admission
to the Bar of Maryland (2016).
Rule 19-215 was accompanied by the following Reporter’s
note:
The Attorneys and Judges Subcommittee
proposes conforming amendments to section (a) of
Rule 19-215 to conform this Rule to the proposed
revisions to Rule 19-201 and 19-203. These
amendments clarify that an individual may be
admitted without taking the UBE or transferring a
qualifying UBE score to this State pursuant to the
provisions of this Rule. A house-keeping amendment
is also proposed in section (b) to correct “full time” to
“full-time.”
45
Mr. Marcus said that the proposed amendments to Rule 19-215
are conforming ones.
There being no motion to amend or reject
the proposed amendments to Rule 19-215, the Rule was approved as
presented.
Ms. Drummond commented that the conforming amendment to
change references to Rule 19-101 (l) to 19-101 (o) is also
needed in Rules 19-218 and 19-219.
make the change.
She said that staff will
By consensus, the Committee approved those
amendments.
Mr. Marcus thanked Mr. Shipley for his time and assistance
to the Committee.
Agenda Item 2. Consideration of proposed amendments to Rule 19409 (Interest on Funds), Rule 19-503 (Reporting Pro Bono Legal
Service), and Rule 19-606 (Enforcement of Obligations).
Mr. Marcus said Supreme Court Clerk Gregory Hilton was
present to provide background and answer questions about Agenda
Item 2.
Mr. Hilton said that he, together with Access to
Justice Director Pamela Ortiz and Client Protection Fund
Executive Director Melissa Higdon, recommended a series of
amendments to the Rules impacting attorney reporting
requirements.
The proposed changes align the enforcement
procedures for attorneys who fail to complete the various
reporting requirements and “recertification” procedures for
46
those attorneys when they come into compliance.
Mr. Hilton
explained that attorneys are required to pay the annual Client
Protection Fund (“CPF”) Assessment; verify the attorney’s Social
Security number and, if applicable, Tax Identification Number;
report on pro bono activities; and report information about the
attorney’s Interest on Lawyer Trust Accounts (“IOLTA”).
Currently, the Rules provide that an attorney who does not pay
the CPF assessment or report a TIN is subject to a “temporary
suspension,” while failure to file pro bono or IOLTA reports
results in “decertification.”
Mr. Hilton said that part of the proposed amendments is to
change the sanction for any failure to fulfill a reporting or
payment obligation to “administrative suspension.”
Mr. Marcus
said that changing the terminology should clarify the status of
attorneys who are not in compliance with the various
requirements.
Mr. Marcus presented Rule 19-409, Interest on Funds, for
consideration.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 400 – ATTORNEY TRUST ACCOUNTS
AMEND Rule 19-409 by deleting an unnecessary
definition in section (a); by adding taglines to
47
subsections (c)(1), (c)(2), (c)(3), and (c)(4); by revising
certain language in subsection (c)(1); by providing in
subsection (c)(2) that the State Court Administrator
sends notice regarding the IOLTA Compliance Report
through AIS; by adding provisions to subsection (c)(2)
regarding the form and content of the report; by
adding clarifying language to the end of subsection
(c)(3); by clarifying in subsection (c)(4) that each
attorney in active status shall file a report through
AIS; by reorganizing subsection (c)(5) as section (d) and
renumbering subsequent subsections; by providing in
subsection (d)(1) that the State Court Administrator
sends the Notice of Default and updating the
requirements for the notice; by deleting current
subsection (c)(5)(B); by providing in subsection (d)(2)
that the State Court Administrator sends the list of
defaulting attorneys to the Supreme Court and
updating the information contained in the list; by
deleting the requirement that a proposed order be
transmitted with the list of defaulting attorneys; by
replacing the entry of a decertification order pursuant
to subsection (d)(3) with the entry of an Administrative
Suspension Order for defaulting attorneys; by adding
language to subsection (d)(3) regarding the duties of
the Clerk upon entry of an Administrative Suspension
Order; by adding new subsection (d)(4) detailing the
effect of an Administrative Suspension Order; by
deleting former subsections (c)(5)(E), (c)(5)(F), and
(c)(5)(G); by adding new subsection (d)(5), with
subsections (d)(5)(A) through (d)(5)(C), addressing the
reinstatement process and the effect of terminating an
Administrative Suspension Order; by deleting current
subsection (c)(5)(H); by re-lettering current subsection
(c)(5)(I) as section (e); by updating an internal reference
in section (e); by adding a reference in section (e) to the
access Rules in Title 16, Chapter 900; by creating new
section (f) with the language of former subsection
(c)(5)(H), with amendments; and by making stylistic
changes, as follows:
Rule 19-409. INTEREST ON FUNDS
(a) Definition Definitions
48
In this Rule, (1) “AIS” means the Attorney
Information System created in Rule 19-801, and (2)
“AOC” means the Administrative Office of the Courts,
and (3) “Client Protection Fund” means the Client
Protection Fund of the Bar of Maryland.
(b) Generally
Any interest paid on funds deposited in an
attorney trust account, after deducting service charges
and fees of the financial institution, shall be credited
and belong to the client or third person whose funds
are on deposit during the period the interest is earned,
except to the extent that interest is paid to the
Maryland Legal Services Corporation Fund as
authorized by law. The attorney or law firm shall have
no right or claim to the interest.
Cross reference: See Rule 19-411 (b)(1)(D) providing
that certain fees may not be deducted from interest
that otherwise would be payable to the Maryland Legal
Services Corporation Fund.
(c) Duty to Report IOLTA Participation
(1) Required as a Condition of Practice
As a condition precedent of continuing to the
practice of law in Maryland, each attorney admitted to
practice in Maryland shall report in accordance with
this Rule information concerning all IOLTA accounts.
(2) IOLTA Compliance Report
On or before July 10 of each year, AOC the State
Court Administrator shall send electronically to each
attorney on in active status a notice requiring the
attorney to complete through AIS an IOLTA
Compliance Report on or before September 10 of that
year. The report shall be in a form approved by the
State Court Administrator in consultation with the
Maryland Legal Services Corporation. The report shall
require, at a minimum, the disclosure of the name,
address, location, and account number of each IOLTA
account maintained by the attorney as of July 10 of
each year.
(3) Shared Law Firm IOLTA Accounts
49
If all IOLTA eligible trust funds of all attorneys in
a law firm are deposited in shared law firm IOLTA
accounts, the firm shall designate an attorney to be its
“IOLTA Reporting Attorney.” The Reporting Attorney
shall report on all law firm IOLTA accounts by
submitting one report listing the specific account
information for the firm with the Reporting Attorney's
signature. Each attorney at the law firm other than
the firm's IOLTA Reporting Attorney shall submit a
report that includes the attorney's name, law firm
address and phone number, and the name of the
IOLTA Reporting Attorney. The report of an attorney
other than the firm’s IOLTA Reporting Attorney need
not include account information for a shared law firm
IOLTA account.
(4) Filing Report Through AIS
On or before September 10 of each year, the
each attorney, through AIS, in active status shall file
electronically through AIS a completed IOLTA
Compliance Report with AOC.
(5)(d) Enforcement
(A)(1) Notice of Default
As soon as practicable after February 10 of
each year, AOC the State Court Administrator shall
send electronically notify each defaulting a Notice of
Default to each attorney of the attorney's failure who
has failed to file the required IOLTA Compliance
Report. The notice Notice of Default shall (i)(A) be on a
form approved by the State Court Administrator, (B)
state that the attorney has not filed the required IOLTA
Compliance Report, and (ii)(C) state that continued
failure to file the Report may cure the default will
result in the entry of an order by the Supreme Court
prohibiting administratively suspending the attorney
from practicing the practice of law in Maryland.
(B) Additional Discretionary Notice
In addition to the electronic notice, AOC may
give additional notice in other ways to defaulting
attorneys. This discretion shall be liberally construed
with respect to notices given in 2019.
(C)(2) List of Defaulting Attorneys
50
As soon as practicable after February 10 of
each year but no later than March 10, AOC the State
Court Administrator shall:
(i)(A) prepare, certify, and, transmit to the
Supreme Court a list that includes the name and,
unless the attorney has elected to keep the address
confidential, the address AIS number of each attorney
engaged in the practice of law who has failed to file the
IOLTA Compliance Report for the preceding reporting
period;
(ii) include with the list a proposed Decertification
Order stating the name and, unless the attorney has
elected to keep the address confidential, the address of
each attorney who has failed to file the IOLTA
Compliance Report; and
(iii)(B) at the request of the Court, furnish
additional information from its records or give further
notice to the defaulting attorneys.
(D) Decertification (3) Administrative Suspension
Order
If satisfied that AOC the State Court
Administrator has given the required notice Notice of
Default to the attorneys named in the proposed
decertification order on the list, the Supreme Court
shall enter a decertification order an Administrative
Suspension Order prohibiting each of them attorney in
default from practicing law in Maryland until such
time as a Recertification Order applicable to a listed
attorney is entered pursuant to subsection (c)(4)(F) of
this Rule. If the Court concludes that an attorney was
not given the required notice, it shall delete that
attorney's name from the proposed Order. The Clerk
of the Supreme Court shall (A) send electronically a
copy of the Order to each administratively suspended
attorney named in the order, (B) comply with Rule 19761, and (C) post the Order on the Judiciary website.
(4) Effect of Order
An attorney who has been sent a copy of the
Administrative Suspension Order and who has not
been restored to good standing may not practice law in
Maryland and shall comply with the requirements of
Rule 19-741 (b) and (c). In addition to any other
51
remedy or sanction allowed by law, an action for
contempt may be brought against an attorney who
practices law in violation of an Administrative
Suspension Order.
(E) Transmittal of Decertification Order
AOC shall transmit a copy of the decertification
order to each attorney named in the Order.
(F) Recertification; Reinstatement
If a decertified attorney thereafter files the
outstanding IOLTA Compliance Report, AOC shall
inform the Supreme Court and request the Court to
enter an order that recertifies the attorney and
terminates the decertification. Upon the entry of that
order, AOC promptly shall transmit confirmation to
the attorney. After an attorney is recertified, the fact
that the attorney had been decertified need not be
disclosed by the attorney in response to a request for
information as to whether the attorney has been the
subject of a disciplinary or remedial proceeding.
(G) Duty of Clerk of Supreme Court
Upon entry of each Decertification Order and
each Recertification Order entered pursuant to this
Rule, the Clerk of the Supreme Court shall comply
with Rule 19-761.
(5) Termination of Administrative Suspension
Order
(A) Notice to Supreme Court
If, after an administrative suspension under
this Rule, an attorney files the outstanding IOLTA
Compliance Report and the attorney is in compliance
with the requirements of Rules 19-503 and 19-605,
the State Court Administrator shall inform the
Supreme Court that the attorney is no longer in
default and request the Court to enter an order
terminating the attorney’s administrative suspension.
(B) Duty of Court
Upon receipt of the notice and request
provided for in subsection (d)(5)(A) of this Rule and
payment of any fee for reinstatement, the Supreme
52
Court shall enter an order terminating the
administrative suspension of the attorney and the
Clerk of the Court shall (A) send electronically a copy
of the Reinstatement Order to each attorney who has
been restored to good standing, (B) comply with Rule
19-761, and (C) post the Order on the Judiciary
website.
(C) Disclosure of Administrative Suspension
After an attorney’s administrative suspension
for failure to file an IOLTA Compliance Report has
been terminated, the attorney need not disclose the
administrative suspension in response to a request for
information as to whether the attorney has been the
subject of a disciplinary or remedial proceeding.
(H) Certain Information Furnished to the Maryland
Legal Services Corporation
AOC promptly shall submit to the Maryland
Legal Services Corporation the data from the IOLTA
Compliance Reports.
(I)(e) Confidentiality
Except as provided in subsections (c)(4)(H) and
(c)(4)(I) section (f) of this Rule, IOLTA Compliance
Reports are confidential and are not subject to
inspection or disclosure under Code, General
Provisions Article, § 4-301 or Title 16, Chapter 900 of
these Rules. Neither AIS nor AOC shall release those
Reports to any person, except as provided in this Rule
or upon order of the Supreme Court. Non-identifying
information and data contained in an attorney's IOLTA
Compliance Report are not confidential.
(f) Information Furnished to the Maryland Legal
Services Corporation
AOC promptly shall submit to the Maryland Legal
Services Corporation all information from the IOLTA
Compliance Reports.
Cross reference: See Code, Business Occupations and
Professions Article, § 10-103 10-303.
Source: This Rule is derived from former Rule 16-608
(2016).
53
Rule 19-409 was accompanied by the following Reporter’s
note:
Amendments to Rules 19-409, 19-503, and 19606 are proposed to streamline and update the Rules
regarding reporting requirements for attorneys
practicing law in Maryland. Attorneys in Maryland
must comply with four requirements to remain in good
standing: (1) pay the annual Client Protection Fund
(“CPF”) Assessment, including the portion of the
assessment that is paid to the Disciplinary Fund
pursuant to Rule 19-705, (2) verify the attorney’s SSN
and, if applicable, Tax Identification Number (“TIN”),
(3) report on pro bono activities, and (4) report
information about the attorney’s Interest on Lawyer
Trust Accounts (“IOLTA”). The Rules currently provide
that attorneys who fail to pay their CPF assessment or
report their TIN are subject to a temporary
suspension, while attorneys who fail to file pro bono or
IOLTA reports are only subject to decertification. Each
Rule also contains its own process for reinstatement
after the attorney cures the default.
After these reporting requirements were
implemented, there have been several changes in the
compliance process for attorneys. Most notably, the
process has been streamlined so that the CPF
assessment, TIN information, and reports are due at
the same time. Attorneys are also notified of the need
to complete these requirements in one combined
notice. Similarly, attorneys must complete all
requirements through the Attorney Information
System (“AIS”).
Proposed amendments to Rules 19-409, 19-503
and 19-606 were submitted to the Rules Committee for
consideration by the Clerk of the Supreme Court, the
Executive Director of CPF, the Executive Director of
Maryland Legal Services Corporation (“MLSC”), and the
Director of Access to Justice. The proponents
recommended changes to reflect current practices,
apply the same status to all violations, follow the same
process for reinstatement after curing any default, and
correct some errors in the current Rules. The
proposed changes are intended to update and
streamline the attorney compliance process.
54
The Attorneys and Judges Subcommittee agrees
with the proponents of the amendments that a failure
to fulfill any of the four compliance requirements
should result in the same sanction, simplifying the
process and making it easier to use the same
reinstatement procedures when an attorney cures any
default. The Subcommittee believes that, while a
“suspension” is appropriate, the Rules should be clear
that the suspension is not the result of a disciplinary
proceeding for violation of the Maryland Attorneys’
Rules of Professional Conduct. Accordingly, instead of
imposition of a “temporary suspension,” the proposed
amendments throughout all three Rules provide that
an attorney who fails to fulfill a reporting or payment
obligation now would be “administratively suspended.”
Several additional amendments are proposed in
Rule 19-409. Overall, Rules 19-409 and 19-503 are
restructured and reorganized to be more parallel.
In Rule 19-409, section (a) is amended to delete
an unnecessary definition. The term “Client Protection
Fund,” which had appeared in an earlier version of the
Rule, does not appear in the current version of the
Rule. Stylistic changes are also made to the tagline
and language of the section.
There are several stylistic changes throughout
Rule 19-409 (c), including the addition of taglines for
each subsection. Stylistic changes in subsection (c)(1)
note that reporting in accordance with the Rule is a
condition of continuing to practice law in Maryland.
In subsection (c)(2), a proposed amendment
requires the State Court Administrator to send the
notice of the reporting requirement to attorneys. The
notice previously was sent by the Administrative Office
of the Courts (“AOC”). Throughout the Rule,
references to the mailings and notices from the AOC
have been amended to be sent instead by the State
Court Administrator. Other new language in the
subsection notes that the IOLTA Compliance Report is
completed through AIS, and a new sentence provides
that the report is to be in a form approved by the State
Court Administrator, in consultation with the
Maryland Legal Services Corporation. Addition of the
phrase “at a minimum” in subsection (c)(2) clarifies
55
that the information listed in the section is the
minimum information that will be requested by the
report.
Furthermore, phrases are added to the last
sentence of Rule 19-409 (c)(3), making clear that an
attorney does not need to include account information
for a shared law firm IOLTA account, unless the
attorney serves as the firm’s IOLTA Reporting Attorney.
Current subsection (c)(4) of Rule 19-409 is amended to
clarify that attorneys in active status must file reports
through AIS.
Current subsection (c)(5) of Rule 19-409 is relettered as section (d). New section (d) concerns
enforcement of the requirement to file an IOLTA
Compliance Report. The revised organization better
parallels the sections used in Rule 19-503 concerning
reporting of pro bono activities. Subsections within
new section (d) are re-lettered or renumbered
accordingly.
In addition to several stylistic changes, new
language proposed in Rule 19-409 (d)(1) provides that
the State Court Administrator sends a Notice of
Default, and the Notice is to be on a form approved by
the State Court Administrator. Most notably, language
at the end of the subsection is changed to reflect that
the penalty for being in default is an administrative
suspension from the practice of law in Maryland.
Current subsection (c)(5)(B) is deleted, and
subsection (c)(5)(C) is relabeled as subsection (d)(2).
Amendments to subsection (d)(2) provide that the State
Court administrator transmits a list of defaulting
attorneys to the Supreme Court, including the
attorney’s name and AIS number. Attorneys’
addresses no longer are needed with the list because
addresses no longer are included in the Administrative
Suspension Order. Similarly, the requirement that a
proposed order be provided with the list is deleted
because, in current practice, the Supreme Court
prepares the order.
In amendments to renumbered subsection (d)(3),
a process is set forth for the Supreme Court to enter
an Administrative Suspension Order. New language at
the end of the section sets forth the obligations of the
56
Clerk of the Supreme Court, including sending a copy
of the Order to each suspended attorney electronically,
complying with Rule 19-761, and posting the Order on
the Judiciary’s website.
New subsection (d)(4) of Rule 19-409 sets forth
the effects of an Administrative Suspension Order,
making clear that an attorney who has been
administratively suspended may not practice law in
Maryland and must comply with Rule 19-741. This
language is taken from current Rule 19-606 (b)(3),
which sets forth the effect of a Temporary Suspension
Order for an attorney who fails to pay the CPF
assessment or provide TIN information.
Current subsections (c)(5)(E) through (c)(5)(G) of
Rule 19-409 are deleted as the process for
reinstatement after a default is now set forth in new
subsection (d)(5). Proposed subsection (d)(5)(A)
requires that the State Court Administrator notify the
Supreme Court when a default has been cured,
provided that the attorney is in compliance with other
reporting requirements. This notice includes a request
for reinstatement. Subsection (d)(5)(B) provides that
the Supreme Court terminates the administrative
suspension after receipt of notice from the State Court
Administrator and payment of any fee for
reinstatement. The subsection also sets forth the
obligation of the Clerk of the Supreme Court after an
attorney has been restored to good standing.
Proposed new subsection (d)(5)(C) states that an
attorney need not disclose an administrative
suspension for a failure to file an IOLTA Compliance
Report in response to a question of whether the
attorney has been the subject of a disciplinary or
remedial proceeding. In this manner, an
administrative suspension clearly differs from a
suspension for a violation of the Maryland Attorneys’
Rules of Professional Conduct.
The language in Rule 19-409 (c)(5)(H) is deleted,
and current subsection (c)(5)(I) is re-lettered as section
(e). An internal reference is updated in the section,
and a reference to the Rules concerning access to
judicial records is added.
57
New section (f) is created from the language of
former subsection (c)(5)(H), with changes. The word
“certain” is deleted from the tagline, and the language
is amended to state that MLSC receives “all
information” from the reports. MLSC has historically
been able to request paper copies of submitted IOLTA
Compliance Reports. Changes to Rule 19-409 in
2018, removing the reference to paper copies,
conformed the Rule to the implementation of AIS.
References to paper forms were removed because
reports now are filed through AIS. There is no
indication from the Rules history materials that the
change intended to alter the extent of the data
provided to MLSC. Accordingly, Rule 19-409 (f) is
amended to ensure that MLSC has access to
information in the IOLTA Compliance Reports as
intended by earlier versions of Rule 19-409.
Finally, a typographical error in the cross
reference at the end of the Rule is corrected to reflect
the appropriate statutory section.
Mr. Marcus explained that the proposed amendments to Rule
19-409, which governs IOLTA reporting, update various details
for the process of sending notices and developing forms.
The
penalty for being in default is now an administrative
suspension.
There being no motion to amend or reject the proposed
amendments to Rule 19-409, the Rule was approved as presented.
Mr. Marcus presented Rule 19-503, Reporting Pro Bono Legal
Service, for consideration.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
58
CHAPTER 500 – PRO BONO LEGAL SERVICES
AMEND Rule 19-503 by adding a new tagline to
section (b); by creating new subsection (b)(1) with the
tagline and first sentence of current section (b), with
amendments; by creating new subsection (b)(2) using
language from current section (b), with amendments;
by providing that the State Court Administrator send
the Notice of Default and updating requirements for
the notice in subsection (c)(1); by deleting subsection
(c)(2); by providing in subsection (c)(2) that the State
Court Administrator send the list of defaulting
attorneys to the Supreme Court and updating the
information contained on the list; by deleting the
requirement that a proposed order be included with
the list of defaulting attorneys; by replacing the entry
of a decertification order pursuant to subsection (c)(3)
with entry of an Administrative Suspension Order for
defaulting attorneys; by adding language to subsection
(c)(3) regarding the duties of the Clerk upon entry of an
Administrative Suspension Order; by deleting former
subsection (c)(5); by adding subsection (c)(4) detailing
the effect of an Administrative Suspension Order; by
updating the tagline of renumbered subsection (c)(5);
by adding language to subsection (c)(5)(A) clarifying
when notice is sent to the Supreme Court after an
attorney has cured a default and requiring the State
Court Administrator to send the notice; by adding new
subsection (c)(5)(B) addressing the duty of the Court
after notice of a cured default; by updating the tagline
of, deleting certain language in, and adding language
to subsection (c)(5)(C) concerning disclosure of an
administrative suspension; by deleting former
subsection (c)(7); by creating new section (d) using the
language of current section (e), with amendments; by
re-lettering current section (d) as section (e); and by
making stylistic changes, as follows:
Rule 19-503. REPORTING PRO BONO LEGAL
SERVICE
(a) Definitions
59
In this Rule, (1) “AIS” means the Attorney
Information System, (2) “AOC” means the
Administrative Office of the Courts, and (3) “fiscal
year” means the 12-month period commencing on July
1 and ending the following June 30.
(b) Duty to Report Pro Bono Legal Service
(1) Required as a Condition of Practice
As a condition precedent to the practice of
continuing to practice law in Maryland, each attorney
admitted to practice in Maryland, by on or before
September 10 of each year and in accordance with this
Rule, each attorney in active status shall file
electronically, through AIS, a Pro Bono Legal Service
Report.
(2) Pro Bono Legal Service Report
On or before July 10 of each year, AOC the State
Court Administrator shall send electronically to each
attorney registered with in active status a notice
requiring the attorney to complete through AIS a Pro
Bono Legal Service Report on or before September 10
of that year. The report shall be in a form approved by
the State Court Administrator. The first notice to be
sent under this Rule shall be emailed to attorneys on
or before July 10, 2019 and shall require attorneys to
report information with respect to pro bono legal
service during the period January 1, 2018 through
June 30, 2019. This report shall be filed electronically
on or before September 10, 2019. Thereafter, the
Report shall include information with respect to pro
bono legal service during the preceding fiscal year.
Committee note: The purpose of pro bono legal service
reporting is to document the pro bono legal service
performed by attorneys in Maryland and determine the
effectiveness of the Local Pro Bono Action Plans, the
State Pro Bono Action Plan, the Rules in this Chapter,
and Rule 19-306.1 (6.1) of the Maryland Attorneys'
Rules of Professional Conduct.
(c) Enforcement
(1) Notice of Default
60
As soon as practicable after February 10 of each
year, AOC the State Court Administrator shall send
electronically notify a Notice of Default to each
defaulting attorney of the attorney's failure who has
failed to file the Pro Bono Legal Service Report for the
preceding fiscal year. The notice Notice of Default
shall (A) be on a form approved by the State Court
Administrator, (B) state that the attorney has not filed
the Pro Bono Legal Service Report, and (B)(C) state
that continued failure to file the Report may cure the
default will result in the entry of an order by the
Supreme Court prohibiting administratively
suspending the attorney from practicing the practice of
law in Maryland.
(2) Additional Discretionary Notice of Default
In addition to the electronic notice, AOC may
give additional notice in other ways to defaulting
attorneys.
(3)(2) List of Defaulting Attorneys
As soon as practicable after February 10 of each
year but no later than March 10, AOC the State Court
Administrator shall:
(A) prepare, certify, and transmit to the Supreme
Court a list that includes the name and, unless the
attorney has elected to keep the address confidential,
the address AIS number of each attorney engaged in
the practice of law who has failed to file the Pro Bono
Legal Service Report for the preceding reporting period;
(B) include with the list a proposed Decertification
Order stating the name and, unless the attorney has
elected to keep the address confidential, the address of
each attorney who has failed to file the Pro Bono Legal
Service Report; and
(C)(B) at the request of the Court, furnish
additional information from its records or give further
notice to the defaulting attorneys.
(4) Decertification Order (3) Administrative
Suspension Order
If satisfied that AOC the State Court
Administrator has given the required notice Notice of
61
Default to the attorneys named in the proposed
Decertification Order on the list, the Supreme Court
shall enter a Decertification an Administrative
Suspension Order prohibiting each of them attorney in
default from practicing law in Maryland until such
time as a Recertification Order applicable to a listed
attorney is entered pursuant to subsection (c)(6) of this
Rule. If the Court concludes that an attorney was not
given the required notice, it shall delete that attorney's
name from the proposed Order. The Clerk of the
Supreme Court shall (A) send electronically a copy of
the Order to each administratively suspended attorney
named in the Order, (B) comply with Rule 19-761, and
(C) post the Order on the Judiciary website.
(5) Transmittal of Decertification Order
AOC shall transmit a copy of the Decertification
Order to each attorney named in the Order.
(4) Effect of Order
An attorney who has been served with a copy of
the Administrative Suspension Order and who has not
been restored to good standing may not practice law in
Maryland and shall comply with the requirements of
Rule 19-741 (b) and (c). In addition to any other
remedy or sanction allowed by law, an action for
contempt may be brought against an attorney who
practices law in violation of an Administrative
Suspension Order.
(6) Recertification; Reinstatement (5) Termination of
Administrative Suspension Order
(A) Notice to Supreme Court
If, after an administrative suspension under
this Rule, a decertified an attorney thereafter files the
outstanding Pro Bono Legal Service Report and is in
compliance with the requirements of Rules 19-409 and
19-605, AOC the State Court Administrator shall
inform the Supreme Court that the attorney is no
longer in default and request the Court to enter an
order that recertifies the attorney and terminates the
decertification terminating the attorney’s
administrative suspension.
(B) Duty of Court
62
Upon receipt of the notice and request provided
for in subsection (c)(5)(A) of this Rule and payment of
any fee for reinstatement, the Supreme Court shall
enter an order terminating the administrative
suspension of the attorney and the Clerk of the Court
shall (A) send electronically a copy of the
reinstatement order to each attorney who has been
restored to good standing, (B) comply with Rule 19761, and (C) post the Order on the Judiciary website.
(B) Confirmation of Recertification (C) Disclosure of
Administrative Suspension
Upon entry of that order, AOC promptly shall
transmit confirmation to the attorney. After an
attorney is recertified, the fact that the attorney had
been decertified attorney’s administrative suspension
for failure to file a Pro Bono Legal Services Report has
been terminated, the attorney need not be disclosed by
the attorney disclose the administrative suspension in
response to a request for information as to whether the
attorney has been the subject of a disciplinary or
remedial proceeding.
(7) Duty of Clerk of Supreme Court
Upon entry of each Decertification Order and
each Recertification Order entered pursuant to this
Rule, the Clerk of the Supreme Court shall comply
with Rule 19-761.
(d) Confidentiality
Pro Bono Legal Service Reports are confidential
and are not subject to inspection or disclosure under
Code, General Provisions Article, § 4-301 or Title 16,
Chapter 900 of these Rules. Neither AIS nor AOC
shall release those Reports to any person, except as
provided in this Rule or upon order of the Supreme
Court. Non-identifying information and data
contained in an attorney's Pro Bono Legal Service
Report are not confidential.
(d)(e) Certain Information Furnished to the Standing
Committee on Pro Bono Legal Service
AOC promptly shall submit to the Standing
Committee on Pro Bono Legal Service a compilation of
63
non-identifying information and data from the Pro
Bono Legal Service Reports.
(e) Confidentiality
Pro Bono Legal Service Reports are confidential
and are not subject to inspection or disclosure under
Code, General Provisions Article, § 4-301. Neither AIS
nor AOC shall release those Reports to any person,
except as provided in this Rule or upon order of the
Supreme Court. Non-identifying information and data
contained in an attorney's Pro Bono Legal Service
Report are not confidential.
Source: This Rule is derived from former Rule 16-903
(2016).
Rule 19-503 was accompanied by the following Reporter’s
note:
Amendments are proposed to Rules 19-409, 19503, and 19-606 to streamline and update the Rules
regarding reporting requirements for attorneys
practicing law in Maryland. For further details, see
the Reporter’s note to Rule 19-409.
Several stylistic changes are proposed in Rule
19-503 (b). A new tagline is proposed and the current
language is divided into two sections. Changes to the
language in subsection (b)(1) provide that each
attorney in active status must file a Pro Bono Legal
Service Report to continue practicing law in Maryland.
In subsection (b)(2) of Rule 19-503, a proposed
amendment requires the State Court Administrator to
send the notice to attorneys of the reporting
requirement. The notice was previously sent by the
Administrative Office of the Courts (“AOC”). As in the
amendments to Rule 19-409, references to the
mailings and notices from the AOC are amended to be
sent instead by the State Court Administrator
throughout Rule 19-503. Additional language clarifies
that the report is to be in a form approved by the State
Court Administrator. The remaining language in the
section, addressing notices for the reporting period of
64
January 1, 2018 to June 30, 2019, no longer is
necessary and is proposed to be deleted.
In addition to several stylistic changes, new
language proposed in Rule 19-503 (c)(1) provides that
the State Court Administrator sends the Notice of
Default, and the notice is to be on a form approved by
the State Court Administrator. Most notably, language
at the end of the subsection is changed to reflect that
the penalty for being in default is an administrative
suspension from the practice of law in Maryland.
Current subsection (c)(2) is proposed to be
deleted, and subsection (c)(3) is relabeled as
subsection (c)(2). Amendments to renumbered
subsection (c)(2) provide that the State Court
administrator transmits a list of defaulting attorneys
to the Supreme Court, providing the attorney’s name
and AIS number. Attorneys’ addresses no longer are
needed because addresses are not included in the
Administrative Suspension Order. Similarly, the
requirement that a proposed order be provided with
the list is deleted because, in current practice, the
Supreme Court prepares the order.
In proposed amendments to renumbered
subsection (c)(3), a process is set forth for entry of an
Administrative Suspension Order. New language at
the end of the section sets forth the obligations of the
Clerk of the Supreme Court, including sending a copy
of the Order to each suspended attorney electronically,
complying with Rule 19-761, and posting the Order on
the Judiciary’s website.
Current subsection (c)(5) is proposed to be
deleted. The requirement that AOC transmit the order
is unnecessary because the Clerk of the Supreme
Court sends a copy of the order to the suspended
attorney pursuant to amended subsection (c)(3).
New subsection (c)(4) of Rule 19-503 sets forth
the effects of an Administrative Suspension Order,
making clear that an attorney who has been
administratively suspended may not practice law in
Maryland and must comply with Rule 19-741. This
language is taken from current Rule 19-606 (b)(3),
which sets forth the effect of a Temporary Suspension
65
Order for an attorney who fails to pay the CPF
assessment or provide TIN information.
Current subsection (c)(6) is renumbered as
subsection (c)(5) and sets forth a reinstatement
process, consistent with the process in the proposed
amendments to Rule 19-409. Proposed Rule 19-503
(c)(5)(A) requires that the State Court Administrator
notify the Supreme Court when a default has been
cured, provided that the attorney is in compliance with
other reporting requirements. This notice includes a
request for reinstatement. Subsection (c)(5)(B) states
that the Supreme Court terminates the administrative
suspension after receipt of notice from the State Court
Administrator and payment of any fee for
reinstatement. The subsection also sets forth the
obligation of the Clerk of the Supreme Court after an
attorney has been restored to good standing.
Proposed new subsection (c)(5)(C) states that an
attorney need not disclose an administrative
suspension for a failure to file a Pro Bono Legal
Services Report if asked whether the attorney has been
the subject of a disciplinary or remedial proceeding. In
this manner, an administrative suspension clearly
differs from a suspension for a violation of the
Maryland Attorneys’ Rules of Professional Conduct.
Current subsection (c)(7) of Rule 19-503 is
proposed to be deleted as unnecessary. The
requirement that the Clerk of the Supreme Court
comply with Rule 19-761 is now included in
subsection (c)(5)(B).
New section (d) is created with the current
language of section (e), proposed to be deleted later in
the Rule. A reference to the Rules concerning access to
judicial records is added. Current section (d) is relettered as section (e).
Mr. Hilton explained that the proposed amendments to Rule
19-503 change the pro bono reporting process to align it with
the changes to Rule 19-409.
There being no motion to amend or
66
reject the proposed amendments to Rule 19-503, the Rule was
approved as presented.
Mr. Marcus presented Rule 19-606, Enforcement of
Obligations, for consideration.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 600 – CLIENT PROTECTION FUND
AMEND Rule 19-606 by replacing several terms
and phrases with updated language in subsection
(a)(1), by changing references to a temporary
suspension to an administrative suspension
throughout the Rule, by modifying language in section
(b) to reflect that the Fund provides the Court with a
list of defaulting attorneys and must provide additional
information or notice as directed by the Court, by
updating in subsection (b)(2) the duties of the Clerk
after entry of an Administrative Suspension Order, by
updating an internal reference in subsection (b)(3), by
deleting subsection (c)(1)(C), by requiring in subsection
(c)(2) that an attorney pay a fee for reinstatement, by
adding the duties of the Clerk after entry of an order
terminating a suspension in subsection (c)(2), by
adding new subsection (c)(3) addressing disclosure of
an administrative suspension, and by making stylistic
changes, as follows:
Rule 19-606. ENFORCEMENT OF OBLIGATIONS
(a) Notice of Default
(1) Generally
As soon as practicable after February 10 of each
year, the Fund shall send electronically a Notice of
Default to each attorney who has (1) failed to pay in
full (A) the amount due as stated in the invoice, (B)
67
any penalty for late payment, or (C) any charge for a
dishonored check or money order, or (2) failed to
supply to the Fund a required social security number
or federal tax identification number or statement that
there is no such number.
(2) Form and Content
The Notice of Default shall (A) be on a form
created approved by the State Court Administrator and
approved by the Supreme Court, (B) identify the
nature of the default and the amount, if any, owed to
the Fund, and (C) warn state that failure to cure the
default will result in the entry of an order by the
Supreme Court prohibiting administratively
suspending the attorney from practicing the practice of
law in Maryland.
(b) Temporary Administrative Suspension
(1) Proposed Order List of Defaulting Attorneys
As soon as practicable after February 10 of each
year but no later than March 10, the Fund shall
transmit to the Supreme Court a proposed Temporary
Suspension Order stating the names and Fund
account numbers list that includes the name and AIS
number of those attorneys who failed to cure the
default stated in the Notice of Default. The At the
request of the Court, the Fund shall furnish to the
Court such additional information from its records as
the Court directs or give further notice to the
defaulting attorneys.
(2) Entry of Administrative Suspension Order
If satisfied that the Fund has given the required
Notice of Default to the attorneys named in the list, the
Supreme Court shall enter a Temporary an
Administrative Suspension Order prohibiting each of
the attorneys who are in default from practicing law in
Maryland. The Clerk of the Supreme Court shall (A)
send electronically a copy of the Order to (A) each
administratively suspended attorney named in the
Order, (B) the clerks of the Appellate Court, each
circuit court, the District Court of Maryland, the
Supreme Court of the United States, the U.S. Court of
Appeals for the Fourth Circuit, and the U.S. District
Court for the District of Maryland and (B) comply with
68
Rule 19-761, and (C) post notice of the Order on the
Judiciary website.
(3) Effect of Order
An attorney who has been served with sent a
copy of the Temporary Administrative Suspension
Order and who has not been restored to good standing
may not practice law in Maryland and shall comply
with the requirements of Rule 19-741 (b) and (c) and
(d). In addition to any other remedy or sanction
allowed by law, an action for contempt may be brought
against an attorney who practices law in violation of a
Temporary Administrative Suspension Order.
(c) Termination of Temporary Administrative
Suspension Order
(1) Duty of Trustees
Upon receipt of the attorney's social security
number, federal tax identification number or
statement that the attorney has no such number, and
all amounts due by the attorney, including all related
costs prescribed by the Supreme Court or the trustees,
the trustees shall:
(A) remove the attorney's name from the list of
attorneys in default; and
(B) if a Temporary an Administrative Suspension
Order has been entered, inform the Supreme Court
that the social security number, federal tax
identification number or statement that the attorney
has no such number, and full payment have been
received and request the Court to enter an order
terminating the attorney's administrative suspension;
and
(C) if requested by the attorney, confirm that the
trustees have complied with the requirements of
subsections (c)(1)(A) and (B) of this Rule.
(2) Duty of Court
Upon receipt of the notice and request provided
for in subsection (c)(1)(B) of this Rule and payment of
any fee for reinstatement, the Supreme Court shall
enter an order terminating the temporary
administrative suspension of the attorney and the
69
Clerk of the Court shall (A) send electronically a copy
of the reinstatement order to each attorney who has
been restored to good standing, (B) comply with Rule
19-761, and (C) post notice of the Order on the
Judiciary website.
(3) Disclosure of Administrative Suspension
After an attorney’s administrative suspension for
failure to comply with the requirements of Rule 19-605
has been terminated, the attorney need not disclose
the administrative suspension in response to a request
for information as to whether the attorney has been
the subject of a disciplinary or remedial proceeding.
Source: This Rule is derived from former Rule 16811.6 (2016).
Rule 19-606 was accompanied by the following Reporter’s
note:
Amendments are proposed to Rules 19-409, 19503, and 19-606 to streamline and update the Rules
regarding reporting requirements for attorneys
practicing law in Maryland. For further details, see
the Reporter’s note to Rule 19-409.
Rule 19-606 is structured differently than Rules
19-409 and 19-503, but many of the changes to
language appear throughout all three Rules. For
example, the sanction of administrative suspension is
imposed if an attorney fails to fulfill any reporting
requirement and the process for reinstatement is
consistent after curing a default for a failure to comply
with any requirement.
Stylistic changes in subsection (a)(2) replace the
term “created” with “approved” and “warn” with
“state.” Other changes to the language of subsection
(a)(2) mirror the language used in a notice of default
sent pursuant to Rules 19-409 or 19-503.
Proposed amendments to subsection (b)(1)
provide that the Fund is to transmit a list of defaulting
attorneys to the Supreme Court with the attorney’s
name and AIS number, instead of submitting a
70
proposed suspension order. In current practice, the
Supreme Court prepares the order. Attorneys’
addresses no longer are needed because they are not
included in the order. Clarifying language added to
the end of subsection (b)(1) requires the Fund to give
further notice to the defaulting attorneys if so
requested by the Court.
Proposed amendments to subsection (b)(2)
update the tagline and language to reflect that an
administrative suspension is the sanction for a
default. The subsection is updated to reflect the
obligations of the Clerk of the Supreme Court upon
entry of an Administration Suspension Order. Former
subsection (b)(2)(B), listing clerks to whom notice of
the order must be sent, has been updated to refer to
compliance with Rule 19-761. Rule 19-761 contains a
complete list of the entities that are to be notified upon
an attorney’s suspension.
An internal reference to certain sections of Rule
19-741 is corrected in subsection (b)(3).
Current subsection (c)(1)(C) is proposed to be
deleted to help streamline the reinstatement process,
consistent with Rules 19-409 and 19-503. Subsection
(c)(2) is amended to reflect that any fee for
reinstatement must be paid before the administrative
suspension is terminated. Proposed amendments also
set forth the duty of the Clerk upon termination of the
suspension, including electronically notifying the
attorney, complying with Rule 19-761 and posting the
order on the Judiciary website.
Proposed new subsection (c)(3) states that an
attorney need not disclose a terminated administrative
suspension for a failure to pay the CPF assessment or
provide TIN information if asked whether the attorney
has been the subject of a disciplinary or remedial
proceeding. In this manner, an administrative
suspension clearly differs from a suspension for a
violation of the Maryland Attorneys’ Rules of
Professional Conduct.
71
Mr. Marcus informed the Committee that a “handout” version
of Rule 19-606 (c)(2) was circulated prior to the meeting.
HANDOUT
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 600 – CLIENT PROTECTION FUND
Rule 19-606. ENFORCEMENT OF OBLIGATIONS
...
(c) Termination of Temporary Administrative
Suspension Order
...
(2) Duty of Court
Upon receipt of the notice and request provided
for in subsection (c)(1)(B) of this Rule and payment of
any fee for reinstatement, and if the attorney is in
compliance with the requirements of Rules 19-409
and 19-503, the Supreme Court shall enter an order
terminating the temporary administrative suspension
of the attorney and the Clerk of the Court shall (A)
send electronically a copy of the reinstatement order to
each attorney who has been restored to good standing,
(B) comply with Rule 19-761, and (C) post notice of the
Order on the Judiciary website.
...
Mr. Marcus said that Rule 19-606 contains the enforcement
mechanism for attorneys who are not in compliance with certain
obligations administered by the Fund.
The proposed amendments
make terminology changes similar to those in Rule 19-409 and
72
Rule 19-503.
The amendment to Rule 19-606 updates the process
by which an attorney is placed on temporary suspension – now
administrative suspension – and how that suspension is
terminated.
The Reporter drew the Committee’s attention to the handout
version of subsection (c)(2), which adds a requirement that the
attorney be in compliance with all of the reporting and payment
requirements before the suspension may be terminated.
She
pointed out to Mr. Hilton that it could fall to him as Clerk of
the Supreme Court to verify with the Client Protection Fund and
the Administrative Office of the Courts that all of the various
requirements had been met before recommending the end of the
administrative suspension to the Court.
Mr. Hilton responded
that he currently does verify that all of the requirements have
been met and that updates to the Attorney Information System
will make this easier.
Mr. Marcus said that the proposed handout for Rule 19-606
will require a motion to approve.
A motion was made to approve
Rule 19-606 with the handout version of subsection (c)(2).
The
motion was seconded and approved by consensus.
Agenda Item 3. Consideration of proposed amendments to Rule 19728 (Post-Hearing Proceedings).
73
Mr. Marcus presented Rule 19-728, Post-Hearing Proceedings,
for consideration.
MARYLAND RULES OF PROCEDURE
TITLE 19 – ATTORNEYS
CHAPTER 700 – DISCIPLINE, INACTIVE STATUS,
RESIGNATION
PROCEEDINGS ON PETITION FOR DISCIPLINARY OR
REMEDIAL ACTION
AMEND Rule 19-728 by adding new subsection
(b)(4), pertaining to motions filed in the Supreme Court
after a disciplinary hearing, by adding motions to the
list of items in section (c) which require a response in
15 days, and by making stylistic changes, as follows:
Rule 19-728. POST-HEARING PROCEEDINGS
(a) Notice of the Filing of the Record
Upon receiving the record, the Clerk of the
Supreme Court shall notify the parties that the record
has been filed.
(b) Exceptions; Recommendations; Statement of
Costs Post Notice Filings
Within 30 days after service of the notice required
by section (a) of this Rule, each party may file (1)
exceptions to the findings and conclusions of the
hearing judge, (2) recommendations concerning the
appropriate disposition under Rule 19-740 (c), and (3)
a statement of costs to which the party may be entitled
under Rule 19-709; or (4) any motion.
(c) Response
Within 15 days after service of exceptions,
recommendations, or a statement of costs, or any
motion, the adverse party may file a response.
74
(d) Form
The parties shall file eight copies of any
exceptions, recommendations, and responses. The
copies shall conform to the requirements of Rule 8112.
(e) Proceedings in Supreme Court
Review in and disposition by the Supreme Court
are governed by Rule 19-740.
Source: This Rule is derived from former Rule 16-758
(2016).
Rule 19-728 was accompanied by the following Reporter’s
note:
At the request of the Clerk of the Supreme
Court, sections (b) and (c) of this Rule are proposed to
be amended to clarify that the deadline to reply to a
motion during post-circuit court disciplinary hearings
is 15 days for post-hearing motions practice in the
Supreme Court. This matter was previously
considered by the Attorneys and Judges subcommittee
during its October 25, 2024 meeting, and staff was
directed to revise this Rule to provide for a 15 day
deadline.
Mr. Marcus informed the Committee that Supreme Court Clerk
Gregory Hilton requested a clarification in Rule 19-728, which
governs post-circuit court proceedings in attorney discipline
matters.
Mr. Hilton explained that there are sometimes motions
filed with the Supreme Court in attorney discipline cases, but
there is nothing in the Rule setting forth the time to respond
to those motions.
He said that he does not have a preference,
but suggested that either five days, the response time for
75
motions generally in the appellate courts under Rule 8-431 (b),
or 15 days, the response time in other portions of Title 19,
would be appropriate.
The Attorneys and Judges Subcommittee
recommends 15 days.
There being no motion to amend or reject the proposed
amendments to Rule 19-728, the Rule was approved as presented.
Agenda Item 4. Consideration of proposed amendments to Rule 8111 (Designation of Parties; References).
Judge Nazarian presented Rule 8-111, Designation of
Parties; References, for consideration.
MARYLAND RULES OF PROCEDURE
TITLE 8 – APPELLATE REVIEW IN THE SUPREME
COURT AND THE APPELLATE COURT
CHAPTER 100 – GENERAL PROVISIONS
AMEND Rule 8-111 by deleting “or a final” and
“and Rule 8-204” from section (c), by moving “under
Code, Criminal Procedure Article, § 11-103” from the
end of subsection (c)(1) to the beginning of subsection
(c)(1), and by adding a provision concerning a victim’s
right to appeal a final order to subsection (c)(1), as
follows:
Rule 8-111. DESIGNATION OF PARTIES;
REFERENCES
(a) Formal Designation
76
(1) No Prior Appellate Decision
When no prior appellate decision has been
rendered, the party first appealing the decision of the
trial court shall be designated the appellant and the
adverse party shall be designated the appellee. Unless
the Court orders otherwise, the opposing parties to a
subsequently filed appeal shall be designated the
cross-appellant and cross-appellee.
(2) Prior Appellate Decision
In an appeal to the Supreme Court from a
decision by the Appellate Court or by a circuit court
exercising appellate jurisdiction, the party seeking
review of the most recent decision shall be designated
the petitioner and the adverse party shall be
designated the respondent. Except as otherwise
specifically provided or necessarily implied, the term
“appellant” as used in the Rules in this Title shall
include a petitioner and the term “appellee” shall
include a respondent.
Cross reference: See Rule 8-305 for designation of
parties in cases certified pursuant to the Maryland
Uniform Certification of Questions of Law Act.
(b) Alternative References
In the interest of clarity, the parties are
encouraged to use the designations used in the trial
court, the actual names of the parties, or descriptive
terms such as “employer,” “insured,” “seller,”
“husband,” and “wife” in papers filed with the Court
and in oral argument.
(c) Victims and Victims’ Representatives
Although not a party to a criminal or juvenile
proceeding, a victim of a crime or a delinquent act or a
victim’s representative may: (1) under Code, Criminal
Procedure Article, § 11-103, file an application for
leave to appeal to the Appellate Court from an
interlocutory or a final order or appeal to the Appellate
Court of Maryland from a final order; under Code,
Criminal Procedure Article, § 11-103 and Rule 8-204;
or (2) participate in the same manner as a party
regarding the rights of the victim or victim’s
representative.
77
Cross reference: See Rule 1-326 for service and notice
to attorneys for victims and victims’ representatives
regarding the rights of victims and representatives.
Source: This Rule is derived as follows:
Section (a) is derived in part from former Rule 827 and
in part new.
Section (b) is derived from Fed. R. App. P. 28 (d).
Section (c) is new.
Rule 8-111 was accompanied by the following Reporter’s
note:
The Appellate Subcommittee proposes a
housekeeping amendment to conform section (c) of
Rule 8-111 to the current version of Code, Criminal
Procedure Article, § 11-103 (b), which was amended by
the General Assembly in 2013 to add a provision to
permit a victim to appeal a final order to the Appellate
Court of Maryland without filing a request for leave of
court to do so. Before this amendment, a victim was
required to file a request for leave of court to appeal
both an interlocutory order and a final order. This
housekeeping amendment will bring section (c) of this
Rule into conformity with the provisions of Code,
Criminal Procedure Article, § 11-103. It is also
proposed to delete the reference to Rule 8-204 from
subsection (c)(1). This is because its placement near
the citation to the Criminal Procedure Article was
viewed as potentially confusing and perhaps
misleading to an individual reading this Rule in that it
may be construed to require a victim to request leave
of court to appeal an order in which it may not be
required to do so.
Judge Nazarian informed the Committee that he was contacted
by a fellow Appellate Court judge’s senior law clerk who pointed
out that Rule 8-111 had not been updated to conform to a
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statutory change impacting the ability of victims to appeal to
the Appellate Court from a final order.
The proposed amendments
to Rule 8-111 (c) conform the Rule to Code, Criminal Procedure
Article, § 11-103.
There being no motion to amend or reject the proposed
amendments to Rule 8-111, the Rule was approved as presented.
Agenda Item 5. Consideration of proposed amendments to Rule 8305 (Certification of Questions of Law to the Supreme Court).
Judge Nazarian presented Rule 8-305, Certification of
Questions of Law to the Supreme Court, for consideration.
MARYLAND RULES OF PROCEDURE
TITLE 8 – APPELLATE REVIEW IN THE SUPREME
COURT AND THE APPELLATE COURT
CHAPTER 300 – OBTAINING REVIEW IN THE
SUPREME COURT
AMEND Rule 8-305 by replacing “party” with
“parties,” “appellant” with “appellants,” and “original”
with “certification” in section (b), by deleting a
provision of section (b) pertaining to the filing fee for
docketing regular appeals, by adding a provision to
section (b) pertaining to electronic forwarding of
certification orders, by adding new subsection (c)(1)
pertaining to actions to be taken by the Supreme
Court, by adding new subsection (c)(2) pertaining to
the payment of fees, and by making stylistic changes,
as follows:
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Rule 8-305. CERTIFICATION OF QUESTIONS OF LAW
TO THE SUPREME COURT
(a) Certifying Court
“Certifying court” as used in this Rule means a
court authorized by Code, Courts Article, § 12-603 to
certify a question of law to the Supreme Court of
Maryland.
Committee note: Necessary implication requires that
the definition of “court” set forth in Rule 1-202 does
not apply in this Rule.
(b) Certification Order
(1) Generally
In disposing of an action pending before it, a
certifying court, on motion of any party or on its own
initiative, may submit to the Supreme Court a
question of law of this State, in accordance with the
Maryland Uniform Certification of Questions of Law
Act, by filing a certification order.
(2) Contents of Order
The certification order shall be signed by a judge
of the certifying court and state the question of law
submitted, the relevant facts from which the question
arises, and the party parties who shall be treated as
the appellant appellants in the certification procedure.
(3) Transmittal of Order to Supreme Court
The original certification order shall be forwarded
to the Supreme Court by the clerk of the certifying
court under its official seal, together with the filing fee
for docketing regular appeals. By prior arrangement
with the Clerk of the Supreme Court, the certification
order may be forwarded through electronic mail or
other electronic means.
(c) Proceeding in the Supreme Court
(1) Upon Receipt of Order by Supreme Court
Upon receipt of the certification order, the
Supreme Court will promptly consider whether to
accept or reject the certification.
(A) Order Rejected by Supreme Court
80
If the Supreme Court rejects the certification,
the Clerk shall send notice to the clerk of the certifying
court.
(B) Order Accepted by Supreme Court
If the Supreme Court accepts the certification,
the Clerk shall send notice of acceptance to the clerk
of the certifying court, docket the certification as a
miscellaneous matter, and send a copy of the notice
and a briefing schedule to the parties.
(2) Payment of Fees
Within fifteen days of the date on which the Clerk
sends notice of acceptance, the parties shall deposit
the filing fee for docketing an appeal with the Clerk of
the Supreme Court. Unless otherwise directed by the
certifying court, the parties shall each pay an equal
share of the filing fee. The obligation to pay the filing
fee may be enforced by the certifying court or by the
Supreme Court.
(3) Certification Order Equivalent of Transmission of
Record
The filing of the certification order in the
Supreme Court shall be the equivalent of the
transmission of a record on appeal. The Supreme
Court may request, in addition, all or any part of the
record before the certifying court. Upon request, the
certifying court shall file the original or a copy of the
parts of the record requested together with a
certificate, under the official seal of the certifying court
and signed by a judge or clerk of that court, stating
that the materials submitted are all the parts of the
record requested by the Supreme Court.
(d) Use of MDEC; Coordination with Certifying Court
(1) Use of MDEC During Pendency of Certification
The parties to the certified question will receive
notices, orders and other papers from the Supreme
Court and shall file all papers with the Supreme Court
through the MDEC system.
(2) Coordination with Certifying Court
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By prior arrangement between the Clerk of the
Supreme Court and the clerk of the certifying court,
notices, correspondence, and other papers, including
the written opinion of the Supreme Court, may be
transmitted between the Supreme Court and the
certifying court through electronic mail or other
electronic means.
(d)(e) Decision by the Supreme Court
The written opinion of the Supreme Court stating
the law governing the question certified shall be sent
by the Clerk of the Supreme Court to the certifying
court. The Clerk of the Supreme Court shall certify,
under seal of the Court, that the opinion is in response
to the question of law of this State submitted by the
certifying court.
Cross reference: Code, Courts Article, §§ 12-601
through 12-609.
Source: This Rule is derived in part from former Rule
896 and is in part new.
Rule 8-305 was accompanied by the following Reporter’s
note:
By request of the Clerk of the Supreme Court of
Maryland, the Appellate Subcommittee proposes
revisions to Rule 8-305 to conform the Rule to the
provisions of a Memorandum of Understanding
between the U.S. District Court for the District of
Maryland and the Supreme Court of Maryland.
Judge Nazarian explained that Supreme Court Clerk Gregory
Hilton suggested amending Rule 8-305 to reflect the current
method of handling certified questions of law transmitted to the
Maryland Supreme Court from the federal courts.
82
Mr. Hilton
added that the Court has seen an uptick in certified questions,
and the changes should make the process faster.
There being no motion to amend or reject the proposed
amendments to Rule 8-305, the Rule was approved as presented.
Agenda Item 6. Consideration of proposed new Rule 8-306 (Direct
Appeal to the Supreme Court) and conforming amendments to Rule
8-301 (Method of Securing Review – the Supreme Court), Rule 8504 (Contents of Brief), and Rule 8-523 (Consideration on
Brief).
Judge Nazarian presented new Rule 8-306, Direct Appeal to
the Supreme Court, for consideration.
MARYLAND RULES OF PROCEDURE
TITLE 8 – APPELLATE REVIEW IN THE SUPREME
COURT
AND THE APPELLATE COURT
CHAPTER 300 – OBTAINING REVIEW IN THE
SUPREME COURT
ADD new Rule 8-306, as follows:
Rule 8-306. DIRECT APPEAL TO THE SUPREME
COURT
(a) Generally
In any matter in which a direct appeal to the
Supreme Court is authorized by statute or other law,
and upon the filing of such an appeal, the Supreme
83
Court may direct the lower court promptly to transmit
the record and may take any of the following actions
allowed by law:
(1) Dismiss the appeal pursuant to Rule 8-602;
(2) Affirm the judgment that is the source of the
appeal;
(3) Vacate or reverse the judgment that is the source
of the appeal; or
(4) Remand the appeal to the lower court to modify
the judgment or for proceedings as directed by Order
of the Supreme Court. The Supreme Court may elect
to retain appellate jurisdiction over an appeal in an
Order directing a remand.
(b) Briefing; Oral Argument
(1) Briefing
After a review of the record, the Supreme Court
may direct the parties to brief the issues on appeal
pursuant to Rules 8-503 and 8-504. An Order from
the Supreme Court requiring briefs to be filed shall
establish a time that transcripts must be ordered by
the parties and submitted to the Court.
(2) Submit on Brief; Oral Argument
After briefing is completed pursuant to
subsection (b)(1) of this Rule, the Supreme Court may
decide the appeal based on the briefs submitted or
may schedule oral argument.
(c) Expedited Direct Appeals
The Supreme Court, as authorized by statute,
other law, or on its own initiative, may expedite the
briefing, oral argument, and consideration of a direct
appeal considered under this Rule.
Cross reference: For examples of statutes that permit
direct appeal to the Supreme Court of Maryland, see
Code, Criminal Procedure Article, § 8-201 (Petition for
DNA Testing and Preservation of Scientific
Identification Evidence); Code, Election Law Article, §
5-305 (Petitions Challenging Residency of Candidate);
Code, Election Law Article, § 6-209 (Judicial Review);
Code, Election Law Article, § 6-210 (Schedule of
84
Process); Code, Election Law Article, § 9-209 (Judicial
Review of Ballot);Code, Election Law Article, § 12-203
(Appeal Proceedings); Code, Election Law Article, § 161004 (Injunction to Prohibit Violation of § 16-201 of
Election Law title); Code, Financial Institutions Article,
§ 9-712 (Pledge, transfer, or sale of assets); and Code,
Public Utilities Article, § 7-528 (Effective Date of
Qualified Rate Orders).
Source: This Rule is new.
Rule 8-306 was accompanied by the following Reporter’s
note:
By request of the Chief Justice and the Clerk of
the Supreme Court of Maryland, new Rule 8-306 is
proposed to clarify the procedures that govern direct
appeals to the Supreme Court of Maryland.
Judge Nazarian informed the Committee that proposed new
Rule 8-306 addresses a request from Chief Justice Fader.
The
Chief Justice had asked the Committee to consider establishing a
Rule governing direct appeals to the Supreme Court.
Judge
Nazarian explained that direct appeals are authorized by statute
and are very rare, applying in certain election cases, DNA
cases, and other specified areas of law.
The new Rule sets
forth the procedure for handling these cases in the Supreme
Court.
There being no motion to amend or reject the proposed new
Rule 8-306, it was approved as presented.
85
Judge Nazarian presented conforming amendments to Rule 8301, Method of Securing Review – the Supreme Court; Rule 8-504,
Contents of Brief; and Rule 8-523, Consideration on Brief, for
consideration.
MARYLAND RULES OF PROCEDURE
TITLE 8 – APPELLATE REVIEW IN THE SUPREME
COURT AND THE APPELLATE COURT
CHAPTER 300 – OBTAINING REVIEW IN THE
SUPREME COURT
AMEND Rule 8-301 by adding a reference to
Rule 8-306 to section (b), by deleting “the other Rules
of this Title applicable to appeals” from section (b), and
by deleting the last sentence of section (b), as follows:
Rule 8-301. METHOD OF SECURING REVIEW – THE
SUPREME COURT
(a) Generally
Appellate review by the Supreme Court may be
obtained only:
(1) by direct appeal where allowed by law;
(2) pursuant to the Maryland Uniform Certification
of Questions of Law Act;
(3) by writ of certiorari upon petition filed pursuant
to Rules 8-302 and 8-303; or
(4) by writ of certiorari issued on the Court's own
initiative.
Cross reference: For Code provisions governing direct
appeals to the Supreme Court, see Code, Election Law
Article, § 12-203 concerning appeals from circuit court
86
decisions regarding contested elections; Code, Election
Law Article, § 16-1004 concerning appeals from circuit
court decisions regarding injunctive relief sought for
certain violations of election law; and Code, Financial
Institutions Article, § 9-712(d)(2) concerning appeals
from circuit court decisions approving transfer of
assets of savings and loan associations. For the
Maryland Uniform Certification of Questions of Law
Act, see Code, Courts Article, §§ 12-601 through 12613. For the authority of the Court to issue a writ of
certiorari on its own initiative, see Code, Courts
Article, § 12-201.
(b) Direct Appeals to Supreme Court
A direct appeal to the Supreme Court allowed by
law is governed by the other Rules of this Title
applicable to appeals, Rule 8-306, or by the law
authorizing the direct appeal. In the event of a
conflict, the law authorizing the direct appeal shall
prevail. Except as otherwise required by necessary
implication, references in those Rules to the Appellate
Court shall be regarded as references to the Supreme
Court.
(c) Certification of Questions of Law
Certification of questions of law to the Supreme
Court pursuant to the Maryland Uniform Certification
of Questions of Law Act is governed by Rule 8-305.
Source: This Rule is in part derived from Rule 810
and in part new.
Rule 8-301 was accompanied by the following Reporter’s
note:
By request of the Chief Justice and the Clerk of
the Supreme Court of Maryland, new Rule 8-306 was
proposed to clarify the procedures that govern direct
appeals to the Supreme Court of Maryland. Section (b)
of this Rule is proposed to be amended to conform this
Rule to the provisions of proposed new Rule 8-306.
87
MARYLAND RULES OF PROCEDURE
TITLE 8 – APPELLATE REVIEW IN THE COURT OF
APPEALS AND COURT OF SPECIAL APPEALS
Chapter 500 – RECORD EXTRACT, BRIEFS, AND
ARGUMENT
AMEND Rule 8-504 a conforming amendment
referencing new Rule 8-306 is proposed to be added to
subsection (a)(8) of this Rule, as follows:
Rule 8-504. CONTENTS OF BRIEF
(a) Contents
A brief shall comply with the requirements of
Rule 8-112 and include the following items in the
order listed:
(1) A table of contents and a table of citations of
cases, constitutional provisions, statutes, ordinances,
rules, and regulations, with cases alphabetically
arranged. When a reported Maryland case is cited, the
citation shall include a reference to the official Report.
Cross reference: Citation of unreported opinions is
governed by Rule 1-104.
(2) A brief statement of the case, indicating the
nature of the case, the course of the proceedings, and
the disposition in the lower court, except that the
appellee's brief shall not contain a statement of the
case unless the appellee disagrees with the statement
in the appellant's brief.
(3) A statement of the questions presented,
separately numbered, indicating the legal propositions
involved and the questions of fact at issue expressed in
the terms and circumstances of the case without
unnecessary detail.
(4) A clear concise statement of the facts material to
a determination of the questions presented, except
that the appellee's brief shall contain a statement of
only those additional facts necessary to correct or
amplify the statement in the appellant's brief.
88
Reference shall be made to the pages of the record
extract or appendix supporting the assertions. If
pursuant to these rules or by leave of court a record
extract is not filed, reference shall be made to the
pages of the record or to the transcript of testimony as
contained in the record.
Cross reference: Rule 8-111 (b).
(5) A concise statement of the applicable standard of
review for each issue, which may appear in the
discussion of the issue or under a separate heading
placed before the argument.
(6) Argument in support of the party's position on
each issue.
(7) A short conclusion stating the precise relief
sought.
(8) In the Appellate Court, or on direct appeal to the
Supreme Court pursuant to Rule 8-306, a statement
as to whether the party filing the brief requests oral
argument.
(9) If the brief is prepared with proportionally
spaced type, a Certification of Word Count and
Compliance with Rule 8-112 substantially in the form
set forth in subsection (a)(9)(A) of this Rule. The party
or amicus curiae providing the certification may rely
on the word count of the word-processing system used
to prepare the brief.
(A) Form
A Certification of Word Count and Compliance
with Rule 8-112 shall be substantially in the following
form:
CERTIFICATION OF WORD COUNT AND
COMPLIANCE WITH RULE 8-112
1. This brief contains _______________ words, excluding
the parts of the brief exempted from the word count by
Rule 8-503.
2. This brief complies with the requirements stated in
Rule 8-112.
(10) The citation and verbatim text of all pertinent
constitutional provisions, statutes, ordinances, rules,
89
and regulations except that the appellee’s brief shall
contain only those not included in the appellant's
brief.
(11) Unless filed as a separate document, a
certificate of service in compliance with Rule 1-323.
Cross reference: For requirements concerning the
form of a brief, see Rule 8-112.
(b) Appendix
(1) Generally
Unless the material is included in the record
extract pursuant to Rule 8-501, the appellant shall
reproduce, as an appendix to the brief, the pertinent
part of every ruling, opinion, or jury instruction of
each lower court that deals with points raised by the
appellant on appeal. If the appellee believes that the
part reproduced by the appellant is inadequate, the
appellee shall reproduce, as an appendix to the
appellee's brief, any additional part of the instructions
or opinion believed necessary by the appellee.
(2) Appeals in Juvenile and Criminal Prosecution or
Conviction Cases
In an appeal from an order relating to a child
entered by a court exercising juvenile jurisdiction or
an appendix required to be filed under seal as defined
in Rule 8-125 (b)(2), each appendix shall be filed as a
separate volume and, unless otherwise ordered by the
court, shall be filed under seal.
Cross reference: See Rules 8-121, 8-122, 8-123, and
8-124.
Committee note: Rule 8-501 (j) allows a party to
include in an appendix to a brief any material that
inadvertently was omitted from the record extract.
(c) Effect of Noncompliance
For noncompliance with this Rule, the appellate
court may dismiss the appeal or make any other
appropriate order with respect to the case, including
an order that an improperly prepared brief be
reproduced at the expense of the attorney for the party
for whom the brief was filed.
90
Source: This Rule is derived as follows:
Section (a) is derived from former Rules 831 c and d
and 1031 c 1 through 5 and d 1 through 5, with the
exception of subsection (a)(6) which is derived from
FRAP 28 (a)(5).
Section (b) is derived in part from Fed. R. App. P. 32
and former Rule 1031 c 6 and d 6, and is in part new.
Section (c) is derived from former Rules 831 g and
1031 f.
Rule 8-504 was accompanied by the following Reporter’s
note:
By request of the Chief Justice and the Clerk of
the Supreme Court of Maryland, new Rule 8-306 has
been proposed to clarify the procedures that govern
direct appeals to the Supreme Court of Maryland. A
conforming amendment to subsection (a)(8) referencing
new Rule 8-306 is proposed.
MARYLAND RULES OF PROCEDURE
TITLE 8 – APPELLATE REVIEW IN THE SUPREME
COURT AND THE APPELLATE COURT
CHAPTER 500 – RECORD EXTRACT, BRIEFS, AND
ARGUMENT
AMEND Rule 8-523 by adding a cross reference
to new Rule 8-306 following subsection (a)(2), as
follows:
RULE 8-523. CONSIDERATION ON BRIEF
(a) Submission on Brief by Party
(1) In the Appellate Court
91
In the Appellate Court, a party to a case the
Court has scheduled for argument may submit for
consideration on brief by filing a notice with the Clerk
at least ten days prior to argument. Before filing a
notice submitting on brief, a party shall attempt to
ascertain whether any other parties to the appeal also
will submit on brief and state the position of those
other parties in the notice. The Court may require oral
argument from either side or both sides,
notwithstanding the submission on brief.
(2) In the Supreme Court
In the Supreme Court a party may not submit an
appeal for consideration on brief except with
permission of the Court. A request to submit on brief
shall be made in writing at least 15 days before
argument.
Cross reference: See Rule 8-306 (b)(2) for the
procedure governing submission on brief in direct
appeals to the Supreme Court of Maryland.
(b) Directed by the Appellate Court
(1) When Directed
In the Appellate Court, if all the judges of the
panel to which an appeal has been assigned conclude,
after the filing of the appellant's brief, that oral
argument would not be of assistance to the Court
because of the nature of the questions raised, the
Court shall direct that the appeal be considered on
brief without oral argument. The Clerk shall promptly
mail notice to all parties that the Court has directed
consideration of the appeal on brief.
(2) Request for Oral Argument
If pursuant to subsection (1) of this section the
Court directs that an appeal be considered on brief
without oral argument, any party may file a request for
oral argument. The request shall be filed within ten
days after the later of (A) the date the Clerk mails the
notice required by subsection (1) of this section or (B)
the date the appellee's brief is filed. If the Court grants
the request for oral argument, the appeal shall be
assigned for argument pursuant to Rule 8-521.
Unless the Court specifies otherwise in its order
92
granting the request, oral argument shall be as
provided in Rule 8-522.
Source: This Rule is derived from former Rules 846 d,
1047, and 1038.
Rule 8-523 was accompanied by the following Reporter’s
note:
By request of the Chief Justice and the Clerk of
the Supreme Court of Maryland, new Rule 8-306 has
been proposed to clarify the procedures that govern
direct appeals to the Supreme Court of Maryland. A
cross reference to proposed new Rule 8-306 is
proposed to be added to this Rule following subsection
(a)(2).
Judge Nazarian also presented a handout of Rule 16-406,
Notice to the Appellate Court, for consideration.
HANDOUT
MARYLAND RULES OF PROCEDURE
TITLE 16 – COURT ADMINISTRATION
CHAPTER 400 – CIRCUIT COURTS – CLERKS’
OFFICES
AMEND Rule 16-406 by revising the title of the
Rule, by adding new item (4) pertaining to a notice of
appeal filed in the Supreme Court, by adding “or the
Clerk of the Supreme Court, as appropriate” to the end
of the first sentence, by adding “[i]n the Appellate
Court” to the second sentence, and by making stylistic
changes, as follows:
93
Rule 16-406. NOTICE TO THE APPELLATE COURT
OR SUPREME COURT
Upon the filing of (1) a notice of appeal or application
for leave to appeal to the Appellate Court, (2) a timely
motion pursuant to Rule 2-532, 2-533, or 2-534 if filed
after the filing of a notice of appeal, or (3) an order
striking a notice of appeal pursuant to Rule 8-203, or
(4) a notice of appeal, where permitted by law or Rule,
to the Supreme Court, the clerk of the circuit court
immediately shall send via the MDEC system a copy of
the paper filed to the Clerk of the Appellate Court or
the Clerk of the Supreme Court, as appropriate. If In
the Appellate Court, if a notice of appeal is
accompanied by a Civil Appeal Information Report
required by Rule 8-205, the Information Report shall
be transmitted in the same manner as with the notice
of appeal.
Source: This Rule is derived from former Rule 16-309
(2016).
Rule 16-406 was accompanied by the following Reporter’s
note:
Amendments are proposed to conform Rule 16406 to the provisions of proposed new Rule 8-306,
which pertains to direct appeals to the Supreme Court
of Maryland. New item (4) is proposed, which adds to
the list notices of appeal in direct appeals to the
Supreme Court. In addition, the Clerk of the Supreme
Court is added to the portion of the first sentence that
pertains to recipients of circuit court transmissions
required by the Rule. Because the proposed revision
expands the applicability of the Rule to the Supreme
Court from just the Appellate Court, an amendment is
added to the second sentence of the Rule to clarify that
the provision pertaining to Information Reports
remains applicable only to appeals in the Appellate
Court.
In the last sentence, an amendment replacing
“in the same manner as” with the word “with” is
stylistic, only.
94
Judge Nazarian informed the Committee that the various
conforming amendments, including one handout, require a motion
to approve because they were not discussed by the Appellate
Subcommittee.
A motion to approve the amendments to Rule 8-301,
Rule 8-504, Rule 8-523, and Rule 16-406 was made, seconded, and
approved by consensus.
Agenda Item 7. Consideration of proposed amendments to Rule 8503 (Style and Form of Briefs).
Judge Nazarian presented Rule 8-503, Style and Form of
Briefs, for consideration.
MARYLAND RULES OF PROCEDURE
TITLE 8 – APPELLATE REVIEW IN THE SUPREME
COURT AND THE APPELLATE COURT
CHAPTER 500 – RECORD EXTRACT, BRIEFS, AND
ARGUMENT
Amend Rule 8-503 by deleting the provision in
subsection (d)(4)(B) pertaining to word counts in
amicus briefs, by adding new subsection (d)(5)
pertaining to images included in briefs, and by adding
a cross reference to subsection (e)(4) of Rule 8-511
following subsection (d)(4)(B) of this Rule, as follows:
RULE 8-503. STYLE AND FORM OF BRIEFS
(a) Numbering of Pages; Binding
95
The pages of a brief shall be consecutively
numbered. The brief shall be securely bound along
the left margin.
(b) References
References (1) to the record extract, regardless of
whether the record extract is included as an
attachment to the appellant's brief or filed as a
separate volume, shall be indicated as (E .......), (2) to
any appendix to appellant's brief shall be indicated as
(App .......), (3) to an appendix to appellee's brief shall
be indicated as (Apx .......), and (4) to an appendix to a
reply brief shall be indicated as (Rep. App .......), and
(5) to an appendix to a cross-appellant’s reply brief
shall be indicated as (Cr. Apx …….). If the case falls
within an exception listed in Rule 8-501(b), references
to the transcript of testimony contained in the record
shall be indicated as (T .......) and other references to
the record shall be indicated as (R .......).
(c) Covers
A brief shall have a back and cover of the
following color:
(1) In the Appellate Court
(A) appellant's brief--yellow;
(B) appellee's brief--green;
(C) reply brief--light red;
(D) amicus curiae brief--gray.;
(E) cross-appellant's reply brief--purple;
(F) briefs of incarcerated or institutionalized
parties who are self-represented--white.
(2) In the Supreme Court.
(A) appellant's brief--white;
(B) appellee's brief--blue;
(C) reply brief--tan;
(D) amicus curiae brief--gray;
(E) cross-appellant’s reply brief--orange.
96
The cover page shall contain the name of the appellate
court, the caption of the case on appeal, and the case
number on appeal, as well as the name, address,
telephone number, and e-mail address, if available, of
at least one attorney for a party represented by an
attorney or of the party if not represented by an
attorney. If the appeal is from a decision of a trial
court, the cover page shall also name the trial court
and each judge of that court whose ruling is at issue
in the appeal. The name typed or printed on the cover
constitutes a signature for purposes of Rule 1-311.
(d) Length
(1) Principal Briefs of Parties
Except as otherwise provided in section (e) of
this Rule or with permission of the Court, the principal
brief of an appellant or appellee shall not exceed 9,100
words in the Appellate Court or 13,000 words in the
Supreme Court. This limitation does not apply to (A)
the table of contents and citations required by Rule 8504 (a)(1); (B) the information required by Rule 8-504
(a)(10); or (C) a Certification of Word Count and
Compliance with Rule 8-112 required by Rule 8-504
(a)(9).
(2) Motion to Dismiss
Except with permission of the Court, any portion
of a party's brief pertaining to a motion to dismiss
shall not exceed an additional 2,600 words in the
Appellate Court or 6,500 words in the Supreme Court.
(3) Reply Brief
Any reply brief shall not exceed 3,900 words in
the Appellate Court or 6,500 words in the Supreme
Court.
(4) Amicus Curiae Brief
Except with the permission of the Court, an
amicus curiae brief:
(A) if filed in the Appellate Court, shall not exceed
3,900 words; and
(B) if filed in the Supreme Court, shall not exceed
6,500 words, except that an amicus curiae brief
97
supporting or opposing a petition for certiorari or other
extraordinary writ shall not exceed 3,900 words.
Cross reference: see Rule 8-511 (e)(4) for the word
limit that applies to an amicus curiae brief supporting
or opposing a petition for certiorari or other
extraordinary writ.
(5) Use of Images
Images should only be used in an appellate brief
for demonstrative purposes and not in such a manner
so as to avoid the word count limits contained in Rule
8-112.
(e) Briefs of Cross-Appellant and Cross-Appellee
In cases involving cross-appeals, the principal
brief filed by the appellee/cross-appellant shall not
exceed 13,000 words. The reply brief filed by the
appellant/cross-appellee shall not exceed (1) 13,000
words in the Supreme Court or (2) in the Appellate
Court (A) 9,100 words if no reply to the appellee's
answer is included or (B) 13,000 words if a reply is
included. The reply brief filed by the cross-appellant
shall not exceed 3,900 words in the Appellate Court or
6,500 words in the Supreme Court.
(f) Incorporation by Reference
In a case involving more than one appellant or
appellee, any appellant or appellee may adopt by
reference any part of the brief of another.
(g) Effect of Noncompliance
For noncompliance with this Rule, the appellate
court may dismiss the appeal or make any other
appropriate order with respect to the case, including
an order that an improperly prepared brief be
reproduced at the expense of the attorney for the party
for whom the brief was filed.
Source: This Rule is derived as follows:
Section (a) is derived from former Rules 831 a and
1031 a.
Section (b) is derived from former Rules 831 a and
1031 a.
98
Section (c) is derived from former Rules 831 a and
1031 a.
Section (d) is in part derived from Rule 831 b and 1031
b and in part new.
Section (e) is new.
Section (f) is derived from Fed. R. App. P. 28(i).
Section (g) is derived from former Rules 831 g and
1031 f.
Rule 8-503 was accompanied by the following Reporter’s
note:
Subsection (d)(4)(B) of Rule 8-503 is proposed to
be amended to correct an inconsistency between the
word count provisions of this subsection (3,900 words)
and the word count provisions in subsection (e)(4) of
Rule 8-511 (1,900 words). This is accomplished by
deleting the provision pertaining to word counts in
subsection (d)(4)(B) of this Rule and by adding a cross
reference to subsection (e)(4) of Rule 8-511 following
subsection (d)(4)(B) of this Rule.
New subsection (d)(5) is proposed to provide
guidance to the practitioner and the appellate bench
concerning the use of images in appellate briefs. An
image may be used in an appellate brief for
demonstrative purposes but may be used in such a
manner as to attempt to circumvent the word count
restrictions in Rule 8-112. The subcommittee
considered whether words contained in an image
should be included in the word count limit, but
ultimately settled on the suggested language in
proposed new subsection (d)(5) because current limits
in technology do not permit words contained in images
to be counted in an automated fashion as word counts
are in word-processed documents. As a result of this,
the subcommittee chose to emphasize the intended
use of the image and not merely the word count.
99
Judge Nazarian said that the amendments to Rule 8-503
resolve a conflict in the Rules governing amicus briefs and
clarify the applicability of the Rule to images used within
appellate briefs.
He explained that the Committee recently
consolidated the amicus brief provisions in Rule 8-511 but
neglected to conform the word limit provision in Rule 8-503
(d)(4)(B).
The proposed amendments delete the word count
provision for amicus briefs supporting or opposing a petition
for certiorari or extraordinary relief from Rule 8-503
(d)(4)(B).
A cross reference to Rule 8-511 (e)(4), which
contains the governing provision for these briefs, is added
following the subsection.
Judge Nazarian said that new subsection (d)(5) is
recommended by the Appellate Subcommittee to clarify the
applicability of the Rule’s word count provisions to images and
screenshots containing text, which some attorneys insert into
their briefs.
He said that appellate judges have noticed an
issue with attorneys using screenshots containing text in a
clear attempt to circumvent the word limits for briefs.
Parties
are permitted to rely on the word count of a word processor to
verify word counts, but these images are excluded from those
counts.
Judge Nazarian said that, in one egregious case in the
Appellate Court, there was so much text in images within a brief
that there was a 2,000-word difference when that text was
100
counted.
He noted that images can serve a demonstrative purpose
in a brief, but that they should not be used to circumvent word
count Rules.
Judge Ketterman pointed out that the second paragraph of
the Reporter’s note is missing the word “not” in the phrase “may
not be used in such a manner.”
The Deputy Reporter said that
will be corrected.
The Reporter commented that new subsection (d)(5) uses
“should not,” which goes against the style conventions of the
Rules.
She explained that the Rules never use “should” in the
body of a Rule; they use “shall.”
A motion to change “should”
to “shall” in subsection (d)(5) was made, seconded, and approved
by consensus.
There being no further motion to amend or reject Rule 8503, the Rule was approved as amended.
Agenda Item 8. Consideration of proposed amendments to Rule 8502 (Filing of Briefs), Rule 20-403 (Record Extract or
Appendix), and Rule 20-404 (Briefs).
Judge Nazarian presented Rule 8-502, Filing of Briefs, for
consideration.
101
MARYLAND RULES OF PROCEDURE
TITLE 8 – APPELLATE REVIEW IN THE SUPREME
COURT AND THE APPELLATE COURT
CHAPTER 500 – RECORD EXTRACT, BRIEFS, AND
ARGUMENT
AMEND Rule 8-502 by adding a reference to
subsection (a)(9) to the beginning of subsection (c)(1),
by replacing “eight” with “five” in subsection (c)(1), by
deleting “eight copies of each” from subsection (c)(1),
by deleting the last sentence in subsection (c)(1), by
replacing “two copies” with “one copy” in subsection
(c)(3), and by making stylistic changes as follows:
Rule 8-502. FILING OF BRIEFS
...
(c) Filing and Service
(1) Filing in Appellate Court
Unless filing an informal brief pursuant to
subsection (a)(9) of this Rule, In in an appeal
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