Petition for a Writ of Certiorari — Bornhurst v. United States
Supreme Court brief1948
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: FES 5 1948
CRARLIS CLMORE GROPLEY
Shean
SUPREME COURT OF THE UNIT
OCTOBER TERM, 1947
No. 574
CLYDE BURDETTE BORNHURST, a Minor, sy ISABEL
BORNHURST, His Guarpian ap Litem,
Petitioner,
vs.
THE UNITED STATES OF AMERICA,
Respondent
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES CIRCUIT COURT OF APPEALS,
NINTH CIRCUIT, AND BRIEF IN SUPPORT
THEREOF.
\
Kweianp C. Tanner,
Counsel for Petitioners.
Epwarp J. Ciark,
Dee B. Tanner,
Of Counsel.
= eine J
j
pW) APE
INDEX \
Sussect InpEex
j
Petition for writ of certiorari.....................
Summary statement of matter involved........
Jurisdictional statement .....................
Opinion of the Court below ...................
SN SIs 2 Wd. viw.s swmbneia aes
Reasons relied on for allowance of writ.........
ee ae eee ee ok aN) 6 he Riad
Brief te support of petition .... ..... ccs. cca ceas:
Opinions of the Courts below..................
Grounds on which jurisdiction of Supreme Court
of the United States is invoked.............. 12
IIE Wa 6 cs gh Gas Koss vege vine 13
Beceem OF GrPerS.. ... 2... 15
TES RE Sn ae ers Wee 17
I. A seaman, while off duty aboard ship,
does not assume the risk of injury due
to unseaworthy appliance .......... 17
II. The formal findings of the District Court
affirmed by the Cireuit Court of Ap-
peals, Ninth Circuit, do not correctly
represent the views of those courts
with respect to the issues of unsea-
worthiness, negligence and damages,
the nub of the rulings by each court
being that the petitioner was not act-
ing within the scope of his employ-
ment while off duty ................ 23
AGRIC SE Mie SS isi: REE Ine a 27
=e Oonone
—
TaB_e or Cases CITED
Adams v. American President Line (1944), 23 Cal.
PASS a aan AI are eae ee SG aliigi v-v os 22
Aguilar v. Standard Oil Co. (1943), 318 U. S. 724 3,9, 17,19
Arizona v. Anelich (1936), 298 U.S.110............ 8
Beadle v. Spencer (1936), 298 U.S. 124............. 8
H. A. Scandrett (CCA-2 1937), 87 F. (2d) 708... .. 8, 19, 20
Jesionowski v. Boston and Maine Ry. (1947), — U.S.
IN ioe Cccc ily Saya hae Khan waa 27
—4655
nM
li INDEX
Page
Krey v. U.S.A. (CCA-2, 1941), 123 F. (2d) 1008. ... 3,8, 20
Kyriakos v. Goulandris (CCA-2, 1945), 151 F. (2d) |
BOR os. isch ke eanes ee ca res te 3, 8, 21 |
Langnes v. Green (1931), 282 U.S. 531............. 26
Mahnich v. Southern S.S. Co. (1944), 321 U. S. 96,
8, 11, 12, 26
Meyer v. Dollar S.S. Line (CCA-9, 1931), 49 F.
RPE Oh CEP Pe ine Oa eee Pers 20
Northwestern Pac. Ry. Co. v. Fiedler (CCA-9, 1931),
52 F. (2d) 400 (cert. den. 305 U. S. 605)........... 17
Nowery v. Smith (E.D. Pa. 1946), 69 Fed. Supp. 755. . 20
Radoveic v. Prine Pavle (S.D. N.Y., 1942), 45 Fed.
IR RS be ui ee or ae ee a es Peake ee oe 21
Seas Shipping Co. v. Sieracki, 328 U.S. 85.......... 12, 26
Socony-Vacuum Oil Co. v. Smith (1939), 305 U. S.
EE ck Sock ee ale ee saa 2, 3, 7, 8, 9, 13, 17, 18, 22
States S.S.Co. v. Berglann (CCA-9, 1930), 41 F. (2d)
Oks Pa coe cae es es eee as x Sas 3, 9, 20
Sundberg v. Washington Fish and Oyster Co. (CCA-9,
te BE ae eee ee 3, 9, 20
The Alpha (E.D. Pa. 1942), 44 Fed. Supp. 809...... 20
Tiller v. Atlantic Coast Line Ry. Co. (1943), 318
Wp a ie Sangeet bre la es hans va esha 8
United Dredging Co. v. Lindberg (CCA-5, 1927), 18
F. (2d) 453 (cert. den. 274 U. S. 759)......... ... 3, 8, 20
Whiting-Mead Co.,v. Industrial Acc. Comm. (1918),
ee, CE ee I BE 6s ek cee Sb ac cea ena 19
Wong Bar v. Suburban Petroleum Transport, Inc.
(COB-S; 1968), 100 ©. (6) 7... 2... ee 20
Zurich General Accident Co. v. Brunson (CCA-9,
SN WE A a re co ow wc ek
Statutes Crrep
Federal Employers Liability Act (Apr. 22, 1908, c.
149, See. 1, 3, 4, 35 Stat. 65, 66; Aug. 11, 1939, ¢.
685, Sec. 1, 53 Stat. 1404, Title 45 U.S.C.A. See. 51,
RR er aia ir cess Cae eno 6, 7, 12
Jones Act (June 5, 1920, C. 250, Sec. 33, 41 Stat. 1007,
Title 46 U.S.C.A. Sec. 688)................... New D6
Judicial Code, Sec. 240 (a) as amended, Title 28
RE ee cocks uan sc carers
= a
SUPREME COUAT OF THE UNITED STATES
OCTOBER TERM, 1947 ;
No. 574
CLYDE BURDETTE BORNHURST, « Mrwnor, sy ISABEL
BORNHURST, His Guarpian ap Litem,
Pa Petitioner,
THE UNITED STATES OF AMERICA,
Respondent
UNITED STATES CIRCUIT COURT OF APPEALS
PETITION FOR WRIT OF CERTIORARI TO THE
FOR THE NINTH CIRCUIT.
To the Honorable, the Chief Justice and the Associate
Justices of the Supreme Court of the United States:
The petition of Clyde Burdette Bornhurst, (by Isabel
Bornhurst, his Guardian ad Litem) seaman, for a writ of
certiorari to review a decree of the Circuit Court of Appeals
for the Ninth Circuit, entered on the 4th day of December,
1947, affirming a judgment dismissing his action entered
March 3, 1947 by the District Court of the United States
for the Southern District of California, Central Division,
respectfully shows:
Summary Statement of Matter Involved
This petition squarely presents the question reserved
in the concluding paragraph of the opinion of this court
if
——— - 627 Se AE DE See SEE
POL ALTOID
—y
in Socony-Vacuum Oil Co. v. Smith, 305 U. S. 424, as to the
shipowner’s duty with respect to maintaining a seaworthy
vessel for seamen not actually working.
The United States Circuit Court of Appeals for the Ninth
Circuit, contrary to the provisions of Title 46 U.S. C. A,,
Sec. 688, and contrary to the admiralty law governing sea-
worthiness, denied to a seaman recovery for injuries re-
ceived aboard his vessel, on the narrow ground that he
‘‘assumed the risk’’ of a dangerous, negligent and unsea-
worthy condition because he was not actually working
at the time of his injury.
The petitioner was one of three wipers aboard the vessel
and immediately before receiving the injury had been en-
gaged, pursuant to orders, in cleaning the quarters of the
engine room crew in a forecastle having a temperature of
above 100 degrees. During a breathing or cooling off period
petitioner idly rested his hands on a tank top coaming
and received serious injuries to his hands through the
sudden falling of the tank top weighing some 600 pounds
upon his hands. The Circuit Court of Appeals, affirming
-the lower court, held that he alone was negligent in that
he ‘‘voluntarily and not in the performance of any work
or duty which he was required to do or perform, placed
his hands on the edge of the tank. * * * Said acts on
the part of libelant were prompted solely and exclusively
by the libelant’s curiosity. * * * The libelant had no
duties of any kind to perform at or near the tank top,
and if the libelant had continued in the performance of his
regular duties he would not have been injured”’ (R., p. 219).
This conclusion of the Circuit Court of Appeals adopted
the conclusion of the District Judge who tried the case to
the effect that if the petitioner ‘‘in the course of his duties,
had to go over and put his hands on the edge of that tank
top and lean over and look into it, then * * * there
is no doubt but what he would be entitled to recover”’ (R.,
2
3
p. 215). The court concluded that because the petitioner
was not actually working he assumed the risk of the condi-
tions that caused the injury (R., pp. 211, 212, 213, 216).
This record presents squarely the question reserved by
this court in the final paragraph of Socony-Vacuum Oil
Co. v. Smith, (1939) 305 U. S. 424, 59 S. Ct. 262, 267: Does
the duty owed a seaman under the Jones Act and also with
respect to seaworthiness enure to and protect a seaman
when he is in common parlance ‘‘ off duty’’ or resting aboard
ship? The Circuit Court answered this question against
liability to the seaman, contrary to its own decisions and
the decisions of a number of other circuits, and dismissed
petitioner’s libel for injuries thus received.
Sundberg v. Washington Fish & Oyster Co. (C. C. A.-
9) 138 F. (2d) 801, 803;
States S. S. Co. v. Berglann, (C. C. A.-9, 1930) 41 F.
(2d), 456, 457, 458;
United Dredging Co. v. Lindberg (C. C. A.-5, 1927), 18
F. (2d), 453, 455; cert. denied 274 U. S. 759;
Kyriakos v. Goulandris, (C. C. A.-2, 1945), 151 F. (2d),
132, 138;
Krey v. United States (C. C. A.-2), 123 F. (2d) 1008.
The question of ‘‘off-duty liability’’ reserved in Socony-
Vacuum Oil Co. v. Smith, supra, was answered in favor of
liability with respect to shore injuries in relation to main-
tenance and cure in Aguilar v. Standard Oil Co., 318 U.S.
724; 63 S. Ct. 930. But the reserved question with respect
to off-duty liability under the Jones Act for unseaworthiness
has not yet beer passed upon by this court, and is squarely
presented by this petition. The adverse ruling of the Dis-
trict Court on this issue was affirmed by the Circuit Court
of Appeals.
The trial court signed formal findings prepared by coun-
sel for respondent. These findings did not follow the deci-
4
sion or reasoning of the trial court in that they purport
to exonerate the ship from the charges of unseaworthiness,
negligence and damages. It is, therefore, necessary to
review the salient facts as to how the petitioner received his
injuries and briefly the nature of the unseaworthiness estab-
lished by petitioner. A more detailed reference to this
testimony is included in the brief accompanying this peti-
tion.
Clyde Bornhurst, aged 16 years (R., p. 36), was one
of three wipers employed on the respondent’s tanker
SS Puente Hills on May 12, 1945, at a monthly wage.
While the vessel was anchored off Finschaven, New Guinea,
he had been assigned to cleaning and sweeping the hot, dusty,
forecastle where the temperature was above 100 degrees.
After working for an hour or so he went out to the well
deck to ‘‘get a breath of fresh air,’’ idly leaned against a
tank top, and received serious injuries to his hands when a
tank top cover dropped upon them.
The tank top is a cylindrical iron collar about 5 feet in
diameter and about 2% feet high, rising from the well deck
around an opening in the tank itself. A heavy cover or
lid, weighing about 600 pounds, hinged at the rear, is
raised or lowered by operation of a ‘‘jack screw’’ iuechan-
ism. The jack screw is a large threaded bolt about 6 feet
long and 1% inches in diameter, upon which a ‘‘swivel
plate’’ is turned as the tank cover is moved. As the cover
raises the jack screw tilts backward. Due to the ‘‘worm
gear’’ the movement of the cover itself is imperceptibly
slow, as the swivel plate nut is turned by use of a large
ratchet wrench.
The tank top raising mechanism was badly rusted (R.,
p. 98) corroded and ‘‘frozen’’ (R., p. 121). This con-
dition was apparent to the mates and men in the deck
department (R., p. 103). It had existed since the vessel
left San Pedro, California (R., p. 101). Witness Binder,
a
the maintenance man, whose duty it was to keep the parts
in good working order (R., p. 70) had discussed the con-
dition with the Chief Mate (R., p. 132, 133), but nothing was
done. He reported the condition to the boatswain and asked
permission to repair and grease these moveable parts be-
cause there was a danger. He was positive that the hack
screw on the tank top where the accident occurred was cor-
roded (R., p. 133). The boatswain discussed the condition
with the Chief Mate before the accident (R., p. 112, 115),
but no order was given to him to ‘‘unfreeze’’ the jack screw.
On May 12, 1945, and prior to the accident, when the vessel
was 36 days out from San Pedro, two men, under the
direction of the Chief Mate, were attempting to raise the
tank top cover. Due to its ‘‘frozen’’ condition they were
having some difficulty and were using a large ratchet wrench
with a leverage of about 11% or 2 feet (R., p. 48). They had
succeeded in raising it to about a 45 degree angle, where it
apparently became fast.
Petitioner, while this work was going on, had been sweep-
ing the engine room crew’s quarters on the well deck level.
He commenced this work at about 8:00 A. M. (R., p. 41). It
was hot and dusty in the forecastle (R., p. 64). The Chief
Engineer Haugen testified that it was close to 100 degrees
on deck and higher in the forecastle (R., p. 190), and that it
is customary and necessary (R., p. 191) for a man to go out
on deck for a ‘‘breath of fresh air’’ (R., p. 200). Peti-
tioner left the forecastle, went a short distance (R., p.
85) to the tank top, to lean against it and rest (R., p. 64).
With the curiosity characteristic of a 16 year old boy, he
looked into the half open tank (R., pp. 64-5). He faced
the tank top and placed his hands on the coaming. There
is some doubt as to whether the tank top was actually
moving (R., p. 67). Petitioner himself does not remem-
ber whether it was or not, but the fact that the men
doing the work applied sufficient force to break the jack
5
ars
screw, attempting to move it, justifies the inference
that the cover was wot in motion. In any event, if the
mechanism had been well greased and in perfect working
order the upward motion would have been so slow as
hardly to have been noticed.
The jack screw being titled backward with the cover at a
half-opened position, the men were crouching behind the
cover to turn the wrench. They applied sufficient pressure
to break the brass bolt, 14% inches in diameter.
The cover, held only by the jack screw, fell suddenly.
Someone, possibly the mate (R., p. 68) shouted ‘‘Look
out.’’ Petitioner had time to withdraw his head and
shoulders, but the cover fell heavily on his hands. The
permanent injuries he suffered were described by Dr. Spear
as a ‘‘horribly deformed left hand’’ (R., p. 159).
After the accident the broken jack screw was examined.
The ends showed a flaw or ‘‘airpocket’’ (R., p. 174) the
size of a dime or penny (R., pp. 125, 126), the break was
‘*clean’’ around the perimeter (R., p. 129) but not at the
center (R., p. 128) where it was discolored. The broken
jack screw was replaced by a replacement part, carried
aboard, because these jack screws ‘‘worked hard’’ and were
expected to break (R., p. 196). Some of them did break and
nearly all of them bent (R., p. 127).
The Basis of the Court’s Jurisdiction
The jurisdiction of this Court is founded upon Section
240(a) of the Judicial Code, as amended, Title 28 U.S. C. A.,
Sec. 347(a).
The Federal Statutes construed by the court below, which
construction is claimed to be in error, are as follows:
The Jones Act (June 5, 1920, C. 250, Sec. 33, 41 Stat. 1007,
Title 46 U. S. C. A. See. 688;
Federal Employers’ Liability Act (April 22, 1908) e. 149,
Sec. 1, 3, 4, 35 Stat. 65, 66; August 11, 1939, ¢. 685, Sec. 1, 53
7
Stat. 1404, Title 45 U. S. C. A. See. 51; Title 45 U.S.C. A,
See. 51, 53, 54.
The date of the judgment and decree of the United States
Circuit Court of Appeals for the Ninth Circuit sought to be
reviewed is December 4, 1947.
This petition presents the following special and important
reasons for review of the opinion ana decree below:
(a) The Cireuit Court of Appeals by its decision has ig-
nored the fact that the ship, particularly at sea, is both the
home of the seaman and the place in which the seaman works.
In both particulars the seaman must accept the conditions
as he finds them, both during his hours on duty and in those
periods when he is relaxing or even indulging in the satisfac-
tion of an idle ‘‘curiosity.’’
(b) The Cireuit Court of Appeals in its opinion has re-
fused to give effect to the rule which makes the ship re-
sponsible to a seaman injured through negligence or unsea-
worthiness during periods he is not working.
(c) The Cireuit Court of Appeals has, in the decision and
decree appealed from, decided an important question of
admiralty law which has not been, but which should be, set-
tled by the Supreme Court, being the point of law expressly
reserved in the final paragraph of the decision of this Court
in Socony-Vacuum Oil Co. v. Smith, 305 U. S. 424, 59 S. Ct.
962, 267 (Rule 38(b)).
Opinion. of the Court Below
The opinion of the Circuit Court of Appeals, Ninth Cir-
cuit, is dated December 4, 1947. The case on appeal was
heard by Justices Mathews, Stephens and Orr.
Questions Presented
The questions presented are:
(a) Whether or not the United States Circuit Court of
Appeals, 9th Circuit, and the District Court erred in not
holding that the ship was under a legal duty to avoid injur-
ing a seaman either negligently or through an unseaworthy
2f
a
condition during a time when the seaman was not perform-
ing the particular tasks assigned to him and was resting
from his work.
(b) Whether or not said lower courts erred in not finding
that the proximate cause of petitioner’s injuries was the
unseaworthiness of said ship.
8
Reasons Relied upon for Allowance of Writ
(1) The decision of the Circuit Court of Appeals for the
Ninth Circuit on the basic question of liability, assumption
of risk and contributory negligence is in direct conflict with
the applicable decisions of this Court in:
Mahnich v. Southern S. S. Co. (1944), 321 U.S. 96;
Arizona v. Anelich (1936), 298 U. S. 110;
Beadle v. Spencer (1936), 298 U. S. 124;
Tiller v. Atlantic Coast Line R. Co. (1943), 318 U.S. 54;
Socony-Vacuum Oil Co. v. Smith (1939), 305 U. S. 424.
(2) The question of whether a seaman who is injured by
an unsafe appliance while ‘‘off duty’” was specifically re-
served in the final paragraph of :
Socony-Vacuum Oil Co. v. Smith (1939), 305 U.S. 424.
(3) The decision of the Circuit Court of Appeals is in di-
rect conflict with,the decisions of the following Circuits:
\
Second Circuit:
The H. A. Scandrett (1937), 87 F. (2d) 708;
Krey v. U.S. A. (1941), 123 F. (2d) 1008; |
Kyriakos v. Goulandris (1945), 151 F. (2d) 132. 2
Fifth Circuit:
United Dredging Co. v. Lindberg (1927), 18 F. (2d) 453
(Cert. denied 274 U 2).
_—
9
Its own decisions in the Ninth Circuit:
Sundberg v. Washington Fish and Oyster Co. (1943),
138 F. (2d) 801;
States S. 8. Co. v. Berglann (1930), 41 F. (2d) 456.
(4) The decision of the Circuit Court of Appeals is
entirely contrary to the principles of this Court announced
in the case of:
Aguilar v. Standard Oil Co. (1943), 318 U. S. 724;
where this Court held that a seaman ‘‘off duty’’ was never-
theless sufficiently within ‘‘the framework of his existence’’
and scope of his employment to entitle him to recover
maintenance and cure.
(5) The decision of the Circuit Court of Appeals presents
the important question reserved in Socony-Vacuum Oil Co.
v. Smith, supra, as to whether the ship was liable to peti-
tioner for an unseaworthy condition which proximately
caused petitioner’s injuries during a period he was tempo-
rarily resting from his assigned work.
Prayer
WHeERrEFoRE your petitioner prays that a Writ of Certio-
rari be issued out of and under the seal of this Court, di-
rected to the United States Cireuit Court of Appeals, Ninth
Cireuit, commanding said court to certify and send to this
Court the transcript of the record in the above entitled Clyde
- Burdette Bornhurst, a minor, by Isabel Bornhurst, his
guardian ad litem, appellants, vs. United States of America,
appellee, No. 11,577, and all the proceedings in said United
States Circuit Court of Appeals to the end that said cause
may be reviewed and determined by this Court and the
judgment of the United States District Court, for the South-
ern District of California, Central Division, and the judg-
10
ment of the United States Circuit Court of Appeals, Ninth
Cireuit, be reversed and the case remanded for further pro-
ceedings according to law.
Criype Burpetre Bornuurst,
A Minor,
By Isaneit Bornuvurst,
His Guardian ad litem;
Kyextanp C. Tanner,
Of Attorneys for Petitioners,
P.O. Address: 1041 Pacific Bldg.,
Portland 4, Oregon.
Attorneys:
Epwarp J. Ciark,
1041 Pacific Building,
Portland 4, Oregon;
Dee B. Tanner,
507 Continental Building,
Los Angeles 13, California.
—_—_———_»
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1947
No. 574
CLYDE BURDETTE BORNHURST, a Miwon, sy ISABEL
BORNHURST, His Guarpian ap Lirem,
Petitioner,
vs.
THE UNITED STATES OF AMERICA,
Respondent
BRIEF IN SUPPORT OF PETITION FOR WRIT OF
CERTIORARI TO THE UNITED STATES CIRCUIT
COURT OF APPEALS FOR THE NINTH CIRCUIT.
Opinions of the Courts Below
The opinion of the Circuit Court of Appeals has not as yet
been officially reported, but is printed in the record (R., p.
218).
No oral opinion was rendered by the District Court for
the Southern District of California, Central Division, but
its findings of fact and conclusions of law appear in the
record (R., pp. 17-20) and a clear explanation of the
court’s decision appears in a colloquy between the court
and counsel (R., pp. 208-216). At page 209 the court ruled
that the law as announced in the Mahnich case (Mahnich
12
v. Southern S. S. Co., 321 U. S. 96, (1943) was applicable
only when the seaman was injured while in the performance
of some duty. On page 210, the court stated that if this
injury had occurred in the performance of one of peti-
tioner’s duties he would not have been held to have
assumed the risk. And fer further statements by the court
to this effect see the record (R., pp. 211, 212, 215, 216).
Grounds on Which Jurisdiction of the Supreme Court of
the United States Is Invoked
The jurisdiction of this court is founded upon Section
240(a) of the Judicial Code, as amended, Title 28 U.S.C.A.
See. 347(a). The Federal Statutes construed by the court
below;-which construction is claimed to be in error, are as
follows : |
Federal Employers’ Liability Act (April 22, 1908, c. 149,
See. 1, 3, 4, 35 Stat. 65, 66, August 11, 1939, c. 685, Sec. 1,
53 Stat. 1404; Title 45 U.S.C.A., Sec. 51; Title 45 U.S.C.A.,
Sees. 51, 53, 54; Jones Act, Sec. 688, Title 46 U.S.C.A.;
Liability for unseaworthiness as defined in Seas Shipping
Co. v. Sieracki, 328 U. S. 85; 66 8. Ct. 872.
The petition presents the following special and impor-
tant reasons for review of the opinion below:
(a) The Cireuit Court of Appeals by its decision has
ignored the fact that the ship, particularly at sea, is both the
home of the seaman and the place in which the seaman
works. In both particulars the seaman must accept the con-
ditions as he finds them, both during his hours on duty and
in those periods when he is relaxing or even indulging in the
satisfaction of an idle ‘‘ curiosity.’’
(b) The Cireuit Court of Appeals in its opinion has re-
fused to give effect to the,rule which makes the ship respon-
sible to a seaman injured through negligence or unsea-
worthiness during periods he is not working.
os
<n fates
13
(c) The Circuit Court of Appeals has, in the decision and
decree appealed from, decided an important question of
admiralty law which has not been, but which should be,
settled by the Supreme Court, being the point of law ex-
pressly reserved in the final paragraph of the decision of
this Court in Socony-Vacuum Oil Co. v. Smith, 305 U. S.
424; 59 S. Ct. 262, 267; (Rule 38(b), Revised Rules of the
Supreme Court.)
Statement of the Case
Petitioner, aged 16 years (R., p. 36) on April 17, 1945,
signed shipping articles for employment by respondent
on the tanker owned by it known as the SS Puente Hius
(R., p. 36) in the engine room crew as a wiper. He
was paid on a monthly basis (Answer, R., pp. 8, 58). He
was assigned off Finschaven, New Guinea, about 8 A. M. to
cleaning and sweeping the hot, dusty forecastle where the
temperature was about 100 degrees (R.,. pp. 41, 63, 190).
It was customary and necessary for men to go out on deck
for a breath of fresh air (R., pp. 191, 200). Petitioner
left the forecastle and went a short distance to the tank
top (R., pp. 84, 85) to lean against it and rest (R., p. 64).
With the curiosity characteristic of a 16 year old boy,
he looked into the half open tank (R., p. 64). Crew mem-
bers working on the cover applied sufficient pressure to
break a brass bolt 14% inches in diameter, causing the cover
to fall suddenly (R., pp. 66, 68). Petitioner suffered per-
manent injuries consisting of amputated fingers and in-
juries to his left hand (R., p. 159). After the accident the
broken jack screw was examined. The end showed a flaw
or airpocket (R., p. 174) the size of a dime or penny (R.,
pp. 125, 126). The break was clean around the perimeter
(R., p. 126) but not at the center (R., p. 128), where it was
discolored. , The broken jack screw was replaced by a re-
placement part carried aboard because these jack screws
ee oe ene
Sr eegeenneenrneee
14
‘‘worked hard’’ and were expected to break (R., p. 196).
Some of them did break and nearly all of them bent (R.,
p. 127).
An examination of the record will disclose little, if any,
conflict on the unseaworthy condition of the appliance which
caused petitioner’s injuries. The working pins were badly
rusted (R., p. 98); the pins were corroded when the ves-
sel was at San Pedro (p. 101); there was no way to get
grease to the moving parts (p. 101) ; the rusty condition was
apparent to the employees of the ship (p. 103) ; it was filed
off after the accident (p. 107); the jack screws were cor-
roded (p. 121); the swivel bearings would not revolve (p.
184); the jack screws worked hard (p. 195); there was a
flaw or airpocket in the jack screw the size of a dime (p.
125); this flaw showed discoloration to a person not a
metallurgist; it showed a clean, fresh break at the edges,
but the center of the break was not clean; it was apparent
that the metal was not completely joined (p. 128). There
was testimony to the effect that the condition of the tank
raising mechanism was generally bent and corroded (p.
131). The pins in the bolts were corroded (p. 172); the
jack screws were frozen by rust and corrosion (p. 173).
Alfred Binder, the maintenance man, testified that condi-
tions were poor (R., p. 131), that the pins were rusted and
corroded and could not be moved easily (R., p. 131), that
it was his duty to repair and condition these parts, that
he knew there was a danger (R., p. 133), that he had asked
the boatswain for authority to correct the condition but
could not obtain such authorization (R., p. 933). The mate
(who personally supervised this raising operation) stated
that the top raising mechanism was not in poor condition
before the accident but that he did not know the condition
(R., p. 170) and had not examined the equipment (R., p.
172), although he knew of corrosion in the bolt. The break
in this jack screw, as well as in the others that broke, was
—_—_——
—
15
due to strain as pressure was applied to the ‘‘frozen’’
mechanism (R., p. 173). The Chief Engineer testified that
there had been previous trouble with jack screws on a pre-
vious voyage, and that they were expected to break, and
that extra replacement parts had therefore been requisi-
tioned (R., pp. 195, 196).
. The petitioner was the youngest member of the crew
(R., p. 836). He had been at sea for 24% months, had never
seen a similar accident (R., p. 87), knew that it was the
deck department’s job to open tank tops, had worked about
other tank tops ‘‘butterworthing’’ or steam cleaning them
(R., p. 50) when the tank covers were held at 45 degrees
or more. There is nothing to indicate that he knew of any
danger or had any reason to expect that a tank top cover
held up by a 1% inch jack screw would fall. He had had
nothing to do with opening tank tops (R., pp. 70, 83). He
did know that it was customary for the crew to lean
against the tank tops, and he himself had had occasion to
‘thang around’’ them (R., p. 86).
Specification of Errors
The United States Circuit Court of Appeals, Ninth Cir-
cuit, erred:
(1) In holding and decreeing that petitioner assumed the
risks of injury from unseaworthy equipment during the
periods of time he was not actually working, and in not
holding and decreeing that he did not assume those risks
while ‘‘off-duty.’’
(2) In concluding that the petitioner was not entitled to
recover and that his libel should be dismissed on the follow-
ing findings of the trial court set forth in its opinion of
December 4, 1947, herein:
‘*The libelant, voluntarily and not in the performance
of any work or duty which he was required to do or
Pena
a
perform, placed his hands on the edge of said tank
and leaned forward, supporting his weight by his hands,
for the purpose of examining the inside of said tank.
Said acts on the part of the libelant were prompted
solely and exclusively by the libelant’s curiosity, and
the libelant sustained injury to his hands when said
tank top suddenly descended and pinched the libelant’s
fingers between the under surface thereof and the rim
of said tank. * * * The libelant had no duties of
any kind to perform at or near the tank top, and if
the libelant had continued in the performance of his
regular duties, he would not have been injured. * * *
‘By placing his hands upon the rim of said tank while
work was being done with reference to the tank top,
the libelant (appellant) * * * assumed the risk of in-
jury which might ensue.’ Appellant contends that this
holding was erroneous. In view of the conclusions
reached by us, this contention need not be considered.”’
(3) In making the following ruling:
‘‘Upon the facts found, the court correctly concluded
that appellant was not entitled to recover, and that the
libel should be dismissed with costs to appellee.’’
(4) In making the following ruling:
‘(The findings are supported by substantial evidence,
are not clearly erroneous, and hence should not be
disturbed.,’’
16
And in not finding and decreeing that the respondent
was liable to petitioner for the unseaworthy and negligently
unsafe condition of the ship, which conditions proximately
caused petitioner’s substantial injuries.
ae
ARGUMENT
Point I
A seaman, while off duty aboard ship, does not assume
the risk of injury due to unseaworthy appliance.
This point has been specifically reserved by this court in
Socony-Vacuum Oil Co. v. Smith (1939), 305 U. S. 424, when
it said:
‘‘We leave to future cases as they may arise the
determination of what rule is to apply in cases where
the seaman’s election to use an unsafe appliance is in
disobedience of orders or made while not on duty.”’
A distinction is drawn in the case of Aguilar v. Standard
Oil Co., (1943) 318 U. S. 724, between a seaman who leaves
a ship for his own purposes and a seaman who goes ashore
contrary to orders. This court appropriately pointed out
that for the work on shipboard to move smoothly, relaxation
ashore is necessary. In the case at bar it was likewise
necessary for petitioner to fortify himself with a breath
of fresh air before resuming his dusty job in the hot fore-
castle. It is likewise necessary for a seaman to sleep during
part of his time aboard ship. The ruling in this case would
deny him recovery for an injury caused by a defective bunk
because he assumed a risk while not actually working, or
for injuries suffered at any other time while not actually
performing actual physical work.
We have adverted to the evidence showing that the peti-
tioner had been to sea for 24% months (R., p. 87); that he
knew it was customary for the crew to lean against the tank
tops (R., p. 86). He should not be charged with negligence
for doing what experienced members of the crew had done.
In the case of Northwestern Pac. Ry. Co. v. Fiedler (CCA-
§, 1931) 52 F. (2d) 400 (cert. den. 305 U. S. 605), it was held
a
18
that an employee may assume that an employer has exer-
cised due care with respect to his safety until he is notified
to the contrary, ‘‘unless the want of due care and the danger
are so obvious that an ordinarily ‘careful person under the
circumstances would observe and appreciate them.’’
In this case the danger would not have been apparent to
an experienced seaman who was not charged with inspection
of the tank cover raising mechanism. There was no rea-
son for petitioner to inspect the corroded jack screw, and
there is no justification for expecting an inexperienced 16-
year old seaman to anticipate that the men working on the
mechanism would or could break a 1% inch bolt by sheer
brute force. It was likewise unforeseeable that the tank
top would drop suddenly. If the danger was such that this
inexperienced seaman should have seen it, it must have given
rise to a duty upon the mate and crew members to have
warned this youth away from a danger which he did not
appreciate.
In the case of Socony-Vacuum Oil Co. v. Smith (1939) 305
U.S. 424, the defective appliance was known to the seaman.
Here there is no showing that petitioner knew or should
have known of the danger.
Petitioner urges that the ruling of the Circuit Court of
Appeals and the District Court on this point is a long
step backward to the triple defense of fellow servant rule,
assumption of risk and contributory negligence that plagued
the master and servant law of the nineteenth century. It
can in no way be reconciled with the trend of this court’s
repeatedly expressed desire to ‘‘guard with jealousy the
rights of seamen.’’
Petitioner was within the scope of his employment. The
Circuit Court of Appeals and the District Court have wholly
misconstrued the law applicable to the scope of a seaman’s
employment. The Circuit Court of Appeals, affirming the
rr ee
lower court, held that petitioner alone was negligent in
that he
« * * * voluntarily and not in the performance of
any work or duty which he was required to do or per-
form, placed his hands on the edge of the tank. * * *
Said acts on the part of libelant were prompted solely
and exclusively by the libelant’s curiosity. * * * The
libelant had no duties of any kind to perform at or
near the tank top and if the libelant had continued in
the performance of his regular duties he would not
have been injured.’’ (Opinion Dec. 4, 1947 herein).
This court in the case of Aguilar v. Standard Oil Co.,
(1943) 318 U. S. 724, stated that the ship was not merely
the seaman’s place of employment, but was the ‘‘framework
of his existence.’’ If the seaman is ‘‘on duty”’’ for the pur-
poses of maintenance and cure while going to and from the
ship, a fortiori he is ‘‘on duty’’ while he is catching a breath
of fresh air during his actual work. The Chief Engineer
testified (R., p. 200). ‘‘If we can’t get a breath of
fresh air, certainly we couldn’t do our work’’; and (R.,
p. 191) ‘Well, it is customary and necessary for a man
to go out on deck and take a breath of fresh air in a relaxed
position with a foot on a valve or something’’, and that
petitioner’s action was a ‘‘very customary procedure.’’
The mate testified that getting a breath of fresh air was
entirely authorized and a common practice (R., pp. 177,
178). Binder testified that petitioner’s action was cus-
tomary because the tank top was a good place to ‘‘lean on’’.
(R., p. 185).
Numerous cases arising under Workmen’s Compensation
acts support the proposition that this action of petitioner
did not exclude him from the scope of his employment:
In Whiting-Mead Co. v. Industrial Acc. Comm. (1918)
178 Cal. 505, 173 Pac. 1105, a workman, who temporarily
ceased actual work to strike a match and accidentally ignited
seiniaaiainiaill —
20
a turpentine soaked bandage, was held to be within the scope
of his employment.
See also the case of United Dredging Co. v. Lindberg
(CCA-5, 1927), 18 F. (2d) 453 (cert. den. 274 U. S. 759)
where the decedent sat down to rest.
In the case of Wong Bar v. Suburban Petroleum Trans-
port, Inc. (CCA-2, 1941), 119 F. (2d) 745, it was said that a
seaman is in the course of his employment until he has left
the ship.
In Meyer v. Dollar S. S. Line (CCA-9, 1931), 49 F. (2d)
1002, the seaman was said to be in the service of the ship
even while ‘‘ off duty,’’ because he is subject to call, although
the court held that scuffling was ‘‘wrongful misconduct.”
(This holding has since been overruled.)
In States S. S. Co. v. Berglann (CCA-9, 1930), 41 F. (2d)
456, it was held that a seaman’s employment includes not
only actual time spent working, but also such ordinary tasks
for his own comfort and convenience as are necessarily con-
nected with his employment.
In the case of Zurich General Accident Co. v. Brunson
(CCA-9, 1926), 15 F. (2d) 906, an employee was within the
scope of his employment while eating lunch.
In Sundberg v. Washington Fish and Oyster Co. (CCA-9,
1943), 138 F. (2d) 801, an employee who was on deck watch-
ing seals, recovered because of an injury sustained through
negligence of a fellow servant. The court held that, although
he was ‘‘off duty’’ he was considered to be within the course
of his employment because of his inability to leave the ship.
See also the cases of:
H. A. Scandrett (CCA-2, 1937), 87 F. (2d) 708;
Krey v. U. S. A. (CCA-2, 1941), 123 F. (2d) 1008;
The Alpha (E. D. Pa., 1942), 44 F. Supp. 809;
Nowery v. Smith (E. D. Pa., 1946), 69 F. Supp. 755;
:
21
Kyriakos v. Goulandris (CCA-2, 1945), 151 F. (2d)
132;
Radoveic v. The Prince Pavle (S. D. N. Y., 1942), 45 F.
Supp. 15.
Petitioner was here taking a breath of fresh air, a custo-
mary and necessary incident to his hot, dusty job in intense
humid tropical heat.
In conclusion, on this phase of the case, the Circuit Court
of Appeals, Ninth Circuit, has decided an important ques-
tion of law which this Court heretofore reserved for de-
cision. The seaman, while seeking relaxation from arduous
duties, chanced upon the negligent and unseaworthy condi-
tion which caused his injury. The lower courts have denied
liability to him because it is said that his active duties did
not require his being at the particular place which the
defendant had permitted to become negligently unsafe and
unseaworthy, and the court concluded that ‘‘had he con-
tinued in the performance of his regular duties he would
not have been injured.”’
Because he sought another part of the ship in which to
relax, the lower court found that he alone was negligent and
the ship free from negligence, thereby avoiding discussion
of the effect of the abolition of assumption of risk. In fact,
the courts below concluded he assumed the risk of unsea-
worthy conditions which injured him during a time he was
‘“‘off duty,’’—a tautological way of saying he alone was
negligent because the injury occurred while he was off duty.
But the ship was at once his‘home and the place in which he
worked. He could relax or be curious in no other place, and
it runs against the whole spirit of decisions under the Jones
Act and under the rules governing seaworthiness to say that
the ship could permit negligent or unseaworthy conditions
likely to cause injury to exist, like concealed traps about the
22
ship, without liability if the one who was injured thereby
happened to be not actively performing assigned duties.
The Ninth Circuit, as well as other cireuits, has repeatedly
held that a seaman is protected against negligence and un-
seaworthiness while aboard ship during the time herfs not
actually performing work to which he has been assigned.
This Court in Socony-Vacuum Oil Co. v. Smith, supra, re-
served the question in the last paragraph of the opinion as
to liability for injury from negligence or unseaworthiness
to a member of the crew while off duty. Later this Court
has answered in favor of liability the question of off-duty
liability even on shore with respect to maintenance and
cure. The present petition presents squarely the question
of liability to a seaman on board the vessel under the cir-
cumstances of the reserved question with respect to liability
for negligence or for unseaworthiness. —
The Supreme Court of California in Adams v. American
President Line (1944), 23 Cal. (2d) 681 (Opinion of District
Court of Appeals 140 Pac. (2d) 47, 51) had presented the
question whether the ship should be held liable on the princi-
ple of respondeat superior Tor a condition which a seaman
had created during his time off duty. The court held that
the ship was liable. This case is important because it re-
views the federal decisions and teaches that the continuity
of a seaman’s employment is not broken during his hours
off duty with respect to the obligation of the ship for his
negligent acts causing harm to other seamen. At pages
686, 687, the Supreme Court held:
‘“‘That the foregoing principles apply to a seaman
while on the vessel on which he is employed becomes
obvious. His employment requires him to spend his
entire time on the vessel while it is at sea. His time is
never wholly his own. On his hours off he is subject to
call to duty in an emergency. Necessary incidents of
life, therefore, such as sleeping, eating, washing, ete.
‘ a er te ee ee es
_—
-_
are contemplated to be within the scope of his employ-
ment. It has been said that the Federal Employers’
Liability Act must be construed liberally to fulfill the
purposes for which it was enacted. (Jamison v. En-
carnacion, 281 U. S. 635, supra). In compliance with
the injunction of liberal construction, the foregoing
principles have heretofore been applied in defining what
is the scope of employment intended by the Act.’’
Pornt IT
The formal findings of the District Court affirmed by the
Circuit Court of Appeals, Ninth Circuit, do not correctly
represent the views of those courts with respect to the
issues of unseaworthiness, negligence and damages, the nub
of the rulings by each court being that the petitioner was
not acting within the scope of his employment while off
duty.
The formal findings contain findings that the ship was not
negligent, that the ship was not unseaworthy, at the begin-
ning of the voyage, that the ship did not fail to take rea-
sonable means to insure its seaworthiness for or during the
voyage, that it was not improperly constructed as to the
tank top mechanism, that the particular tank top here in-
volved was not unseaworthy, and finally that the petitioner
was not damaged (R., pp. 19, 20).
This blanket absolving of the ship from blame or fault is
directly contrary to the trial court’s opinion and decision.
Without inspecting the testimony to ascertain whether in
fact there was fault upon the ship, it can be seen that the
trial court found as a fact that the ship was unseaworthy
and negligent. The District Judge said (R., p. 214):
‘“‘If this man here, in the course of the performance
of his duties, had to go over and put his hands on the
edge of that tank and lean over and look into it, then, I
think there is no doubt but what he would be entitled to
recover.’’
24
This statement can be based only upon the premise that
the ship was unseaworthy, that the tank top vicinity con.
stituted an unsafe place and that the ship was at fault. No
other conclusion is possible to allow a recovery if the men
were working, because such recovery would have to be based
upon the ship’s fault.
In the record (p. 209) the court indicated that the
rule in the Mahnich case (321 U. S. 96) was applicable only
when ‘‘the seaman who was injured was injured in the per-
formance of some duty.’’
And at p. 210, the court said:
‘*In other words, if, in the course of his employment,
he had put his hands on the edge of that tank and peered
over it in order to perform one of his duties, it couldn’t
be held that he had assumed the risk.’’
At page 211 the court indicated that:
‘Where a man does something which he assumes the
risk of, which is not in the line of his duty, which he
doesn’t have to do and is injured by it, then, neither the
ship or the owner is liable.’’
At page 212 the court said that the petitioner
‘‘went over and leaned over that and he didn’t have to
do that.’’
At page 212 the court said:
‘‘The man had a right to walk out but he certainly
didn’t have any right to go and put his hands on the
edge of this tank top and put his whole head and should-
ers under a moving 600 pound weight. And if he suffers
an injury by virtue of that, I can’t see how I can pos-
sibly grant him the right to recover.’’
lt
| a
At page 213:
‘*No, he didn’t know that the tank top was in that con-
dition, but he knew it was dangerous, I would think, to
put his head and hands under a 600 pound weight.’’
The court summarized its findings that the ship was at
fault, but petitioner was to be denied recovery because a
seaman temporarily ‘‘off duty’’ assumes the risk of any
dangerous condition aboard his ship when it said (pp. 215,
216):
‘‘ As I said, if this libelant here, in the course of his
duties or in connection with them, was required to go
and put his hands on the edge of that tank and peer
into it, then there is no doubt in my mind but what he
could recover, because then he wouldn’t have assumed
the risk, and the law wouldn’t have required him to as-
sume that risk. But he wasn’t required to do that. He
admitted that the only reason that he did it was to sat-
isfy his own curiosity.’’
All of the court’s discussion of ‘‘assuming the risk’’ is
pointless unless there was some fault or unseaworthiness to
assume.
Had there been no fault of the ship as the formal findings
attempt to establish, there would have been no purpose in
the finding of assumption of risk. Counsel for respondent
in his zeal to obtain the advantage of a ‘‘no fault’’ finding
was over-zealous and did violence to the clear facts in pre-
paring the formal findings as to negligence, unseaworthi-
ness and damages. The District Court and the Circuit
Court of Appeals have overlooked this point.
The ship was at fault: The facts relating to the conditions
which caused the injury to petitioner have been summarized
in the Statement of Facts, and the record clearly and con-
vincingly establishes that the ship was at fault in requiring
the petitioner not only to work in unsafe and unseaworthy
26
surroundings, but likewise because of the nature of his
employment to be subject to the dangers of those unsea-
worthy conditions during his hours off duty.
The courts below focused their attention upon his ‘‘off
duty’’ status as the controlling feature of the case, and
made the findings submitted in the District Court by re-
spondent on a basis contrary to the reasoning of the courts
below appearing in the record as hereinabove set forth
and in the opinion of the Circuit Court quoted supra to the
effect that petitioner came to a place of danger through his
curiosity.
In the light of this situation the case of Langnes v. Green
(1931) 282 U.S. 531, 537, holds that in admiralty cases this
Court will review the record on appeal de novo and ‘‘must
enter the judgment which should have been rendered by the
court below on the record then before it’’ and ‘‘in the exer-
cise of its appellate jurisdiction, has power not only to
correct error in the judgment below but to make such dis-
position of the case as justice may at this time require.’’
In Mahnich v. Southern S. 8. Co. (1944) 321 U.S. 96, this
court said that, although a finding of seaworthiness is
usually a finding of fact, such finding was a conclusion of
law and was reviewable. This court said in the Mahnich
case that the exercise of due diligence does not relieve the
‘owner of his obligation to provide seaworthy appliances,
and a fortiori his obligation is unaffected when the negli-
gence of the ship’s officers contributed to its unseaworthi-
ness. The duty to maintain a seaworthy ship is an absolute,
‘‘nonfault’’ obligation. The case at bar presents not only
patent known defects, but defects of the type involved in
the Sieracki case (Seas Shipping Co. v. Sieracki, 328 U. S.
85). Since the Sieracki case is the last word of this court
defining seaworthiness, and the evidence in the case at bar
clearly brings the petitioner within the ambit of that de-
27
cision, the only question remaining is the question of lia-
bility to a seaman injured while not actually working.
The doctrine of res ipsa loquitur is applicable here by ap-
plying the case Jesionowski v. Boston € Maine R. R. (1947),
— U.S. —; 67 S. Ct. 401, to the fact that this accident is
one which ordinarily does not happen without the negli-
gence of the ship. It is no wonder that the District Court
in its oral decision found that the ship was at fault.
Conclusion
We, therefore, respectfully submit that the decision of the
Ninth Circuit Court of Appeals in this case is in conflict not
only with the decisions of this Honorable Court, but with
the decisions of the majority of Circuit Courts where these
questions have arisen, and that the uniformity of the ad-
miralty law and certainty of its application is, therefore,
seriously threatened; that the questions presented in this
petition are of extreme importance and wide application to
seamen; and that the writ of certiorari should be granted
in this case in order that the questions presented herein
may be clarified and settled by this Honorable Court.
Respectfully submitted,
Kwewtanp C. Tanner,
1041 Pacific Bldg., Portland 4, Oregon,
Of Attorneys for Petitioner.
Attorneys:
Epwarp J. CLARK,
1041 Pacific Bldg.,
Portland 4, Ore.
Der B. TANNER,
507 Continental Bldg.,
Los Angeles 13, California.
(4655)
————
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