Amicus Curiae Brief — Borough of Duryea v. Guarnieri
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No O8.1476 LOrscroe
Jn the Supreme Court of the Anited States
-_———s - - _—--+-— —
BOROUGH OF DURYERA, PENNSYLVANIA, et al
,
Pefidioners,
CHARLES | GUARNIERL JR,
On Writ of Certioran to the Umited States Court of
Appeals tor the Third Cireunt
Brief of Florida, Alabama, Colorado, Delaware,
Hawaii, Illinois, Indiana, Louisiana, Maine,
Michigan, Mississippi, New Jersey, Ohio,
Oklahoma, Pennsvivania, South Dakota,
Tennessee, Texas, Utah, West Virginia and
Wrvyoming In Support of Petitioners
~- —————— ee «
BILL MECCOLLUM
Attorney General of Flomda
SCOTT D MAKAR’
Sohertor General
RONALD A LATHAN
Deputy Sohoutor General
PL-O1, Phe Capitol
Tallahassee, FL 2499 1050
BHO-4 14-3800
ShH0-410-2072 tan
Counsel tor Amie: Curiae
, , 7 .
( OUNSEE O Re are:
Ww
Trov King
Attorney General
State of Alabama
S00 Dexter Avenue
Montgomery, AL. 36130
John Suthers
Attorney General
State of Colorado
1o25 Sherman Street
Denver, CO 80208
Joseph Ro Biden, 111
Attorney Genera!
State of Delaware
S20 NN) French Street
Wilmington, DE Pos)
Russell A Suzuki
Acting Attorney General
State of Hawan
425 Queen Street
Honelulu, HT 986803
Lasa Madigan
Attorney General
State of Hiinors
LOO W Randolph st.
Ivth Floor
Chiceage, TL 60601
Gregorv FL Zoeller
Attorney General
State of Indiana
202 WW Washington
Street
IGC- South. Fitth Floor
Indianapohs IN teva
eames D “Buddy”
Caldwell
Attorney General
State of Louisiana
Lomstana Department
of dustice
PO) Box 84005
Raton Rouge, LA *OSO4
sanet To Mills
\ttorneyv General
State of Maine
Six State House Station
Augusta, ME O4303
Machaclh A Cox
Attorney General
State of Michigan
POO Box deel.
Lansing, MI 48909
dim tood
ttornev General
State ot Mississippi
Post Office Bon 220
Jackson, MS 38205
Paula TO Dow
Attornes General
State of New Jersey
Richard J Hughes
Justice Complex
Yo Market Street
PO Box O98
Trenton, Neb OS625
Richard Cordray
Attorney General
State of Ohio
30 East Broad Street
17> Floor
Columbus, OH 438215
WA) Drew Edmondson
Attorney General
State of Oklahoma
S313 NE 21M Street
Oklahoma City, OK
P3VOD
Thomas W. Corbett. Jr
Attorney General
State of Pennsvisania
loth Floor, Straw berrs
Square
Harrisburg, PA 1/1 to
Marty | dackles
Attorney Genera!
State of South Dakota
1302 FE Highway 14,
Sure 1
Pierre, SD S7507-8501
Robert Eo Cooper, dr
Attorney General
State of Tennessee
Office of the Attornes
General
425 Fifth Avenue North
Nashvalle, TN O/243
Greg Abbott
\ttorney General
State of Texas
PO Box 12548
Austin, TN 78711-2548
Mark L. Shurtlet?
Attorney General
State of Utah
Utah State Capitol
Suite #230
PO Bow 142a20
Salt Lake Citv, UT
S4ti4
Darrell Vo MeGraw, dr
Attorney General
State of West Virginia
Office of the Attorney
General
State Capitol,
Room Je k
Charleston, WW 28305
Bruce A Salvbure
Attorney General
State of Wvoming
\ttorneyv Generals
Office
1G State Capitol
Chevenne, WY S2oor
‘
QUESTION PRESENTED
Can pubhe emplovees sue their emplovers under the
Petition Clause for adverse employment actions
Allegedly resulting from the emplovees’ petitionmy on
matters of purely private concern”
u
TABLE OF CONTENTS
QUESTION PRESENTED
TABLE OF AUTHORITIES
STATEMENT OF AMICL INTEREST
SUMMARY OF ARGUMENT
ARGUMENT
lL = =Retahation Claums Under the Petition
Clause on Matters that Amount to
Personal Grievances Contravene this
Court’s Precedents and Ll ndermine State
and Local Laws Addressing These
Common Workplace Disputes
A. Restraints on or discipline for publhe
emplovees workplace speech or
petitwoning are permissible where
emplovees do not speak or petition as a
“oizen” and their speech or petitioning
mnpheoeates no matters of “puble
concern”.
Bo The Third Circuit's approach imores the
Important protections of state and local
“whistleblower” laws and collective
bargaining agreements
The effieacy of state whistleblower
laws and anti retahation provisions
mav be undermined by Petition
Clause retahation clarms related to
personal matters
~-
1\
0
16
ih
2 The etfheacy of collective bargaming
agreements, labor laws, and related
common law dectrines mav be
undermined by Petition Clause
retahation claims related to personal
matters red eat 2a
4 te EL lh aE ae eo ene ree oa 25
lV
TABLE OF AUTHORITIES
Cases
Adair v. Charter Cnty. of Wayne,
452 F.3e 462 (th Cir. 2006) ooo... ccccccicceecccccccscece. 4
Brennan v. Norion,
oe ee ee ae oe, BONS. Oe eg
Connick v. Myers,
1G1 U.S. 138 (1963)... cies ccccccccecccecceeee MESSE
Fla. Dept of Transp. v. Fla. Comm'n on Human
Relations,
S842 So. 2d 253 (Fla. Dist. Ct. App. 2003).........17, 19
Foraker v. Chaffinch,
Soe eae ee Ge Ge, Bee... ee ee 4
Garcett: v. Ceballos,
547 U.S. 410 (2006)... mse chia aed saulaiecleec mn
Griglev v. Atlanta,
136 F.3d 752 (ith Cir. 1998) rer
Hoffmann vo Mayor, Councilmen, & Citizens of
Liberty,
905 F.2d 229 (8th Cir, 1990) ed 1D
Kirby vo. Elreabeth City, N-C.,
O88 F.8d 440 (4th Cir, 2004) sian tin aca cence causa dees a
Martin Cnty. v. Edenftela,
GOY So. 2d 27 (Fla. 1992). 00. adibobcvem ae
Martin v. Del City,
179 F.3d 882 (l0th Cir. 1999) woos 4
MeDonald v. Smith,
re ee ee i ixicencccesecensccnrectassansnnnsdustauueersescune 14
Pickering v. Ba. of Educ.,
SE a I a Seeeens ciebawanaseusadammmens 7
Rathyen v. Litchfreld,
Be Oe ee ee ee, BEIIOD veeveccccncccosccensscssnctesseseces 4
Rendish v. Tacoma,
RZD F.DG LDIS CHC Cit. ROBT) o.cccnccccccsccccccessocescecseses A
Rosa v. Dept of Children & Families,
915 So. 2d 210 (Fla. Dist. Ct. App. 2005)............... 18
San Diego v. Roe,
a an Se ITI asi sicerenetcashasntcrciineansunens veatieenseneiioausowsle 6
San Filippo v. Bongiovanni,
30 F.3d 424 (3d Cir. 1994)......................... 4.5, 10, 11
Stone v. Everglades City, Fla.,
2007 WL 1247979 (M.D. Fla. April 30, 2007)........ 18
Tang v. RL, Dep't of Fiderly Affairs,
fe wei ft SR reen en proE 4,12
United States v. Natl Treasury Emps. Union,
Se atts GE A araicciepniaetrcerpeemnassassiscssuesamiatonand 6.15
Walker v. Dept of Veterans Affairs,
925 So. 2d 1149 (Fla. Dist Ct. App. 2006).....0000..... 19
vi
White Plains Towing Corp. v. Patterson,
991 F.2d 1049 (2d Cir. 1993)...................0.:.s0ccsseeseeee 4
Yatvin v. Madison Metro. Sch. Dist.,
840 F.2d 412 (7th Cir. 1988) ......... Sl aaeaeae hanearnay 4,12
Statutes
5 Ill. Comp. Stat. 315/10(a)(3).......0.. eee 22-23
43 Pa. Cons. Stat. § 1101.1201(a)(4)....0 ee 23
Alaska Stat. § 23.40.110(a)(4)..0000 oe. 22
Cal. Gov't Code § 36.19(a).....................cccccccsscccsecseseeee 22
Conn. Gen. Stat § 4-Gldd ........................ccecccceeccssecoees 20
Conn. Gen. Stat. § 5-272(a)(5) «0.0.0... eee ceceeeeseeeeeeenee DZ
Conn. Gen. Stat. § 31-51 ou... eet ce ecececceseeeees 20
D.C. Code Ann. § 1-617.04(a)(A) oo... ccc cece cee eee ee 22
Del. Code Ann. tit. 19, § 1307(a)(4) ........00000..eeeeee. 22
Del. Code Ann. tit. 29, § 5115 (20038).........000.0... ee. 20
ae, Se, SH DRO Ce ov ccicsccsnsccnsccsccnscosssccccscascuss 20
Fla. Stat. § 112.3187(2) .ccccccccocccoccscccssseseseseseseseseeveve 17
eh, SO, BE er Piessccccticecenasonsscsesiessunndaucsen 17
Bs BE Oe Be I wis ccictsdeecasectncsstncoensccastesdecss 17
Vill
a GE, SD iiscstsiennscasevcissccsrcssetesessniscce 17
Ps ls Se IR iiiicscncnsssnsrvsecesieieseniinncesioess 18
i, es Oe Be ilicccccrccdsnssinestevacnsccocessctesesses 18
Pia. Stat. § 11BS.DISSECUNMG)........ccccccosccsccccocscccscscecceees 19
Eh, BOGS. BF Ra Soin sscccnccsccnccnesseccsonsssnssoneses 19
SP, Se te IED visiiiicsdcmcsccenesnvesinndecsccneocssnniies 22
Fla. Stat. §§ 448.101-448.105 .o...ccccccccececececececsesceeeeees 17
OE EER peal ant nee Dae ae 20
FS, TEs Te MII i icrenissincicccsinssantncdatesenanevubessieident 22
Haw. Rev. Stat. § 378-61 (1993) .......00. eee eee 20
Towa Code § 20.10(2)(d)...............cccccccsscscceccsscesccsecceees 23
Kan. Stat. Ann. § 75-4333(b)(4) ..0....0 cece cece cence eee eee 23
Ky. Rev. Stat. Ann. § 61.101 (West 2005) ................. 20
Mass. Gen. Laws ch. 149, § 185 (West 2004) ............ 20
Mass. Gen. Laws ch. 150E, § 10(a)(4)............00.00...005. 23
Md. Code Ann. State Pers. & Pens. § 3-306(a)(5) ..... 23
Me. Rev. Stat. tit. 26, § 979-C(1)(D) ......0. eee 23
Me. Rev. Stat. tit. 5, § 4572-A....................c.ccccceccsssees 20
Mich. Comp. Laws § 423.209 ................eceeeeceeeeeeeeeeeees 23
vin
Minn. Stat. § 179AL13¢2)(4).0000000....
ae et) | Rae
Mont. Code Ann. § 89-81-401¢4) ....
N.D. Cent. Code § 34-01-20...
N.H. Rev
NH. Rev.
N.H. Rev.
N.J. Stat.
N.J. Stat.
N.. Stat.
Stat. Ann. § 273-A:S(1)\(d)
Stat. Ann. § 275-E:1 (Supp. 2008) ..
ean
Amit S 34: TSA-5. 46RD) 5 ooeccecisscecscecccenss.
FN WE vss sven eas se<cccavccecveosvecevncansn mM
Eee capiigdaa sears ames
20
Ses I II Oh Te OO sesiiesno nis caiweacncanGasvadesucs ae
N.Y. Civ. Serv. Law § 209-a(1Xc)......................00..
Neb. Rev.
Neb. Rev.
Neb. Rev.
Nev. Rev.
Ohio Rev.
Ohio Rev.
Stat. & S1-1386Q2MA) occ en
BO, MPN I sao 5a sic tc sexes ccvistunstavaceesaemecencet
Stat. § 48-11 14.........
Be UE 8 Ce vn caves va caccesesssasseinvean
oe Le ” : Ree Ree anes re
Code Ann. § 4113.51 (Lexis 2001) 0.0...
IX
Ohio Rev. Code Ann. § 4113.52( 4001)
Ohie Rev. Code Ann. § 4117. 11044).
Or. Rev. Stat. § 243.67201)0) ........
Or. Rev. Stat. § GHYALOO0
RU. Gen. Laws § 28-50-4
Ro. Gen. Laws § 28-7-1308)
S_D. Codified Laws § 38-18-38. 104)
Tenn. Code Ann. § 50- 1-304 (2005)
Vt. Stat. Ann. tat. 3. § 861(4)
Wash. Rev. Code § 41.56.140
Wis. Stat. § TLTO6 DIY)
Other Authorities
Bureau of Labor Statistics. United States Dept of
Labor, Career Guide to Industries, 2010-11 Edition,
State & Local Gov't, Except Educ. & Health,
http: www bls. gov eco eg cgst 12. htm...
Elleta Sangrev Callahan & Terry Morehead, Pe
Staite of State Whistleblower Proftechion,
38 Am. Bus. Lad. 99 (2000) ..
~
-
Ys
“-
ae
“-
ae
“e-
. 19-20
X
Lais A. Lofgren, Whistleblower Protection: Shoulda
lesisiatures and the Courts Provide a Shelter to
Public and Private Sector Emplovees who Disclose
the Wrongdoing of Emplovers?,
OO B.GF. Us. OV. SIG COGBS) oo. ns5cccccesecciscnseeess 19
Robert G. Vaughn, State Whistleblower Statufles and
the Future of Whustleblower Protection.
51 Admin. lL. Rew. S81 (1999) 0
1
STATEMENT OF AMICLINTEREST
The Amie: States have an interest in this case
due te ats potential to define the boundaries of the
First Amendment rights of ther emplovees and
because of its ability to impact emplovers’ capacity to
efficiently manage their workplaces ' States as puble
emplovers make a htanv of personnel decisions every
dav. many invelving private grmevances of their
emplovees The Third Cireuit’s holding, that a publhe
emplovee can bring a Petition Clause challenge on a
matter that amounts to a private RrieVanee, creates
the potential for transforming relatively minor
employment disputes inte constitutional litigation im
tederal courts that will impede the abilitw of the
States to efficiently administer their workplaces to
better serve Cherr citivens
The Third Cireuit’s view of the scope of the
Petition Clause is contrary to everv court that has
considered the issue) The interest of Che Amict States
Is to ensure that the Petition Clause is read no more
broadly than its neighbor, the Free Speech Clause, so
that publ sector emplovers can manage their offices
without the fear that routine managemal decisions
invelving private grevanees will result i federal
constitutional claims
‘State and local governments are ofter the larrest emplovers in
their urisdictions See Bureau of Labor Statisties. United States
Dept of Labor, Career Guide to Industries, 20120 22) Baition,
State & Local Govt, Exowpt Fauc & Health. available at
http www bls gow oomeg egsO42 btm CExcluding education and
hospitals, State and leeal governments employ S32 mJdhen
workers, placim them amongst the largest emplovers in the
economy ") last visited Dec Tk. 2010)
*’
SUMMARY OF ARGUMENT
The Third Cireuit’s holding that ao pubhe
emplovee has a cognizable Petition Clause claum even
where the underlving gmevance does not involve an
issue of publie concern is faulty for several reasons
First. the threshold inquiry as to whether a
challenged restraint violates a public emplovee's First
Amendment myhts is whether the speech invelves a
matter of pubhhe concern This Court's precedents have
held that runof the mall intraceffice disputes have no
Kirst Amendment protections where no issues of
public concern are umpheated. Conmick vo Mvers, 461
US. 188, 1443-48 (1983) Here. the underlving issue ts
an oallegation that ao pubhe emplover retahated
against an emplovee for filing a grmevance about a
Wholly personal workplace matter) Ordinariv, this
type of grievance involving mo oassue of pubhe
concern would not support a First Amendment
claam of anv kind by the emplovee For the same
reasons that free speech mgehts are not unpheated
when matters of private concern underlie grievances,
Petition Clause rights are not impheated under
sumilar circumstances
Second, the Third Cireunt erred in reasoning
that the Petition Clause has broader appheation than
other First Amendment mghts in the emplevment
context. This distinction has no textual basis in the
constitution, it also goes against the principle that
courts should not transform minor emplovment
matters mto constitutional disputes absent the
presence of issues of pubhe concern tor which core
First Amendment protections are intended
’
.)
Finally, as a practical matter, public emplovees
have recourse under state and local laws to challenge
workplace uypropmeties that fall short of matters of
pubhe concern) For imstanece. a litany of pubhe sector
Whistleblower laws allow emplovees the opportunity
to raise workplace concerns These statutes generally
do not require that the speech at issue involve a
matter of pubhe concern) Ino addition, manv States
and local governments have collective bargaining
agreements that permit public sector emplovees te
raise claims alleging thev have suffered adverse
personnel decisions because they filed gmevances
Given the protections afforded, both by these laws and
the First Amendment generally for matters of publhe
concern, the expansion of the Petition Clause to create
a new type of constitutional claim ais misguided The
Third Cireuit’s decision should be reversed
‘
*
ARGUMENT
l. Retahation Claims Under the Petition
Clause on Matters that Amount to
Personal Grievances Contravene this
Court's Precedents and Undermine State
and Local Laws Addressing These
Common Workplace Disputes.
The Third Circuit's preeedents.- which hold
that a public emplovee may bring a retahation claim
under the Petition Clause when the alleged],
protected speech mnvolves a private Workplace dispute,
are outhers: ten other circuit courts have considered
this issue and reached results contrary to the Third
Circuit’ These decisions demonstrate that the Third
Circuits reasoning is moonsistent wath this Court's
Free Speech Clause jurisprudence, which holds that
the thresheld inquiry to determine whether a publhe
emplovees speech ois oimsulated from emplover
- Ser Brennanaiov Norton, 250 F tad 898, 417 Cid Cir VOOR San
Biiippo o Rongiooanns, 20 F Sd 424 (38d Cir 1994), see alse
Foraker > Chatfinck, 50) F 8a 232 (8d Cir YOO)
The ten other circuit courts that have considered this question
have held that a pubhe emplovee’s claim under the Petition
Clause must invelwe a matter of pubhe comeern See Adair 4
Charter Cnty of Wayae, 452 Fld as82) 482 (6th Cir 2O0G), Aird
Blicaheth City. NC. 388 F 3d 440. 446 (4th Cir 2004), Martin
t Del City, 179 F 3d S82. SS7-89 (lOth Cir 1999). Tanga A?
Dep tof Riderly Affairs, 1638 F 8d 7. 11-12 (ist Cir 19988), Grigley
Atlanta, 1386 Fad 7a2. TSS (lth Cir, 1998), Renadish 3:
Tacoma, 123 BF &d lie L220 eskth Cir 1997) Waite Plains
ownage Corp oo Paterson, 991 F 2d 1049) 1059 (2d Cir 1993),
Hoffmanne Maver, Council, & Citizens of Liberty, 95 F 2d 229,
234 (Sth Cir 199O), Rathjpen oo LitcAneld, 878 F 2d Sae, 841 (ath
Cir 198%) Yatoan oc Vadison Meira Sch Mst. S40 F Od 412
(7th Cir, 198s)
+
discrpline involves determining whether the emplovee
Was speaking as a “ertiven” about a matter of “publie
concern” See Garcetin oo Cebailos, 547 US. 410, 417
(2006), The First Amendment does not imsulate
emplovee speech from disciplinary sanctions when
speaking on subjects that relate exclusively to offteral
wb responsiiuhties See rd at 424
The Third Cireuit distinguishes the Petition
Clause from the Free Speech Clause on the grounds
that the former has, histomeally, been understood to
afford broader protections. See San Filippo, 30 F 3d at
442-4428 (desenmbing the common law oryins of the
Petition Clause and observing that at) was) more
expansive in appheation and protections than. the
Free Speech Clause) The Third Crreuit’s approach.
however, ws flawed for two reasons: (1) this Court's
First Amendment precedents do not recogmizve a
broader scope of protection under the Petition Clause
Where the balance of emplover-emplovee rights is at
stake and private disputes are at issue, and (2) it
disregards the wide swath of existing state and local
protections for emplovees such as whistleblower
statutes and collective bargaiming agreements, which
protect publa sector emplovees trom unjust
discrimination based oon the tihng of | private
grievanees. Given these flaws, no reason exists te
uphold the addition of another laver of protection for
private disputes under the Petition Clause
ty
A. Restraints on or discipline for public
emplovees’ workplace speech or
petitioning are permissible where
employees do not speak or petition as
a “citizen” and their speech or
petitioning implicates no matters of
“public concern.”
Pubhe emplovees do not relinquish their First
Amendment mghts by accepting an offer to work tn
the public sector, See United States vo. Natl Treasury
Rmps Union, '13 US. 454. 465 (1995) Nor are such
rights untettered) Rather, the limiting principle on
the exercise of First Amendment myghts is that pubhe
emplovees are not entitled to protections when the
exercise of their mghts invelves a minor personal
grievance between emplover and emplovee The
threshold ainquirv regarding whether a pubhe
emplovees speech is insulated from disciphne
involves determining whether the speech at) issue
unpheates a matter of “pubhe concern.” See, eg, San
Diego v. Roe, 5438 ULS. 77, 82-88 (2004) (citing Corrnick
v Myers, 461 US) 1388, 1438 (1983))) As this Court has
recognized, competing principles come into play when
public emplovees speech is balanced against the
important interests of the government as an
emplover. This Court has sought to bridge these
principles in a series of cases addressing the scope of
First Amendment rights of public emplovees. These
cases do not provide any principled basis to jettison
the limiting principle that in determining the First
Amendment rights of public emplovees, courts must
scrutinize whether a matter of pubhe concern was
involved. The degree of protection atforded by the
kirst Amendment should not turn on the manner in
Which the speech is) denominated, petitioning
activities should Hot be = entitled to greater
-
constitutional protections than speech activities
In Connick o Myers, a public emplovee (Mvers)
opposed being transterred to a different division by
her supervisor 461 US. at 140. In response, Myers
circulated a questionnaire in her office, asking fellow
employees, among other things, how thev would
characterize office morale and whether the emplovees
had any confidence in their supervisors Myers was
subsequently terminated, ostensibly because she had
refused to accept her transfer. In analyzing Mvers’
First Amendment claim, this Court invoked the
balancing test apphed ino Pickering cv. Board of
Education’ to determine whether Mvers’ speech was
protected from discipline. This Court noted that
Myers’ dispute with her emplover did not impheate a
matter of pubhe concern simply because the
"Peckerine > Board of Education, 391 US. 563 (1968), involved
a school teacher (Pickering) who sent a letter to the local
newspaper challenging expenditures made by the local Board of
Education Pickering was emtical of measures that had been
enacted to increase revenue for the school district. These
ericisms, as at turned out, were erroneous. He was dismissed
trom hus teaching position on the basis that his letter threatened
the effective functioning of the Board's admimstration of ots
schools Jad at 964-66 Recogmizing the competing interests of the
Board, which was required to effectively manage tts schools, and
Pickermng'’s mht to speak out as a citizen on matters of puble
importance, this Court observed that a balance needed to be
struck “between the interests of the teacher, as a citizen, in
commenting upon matters of pubhe concern and the interest of
the State, as an emplover, in promoting the effimency of the
public services it performs through its emplovees”” Jd at S68.
The court held. absent a showing that Pickering’s false
statements were “knowingly and recklessly made by him, his
right to speak to issues of pubhe importance jcould| not furnish
the basis for his dismissal from pubhe employment.” Jd. at 574
Ss
questionnaire related to the internal dynamnies of the
Listmet Attorney's Office. ld. at 143.
The Court held that “when a publhe emplovee
speaks not as a citizen upon matters of public concern,
but imstead as an emplovee upon matters only of
personal interest, absent the most unusual
circumstances, a federal court is not the appropriate
forum in which to review the wisdom of a personne!
decision taken by a public agenev allegedly in reaction
to the employee's behavior.” Connick, 461 US. at 147.
The determination whether a matter was one of
“public concern” is gauged from the “content, form,
and context of a given statement. as revealed by the
whole reeord.” Jd. The Court) found that the
questionnaire at issue related to a matter of personal
concern. Myers’ unwillingness to accept a transfer
The questionnaire was not of public concern because
the questions did not amply that the Distnet
Attorney's Office had engaged in malfeasance. /d. at
148. In ruling against Myers, the Court noted that it
must ensure “that citizens are not deprived of
fundamental mghts by virtue of working for the
government; this does not require a grant of immunity
for employee gmevances not afforded by the First
Amendment to those who do net work for the state”
ld. at 147.
Two hmiting principles from Connick apply
here as well. First, it can equally be said that when a
pubhe employee administratively files a gmevance
“not as a citizen upon a matter of public concern, but
instead as an emplovee upon matters only of personal
interest” the federal courts are not available “to
review the wisdom of the personnel decision taken by
a public agency allegedly in reaction to the emplovee’s
behavior.” 461 U.S. at 147. Second, while this Court
9
must ensure that Petition Clause rights are not lost
simply because an employee works for the
government, no “grant of immunity for employee
grievances becomes available under the First
Amendment simply because the employee works for
the government. Ja.
These principles were further discussed in
Garcetti v. Cebellos, a case exploring the contours of a
public emplovee’s mght to speak out against alleged
improprieties by a public employer. 547 U.S. 410
(2006). Ceballos, who was emploved with the Los
Angeles District’ = Attorney’s) = Office, received
information about a pending criminal case suggesting
that information underlying an affidavit used to
secure a search warrant was inaccurate. /d. at 413-14.
Ceballos investigated the matter for himself and
agreed that some of the information it contained was
unreliable and relayed his concerns to his superiors.
Id. at 414. He also drafted two separate memos for the
benefit of his emplover. The first described the flawed
contents of the affidavit: the second described the
conversation Ceballos had with the warrant affiant.
Id. The office nevertheless proceeded with the case,
and Ceballos was called by the defense to testify about
his concerns with the affidavit’s factual veracity. Jd.
at 414-15. Ceballos alleged that as a result he was
subjected to a series of retahatory measures by his
emplover. Jd. at 415. He ultimately sued in federal
court alleging that, among other claims, his First
Amendment rights had been violated.
In finding no violation, this Court noted that
Ceballos was simply speaking out about matters that
related to his official job responsibilities, i.e... the
proper disposition of a case. The Court observed that
“{rlestricting speech that owes its existence to a public
10
employee's professional responsibilities does not
infringe any liberties the employee might have
enjoyed as a private citizen.” Garcetti, 547 at 421-22.
As such Ceballos’ employers could permissibly
discipline him if they believed his memo was
needlessly inflammatory. /d. at 423. He was not
speaking as a citizen on an issue of public concern;
instead, he was simply speaking out about an issue
that arose in the course of doing his_ job.
Consequently. “the First Amendment does not
prohibit managerial discipline based on an employee's
expressions made pursuant to official
responsibilities.” Jd. at 424.
The Third Circuit’s approach gives insufficient
weight to the competing interests of public employers
and employees by permitting an employee to bring a
First Amendment retaliation claim even though the
speech does not involve issues of public concern. Its
interpretation turns on a_ perceived distinction
between the First Amendment’s Free Speech and
Petition Clauses. San Filippo, 30 F.3d at 441-442. The
Petition Clause, it is argued, provides broader First
Amendment protections than the Free Speech Clause
because the Petition Clause embraces claims that do
not require that a matter of public concern be
implicated. Id. at 142. So long as the public employee
has availed him or herself of a formal grievance
mechanism, that employee is insulated from employer
retaliation and may bring a claim under the Petition
Clause despite the grievance involving no matter of
public concern. Jd. This result is ill-considered and
invites a host of problems.
From a public employer's perspective, the Third
Circuit’s view of the breadth of the Petition Clause
raises serious management concerns. A real and
11
substantial risk exists that public employees will
simply use formal grievance mechanisms as a pretext
for a First Amendment claim against employers.
Consider a simple, yet common, situation that occurs
in the context of public employment. A_ public
employee is aware that his employer is seeking to
reduce staff for the upcoming fiscal year due to budget
cuts. The employer has concomitantly announced
plans to institute a comprehensive review and the
review process will dictate staff reductions. Cognizant
of his tenuous employment status, the employee
preemptively files a non-frivolous (yet trivial)
complaint to his superiors about an entirely personal
matter of relevance only to the employee. Under San
Filippo and its progeny, the employee has likely
inoculated himself from any type of discipline, even
when desperately necessitated, simply by making
prospective use of internal grievance procedures. 30
F.3d at 441-42 (“(I]t would seem to undermine the
Constitution’s vital purposes to hold that one who in
good faith files an arguably meritorious ‘petition’ . . .
may be disciplined for such invocation by the very
government that in compliance with the petition
clause has given the particular mechanism its
constitutional imprimatur.”). Moreover, if the public
employee suffered any adverse consequences
subsequent to the review process, under the Third
Circuit’s reasoning the employee would have a
cognizable retaliation claim under the Petition
Clause. Id. (observing that a “non-sham” grievance or
lawsuit was entitled to constitutional protection
irrespective of the fact that the underlying matter did
not involve an issue implicating public concern).
The Third Circuit's approach would lead to
unacceptable results under a wide range of
applications, including those underlying Garcetti v.
12
Ceballos. This Court held that because Ceballos’
memorandum was drafted in the course of his job
duties, he did not have a cogmzable claim under the
Free Speech clause for anv discipline that occurred as
a consequence of drafting it. However. under the
Third Cireuit’s view, a different outcome could result
if Ceballos had filed a claim under the Petition
Clause. If Ceballos drafted the identical memorandum
in the form of an internal or administrative grievance.
and later suffered discipline as a result. he would
have a cognizable constitutional claim. Ao similar
claim brought under the Free Speech clause weuld
result ina dissimilar outcome.
Indeed, the Third Circuit’s approach, if apphed
to the fact patterns of the cases considered by the
crreunt courts who have ruled differently. would open
a Pandora’s Box of htigation over commonplace
workplace gnevances that have no place in federal
court. See, e.g., Tang v. RL, Dep't of Elderiv Affairs.
163 F.3d 7, 12 (ist Cir. 1998) (observing that Petition
Clause claims simply invelved “individual personal
complaints about working conditions”); Griglev v.
Atlanta, 136 F.3d 752. 755 (1th Cir. 1998) (rejecting
pubhe emplovee's claim that his testumony constituted
protected speech under the Petition Clause, given the
testimony concerned a private domestic altercation
the emplovee had with a co-worker at his home):
Hoffmann v. Mavor, Councitimen, & Citizens of
Liberty, 905 F.2d 229, 233 (Sth Cir. 1990) (recognizing
that emplovee's claim was “wholly personal” because
it involved “a gmevance complaint pursuant to the
City’s personnel rules complaining of his dismissal’):
Yatoin v. Madison Metro. Sch. Dist., $40 F.2d 412. 419
(7th Cir. 1988) (public emplovee's lawsuit specifically
related to the denial of a job promotion — the lawsutt
Was not attempting to vindicate greater mghts).
La
The Third Circutt’s approach elevates the form
of the emplovee’s gmevance over the substance of
whether it involves a matter of pubhe concern. It
creates simply too fine ai line im. distinguushing
between the scope of the Petition Clause versus the
Free Speech Clause in the employment context. The
“public coneern” test. albert) not perfect ino its
admimstration, provides a clearer line for both puble
emplovers and public emplovees. Public emplovers
should be afforded the necessarv leeway te make
managerial decisions (and 1n necessary cases Impose
discipline) without fear of becoming embroiled in a
federal constitutional dispute
The Third Cireuit’s reasoning is problematic
because it does not fully weigh the interests of public
emplovers, who are distinct from. private sector
emplovers. This Court has been willing to allew
speech restrmetions instituted by pubhe emplovers im
the name of institutional efficrency. See Garcetti, 547
US. at 422 (Our helding hkewise 1s supported by the
emphasis of our precedents on affording government
emplovers sufficient discretion to manage their
operations.”). Requiring that pubhe emplovees’ First
Amendment claims be based on matters of pubhe
concern is a reasonable hmiting principle on these
types of legal claims
From a public emplover’s perspective, the Third
Circuit's approach creates the potential for routine
managenal decisions having ne public import to
assume constitutional status. Cf id at 420
CUnderlying our cases has been the premise that
While the First Amendment invests public emplovees
with certain rmyghts. it does not empower them to
‘constitutionalize the emplovee gnevance.”) (quoting
14
Conmrick, 461 U.S. at 154). The Third Circuit's
approach places federal courts in the position of
weighing the propriety of managemal decisions
Whenever an emplovment gmevance arises and a
claim is filed
The simple act of fling a lawsunt or grevance
should not, m itself. confer a greater quantum of
constitutional protection than other forms of speech
No reasoned basis exists to suggest that the Petition
Clause was intended to assume a superior status vis-
a-vis the Free Speech Clause in Bia employment
context. See McDonald vo Smith, > US. 479, 482
(1985) CThe mght to petition is cut from the same
cloth as the other guarantees of [the First]
Amendment, and is an assurance of a particular
freedom oof expression”) Why should pubhe
emplovees who file an administrative “grievance” not
have to establish hke others who exercise First
Amendment rights — that their grievances satistv the
test for “matters of public concern”? Under the Third
Circuit's approach, a court will not inquire into the
context of the grievance, such as whether it invelves
an allegation of corruption, bribery. wide-spread
ractal discrimination, personal improprieties, biased
hiring so practices, fiscal nusmanagement. 9 or
malfeasance. Instead, as long as the dispute ts
denominated as a “gmevance” or the hke. no inquiries
need be made about the content or context of the
dispute.
This reasoning is pecuhar because it seems
Ncongruous to hold that the manner in which the
speech was stvled predominates over the analvsis of
us substance. Consider that under the Third Cireuit’s
paradigm. Ceballos’) “memorandum” involving the
proper disposition of a ocase and Myers’
7
ie)
“questionnaire” about office morale would be entitled
to lesser constituhional protection than Mr
Guarmert's “grievance” challenging a series of new yob
directives without, if seems, anv actual inquiry as
to the substance of the underlving claims
In summary, the Third Cirewt’s view
contravenes this Court's pmor precedents which have
held that a matter of publre concern must be at issue
See Natl Treasury Emps. Union, 513 US. at 466
observing that a pubhe emplovee was entitled to
First Amendment protections “only when the
emplovee spoke ‘as a ciiizen upon matters of publie
eoncern rather than as an emplovee upon matters only
of personal interest.”) (quoting Conmck, 461 US. at
147) The Petition Clause should provide qualitatively
no broader constituhional protection for publi
emplovees compared with other First Amendment
protections. The First Amendment's Petition Clause
should not serve as ai vehicle to challenge all
measures of emPlover-emplovee interactions. Said
differentiv. every private workplace dispute that
ultimately works to the disadvantage of the
government emplovee does not constitute an
impingement on the emplovees First Amendment
rights
B. The Third Circuits approach ignores
the important protections of state and
local “whistleblower” laws and
collective bargaining agreements.
The Third Cireuit’s approach raises the concern
that constitutionahzing Petition Clause claims for
workplace gmevances not involving matters of publie
-
ib
concern will thwart or marginalize ca) laws enacted by
state and local governments that address pubhe
emplovees’ private workplace gmevances as well as
(b) collective bargaining agreements that create and
protect emplovees’ mghts. As this Court has noted, a
“powerful network of lemslative enactments -- such
as Whistle blower protection laws and labor codes
lare] available to those who seek to expose
wrongdoing.” Gareetti, 547 US. at 425. The Third
Circuits view, that emplovers will have the ability to
suppress the petitioning activities of emplovees
absent broader First Amendment protections, 1s
unpersuasive in light of these laws. Moreover. the
recopmtion of a federal Petition Clause claim creates
an imeentive to bypass these state and local
protections in favor of a federal lawsuit
1. The eMfiecacy of state
whistleblower laws and anti-
retaliation provisions may be
undermined by Petition Clause
retaliation claims related to
personal matters.
Everv State affords its workers, whether in the
private or public sector, some form of protection from
retahation for exposing emplover misconduct
Characterized as “whistleblower laws,” these statutes
varv in their breadth and appheability ©
S See Flletta Sangrev Callahan & Terry Morehead, The State of
Siate Whistichlower Protection. 38 Am. Bus L499) 100 (2000)
CO Whistleblower protection statutes have been enacted in each of
the “Rv states
© Callahan & Morehead. supra note 5, at 14-175. Appa A
Qdentifving the wide vanetv of whostleblower protections
available throughout the United States)
7
An example as the Flomda Pubhe Sector
Whistleblower Act CFlomda Whastleblower Act"),
whose legislatiwe intent “iso to prevent. retaliatory
action against emplovees who disclose misconduct on
the part of pubhe offeials” Fla, Dept of Transp:
Ea. Comm'n on Human Relations, S842 So. 2d 253,
256 (Pla. Dist. Ct) App. 20038) * The Act 1s remedial in
nature and “construed hberally in taver of granting
access to the remedy” Martin Cnty. vo. Fdenfield, 609
So. Ld 27, 29 (Fla. 1992). It apphes to “anv state,
regional, county, local, or mumeipal government
entity, whether executive, pudieial, or legislative, anv
oMeal offieer, department, division, bureau,
commussion, authoritv. oor political | subdivision
therem, or anv pubhe school, community college, or
state umiversitv.” Fla. Stat. § 112 3187(3\(a)
The Flomda Whistleblower Act states that “[ajn
agenev or independent contractor shall mot dismiss,
discipline, or take any other adverse personne! action
agamst an emplovee for disclosing information
pursuant to the provisions of this section” Fla Stat
SUIVSISTAyad* oko protects disclosures of
Plomda has a Private Sector Whistleblower Act. which is
similar te the Florida Pubhe Sector Whistieblower Act in many
respects See Fla Stat §$§ $48 101-448 loo
* The Flomda Pubhe Sector Whistleblower Act prohibits
retahation agaist anv andiwidual “who disclases information to
an appropmate agency alleging improper use of governmental
oMee, gross waste of funds, or anv other abuse or gross neglect of
dutv on the part of an agenev, publa oMfeer, or emplovee ~ Fia
Stat $112 3187 (2)
* Under section 112. 3187(5\c) an “adverse personne! action” ts
charactenzed as) “[T]he discharge. suspension. transfer. or
(Continued .)
IS
information including “Any violation or suspected
violahion of federal, state, or lJoeal law. rule, or
relation committed by an emplovee or agent of an
agency or independent contractor Which creates and
presents a substantial and speefie danger to the
pubhe’s health, safety or welfare” as well as “[a]ny act
or suspected act oof gross mismanagement,
malfeasance, misfeasance, gross Waste of pubhe funds,
suspected or actual Medieaid fraud or abuse, or gross
neglect of dutv committed by an emplovee or agent of
ano agenev oor independent contractor” dd
S$ LIL SISTA) ad (hy)
In manv respects the Flomda Whistleblower
\et, and analogous state whistleblower laws, provide
broader protections to pubhe emplovees than are
available under the First Amendment See Sfone v
Poerglades City, Fla, 2007 WL 1247979, at *3 (MLD.
Bla April S30, 2007) (Flomda’s Whaistle-blower'’s Act is
thus not limited to speech protected by the First
Amendment”) The Flomda Whuistleblower Aet, for
example, does not mandate that the public emplovee’s
grievance involve a matter of public concern See Rosa
v0. Dept of Children & Families, 915 Sa. 2d 210, 212
(Fla, Dist. Ct) App 2005) (conceding that emplovee's
allegations could reasonably be considered a personal
“rant” against an oemplover or allegation of
misfeasance, but that this issue was for a jury to
decide)
To have a colorable cause of action under the
Flonda Whistleblower Act, no requirement exists that
demotion of anv emplovee or the withholding of bonuses, the
reduction in salarv or benefits, or anv other adverse action taken
against an employee within the terms and conditions of
employment by an agency or independent contractor ”
19
the public emplovee speak as ai “citizen on oa
newsworthy matter See eg. Walker oo Dept o/
Veterans Affairs, 925 So. 2d 1149 (Fla. Dast Ct. App
20086) (emplovee alleged that he was retahated
against tor raising concerns about the safety of a van
he was driving) Instead. a state emplovee has sixty
davs within which to tile a tormal complaint alleging
that he was discharged, disciphned or suffered an
adverse personnel decision as a consequence of
engaging in conduct protected under the statute See
Fla Stat. § 11231895 C1 a) The statute requires that
to have a colorable claim, the complainant must
satisty the following criteria: ““CL) prior to [the adverse
personnel decision] the emplovee made a disclosure
protected by the statute; 2) the emplovee was
lsubjected to an adverse personne! decision); and 3)
the disclosure was not made in bad faith or tor a
wrongful purpose, and did not occur after an agenev's
personnel action against the emplovee ~ Walker, 925
So. 2d at 1150 (quoting Ala) Dep't of Transp., 842 So
2d at 255) Following receipt of the complaint, the
Flomda Commission on Human Relations bears the
responsibilty for investigating the allegation of
reprisal, Fla Stat. § 112 3189842\a)
The Flornda Whistleblower Act typifies efforts
by other state legislatures in the hist several decades
to protect opubhe emplovees from retahatory
consequences for disclosures of | governmental
)
wrongdoing. waste, or abuse.'!’ These States allow
% See eg. Lars A) Lofgren, Whistledlower Pyotection Shoulda
legisiatures and the Courts Provide a Shelter to Public and
Miuate Sector Emplovwes who Msclose the Wrongdoing of
Emplovers?, 38 SDL Rew. 3816. 319-327 (1993) (discussing the
evolution of state and tedera. whistleblower protection Laws since
the 1960s) See also Callahan & Morehead, supra note 5. at 132.
(Continued cue
20
emplovees to give voice bo concerns about matters that
may impact the proper functioning of the workplace,
thereby improving governmental operations. States
have different degrees of protection for their pubhe
sector employees. For example, some provide
protections for all publhe sector emplovees '! Others
provide protections for both private and pubhe
emplovees and/or emplovers.'!- State whistleblower
laws have their own administrative requirements
regarding the exhaustion of remedies. For example,
an emplovee in Connecticut is required to initially file
a whistleblower complaint with the Auditor of Pubhe
Accounts whereas an employee in New Jersey is first
required to provide notice of wrongdoing to the
appropriate supervisor to address the underlying
matter in oan expeditious manner. Compare Conn
Gen. Stat § 4-6ldd (discussing Connecticut's
administrative requirements), wih Nod. Stat. Ann.
to. Appa A (enumerating state whistleblower laws), Robert G
Vaughn, State Whistleblower Statutes and the Future of
WhistleSlower Protection, 51 Admin Lo Rev. 581, 582 n3 (1999)
(isting hundreds of state statutes protecting whistleblowers)
"See Garcett:, 547 US. at 440 1 8 (Souter, J. dissenting) (citing
Del Code Ann tit 29, § 4115 (2003), Fla. Stat. § 112.3187
(2003), Haw Rev Stat. § 378-61 (1993), Ky. Rev Stat Ann
$ 61.101 (West 2005), Mass Gen Laws ch 149, § 185 (West
2004), New Revo Stat § 281 611 (20038). NCH) Rew Stat. Ann
§$275-E 1 (Supp 2005); Ohno Rev. Code Ann. § 4113.51 (Lexis
L001). Tenn Code Ann. § 50-1-304 (2005)
‘7 Nee, eg. Conn. Gen Stat §§ Al-Silm. 4-61ldd, Fla Stat
$§ 1128187, 448 102. Haw. Rev. Stat. § 378-61, Me Rev Stat
ut. 5. § 4572-A, Minn. Stat. § 181.931, Neb Rev. Stat §§ 48.
Li02, 48-1114. NOH. Rev. Stat. Ann. § 275-Eo2, Nid. Stat. Ann
§$ 3419-3, ND Cent. Code § 34-01-20. Ohio Revo Code Ann
S$ 41138 52(A1), 124 341. Or Rev. Stat § 659A D200, RI Gen
Laws § 28-o0-4, Tenn Code Ann. § 50-1-304.
>)
$34:19-1 (outlining New Jerseys administrative
requirements before a complaint can be filed with a
pubhe body).
The Third Circuit's approach has the potential
to undermine these public sector whistleblower laws,
which stmke a workable balance between rights of
public emplovees to expose workplace misconduct and
nghts of pubhe sector employers to administer
services efficiently. Consequently, federal courts
should not be needlessly forced, under an overly broad
view of the scope of the Petition Clause, into resolving
intra-office disputes that amount to private
yrievances
By allowing public employees to raise First
Amendment claims under the Petition Clause without
regard to the content of the speech, the Third Circuit
undermines the incentive for individuals to first use
applicable state whistleblower statutes. The Third
Circuit holds that as long as a pubhe emplovee has
filed a non-trivolous gmevance or complaint, that
employee may have a cogmvzable retahation claim
under the Petition Clause. This) behef seems
predicated on the concern that, without broad
protections, public employees will not have the ability
to challenge emplover misconduct. This approach,
however, has unintended consequences. For example,
any time a pubhe employee files an administrative
grievance should an employer assume that an entirely
unrelated adverse administrative or = diseciphnary
acuion is never permissible? If an employee beheves
he wall automatically have a federal forum to raise
concerns about alleged workplace improprieties, why
bother to pursue rehef under whistleblower statutes”
And, if the Petition Clause provides duplicative
oe
protections with state whistleblower laws, what need
exists for the latter?
Pubhe sector whistleblower laws exist, In many
respects, to provide pubhe emplovees with a
mechanism to expose misconduct — whether a public
concern or not — without the fear of incurring an
adverse personnel decision. By eliminating the
requirement that a public employee's grievance must
involve a matter of public concern, the Third Circuit's
approach undermines state whistleblower laws and
potentially makes federal courts the first avenue for
relief, versus the last, for matters that do not involve
public concerns.
2. The efficacy of collective
bargaining agreements, labor
laws, and related common law
doctrines may be undermined by
Petition Clause retaliation claims
related to personal matters.
Publhe emplovees, particularly those who work
in state government, have a raft of contractual
protections that safeguard them from retahation for
engaging in protected activity. A non-exhaustive
listing of state statutes evidences that a majority of
States permit public emplovees to engage in collective
bargaining with their employers regarding matters
including filing formal grievances or complaints
without fear of discharge or discrimination from the
emplover.''
' See, eg. Alaska Stat. § 23.40.110(a)(4); Cal. Govt Code
§ 3519%a), Conn. Gen. Stat. § 5-272(a\5); Del. Code Ann. tit. 19,
§ 1307(a\4); D.C. Code Ann. § 1-617.04(a\4); Fla. Stat
§ 447.501(1d): Haw. Rev. Stat. § 89-13; 4 Ill Comp. Stat
(Continued ...)
These protections derive from collective
bargaining agreements, which allow employees to
engage in certain protected activities without fear
that their activities will lead to dismissal. Under most
collective bargaining agreements, or similar statutory
provisions, public employees are permitted to file
grievances related to their employment conditions.
Consequently, if an employer has undertaken conduct
that is alleged to violate the terms of these collective
agreements, employees (or their representatives) may
seek redress by filing a grievance. Indeed, Mr.
Guarnieri took advantage of grievance mechanisms
and prevailed twice. His experience is a good example
of the efficacy of these types of collective bargaining
agreements.
This Court has cautioned that the protections
accorded by the Free Speech Clause “do[ | not require
a public office to be run as a roundtable for employee
complaints over internal office affairs.” Connick, 461
U.S. at 149. The Third Circuit’s approach, however,
would lead to this result. Here, a simple dispute
involving a series of additional job responsibilities has
315/1Ma\(3); Towa Code § 20.10(2)d): Kan. Stat. Ann. § 75-
4333(b)(4); Me. Rev. Stat. tit. 26, § 979-C(1)(D); Md. Code Ann.
State Pers. & Pens. § 3-306(a)(5); Mass. Gen. Laws ch. 150K.
§ 10{a)(4); Mich. Comp. Laws § 423.209; Minn. Stat.
§ 179A.13(2)(4); Mont. Code Ann. § 39-31-401(4); Neb. Rev. Stat.
§ 81-1386(2\(d); N.H. Rev. Stat. Ann. § 273-A:5(1\(d); N.J. Stat.
Ann. § 34:13A-5.4(a)(4); N.M. Stat. Ann. § 10-7E-19; NY. Civ.
Serv. Law § 209-a(1)(c): Ohio Rev. Code Ann. § 4117.11(A)(4); Or.
Rev. Stat. § 243.672(1)(d); 43 Pa. Cons. Stat. § 1101.1201(a)¢4):
R.1. Gen. Laws § 28-7-13(8): S.D. Codified Laws § 3-18-3.1(4); Vt.
Stat. Ann. tit. 3, § 961(4); Wash. Rev. Code § 41.56.140; Wis.
Stat. § 111.06(1)(b).
24
taken on constitutional dimensions. Cf. id. at 146
(‘When employee expression cannot be fairly
considered as relating to any matter of political,
social, or other concern to the community, government
officials should enjoy wide latitude in managing their
offices ... .”). The Third Circuit’s approach effectively
undermines public sector collective bargaining
agreements, which already prohibit employers from
discriminating against employees for filing a
grievance or complaint.
Federal courts should not be forced to referee
minor workplace disputes that are better suited for
disposition under state whistleblower laws or
collective bargaining protections. Was overtime pay
improperly denied? Was an emplovee disciplined as a
consequence of refusing to accept a job transfer? Were
assigned work duties beyond the purview of
contractual obligations? Was the time allotted for
lunch insufficient? Each of these may be a legitimate
basis for filing a personal grievance or pursuing a
state remedy; but each should not be a federal claim
absent a showing of public concern. Collective
bargaining agreements, labor laws, and whistleblower
statutes — not the First Amendment’s Petition Clause
— are better suited to deal with these issues, as well
as allegations of employer retaliation relating to
wholly personal issues. The Third Circuit’s approach
minimizes the importance of these legal protections.
Reversing the Third Circuit will not reduce the ability
of public employees to vindicate the exercise of First
Amendment rights on matters of public concern; nor
will it leave public employees without redress. Rather,
reversal would simply bring the Third Circuit into
accord with the ten circuits that have considered this
25
issue, and give breathing space to the state and local
laws that permit public sector employees to pursue
grievances and remedies for personal employment
matters in the workplace.
CONCLUSION
For all of the above reasons, this Court should
reverse the decision of the United States Court of
Appeals for the Third Circuit.
Respectfully submitted,
BILL MCCOLLUM
Attorney General of Florida
SCOTT D. MAKAR’
Solicitor General
RONALD A. LATHAN
Deputy Solicitor General
PL-01, The Capitol
Tallahassee, FL 32399-1050
850-414-3300
850-410-2672 fax
Counsel for Amici Curiac
*Counsel of Record
December 13, 2010
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.