Transcript of Record — Universal Oil Products Co. v. Globe Oil & Refining Co

Supreme Court brief1944

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Vol. Ill

TRANSCRIPT OF RECORD

- , (Pages 1023 to 1504)

. \-

=

_ Supreme Court of the United States

_ OCTOBER TERM, 1943

a No. 392 <

UNIVERSAL OLL PRODUC ES COMPANY.

i. PETITIONER,

vs,

GLOBE OIL & REFINING COMPANY

N yw RIT OF CERTIORARI TO THE U ‘NITED ‘STATES CIRC C {T COURT

OF AP PFAIS FOR THE SEVENTH CHnC' v IT

a

_ PEYITION FOR CERTIORARI FILED SEPTEMBER 28, 1943.

_ CERTIORARI GRANTED NOVEMBER 15. 1913.

VOL. III pp. 1023 to 1504.

TRANSCRIPT OF RECORD

® .

IN THE

Supreme Court of the United States

OcropEr Term,” A. e ¥ 1942.

-

° y4 ~4 e

a. a

$e

UNIVERSAL OIL ‘PRODU CTS COMP ANY,

Petitioner,

e US:

GLOBE OIL & REFINING COMPANY,

: Re sponde nt.

ON WRIT OF CERTIORARI TO THE UNITED STATESACIRCHIT COURF-oF

APPEALS FOR THE SEVENTH CIRCULE—

* . on - i .

—

A

|

*

-

I= THE

Supreme Court of the United States

Ocroszs Tzem, A. D. 1942.

No. 392

+

UNIVERSAL OIL PRODUCTS COMPANY, .

Bry Petitioner,

vs. :

GLOBE OIL & REFINING COMPANY.

2 Respondent.

. OF i OF CERTIORARI TO THE UNITED STATES CISCUIT COURT OF

k APPEALS FOR.THE SEVENTH CIRCUIT.

traces eee

Index ‘to proceedings i in U.S. District nek: wets 4

Clerk’s Certificate to Volume 1 of printed record of

proceedings in U.S. District. Court... 0. 6ii eee 550a ~

Clerk’s Certificate to Volume 2.of printed record of

| proceedings i in U. S. District Court....... eer 86

Clerk’s Certificate to Volume 3 of: printed record of

proceedings in U. 8. District Court................ 1504

Clerk’s Certificate to Volume 4 -of printed record of

- proceedings in U. S. District Court..... yaks ....1994

, Clerk’s Certificate to Volume ‘5 of printed record of ~

proceedings in U. S. District Court........ ‘<vauslea 2494

Clerk’s Certificate to Volume 6 of printed record of

proceedings i in U.S. District Court. ...... Poorer . .3084a

Clerk’s Certificate to Volume 7 ‘of printed record ; oe

“: procedings im U. , S District Court... PEACH Tore 3569

Index to proceedings i in U. Ss. Court, of Appeals: eee

ie a BORE LOR ORR TOES | ae

Appearance for iain filed pra 14, 1942.:: ..3572

Appearance for Appellee, filed Jan. 19, 1942:.... 3573

“Order taking cause under advisement, entered.

ast die ee oh CE TE ee

Opinion by Evans, J., filed June » 30, ee . 3015"

-. Judgment affirming, entered June 30, | ey: . 3585

Reference to issuance of Mandate.....+......... 3585 |

Clerk’s Certificate ...... ideas Sas Srreerrrree 3587

*.,

‘@

* VOL. tl pp. 1023 to 1503.

| TRANSCRIPT OF RECORD ~

at;

: ay | i the be

Unit Sates Cirruit our ne |

For the Sebent Circuit.

No. 7912

UNIVERSAL ‘OIL PRODUCTS COMPANY,

ae Appellant, —

vs.

’ GLOBE OIL & REFINING COMPANY,

Defendant-Appellee.

iS estetdiieeenttiaeemetame ent

ee cman ee

-\ ppeal from the District Court of the United States for the

Northern District: of Illinois, Eastern Division.

THE GUNTHORP. WARREN PRINTING COMPANY, 210 WEST JACKSON, CrUCAGO

. DOCKETED JAN. 14, 1942. _

TRANSCRIPT FILED APRII 2, 1942.

PRINTED RECORD. °

ree. ee

Gaited States Circuit Court of Appeals

For the Seventh Circuit . \

UNIVERSAL OIL, PRODUCTS COMPANY,

aa,

vs.

- GLOBE OIL & REFINING COMPANY,

_Delendent-Aypeitce

Appeal from the District Court of the United States for the

Northern District of Illinois, Eastern Division.

.

a

‘

/

.

e°

‘

7.

.

e-

.

Certificate of ‘counsel as.to abstract of record, We Pere jo Se

Docket Entries «....... PETER EDS Ae RIGO Oe ere ak Tas

Bill of Complaint, filed Salty 22, 1931. i Onnernes e

Statement of stipulation re Winkler:Kock bes Co.. 23

Answer, filed Mar. 2; 1982... 01. -geeyersias ee

| ; ‘Statement of stipulation re Substitution of parties.

plaintiff, OW ec icys PER cRCudu chen Whas oe errors fF

Amendment to Answer, filed May 11, 1932...........: 38

ales nance oho a a 39

“EXCERPTS FROM EVIDENCE ON

RES ADJUDICATA ISSUE.

‘Piamerirr’ s WITNESSES.

Testimony of: ‘S Fae Pe 7

Dunham, Robert J., Sr....... ibbwde ha ehakes ccc oe

Hamilton, David Phillip... ...............0...... 40°

Heil, Henry F............ veer re. aPC er iter ets . 42

Koch, Fred C.............. VOMEARUAci eka eeeny ee

Lamprecht, William Henry, II......... elinres. me

. Stipulation re. expenditures, ete.......... cephinhoans-

. Derenpant’s WITNEaS.

‘ ‘Testimony of : POC ed

O'Shaughnessy, I. isis Gere Stat cae 52

. Motion to dismiss siti and amendments on the.

_ ground of unclean hands, filed Jan. 4, , » OT

-_ Vol, pp. 1 to 580; Wol. IZ, pp. 551 to 1088; Vol. 1083 to 1503;

Vol. IV. pp. 1806 to 1983; Vol. 'V, pp. 1995 to 2483; Vol. "pp. 2496 to 3084;

Vol. WEE, pp. 3085 to 3567.

ABSTRACT OF PROCEEDINGS ON MOTION TO

DISMISS COMPLAINT FOR UNCLEAN HANDS.

. Biatement by Mr. Von Holst... peesbseekiewes bees 58

Affidavit of J. Bernhard Thiess (Read my: ness eeacds 58

; Colloquy Sites ep dwatid aileceseee¥ esas siedhecse Pore 62

ee Answer, filed Jan. 5, cree ee @&

Petition for Subpoena Duces Tecum to meme, filed |

PM By Ta had a's caviccccceceheesconvesedetonuces 71

Petition for Subpoena Duces Tecum to Plaintiff, filed _—_.

* Jan. 17, 1938....... aeekeacdiebeeane cwigeessons a . o

Stipulation re hearings on Subpoenas...... aivenecte oon. :

Interrogatories propounded to Plaintiff, filed Jan. 14,

AE Gah es Neto n vn ew AG PANG Keane gs es cr seneeesas! 00

Stipulation re. hearing on Interrogatories.......... <a

Plaintiff’s Answers to Interrogatories............... 80

Amendnient to Answer, filed Feb. 9, 1938.2........... 81

Motion of Defendant to produce records, filed June 2,

BE skh db os op SUURAUES 64 eRe REECE AC CODE Cap ctceess 81

Petition for Subpoena panes: ‘Tecum to’ Bey ty filed June

cal RT EO ee 83

" it, . : r er \

STATEMENT OF EVIDENCE ON ISSUE OF *'

-. UNCLEAN HANDS.

Colloquy ........ aihunuekeke-s paseuuceesécckec Aen

- DerenDANT’s WITNESSES.”

- Testimony of: fee Sake

MI ND aco ccdesciccssss vawns jumis sags . «290

MUNN, MINED Cac’. nono csccesceessecees ore ae

Brunow, G. Hai, ...6..c.ecsese seiticoete acess 108

Danciger, ‘Joseph ..... PE a a eee ve 100

Dearborn, ee a oF bs nano __ PRS r 182 -

Vol. I,-pp. 1 to 860; Vol. £ S51 to 1088; Vol pp. 1083-to 1503;

Vol. IV. TV, DP. 1808 to 1993; ¥ to 2483; Vol. PD. 2496 to 3004;

‘Val. VIZ, pp. 3085 to 3567

i el .

on eee

¥ | sacle a AS"

OD ccivcsshndieannodedar ae eer 168.

et, We Gus ince. windinesctneaba ehnme abies 105

Murray, R. L. ie os PPR ee Pee Me -ow Parnes TT TTT 176

Bingolaky, B.-J........0.2.ccsseeeecteereceeeees 85

Stratford, William Malcolm . (Deposition of)... 6:4: 243

_ Thompson, Lloyd H...... Skea cket csi binnnee ot 170 -

Wannack, Otto ............ eceesevenss Scescecee Mae

ot a, Se Seeuien’ Views anata 123

WHER, G.Ben se cccseedecczssvccscsevicssoeses AB

| PLaintirr’s WITNESSES.

Testimony of: | he ie

Behrens W. Meredith. saeen ace 3 praatailes yer:

Dubbs, Carbon P....... pactagiensbencvbcansuans 391

Dunham, Robert J., Sr........... ka tumakessace 440.

oe RR Be Dos ccacsses Sas aouaiens a keweess ... 376

2 I I hn cs acckideccduccccesice 456

: . Norbury, Dr. Frank Garn............ git teeteee 451 |

- Documentary Evidence ............... jivckinaneten 267

Opinion on Uriclean Hands, dated July 27,°1938:....:, 460

Findings of Fact and Conclusions of Law............ 463

- Order overruling motion to dismiss on ground of un- |

clean hands, entered Aug. 2, 1938................. 469

Amendment to Answer, filed Jan. 4, 1940..... erry ae 470

Certificate of Counsel to Abstract of Testimony. on:

mete ayer yee aweaeedcecacectes petkaedeensas 470

ABSTRACT OF TESTIMONY ON MERITS. . ©

Stipulation Oe OD MIR’ nance cacevesecddeches 471

Plaintiff’s Exhibit A—-Flow Sheet of Defendant’s |

process for cracking petroleum. Aecncenwan voc 498

Plaintiff’s Exhibit B—Analysis Sheet......... oa Se

_ Plaintiff’s Exhibit C—Analysis Sheet,.......... 478

Stipulation as to certain documents.............. ... 480

Yel. Ev, vp. 1608 to 8ag, Vol PDP. 1998 to 2463, Vol. Vi, pp. 2496 to 3004,"

PS

iv’

P

-Prarmerire’s Wrrwesses.

- Testimony of : ? ’ a :

Brown, Dr. rge Granger..............--634, 1363

Carter, Macnaley 2. 6...2..cccsccscccsccseccres SOG

Hanna, Richard W. (Deposition of)............ “, 553

Healy, Francis J......... rr eSenee PerTrire . 1500

ME: Ea Elec essivcs ceseedepsessceceses Freer soos

_ Lenske, Bernard G..... chien dclseanéntatstse 598

Mechling, Dean G.......... IE scskeanuaal 1349

‘Moore, Louis C. (Deposition rere esdenes 485

Perdew, W. E. (Deposition of)......:.........-. 629

" Pyzel, Daniel (Deposition of)......... adeskbatus 505

Reid, William E. ( Deposition Pe coceveces SOE

Tabor, George H........ asin Jeteeccncecs ers le

Diskin’ . Wrrstesces.

Testimony of:

- Backus, Lon E. ( Deposition of)........ jaudaske ~ 830

* Bailey, A. S...... ec cegaccceqecccceccccce coeccs AO

Behimer, Otto-........... bass kubesadnaspcacdsa 868

Cady, Dr. H. P..... sind Canes eeanpesiaceantenn . 788

Detwiler, James G......... ig edie dane ‘spbnsante 1004

De Florenz, Luis (Deposition of ) seasasapeeendnen 846

Donaldson, William T...+.............. ee ia

Bde, Hofttey Mos. ...<.202000- > pgaavaedanun . 816

SG, EN Whe cbs ccssccncuccccces eS

Holmes, Ralph €...............20000: wiedesssse ae

_ Hooker, Forney G..............-. prsbvacKens .. 809

Mackenzie, Kenneth G..... ses seessbbnees is ead 1023

McCarthy, John S............ Gieeiedil seed ee . 1054

Reiman, Dr. Clarence K......... scl saawaa «... 4174

Schneider, Ben R............. éuukas awe Coa 1049

Smith, Harris A.:.............. ex cea Cap déssn ee

ne ee SPELT EE ETP OLEe El cP cca pee ce

Agreed Statement as fo Introdyction of Exhibits. TOT. 1505

vol Ey. vo. 108 bled ta Tap 1998 to 2468) Wel. VE, pp. te soee:

v

+ PLAINTIFF'S EXHIBITS.

a

“< <<a . Mi F : ‘Rapreboced ta in Beckof

A—Correspondence (3 letters) between

Dearborn and Behimer............ 1. 230°

- B—Thiess Agreement, Nov. 10, 1935, SE eae

Re ME Sa ccs cadsscctnesboves 1 232 4 1505

1—Copy of tentative settlement ae §...

ment—U. O. P. and Danciger....... 1 385.

2—Letter, March 2, 1938, Wannack to a

DE cuahéuasdecnphtads cache oes en 1 262 :

4—Letter, March 29, 1938 Dubbs to :

Dc cacosadanokaasbeane enue 1/-903. ”

5—Letter, Dec. 20, 1932, Behimer

EY 5 iF eohatdeaaded coe snaks “1° 281°”

6—Letter, Jan. 14, 1927, Scullin eae,

Behimer ..,...... re adenine wabeke 1. 333

7—Letter, June 20, 1917, Detwiler to’ ape

Manley (see DX: 759)......-.-.02-. 1 825

8—Letter, Aug. 10, 1917, amet to

CE svisvatedesatcns pecedss'se ‘oi. BB ©

ae . | 2 943

9—Letter, Aug. 13, 1917, Behimer ‘to :

ee ok ys fas ous eeeyeees 1. 326

| 2 944

10—Letter, Aug. 10, 1917, Behimer to1 326

Manley ........ one Dhankeksbis Wine 2 906°

11—Copy of. Behren ’s memorandum on

Keystone Driller case and Ringol-

sky’s memo to Behrens............ 1 389 -

VoL 1 to 550; Wol. 851 to 1022; Wo 1083 to 1503;

Vol. TV. sn) 1308 te 1903: Von W pp. 1908" sia Vi, Bp. 2495 2495 to 3004;

Vol. VIZ, pp. 3085 to 3567.

a

12—Letter of resignation, Dec. 12, _

Wannack to Dubbs ............ 0... 1 402

13—Letter, Sept. 16, 1931, Wannack to }

Walter (Hermsdorf) Ry eee ee 1 437

80-—License Agreement, Feb. 21, 1930,

between Winkler-Koch Engineering

. Co. and Globe Oil and maining Co.

ert is Per Preory 1 43

83—Letter, May 1927, Perdew to Halle 1 630

116—-Letter, Feb. 26, 1929, Jehle to

O’Shaughnessy igabesantadeseene wea 54

120—Letter, Jan. 2% 1932,°W. P. Z.

German to refiners in Winkler- Koch

Patent Co. Defense Fund .......... 1 55

500—Dubbs Patent 1,392,629.......... 2 652 7 3086

501—Certified. copy of File Wrapper of

, Dubbs patent 1,392,629 (does not in-

ed “clude reference patents, See DX 813) 2 652 4 1508

502—Kgloff Patent 1,537, 593 ......46. 2 -666 7 3094

503—Certified Copy of File Wrapper

of Egloff patent 1,537,593 (does not

include sre patents, See DX

814) ...... acihee ssh iawiaake bh see

504—-Diagram of Burton shee] still...: 1 486 4 1697

505A—Diagram of Burton. Clark pe

—

—_

7)

=~

9

WEE peach dhs sephcapcossccenavss Sen 1 489 4 1699

506—Diagram of Fig. 2 of Trumble

“Patent. 1,281,884 .......... 05... ee 4 1701

507—Diagram of Fig. 1- of Halloran 4

Patent 1,765,976 .........- 0.000400. 4 1703

Vol %, pp. 1 te 850; Vol 1%, pp. 861 to 3 PP. 1083 to 1503;

Vol. FV, por 1505 to 1999; Wol. Ve pp. 1998 to 9468, Wel. VE, op. Dene ce Deets

Vol. VEZ, pp. 3085 to 3567. ’ .

i

508—Stipulated flow diagram of De-

fendant’s operation at Lament, Illi-

Dubbs patent 1,392,629 ....:....,.. 2 652 4 1707 .

510—Drawing of Egloff patent 1,537,593 2 666 4 1709

511—Model of Dubbs patent 1,392,629. 2 652

-513—Diagram of Holmes-Manley instal-

lation, p. 337. of ‘‘Handbook for

Petroleum, Asphalt and Natural Gas,

Bulletin No. 25, Revised 1928’ pub- .

lished by Kansas City Testing Lab-

ERE Ae Aten, AE AEE 1 490 4 1711

514—Burton Patent 1,049,667... oe YY. 7.9 3150

. 515—Trade Standards in the Pump In- |

dustry—fiyleaf and p.6............ 1. 504 4 1713

_ 516—Worthington Pump & Machinery

_ Co. catalog—fiyleaf and pp. 14, 15, 16

17, 28, 29, 44 and 45 peseteddesseccos 1 5S0t 4 1717

517—Distillation samples of petrolecm 2 645 4

518—Cracking samples of petroleum... 2 652

519—Perspective flow diagram of Dubbs - 507

unit #2 at Independetice; Kansas. . 688 4 1727 |

520—Letter, Oct. 6, 1919, Pyzel to Van .

der Gracht, unsi@fd ...........:.. 1 510 4 1729

521A—Agfeement between U. O. P. pes

Boxana, dated Dec. 12, 1919........ "4 1734

. 521B—Agreement between U. O. P. and

_ Roxana, dated Dec. 22, 1919........ 4 1737

vol Fv vp Ste sy vol. W: Bp. *ibes ty 2482, Vol. Wi, pp. 2406 to. S004:

viii. | q

521C—Abstract of agreement between

U.0. P. and DeBataafsche Pet. Co.,

dated March 31, 1925 -.."........0.00 1 524 4 1742.

522—Two drawings of Dubbs #1 unit | a

WEE 6 vcd cxaewessidensicicns ‘1. 512 471745

523-—Flow sheet of Roxana- Dubbs unit - 3 eet

Nichi cckan cards chiodawe dd ows 1 513 4 1755

524—Flow chart of Debit #2. 514 | |

7 ee 5 692 4 1757

. 532—Halloran and — Patent

51,765,976 ........ SE eoeere Oe 7 3486

533—Excerpt from letter, Hanna to

"Mason and Halloran, Oct. 4, 1923... 2 . 555

534—Abstract of letter, Hamilton to

Hanna, Sept. 8, 1923........... 1. 2 555

535—Letter, Hamilton to Hanna, Oct. 1,

ech ra ee. 2 555° 4 1759 -

536—Colored flow diagram’ of Rich-

mond still referred to in PX 535.... 2° 556-4. 1761

. 537—Dubbs Patent 1,488,325 ......... ' 7 3416

538—Letter, Adams to Hanna, July 8, ax ite oe

BOD Nise ee dence seedeth iavcgesesman 2 5596 «364 «1763

: 539—Exeerpt from letter, Lyon to |

age June 12, 1924.00, 6.:.5.05. 2 556

540— Abstract of license agreement,

Aug. 15, 1924, between U. O. r and

~ Standard Oil Co. (Calif.) .......... 2 557

541—Abstract of agreement between

Uv. O. P. and Standard Oil of Califor-

nia, re Test and Escrow............ 2 557

“oak tn ce Vol. IZ, pp. 551 to 108%: Wol. IIZ, pp. 1083 to 1503;

2493; Vol... Vi, pp. 9495 to 3084;

Vol. IV, pp. 1806 to 1983; Vol: V, si ieigecuniis

a ee

7

; estimony

: * Vel. Page Vel. Page

542—Abstract of supplemental License |

Agreement .between U. O. P: and

‘Standard, Aug. 15, 1924 ............ 2 558

543—Abstract of agreement, re Sale

of Inventions of Standard to U'O.P.2. 558

544—Abstract of letter, Halle to Stand-

ard Oil, Aug. 15, 1924, re. Scope of

BND occ cu Sk cha hacde¥e Kein eis 2 . 558

‘545—Abstract of letter, Halle to Stand-

ard Oil, Aug. 15, 1924—excluding cer- |

_ tain charging stock from royalty.. 9 558

-546—Abstract of letter, Halle, U. 0. es

to Standard—April 27, 1925....... 2 558

* §47—Abstract of letter, Halle, U. O. P.

to Standard—April 30, 1925 ......... 2 © 558

' §48—Abstract of letter, Halle, U. O. P. |

to Standard—March 1, 1926 :....... 2 558

549 Abstract of letter, Halle, U. O. P. :

_ to Standard—Jan. 29,-1929 . .. 2 559

550—Flow diagram of Dubbs dishing

operation (Unit No. 1), Standard of

i Pre eee 2 559 4 1765

551A—Photographs of Dubbs Unit No. | ‘

551B 1, Standard of California . oe 2 559 - 4 1767

552—Excerpts from Certified copy of

File Wrapper of Halloran & Strout

application, Serial No. 176,990 (now

Patent 2,070,124) ....... PRP ree 2 560 4 1771

566—Notice of Suit filed Jan. 26, 1926, . .

"Ely Se a GS oo ca axdiecsacce a, 4 1789

Vol %, pp. 1 to 660; Vol. 11, pp. 561 to 1002; Vol. III pp. 1093 to 1603;

PP.

TV, pp. 1808 to 1983; Vol. ¥, DD. 1996 to 46a, Vol. DP. 2496 to 3084;

3085 to 8567. : eye

567—Notice of commencement of action, :

of Jan. 28, 1926, U. O. P. v. Standard

Oil (of Ind.) - Ge aveeakeeeensabed ees Bis 4 1790.

568—Notice of suit filed April 11, 1990, eer

U. O. P. v. Standard of N. J....2.... “ & N91

569-—Abstract of license eee be-

' tween U. O. P. and Mid- Continent, .

Gated Jan. 1, 1996 2.0.05 .5...cccccc. 2 595 ~

570—Abstract of agreement, dated Jat.

_1, 1936, between U. O. P. and Mid- |

Continent, giving right to cancel ... 2 595

571—Abstract of Jetter of ilaieiie

Mid- Continent to Universal, Aug. 31,

er ee PC ae ee 2 596

- 572--Abstract of statement of Royalties .

_ from 1922 to 1930 from Shell and

rer renee are pe 2 597

573—Abstract of tabenndal of Royal-

. ties from other than Shell and Stand-

UD. 6000445460040 ccadeak cass eseces 2. 597

_574—Abstract of statement of monies

~ paid to Shell and Standard by wayof —

rebate on purchase of patents'......2 597

575—Abstract of stipulation in U. O..P. |

v. Root, re Licensees of U.O.P..... 2 598

576—Journal entry of payment for paid

"up mer by Shelt and Standard of

) aes Caled eevee eee eat ede ccc 2 -598

577—Simplified rm sheet of Roxana -— . .

No. 1 at Dubbs Still .. 2.2.2.0... 2 600 4. 1793.

Vol. x, 1 to 550; Vol. IZ," pp. 551 to 1088; Vol. PP. 1023 to 1503;

Vol. EV, Pp. 1905 00 18ea, Vol. W. pp. 1008 to 0400) Vol PP. 9495 to 3084;

Vol. VIZ, pp. 8085 to 3567. agit

xi

fin in Book of

* Vel. Page Vel. Page

579A—Drawing 621 F of Dubbs unit

_ No. 1 at Roxana ..... phdowseeiuids 2 604° 4 1795

_ 579B—Drawing 690 F of Dubbs. unit

oe a 2 604 4 1797

'579C—Drawing 691 F of ‘Dubbs unit

mO/1 at Bemame ..i..:.....00050 2 604 4: 1799

580—Drawing 756 F of. Dubbs N o. 2 at

Me od dbcs ccd ss A a ee 2 606 4 1801

580A—Drawing 862 F of Dubbs No. 2 .

| RS er rer fer re 2 606. 4 1803

- 9§80B—Drawing 755 I of Dubbs No. 2 ‘ a

Ss | SO er rer are 2 606 4 1805

: 5800-—Drawing 933 G of Dubbs No. 2 :

ME SAKb Cd okAS Ale Nadne snk <a 2 606° 4 1807

580D—Drawing 867 F of Dubbs No.2 fms. 3

I 8.6 kdvivadessssenasccens 2 606 4 1809

580E—Drawing 866 F of Dubbs No. 2 =

eR aie | ‘2 606 4 1811

580F—Drawing 863 F ‘of Dubbs No. 2

ID Ka dnc cixadeas icacasi. 2 606 4 1813

581—Model of Standard 500 bbl. Dubbs — ‘

MM Ahh ina n ah pie Canes ats ee ere Te 2 608

: "693 |

582—Tabulation of standard Dubbs gf

units constructed, showing - ‘gravity

feed units ued from forced -

I Gane cc cise cs edie in, 2 613 4 1814

| 583—Summary of Run. 90, Unit #2,

Roxana, Arkansas City ....:...... ' 614

mi — ae

Page Vel. Page

584—Summary of Run #4B of aa me.

=e at Arkansas City ............. 2.° 689 4 1817.

585—Summary of two Runs on ae oan

#1 and #2 at Waite-Phillips Co. .. 615 4 1818

586—Schedule of number of licensees of

- U.O. P. and their thruput : from 1922

OD Se setve cs cakaps exercasistnes« 2 615 4 1818

587—Dubbs Licensees, number of units

of each, and cost thereof for stills

built and under construction as of’

Boa! 31, 1989... 0ccciss Sieucsanne 2. 615 4 1820 -

-. §97—-Twenty run sheets for No ‘2. |

Dubbs unit of Independence opera-

tion made for Western ihefiners Com-

EE 5 we cae ndbaehagenseeeneakass “2 #687 4° 1823

598 -Flow diagram of Defendant’s op- |

eration, with additional operating

conditions in red, taken fromthe Root __ .

ee ny me 2 695 4 1863

636—Letter, May 5, 1917, adnate to | ;

‘Holmes, re Cost of Hall installation 2 1046-.-

637—Bayonne Hall operation, account-

ants’ tabulation of preducts. Nov. 2 976

22, 1916 to June 1, 1917 .....:.../..°3 1046 4 1865

638—Patents filed. by Texas’ Co. in _

1917-18:

‘Manley 1,428,338*.......5........ 7- 3382

OT” 2 7 3388

Manley 1,462,143 ................ , 7 3410

Manley 1600.02 ..........5..... : 7 .3456

Vol I, pp. 1 to 580; Vol. IZ, pp. 551 to 1082; Vol. PP. 1083 to 1503;

Vol. IV, pp. 1506 to 1993; tec aS0S to Core Vol, :

vol. . ee. A, ; ls t isa ait caang

741—Report, Backus to—Univergal on ”

Dubbs run, lasting 126} hours, at —

Ashland Refining Co. ............ 2 842 -

742—Report, Backus to Caiveonat on

Dubbs run, lasting 151 hours, at Ash-

land Refining Co. ............. r--. 2 842

(43—Letter, february 29, 1925; Backus :

‘to Bergman’ sete ener eesecseceeeens 2 842 *

829—Certified copy of daibalinige and

‘decision papers in Interference No.

| ee rere Kiaeenes as 4 1867

830—Holmes, “said and Behimer pat- aoe

ME RIE aiid cba ticwe ies -' | *3a28 .

Behimer Re-i issue patent 16,877 . | 7 3098

836—Drawing of Hall patent I, 175, 910° | oe

(Brown’s interpretation) ........... . 3 1383 4 1873

837—Drawing of Pielsticker -patent | 7 j

477,153 (Brown’s interpretation) .. 3° 1390 4 1875.

838—Simplified drawing of Greenstreet

patent 1,740, om (Brown’s See anand ,

OY cnassvens auettacn hates 3 1400 4 1877 |

839—Drawing of ‘Seenaiee ae | ;

1,407,619 (Brown’s interpretation) . 3 1404 4. 1879

*840—Enlarged drawing of Fig. 1 aN va |

Sam eee eat 1 = 740 = DX

DUE Wthenceisadaues ds badd eee onan 3 1409

843—Drawing of Fig. 1 and Fig 2 of ©

apparatus of . Dubbs application 7

M4979. ...... ‘wih ncaekh eas bon cules ‘3 1417. 4 1881

VoL Z, pp..1 to 880; ol. 32, pp. ‘851 to 1022; Vol. x11, PP. 1023 to 1503;

Vol. Iv 1505 to 1993; Vol. V. 1995 995 to 2463; Vol. 3084;

Vol. Viz. pp. 3085 to 3567. » DP. . Vi, pp. 2495 to

.

xiv me Se eee

__—§Destribed or § Reproduced

‘ ‘ in in Book of

th ‘Fectimony =. Exhibits ~

a . Vel. - Page Vel. Page

' 844-Simplified drawing of five still

‘apparatus, in Dubbs application

144,979 (Brown’s interpretation and ©

Pe calculations for gas oil) ............ ‘3.1417 «+4 1883

845—Simplified drawing of Dubbs ap-

_. plication 144,979 using two still ap-

_’ ‘paratus (Brown’s interpretation) .. 3 1429 4 1885

846—Simplified drawing (same as PX a

' -844) (Brown’s. interpretation and —

calcualtions for crude oil) .......... 3 1431 | 4 1887

847—Brown’s chart on vaporization of - .

905° A. P.: 1 gee ell... <i. cian e nts 3 1496 4 1889

848—Certified copy of File Wrapper of —

Dubbs application 144,979, filed Jan. |

a arerr PO SAE oe AORN 3 1466 4 1891

851—Brown’s calculations of Dubbs op- a al

erations for apparatus in Dubbs ap- a4 ae

—— No. 144,979 ..... Teeakanse 4.1967 —

DEFENDANT'S EXHIBITS..

; .) (Abstract) List of patent in-

163 a-m :

fringement suits by Uni-

- > versal against users of

#73 a-k Winkler-Koch stills, who

14 4-4) contributed to defense fund 5 1995

(175—Excerpts from. Texas Company

employee efficiency record for Be- ’ ;

ME 5 cs need unas i cpnacnasee oaks 1 183 .5 1997

176—Excerpts from certified-copy of

™ File Wrapper éf Behimer Appl. |

263,562, , Patent 2,027,014 ..... ey 1 183 5 2001

| 17 7—Excerpts from certified copy of

-File Wrapper of Behimer teh :

1,883,850 (Appl. 630,242) _ veer ree 1 _ 184 5 2008

178—Excerpts from certified copy o ee

' . File Wrapper of Interference No. ee -:

49,355 entitled ‘‘Dubbs v. Holmes, os;

Manley and Behimer’’ ............ 1 184 5 2052.:

179—Excerpts from. certified copy of

~ . File Wrapper of Interference No. ea

55,610 ipkaus anak decide aseshiiass 1 184 5 2118

180—Behimer’ s letter of Reciguation

to Texas Co., Aug. 24, 1927 ...... ee cor

181—Letter, Holmes to Behimer, ee

27, W927. ence eee eee eee eee e ee ees .

- 182—Letter Behimer to Holmes, Sept. —

30, 1927 and check EPEC CEO e TT ee 1 188

183—Letter, Dearborn to Sidlinas, as

\ oe + aeass SEP rer Pere rr 1 188

184—Letter, Dearborn to mee, Oct. a Ss

17, 1927 0s. ccc ce cern ceceessseeces 1 190

184A—Copy of ” Behimer’ 8 Cuatead a

with Texas Co., dated December 15,

OOD ckcpdugwancausercéua yanks es 1 191.

185—Letter, C. M. Thomas to. ‘Deae- . ae

. ‘born, Ost. 22, 1927 ........ aes a: 1 192

186—Letter, Dearborn to Thomas, Oct. : -

Oct. 24, 1927 pre errr erry Dae Free 1 193

187—Lefter Bebimer to Dearborn, Nov.

. 5, 1927 ese seegdeecceaes pies ciaaes 1 194 Fabre

VoL 1, pp. 1.to.550; Vol. IZ, pp. 551 to 1022; Vol. oa aaab Oo 3088:

Vol. IV, pp. 1806 to 1993; Vol. ¥, pp. 1995 to 2493; Vol. 2495 to 3084;

Vol. ‘VEE, pp. 3085 to 3867. va

AEG en tad

_ Repreduced

ae peed in tn Beak of

188—Letter, Thomas to Dearborn, Nov. ,

11, 1927 oars cccceneeeseceereceees 1 196

189—Telegram, deastais to Thomas,

12, 1987 02. cccscsccvccccccsccccese 1 197°

io Sista Thomas to Dearborn, Nov.

16, 1927 2... . es eeeeeeeeeeeeeeeees 1 197

191—Letter, Dearborn to Behimer, Nov.

25, 192T oo se ceeeercceececceseeeere D 197 .

192—Letter, Dearborn to Behimer, Dec.

eS eeerrerrrrrr reer ekae a 1 198

193—Letter, Dearborn to Thomas, Dee.

14, 1927 ...... iaeidiethatacesstes at 66199

194—Letter, Mace to, Thomas, Dec. 22, .

| oor 1 199

194A-—Dearborn Affidav it attached te

DX 194 0... e cee ce rece eee e cence 1 200

195—Letter, Thomas t to Mace, Dee. 27, -

et a dian dd tess ese 1 “202

196—Letter, ‘Behimer to Dearborn,

Mar. . i see Por te 1 203

197—Proposed Aniended Preliminary

Statement of Otto Behimer, attached

‘to DX 196 0.2... ccc e cece eee ee eee 1 206

- 202—Letter- of Sept. 7, 1926, Beyt toi 218

Wannack. Cheek attached to letter .. 1 218 5 2163

203—G. D. White affidavit dated Aug.

"31, 1926, with letter and env oe at- ;

Ns isc ci vanes odsau ruses beak 1° 219 -5 2165

_ -304—Affidavits of Dellinger, Belfimer,

White and Beyt ..<.....ceccsee%ss 1, 220

Ge ee hee

Vol. IV, 1505 to 1993 Nyaa

Vou. Vit, pp. 9008 0 3

et oe Described er Reprodyced

in in Book of

204A—Longhand letter, May 11, 1926 ©

to ‘‘My dear Friend,”’ unsigned,.... 1 221

204B—Typwritten letter, Apr. 22, 1926 at

to ‘My dear Friend,” unsigned . ie

' 205—Excerpts from Texas Co. “ae on .

Behimer patent 1, 883,850, consisting

_ of copy of Behimer’s assignment; let-

ter Nov. 25, 1932 Mace to Cooper;

letter, Dee. 1, 1932 Dearborn to Hal-

le; letter, Dec. 22. 1932 Behrens to

*- Dearborn: ......... whigeuadepesnnes 1 222

206—Excerpts from Certified copy of

Dubbs application Serial No. 266,396,

of which the Dubbs application 6060

was a division and was involved in

the Interference No. 55,610-..:..... ‘1. 229 5 2168

208—Excerpts from File No. 2, Inter- —

Company correspondence. of the.

Texas Company, re Behimer ...... 9 2223

209—Letter, Dec. 5, 1927, Stratford to-

= I ind bacco 4cdisnd teense: - 5 . 2236

210 for Sent Late, Apr. 7, 1927, . |

Stratford to Dearborn ............ 1 244 ~5 2239.

211—Letter, Sept. 10, 1926, Stratford

IO Gcccdecctednbdeusanes 1 246

212—Affidavit of G. H. Von Brunow, |

- dated Mar. 11, 1926 ....... cenhie iy ot § 40a

213—Letter,. ‘sent from Clark Hotel, .

- Los Angeles,.to ‘‘Dear Harry,”’ un- a

signed, Oct. 23; 19286"... ......250-. 1 256 5 2246

Vol I, pp. 1 to 550; Wol. IZ, pp. 551 to 1089; ol. pp. 1083 to 1503; -

Vol. FV, pp. 1508 to 1993: Vol. V, pp. 1995 to to 2493; Vol. WI, pp. 2495 to 3084;

Vol. VIZ, pp. 2985 to 2567. ‘eck

Described or Reproduced

estineny Exhibits

Vel. Page Vel. Page

214—Letter, undated, sent from Rich

Hot#l, “Houston, to ‘‘Dear tend

-, Seb” GRRE cas cncetscnsssey 1 256 -5 2247

215--List of employees of. The Texas as

Company given by. Wannack to --

En cccccncntenpcssanenaesese ow 5 2247

216—List of Texas Company refinery

operators given by am te:

BA | BUTTTIUTTTTTITIYITES EL TTT TLE 5> 2249 °

217—Affidavit prepared for Maurice

Beyt, unsigned .......... tte e eee e es 1. . 162

218—Affidavit \ prepared for. Maurice

Bagh, Wee oon odes ac cess dgec Vs. 1 162

219—Affidavit prepared - for Maadles

Beyt, unsigned ?.)...... ee oP Ps ‘1 162. 5 2255.

220—Abstract of Bill of Complaint and

Answer, and Amendment to Answer |

in Universal Oil Products. Co. v. ;

Dickey Refg. Co. (Equity No. 822-N) 1 229 5 2260

221—Letter, Nov. 30, 1926, Fantz to”

o

g

MEE 3csocatceeucicdadsaeaccass 1 268

222—Letter, Nov. 30, 1926, Fantz to |

EE ccd dn dedsananhdeeed caeku 1, 268

293—Telegram, Dec. 7, 1925, ey ‘to

Bs SE an deckcddavwaisekaenets 1 269

'224—-Telegram, July 17, 1927, ¢. P.*

Dubbs to Robert J. Dunham........ 1 269

225—Telegram, July 17, 1927, C. P. -

Dubbs to Robert J. Dunham........ 1 270 ~

VoL Z, pp. 1 to 850; Wol. 3%, pp. 681 to 1089; Wol IIL pp.l0ea to 1503:

Vol. TV. pp. 1808 to 1983; Vol. V, pp. 1995 to 2483; Vol. b cgaion 3084;

Vol. VIX, pp. 3085 to 3567. Vi, pp.

xix -

226—Telegram, July 18, 1927, R. J. ‘

‘Dunham to C. P. Dubbs..:......... 1 270

227—Offfice Record Copy of Telegram,

July 18, 1927, R. G. Danielson to L.

‘H. ‘Thompson peonnedashbicseapesee 1. 271

228—Telegram, July 20, 1927, C. P.-

Dubbs to R. J. Dunham........... 1° 271

229—Telegram, July 21, 1927, Reich- -

imemn to-C. P. Debbs............... 1 272

; 230-—Telegram, July 22, 1927, A. F.

Reichmann to C. P. Dubbs....... in

231—Photostat of contract between

' Universal Oil Products Company and

* Otto Behimer, dated Aug. 20, 1927.. 1 272

* 232—Agreement between Otto Behimer

and Universal Oil Products Co.,

dated Nov. 16, 1927..............¢. 1 274

233—Letter, Nov. 16, 1927, R. J. Dun- |

ham to Otto Behimer........... aha 2

234— Wannack Expense meniorgnda :

_ (51 pages) for 1925 and 1926..... j. -". 5h 3

235—Wannack Expense - item dated ;

Aug. 7, WDM... cesses cdecscecceae’ oo 5 . 2337 ~

236A—Letter, way 3, 1925, Dubbs to ; mee |

DE cha ductbistieekahsnkenssae 5, 2389 .

236B—Letter, ‘July A 1925, Dubbs to leg ae

Re ae an te ‘5 -2339

236C—Telegram, July 9, 1925, Dubbs

Oe MEE .c.bbc due deobecevecsea ses ee ad 2340

wal Eye PP abode atest Vol. . B51 to 1022; Vol. DP. 1023 to 1503;

—_— DD. 1995 to 2493; Vol. : PP. 2495 to 3084;

Oe tele

lin tn Bok of

| . Va Pese | Veh

237—Beyt’ s Contract with Universal

Oil Products Co., dated Sept. 28, 1927 * ~§ 2341

238—Telegram, Oct. 1, 1927, Bia to. me

W. K. Holmes...... Chien Gana Caen ss 1 364

r 239—A pparatus for Reconstructed Ex- »

periment 8 operated Aug. 1926 (Page.

‘92 of Behimer’s affidavit).....:..... 5 2343

240—Apparatus for Experiment 8, op-

erated May to Aug. 1917 (Page 43B

of Behimer Affidavit) were beeen ene 5 2345

241 for ident.—Letter, Aug. 21, 1918, — .

Dubbs to R. C. Holmes...... paecias 5 2347

242-245—Abstract of Pleadings in suits

of Universal v. Texas Company. and —

Universal v. Standard Oil Company ;

(Ind.) in 1926 and 1927............ 1 414 5 2355

246—Telegrams (15) from “Cal” to

M: Egeler and telegram from’C. :

Smith to Dubbs, Feb. to Sept. 1926... 1 431 5 2356

247—Telegram, Aug. 3, 1925, Wannack :

to Egeler; Telegram, Nov. 17, 1925,

-Wannack to Egeler; Telegram, Jan.

18, 1926, ‘‘W’’ to -Egeler; Letter,

Aug. 3,. 1926, Wannack to Egeler;

Note, Oct. 16, -1926, “Cal? to ‘“‘Dear '

Sir’? 2... Rey ge re Pe ee ee ; 5 2360

"3S RS PS a "4. 435

249—Letters. and telegrams between

Dubbs and Wannack, June, 1925 to r;

Nov. MMU dautascnhiesi cid hekee oe ‘ 5

WoL & pp.1 to 880; Vol. Pp. 551 to 1082; Vol. DP. 1083 to

Vol. FV, pp. 1606 to 1993; Wol. V pp. 1998 to 9483, Vol. Vi, pp. S408 te

Vol. VIX, pp. 3088 to 3867, nual ; ”

in Book of

307—Settlement agreement as of Apr.

1, 1939 (typewritten) between Uni-

_ versal and Root Petroleum Co....... 5 2376

308—Supplemental letter, Jan. 25, —

1939, sjgned by Universal and Root

Petroleum Co. modifying acto

2 of DX 307......... ccc eeeeeuss 5 2381

311—Letter, - Jan. 26, 1939, Root ;

Petroleum Co. to Thiess............ 5, 2383

525—Pyzel patent 1,597,821............ 7 3436

526—Jesse A. Duhbs patent 1,123,502... — 7 3174

527—Trumble patent‘ 1,281,884....... 7 3286

528—Pyzel patent 1,506,444.......... _ 7 3424

529—Pyzel patent 1,891,218.......... 7 3506

530—Pyzel patent 1,622,737....:..... / 7 344d

554—Hanna patent 1 449,226 bons Sie 7. 3394

555—Hanna patent 1,449,227.......... 7 }

556—Drawings of Richmond (Hanna)

Pressure Still ...... ce Madaaten bees -2 _ 568

557—Drawing of Halloran and Strout

Still, dated Aug. 30, 1923............ 570

558—Drawing of Halloran. and Strout

Still, dated Jan. 22, 1924............ 2 570

559—Flow sheet of proposed modified

Richmond (Halloran and Strout)

cracking process, dated March 18,

_ 1924 PeeeOeeeeseseeeeseeesceegeses

5#1—Hanna patent 1,655,603...... Sor

a

TET Syren hares

2 578 .5 2385

3462

xxii

Described or § Reproduced

in in Book of

estimony Exhibits

2 562—Standard Oil Co. frewing. B-21601

(Dubbs furnace) ................4. 2 592

563—Standard Oil Co. Drawing A- 21589 a

eee TROIS iss akc sc ieccabnces 2 592

564—Record sheets for Run No. 16, :

, PUNO TOMS 2. nce ee sececces ink anes 2.. 592

565—Record sheets eid Run No. 41,

Se PROT re Tee eT tre ree 2 593

588—Defendant’s request for admis-

sion of genuineness of documents... 5 . 2387.

589-—Plaintiff’s answer to request for

- admission of — genuineness of docu- ee

CE cus cei bas wie ce ev eC ucuR ees ' 3 2392

590—Abstract of Booklet by U.O.P— |

1924-25 ...... SON LON Ee 2 625 5 2393

591—Abstract of Booklet by U. O. P.— 3

WN os ica et cece ee ee towiaeee 2 625 > 35

592—Abstract of, Booklet by U. O. P. “=

Mr as 2 625 5 2401

3450

3512

3520

) 505-—-Hiath Patent sero. Pavicres

596—Huff Patent: 2,039,797..........

599—Patent application A (Homes,

Manley & Behimer),. delivered to .

Nesbitt by Mackenzie to be forwarded

Oe Se ao ce ce oes oe eee 3 1023

600—Excerpt from letter, Mackenzie to _

‘Nesbitt, March 22, 1918............. . 3. 1023

601—Telegram, Mackenzie to Holmes, |

MN ye DUNS ik ic kcccasieesas a ae ae

>)

RE

i mS

=

y

—_

>

ee

—

hog

2

NN

w

on

Nyanga

- 2403

qv

Vol. I, pp. 1 to 550;-Vol. 1%, pp. 551 to 1082; Vol. IIZ, pp. 1023 to 1503;

Vol. IV. pp. 1605 to 1993; Vol. V, pp. 1995 to 2493; Vol. Wi, pp..2495 to 3084;

Vel. VIz, pp. 3085 to 3567.

2

xxiii

602—Excerpt from letter, Mackenzie |

to Holmes, Apr. 27, 1918..........; 3 1027

603—-Excerpt from letter, Mackenzie to

Nesbitt, May 3, 1918............... 3 1028

2 604—Letter, Nesbitt to Foster, Free- )

man, Watson and Coit, May 4,1918:. 3 1028 5 2414

605—Letter, Coit to ) Meats, May 6,

WE cede mae xs 31028 5 2414

606—Letter, Mackenzie to Coit, ‘May 9, _* .

EE catia Soa raeeknnn un ei ved nes seks: 3 1028

607—Letter, Coit to Mackenzie, May

EE oI 4.4 065 S4k 04d chee etwas 3 1028

608—Letter, Mackenzie to Holmes, May

31, 1918 ...... appar oe Torerer? 2 979

a. 3 1028

609—Excerpt from letter, Coit to Nes- :

Dect, Sume S,.191B 2:65. gece ce cesccys 3 1029.

: 610—Excerpts from letter, Nesbitt to -

Coit, June 13, 1918 (Mackenzic’ s

3 SPR Rar ee an iran SRM AEN 3 1029

611—Letter, Coit to Nesbitt, June 15,

I es i ee 3 1030

o 612—Letter, Nesbit to Holmes, July

- 23, 1918, and attached copy of letter

from Coit to Nesbitt, dated July 22;

¢ | PRE ee op eeaekaaeaees 3 1031

613—Letter, Mackenzie to Holmes, Aug. - .

97, 1918 ..... ne Nes 3 1031

614—Excerpts from letter, Mackenzie

to Holmes, Sept..9, 1918............ 3 1033

Vol x, pp. 1 to B50; Vol. IZ, pp. 551 to 1022; Vol. IIT, pp. 1023 to 1503;

Vol. IV, pp. 1505 to 1993; Vol. V, pp. 1995 to 2493; Vol. VI, pp. 2495 to 3084;

Vol. VII, pp. 3085 to 3567.

XXiv

615—Letter, Thomas to Mackenzie, _

- Sept. 13, 1918, enclosing letter from

Coit, dated Sept. 11, 1918.......... 3 1033 -

616—Letter, “Mackenzie to Thomas,

Sept: 94,-1998 io... tececseceess. 3 1034

617—Letter,, Mackenzie to ‘Selats,

oe peer Pere 3 1034

618—Letter, Mackeasie to Van ae,

SA Ska dtd ab cesacanbannas 3 - 1035

619—Letter, Van Gundy to Mackenzie, ;

Oct. 31, 1918 ...... See at RoE ie 3 1035

620—Letter, Behimer ” to “Mackenzie. i? .

) _ Oct. PO 0 As Ch Weennods i ceeenns 2° 915

: 3 1035

621—Letter, Mackensie . to Holmes,

Nov. ee RUE Siewetneuiecisirccencs 3 1036,

622—Letter, Mackenzie to Thomas,

ince rere vecks ‘... 3 1036

623A—Flouw diagram by De Florez, of .

operation at Bayonne (Hall Process) 2 847

626—Excerpt- from: report, Mackenzie

' to Holmes, Feb. 28, 1917, Runs 12 to -

24 | Ba ee 2° 853

627—Report, Mackenzie to Holmes,

_ April 12, 1917, Runs 25, 26, 32‘and 33 4 1044

628—Excerpts from final report on

Hall Process, May 9, 1917...... exe S 1039

629—Excerpt from report on Hall Proc-

ess; Mackenzie to Holmes, May 7,

or.

- 2415

9417

2419

2422

ot rere rere Missal scaees ans san *. 3. 1045

"Vol. %; pp. 1 to 880; Vol. IT, pp. 551 to 1082; Wol. IZ, pp. 1083 to 1503:

Vol. IV, pp. 1505 to 1993: Vol. Wi bp. 189" to 2483: Vol. Vi, pp. 9496 Yo 3004;

630—Excerpt from report on Hall Proc-

ess; Mackenzie to Manley, May 29,

errr errr TeTer ree rrr erry 3 1040

632—Excerpt from report, Mackenzie

to Holmes, Oct. 17, 1917, Summary of

‘Runs 101 to 109 on Hall Process.... 3 1040

'634—Report, Mackenzie to. Shien ,

Oct. 26, 1917, on Hall Process .......3 1042 5 2436

- 635—Reporf, Mackenzie to Holmes,:

Jan. 17, 1918, Summary of October,

" November and December operations

at Bayonne on Hall Process. ....... 3 1042. 5 2444

641—Cady drawing of apparatus to :

demonstrate vayor pressure ....... 2, 792 5 2449

.642—Cady curve of vapor presente of 7

EE atic d dub aeekGhbscekesceeawnks 2° 793 5 2451

644—Cady photograph of elie of

0 RT ee ere 2 -796 5 2453

645—-Cady photograph of column after os

boiling DU IEE nau ess couch an 2 797 5 2453

646—Cady diagram of apparatus used -

to measure vapor pressure of mixed |

liquid solutions ...:.......... Se a: one

647—Cady diagram of epperedeis show-

ing the partial pressure effect in

_ fractionation of a solution ........ . 2 .802 5 2457

648—Excerpt from Science of Common - ;

Things, p. 194, by Wells (1863)..... 2 804° 5

2459

649—Excérpt from Physics for. College |

Student, p. 375, by Carhart (1910).. 2 804 5 2459

Vol I, pp. 1 to 550; Vol. IZ, pp "681 to 1022; Vol. PR 1027 to 1503;

Vol. IV, pp. 1505 to 1993; Vol. v vp. 1995 to 2493; Vol. PP. 2495 to 3084;

Vol. VII, pp. 3085 to 3567. ;

Tin in Beok of

estimeny | Exhibits

Vol. Page Vel. Page

650—Excerpt from A Text Book of

Physics, p. 196, by Spinney (1925).. 2 804 5 2459

-651—Excerpt from Physics, Advanced oe

Course, by Barker, p. 309 (1892).... 2 805 5 2460

' 652—Excerpt from Elementary Trea-

tise on Physics, p. 341, .Atkinson’s _ |

Translation of Ganot (1879) ....... 2 805 -5 2460

653—Excerpt froni Essentjals of Phys-

ics for College Students, p. 115, by -

_. Bee CHES) 2... sss POT eee 5 2461.

654— Excerpt from College Physics, |

p. 240, by Reed and Guthe (1912).. 5 2461

655—Excerpt from The Elements a

Physics, p. 192, by Coleman (1906).. 5 2461 _

656—Excerpt from The Elements of ake

Physics, p. 148, by Carhart & Chute se :

SE Std te ceva wer ede ks teks axa ks 5 2461

657—Excerpts from Physics for Stu-

dents of Applied Science, pp. 198 and .

_ 202, by Shrader (1937) ...:...... 5 2462

658—Excerpt from. A Textbook of. In-

organic Chemistry for Colleges, -

163, by Norris (1921) .........<:.. 2 805 5 2462

660—Behimer Patent 1,883, 850....... 7 3494

662—Drawing X-1123 of Dewar & Red- .

' wood apparatus, dated Dec. 4, 1915 2 871 5 2463

663—Drawing Y-1568—Modified Red- :

| wood still, dated Sept. 19, 1916...... 2 872 5. 2465

664—Behimer’s sketch of modified con- _

tinuous Dewar and Redwood still..:-2. 875 5 2467

1. Tv, pp. 1806 to 198 ol. 37, Pp. SEL so 1008; Vel. TEE. pp. 1083 to 1203:

XXxVii

665—Clark and Abbey line diagram of

heating coil of Experiment 8, dated

Aug: 17, 1916 «00... eeeeee eee eee ees 2 882

_ 666—Drawing Y-1562, Smith Drawing

of Coil, Experiment 8, dated Sept. 18,

Qe cceltaneadheesschektsdnkeces 2 882

667—Photostat of blue print from otig- |

inal tracing 1648 ‘showing coil and

drum Experiment'8, with marks by. .

Behimer (See DX 754) ....... eee 2° 883

667A—Enlargement of box title of DX

667, showing date of Nov. 6, 1916.... 2° 883 :

668—Photostats (front and ae of.

blue print from tracing Y-1703, dated

BO WUE ob. ie hvakesucssdivesies 2- - 885

669—Photostat of tracing Y-1703 as:re-

' vised, dated Jan. 29,. 1917 Niakaknews 2 - 885

670—Letter, Mar. 23, 1917, Detwiler to

MEE nccavaaed cctanencesueenuen 2 1008 ~

Experiment errr re ‘cubweneuGekes 2 886

672—Test data on jet ral - dated

errr errr rere etre 2 886:

673A—Earnest drawing No. 23 (page

1) of apparatus erected in coil and

drum Experimetit 8 ............. +2 887"

673B—Earnest drawing No. 23. (Page

. 2) of apparatus erected in coil and

drum Experiment i ecanen Teannad kx 2 887

674—Group of textbook excerpts, re

DS 2473

fod |

2475

i>) |

2477

6 279.° °

5 2483

5 2485

5 * 2487

5 * 2489

5 2491

.5. 2493

Vol. Z, pp. 1 to 550; Vol. IZ, pp. 651 to 1022; Vol. PP. 1023 to 1503;

Vol. IV, pp. 1505 ee 7 Vol. V, pp. 1995 to 2493; Vol. PP. 2495 to 3084; .

Vol. VII, yp.

fia in Book of

‘estimony Exhibits

675—Behimer’s fractioning equipment ae be

(Sketch Perr Se Perret 2 892:. 6 . 2495

675A—Behimer’ s condenser for ftac- ; .

tionators (Sketch #9)...... adae (2 892 6 2497

676—Records of Run 6, Experiment 8

(coil and drum) ..........-seees. ‘a

‘677—Records of Run 7, Experiment 8

op” | RApeea pee) saree 2.

678—-Records of Run 8, Experimental 8

(coil and drum) piace cekueevene kas 2

679—Records of Run 9, Experimental Ss .

(coil and SED <0sca dees bivesabeks 2

ehimer’ 8 distillation a book 2

681—Behimer’ Ss permanent record Sook

pages for Runs'6-9 ............. oe oy

- 6 2579

. 682—Behimer’s index cards for Runs on

PORMOTEOME & .. ooo osc cn cecces eet aind 2

683—Excerpt of letter, June 27, 1917,

Manley to Detwiler ............... 2

-684—Excerpt of letter, Aug. 14, 1917,

Manley to Detwiler ............... 2

' 685—Behimer’s sketch of proposed

semi-commercial appartus ......... 2

686—Drawing Y-2200 of proposed semi-

commercial ‘apparatus, dated Sept:

et UE. inne dcuaenes sees 2

687—Letter, Nov. 5, 1917,. Dawson to

Bailey, with enclosed letter, Nov. 1, ;

‘1917, Collings ‘to Dawson .......... 2 911 6 2643

b tg alt gt BA Vol. Pp. 551 to 1082; - Vol. PP. 1023 to 1503;

Vol. IV, pp. 1505 oe aed Vol. 7+ BD. 1995 to 9483; Vol. PP. 2495 to 3084;

Vol. VII, pp. 3085 to, , 3567. ‘ ct a

8 . 28 g 982 8 og

‘

6 2639

2641

es

_ Vol. IV, pp. 1505 to 1993; Vol. V, pp. 1995 to 2493; Vol. Pp. 2495 to

. Desertbed or Revroduced

: _ _ Sxhibies

ae Vel. Page Vel. Page

688—Excerpt from letter, Behimer to

Bailey, Nov. 7, 1917 :........ eke 2 911 -

-- 689—Letter, Bailey to Behimer, Nov. x | .

OEE rr er rrr: PorrEe ere 2 912 6. 2644

690—Excerpt from- Seay Manley to

Bailey, eS errr eee 2 912

691—Letter, Bailey io Dawaén, Dec. . ee

RN cdank dun ancnsies cha 2 912 6 2645

692—Letter, Risdon. to Bailey, Jan. 3, ad

WDNR occ c eee eee eee e eee wees 2 912 6 2646

693—Drawing Y-2282; incomplete _

-Hartzler drawing of proposed coil :

and drum semi-commercial apparatus 2 912 6 2649 |

. 694—Donaldson’s working copy of |

-Behimer patent, a (third -

EE <ie chs: dunananseseessk en ee 914

- 695—Tracing U-2310 for patent speci- |

. fication, dated Jan..4,1918 ......... 2 914 6 2651

696—Certified copy of Holmes, Manley

& Behimer application | No. 263,562, ; 7

ME hance Wo ods vce taleneawess 6 2653

697—Drawing p. 169, dated Dec. 24, |

1917, showing Batteries 2 and 3 of |

GND: TD a wiii'n koe acccndeences 2 915 6 2671 —

698—Draywing of heating coil of Bat-

tery 3, dated July 2, 1918 .......... 2 915

699—Letter, Risdon to Capen, June 18, :

EE chibieeeeay eka Gane News aeee 2 915 6 2673

Vou & pp..1 to 860; Vol. IX, pp. 851 to 1088; Vol. "sist Baa

fie in Book of

Sys et ore — ee

~700—Letter, Vilter Mfg. Co. to Texas

Co., July 25, 1918:............ shoes 2 916

701—Excerpt from letter, Behimer to |

Manley, Sept. 13, 1918 ...... Sbhenkes -2 916

703—Letter, Capen to Schutte-Koert- .

ing; Nev. SB, 1918 ....5.2cscccccces 2 917 6 2675

. 704—Letter, Schutte-Koerting toTexas

Tg MR, G, FOND ie ccdiccdescecccses 2 917 | 6 2675 —

705—Excerpts from Run sheets of Run

- 5, Battery 3, _Experiment 18, cated - '

.. Dee. -9-14,- NN eae ds W, 2 917°. 6 ..2677

' 706—Excerpts from report on Battery

2, Run 14 (with prebeater coil), dated - .

See UE EE 00S dicndcccocecces “i 919 6 2680

707—Excerpts from report on Run 7,

Battery 3, mxperiment 1 18, dated Jan.

cab asdnd sas 6b se Sb eenes 2 919 6 2685

708—Excerpts from report on Run 8,

Battery 3, Experiment 18, dated ;

Feb. 25-27, 1919.........: beeches. 2 919° 6_ 2688

709—Drawi ing H-405—Alterations: to. |

* batteries 1 and 2 (making a four-still : .

battery), dated Dec. 4, 1918........ 2 920 6 2691,

710A--Letter,. Miller (Hancock Inspira-

tor Co.) to Behimer, Mar. 29, 1919 2 920 6.° 2693.

710B—Letter, Behimer to Hancock In-

spirator Co.. April 21, 1919..:..... 2 921 6 2697

. 710C—Letter, Berthold (Hancock) to

- Behimer, May 6, 1919 {eee Oe eee 2 921 6 2698

Vol 1 to 850; Vol. 1 551 to 1088; Vol. 1083 to 1503;

Vol. IV, pp 1808 to to 1983; Vol. ~~. 1995 to + Vol. Ty. 2008 to 2084;

Vol. VIZ, pp. 3085 to 3567. ae

| fin "Book of

Va. Page ve Page °

710D—Excerpt from letter, Manley to

Behimer, May 20, 1919............ 2 921

711—Excerpts from Run 3, Battery 4,

Experiment 18, April 26, 1919...... 2 921. 6 2699

712—Letter, Behimer to Holmes, Dec. j

Oe EE ee ee 2 / 924

if 713—Letter, Holmes to Behimer,: Dec.

i, ee ia. PE Pow re peo © OM

'- 714—Drawing X-3595A of . preheater

and economizer of Experiment 118,

dated April 3, 1920..............:. 2 925

715—Drawing ‘Y-3619A—Apparatus of

Experiment 11B, dated April. 15, | :

SU ssessees sted aeseaeeeceeeseies ‘6 2705

716—Behimer’s notations; re jets ‘#6 |

and #7 for Experiment 11B, tested

_ March 22, 1920........ reieies ae:

. 717A—Letter, Behimer to. Am. Steam —

_ Pump, Feb. 19, 1920.............. 2 925.

‘717B—Letter, Am. Steam Pump to -

‘Texas Co., Feb. 25, i ésese-< tet 2 925

718A—Letter, Behimer to WE. Quim- : or

-— +» & “SS. Severe 2. 926.

_718B—Letter, W. E. Quimby, Ine., to

Texas Co., Mar. 13, 1920.......... 2 926

719A—Letter, Behimer to Ohio In- . ;

jector Co., May 20, 1920........... 2 926 —

719B—Letter, Ohio Injector Co. to 7

Behimer, May 25,.1920........ ae. a

Vol. I, pp. 3 to 550; Vol. IZ, pp. 551 to 1082; Vol. 1023 to 1503;

va Tak on cone te aear Vol. 'V, pp. 1995 to 9483; Vol, Wy seed to sone,

720—Blueprint of tracing Y-4422 of - ~

centrifugal pump, dated Mar. 8, 1920 2 926

721A—Drawing of Parish rotary pump,

marked ‘‘89°"" ....... ooccedenenece = +

721B—Drawing of plunger type pump,

marked ‘‘90”’ -........ sanedsaiibces 2 927

722A—Letter, Bender to Behimer, |

SS SE hd cdvdcccsdscA Bisen 2 927

722B—Letter, Behimer to Bender, | ‘

Jan. 18, 1921. ........... ese eee eeee 2 927 --

723—Drawing Z-4346, showing hori-

zontal, double acting, plunger type | |

pump, dated Mar. 4, 1921.......... 2 927 6 2707

724—Letter, Dow Pump Co. to Texas © roe

Se s | Are re 2 927 6 2709

725—Behimer -. notegram to Capen, Mee

April 9, 1921. .......e.e eee eee eee. 2 928 6 2713

726--Notegram, Behimer to Elliott, . :

i 3 Ay ee ey ee ; 6 2713-

727—Notegram, Behimer . to . Dodge, |

May Mb cissedh bed eeiens danke 2, 928 6 2717

728—Drawing X-4644, ais pump, | ss;

dated May 98, 1921....... iaaniaey 2° 928 6 «2719

729—-Flow diagram of original com- -. *

mercial batteries of the Texas Co., ak

started March 1920................ ‘2.929 & 2721

. 730—Drawing Y-4630 dated May 21,

1921, showing Battery 14 with Surge

PUMP... cece ccc ec ecececececees oo 2 930. 6 2723

, . BP. 561 to 1088; Vol. yp. 1088 to 1303:

Vol rv. 1568 to 1908; Vou'v 1988 to 9463; Vol. 3084 ;

- Vol. Wit. pp =x. —_—

we Pd

Described Reproduced

ri in Book of

Exhibits

estimony ~

. Vel. - Page Vol. Page

731—Drawing Y-4871, showing modi- .

_ fied rr pump installation, dated :

2 OS) Ue PPS Pere aces 2 930 6 2725

732—Flow diagram of Run 63, Battery

14, using Surge pump return of re-

flux to the coil, Oct. 31, 1921° to ee

Nov. 3, 1921......... Shaubesivesa: 2 931 6 2727

733—T racing record of tracing Y-1703 2 987 |-6 2729

734 for ident.—Behimer’s statement to - |

' the Texas Co. in 1926 pueecouenenawe 2 952. 6 2731

735—Excerpt from: letter, Alther to» »

Backus, Oct. 23, 1924..... peitadaac: 2 837

736—Exeerpts from letter, Bergman to ;

Huff, Mar. 19, 1925...°... piewaa we : 2 838

2 737—Excerpt from: \letter, Bergman to . ;

. Huff, Apr. 13, 1925,........... <...2 839

738—Distillation report of Dubbs resi- :

SET oon ns av awadtio nessun van ot . 2 840 °

739—Distillation report “ef Dubbs

charging FP Pe ry Pre -2 840

740—Distillation report of Dubbs resi- |

— due from Unit #2. evedtnes ey -2 840

745 for ident. —Excerpt “from letter,

Behimer to Dodge, Mar. 21, 1924. . 2 953

746A- O—Photographs: of Bayonne ap- \

paratus. for Hall Process.......... 2”..850 6 2749

747—Log sheets of Run 24 at Bayonne -

(See Summary, DX 850).......... 2. 858

Vol. I, pp. 1 to 580; Wol. 11, pp. 551 to 1042; Wol. III. pp to 1503;

vol. IV, pp. 1505 to.1993: Vol. V, pp. 1995 to 2493; Vol. WI, pp. 2495 to 3084;

@ er xxiv

= ty

Vel. Page Vel: Page

750—Fxcerpts from De Florez article -

(1923) in ‘‘The Refiner: and Na-

_ tional ‘Gasoline Manufacturer” Mag-

MTT TT TTT seceteccsecess 2 GBT

_751—Excerpts from De Florez article

_ in ‘National Petroleum News,’’;

‘\ Sh BE e cdadibinsances kaka as . 2 859

752—T racing record of Drawing Y-1648 2 *986 6 2779

753—Blueprint of tracing Y-1648 (Bur-

ton stills layout), dated Jan: 29, 1917 2 986

754—Smith’s recopy ‘of original - ‘trac-

' ing 1648 (See DX-667)...... 0.2.5 2 986 6 2781

755—Donaldson’ s blueprint #11955, eo |

tracing 1703-Y (See DX 668, 669).. 999 6 2783:

x 756—Letter, . Donaldson to a

Feb. 2, 1918, with aus applica-. '

tion ”. arbvkaniaes eRebdhbtecdieenees 971

| i | 2.1000 6 278

757—Excerpt- from. letter, Donaldson

to Holmes, Jan. 22, 1918 umectns ‘ee 971

. 2 1001

758—Letter, Holmes to Manley, May -

jo SME he N thas 4bckadat doce. ioc, 6 2795

‘759—Letter, (enclosures omitted) Det:

‘\~ wiled to Ma. ley, June 20, 1917 (See

We WE ke ee a ei vi bd vanksedsaseiore. -2. 903 6 2796

760—Thompson Patent 1,250,050..... 7 3254

761—Letter, Holmes to Manley, Jan.

So SE oa eins FA ab ae SPeTe FOP ee 2. 971 6 2R00

762—Telegram, Holmes. to Manley, ;

Prob: 6; 1998.20.00... 0..cccesceeee . 2. 972 6 ‘2903

bet dad ot aa Val y"Bp ted" Se Wa, "By. a Wy Se

763—Letter, Manley. to Holmes, Feb.

DO 1DIB 6 oc siccccqocccwccscsceccas 2 972

‘ ‘764—Letter, Holmes to: Lufkin, March

BD, BOND nn cccccecccccsccsiccgeres 2 972

765—Letter, Donaldson to Manley, Feb.

BD, 2D1B.-. 6. oda ccccccccdcccccccese 2 .1002

769—Detwiler memorandum, Novem:

ber 29, 1916, re secrecy..........+- 2 1006

772)—Perspective drawing of Dubbs ;

773 paterit 1,392,629 ............ 3 1072 6 2805

774-A) —Flow diagram of Defendant’s:

774 JS } operation at Lemont, IIL,

prepared by H. V. Smith... 3 1115

775—Photograph of Defendant’s plant . e

at Lemont, Ill. ..... peebnciaweeaess "3 1115 -6 2809

776—Brown’s vapor pressure chart in

the Root case, with marks by H. V-

D>

BED cw crcccccccececccsescuceseee ‘3 1134 6 211

777—Sketch of Jenkins still, prepared . |

> AA Speers 3 1139 6 2813

778—Drawing of coil distillation ap- - ° |

paratus, prepared by Reiman...... 3.1179 «6 215

779—Atwood Patent 28,448.......... 7 3110

780-—Simplified drawing of Atwood |

Patent, prepared by Reiman....... 3 1184 6 2R17

781—Merrill Reissue patent 7,096. ... 7 3105

‘782—Dewar and Redwood ~ patent :

GID TRE “an ccrgcccccccccegeccccgeces : 7 3122

783—Burton patent 1 105,961 casecase . 7 3164 —

vat. Bebe eae ee ee tees a "7s, 7, 1 poet:

Reprodeced in tn Beak of

) Va Pas | Vel Page

784—-Humphreys patent 1,119,700.... : 7 3170

.785—Edwards, patent 1,170,884....... 7 3182

786—Smith patent 1,239,423......... 7 3224

787—Benton (Br.) patent 1,922 of 1887 7 3527

; ~~, 188—Pielsticker (Br.) patent 6,466 of : ane

1890 PC eee Tee Fe eer kt Chere ’ 7 3545

789—PYelsticker (Br, patent 1,706 _ ree |

i re reer ee ie wren ' % 3539

790—Pielsticker (Br) eee 1,308 of erty

Se. “scree paws nn aehks Mae desea : 7 3531

#91:-Sivaplified pe of Piclsticker . eas,

‘patent, prepared by Reiman ....... 3 1210. 6 2819

_ 792—Pielsticker patent 477,153....... ' 7 3126

793—Yall patent 1,175,910........... 7 3200

*. 794—Letter,- Kinzer: to Dawson, Sept. a |

21, WONT «6... eee eee eet e ee eee 2 1015- 6, 2821

795—Letter,. Daw son - Bailey, Sept.

i EE whan cdaednd ses as ceuewies 2 1015. 6 2821

796A—Letter, Kinzer to Dawson, Oct. . | ae

ee. rae eh Peewee Er ere 2 1016 6 2822

-796B—Drawing U-2912, enclosed in. |

796A, of high: pressure: still drum, = "+ * -

Experiment 12, dated. Sept. 5, 1917..-2 1018 6. 2823.

797—Drawing P-227, dated. June 5,° ©. |

1919, showing plan of a commercial

battery without pump and clean cir-_ . i

-dulation ©...... cht axes eames vvuecsS 2007 6 9035.

798—-Drawing. P-230, dated: dais . @

- 1919, showing. longitydinal section of :

same stillg".:......... Vs niedonacis 2 1017 6 2827

Vol. I, pp. 1 to 550; Yol. PP. 551 to 1

. Yel. EV, Dy. 1808 So 1980; Vol. + PP 1996 to

Vol. VII, pp. 3085 to 3567.

oa2; 1082 to 1503;

aeday wel. Bp. 1082 vo 1503:

Described or

in in Book of

Vel. | Page Vol. Page

799_Drawing P. 238 showing preheater, . ee:

¢ dated June &, -1919........cccceecs- 2.1017 6 2829

800—Drawing Y-4578, dated May 21, ,

1921, showing piping for float gauge

and Surge pump for back trap, Bat- |

We S60 3h asiss bcixe wee aes saae ba 2 1018 6 2831

801—Biddison & Boyd Patent 1,345,740 « _ 7 3336

802 and 802A—Excerpts from certified

copy of File Wrapper of Biddison

_ & Boyd Patent 1,345,740 and original

| ee Serre rrr rrr ree . 6 2833

803—Simplified drawing of Biddison & ;

Boyd patent prepared by Reiman... 3 1231 6 2863

-804—Ellis patent 1,396,999.......... nai 7 3352

P 805—Simplified drawing of Tremble 7 ;

_ patent 1,281,884, preparedby Reiman 3 1250 6 2865

. 806—Alexander patent ‘1,407,619... 7 3364

807—Excerpts ‘from certified copy of . a maar 7

Alexander patent File Wrapper..... : °6 2867

- 808—Alexander patent, simplified draw- - |

"ing prepared by er eee 3 1256 6 2897

- 809—Greenstreet patent 1,740,601... . 18476

810—Excerpts from certified copy of :

- File Wrapper of Greenstreet i e my

A Peper) Teer Pere er Tre ore 3 1283 6 2899

811—Enlarged drawing of Greenstreet

patent with colored lines, piunire dy

Ee ae eee 3 1265 6 2953,

812—Simplified drawing of Gramestvent } zs .

patent, prepared by Reiman... eee 3.1270 6 .2959 -

. ‘Wol. Z, pp. 1 to $50; Vol. 22, pp. 551 to 1082; Vol, 1023 to 1503;

Vol. IV, pp. 1505 to 1993; Vol. V. pp. 1995 to 9403, Vol. Vi, pp. 2405 to 3084;

ee . 3088 to 3867. :

Vol. IV, pp. 1505 to 1993; Vol. V, pp. 1995 to 2493; V

Vol. WIZ, pp. 3085 to 3567.

* fin im Book of

| Vol. Page Vol. Page

.813—Prior Art Patents in File Wrap-

per of Dubbs, 1,392,629, except those

shown as separate exhibits: . 7

Hall patent No. 1,175,909......... 7 3194

Zerning patent No. 1,183,266: ..... 7 3208 ©

Lambert patent No. 1,245,930..... 7 3238

Ellis patent No. 1,249,278......... 7 3248

' Coast patent No. 1,250,799........ a 7. 3262

814—Prior Art Patents in File Wrap-

. per of Egloff, 1,537,593, except those Fy

shown as separate exhibits :

Perkins patent No. 399,073....... 7, 3116

Lang patent No: 954,575.......... 7 3140

Gillons patent No. 1,084,080.°.... 7 3154

Forward patent No. 1,202 823 Caie's 6 7 8218

Curran patent No. 1,255,714...... 7 3268

815—Dubbs patent 1,686,654.......... 7 3468 -

816 for ident.—Excerpts from certified

copy of File Wrapper of Dubbs - i

RRR firey rere 3 1345 6, 2961

817—U. O. P. Bulletin B536, dated Jan

Dh SE WWbs XA VR La sdedear sees ,6 2977

_ 818A-O—Summaries of Run sheets for .

Dubbs ‘cracking. units.............. 6 2978

819—Exeer)ts from U. O. P. Bulletin

(1936) entitled ‘‘Cracking, Yester- | |

day, Today’ and ‘Tomorrow’’........ . — 6 2993 |

820—Excerpts from U. 0. P. ‘Bulletin’ .

SR-508, June .20, 1932.......... Kies ' 6 2993

821—Excerpts from U. O, P. Bulletin Bi

SR-521, June ik. MG ick eeeneaes ‘ 6 2994

“you & opto 000.7 Vol. 1H, pp. 651 v0, 1003; Vol. TH pp . 1083 “3303;

ol. Vi, DD. 2495

»’

822—Hall patent 1,285,136...........

§23—Hall patent 1,242,796...........

824—Hali patent 1,194,289...........

825—Excerpts from, ‘Principles of

Chemical Engineering’’ by Walker,

* Lewis and McAdams....... ery ery

826A—Excerpts from certified copy - of

File Wrapper of sntestorenes ‘No.

SD siveves Rpcsesunndesedascedss

-827A—Excerpts from the Warner-

IMIR TICE. oa ccc ceceecccsccee

827 B—Pielsticker drawing from the

- Warner-Quinlan Brief ......... eer

828—Excerpts from “Interrogatories

and Answer in ©. P. Dubbs v. Uni-

versal Oil Products Co.............

831—M echling free hand sketch of nor-

mal Alexander operation...........

832—Meehling free hand sketch a

. “Regular Operation”’ ...........

833—Mechling free hand sketch 42

“‘Returh of part of condensate from

Fractionating Tower .with Fresh

Te ude eeeeghedeneé

no title ished thee hhd seh aaed& <

3 1355

3 1356

835-—Mechling free hand sketch #4—.

‘‘Return of part of condensate from

Exchanger Tower with Fresh Feed’’

3 1356

6 3015

6 3017

6 3021

6 3023

6 3025

6 3027

6 3029

Vol. I, pp. S05'to West vol. Wp 551 to 1082; Vol, a 1033 to 1503;

PP. 2495 to 3084;

ie

849—Summary of demonstration Runs_ - noe

_ ' for Dubbs units, Avon, Calif.,.1924-25 6 3031

—850—Summary of Converter. Logs of

Run 24 at Bayonne (Hall Process), rae:

dated Jan. 22 to Feb. 5, 1917...... a - 6 3033

Motion by Defendant for re-admitting into qvidents,

DX-816, filed June Oe nc hwiac ya s'ddcaxanxee 3033

Opinion on Merits, filed July 24, 1941.............. , 3035

Findings of Fact and Conclusions of Law, filed Oct. .

5 RR eth eee ree Perr err re. 3052

Judgment, entered Oct. 14, 1941........ sabececee & 38061

Notice of Appeal, filed Nov. 7, 1941.2... 24-8062 |

Statement of Points............... kee kenen dav awawe 3062 .

Bond on Appeal... ......s.scccescesess caeieeaad 3065

Stipulated Designation of Record. reikeaas pene f EN .3066

Agreed Statement as to Exhibits........ peseceees SOTO

Stipulation as to.an Abstract of the Record, approved |

by y Judge spaicscceh de (peek suveuneced bUasekees 3083

UNITED STATES LETTERS PATENT.

— 1,392, 629—C. P. Dubbs, Oct. 4, 1921 roe. ae 3086

No. 1,537 593—G. Egloff, May 12, 1925. APA eer ee Pe 3094

No. ’ .1096—Reissue—R. 8. Merrill, May 2, “1876. .3105

No. 16,877—Reissne—O. Behimer, Feb. 14, 1928. . .3098

No. 28,448—L. Atwood, May 29, 1860............. 3110.

No. 399,073—G..H: Perkins, Mar. 5, 1889.........;.3116 .

WoL I, pp. 1 to 580; Vol 3%, pp 681 to 1088; Vol. XIX, pp. 1083 to 1803:

Vol. Iv, pp 1808 to 1993: Vol. Vv, Dp 1808 to 9663; Vol. Vi, pp. 9496 to 3004;

Vol. VIZ, pp..3085 to 3567. ¥ ;

\

Ae

No.

No.

xii |

419, 931—J. hens, et al., Jan. 21, 1890.........3122 ”

No.

No. 477,153—C. M. Pielsticker, June 14, 1892. sotec al

No. 954,575—J. Shaug, Apr. 12, 1910........ eee. 8140:

No. 1,049,667—W. M. Burton, Jan. 7, 1913....:......3150

. 1,084,080—G. H. Gillons, Jan. 13, 1914:........ . 3154

No. 1,105,961—W. M. Burton, Aug. 4, 1914...........3164

No. 1,119,700—R. E. Humphreys, Dec. 1, 1914........ 3170

No. 1,123,502—J. A. Dubbs, Jan. 5, 1915....:........ 3174

No. 1,170,884—S. H. Edwards, Feb. 8, 1916...... +... 8182

No. 1,175,909-——W. A. Hall; Mar. 14, 1916........ .. :3194.

No. 1,175,910—W. A. Hall, Mar. 14, 1916............3200

No. 1,183,266—H. Zerning, May 16, 1916:........ 8208 |

No.:1,194,289—W. A. Hall, Aug. 8, 1916.......... .. 3212

No. 1,202,823—C. Forward, Oct. 31, 1916............ 3218

No. 1,239,423—A. D. Smith, Sept. 4, > Ee ".. 8224

“No. 1,242,796—W. A. Hall, Oct. 9, 1917..............3230,

No. 1,245,930—C. G. Lambert, Nov. 6, 1917....... +». 8238

No. 1,249,278—C. Ellis, Dec. 4, 1917................. 3248

Né. 1,250,050—N. W. Thompson, Dee. 11, 1917.......3254

No. 1,250,799—J. W. Coast, Jr., Dee. 18, | re 3262

No. 1,255,714—J.-J. Curran, Feb. 5, 1918............3268

1,273, 966—F. E. Wellman, July 30, 1918.........3278.

No. 1,281,884—M. J. Trumble, Oct. 15, 1918......... 3286

No. 1,285,136—W. A. Hall,. Nov. ‘19, MM 5s ahus cies 3302 -

No. 1,288,711—L. O. Sherman, Dec. 24, 1918... erere 3306

No. 1,295,088—A. F. G. P. J. Von Groeling, Feb.. 18, |

eee ee ee ee Pera ean aie 3318

Wok & po. 3 to 000; Vol. 32, pp. 551 to 1022; Vol, pp. 1083 to 1008;

Vol. IV, pp. 1505 to 1993; Wol. V, Dp. 1995 to 2483: Vol. ¥ ‘DD. 2495 to 3004;

Vol. VIZ, pp. 3085 to 3567.

. 1,345,740—P.

. 1,388,629—J.

. 1,396,999—C.

1,407,619—C.

. 1,428,338—F.

. 1,428,339—F.

; 1 324,983_R. R. : ioaabtonte Dec. 16, 1919....... /.3330

McD. Biddison, et al., July 6, 1920. 3336

W. Coast, Jr., Aug. 23, 1921

Ellis, Nov. 15, 1921 i

M. Alexander, Feb..21, 1922.......3364.

T. Manley, Sept. 5, 1922

yo Manley, Sept. 5, 1922

. 1,449,226—R. Ww. Hanna, et al., Mar. 20, 1923... .3394

. 1,449,227—R. W. Hanna, et al, Mar. 20, 1923 eee! 3402

. 1,462,143—F. T..Manley, July 17, 1923....... . 3410

. 1,488,325—€. P. Dubbs, Mar. 25, 1924....... cs» S416

. 1,506,444—D. Pyzel, Ang. 26, 1924.............. 3424

. 1,585,496—R. C. Holmes, et al., May 18, 1926... . .3428

. 1,597,821—D. Pyzel, Aug. 31, 1926............ .. 3436

. 1,622,737—D. Pyzel, Mar. 29, 1927.............. 3444

>: 1,638,735—L. C. Huff, Aug. 9, 1927.....2........ 3450

. 1,640,202—F. T. Manley, Aug. 23, 1927.......... 3456

9. 1,655,603--R. W. Hanna, Jan. 10, 1936.......... ', 3462 —

. 1,686,654—C. P. "Dubbs, Oct. 9, 1938............. 3468

. 1,740,691—C. J. Greenstreet, Dec. 24, 1929.......3476 -

. 1,765,976—R: A. Halloran, et al., June 24, 1930. . .3486

. '1,883,850—O. Behimer, Oct. 18,°1932............3494

fo..1,891,218—D. Pyzel, Dec. 13,-1932............... 3506

. 1,937,959—L. C. Huff, Dec. 5, 1933........... ,. 3512

. 2,039,797—L. C. Huff, May 5, 1936....... eens 3520

. ‘BRITISH PATENTS.

No. 1706—Carl M. Pielsticker, 1882........ nica

No. 1922—George L. Benton, 1887............... 8527

No. 6466—Carl M. Pielsticker, 1890.................3549

No. 1308—Carl M. Pielsticker, 1891......... ctheakic 3631. +

No. 6545—Hugh E. Fenchelle, 1914..... Weked Pee 3551

No. 15.084—Milton J. Trumble, 1916.................3557

Order allowing certiorari Re ole ans 3587

Vol. 1, pp. 1 to 850; a he Vol. pp. 1023. to 1863

= IV, pp. 1806.to 1993; Vol. V, pp. 1995 to 2493; Vol. PP. 2495 to 3004;

”

i

3

g

:

1238

1239

Testimony of Kenneth G. Mackenzie. . 1023

1511 KENNETH G. MACKENZIE, Westport, Con- ~

necticut : . i

Direct Examination bg Mr. Theiss.

I am assistant to the vice-president of the Texas

Company. I have been with the Texas Company

for nearly twenty-nine years. In 1918 I was con-

_ sulting chemist with the Texas Company and likewise

in charge of its research and control laboratory at

‘Bayonne, New Jersey. I was occupied with the pat-

ent matters of the Texas Company. At that time we

had no patent attorney and one of my duties, although

Lam not a patent attorney, was to see that inventions

made by employees were referred to patent counsel

employed on the outside. - ean

I remember the filing by the Texas Company of

‘an application for patent in the names of Holines,

Manley and Behimer, on or about November 27, 1918,

‘serial No. 263562. About March, 1918, this applica-

1240 -

1241

1241

1242

1243

tion was givén to me by Mr. R. C. Holmes, with the’

request that it be referred to some competent patent

attorney for such preparation as might be further

required and for filing in the United States Patent

Office. The, application was immediately , referred

to Mr. James L. Nesbitt of the legal staff of the

Texas Company, since all patent matters were. in

the charge of our legal department. They employed

the patent attorneys and gave such approval as inight

be necessary for both employment and filing of ap-

plications. | :

DX 599 is the application which I delivered to Mr.

Nesbitt in March, 1918, for forwarding to Mr. John

M. Coit of the firm of Foster, Freeman, Watson &

Coit in Washington. On the first- page of DX 599

_ in my handwriting appears the word ** Applica-

1512 tion’? with part of the letter ‘‘A.’’. The rest

has been punched out. Also in the upper left-

hand corner the letters ‘‘O. K.’’ ;

DX 600 is a letter under date of March 22, 1918,

from myself to Mr. Nesbitt and refers to four cases

of which Case A is the application which I have al-

1024 _ Abstract of Testimony on Merits.

ready identified, namely Holmes, Manley and Be-

chimer. In part, ‘it reads:

1244 ‘It is Mr. Holmes’ desire that these applications ©

be. submitted at once to some patent attorney for

careful inspection ‘and revision. I assume that Coit

would be the best man to-handle this matter. I be-

lieve that these should be-sent fo him at once with -_

the request that he go over them carefully with a

view to broadening, if possible, both the specifications — |

and claims, to the greatest possible extent. |

‘* After he has had opportunity to go over these ap-

plications I will confer with him in Washington to —

discuss the various features with him and establish

the prior art.

‘“‘T expect to be in Houston about the Sth of April, |

when the matter of these applications will be taken -

up. It is Mr. Holmes’ wish that our rights be not en-

-dangered in any way, and: if’ postponing the filing of

these applications until my return might be dangerous,

in Mr. Coit’s opinion, the cases can be filed as soon as

; he gets them in shape.”?

1245. At the time that I received this application A (DX..

099) I read it and I understood it. The application : in

part reads: —

‘Our process embodies a novel circulatory sVs-

tem in which a-ring of oil is constantly maintained

under varying liquid and vapor phases. The oil to be —

treated on entering this ring is subjected to a high

degree of heat, but the time element is so controlled

that there is comparatively little decomposition while’

it is exposed to this external heat, the oil being rapidly .

removed from the heating zone and conducted to the

cracking zone, where without being subjected to ad-

ditional heat, it undergoes a molecular. decomposi-

tion whereby carbon and light products are. formed.

The bulk-of the carbon is removed from the ring by

Withdrawing from the cracking zone portions of the

residual oil. The light products -~coritinne the

1245 1513 cycle, leaving the cracking zone in the form of

_ -, vapor and gas. These vapors and gases are then _

subjected to a reduction in temperature, whereby the

heavier constituents thereof such as kerosene, are

~“econdensed. The condensate is combined with the

' charge of oil entering the heating zone thus complet-

ing the evele. The constituents of the desired vola-

T estimony of Kenneth ‘G. Mackenzie. —— 1025

tility are removed from the ring and iiduiied, The

outlets from the ring are so controlled that the en-

tire system is maintained under a pressure sufficient

to insure the desired molecular transformation.

‘‘Our process is to bé distinguished from those of

the prior art, in which a. ring of liquid residuum is

kept in circulation: 7 © Any residual oil re-

sulting from the cracking operation. will necessarily

- contain a considerable amount of carbon held in sus-

pension in the oil and to circulate such a residue

. through heated tubes is to continually pass into such |

- tubes a large.amount of free carbon. In our system.

we-do not circulate a. residuum, but instead keep the:

residual oil removed from the application of external

heat and-withdraw the heavier portions thereof (which

contain the bulk of the carbon) from the cycle at the |

eracking zone, and continue the cycle by means of the .

vapor generated, which contains the condensable prod-

uct desired and also certain heavier constituents which

~~. are used to complete the cyele. By removing the

heavier residuum from the cycle, we keep the ring ©

free from this source of carbon formation, and since

we conduct the actual cracking in a vessel unexposed

to external heat, we are thus able to effectively re-

move the carbon formed.

@ : r ke * / ae * . e

‘‘In conducting the process with the apparatus il-

lustrated, the oil to be treated is forced through the

charging line 7 under considerable pressure, and -is

. rapidly circulated through the heating coil 1, where. -

it is heated to the desired.temperature. This tem-

perature is generally from’ 50 to 100 degrees higher -

. than the temperature at which it is desired to conduct

the cracking ~< tion, and ordinarily varies from

800 to 900° F. The gil on being circulated throagh

the coil acquires considerable heat, but on account of

. the rapidity of its flow, decomposition is only in the

incipient stages, the oil ‘being withdrawn into ‘the out-

let 9 as cracking develops and is passed into the

‘cracking drum 11 where a constant body of oil is

maintained .at‘ a cracking temperature. ‘The dis-

tributor 9- a serves to discharge the oil into the crack-’

ing drum in.a wide stream, thus. spreading out the

vapors and gases in the stream whereby their heat

‘is diffused throughout the body of oil in the drum.

, |

1026, ee Abstract of tontinnny on Merits.

This heat diffusion is materially aided by using a

| distributor with serrated . The rapid cir-

_ 1245 1514 culation the oil having n suddenly sus- -

pended, and. the oil having entered a chamber

of ample voluiné| the excess heat of the oil operates —

‘to maintain the body of oil at the desired cracking

temperature and .molecular decomposition is car-

ried on vigorously, the higher boiling hydrocarbons

_continually breaking up into hydrocarbons of lower

‘ boiling point. The va ig and gas generated gather

_in the — part of the cracking drum and pass out

through the vapor outlet 13 to the separator 15, where -

there is effected a separation of hy rocarbons of 4

sired volatility from those of less volatility then

sired.. The hydrocarbens of the desired ‘volatility

pass “OH® through the vapor line 16, by which they

are conducted to the condenser 18, where they are

condensed-and the condensate is either intermittently

or continuously allowed to. run into the collecting drum

21.

_ “Phe temperature ‘in the air condenser 15 is such

that the less volatile hydrocarbons are condensed and

dropped into the conduit 17, by which they are con-

ducted to the jet in the charging line. The separator

is preferably somewhat elevated so as to give a con-

siderable head of liquid_in the pipe 17, which prefer-

ably contains a.U bertdas illustrated in order to form

a liquid seal therein. This head of liquid, together

’ with the high pressure at which the oil in the charg-

ing line passes the jet, this pressure being ordinarily

from 50 to 10@ pounds highe r than the pressure in

the.drum, insures ‘that the condensate shall be. con-

stantly drawn into the charging line and forced into

the coil 1. The introduction of this condensate into

the charging line increases the volume of oil in the.

heating..coil thereby accelerating the flow ther. in so

that the coil is swept free from any carbon forma- -

‘tions.. This condensate consists in a type of hydro-

- carbons which when decomposed does not yield any

great amount of carbon so that the oil charge is con-

stantly ‘being diluted with oil capable of being de-

composed into lighter products without the produce

_ tion of large amounts of carbon. This condensate

reaches the jet in a heated condition, preferably at

temperature not materially below its boiling point,

Ee oe

Testimony of Kenneth G. Mackenzie. 1027

so as-to heat the charge of oil entering the heating

coil. The heat cycle formed by the kerosene consti-

tuents enables the maintenance of the proper crack-

ing temperatures in the cracking drum. By inject-

ing this condensate into the heating coil we increase

the volume of oil flowing therein without increasing

the total amount of oil in the system at any given

time. .

1245 1515 DX 601 is a telegram under date of March 27,

1918, which I sent to Mr. R. C. Holmes for the

purpose of advising him that Mr. Nesbitt was sick |

and had not been able to submit the meee to Mr.

‘Coit, and that I was ready to leave for Houston as .

‘ 1246 soon as he directed for a confe . I went te

. Houston and attended .such a conference. I was

there for several days, The decision reached at the

confefencé was that I khould stop in Washington on

| Va way back ond discuss these applications with Mr.

* “Coit. te ,

1247 DX 602 is a letter under date of April 27, 1918,

from myself to Mr. Holmes, which was sent while I

was still in Texas. The letter was mailed from Port

Arthur on the 27th of Apri] and reads, in ae

‘1248 . “*T am planning to stop in Washington Wednesday,

~ and shall leave with Mr. John M. Coit the three appli-

catiqns for patents, as follows: ,

Coil & Drum—Holmes, Manley & Behimer . -

Series of :

Vertical Stills—Holmes & Manley

Horizontal Re-

tort Apparatus-— Manley.

. . 7 . . .e

1249 ‘*After Mr. Coit has had three or four days to go .

over these applications, I will see him again, discuss

the whole matter with him and have him draw them

1 in final form, both as to specifications and claims.

‘opies of the applications, with oaths to be executed,

will then ‘be sent immediatély to each of the ar pli-

eants, as noted above. As soon as these oaths are

éxecuted and returned to Mr. Coit, the applications

can immediately be filed in the United States Patent

: The ‘‘coil and drum” application referred to in the

“letter is DX 599. ,

"1028"

se 1249

‘4250 -

1251

Abstract of Testimony on Merits.

1516 I next called on Mr. C oit, leaving the applica- ©

tions with him. |

DX 603 is a letfer under date of May '-. 1918, from

myself to Mr. James L. Nesbitt, and reads, i in part:

'**T called on Mr.-John M. Coit, in Washington, on

Ww ednesday, the Ist, and handed him three patent ap-

plications as follows :

Case A—Coil and drum—Holmes, Manley and Be-

himer; —_..

Case D—Vertical stile —ticlaies and Manley ;

Case E—Horizontal retort apparatus—Manley.

‘*T requested Mr. Coit to go over these applications

in order that he might familiarize himself with them,

and I will then see him during the coming week at his

‘ earliest convenience and discuss with him. the per-

. 1252

fecting of the applications.

‘Mr. Holmes is very anxious that these applica-

tions be filed at ‘the carliest possible moment and I

therefore took the liberty of leaving them with Mr.

Coit in order. that time ‘might be saved.’ I assume

that vou may wish to confirm. this by letter to Mr.

Coit.”

After Peat Sa i of my ‘ast tnabpientinns had

beén given Mr. Coit by. Mr. Nesbitt, as shown by DX

604 and DX 605, I called upon and conferred with Mr.

- Coit.

DX 606 is a letier under date of May 9, 1918, from

mvself to Mr— Coit, which I wrote asking for a def.

" inite appointment on May 14, 1918. DX 607 is Mr.

Coit’s reply. The purpose of my conference was to

-be sure that the application was not only -properly

drawn but broadlv drawn’ and that the claims w ere as

1954

1255.

1255

broad as the disclosed invention would warrant.

DX 608 is a letter under date of May 31, 1918, from

myself to Mr, Helmes, and reads: .

“Supplementing mv letter to vou'under date of May

20th, giving the result of my conference with Mr.

oit: ; ;

1517: : “‘Mr. Coit is now working on the different ap-

plications of Holmes, Manley and Behimer, but

we will not wish to file these until the Adams matter

is straightened ont. As indicated in my letter, the

principal question at issue is whéther we shall nego--

tiate with Adams on an exclusive ora non- exclusive |

lieense. |

Testimony of Kenneth G. Mackenzie. 1029

‘*T believe we should have Mr. Coit come to New

- York to confer with us, and I should much prefer to -

have you present at this conference if you expect to

return to New York shortly.

1256 ‘*The Adams appeal on his No. 618,011 will be ar-

gued before the Commissioner on the 6th day of June

and I assume we will have some decision by the middle

of July at the latest. * |

a | should be glad of your directions as to how yau

wish me to handle this matter.’’

1257 . The reference to the Adams appeal was to the fol-.

_lowing: Some time in 1914,‘as I recall, the Texas

Company took an option under the inventions of one

Joseph H. Adams. A number of these i inventions had

very early filing dates and in our opinion were very

broad. This one particular: application was one of

‘ his principal applications and was finally issued some

time afterwards after a ‘number of various appeals

_through the Patent Office. :

DX 609 is a letter under date of .June 3, 1918, from

Mr. Coit to Mr. James. L. Nesbitt and was referred to

_ me by Mr. Nesbitt on June 5th with a notation ‘‘Would

like to talk this over with you.’ T talked the matter

over with Mr. Nesbitt. DX 609 reads, in part:

“‘F am enclosing herewith the application papers

which I have prepared in the case of Frederick T.

' Manley, “egy number 21,805, covering the case

. marked 4E* by Dr. Mackinzie, and also the papers in

1258 - the nee of Holmes and Manley, docket number

_ 1208 1518, 21,803, marked case ‘A’. T am sorry for the de-

lay i in "this matter but for a while it was due to

my own engagements and then IT was unable to get

the serv ices of a draftsman.’’

Mr. Coit is now dead.

1260 ° I desired to have a conference in Hee York at

which Mr. Holmes was present for a discussion of

these applications. We had such a conference.

DX 610 is my copy of a letter under date of June 13,

1918, from Mr. James L. Nesbitt to Mr.- Coit. That

letter ‘outlines the conclusions which were reached at

that conference, and reads:

“~s

1261 «Perhaps it may serve a purpose if T state my idea

i]

.of the general conclusions reached. in this morning’s

conference :

‘That you will, after adtion by the Commissioner

1030

1262

1263

Abstract of Testimony on, Merits.

on the Adams application Serial No. 618011, advise

us of the advantage and protection which would be

afforded by the Adams patent and by the claims al-

ready allowed in other pending applications in con-

nection with the installations which we are now.

making.

‘‘That you will determine whether or not there is

such correspondence between the Adams claims and

those of the prepared Manley applications,—so-called, .

now awaiting filing, that an interference would like ly

be declared between them, and that if, in your opin-

ion, such an interference would not likely be declared

then these applications should be filed at once.

>

“That in connection with your adviee concerning.

the advantages of the Adams claims, in relation to our

installations, you will also express’ your own ideas.

as to the particular nature of the interest which we

should seek to acquire from Adams; whether a limited

or exclusive license or purchase.

‘“‘Of course, we would be glad to have you express”

any other ideas which you may have in mind regard-

ing this whole matter and it may be that I have not

covered here all the ground which was gone over thi-

morning but I am giving you my ideas and 1 am

- sending copies of this letter to Mr. Holmes and Mr.

1263

1265

Mackenzie, in order that if there are any doubtful

points as: to what is desired they may be cleared

up. °°

1519 DX 611 is a letter addressed to M r. James I.

’ Nesbitt, signed Foster, Freeman, Watson & Coit,

per Coit, under date of June 15, 1918, which was shown

to me by Mr. Nesbitt. This letter reads:

‘‘T have yonr letter of the 13th instant referring

to the con¢lusions reached at our conference on June

T3th at New York’ and your statement of the matter

agrees with my understanding. I am leaving on a

vacation of ten days or two weeks but will take this :

matter up on my return. By.that time it is probable

that the Commissioner will have rendered his deci.

sion. I will, of course, go into the whole matter.

keeping in, mind the general. purposes referred to in

the interview and will report to you as to any mat

ter which seems pertinent.

“To am enclosing herewith a copy of the revised

< .

«

1266

- 1267

T estimont y of Kenneth G. Mackenzie. ° 1031

amendment prepared in the Adams Case, No. 618, 011.

Shay am filing ‘the original with the Commissioner to-

ay

bx 612 is a letter from Mr. James L: Nesbitt, to

Mr. R. C. Holmes, dated July 23, 1918, with a copy

to myself, transmitting Mr. Coit’s letter under date

of July 22nd, in which he stated: .

‘‘After going over the Adams cases in conneetion -

with the three Manley cases which you left with me

last May, I find no reason for refraining from filing

the Manley cases. While they include .some broad

features covered by some of the claims which. we

have pending for- Adams in the Patent Office, they

nevertheless include matter which is distinguishable

from the Adams construction and process. In other

words, while they may come ‘within and be dom-

inated by the broad claims granted to Adams, ‘that

constitutes no reason why Manley should not pro-

cure patents on his particular differences from what:

Adams has disclosed. I do not believe that: there

will be any interference between Manley and Adams,

since I will endeavor to so dyaw ell of the Manley

claims as to distinguish from Adams. ‘I have here-

tofore sent you two of the Manley cases all ready

for filing,. and I am having the third case writte

out including such claims as T have drawn up.’ ,

After T received this letter, DX 612, the ap-*

1520 plications were’ finally executed, although after .

some delay.

DX 613 is a letter under date of August 27, 1918,

from. myself to Mr. Holmes, pertaining to the coil

and drum application DX 599, and reads:

“*T am eendi ing you herewith application prepared

by Mr. Coit in. the above case, action on which was

held up pending determination as to whether or not

this application might be thrown in interference with

any of the Adams applications. It is Mr. Coit’s

opinion that there is no danger of such a contingency

— so. that I believe the case should now be

““T do not recall whether you: have already seen

this application. I have read it over and have but

two suggestions to make: .

‘‘On page 6 it is stated ‘This temperature is gen-

- erally from 50 to 100° higher ‘than the temperatures *

1032

_A bstract of: Testimony on Merits.

«

-at which it is desited to conduct the cracking opera-

tion, and ordinarily varies from 800 to 900° F.’ It

seems to me, unless we are absolutely sure of our

ground, that nothing is to be gained by such a state-

ment, but that the scope of the patent is restricted

thereby. I diseussed this matter with Mr. Donaldson

‘at Port Arthur but he seemed very positive that

data we had.obtained showed that these figures were

correct. There is always the possibility, -however,

that further experiments may develop other tempera-

tures and differences in temperature. If this should

be omitted, change would have to be made in certain

of the claims which include this temperature differ-

ence and range.

‘On page 9 it is stated that the product usually,

contains from 10%.to 15% of unsaturated bodies.

Here, also, unless we are sure of our ground, I be-

lieve that’ the statement should be omitted. Burton,.

you will recall, made ‘the same mistake in claim-

ing that condensing ‘under pressure gave him less

unsaturated bodies. To be sure, in his case this was —

probably necessary in order. to get his patent, but fur-

ther researches have I believe demonstrated that this

is not altogether true.

“*T should be glad to discuss this matter with you,

should you care to do so, and will also take up the

matter with Mr. Coit next: week if you so desire. .

“The drawing omits the name. of ‘Behimer’ which

of course can be added. T believe it will also be °

1521 necessary to have separate oaths prepared so -

‘that they can be signed respectively in New

~ York, Houston.and-Port Arthur. I will determine this

definitely.’’

After. writing this letter I conferred with Mr.

Holmes. All IT ean recall of the conference was the

two. points which I have raised in my letter which.

I felt unduly restricted the patent, unnecessarily

1270

restricted the patent application. After the confer-

ence I took the- matter up with Mr. Coit,

Our president, Mr. E. C. Lufkin, was vice-chairnian

of the Petroleum War Service Board. And there

were a great many matters in which it was necessary.

for me-to assist him.’ The manager of our lubricating

sales division had been drafted to handle all air-

plane lubrication for the Army which required very

Testimony of Kenneth G. Mackenzie. 1033 /

- frequent trips to. Washinaton: and as well I had

calls ftom the United States Bureau of Mines. This

work took up most of my time during July and

1273

1274

1275

' August,. 1918?

DX 614 is a letter under.date of. September 9, 9, 1918,

from myself to Mr. Holmes, and reads, in part!

‘“‘T saw Mr. Coit’ on Saturday and discussed the

various points in these applications brought up in my

recent interview with you. i

‘“Staleins. Manley & Behimer Application—Coil &

Drum. .

‘On the matter of sanidinae atures Mr. C oit believed”

that nothing was to be gained by inserting specific

temperature. limits, since the. patent would simply

be limited thereby. The only case where temperature

limits are of any assistance is where they might avoid

some other patent. As we know of no patent having

a temperature range, say, outside of 700 to 1000°

F., there is no necessity of our limiting ourselves. —

“He will make the change, eliminating the . per-

centage of unsaturated compounds.

1522. ‘I discussed with him the question of a. . geC-

- ond drum. He stated that he did not believe

this was necessary. If we should claim two drums it

might be possible for an infringer to get around us -

by using one drum. If we show one drum, no infringer

could add extra drums without using this one. drum

at the same time, thus infringing the patent. Mr. Coit

expressed it as. his belief that the addition of one or

more drums would be viewed by the Patent Office and

the Court.simply as additional, manufacturing equip- °

' ment which did net affect-the basic idea of the patent. |

Mr. Coit will put this application in shape and will

forward it for signature together with three separate

(1276 oaths, so that it may be filed as soon as possible.’’.

After Mr. Coit rewrote these applications, I re-

ceived them again.:

DX 615 is a letter under date’.of September 13, ;

' 1918, addressed to me by Mr. H.-A. Thomas, orfe of

77

the attorneys of The Texas Company. At ‘this time -

Mr. ‘Nesbitt was ill, and Mr. Thomas was acting for ~

him and sent the application to me. DX 615. reads::

‘*Herewith T am handing you copy of a letter this

1034

2)

1278

| Abstract of Testimony on Merits.

day eoabived from Foster, Freamen, Watson & Coit,

Washington, D. C., with the enclosures mentioned. I

presume you will desire to check these applications

over before they are signed and sworn to.

' “ After you have finished with them, will you kindly

pass them-on to Mr. Holmes for his signature and

oath, and for the signature and oath of Messrs, Man-

ley and Behimer i in the blank spaces indicated.’’

And attached to that letter is a letter under date of

September 11,.1918, from Coit; which reads:

‘Tam enclosing herewith the application of Holmes,

Manley and Behimer, our docket 21,803 and the appli- |

+ eation of Manley, No. 21,805, which’ I have revised in ©

1278

accordance with the understanding reached with Dr.

Mackenzie at his interview here a few days ago. These

cases should be signed and executed by the in-

1523 ventors as indicated on the papers. You will see

that separate oaths have been prepared for the

different inventors in the joint case, since I under-

stand that they live in separate places. Each of the

joint inv entors, however, should sign the specification .

“on the page containing the Manley vath, above that

1279

oath. ”

DX 616 is a letter of September 24, 1918, from my-

self to Mr. Thomas and reads:

‘Referring to your letter under date of September

23rd: ,

‘*As soon as I have opportunity to go over the

Holmes, Manley: and Behimer applications I shall -

have them-executed by the applicants.”

- 1280

‘Subsequent to that time, I had the applicants sign

these er :

Mr. .F. T. Manley signed his oath i in New York; Mr.

Otto Behimer signed his in Port Arthur, Texas; Mr.

R. C. Holmes signed his in New York.

DX 617 is a letter ander date of October 1, 1918,

from myself to R. C. Holmes and is the letter which

I forwarded to Mr. Holmes with the Holmes, Manley,

Behimer application, as well,as the Manley applica-

tion. I advised Mr. Holmes that Mr. Manley had al-

ready attached his signature to the Holmes, Manley,

- Behimer application, and that it was now in order

1282 -

for the Holmes signature and oath.

b not only discussed thie application with. Mr.

Testimony of Kenneth G. Mackenzie. 1035

Holmes but had directions from him in the matter of

securing Mr. Behimer’s signature. |

DX 618 is a copy of a letfer under date of October

. 22, 1918, from myself to Mr. M. C. Van Gundy,

982 1524 who, at that time, was the chief chemist of the

Port Arthur Laboratory, of The Texas Company

‘where Mr Behimer was located. The letter reads:

‘“T am sending herewith application for patent,

Foster, Freeman, Watson & Coit, Docket No: 21,803,

applied far by Holmes, Manley and Behimer. F would

ask that you have Behimer read this over in your

presence, and ifthe same is in order have him sign—

First, the petition on the front page, gander Mr.

Manley’s signature; Cra

Second, the first oath on blue paper at the back,

under Mr. Manley’s signature; at the top of the oath.

Third, the second oath where it is marked for him

to sign.

1294

‘‘The second oath, you will note, musf’ be sworn to

by a Notary Public. :

“I would request that Mr. Behimer be asked to go

over this'in your office, as I have stated, and that it

be not ajlowed to go out of your possession. As soon

‘as it is signed I would ask that you return it immedi-

ately to me by registered mail, personal cover.”’

The purpose of stating that I didn’t wish the ap-

plication to get out was that Mr. Holmes advised me

that it was of the utmgst importance that strict se- |

crecy be maintained in the matter of the contents of

this — and I consequently arranged to have.

Mr. Behimer sign it in Mr. Van Gundy’s office in or-

der that, since it had arrived by registered mail, Mr.

Van Gundy might immediately return’ it and there.

. might not be any danger of its falling into other hands ©

for inspection. ‘

DX 619 is a letter under date of October Ist, 1918, .

Mr. Van Gundy to myself,.and which I received from

Mr. Van Gundy returning the patent application

which had been executed by Mr. Behimer.

1525 - DX 620 is a letter under date of October 31,

1918, Mr. Otto Behimer to myself. In this letter

‘reference was made in Mr. Van Gundy’s letter and

reads : :

“I have read over patent claim of application 21803

>

a

1036 Abstract'of Testimony on Merits.

and believe it would be a good idea to embody a few

claims relative to Auxiliary Furnace or Furnaces, and

combinations or series of Cracking Chambers. This

coil arrangement fer treating the Charge and Back

Trap is the feature that is sure to make the batteries

of two or more such stills such as we have been ex-.

- perimenting on at West Side Pressure Still a success.

It seems to me that it would greatly enhance the value

_ of this patent to make such claims as are necessary to

make this patent extend to arly arrangement of Crack-

ing drfims and any Auxiliary Furnaces such /as are

necessary to maintain the temperature in the single

’ Cracking Chamber or series of Cracking Chambers at

the desired Cracking temperature. After the stills

-have once reached working eonditions, this desired

temperature (800° F. or nearabout) can be maintained

with a very low furnace temperature. In a series of

Cracking Chambers, it might require from 900-1100°

I’. furnace temperature but this is'at a perfectly safe /

temperature to preserve the strength of the iron and

prevent hard sealing of the carbon.’”

1298 DX 621 is a letter under date of November 12, 1918,

from myself to R. C. Holmes, informing Mr. Holmes

that the application had been signed by the three ap-

plicants, and unless he had ‘further thoughts it would

be sent to Mr. Coit for filing. Mr. Holmes returned the

letter to me with his approval on the sidé, and the ap-

plication-was sent to Mr. Coit for filing. The long-

~ chand ‘note on the side of the letter is by Mr. Holmes

and reads :: ; ;

1299- ‘*Mackenzie. I have no suggestions in the matter

11/16/18 R. C. H.”’ eae: ;

1300 _. After -this application had been sworn to by the

three applicants, the. application was filed.

1300 1526 DX 622 is a letter under date of November 18,

“1918, from myself to Mr. H. A. Thomas. and

reads : _ gud: pe

1301 ‘‘T am sending you herewith application for a pat-

ent of Holmes, Manley and Behimer; Foster, Free-

man, Watson .and Coit docket No. 21,803. :

‘*T should be glad to have: you forward ‘this to

_ Messrs. Foster, Freeman, Watson and Coit, request- -

ing them-to file immediately and also have them pre-

pare three copies of the application withdrawing, as

|

1302

1303.

1304

1304

| Testimony of Kenneth G. Mackenzie. 1037

filed, one to be sent to Mr. R. C. Holmes, one to Mr.

F. T. Manley and one to myself.”’ . 0

_ The Texas, Company operated a vapor phase proc-

ess. at Bayonne in 1916 and 1917. I cooperated’‘in that

operation.: The operation was in the direct charge of

Mr. Louis deFlorez representing the Motor Petrol

Company, the owners of the American patents and

patent rights. ae

These four units were installed: at the Bayonne lab-.

oratory, of which I was in charge, so that I had gen-

eral supervision, although I was not located at Bay-

onne. I understood, at the time, the operation of these

units there installed.

In general, the sketch attached to DX 623 for ident..

represents the layout of one of the four Hall process

-unit#installed at Bayonne. Oil was drawn from the |

stor@ge tank G through a pump, through a pressure .

stabilizing tank for the purpose of killing the pulsa- _

tions of the pump, then through a filter, then through’ | ~

a meter, then through an oil heater which, as I recall,

did not heat, and then into a-coil of one-inch tubes

suspended vertically in a furnace in the form of hair-

pins with connecting U-tubes at the top. Leaving this

coil of one-inch tube the pipe then went into a larger

tube shown here as an 8-inch diameter, ‘which is

1527 my recollection, and from there into an open.

cylinder. It entered the top of the cylinder, the

product passing out through the bottom into a second

cylinder which contained baffles which were. perfor-.

ated. They are-shown here as trays, but as trays we

usually think of more complicated fractionating ~

means. They were simply plates containing rather

large holes at the top but not occupying the space in-

dicated. ae :

There was a coil for cooling the vapors, The vapors

passed from the top of the second vertical chamber

to the bottom of a fractionating column which con-

tained fractionating trays with what we know as bub-

_ ble caps, a liquid level being maintained on each tray

- /through which the vapors bubbled to secure fractiona-

~ tion or separation of the heavy material from the

lighter. ! ‘ ;

The heavy material was drawn from‘the bottom of

this fractionating column through cooling cojls into

1038 ; Abstract of Testimony on Merits,

1305 separate storage. The vapors were carried off from

the top through a condenser, then into a separator sep- *

arating the liquid condensed from the more or less

- permanent gases and light vapors. The light vapors

_--were then taken to a compressor where they were

- compressed, and the compressed vapors were kom-

mingled with the liquid ‘separated out in this ‘separa- .

tor. — : .

I might say that beyond the soparattr-there was a

Atorage tank.of comparatively small size for the liquid

_condensate which was picked up by a pump so that

‘finally the compressed gases a light vapors and the

condensate or liquid were mixed together under high

pressure, carried through further coolers and into

: storage. . .

1305°1528 A very small amount of very heavy oil was

withdrawn from the vertical cylinder or cham-

ber that Ihave referred to which had the trays and

the cooling coil in it. The percentage I do not recall

but it was practically infinitesimal. ‘

_ The material that was withdrawn irom the bubble

1306 ‘tower was called light residue. » .

The pressure, my recollection is, at the inlet, of

somewheres around 100 pounds, was just sufficient

. to force the oil through the tube. There was.no valve

at the outlet end. of the tube. It was simply to over-

' comeé the friction of the “charge nestinn Wena. The

temperature for cracking to gasoline was fairly close

to 605 degrees Centigrade which, as Irecall, is some-

wheres around 1100 degrees Fahrenheit. There were .

four of these units. It is my recollection, although I

‘have not seen. any of these reports for some time, that

we charged three gallons a minute per converter.

During the operation of this unit, I made reports

from time to time based upon data contained in log

sheets. which were made: during the regular course

‘of the operation by the shift operators under mv

' general supervision. .

DX 624. to 635, inclusive, are letters and reports

written and prepared by ‘me with respect to this opera-

‘tion over the period from December, 1916 to Jan-

uary, 1918.

1811 DX 626 in part reads:

‘‘Run 24. I would call your attention, however,

| particularly to Run 24, on which we ran water white-

1311

——_

-

= %

Testimony of Kenneth G. Mackenzie. - _ 1039

a, ° all four oy continuo for 2

peri ourteen days. I am a — erewit

a of. this 14-day run, feauiet with averages

of the oa * our converters and one con-

— averages on tésts of the products pro-

‘Il am also sending you, under separate cover, a

section af the bend of one of the converter tubes,

taken from the hottest part of the furnace, together

with a similar section taken from a new tube, for

comparative purposes. You will see from this

1529 that the mn deposit is-practically nil: It ©

should be stated that tube was used not

only for the fourteen days’ tinuous running, but

also for all of the shorter runs in which Converter

#2 was used, the records of which you already have

or which are enclosed herewith. There does riot seem _

to be any doubt, in my mind, that either prime white

-pletely precludes the use of any pet

or water white can be run through this ~ pe

for a very considerable length of time without any

—, carbon formatiop.’’ . :

X 628 in part states:

‘Carbon Formation. fact that the oil to be

cracked in the Hall Process must.be vaporized, com-

adem product

wrich leaves q residue on evaporation. Thus either

a burning oil distillate or a carefully distilled paraffin

gas oil must be used. ey a .

‘What Is_The Hall Process. Bearing in mind the

installation at Bayonne, the descriptions’of operation

- given by Hall and others and 4he patents, the question

may well be asked, What is the Hall Process? The

Process, is actually carried out in Bayonne may he

said to be: y

(a) Passing oil through a coil of tubes. under

pressure while subjecting it to a heat of about 600°C.

(b) Passing the vapors from the 1-inch tube into

an 8-inch tube. =, . ~

(c) Passing the vapors from the 8-inch tube into

‘three dephlegmators, the first of which is empty.

In these dephlegmators the heavier oils are con,

densed out.

(d) Condensing by ‘a water-cooled condenser as

*

1040. | s sucirc of Testimony on Merits.

_ >> much as possibe of the light fractions, . leaving the

~. “third deph legmator. |

. (e) Compressing the lightest gases . arid va oa ;

not condensed .and after compression mixing the

under, pressure, with the distillate from the water ae

condenser.

(f) Finally, condensing this mixture ‘under pres:

= sure.’’

1315 1530, DX 630 in part. reads: : \ |

‘*We have tried out two methods of refining

of the Hall Motor. Spirit. .

‘‘The first method is the one proposed ty. the

Motor Petrol: Company. ‘It cons ints, in passing the

vapors through a column of Fullers Earth of 60'mesh,

. the column or columns being jacketed so that they

may be heated, and excessive. condensation of the

vapors in the earth prevented. Our experiments have

’ thus far-not given any conclusive results. It is true .

that this treatment. not only decolorizes, but also im-

proves the odor of the product; but whetler this ;

could be made economical, or whether the earth wil}

' beeome too rapidly exhausted, remains to be: seen.

_. ‘The. other method is a simple acid treat. “Mr.

‘Detwiler-is somewhat familiar with this since we were

working on. it when he was at Bayonne. ‘We found in

' preliminary experiments that ordinary concentrated

sulfuric acid was not satisfactory. Not only was the

reaction violent, with excessive heating, but the acid

. stayed suspended as very minute particles for a long

‘period of time, during. which periods sulfur dioxid

gas was continually evolved. By- making a mixture

of 50% concentrated sulfuric acid and 50% water

the heating up was materially reduced: ‘The sludge

separated readily, and after neutralization with - |

carbonate of soda the product could be. steam-stilled, ‘

leaving a water white distillate greatly improved in ° - «

odor. The principal difficulty with this method was — oa

that there has been an attendant loss of the very

- volatile constituents, due to heating up. It might be

_ possible to get 'a product of sufficient purity by treat-

ing the heavier ends and then combining the very

lightest material, either without treat or with a: ‘less

severe treat: - 7 ig

1316 DX 632 ‘in part reads: ;

; “Run #101 (June 6, 7. and 8). On this run we used

+

Testimony of Kenneth G. Mackenzie. 1041

Paraffin Gas Oil, with steam in the cracking coils

in order to see, if possible, whether the use of steam

would prevent the excessive carbon deposits which

we had found in the. dark red paraffin Gas Oil such

as we are shipping regularly from Bayonne. It was.

_necéssary to.use steam from the boilers, which never

_ had a pressure of. over 100 lbs., with the result that

1316

the ‘feed of steam into the tubes was irregular and -

our yields consequently varied. The total was also

low. We found by the use of steam that the odor

1531. was ‘very much improved and, that the. unsat-

_ urated, as showed by absorption and -stlfuric

acid, was 10% to 20% lower than on both the residue .

and distillate samples. =

a \ ‘ | oe }

| & ; ‘‘Summary.

- ‘Carbon. During the’runs above recorded we had

no trouble with carbon formation in the tubes. In

Run #101 we were using Paraffin Gas Oil without

redistillation, together with steam. On the. recom-’ .

mendation of the Legal Department, however, it was

.. necessary to. conclude this test on June 8th. Up to

that time there had been no. appreciable carbon

trouble. Whether steam would eliminate the carbon

accumulation from dirty Paraffin Gas Oil remains: to

be determined.

_ will givé a product with a better odor.

“Use of Stedm. We have proved, from the limited

experiments which we have made, that steam, when .

‘mixed with the oil vapor in the cracking tube, will

reduce the. percentage of unsaturated ~~ and

ur experi-

ments were not of sufficient duration to be quanti-.

> tative.

‘We have further shown that even the introduction

of steam into the vapor line, between the converter -

coils and the dephlegmator, will appreciably sweeten -.

the resulting product. This is somewhat unexpected

since we have believed that the possibility. of any

chemical reaction in this-tube was slight. This fact -

may have a bearing on some of the Hall patents in

which a supplementary cracking reactionNis claimed |

in this vapor tube. . 2 ee

‘*Refining With Fullers Earth. Because of the fine

1042 .

“Abstract of Testimony on. Merits.

| grace of Fullers Earth at Bayonne, our ex eriments

' proved. thereby. f still believe it may

1317

refining the lightest hydrocarbons, and passing

them through Palare Earth were not particularly

successful, although the odor was ng Sagoo im-

possible to

use this: method for refining the lightest constituents

and work will be continued on it.

‘‘ Unsaturated. a, The results obtained .

on these runs confirm our past experience that: the _

percentage of | pene don hydrocarbons in the

naphtha distallate is almost 100% greater when crack-

ing with Paraffin Gas Oil than when cracking | kero-

sene.’

. DX 634 in part reads:

1532 ‘Conclusions: As iy the Burton ‘Prices, we

- finally condense in the Hall Process under pres-

. sure. This gives us a product containing considerable

compression gasoline, which is very difficult to hold.

We have, moreover, a disadvantage as compared with »

the pressure still product, in that we have a. larger

percentage of unsaturated hydrocarbons, and .there- .

' fore a greater tendency to heat up on acid treating,

‘+ method of procedure, whereb

causing still further loss of the compression gasoline.

For this reason I am -convinced that the present —

all of the naphtha, i in-

cluding the compression’ gasoline, is recovered in one

eut, will not be satisfactory in practice. I conclude

this assuming that we will use an acid treat for re-

fining. The Hall people propose the use of Fullers

«. Karth which .would to a certain extent, possibly, cut

-dewn the losses. Work. which we did at Bayonne,

however, was not satisfactory, the Fullers Earth be:ng

.- apparently very rapidly exhausted. The next pos-

sibility was the use of Fullers Earth for the very

light product, acid treating the heavier.ends. We will

work further on this_as soon as we finish our run oni

’ Paraffin’ Gas Oil,~ strictly ee to the Hall

1318

‘method.’’. -”

DX 635-in1 part reads:

‘‘}-ain transmitting herewith a record of the Hall

Proeess for the month of October, November and

December, 1917. .

‘*October. | |

‘The October figures are divided into two parts ;

the total is ) ae given, the first covering the _— :

. throughout this month wit

‘what less than 900 gallons of Prime White which it

was necessary to use in an emergency.

Testimony of Kenneth Gi, SMedheunie. | 1043

up to October 12, in which distilled paraffin gas oil

was used, the other period covering from the 12th to

- the end of the month, in which light yellow paraffin gas.

oil was used. The total converter. hours ‘for this month’

were 1488 against a possible maximum of 2976.

“x ovember.

es. ‘Light yellow pared gas oil was ‘used

the exception of some-

ae Observations.

. “The most important observations which we have

1318.

made over this period are as follows:

1533 ‘‘1. ‘ It is not possible with any grade of par-

-’ affin gas oil we have yet tried to get as saturated

a product, dr, on the average, as high a yield as with

Prime White kerosene.

«62. A properly distilled paraffin gas oil, such as

the product which we have been running since the 8th.

of December and testing as follows, may be used with-_

out appreciable carbon formation in the tubes ov era

long period of time. ms ad rod

“3. The light yellow paraffin gas oil mentioned

above is a much better material to crack than the re-

distilled. paraffin gas oil obtained from the usual

stocks which we market from Bayonne. This is

shown by the following distillations :’

The purpose of. operating this process at the

Bayonne plant of The Texas Company was primarily .

- to determine whether it was a‘process which we would

1319,

1319 .

or would not wish to install in our refineries. We had —

an agreemént as to licensing rights under this | process.

I cannot remember all of the details as to-our options, _

i, we finally purchased the-Hall patents.

1534 Cross-Examination by Mr. Blenko.

The installation of the Hall unit at Bayonne began

about the spring of 1916. The first run was made

"1320 November 23,-1916. At that time the industry was

1321 interested in, racking and the Texas Company was"

1044 Abstract af Téstimony on Merits,

actively: engaged in a substantial amount of research -

work attempting to develop. cracking processes for

use in its plants. Penne ; |

' The first runs with the Hall process at Bayonne

were made with kerosene as a charging stock. Later,

a paraffin gas oil was used. The kerosene charge was

ahout 42 Baume gravity; the paraffin gas oil charge

was about 36 Baume. oe aes

- 1322. Attempts were also made to crack the light residue

produced from kerosene and paraffin gas oil runs in

the Hall unit but experience showed it could not be ©

successfully put back through the coils. DX 627 is an

accurate summary of the runs made in the early‘ part

‘of the experimentation with the Hall process. This

report shows that from February 19th to February 26,

. 1917, The Texas Company ran the Hall process on a

light residue produced from running kerosene, but

1323 found it to be utterly unsuitable for rerunning, be-

cause the coils very quickly plugged up with coke. The

light residue had tobe distilled, to remove a small

amount of the light residue which would produce

coking in the coils before it could be rerun. _

‘Attempts were made to use the Hall process to

- produce benzol and toluol for ammunition purposes. -

> Nal shows this was from March 7 to March 30,

1325» The Hall process was always a once-through oper-_.

. ation unless you wished to reprocess. some of. the

products for recharging. It was not recycling. The

character of the light residue was such that it could

not be recycled. It could only be used in another

1535 run at some subsequent date, after distillation, -

to remove the bottoms.

1326 . Neither was-it physically possible to recycle the

light residue inthe Hall operation, because the equip-

ment was not set up for recycling. ; =,

The following excerpts from DX 627, relative to the

a experiments at Bayonne, correctly states the

acts, ee

. | “Light Residue” _

‘ **The chronological record on the running of light

residue is as follows: —

€ - . e * _

‘This excessive carbon formation occurred, as far

Testimony. of iteanetle G. Mackenzie. 1045

as we could: judge, at the point in the coils where the

oil was completely vaporized, and might be termed —

carbon of vaporization rather than carbon of crack-

ing. In other words, this residue will not distil com-

pletely without leaving a residue of carbon or coke.

~~ “Such. being the case, it was necessary to distil this

, *, 90% off and leaving 10% bottoms whi

residue and this was done, running 5 eomery ged

would be

available for fuel oil but could be worked up into other

es products."*

1327

DX 629 shows that when using paraffin gas oil:

charge, it was found impossible to run longer than 72

hours because of carbon formation in the tubes in the

furnace. The paraffin gas oil which ssibly was dark

red in color first had to be distilled t to a pale yellow

color in order-to secure satisfactory operation. Kero-

sene could be run successfully.

‘The following excerpt from DX 629 correetly states

the facts:

“We found, however, that it was impossible to ran”

on this paraffin gas oil longer than about 72 hours,

when so much carbon was formed -in‘’ certain tubes |

in the front of the furnace that it was necessary .to

shut down the converter and clean out the tubes.

The carbon formed in this case was, very similar, and

occurred in the same tubes, as that found in running

the residue from kerosene without. redistillation

- 1536 ‘and is, in my mind, entirely. carbon of va riza-

1328 .

"4309

tion rather than carbon of cracking. This is

confirmed, as will be seen below, by the runs on the

distilled paraffin gas oil, on which we at the time

of writing have been running seven days without any

appreciable: carbon formation.’’

Experimentation on the Hall apparatus continued ,”

almost without interruption up to the beginning of

1920.. The plant was then closed down and subse-

quently dismantled.

Mr. deFlorez, the representative of the Motor Pet-

rol Company holding the American patents of William

A. Hall, and ‘I, supervised the Hall operation at

es Bayonne.

The Hall process was sbanieiie’ because .the cost

was too high, which was due entirely to excessive

formation of fixed gases. The charging stocks used

were expensive.

1046 . Abstract of Testimony on Merits.

1330. ‘*Q. Your.own experimental work showed that the

color and- the odor could ‘be removed from the Hall

_ product, is that correct? -

‘+ **A. Oh, it could be satisfactorily treated; yes.’’ ,

The gasoline from the Hall process and that pro _

dueed in the Burton process would both perform

equally well in a*car. Under some conditions the

Hall process gasoline would behave better than the |

1333 PX 636 isa letter from me to R. C. Holmes, dated

/

7

j

May 5, 1917, headed ‘‘Hall Process Construction

Expense,’’ setting forth the expenses incurred in in-

‘ stalling the Hall process at Bayonne as $64,685.18.

1334 According to a notation by R. -C. Holmes on an

accountant’s tabulation taken from the files of The

1336 Texas Company, entitled ‘‘Bayonne Hall-Process, Re-

-sult Operations November 22, 1916, to June 1, 1917,""

PX 637, the cost of gasoline is 68¢ per gallon. The

processing costs of the Hall -process-are $66,419.91;

the return $34,784.16; and the deficit $31,635.75.

/ 1338 PX 637 shows that 7.4% of the charge oil in .

1537 the Hall process was converted to gasoline.

1339 - In some of the later runs of the Hall process,

steam was injected into the heating coils with the oil.

Coking in the Hall vapor phase process took place

1341 at the poinf in the coil where the material became

substantially all vapor. The coke formed at just one -

particular point in the coil. This appears from page

23 of my final report DX 628 and my supplemental

report DX* 631. | fie ty sae |

he Hall process was installed by The Texas Com-

pany ag an experiment to determine its commercial

feasibility.- The unit was of # commercial size rec-

ommended by Hall. If the Hall process had worked

out The Texas Company would have installed quite

a number of the Hall units in its plant. —_ a

i The Hall process was finally dropped because o

1342 the high cost. The apparatus was torn down and

never reinstalled again as a Hall process. __

Behimer Application—-DX 599: The Behimer ap-

plication was originally the Holmes, Manley and Be-

himer application, but ultimately issued as a Behimer

' patent. e Behimer application was referred to as

; the Coil and Drum case. I had no. contact with the

Te ining of Kenne th G. Mackenzie, 1047

. patent work of The Teake Company after January

1919. .

1343. - The law department of The Texas Company listed

the Behimer application as Holmes, Manley, and

Behimer, with Mr: Coit’s docket number 21803.

1 did riot intend-te-everlook any merition, in direct -

_examination, of my discussion with Mr. Coit on May .

__1844 14, 1918, of supposed -confiet-with the application_of ——

J oseph H. Adams. The Adams applications were being.

prosecuted by Mr. Coit and: The Texas Company

had arrangements. to have access to.the Adams

1538 applications. Mr. Coit was attorney for both

i the Adams applications and the Holmes,’ Man- —

ley and Behimer ‘application. Subsequently, . The

Texas Company acquired the Adams’ patents. The

1346 Texas Company sued Warner-Quinlan in 1925 on one -

of the Adams patents. The — patent which was

sued en*was the one—which- ieation fornr

and was being handled by Mr. “it at the time that it

was decided to withhold the filing of the Behimer case.

~ 1349 PX 638 consists of Patent 1,428,388 to Frederick .

T. Manley; Patent 1,462,143 to Frederick T. Manley ; ie

Patent 1 428, 339 to Frederick = Manley.;. and Patent~—_ _-

1,640, 202 to Frederick T.:Manley, all assigned to The — .

Texas Company. All, these Saint were filed

in the years 1917 and 1918.

1351 I distinetly remember having seen one or two ver- .

tical still ‘cases applied for by Mr. Manley.

Hall Process, -D Dx 626: . The end point of the water

1352 white kerosene employed as a charging stock in the -

Hall process was 548° F. and was satisfactory.

DX ‘631:. The charging stock in-the Hall process,

—**Distilled Paraffin Gas Oil,’’ had an end-point which. :

- ran from 564 to 620: This stock was satisfactory.

1353 Gas Oils having an end-point of 710 and 690 respec-

tively were found unsuitable as charging stock for the

Hall process.

DX 632: The end point of the. wiidistilled light

1354 residue from the Hall process was 678: T assume this

. Yresidue: would coke the tubes very badly. ° \

1355 Light residues having end points in: “tho \neighbor-

hood of 575 might fall into the standard fraction

known as kerosene, but. would not be particularly

good kerosene because of the high end point.

1355

ee

Abstract: of Testimony on Merits:

1539 Redirect Examination by Mr. Theiss.

I have tried to puzzle out what the blending stock

with a yield of 11.16 shown on PX 637 was. Blending

stock in general is a product which ‘reqiires a small

amount of a very volatile product such as natural

gasoline to give it the right distilling range. I assume:

that is the reason since they appraise that on the mar-

ket at 12 cents and the gasoline at 16.- I would as-

sume that was a part of our product in that operation.

Of course, I have not seen these figures before. I

didn’t know of their.existence, and have no idea how

they were determined.

If suitable for blending Ww ‘ith natural gasoline, the —

___ blending steek plus the gasoline would be more nearly

~; correct as a yield than the yield that I gave for gaso-

line alone on that operation: I don’t know at all how

-the thing was figured out or what they concluded

1358

was gasoline or blending stock. The record does, not

show who prepared PX 637.

Any temperature at all below 605 Centigrade, which

is 1121 Fahrenheit, is practically no cracking or gives

very little cracking. -It seems to be at least as applied

to kerosene a more or less critical point. We used

that temperature in craeking for gasoline, but if we

_ wanted to produce gas for mustard gas, or tolulol for

1359

1359

-the temperature had little effect on the clean

explosive, it was necessary to go to a higher tempera-

ture. In order to crack I think we went: as high as.

735° Centigrade. As we increased our temperature

we would not have to clean our stock. Apparently

ated of

the stock.

_ Asfar as we could ditermine this carbon de-

1540 posit was left. on the evaporation of the oil

rather than as a result of cracking. ~,

We did not make very long runs even in our: mines

' for the Ordnance Department in determining what

could be done to the benzol or tolulol or in our work |

with the warfare service in producing the maximum

_amount of ethylene for mustard gas manufacture. .

They were all of comparatively short duration. The

Anderson-Prichard ‘case referred to was A case in

which The Texas Company was suing under the

.Behimer patent.

_ Testimony of Ben R. Schneider. : 1049

~ 1541 BEN R, SCHNEIDER, Winchester, Mass. :

ae it ee pa °

_ Direct Examination by Mr. Neuman.

‘2122 = 1 entered the employ of The Texas at the Port Ar-

2123 thur Refinery in late May or early June, 1916. I was

-in that employ until late summer or early fall of 1917. .

‘The first part of the time I spent there, was in -the.

_ drafting room ‘on drafting work. The latter -part of.

the period I spent there on outside engineering work.

2124 - After a tracing was completed it was checked for

accuracy, details, entered in the tracing record, dated

as of the date on which it was entered and eg wand

and thé same date entered on the tracing: The tum-

ber which was placed upon the tracing was procured

from the tracing record and they. were taken in nu-

merical order as the tracings were finished. i

The date entered in the tracing record and upon

the completed tracing would be the date of. the com-

'. pletion’ of the tracing. ,

2125 - I made the original tracing 1703-Y, DX 669, and

most of the printing in the title box was placed there °

. by me. Fhe 12-and the 16 on date 12-7-16 are my

2127 figures. I don’t know about the 7. There has. been a

change made, and I don’t know anything abaut it. ‘I

do not reeall what number I originally placed in this

' box in connection with the numerals 12 and 16. |

2128 DX 733 is a recérd of all the tracings made in the

Port Arthur drafting room. It shows the number-of—

’ the tracing, the date on which it was made or com-

pleted, the title, the scale, the size of the drawing and

dates of amy revisions that may have been made at a

\.\ later time. . :

- 212851542 Tracing No. 1703 is indicated on this. tracing

record, and according to the tracing record, 1703:

was eompleted on’ 12-4-16. In view of the tracing rec-

ord I am now enabled to state that I originally placed

. the date of December 4, 1916 in the lower box on

— tracing 1703. : ; ee Se,

- 2129 No date appears opposite 1703, but.a check mark ~

’ appears opposite 1703; the check mark is just a ditto

« mark, being the same date as the date shown above,

2130 and the preceding date is 12-4-16. The notation ‘‘ High

pressure still experiment 2000’’ is in my handwriting. .

_ 00

2131

Abstract of T estimony an Merits.

The date 1-29-17 appears in connection with the

rinted word ‘‘ Revised’’ in the box in the lower right.

nd corner. There was quite a discussion concern- -

ing whether the end of this trap should be < oral

or welded; there was some question whether welding

would be safe for a high pressure still, and we finally

changed it to a riveted construction rather than ‘a

welded construction.. This constituted She revision. —

' The changes I made in connection with the revision

— re: - Under ‘‘Specification’’ for -2-inch, 2-foot zero

. 2132

» 2133

- 2133

2134

diameter drum, there is an erasure shown on the draw-

ing and the word ‘‘Riveted’’ is printed-in. After that —

sentence there are the two words in parentheses, ‘‘See |.

below,’’ which I then added. _I added the word ‘‘Riv-

eted’’ and the parenthetical matter. And that note,

‘*See below’’ refers to the two last sentences under

‘‘Specification’’ for 2-foot ‘zero diameter drum and °

covers the rivet spacing specifications for the dished

head of.the drum.

It was always our practice. to enter the revision

date in the tracing record.

Those figures 1-29-17, appearing under the

1543 cotumn ‘‘Revised,’’ in DX 733 are definitely in

my handwriting. I wouldn’t know whether un-

derneath there there were some other figures at one

time.

The job of the prepatation of the DX 669 was

__handed over to me directly by the head of the drafting

~ department, Mr. Higgins, who issued all jobs to be

. done. The ore person I know distinctly that I worked

2135

with in connection with the preparation of the draw-

ing, was Mr. Rehimer. Of course, I worked with the

chief draftsman as well.

1544 he eae by ue. Hall. - «

2136 DX 669 is a tracing made on Wainiiliaie 4,1916. Re-

2137

visions on this tracing were made on January 29, 1917

as shown by the tracing records. .

* 3853

.

.

3854

]

Testimony of Walter H. Elliott. 1051

1545 WALTER H. ELLIOTT, 17 Priscilla Avenue,

Tuckahoe,.New York: — . | -

| Direct Examination by Mr. Neuman.

I am assistant to the manager of maintenance and.

construction, refining department, Texas Company.

I entered the employ of The Texas Conipany at .-

Port Arthur in October, 1916. At that time, I was

engaged as draftsman. I stayed there as a drafts-

man until March, 1919. ‘I became chief engineer

about January 1, 1923. Prior to that time,.I had

been chief draftsman. I remained as chief engineer _

at Port Arthur Works until June 1, 1926.

As chief engineer I was in charge of the engineer-

ing department, the men, the personnel, the records ©

and the engineering activities. The drafting depart-

ment was a part\of the engineering department. I

supervised the drafting activities, the design and the

layout and the general direction of the preparation

of the drawings and the keeping of the recérds and

the files ‘and the system used in the drafting depart-

ment as well as my duties outside.

At Port Arthur from 1916 until 1926 it was the - |

' practice when a drawing was laid out and drawn

3855

3856

up to assign it a number, which was taken from the

tracing record,. and the corresponding title to the

drawing was recorded in this tracing—record, and-

then it was blueprinted and sent out to the parties

interested and then it was filed in its respective place.

_ We had a rather large vault, in which there were

1546 cabinets made purposely to hold the drawing, -

with thin drawers in which they were laid out,

and it was subdivided \according to the classification

of the particular type of work, i. e., crude stills or

pressure stills or lubricating department. Then the.

drawings were filed under these -general classifica-

tions according to. number. - Drawings were

1547 also kept by the draftsmen in their drawing -

tables in which there were drawers. The trac-

“ings or drawings at the Port Arthur drafting depart-

ment while I was chief engineer ran into thousands.

The practice at Port Arthur relative to keeping

1052

3858

3859

son about March, 1926. Mr.

Abstract of Testimony on Merits.

records of blueprints was that we had a blueprint

record book in which there were serial numbers, and

as the blueprints were made they were recorded in

this book and a corresponding number placed on the

blueprint, and it was indicated in ‘the record as to

who the print was sent to, and the date, and so on.

We generally kept that blueprint record, probably,

for a year or eighteen months, or something like that,

and then destroyed them. The records were too.

voluminous ard accumulated too fast. ae

I met Mr. John S. McCarthy through Mr. ‘Donald-

Denahdeon brought. Mr.

McCarthy over and said that they wanted to search

for a tracing that. had been missing, and so I accom-

panied ‘them to the vault and showed them the gen- :

eral location, aceording to the system-that they had,

where: they woud likely locate this or where they

should look for this particular tracing. They came

back later on and made another searth. On this

second occasion Mr. Mace was there, Mr. Donaldson

and Mr. McCarthy. They came into the office and

I took them out to show them where the records were

kept. and indicated to them. the general procedure.

Mr. Mace said he wanted to make a very thorough —

seareh of the whole vault, more or less turn it upside

down, in an effort to endeavor: to locate this tracing, -.

so I went cut and authorized them to go ahead with |

_the searcli on that basis. They were there for several

| days. + I showed them the ‘cabinets where the

1548 drawings were kept-atid then showed rolls of.

tracings and old drawings that were up on top

of the cabinets. I further said that they might look

_ through the draftsmen’s desks to be sure that they

weren't, by chance, in any’ of their. desks.

“1549 Cross-Examination by Mr. Blenko.

The tracing records were kept by numbers and re-

corded itt the tracing record’ book and. were entered.

As the drawings were made they were assigned the .

next number, and the size was indicated by the prefix

of a letter. As the tracings were completed they were

assigned numbers in serial order, consecutively. The

earlier numbers would indicate that that drawing was

‘made. earlier, but that is not necessarily so, -

3861

Testimony of Walter H. Elliott. : 1053 .

ractice was to the number first and if

Out prectice was to ses we should find for any _

reason hat we bat to gv back and ead to er oleh

3862

orate on it, it may be that the draftsman would assign

a different title and a different name to the print, and

ieey might then assign another number to the draw-

7 itho it was started or worked on prior to the

et eke ses gree bm and on Se old numbers ——

as or r drawings as a

— t a

We a practice of voiding drawings, as a rule,

when they were traced over. If another drawing had ~

been ae and traced over we voided that. A

vary tana | to the number of that dra

in the tracing reeord would be appropriately

The practice was to change the title to correspond to

that sauer of the new drawing. The tracing record

was the only official record of the drawings prepared

‘ in the drawing room. Whether all of them were en-

tered in the same-record ‘depends on the nature of the

drawing as to what it was intended fo cover.

1550 For example, we made a practice of making a

* lot of miscellaneous sketches. In that case, there

may be just a sketch prepared and given out, and

8863 there might be no number assigned to it. The trac-

3864

ing record was the official record of drawings which

had reached such finality that a tracing number had

ben assi to them. The nambers thus assigned

remained on the records as identification of that par-

ticular drawing although occasionally it was neces-

sary to make changes in this record.

In such cases the record of the old drawing was

not necessarily preserved. The tracing record was

preser.ed. As a general rule, the tracing record

which was preserved would give the key as to the

original drawing, both by number, title, date and date

of revisions, with the exception of the ‘changes which

might possibly be made later on, that is, when the

substance of the. drawing was sufficiently changed

it was sometimes given a new title and a new number,

and then the previous drawing number or tracing.

3865 number which was assigned to that was stricken from

the book, and the draftsman kept a record of that

. 1054 | Abstract of Tettunony on Merits.

v.

number, and as and when new : drawings were pre-

pared he. then assigned that. old naman to a new

= drawing.

1551 JOHN S. MeCABTEY, Cliffside . Park, New |

é . Jersey: ;

Cod

Direct meen Mr. Neuman.

3844. IT am a member of the firm of Schwarz, Hughes

. _& MeCarthy, patent engineers and inv estigators. For

the past twenty years personally the principal part,

of my work has been the investigation of the develop-.

ment of patented structures and processes:and the

collection of documentary proof to establish the dates -

‘of conception, and so forth, in courts or in litigation,

3845 patent litigations. I conducted an investigation for

The Texas Company at Port Arthur, Texas, in the

. spring. of 1926, relating ‘to the various stages of

development. of an oil cracking process which The

‘Texas Company referred to as the coil and drum -

3846 clean circulation process.and apparatus. Mr. Dear-

‘. born; patent counsel for Texas, employed me. to ob-

tain if possible all: the documentary proof of the

development of the so-called coil and drum apparatus, |

its construction and operation. Mr. Donald Mace,

who was Mr. Dearborn’s assistant, went over. the -

3847 situation thoroughly with me and gave me a photo-

stat of a blueprint like DX 667, this same appara‘us.

- Mr. Mace instructed me to make a very careful search —

during my investigation for the original tracing

from which the blueprint, of which I had a photostatic

copy, Was taken, to make a careful search for the

tracing. eee :

3848 At Port Arthur I personally made a search of

Otto. Behimer’s files, jhade a search. of the research .

laboratory files, made a search in the files of the

3848 1552, chief engineer, Mr. Elliott’s department,—the —

drafting departinent. Mr.’ Elliott at that time

was chief engineer. ; The search that I made in the

drafting department was for the original tracing.

In the drafting department I searched the drawers

“3849 in the vault where/ all the tracings were kept, espe:

$

.«e

Testimony of John S: McCarthy. =. 1055

: cially where Mr. Elliott thought if the tracing was

. 3850

"9851

in existence it would be. -He_pointed’ out certain

drawers to search. He pointed out the drawers in

the ydrious cabinets to me, miscellaneous drawers and

voided drawers, and places of that kind.

Then we searched what I would call inactive gen- |

eral files that had been stored away on account of

their early use, for instance for the periods 1915 to

1918 or 1919. Those’ are files of all the general de- —

‘partments, all the departments of The Texas .Com-

pany: there at Port Arthur, all these various offices

and departments and every thing.

I did not find the original tracing or drawing at

that time.

Some weeks later, about-the first of May, Mr. Mace

came down to Port Arthur and went over all the.

data that I and Mr. Donaldson had previously _¢ol-

lected, and then Mr. Mace and myself went down’ n to

Behimer’s office and made another search, a very

thorough search, of everything that was in there.

Later. Mr. Mace, Mr. Donaldson and myself went .

over ‘to the engineering department and received

authority from Mr. Elliott to look at every scrap

of paper that was in the files of the drafting depart-

ment, and we spent four days. Personally I handled

practically every: tracing that was in the various files,

including large bundles of tracings, paper and cloth

tracings, that were thrown up on top of the cabinet

'. files. JI took them all down. ' These bundles

1553 had a diameter, perhaps, of 6 or 8 inches, and

we inspected each one of those. I looked ail

through the cabinets, all through the drawers of the

various draftsnien there. We made a thorough search

and went all through them. I did not find the trac-

ing. There were several thousand tracings, maybe

two or three thousand tracings there. |

No cross-examination.

1056 Abstract of Testimony on Merits.

i

555 In rue Unitep States Circuir Court oF APPEALS,

For the Seventh Circuit.

7912. |

Universal Oil Products Company,

a wi,

; ae Equity No. 10744.

“Stone Oil & Refining xy Company,

Defendant-A ppellee. °

CERTIFICATE.

This is to certify that the following consisting of a bound |

volume is a part ‘of the abstract of the record to be printed

by the Clerk in accordance with the stipulation of the par-

ties’ filed and approved by Evan A. Evans, Judge of. the

United States Circuit Court of Appeals, on March 24th,

1942. |

‘Alexander H. Reichmann,

Attorney for ‘Plaintiff-Appellant.

J. Bernhard Thiess,

Attorney for De fe ndant- Appellee.

1560 HOWARD V. SMITH, Westfield, New Jersey:

3044 ae Direct Examination by Mr. Von Holst.

3045’ I ama graduate of the University of Kansas with

a degree of Bachelor of Scienge in chemical engineer-

ing. I have been actively engaged in the business:

of oil refining since January of 1924. I entered the

employ of the Skelly Oil Company in 1924 and was

in the employ of that company at its refinery in El-

dorado, Kansas, until June, 1938, at which time I

resigned to take. the ‘position of chief chemical ‘en-

zineer in charge of research and development for the

Barber Asphalt Corporation at Barber, New Jersey,

the position I now hold.

During my employment with the Skelly Oil Com-

in, active charge of all the: Processing of the

Testimony of Howard V. Smith. 1057

pany I was assistant superintendent of the refinery

from January, 1927, until I resigned in 1938.

Prior to 1927 I was employed successively as a

chemist, as an operating foreman, and as a develop-

ment engineer in the lant: The Skelly Oil Com-

pany at the time when I joined the organization was

| just putting into operation its first cracking stills. |

3046 These were three, a battery of. three stills of the

type known as the Jenkins cracking still. During

1924 the company also installed and put into. .

1561 operation two units of the Cross cracking

- process. .

In 1925 three additional Jenkins stills were added

to the plant’s cracking facilities.

Jn 1927 we installed a cracking unit of. the high

temperature vapor phase coil and tank cracking type.’

In 1928 we started the erection of two cracking stills

of the W inkler-Koch type and put these into opera-

tion early in 1929.

I failed to mention that in 1927 six additional

Jenkins cracking stills were put into operation.

In 1931 we put into operation a third entre still,

of the Winkler-Koch type.

In 1936 we imstalled.a coil cracking unit of ‘our own

design.

During my employment as a chemist in the labora-

tory of the company I was in intimate contact with

the cracking operations from the standpoint of the

_ + laboratory; that is, the activities of the laboratory ‘

3047 were. very ‘much influenced by the addition of these

new cracking units and working out the problems.

which were occasioned by the installation of these

units.

‘In my work as ‘an operating foreman, I was in

_ charge of the vapor recovery plant and our princi-

‘pal source of gas for the operation of this plant

came from the cracking stills, so that I was‘in inti-

mate contact with the operation of the cracking plant

in connection with my duties there.

In the work as a process engineer, most of my

activities were connected with the development of

; the cracking operations. _.

3047 1562 As assistant superintendent of the plant I was

e

1058 - Abstract of Testimony on Merits.

plant, including the operation of the cracking stills.

They were directly under my control and I was re-

sponsible for their operation.

In my present position with the Barber Asphalt |

Corporation I am naturally in contact with the .op- °

erations ef the cracking plant which the company

operates in its refinéry at. Barber, New Jersey, from

the standpoint of the research and. development work.

3048... The purpose of the development of this 1927 Skelly

vapor phase still was to produce a gasoline of very

high anti-knock value which was. used in preparing

a commercial product which was sold at a premium

‘price in competition with the premium price Ethyl

~ gasoline being.marketed at that time by the Stand-

. ard Oil Company of Indiana in Skelly’s marketing

. territory. | - oe:

(. Will you briefly deseribe the cracking process

and its importance and what we practice it for?

A. Cracking is a word which has.a special -sig-

nificance in the oil refining. industry. Petroleum is

it comes from the ground is composed of a large .

number of hydrocarbons, each ene of which has its —

own particular properties such as boiling point,

freezing point, color, refractive index, and so forth.

In commercial refining of petroleum with a few ex-

ceptions we do not attempt to separate out the in-

vidiual hydrocarbons but rather separate out a frac-

tion or cut of the petroleum which has proper-

1563 ties which meet particular commercial require-

. ments. That is, for example, gasoline is made

3049 up of the hydrocarbons which boil through a range

_of from about atmospheric temperature to approxi-

mately 400 degrees. Kerosene is made up of a group

of hydrocarbons boiling in a range of approximately

390 to 550 degrees: Furnace oils used for domestic

heating purposes, are somewhat higher — boiling:

ranges. Gas oils are of still higher boiling ranges, —

_and so on, these various fractions are separated out

' from the crude oil. ; , .

Commercial demands for the different fractions con-

trol the price at which these fractions’ can be sold.

In the days ‘when kerosene was the priacipal product

from petroleum, it commanded a higher price. With

the coming of the automobile and_its use in large

Testimony of ‘Soul V. Smith. 1059

: numbers, a demand for gasoline motor fuel developed

3050

which had the effect of raising the price for gasoline.

This higher price for gasoline is a natural develop-

ment, of course, because the amount of gasoline nat-

urally occurring in petroleum is limited by the char-

acteristics of the particular crude oil. And as the

demand for gasoline in excess of its availabilit;: de-

velops, it naturally tends fo raise ‘the price above

the other fractions of petroleum-— ——*

With higher prices for gasoline it naturally ‘be-

comes desirable for the refiner to put as much of.

his. petroleum into gasoline fractions as che can.

_This led to the development of commercial cracking .

for making gasoline because the cracking operation

3050

enables the refiner to put more of his crude

1564 oil into the gasoline which commands a higher

price. . :

Now the cracking operation itself is a chemical

process in that it chemically alters the heavier con-

stituents of the petroleum so that some part of those

constituents become materials boiling within the

gasoline range,-and hence may be used in the gaso-

line. This chemical reactionsis brought about by the

application of a high temperature: to these heavier

_ fractions for a period of time, and the chemical re-

action: which -takes place breaks up some of the

heavier molecules,-the larger molecules, into smaller

molecules whieh then are available for. use as gaso-

line.

Q. What is the significance of the term ‘‘crack-

ing’’? |

A.- Well, cracking is a word which ‘developed. a.

great many vears ago. As-I understand it, it orig

inated back in the days when kerosene was the pri-

mary product desired ‘from petroleum. It was found -

in those days that the yield’ of kerosene could be

increased by conducting the distillation of the crude

oil at a slower rate during the time when the kero-

sene. was coming Off. In this operation, carried on

slowly, some of the vapors would-be condensed and

dropped back into the still and there subjected to

-additional_time_at the temnerature at-which the dis-:

tillation was carried on. The dropping back of these

condensed vapors entailed an agitation or noise

in the still which was sort of a popping or frving

1060 dbatrast of Testimony on Merits.

noise - siuilar to that which we get oten wales or a *

small. amount or drops of water are dropped

3051 1565 into hot fat. This was provably due to the

. presence of a small amount of moisture which —

- might condense in some parts of the —— :

drop back with the ¢ condensed vapors. But this type of

___-+-distiHation came ‘to be known as a cracking distilla-

tion because of this cracking or popping noise. °

Whether or not that-is the true origin of the word

_ eracking, “nevertheless that word is descriptive of

3052 the cracking operation because in this cracking’oper- -

‘ . .ation by the application of high temperature for a

period of time we do crack or break the large mole-

cules into smaller ‘fractions. Cracking may take

place at very slow rates at relatively low tempera-

tures, but for commercial considerations we. gener-

ally say that cracking begins as a temperature of

about 700 degrees. |

| Q:. Will vou explain a little more in detail the

. . time factor in cracking?

A. Cracking being a chemical aciilieis it is not

brought about by .the application of temperature

_ alone. Temperature must be applied for a period .of

time in-order to bring about substantial cracking. ©

We might make an analegy to this in the operation .

of baking a loaf of bread. We do not create .a loaf

of. bread out of raised dough simply. by heating the

dough to a baking temperature, we have to put. the

dough in the oven and heat it up and then keep it °

there for a period of time in order to make a finished

loaf of bread. Likewise,.another example would be,

2054 boiling a potato. We cannot create a boiled potato

simply by heating the potato to a boiling tem-

3053 1566 perature. We have to heat it to-a boiling tem-

perature and then boil it for a period of time,

_in order to produce a boiled potato. In- the ‘same

way, cracking ‘is accomplished by applying a crack-

- ing temperature to the oil for a period of time and,

-of course, the longer we apply any particular crack-

ing temperature to a particular oil the more cracking

~ we get.

. Q What relation is there between temperature

and time in oil eracking?

A. Well there is a rather definite relationship

hetween temperature and time, in. this way, that the

———

Fectencny of Howard V. Smith. — 1061

higher or greater the temperature used the faster

the rate at which cracking progresses. For example, |

assume a particular oil-which might crack, we will

__- say, at the rate of one per cent an hour. That i is, one

per cent an hour at 710 degrees, we will say. By

that we mean that if the oil is subjected to a tem- —

perature of 710 uegrees for a period of an hour,

one per cent of it would be converted into gasoline.

3054 If we subjected it to that temperature for two hours

3054

~ $055.

we would -have two per cent of gasoline. If we

raised the temperature, say, to 730 deg~ees then we.

would find that the cracking’ progresses twice as-

fast. In other words, we. would get two per cent

gasoline formed in that period. of. an hour or. we °

a get one per -cent gasoline formed in a half

hour. Another raise of approximately 20 degrees,

say to 7450 degrees, would again double the rate at

which the oil cracked and we would find that we -

/ would get one per cent of. gasoline produced

1567/i in a quarter. of ‘an hour, or we would get four

r cent of gasoline in .an hour. These facts

have led to what has ‘become known as the doubling

rule which states that the rate of cracking doubles

for an increase in temperature of approximately 20 |

degrees Fahrenheit.

Pressure seems to have very little effect upon the

cracking reaction itself becanse the oil will crack at

a particular rate at a particular temperature regard-

less of the pressure. Pressure does have some col-

lateral effect however in an oil cracking operation.

‘Pressure serves different purposes in cracking -

operations, depending upon the type of cracking

operation being carried out. If the operation is one |

-in- which it is desired to crack the oil in the liquid

‘state then pressure is used to hold the oil in a liquid

state at the temperature .at which it is desired to

crack. That is, a particular oil has a range of tem-

perature at which it boils at atmospheric pressure.

That particular oil which it is desired to crack may

boil or vaporize. at a temperature below a tempera-

ture at which it would crack at a useful rate. Now

by the application of pressure to that oil we raise the

temperature at which it vaporizes and by: the appli-

cation of enough pressure we may raise its vaporiz-

ing eo to a temperature where it will crack

3056

—

Abstract of Testimony on Merits.

at a desired active rate in the. liquid state: If the

desire in the cracking operations is to crack the oil

in the vapor state or in the inixed liquid and vapor

state irrespective of its condition, then pres-

1568 sure serves the purpose of squeezing a given

_ quantity of vapors into a smaller space so.

that with a particular apparatus we may have a

’ larger amount .of oil under treatment’ and under-

going cracking at-a higher. pressure than we would

have at a lower pressure, and it thereby increases

the capacity of that particular piece of apparatus.

Cracking is essentially .a breaking of larger mole-

cules into smaller molecules. In that reaction in-

variably we find that some of the fragments or smaller

- molecules are so small that they are not condensable

3057.

at ordinary atmospheric temperatures and pressures,

and they-are the fixed: gas which is produced in the

cracking operation. 7

Others of the molecules formed by the cracking re-

action are large enough in size so that they come

within the gasoline range.

Now the cracking reaction is not simply a breaking

up of larger into smaller molecules because some of

these smaller molecules or fragments which are

formed in the‘initial break are very reactive and they

unite with each other to form larger molecules again

in turn. These larger molecules formed in. this way

may again break up in the same way and. parts of

them may again recombine. And this‘ breaking up

-and recombining operation may. take place in the

_myriad forms and varieties of: reactions, but the

3057

ultimate result of that in so far as the products

formed in the cracking are concerned, is that we

find developed in the cracked oil some materials

1569 of higher molecular weight: or higher boiling

point.than the materials with which we started.

These materials which-are fomnued by this uniting

and breaking up and reuniting reaction which we

classify, the uniting reaction, as polymerization re-

action,—these materials in general are richer in

- earbon and leaner in. hydrogen than -the materials

with which we started.. These polymers, if the re-

action is allowed to progress far enongh, become so

carbonaceous, so lean in hydrogen that they evidence

themselves by a darkening or blackening in color of |

3058"

Testimony of Howar Vv. Smith. 1063

the material, and if it is carried on long enough

they become so carbonaceous that they become less

' _ soluble in the remaining part of the oil and finally .

they may actually become insoluble in which condi-

tion they will separate out and attach themselves te

any surface with which they come in contact. Wien

they do that we have the development of these cokey

' and earbonaceous masses which may be dev eloped

3059

» 3059

in these cracking processes. Short of that point

the materials are: in the form of so-called tars or

asphaltenes.

In the breaking down of. the larger into the smaller

molecules, it is not now believed‘that the recombining’

‘into eoke to ‘which I have referred, occurs instan- .

tanvously. ‘The coke formation is the end result of

this series or chain of reactions, breaking. apart,

reuniting, breaking: and reuniting, and so on, so that

we may have a considerable amount of cracking take -

place before we -arrive at the point of carbon or

coke formation.

1570 ~=This was not always the belief, to’ my knowl-

edge. The belief some years ago was prevalent

that when the large molecules broke in.the cracking

reaction that an atom or atoms of carbon were formed

as part of the fragments. produced in that breaking

operation; and these carbon fragments’ were re-.

sponsible for the coke formation. The initial crack-

ing, of course, it was believed nroduced these i in small,

amounts so that the carbon might remain suspended

in the cracked products and not evidence itself by

“precipitating ont~ until the cracking reaction had

progressed to a considerable degree. But that belief,

3060 .T think, has universally given way to the belief of the

present day that. carbon or coke is formed as the |

result of this chain. of reactions, breaking up, polv-

merization, breaking up and repolymerization.

When I entered the ‘field in 1924, the eracking

field, the belief, as I learned oil cracking at that —

time, was that this carbon formation was the result

of producing carbon fragments in the breaking up

of the larger molecules. ;

Q. Now, in this question of carbon formation, does

that or does it not vary with different stocks?

A. Yes

1064

Abstract of Testimony on Merits.

Q. Wil] you explain how that affects the cracking

operation one may desire te conduct?

* A.. We may apply the cracking operation to a wide

variety of stocks. If we apply the cracking -reaction,

for. example, to a gas oil stock which ‘is a clean

distillate stock,’ the cracking reaction has to pro-

- gress to a considerable extent before this chain

1571 of reactions has progressed far enough to de- ,

-velop a cokey or carbon product. If, on thé

other hand, we start with a dirty stock like a reduced

ernde or residue from a cracking operation, we have

in those stocks materials which are already - pretty -

well along on this path of carbon formation as they

have in them some of these heavy carbonaceous

asphaltine: materials, and they will develop the coke

or carbon with a relativ ely small amount of cracking.

That is, the path which they need to go through be-

fore they reach that carbon or coke condition is a

much shorter path than the path which the clean.

-stock has to follow in reaching that condition.

If vou took a sample of residue from a cracking

’ operation, which had been cracked good and hard,

and looked at it casually in comparison with a sample .

of topped crude or reduced crude, you would notice

that in both instances we. see that the materis! is’

black or brown or at least a very dark color, and

the material which makes these ‘stocks. dark . color

is: the material which, when it is cracked, readily

develops coke or carbon.

The residue from the cracking operation gets its

black color as the result of cracking reaction which .

-. the stock has undergone, and the chain of reactions —

3062

of cracking, polymerization, cracking and polymeriza-.

tion, and so on. The redueed crude or topped. erude \

probably has gone through some sort of a similar \

development in the millions of years which were re\

. quired in its formation in the earth. ,

1572. ‘From the standpoint of carbon deposition in

, the still, in the cracking process, the still would

have no way of discriminating between the two. The

carhon formation depends upon the character of the

stock itself and if we have these heavy asphaltic. car-

‘honaceous materials introduced from or originating -

from the reduced crude, why the still has no way of —

distinguishing netween those and similar materials

- Festimony of Howard V. Smith. 1065

which might be introduced ni a stock which had

been previously cracked.

‘‘Vaporization’’ as used in the oil cracking art’

means: the formation of vapors, that is a change of.

state from liquid or solid to the vapor state.. That

meaning as used in the art is not any different from

the meaning as I am familiar with it in physics and -

chemistry and in the ordinary phenomena. That has

been my understanding of the meaning of vaporiza-. ©

tion ever since it had any meaning to me at all. I

probably first became acquainted with the meaning of

the word in. high school.

Vaporization occurs as tlie result: of the application

of heat to a material. That is, we-must impart heat

to a liquid or-a solid material in order to change it.

.- from the liquid or solid condition to the vapor condi-

3065

3066

tion. - Now that i is true unless we reduce the pressure

= the material, in which casé vaporization may-take

pls ce with a decrease jn temperature of ‘the material.

hi at i is the heat required for vaporization is supplied

by a a seduction in temperature of the material.

heat that is consumed in ‘the vaporization

rocess is called the heat of vaporization or |

1573 cometimes called the latent heat of vaporization. .

That term is used in the oil cracking art. The

word ‘‘vaporization’’ itself is used very extensively

in the oil eracking art.

Evaporation is a word applied to, applied in general

to an operation in which we are concerned with the

material which is left behind after the vaporization

takes place, rather than with the material which

vaporizes. For éxample, we speak of the evapqration .

of maple syrup to create maple sugar. We are not

concerned there with the water which evaporates out

of the syrup but we are concerned with the sugar

which is left behind. We speak of evaporation in con-

nection with the water evaporating out of ponds or

streams. We have no visible evidence of evaporation

taking place except by what happens to the matérial

left behind. We notice the decrease in the amount of

water which is left there. We speak of the evapora-

_ tion of gasoline, for example, which takes place in the

tank in the motor car. Some of the gasoline vaporizes

and is lost. We only notice there the effect upon the

1066

3068

3069

3069

3070

Abstract of Testimony on Merits.

properties of the remaining gasoline, or we notice by

the fact that we have less gasoline in the tank.

Ebullition is generally applied to an operation

where the vaporization takes place at such a rate®hat

we see active formation of bubbles within the material.

Distillation is applied to an operation in which we

-are concerned with the vapors which are produced by

the vaporization; that is, we wisli to recover

1574 thoge or save them in sone way. We apply dis-

tillation to the operation of recovering alcohol

from a fermented. solutien or distillation. where we

wish to recover the distillate roducts in petroleum -

refining. That is, the distillation operation concerns

itself with actually fecovering the materials which

have been vaporized..

The steps present in any’ distillation process are

first of all vaporization, of course, and then ‘the pass- .

ing off of the vapors into some receptacle. The vapors

may be collected in the vapor state, retained in that

way as in the distillation of liquid air, or they may be

condensed back to liquid and recovered in the liquid

state as in the more common distillation operations

such as in petroleum, alcohol and so forth.

Vaporization takes place in the defendant's crack-

‘ing coil in a progressive manner in this'way, that we

have fed into the cracking coil a stream of ‘liquid oil.

That stream of liquid oil is heated and cracked as it

progresses through the coil, and it reaches a point in

the roof tubes where it begins to vaporize. ar

Now when the oil is heated in its progress through

the coil and before vaporization starts, there is some

expansion of the oil due to the increase in tempera-

ture, just, the same principle that causes the steel

rails to expand in the hot sun. But that expansion is

_relatively small. When. vaporization starts, however,

the vapors which are formed necessarily occupy a

_. much larger space than they did while they were

1575 in the liquid condition. They have to.push some-

thing out of the way in order to form. They

‘cannot push. back. against ‘the pump, so they have to

push the material which is ahead of them oa to the

outlet of the coil. And this expansion which takes

place when the oil vaporizes results in pushing the

stream ahead at a constantly faster rate, so that we

have a rather rapid acceleration of the velocity of the

$

Testimony of Howard V. Smith. 1067

san can roecnatinn Soe snd oo o>

tinues ut mainin; ion 1€ CO;

Su ing that we had the of defendant's coil

ca in some manner and the coil fall ef liquid oil, ,

and you applied heat, you would not then get vapori-

zation. If you did not provide some way for the vapor

_ to expand then it-cannot form, of course, and you sim-

3071

2072.

ply

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Transcript of Record — Universal Oil Products Co. v. Globe Oil & Refining Co · 322 U.S. 471 | Frix