Transcript of Record — Universal Oil Products Co. v. Globe Oil & Refining Co

Supreme Court brief1944

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_ TRANSCRIPT OF RECORD ©

* —-. (Pages 551 to 1022a)

ee —

ae

an nr i

- Supreme Court of the United States

OCTOBER TERM, 1943 _

No. .392 |

UNIVERSAL OIL PRODUCTS COMPANY, |

. PETITIONER, oh ee

Us.

‘GLOBE OIL & REFINING COMPANY

‘ON WRIT OF CERTIORARI TO THE UNITED STATES CIRCUIT COURT

OF APPEALS FOR THE SEVENTH CIRCUIT

" PETITION FOR CERTIORARI FILED SEPTEMBER 28, 1943.

CERTIORARI GRANTED NOVEMBER 15. 1943.

.

VOL. Il pp. 551 to 1022.

"TRANSCRIPT OF RECORD ~

IN THE

- Supreme Court of the United States

Ocroper Term, A. D. 1942:

r NIV ERSAL “Ol PRODUCTS ( ‘OMP ANY,

ne | ; Petition: r,

Us.

Ps

GL OBE OIL & RE FINING. COMPANY,

Responde nt.

ON WRIT OF CERTIORARI TO THE UNITED STATES CIRCUIT COURT OF

APPEALS FOR THE SEVENTH CIRCUIT. :

———EE————

THE GUNTHORP. WARREN PRR T ING COMPANY, 210 WER ceCRRUw, Om c40c

>

IN THE

ae Supreme Court of the United States

_ OctosER — A. D. 1942.

UNIVERSAL OIL PRODUCTS COMPANY,

Petitioner,

V8. :

po

GLOBE OIL & REFINING COMPANY,

= arr Respondent.

, ; ,

ON WRIT oF CERTIORARI TO THE UNITED STATES ‘CIRCUIT COURT oF

APPEALS FOR THE SEVENTH CIRCUTT..

I

*<

. a .-

* **

.

- INDEX.

‘

o

:

Index to proceedings in U. S. District Court snoynned i

Clerk's Certificate to Volume-1 of printed record of |

' proceedings in U. S. District Conrt......--------- 550a

Clerk’s Certificate to Volume 2 of printed record of

proceedings in U. 8. District Court........----.- _.1022a

Clark's Cortifiente to Volusbe 3.0f prisited rected of

proceedings in U. S. District Court..........--+++- 1504

Clerk's Certificate to Volume 4-6f printed record of

proceedings in J. S. District Court....... o-ss ve. 8906

Clerk’s Certificate to Volume 5 of printed record of

proceedings in U. 8. District Court:...-...-------- 2494

Clerk's Certifiente to Volume 6 of printed record of

proceedings in U. 8. District Court eames us allied 30848

Clerk's Certificate to Volume 7 of printed record of

procedings in U. §. District Court........-----+++; 3569

Placita ...:...feee eee ee ees n ees teecbencteeeeees .3571

oer deectiat, ted Jan. 14, 1942... . .B572

' Appearance f Appellee, filed Jan. 19, ey 3573

Order taking | cause under advinesnent, entered

- May. 3, 1943 2.0.55. ceeeeeeereeeeetseeeeeees 3574

Opinion by Evans, J., filed June 30, 1943 peowsoul 3575

Judgment affirming, entered June 30, 1943 heohecea 3585

Reference to issuance of Mandate. ..,...>..--- - -3585

Clerk’s Certificate .....-.. peseenccocesceosseons 3587

VOL. HI pp. 551 to 1022.

_ TRANSCRIPT OF RECORD —

- Sines as out of Anneals |

- the Seventh _

No. 7912

UNITY ERSAL OIL. PRODUC TS COMPANY,

Plaintif- Appellant, °

vs. °

' GLOBE OL & REFINING COMPANY,

| Defendant- Appellee.

g 5.0. C. A.-T.. ]

FIgD ws CS

| Sub 8114942 — |

sl ; va i

t NETH. CARRIOK = [-

|. \ * CLERK os e

[

Appeal fr ‘om the District Court of the United States for the

Northern District of Illinois; Eastern Division.

THE GUNTHORS. WARREN PRINTING COMPANY, 230 WEST JACKSON, CHICAGO ;

“DOCKETED JAN. 14, 1942.

TRANSCRIPT FILED APRIL 2, 1942.

Write States iret ne of PAnpeals

“Ror the Seventh Circuit.

No. 7912

_ UNIVERSAL OIL PRODUCTS COMPANY,

Plaintiff-Appellant,

vs.

GLOBE OIL & REFINING COMPANY,

Defendant-Appellee.

Appeal from the District Court of the United States for the

- Northern District of Hlinois, Eastern Division.

ee

INDEX.

Certificate of counsel as to abstract of record. Kinebaks |

Docket Entries | AEE PE ON ALES isanetekuas

Bill of Complaint, filed July 22, 1931......... agjaeainx 15

Statement of stipulation re Winkler-Kock. — sie 23

Aman, Mel Mas. 9, TO. oo ini oaks 80 oe ic ie. 23

Statement of stipulation re substitution of parties -

ig Ce: cadkheuieaacss nds cenunak. Bee ee ee 37

Amendment to Answer, filed May 11, 1932 Penne Sakae 38

; Agreed statement as to exhibits. aks ve POR EOE 39

EXCERPTS FROM EVIDENCE ON

‘RES ADJUDICATA ISSUE.

: Prawerirr’s Witnesses.

Testimony of : a eee

3 Dunham, Robert J., Sr Masaka Vrrerer npeenwaxkes , 39

Hamilton, David Phillip......:........... baccas a:

Heil, Henry F............6. Dien s Seton wes sane 42

Meh, Pred Oise vic ccciccssceisess iv dpeauneunas 43°

_ --Lamprecht, William Henry, eccect penn’ verre Te 41

Stipulation re expenditures, etc.. Sata: Ware Maa waa . 44

| ‘Derenvant ’s Wirnras.

' Testimony of: oe

O’Shaughnessy, I. A. ae TEE PETC eT Ce uae aoa 52

—

Motion to dismiss sii and amendments on ‘the

- ground of unclean hands, | filed Jan. .). agoee 7.

Vol. %, pp. m 1808 to 1803; Vol. Wi pp. 851 to 1082; Vol. pp. 1083 to 1503;

Vol. Viiy'pp. sues te seer Pp. 1995 to 3 Vol. BP..2496 to 3084;

ABSTRACT OF PROCEEDINGS ON MOTION TO

DISMISS_ COMPLAINT FOR UNCLEAN HANDS.

Statement by Mr. Von Holst. Tere ere ixekunean 58

Affidavit of J. Bernhard * Thiess (Read in). wrees ve

. Colloquy ...... beeen nba t eee ee te gereeeeeees need be 62

Amendment to Answer, filed Jan. 5, 1938......:....:. 66

‘ Petition for i Duees cue to Behimer, -

Samh. G, WEBB. 6 Loi o wc aghc ts camsinsassaanvenezcguc |

~ Petition for Subpoena | Duees Tecum to Plaintiff, filed

WD, Thy TEs oa gas 50 h0b5s Ves danhsineeendangs cen 74 .

Stipulation re hearings on Subpoenas. Pr eaae Stans tae 77

Interrogatories propounded to Plaintiff, filed Jan. 14,

ee ey Ra nee 78

Stipulation re hearing on Tateeciaishontes ereperta: i

-Plaintiff’s Answers to Interrogatories............... 80.

- Amendment to Answer, filed Feb. 9, 1938...:....... .» @&§8

Motion of Defendant. to a ~~ vane June 2,

1938 Cbocccesevadddusees cb ebdededstedsedencoasees 81.

28, 1938 . oe Pereveriey seeeeee Te ©

_ STATEMENT OF EVIDENCE ON ISSUE OF

| UNCLEAN HANDS.

Cnet 5 iiiesiscans Fecscccerececene ik Geeaaa . 283, 367

Derenpant’s WITNESSES.

Testimony of: payer

Behimer, Otto ..... Pree Pry e weer Vy oe ee 290 .

Beyt, Maurice S...... Bere eee tn re 347

Brunow, G. H.......... 4h 6a can ens ean

I NS cca tes ctes olen ayeueel 100

Dearborn, Richard J. (Deposition a ahead a ae 182

Vol. I, pp. 1 to 580; Vol. I, pp. 651. 6° 1088; Wol., 1 Epp. 1003 to 1503;

Vol. IV. ve 1506 to 1983; S ooee 1995 to vem Voi, 2495 to

.7e. A. 3 » Pp. PP.

= Wok WEE,

ee ee

ot |

iii

Egeler, i Nhe a aN inet wun es 168

ea ha kk cea Spache bah abd ¥Sd0 ess 105

Murray, R. L....:... POST PEPE OTT Eee OPES PIE 176

Ringolsky, I. J....... EPR Ee FT OO 85

Stratford, William. Malcolm (Deposition of)... é. 243

Thompson, Lloyd H................seeeeeeeeees 170

Wannack, RE Ae et eee wee 249

Id oils dank a cidawacdisieeeassncie ee .

White, G. D..:....... OE POE Pe REC he RT RY « 135

Piaintirr’s WITNESSES.

Testimony of : ; 2 ee

Behbreus, W. Meredith. EES I ORIN ve dancese wee

Dubbs, Carbon P............. akiaes ais davekixins 391.

Dunham, Robert J., Sr ere ‘neneans re a... 440

Halle, Hiram J...... es a akan. anaes X aca Se

Hoffman, Dr. Harry R.......:....... ceeieaki :. 456

Norbary, Dr. Frank Garm. ..<...ccccccccscccess 451

Documentary Evidence ................. Giitaauhessseee

Opinion on Unclean Hands, dated July 27, 1938....... 460 -

Findings of Fact and Conclusions of Law..:......... 463

Order overruling motion to dismiss on ground of un-

. . Clean hands, entered Aug; 2, 1938.....:..........4. 469 ,

‘ Amendment to Answer, filed Jan. 4; 1940...... nade 470

Certificate of Counsel to Abstract of f Testimony. on. -

Merits eo ececesces we eeeeeees ec ec veces cccceccs «os, 470

: “ABSTRACT OF —— Y ON MERITS.

Stipulation as to-certain facts.............ccceceeee . 471

Plaintiff’s Exhibit A—Flow Sheet of Defendant” -

process for ‘cracking petroleum............... 475

_ Plaintiff’s Exhibit B—Analysis Sheet........... 477

| ” Plaintiff ’s Exhibit C—Analysis Sheet.....-..:... 478

Re “Stipulation as to certain documents................. 480

at

rte

Vol. I, pp. 1 to 860; Vol. “SB1-to- 2008; VoL pp. 1023 to 1563;

Vel. ZY. Pp. 1808 to 1998; Vol. Petes ts sess) Wot vi DP. 2495 to 3064;

: Vol. VIZ, pp. 3085 to

iv ji

) Piarntirr’s WITNEssEs.

‘Testimony of:

Brown, Dr. George Granger....:...... ened 634, 1363

Ce ae

Hanna, Richard Ww ( Deposition of). dc db céGeadeSs 553

Healy, Francis J AAstssébhneath sat banded thebien 1500

AR: « RE A acbinis Pere F? boseeaaene 599

Lenske, Bernard @..........-++++. bonedocacgbend 598 .

Mechling, Dean G.............. rrr errs ep orrerr: “1349

Moore, Louis C. (Deposition of)................ 485

Perdew, W. E. (Deposition of)............0..... 629

Pyzel, Daniel (Deposition of)...:............... 505

Reid, William E. (Deposition of).......... eseava 504

Tabor, George H....:..........4.+. ees 1347

_ Derenpant’s Witnesses. “"

Testimony of :

Backus, Lon E. (Deposition of Riddvavachswdseuee 830

Bailey, A. S............ Oseceee pedceccccgvessen 1012

I Ro cio eusdseake iy gn hike pines ... 868

ile, TR BE Wh vescnscianedess cae vineecentaee

Detwiler, James G....,..... ihtieec¢aeenuamaiee 1004

De Florenz, Luis (Deposition of Riatninsséhensaten 846

. Donaldson, William T............. POPere pee on oan

/ ') 3 PRE eS. eres rnnnesee

a NE iso. o.os 5000045 sd secacedenecsccen 1051

PUGUNO, ME Wea cesnccscccecccshscccsaabeahe WM

- Hooker, Forney G.......... ions eases ab ieeeeee

Mackenzie, Kenneth G.......... jevukateneaes .. .1023

~ McCarthy, John 8................. Sébaseser +. -1054

_ Relman, Dr. Clarence K....i.icc. cc cccccccccs ...1174

Schneider, Ben R.....7........ awa 1049

- Geel, Beereee Bon ccc csccccss batbeves eTSeeee .. 982.

ls MIN Wek os iS eek citccbcccvcdevextuee 1056

Agreed Statement as to Introduction of Exhibits..... 1505

vol FY, 9p toes ay he ee bo ted a ae, ve Vet. Vi, pp. 9008 to suet:

-PLAINTIFF’S EXHIBITS.

Repaid Sainccdin ‘Me Bechet

eae (3 letters) between

*. Dearborn and Behimer..... atekaws 1 230°

. B—Thiess Agreement, Nov. 10, 1935, | —y

+; Re Witnesses: ...........6.ssi05:.. 1 232 4 1505

1—Copy of tentative settlement agree- . .

ment—U. O. P. and Danciger....... 1 385

| 2—Letter, March 2, 1938, Wannack to

NE cha dudegannttgepeasis coiiee 1 262

4—Letter, March -29, 1938, Dubbs to .

: MEE, Scieniddxiopnsbsstens tres i “33

5—Letter, Dec. 20, 1932, Behimer to

tn Micki cnconascaéugerdsdssaeeke 1 . 281

6—Letter, Jan.- ce 1927, Seullin to

Willner... o2sccccscs: a eR 1 333

7—Letter, June 20, 1917, SO a ee

Manley (see DX 759).............. 1 325

8—Letter, Aug. 10, 1917, Behimer to — .

, MapMey 20.002. cccccseccctececcveces I. 326

‘ ; 2 943

\9-_Letter, Aug. 13, 1917, " Behimer to

Manley Rand nesbeneseanxcdessese sear 1 326

2 944

10—Letter, pom 10, 1917, Behimer tol 326 .

, 2a ry sent 2 906

tt-Oiey of Behren’s memorandum on

Keystone Driller case. and Ringol-

‘sky’s memo to Behrens.......... 4. 1 389.

eos vel wh ed See 0a 2

Vol. 3085 to

_ Wannack to Dubbs ................ 4

13—Letter, Sept. -16,. 1931, Wannack to

‘Walter (Hermsdorf) . teeta geese 1

-. 80—License ioe 3 Feb. 21, 1990,

‘between Winkler-Koch Engineering

Co. .and Globe’ Oil and pratt: Co.

x “aren Er iy SE Eb 5 Sipe 1

83\Letter, May 1927, ‘Perdew to Halle 1

116—Letter, Feb. 26, 1929, Jehle to

O’Shaughnessy .......:......2-04. 1

| 120—Letter, Jan. 22, 1932, W. P. Z.

German to refiners in Winkler-Koch

Patent Co. Defense Fund .......... 1

500—Dubbs Patent 1,392,629.......... 2

501—Certified copy of File Wrapper of

Dubbs patent 1,392,629 (does not in-

_ elude reference patents, See DX 813) 2.

502—Egloff Patent 1,537,593 ......... 2

503—Certified Copy of File Wrapper

of Egloff patent. 1,537,593 (does not

include reference patents, See DX

I iasicacidcsceseacearhrscssn<e

504—Diagram of Burton sheel still... 1.

606A —Diagram of Burton-Clark tube

ST ec pee ehaG bess obk enone ndiek 1

506—Diagram of Fig. 2 of Trumble

Patent 1,281,884 .. . ene ey Pee oe tee

507—Diagram of Fig..1 of Halloran

Patent 1,765,976 ....... se eeceseeees

a8

_

— pe

B 5)

—_

)

bee

3

—)

=

506—Stipulated flow diagram of De-

fendant ’g. 2 paren at ‘Lemont, ‘Tili-

UE fivndWiicvnd iain ces nas nehenne aces 2° 670 4 1705.

: 509—Perspective drawing in color. of 7

_ Dubbs patent 1,392,629 ........ see. 2 652

' §10—Drawing of Egloff patent1,537,593 2 666

511—Model. of. Dubbs patent 1,392,629. 2 652

513—Diagram of Holmes-Manley instal-

lation, p. 337 of ‘‘Handbook for

Petroleum, Asphalt and Natural Gas,

Bulletin No. 25, Revised 1928’’ pub-.

lished by manana City Testing Lab- ra bere

OFACDTY 6... cceseccccecccces Perrer 1- 490 4 1711

514—Burton Patent 1,049,667.....:... 7 3150

§15—Trade Standards in the Pump In- |

dustry—fiyleaf and p. SRA 1 504 4 1713.

516—Worthington Pump & Machinery ee

Co. catalog—fiyleaf and pp. 14, 15, 16

17, 28, 29,-44 and 45................ 1 504

517—Distillation samples of petroleum 2 645

518—Cracking samples of petroleum... 2 652

° 519—Perspective flow diagram of Dubbs 1 507 |

. wnit #2 at Independence, Kansas... 2 688 4: 1727

-§20—Letter, Oct. 6, 1919, Pyzel to- Van ee .

_ der Gracht, unsigned ......... aceoe 510° 4 1729

|

>

“php

a

SS

4 -1717

521A—Agreement between, U. O. P. and oe oe

Roxana, dated Dec. 12, 1919........ “4- 1734 ©

521B—-Agreement between U. 0. P. and a acal y

Roxana, dated Dec. 22, 1919...... ee 4 1737

Vol 1 to 550; Vol. Pp. 581 to 1082; Vol. Pp. 1023 to 1503;

Vol. IV, Sees to seer. Vol. V, pp. 1995 to 3 Vol. PP. 2495 to 3084;

521C—Abstract of agreement between |

U..0. P. and DeBataafsche Pet. Co.,

ee ebsieen yeeees ruse At OS

at Roxana bbs suctEbsedseneds deceu< 1 §13

523—Flow sheet of Roxana-Dubbs unit Ve

GG sé dias sc hasan diidinbes 513

524—Flow chart of Dubbs unit #2. 514

. ‘ 692

532—Halloran and Strout Patent

LPOUE ‘cobscectdcsectete divdatar

533—Excerpt from ‘letter, Hanna to

' Mason and Halloran, Oct. 4, 1923.... 2

534—Abstract of letter, Hamilton | to

Hanna, Sept. 8, 1923 sities dooedecee 2

- §36—Colored flow diagram of Rich-

mond still referred to in PX 535.... 2 .

537—Dubbs Patent 1,488,325 ... ... ory

538—Letter, Adams to Hanna, July 8,

BEDE ccc cdbesceprdcetecdeesdodipect 2

539—Excerpt from letter, Ly6n to

Adams, June 12, 1924 ............. 2

540—Abstract of license agreement,

Aug. 15, 1924, between U. 0. P. and

Standard Oil Co. (Calif.) ....... wes W

541—Abstract ‘of agreement between = —S_—-

U. O. P. and Standard Oil of Califor-

nia, re Test and Escrow............ 2 557

-

“1759

1761

3416

1763

TR

~“

543—Abstract of agreement, re Sale

of Inventions of Standard to U. O. P. 2

544—Abstract of letter, Halle to Stand-

ard Oil, Aug. 15, 1924, re Scope of

i

545—Abstract of letter, Halle to Stand-

pon oo ap daemon Sa

tain charging stock from royalty. .

- ° §46—Abstract of letter, Halle, U. 0. _

©

ee

558

958

5 ee. 6g athacvera ge bah 558

\ to Standard—March 1, 1926 ........ 2 568

559

to Standard—Jan. 29, 1929 ........ 2

550—Flow > gly of Dubbs flashing

—Photographs of Dubbs ogre .

aa 1, Standard of California . 559 4 1767

552—Excerpts from Certified copy a:

File Wrapper of Halloran & Strout

application, Serial No. 176,990 (now

Patent 2,070,124) ...........60000. 2 560 4 1771

566—Notice of Suit filed Jan. 26, 1926,

eee omerars = secesessgecoes 4 1789

>

-

_567—Notice of commencement of action,

of Jan. 28, 1926, U. O. P. v. Standard

| 5} eee atvodeds

568—Notice of suit filed April 11, 1930, -

U. O, P. v. Standard of N. J.....6...

569-<Abstract of license Agreement be-

tween U. O. P. and Mid- Continent,

Qbank Bam 1, BODE nos chcisecicccccs

570—Abstract of agreement, dated: Jan.

- 4, 1936,. between U. 0. P. and Mid-

Continent, giving right to cancel ..

571—Abstract of letter of cancellation,

Mid- Continent to Universal, ane: 31,

, 1938 ....... erriireyr re i ais

2 595

2 595

2 596.

572—Abstract of statement of Royalties _

from 1922 to 1930 from Shell and .

NE es ce eee tee Pea

573—Abstract of statement of as

ties from other than Shell and: Stand-

Se Sabi acee cs cade cake aes ca

574—Abstract of statement of monies

paid to Shell and Standard by way of

rebate ox purchase of patents ......

575—Abstract of stipulation in U. 0. P.

_v. Roct, re Licensees of U. O. P.....

576—Journal entry of payment for paid -

up royalty by Shell and Standard of

577—Simplifi flow sheet of Roitens

No. “1 at Du s Still ..... iskaxks wha

2 598

2 598

2 600 4 1793

cee eet oc: pp. 881 to 1082; Wol. PD. 1083 to 1503;

Vol. IV, pp. 18606 to 1993 Dp. 1995 to 9483;

Vol. VIZ, pp. 9085 to 38¢7.

Vol, PP. 2495 to 2064;

ee : | | Vol. Page Vol. Page

_ 579A—Drawing 621 F of Dubbs unit ‘i

No. 1 at Roxana ....... Pere errr e 2 604 4 1795

579B—Drawing 690 F of Dubbs unit - |

No. 1 at Roxana .......... geeesens .2 604 4 1797

579C—Drawing 691 F of. Dubbs unit - ae

| No. 1 at Roxana ........2..+8-+%. 2 . 604-, 4 1799

4 ‘§80—Drawing 756 F of Dubbs No. 2 at ° ‘

FRROKADR © oo ioc cee ccc as cece ccccses 2 606 4 .1801 °

580A—Drawing 862- F of Dubbs No 2°

MN bk c caccs ek dincachyhes -. 2. 606 4 1803

* 580B—Drawing 755 I of Dubbs No. 2 |

‘at Roxana .........20.siseeeee eee 2 606 4 1805

580C—Drawing 933 G of Dubbs No. 2 ;

o ) Wererrerrerrreeerertreee os 606 4 1807

’ §80D—Drawing 867 F of Dubbs.No. 2 |

at Roxana ............-. Peery ey ~~ 32 606 -4 1809.

580E—Drawing 866 F of Dubbs No. 2 '

at Roxana .............0eeeeee eee .2 606 4. 1811

580F—Drawing 863 F of Dubbs No. 2

at. Roxana ....... Cee aaeunesen sé ‘2 606 4 1813

581—Model of Standard 500 bbl. Dubbs |

PES SRE T eee eT eT eT eT 2 608

| 7c | - 693

§82—Tabulation of ‘standard Dubbs

-units constructed, showing gravity |

féed units: separately \from forced

feed units ............ 547. ene 2 613 4 1814

583—Summary of Run 90, Unit #2,

Roxana, Arkansas City. ........... «614

: 2 688 4° 1816

VoL %, pp. 1 to 850; Vol. IZ, pp. B51 to 1002; Vol. 1%, pp. 1023 to 1503;

i Vol. ¥, Pp. 1995 to 2493; Vol. Vi, pp. 2495 to 3084;

“$04—Summary of Run #4B of Plant 614 i

(pt at Arkansas City aahias apeaneu 2 = «689 4 1817

585—Summary .of two Runs on Units :

#1 and #2 at Waite-Phillips Co... . 2 615 4 1818 .

- §86—Schedule of number of licensees of

‘U. O..P. and their thruput from — |

Se occa cst anak «2 2 615 4 1818

587—Dubbs Licensees, number of units |

of each, and cost thereof for stills

“built and. under construction as of sah

‘Dee. 31, 1929 .......; Sane ndegecesa: 2 615 4 1820

597—Twenty run sheets for No 2.

. Dubbs unit of Independence opera-

tion made for Western Refiners Com- a }

* "OI Sins inn chicalncannsnencascs (2. 687 .4 1823

598—Flow diagram of Defendant’s op-

eration, with additional operating

conditions in red, taken from the Root

» MMII: « on vass sacar eiaknnn biackad 2 695 4 1863

636---Letter, May 5, 1917,. Mackenzie to :

Holmes, re Cost of Hall installation 2 1046 .

_ 637—Bayonne Hall operation, account- ‘

' ants’ tabulation of products. Nov. 2 976

22, 1916 to June 1, 1917 ........ ys 3 1046 4 1865.

638—Patents filed by Texas Co. in )

1917-18: ‘e

Manley 1,428,338 ...:......... ae 7 3382

Manley 1,428,339 ...........6.00. 7. "3388

Manley 1,462,143 ................ ) 7 3410

Manley 1,640,202 .......... ees 7 3456

Sea hee SE

ai Report, 1 Backus to ccs on -

Dubbs .run, lasting 126) hours, at

Ashland Refining Co. ......."..... 2° 842

742—Report, us’ to Universal on

. Dubbs run, lasting 151 hours, at Aab- ‘

land Refining \Co. ose easccceces woe. 2 842

743—Letter, February 29, 1925, Backus

EE CB oon hc Ske cGe as dbus 2 842

829—Certified copy of disclaimer and.

decision papers in. Interference No.

SE AUAen RASA Ne Taed i406 SARs ys oe |

830—Holmes; Manley and Behimer pat-

Ee et eee Eee

. Behimer ty patent. 16,877 .

836—Drawing of Hall patent. 1,175, 910

. (Brown’s interpretation) .........: ~3 1383°

837—Drawing of Pielsticker patent

477,153 (Brown’s interpretation) .. 3 1390

< 838—Simplified drawing of Greenstreet

patent 1,740,691 (Brown’ . interpreta-

REE end tA, SS ne a 3 1400

839—Drawing of Alexander . ae

1,407, 619 (Brown’s. interpretation) . 1404

840—Fnlarged drawing of Fig. 1 ae

son & Boyd patent, 1,345, 740 ( See DX

I hes ii a ise 3 1409

843—Drawing of Fig. 1 and Fig 2 of

- apparatus of- Dubbs | application

MEE KES ANAGAe ee siesecneverscins & OD

41867

7 3428

‘7 3098 .

‘4 1873

4 1875

4 1877

4 1879

4 1881

1 to 550; II, pp. 551 to 1022; Vol. III, pp. 1023 to 1503;

Vol.

Vol. TUr pen bes te 1teee © Vol. 'V, pp. 1995 to 2463; Vol. WI, pp. 2495 to 3084;

3

Vii, pp. 9085 to 3867. -

xiv

fin in Book of

844—Simplified drawing of five still

apparatus in Dubbs application .

144,979 (Brown’ s interp a and Pare

calculations for gas Oil) .:.........: . 3 1417 4 1883

it 845—Simplified drawing of Dubbs ap-

plication 144,979 using two still ap- eet dies

paratus (isewe’s interpretation) .. 3 1429 4 1885

. 846—Simplified drawing (same as PX ae

844) ‘(Brown’s interpretation and

caleualtions for ¢rude oil) .......... 3 1431 4 1887

847—Brown’s chart on vaporization of

23.5° A. P. I. gas oil ...... ag Sus 3 1496. 4° 1889.

848—Certified copy of File Wrapper of

‘Dubbs application 144, 979, filed Jan.

Oe co oa es 3.1466 4 1891. —

. $51—Brown’s calculations of Dubbs op-

erations for apparatus in Dubbs > ; P

plication No. 144 979 eadeveseccnves eee ae

DEFENDANT’S EXHIBITS.

a (Abstract) List of ‘patent in- °

163 a-m fringement suits by Uni-.

164 > versal against usefs of

- 13ak | Winkler-Koch stills, who ane

1748-4 ) contributed to defense fund 5 1995

-175—Excerpts from Texas Company re

employee efficiency — for Be-

I ae SEE eee 1 183 5 1997

176—Excerpts, from certified copy of

File Wrapper of Behimer Appl.

263,562, Patent 2,027,014 .......... 1 183 5 2001.

Vol. I, pp. 1 to 850; Vol. tI, pp. 551 to 1028; Vol. ee

Vel. Iv, 1898 to 1993; 23; Vol. V, 5 one eee Voi,

vel. De. to 3567 DP. : PP. 2495 to ——

-

Described or

, “Testimony Exhibits

Vol. Page Vel. Page

177—Excerpts from certified ‘copy .of

File Wrapper of; Behimer patent . a

1,883,850 Ane GRE sa vncaseca 1 184 5 2008

178—Excerpts from certified copy of

File Wrapper of Interference No.

49,355 entitled ‘‘Dubbs’ v. Holmes,

Manley and Behimer’’ ............ 1 184 5 2052

179—Excerpts from certified copy of

File Wrapper of Interference ‘No. _ }

GND iin Win ce iets eec iene 1 184 5 2118

-180—Behimer’s letter of Resignation , |

to Texas Co., Aug. 24,1927 ...... 1 185

_ 181—Letter, Holmes to Behimer, Aug. |

We a accuses: peekisucoe eats 1. 186

182—Letter Behimer to Holmes, Sept.

OO, 1987 amd: heck ........0.ic0500- 1 188

183—Letter,, Dearborn to Behimer,

Oct. 3, 1927 .......2..--6. sin hade bs 1 188.

184—Letter, Dearborn to Behimer, Oct.

Be EE cuig hn 6.0 Madu CEA Eee taeee 1 190

-184A—Copy of - Behimer’s s Contract

with Texas Co., dated“December 15, -

SESE PAST dex Dorner ry > Mm. ::

. 185—Letter, C. M* Thomas to Dear: ~ . :

born, Oct. 22, 1927 .....:.......0.. 1 192

.186—Letter, Dearborn to es Oct. eal

WR OO ones cn prninsee <escaas 1 193

187—Letter Behimer to Dearborn, Noy. |

6 eee ee 1 194 -

ares 108 vo 10831 For v. pp. $95 to 2493; WoL, Thy. 2495 to 3088;

me Si tis ‘ :

Described or Tene

ms . Vel. Page Veli.

186-—Letter, paseags to Dearborn, Nov.

i “Hi, 1927- inceenes sigue 1% -— 2B

st eg i, Bite ass to ‘Thomas,

12, 1927-.... wet chewtueeseewany meres LD 1M.

190—Letter, Thomas to Deaibiii, Nov: <i

16, OE casein ter eanes Gee

19i—Letter, Dearborn to Behimer, Nov.

25, 1927 ....... siutaekesdeuassiees 1 197

192—Letter, Dearborn to Behimer, Dec —

14, eee: .198

. 193—Letter, Dearborn to Thomas, Dec.

Me 5a hci es 1-9

So Mace to Thomas, Dee. 22,

1927 wees ee cece cee cence eet ereees 1. 199 .

194A—Dea rborn Affidavit ‘attached _. ae

DX 194 PeerereerirrrrrT eri rerire ‘1 200

195—Letter, Thomas to Mace, Dec., 27, =

IRE eu Hea ee Rage Ary apes ON I 202

196—Letter, Behimer to Dearborn, ot.

pe Ae Boe rer reer rer <1. @

197—Proposed Amended Preliminary

Statement of Otto Behimer, .attached

. er rrr Eres 1 206

202—Letter of Sept. 7, 1926, Beyt to i

~ Wannack. Check attached to letter... 1 218 5 2163

203—G. D. White affidavit dated Ane.

31, 1926, with letter and envelope at:

i | Hee eee a 1 219 5 - 2165

304—Affidavits of thctibneer. Behimer,

White and Beyt ...... TEC rr Treo ee 1 220

Se ee ee ee

: poduead ta” te besiead

i Vel. Page . Vel. Page

| 204A —Longhand letter, ia 11, 1926

' to ‘‘My dear Friend,’’ unsigned ..:. 1 | 221

204B—Typwritten letter, Apr. 22, 1926

to ‘‘My dear Friend,’ unsigned .... 1 221

205—Excerpts from Texas Co. file on

Behimer patent 1,883,850, consisting -

of copy of Behimer’s assignment; let-

- ter Nov. .25, 1932 Mace to Cooper;

letter, Dec. 1, 1932 Dearborn to Hal-

le; letter, Dec. 22, 1932 Behrens to. -

Dearborn PETE Pree Teo Cee 1 232

206—Excerpts from Certified copy of

Dubbs application. Serial No. 266,396,

of which the Dubbs application 6060

was a division and was involved in .

the Interference No.-55,610 ........ "1 (229 2168

>) |

' 208—Excerpts from File No. 2, Inter-

Company correspondence of. the «

Texas Company, re Behimer ....... _ #& oe

209-—Letter, Dec. 5, 1927, Stratford to .

Ge Se See eee *§ 2236

210 for ident.—Letter, how. 1, 1927, )

Stratford to Dearborn PEPE See 1 -.244 . 5 - 2239.

211—Letter, Sept. 10, 1926, Stratford |

I icc ciavacuekaxscsee “1 246

212—Affidavit. of G. H. Von. wehitttite

dated Mar. 11, 1926 . ewe ey 5 2241

- 213—Letter, sent. from Clark Hotel

| Los Angeles, to “Dear Harry,”’ u

signed, Oct. 23, 1926 .....:..:.-... 1 256 5 2246 ©

VoL Z, pp..1 to 880; Wol. x2, pp. 651° to 1088; ‘1083 to 1803;

Vol. IV, pp. 1508 to 1993: Vol. V, pp. 1606 to sees: Vol. TE, 9. 2495 to 2004;

Vo}, Vit bp. s0es to aser,

Vel.

or

od in

Page

Vel. Page

- 214—Letter, undated, sent from Rich

Hotel, Houston, to ‘‘Dear Friend

Harry,”’ unsigned ...............% ki

215—List of employees of The Texas

Company given by Wannack to

SET -s o0nscosdsonshensaduace saa

216—List of Texas Company refinery

operators oven. - Kaufman to

White 2.5.0... ccecccenscccceseceds

Beyt, unsigned. peveussueudhuseeiees ‘* |

Beyt, ee ere, a a

219—Affidavit prepared — for iiatioe

Beyt, unsigned ................. a

220—Abstract of Bill of Complaint and .

Answer, and Amendment to Answer |

in Universal Oil Products Co. ‘v.

Dickey Refg. Co. (Equity No. 822-N) 1

221—Letter, Nov. 30, 1926, Fantz to

WE dcacuctcudedeeuscuccbineerts 1

SE P56 cWagnWewiecdamnceehac: 1

WE Gos ed cW edocs duceewcues exe 1

224—Telegram, July 17, 1927, C. P.

Dubbs to Robert J. Dunham....... “e

225—Telegram, July 17, 1927, C. P.

Dubbs to Robert J. Dunham........ 1

5 2260"

Vow f, 1 to 850; Vol. IZ, pp. 561 to 1082; Vol. Zrz,

Vol. Iv, pp. 1808 to 1988; Vol. ¥. 1 BP. 1995 to 9683; Vol. VI,

Vol. VIZ, pp. 3085 to ser.

227—Office Record Copy of Telegram,

July 18, 1927, R. G. Danielson to L.

H. Thompson .........--++s+e0-00%

Dubbs to R. J. Dunham: 4 ealgah euie

229—Telesram, July 21, 1927, Reich-

mans to C. P. Dubbs..... PIP

230—Telegram, July 22, 1927, A. F.

Reichmann to C. P. Dubbs..........

231—Photostat of. contract between

Universal Oil Products Company and

Otto Behimer, dated Aug. 20, 1927..

232—Agreement between Otto Behimer

and Universal Oil - Products. Co., =

dated Nov. 16, 1927 Pe Wa mhadae

233—Letter, Nov. 16, 1927, R. J. Dun-

ham to Otto Behimer...........-.--

234—-Wannack Expense senisineiile

(51 pages) for 1925 and is éctecs: rh

e 235—Wannack Expense item dated

TE. ot cclewsccepnacesen<e

936B—Letter, July 7, 1925, Dubbs to

‘Howard dswhanelschosependecacesos

236C—Telegram, July 9, 1925, Dubbs

‘i i cnccesesew a pepreaeye

274

279

en’

237—Beyt’s Contract with Untversal

Pege

| Oil Products Co., dated Sept. 28, 1927 5 2341

= 238—Telegram, Oct. 1, 1927, Beyt to |

Wi EK. Holmes, ........ccccccecseee ae

239—A pparatus for seta Ex-

periment 8 operated Aug. 1926 (Page |

92 of Behimer’ s affidavit).......... 5 2343

240—A pparatus for Experiment 8, op-

erated May to Aug. 1917 (Page 43B 2

of Behimer Affidavit) plehsaseiese is 5 2345

3

241 -for ident—Letter, Aug: 21, 1918, |

__ + Dubbs to R. C. Holmes............. Sie fe

242-245—Abstract of Pleadings in suits =. >

“of Universal v. Texas mpany and

Universal v. Standard Oi Company

(Ind.) in-1996 and 1927....\, Ree 1 414 §& 2355

246—Telegrams (15) from “Cal”? to

M. Egeler and telegram from. C.

Smith to Dubbs, Feb. to Sept. 1926... 1 431 5 2356

247—Telegram, Aug. 3, 1925, Wannack \

to Egeler; Telegram, Nov. 17, 1925,

Wannack to Egeler; Telegram, ‘Jan. io

18, 1926, ‘‘W’’ to Egeler; Letter;—

ye

_ Aug. 3, 1926, Wannack to. Egeler; F

Note, Oct. 16, 1926, ae to ‘‘Dear " i *

EE? nw cccccccccecececcccccecooss ' . 5). 2360

248—Affidavit of C.-P. Dubbs, Dec. 2 reierk. %

RF. ...4 inshngenanniebinenswaaeis oe sr.

249--Letters and | telegrams between

Dubbs and Wannack, vues, 1925 to

WI os fics ose rd Sak es 5e: 5.2361

Vol I, pp. a® ;

Ve ne Sees ee ere Pep. 1998 to 9463; Vol. Pp. 2495 to 3084;

aS "Described or - Reproducedl

Mites | Reproduced in in Book of

Vel. Page Vol. Page

- 307—-Settlement agreement as of Apr.

1, 1939 (typewritten) between Uni- . |

_- versal and Root Petroleum Co....... 5 2376

308—Supplemental: letter, Jan. 25, |

1939, signed by Universal and Root .

- Petroleum Co. modifying Paragraph

ee cs hin chit xtiiasac.. 5 2381

311—Letter, Jan. - 26, 1939, Rost i es

Petroleum Co. to Thiess............-. —=&§ «2383

525—Pyzel patent Tt 7 .3436

526—Jesse A. Dubbs patent 1,123,502. 7 3174

527—Trumble patent 1,281,884..... eg . 7 38286

528—Pyzel patent 1,506,444.......... 7 3424

529—Pyzel patent 1,891,218..........° 7 3506

530—Pyzel patent 1,622,737.......... 7 3444

" .. §54—Hanna patent 1,449,226......... a 7 3394

555—Hanna patent 1 449,227... eer °. 7 3402

: 556—Drawings of Richmond (Hanna) | ae

Presstire Still .:..'............0020: 2 568

, 557—Dra ing of: Halloran. and Strout

Still, dated Aug. 30, 1923............ 2 570

558—Drawing of Halloran and Strout apne

‘Still, dated Jan. 22,1924.......... .. 2 570

559—Flow sheet of proposed modified

‘Richmond (Halloran and Strout)

‘-ehacking process, dated March ie

ME Suba und basasatosesoe ss oeeeese 2 578 5 2385

“ 561—Hanna patent.1,655,603........... 7. 7 3462

-

WoL %, pp. 1 to 580; Wol. £1, pp. 551 to 1042; Vol. IIZ, pp. 1023 to

Vol. IV, pp. 1505 to 1993: Vol. V, Dp. 1995 to 2493; Vol. Wi, pp. 2490 to 3084;

Vol. Vii. pp. 3085 to 3567.

xxii

(Dubbs furnace) ..... Memon é eeeeee 2 692

_ (Dubbs farnace) ........... Thiet, 2 592

June 1926 ....... sdteataliindin Chee’ 582

Bem. 21988 oc ccccevcccees A Se

588—Defendant’s request for admis- 7

’ gion of getiuineness of documents. . _ §& 2387

589-—Plaintiff’s answer to request ‘ee

: admission of genuineness of docn-

MORES ccc cece ccccercnecscccces 5

1924-25 owe eee eee e eee eeeeeees 2 63 5

GS hn tok GUN Ss ch SKN es cp 2 6%

593—Hnuff Patent 1,638,735...........

595—Huff Patent 1,937,959.......... 7

596—Huff Patent -2,039,797..........

599—Patent application A (Homes,

anley &- Behimer), delivered to

esbitt by Mackenzie to be forwarded

DE ic danecanvavascssdeanaeedens 3 1023

600—Excerpt from letter, Mackenzie to

Nesbitt, March 22, 1918... voéece eeeee 3 1023

601—Telegram, Mackenzie to Holmes,

March 23, 1918..:....... Cheek eees

2392

2393

1925-26 ...... sis caieiltaxdies vecse 2 625 5 2395

2401

3450

a a

ou

:

Cee bee ape te et

va a =

. Pege = (Vel.

602—Excerpt from Totter, Mackensio.

i?

to Holmes, Apr. 27, 1918........... 3 1027

603—Excerpt from letter, Mackenzie to

Nesbitt, May 3, 1918......:........ 3 1028

604—Letter, Nesbitt to Foster, Free- -

mah, Watson and Coit, May 4,1918.. 3 1028 5 2414

605—Letter, Coit to Nesbitt, May 6,

Rechts ackuaaindddcaeseoese 3 1028 5 2414

606—Letter, Mackenzie to Coit, May 9 =

WT nedhbctnaknbengsedidondtecser 3 1028

607—Letter, Coit to een, May

Pe ee acdccecescOcnctestomccpese 3 1028

608—Letter, Mackenzie to Holmes, May

PE Silat nsec desdheseacdec« 2 979

hai 3 1028

609—Excerpt from letter, Coit to Nes-

~ bitt, June 3,.1918................... 3 1029

610—Excerpts from letter, Nesbitt to

Coit, June 13, 1918 (Mackenzie’s

GUND sccccctucccdccccvcdcccszovcs 3 1029

611—Letter, Coit to Nesbitt, June 15, ,

Di Gcntitesnteivibpahtaneweeedenhes 3 1030 :

612—Letter, Nesbit to Holmes, July.

23, 1918, and attached copy of letter

from Coit to er dated J uly 22,

i bicnipbadabeisedesaneventens 3 1031

Bee TED ccccctcccccasqcccccesscece “3 1031

614—Excerpts from letter, Mackenzie

to Holmes, Sept. 9, 1918............ 3 1033

Vol 2 pp. 1 to 550; Vol x. pp. soy ‘1082; Vol. “pp. 1083 to 1803;

Vol. EV. yp. 1506 to. 1983: Vol. W. pp. } 995 to 9483; Vol. PP. 9495 to 2084;

Vol. VI, pp. 3085 to S547. ‘

xxiv.

‘ Fe ‘ ; ae ; - De cribed or Reproduced

; in in Book of -

Vel. Page Vel. Page

&15—Letter, Thomas _ to "“Madcenaa, :

Sept. 13, 1918, enclosing letter from ‘

Coit, dated Sept. 11, eae cute Mie

616-Letter, Mackenzie" to Thomas,’ |

Sept. 24, 1918 ..... ee cckhbiveaw kes 3 1034.

617—Letter, Mackenzie to Holmes, |

Oct. 1, ses Pere eT re . 3 1034

618—Letter, Mackenzie to Van Gundy, ;

NR Te: BOR ss 5 vans cecddgecceetines 3 - 1035

619—Letter, Tan Gundy to Mackenzie,

a. + SS weer ie eee aie’ 3 1035_

. 620—Letter, Behimer to Mackenzie, Pie

eS eee Cais beeen "2 -915 ae

aa me ues ie 3 1035

621—Letter, Mackenzie to Holmes, ag ee

Sh Se EE 0 6k ko hedss cccawncs w+» 8 10386 5 2415

-622—Letter, Mackenzie to Thomas, : | °

Nov. 18, DE ante sa wees inntes sends 3 1036

623A—Flow diagram by De Florez, of | |

operation at Bayonne (Hall Process) 2 847 5 2417

626-—Excerpt from report, Mackenzie — a

s to Holmes, Feb. 28, 1917, Runs 12 to |

a 24 of Hall Process....... Se huewenee 2 853 —

; eee Se

627—Report, Mackenzie to Holmes,

' ” April 12, 1917, Runs 25, 26, 34 and 33 4 1044 5 2419

628—Exeerpts from final report on | _

Hall Process, May 9, 1917: ore ae

6 phages from report on Hall Proc- |

; Mackenzie to Holmes, May 7, :

| 1917 eee Dyin ewes ae euce wha 3 1045 -

on

to

ee e

to

to

Vol, pp. ! . 551 to 1082; Vol. 1023 to 1503;

| wol. FW. pp. 1806 to 1983; Vol. V pp. 1995 to 2493; Wol. WE, pp. 9495 to 3004;

Described or Reproduced

in in Book of

Exhibits -

‘ Vol. Page Vol. Page

: : 630—xcerpt fr from cepaet on » Hall, Pree.

- ess; Mackenzie to ow ad 29, -

OU Seip rite ae tec bates, 3 1040

632—Excerpt f rom report, Mackenzie

to Holmes, Oct. 17,1917, Summary of .

_ Runs 101 to 109 on Hall Process.... 3 1040

634—Report, Mackenzie to Holmes,

’ Oct. 26, 1917, on Hall Process ...... 3 "a 1042 5 2436

635—Report, Mackenzie to Holmes, EMORY

Jan. 17, 1918, Summary of October, |

November and December operations

at Bayonne on Hall Process ........3 1042 5 2444:

—641—Cady drawing of apparatus to ‘or:

demoustrate vapor pressure ies +. 2 792 5 2449

642—Cady curve of vapor pressure of ay

ME ooh el ashen eeidipeucibedauses 2 793 5 2451

644—Cady photograph of column of :

<i << c ik s a tae wabe'eGee oon 2° 796 5 2453

645—Cady photograph of column after

boiling’ has stopped ............. 0.2 19 8 2453

646—Cady diagram of apparatus used . sis

to measure vapor pressure. of mixed .

MRGMEG SORMTIORS oo on ci cccceceeces 2 797 5 2455

647—Cady diagram of apparatus show-

ing the partial pressure effect in

_ fractionation of a solition ......... 2° 802 5 2457

_ 648--Excerpt from Science of Common ,

| Things, p. 194, by Wells (1863)..... 2 804 .5 2459

- 649—Excerpt from Physics for a. a Ny

Student, p. 375, by Carhart (1910).. 804 5 2459 ©

Vol I, pp. 1 to 550; Vol. IZ. pp. 551 to 1022; -Vol. XIX, pp. 1023 to 1503;

Vol. IV, pp. 1506 to 1993; Vol. V, pp. 1995 to 2493; Vol, _ Vt pp. 2495 to 3084;

Vol. WII. pp. 3065 to 3867.

«

xxvi

Described Reproduced

fin in Book of

‘Testimony Exhibits

Vel. Page Vel. Page

650—Excerpt from A “Text Book ' ut

Physics, p. 196, by Spinney (1925).. 804 5 2459

805

651—Excerpt from Physics, Advan

Course, by Barker, p. 309 (1892): .

. 652—Excerpt from Elementary lg

tise on Physics, p. 341, Atkinson’s

Translation of Ganot (1879)........ a) — 80S 2460

653—Excerpt from Essentials of Phys- |

ics for College Students, p. 115, by

5 2460

Hering (1912). ..... Bi thedeceteatne on 5 2461 -

654—Excerpt from College Physics, :

p. 240, by Reed and Guthe (1912).. y . 5 2461

_ 655—Excerpt from, The Elements of el

Physics, p. 192, by Coleman (1906). . 5 2461 .

. 656—Excerpt from The Elements of

_ Physics, p. 148, by Carhart & Chute

” GD save dcp cdnsfacgeeseseerisss

657—Excerpts from Physics for Stu-

dents of Applied Science, pp. 198 and. - |

202, by Shrader (1937) ....... Bi say . § 2462

658—Excerpt from A’ Textbook of In- Hoes

- organic Chemistry for Colleges, p

163, by Norris (1921) ............. 2 805

660—Behimer Patent 1,883,850.......

‘ 662—Drawing X-1123 of Dewar & Red-

- wood apparatus, dated Dec. 4, 1915 2 871 5 2463-

663—Drawing Y-1568—Modified Red-..

wood still, dated Sept. 19, 1916...... 2 872 5 2465

664—Behimer’s sketch of modified con- .

tinuous Dewar and Redwood still... 2 875 5 2467

Vol I, pp..1 to 850: Vol. XZ. pp. 881 to 1082: Vol. IIZ, pp. 1023 to 1£03;

Vol. IV, pp. 1506 to 1993: Vol. V. pp. 1995 to 2493; Vol. Vi, pp. SEES fo S886;

Vol. VII, pp. 3085 to 3567.

gate

ge

28

665—Clark and Abbey line diagram of

heating coil of Katee 8, dated

= 3 free 2 882 5 2469

666—Drawing Y-1562, Smith Drawing ©

of Coil, Experiment 8, dated Sept. 18, 3

BEE 2c cexbcces> bide a Swedes ans acne 2 882 5. 2473 |

667—Photostat of blue print from orig- ©

‘inal tracing 1648 showing coil and’

drum Experiment 8, with marks by .

Behimer (See DX 754) ............ 2° 883 5 2475 -

667A—Enlargement’ of box title of DX

667, showing date of Nov. 6, 1916.... 2 883 5 2477

668—Photostats (front and rear) of

blue print from tracing Y- 1703, dated:

Dec. 7, 1916 ...... ee aeaiak 6 2 88 5 2479

669—Photostat of tracing Y-1703 as re- : Pe

vised, dated Jan. 29, 1917.......... 2 885° 5 2483

670—Letter, Mar. 23, 1917, Detwiler to ,

Mambey 0.65.0: 0sccevereceeseies 2 1008"

671—Sketch #15 for jet pump No. 1 for’ | a

Experiment 6 .......2.....0068 :... 2 886-5 2485

672—Test data on jet pump, dated

ene 2 886 5 2487

€73A—Earnest drawing No. 23 (page | “t,

1) of apparatus erected in coil and

. drum Experiment 8 ............... 2 .887 5 2489

673B—Earnest drawing: No. 23 (Page :

. 2) of apparatus erected in coil and

drum Experiment 8 ............... 2 887 5, 2491

674—Group of textbook excerpts, re PAG

vaporization .......... whe Saawex os ; 5 2493

ol ta aPP adel nl Sac Ful wp ted ts sal Sus? By, Sis 8 BSE

PP- ° PP. s Vo PP. 2495 to 3084;

Vol. VIZ, pp. 3085 to 3567. :

675—Behimer’ sf ractioning equipment =

eer tt ore rere 2 892 6 2495

675A—Behimer’s vondenser ‘for frac-

tionators (Sketch #9) ......:..... 2 892 6 2497

676—Records of Run 6, Experiment 8 .

(coil and drum) ............ Tebwe'es 2 896 6 2499

| nah eee of Run 7, Experiment 8 :

_- (coil and drum) TTT Te Te ree 2 900 6 2539

678—Records of Run 8, Experimental 8 - a

(coil and drum) Sakae caankeeneen as 2 900 6 2559

679—Records of Run 9, Experimental 5 | a

(coil and drum) ...':...........5. 2 900 6 2579

680—Behimer’s distillation note book 2 902 6 2615.

681—Behimer’ 8 permanent record book

_ pages for Runs 6-9....... Vuseuntans 2 +902

| 682—Behimer’s index cards for ae on

Experiment 8 ..... aissbsceahenenas 2 902

683—Excerpt of letter, June 27, 1917,

Manley to Detwiler ............... 2 904

- 684—Excerpt of letter, Aug. 14, 1917,

Manley to Detwiler ...:........... 2 908

685—Behimer’s sketch - of proposed _

semi-commercial appartus TTC. ae

686—Drawing Y-2200 of proposed semi-

commercial “apparatus, dated ' Sept.

24, 1917 err “ukeues erento ua 3:

687—Letter, Nov. 5, 1917; Dawson to

Bailey, with enclosed letter, Nov. 1, |

1917, Collings‘to Dawson .......... 2 911 -6 2643

6 2639

6 2641

i Tbe yee bos te ibe, Vol Wi pp. 551 to 1022; Wol. pp. 1023 to 1603;

. Ved. SV, Oe 1088 So 1eee 90 Pp. 1995 to 2493; Vol, PP. 2495 to 3084;

Vol. VII, pp. 3085 to 3567,

in in Book of

Ver Fess, Va Page

668—Excerpt from letter, Behimer me Vs

Bailey, Nov: SP errr yee rer 2 911

689—Letter, Bailey to Behimer, Nov. mas

rn Meee eee 2 912 -6 2644

ma 690-—Hxcerpt from letter, Manley to.

+ (is we TR WORE civic vs cdanses 2 912

691—Letter, Bailey to Dawson, Dee. er

NE TT Tee TTT ITT Terres 2-.912:. 6 2645,

692—Letter, Risdon to Bailey, Jan. 3, ;

OO fn EN 00 as sighs dates cadbanens 2 912 6 2646 -

(693—Drawing Y-2282; incomplete

Hartzler drawing-of proposed coil \

and drum semi-commereial apparatus 2. 912 6 2649

- 694—Donaldson’s ‘working copy of _

Behimer . patent application _

draft). .... Perret rrr LiRiw dean 914

695—Tracing U-2310 for patent speci- — |

| fication, dated Jan. 4, 1918 ...... 10 2-914 6 2661.

696—Certified copy of Holmes, Manley aD

_ & Behimer application No. 263,562, | .

Pe gtr epee Cpe ree erry ame 6 2653

-697—Drawing p. 169, dated Dec. .24,

1917, showing Batteries 2 ‘and 3. of 34

Experiment _ Sr very er ee 2 915 6 2671

698—Drawing of heating coil of Bat-

tery 3, dated July'2, 1918 .......... 2 915

-699—Letter, Risdon od hasta June 18; |

\ A cece evRdG cat has back dhactd en 2 915 6. 2673

yal baa dado as seo ened Sn ea Wp

- Described or

ia in Beok of

estimony Exhibits

700—Letter, Vilter Mig. Co. to Texas

Olin AR We BO onc eeasssareecs +. 2 916

701—Excerpt fi rom letter, Behimer. to

Manley, Sept. 13, SE kas aueceusas -2 916

703—Letter, Capen to Schutte-Koert-

Bees Ws SE a Cb akeaneaekdecas 2 917 6 2675

704—Letter, Schutte-Koerting to Texas i Se

Co.,: Des. 3, I088: 6.05 cieeas’ hgetave 2 917 6 2675

705—-Excerpts from Ru shevata of Run

5, Battery 3, Experiment 18, dated — aes .

Dec. 9-14, 1918 ........... iketewen 2.917 6 2677 .

706—Excerpts from report on eile |

2, Run 14 (with preheater coil), dated | eee

Dee. 14-23, 1918 ..... nk Gaede ---- 2 919 6 2680

707—Excerpts from report: on Run 7, ai

Battery 3, Experiment 18; dated Jan.

11-13,.1919 ..... Niky S. 2 6 Oe

708—Excerpts from report on Run 8,

Battery. 3, Experiment 18, . dated :

Feb. 25-27, 108. 5. 20: (Awa eae ee Ans 2 919 6 2688

- 709—Drawing H-405—Alterations to | oA we

batteries 1‘and 2 (making a four-still

battery), dated Dec. 4, 1918........ 2 920 6 2691

710A—Letter, Miller (Hancock Inspira-

tor Co.) to Behimer, Mar. 29, 1919 2 920 6 2693

710B—Letter,-Behimer to Hancock In- :

spirator Co., April 21, 1919........ 2 921 6 2697.

710C—Letter, ‘Berthold (Hancock) to. ie anhe) Ps

_ ' Behimer, May 6, 1919 seaesecsevned 2 921 6° 2698 —

Vout pp. 3 to, 690; Vol i yp. 681 v0 1082, Vou DP. 1083 to. 1503;

Vol. IV, pp. 1505 to 1993; Vol. V, pp. 1995 to 2483; Vol. Wi, pp. 2495 to 3084;

Vol. VIZ, pp. 3085 to 3867. ee

Yaead

xxxi

in Book of

tn te

rin

Vel. Page Vel. Page

7 = ¥ from letter, Manley to

_ Behimer, May 20, 1919........ a a. oo

711—Excerpts. from Run 3, Battery 4, |

Experiment 18, April 26, 1919...... 2 921 6 2699

_712—Letter, Behimer to. Holmes, Dec. EL rn,

= I Raa tee pe eenee 2 924

713—Letter, Holmés to Bebimer, Dec. ,

ss dia ca viscncan anes 2 924

; ‘je X-3595A of preheater

and economizer of Experiment 11B,

dated April 3,.1920........... ceases 2 925

715—Drawing ‘Y-3619A—Apparatus of .

Experiment 118, dated April 38,

; ane Giawieias Koch aan ass boxe xi 6 2705 -

716—Behimer’s notations; re jets #6 7

and #7 for Experiment 11B, tested —

BORO Be, Tees en escccnes baeaueae 2 925-

717A—Letter, Behimer to Am. eens

Pump, Feb. 19, en a, 2 925

717B—Letter, Am. Steam Pump ra |

Texas Co., Feb. 25, 1920.:..:...... 2 . 925

718A—Letter, Behimer to W. E. Quim- >

by, Inc., Mar. 3, OR ;: eS

718B—Letter, W. $. Quimby, Ine., to — aoe

Texas Co., Mar. 13, Ds «iss 00 .. 2° 926

719A—Letter, dimer to Obie -In-

.: jector Co., May 20, 1920........... 2 926

719B—Letter, ‘Ohio’ Injector. Co, to.

‘Behimer, May 25, 1920...:........ 2 926

' ‘WoL Z, pp. 1 to 580; Wol: 2%, pp. 551 to 1022; Vol. pp. to 1503;

-_ Jeb Tu, vo. 1506 00 10a Vel. Wr bn 1908 te sada; Wot PD. 2495 to 3084;

Reproduced —

720—Blueprint. ‘of tracing Y-4422 of

_ centrifugal pump, dated Mar. 8, 1920 2 926

721A—Drawing of Parish rotary pump,

marked “——_ eee 2 927

721B—Drawing of plunger type pump,

marked “9D 2.56. .ccsevewecccece 2 927 -

722A—Letter; Bender to Behimer,

Sh Te Fess cece asccecsabonses 2. 927

722B—Letter, Behimer to Bender,

Si Ts ee ecttabsncane bewnuie 2 927

723—Drawing Z-4346, showing hori- .

--gontal, double acting, plunger type

pump, dated Mar. 4, 1921......:... 2 927. 6 2707

an Dow Pump Co. to Texas ad -

Co., Mar. 23, 1921....... pesheunaan 2 927 6 2709

_725—Behimer notegram to Capen, )

April 9, 1921...... sashadbatedsenes 2 928 6 2713

726—Notegram, Behimer to a : o

BE Ey, MENS Se Boe svsecdescsvscces 6 2713

727—Notegram, Behimer to Dodge, gone hs

BO B, FER. ccccces ‘seestbeadiceta 2 928 6 2717

. 728—Drawing X-4644, Surge art

‘dated May 28, 1921..............:. 2 928 6 2719

729—Flow diagram of original com-

’. mercial batteries of the Texas Co. —

started March 1920:.............:. 2 929 6 2721

730—Drawing - Y-4630 dated May 21,

1921, showing Battery 14 — Surge

, Uo cccgecicagcacseccs'sccewe ~—. ae oo,

ann

Described or

in in Book of

“Vel. — Vol. Page

, 731—Drawing Y-4871, showing modi-—

fied Surge pump eteatien, dated eon

Be We Mews vind coxcsdassteaice 2 ‘930 6 2725

| 732—F low diagram of Run 63, Battery

14, using Surge pump return of re-

flux to the coil; Oct. 31, 1921 to

ee Re ere piweeK ens 2. 931 6 2727 —

733—Tracing record of trssing Y-1703 2 987 6 2729.

_ 734 for idént.—Behimer’s statement to

the Texas Co. in 1996:..:........-. 2 952 6. 2731.

735—Excerpt from - letter, Alther to

Backus, Oct. 23, 1924.............. 2 837

186—Excorpte from letter, Bergman to.

Hoff. Mar. 19; 1925....... Vaseseeens -2

737—Excerpt from letter, Bergman to

ae EB OR eee 2

.738—Distillation report of Dubbs resi-

739—Distillation ie. of’ Dubbs

charging stock .......... frretetens 2

740—Distillation report of, Dubbs resi-

due from Unit ee Aer = SLAs 2

745 for- -ident. —Exce! from aw .

Behimer to Dodge, Mar. 21, 1924.... 2 953

746A- O—Photographis of Bayo nne ap- — a

- paratus for Hall Process..... eee 2 -850 6 2749

838

839

Mr -wiichoue pehocs shee shbe sun ede¥ee 2 840°

R40)

840

747—-Log sheets of Run 24 at Bayonne-~ ;.

(See Summary, DX 850)-~....... : 2 853

Vol I, pp. 1 to 550; Vol PP. 551 to 1083; ;

Vol. IV, pp. 1505 to 1993: Vol. V, pp. 1995 to 2483; Vol. Wi, pp. 2495 to 3064;

Vol. VIZ, pp. 3085 to 3567. Hibs .

_ Xxxiv

Vc~ YEE, pp. 3085 to

ey

Sas Vol. Page Vol. Page

750—Excerpts from De Forez article

.- (1923) in ‘‘The Refiner and Na-. .

tional Gasoline Manufacturer”’ Mag- |

WR pestccctcscteoas ok Some 22 («857 -

i. 751—Excerpts fron: De Florez article °

in. “National Petroleum News,”’ : |

, | MOREE: ais ixicee Skexes Gea baawi 2 859

752—Tracing record of Drawing Y-1648 2 986 6 2779

753—Blueprint of tracing Y-1648 (Bur-. Ss

ton stills layout), dated Jan. 29,1917 2 986

754—Smith’s recopy of. original trac- 7 *

ing 1648 }(See DX-667).....:...... 2 986 6 2781

755—Donaldson’s blueprint #11955 . fie Obs x

tracing 1703-Y (See DX 668, 669)... 2. 999 6 2783

756—Letter, Donaldson to eee |

‘Feb. 2, 1918, with attached .applica-_ |

SK necvaskcaensvans Abb ekvanweeeas ‘ee

ee lie ed eee 2 1000-.6 2785

757—Excerpt from letter, Donaldson |

to Holmes, Jan. 22, 1918 ..... Suicee 971

. , J 2 1001

758—Letter, Holmes to Manley, * May att ae

a | PR te died - | - 6 2795

759—Letter, (enclosures omitted) Det:

~ wiled to Manley, June 20, 1917 (See Seat ab

2 BBP 2 903 6 2796

760—Thompson ; Patent 1,250,050 vert 7 , 3254 .

- 761—Letter, Holmes to Manley, Jan. af

Oe ee rg sae Miebandsarue vena, 2 971.6 2800°

762—Telegram, Holmes’ to . Manley, 3 |

Ph eC eric dae Mes 2 972 6 2803

CRE TT LTT BM 8 ae

ond 774-A) —Flow diagram of Defendant’s

or Reproduced |

_———-* in Book of |

‘ estimony Exhibits

‘ Vol. Page Vol. Page

763—Letter, ‘Neate to Holmes, ‘Feb.

2, 1D1S 2.0. Koonce eres ence ees ees » 2 972

764—Letter, Holmes to Lufkin, March ae .

| | ee Ledashueec cae iaiens 2 972 .

765—Letter, Donaldson.to » Manley, Feb.

-: — seeeeeeioe, ap ere 2 1002

769—Detwiler™ memorandum, Novem: veers

ber 29, 1916, re secrecy...-.... weee 2 1006

972 —Perspective drawing of. ~Dubbs : ae? cee

773 patent 1,392,629 ......:..... 3 1072) «6 «2805

774 - operation at Lemont, IH., :

prepared by H. V. Smith....3° 1115 6 2807

775--Photograph of Defendant’ 8 plant ; ;

at Lemeént, Ty 2.0. . 0.06. ecu tia. 31115 6 2809

776—Brown’s vapor pressure chart in

.the Root case, with marks by H. V.

pic sdistsSebancesaniins ss 3 1134. 6. 2811

777—Sketch of Jenkins still, prepared eae

by H..V. Smith..... evinackewns aces 3 1139 6 2813

778—Drawing of coil: distillation. ap- ; a |

paratus, prepared by Reiman.:.... 3 1179 © 6 2815

779—Atwood Patent’ 28,448.......... | 7: 8110

780—Simplified drawing of Atwood — ee

Patent, prepared by Reiman..... .. 3 1184 6 2817

781—Merrill Reissue patent 7,096. . : 7° 3105

782—Dewar and Redwood aliuit

+ 419,937, ......... renee peek cane? ~ 7 3122

-783—Burton patent 1,105,961........° °. ° 7 3164

Ra ee ee EE

3085 to 3567.

a

Deecr toed

tm Book of

= A

- 784—Humphreys patent 1,119,700.... - 7 3170

785—Edwards patent. 1,170,884.......- 7 3182

' 786—Smith patent 1,239,423..... re 7 3224

787—Benton (Br.) patent 1,922 of 1887 . 7 _ 3527

788—Pielsticker (Br.) patent. 6,466 of

a ban wedetabucscaneee 7 3545 .

789—Pielsticker os patent 1,706 of

MEL. <ctniianavavatunanetadddesdeee 7 3539

790—Pielsticker (Br.) paterit 1,308 of . a

BEBE cccccccccs ee eee 7. 3531.

791—Simplified dra&wing of Pielsticker

patent, p red by Reiman ....... 3 1210 6 2819

792—Pielsticker patent 477,153....... 7 * 3126

793—Hall patent 1,175,910........... 7. 3200

794—Letter, Kinzer to Dawson, Sept.

i ET a lscidovnaceitnigwastees 2 1015 6 2821

795—Letter, Dawsed to Bailey, Sept. : .

By Bee cccesaca= eeeseccccasecees 2 1015 6 2821

796A—Letter, Kinzer to Dawson, Oct. 7

S| POV Se re ..2 1016 6 2822

796B—Drawing U-2212, enclosed in

7964, of high pressure still drum, 7

Experiment 12, dated Sept. 5,.1917.. 2 1016 6 2823

797—Drawing P-227, dated June 5,

1919, showing plan of a commercial

_ battery without pump and clean cir-

GUE, cscceVootdedscaesebhassies 2 1017 6 2825

798—Drawing P-230, dated Jure 2,

1919, showing longitudinal section of -

OUND GER 40.40.6020 6Vecdccseces wees 2.1017 -6 2827

wa beep tet Vol. It, pp. 551 to Vol. IE, pp. -1082 té 1569;

xxxvii

it.

® Ve Page Vel.

799__Drawing P-238 showing preheater, : .

dated June 5, 1919............. ... 2 1017. 6 2829

800—Drawing Y-4578, dated May 21,

- 1921, showing piping for float gauge

and Surge pump for back trap, Bat- ;

RP igtasicecs FEEL, Ss, pela. 2 1018 6-. 2831

. 801—Biddison & Boyd Patent 1,345,740 7 3336

802 and 802A—Excerpts from certified ="

copy of File Wrapper of Biddison

& Boyd Patent 1,345,740 and original

GUEEEGB- “co cccasccscccpocegeappes 6 2833

803—Simplified drawing of Biddison &

‘ Boyd patent prepared by Reiman... 3 1231 6 2863

804—Ellis patent 1,396,999........... 7 32352

. 805—Simplified drawing of Trumble —

‘ patent 1,281,884, prepared by Reiman 3: 1250 6 2865

_ 806—Alexander patent 1,407,619... ... ° 7. 3364

-. 907—Exeerpts from certified copy’ of . .

. Alexander patent File Wrapper... ... 6 2867

808—Alexander patent, simplified draw- ates RY Nes

ing prepared by Reiman.:.......... 3 1256 6: 2897

809—Greenstreet patent 1,740,691... .. 7 3476

810—Excerpts from certified copy of ; 7

File. Wrapper of Greenstreet omer:

1,740,691 ....... \ cuereiandebees ‘3 1283 «6. 2R99

811—Enlarged drawing of Greenstreet ee

patent with colored lines, prepared by .

PN cot dank dds ebdsensdackosecel 3 1265 6 2953

812—Simplified drawing of Greenstreet a5

patent, prepared by Reiman........ 3 1270 6 2959

| wel, EV. pp. 1808 te pied: Vol ¥. pp. 1998 CT oaes ta S008;

Vol. Viz, pp. 9085 to sser.

=

as e Vol. Page Vol. Page

-813—Prior Art Patents in File Wrap-

' per of Dubbs, 1,392,629, except those

shown as separate exhibits: ; shins

Hall patent No. 1,175,909.....2...° 7. 3194

Zerning patent No. 1,183, 266. : . aa 7 | 3208

Lambert patent No. 1,245,930 aes 7 +3238:

Ellis patent No. 1,249,278.......... 7 3248

Coast patent No. 1,250,799........ 7 3262

814—Prior Art Patents in File.Wrap- — |

per of Egloff, 1,537,593, except those

_ shown as separate exhibits:

Perkins: patent No. 399,073...:... 7 3416

‘Lang patent No. 954,575........ a 7. 3140 .

Gillons patent No. 1,084,080...... | 7 3154

Forward patent No. 1,202, Se _.7 3218

Curran patent No. 1,255,714...... 7 $268

815—Dubbs patent 1,686,654.........: - 7 3468

816. for ident. —Excerpts from certified : :

' copy of File Wrapper of Dubbs ‘pat-

ent 1,686,654 . sper Pere ee ewe ire 3: 1345 6 2961

~ 817—U. 0. P. Bulletin 8536, hill See. |

(a MR ced ineincss sack weer ces. 6 2977

818A. 0—Summaries of Run pn for

Dubbs SE is oes xs 6 2978

819--Excerpts from U. 0. P. Bulletin

(1936) entitled “Cracking, Yester- ,

~ day, Today and Tomorrow”’:....... 6 2993

820-—Excerpts from us OP. Bulletin | . .

_ SR-508, June 20, 1932.,......... 66. 6 2993

821—Excerpts from U. 0. 7. Bulletin Sea

SR- 521, June 20, 1982......,.4..... 6 2994

ees Vol. 12, pp. Pp. 551 to 1082; Vol. TIX, pp. 1033 to 1503;

' Vol. ZV, pp. 1505 to 1993; ee Se Se: See OS ee Vee We

3085 to 3567.

t

Vol. 3.4% Pp- t -- 4 to 1993; Vol. V, pp. 1995 to 2493; Vol.

Vol. 3085 to 3567.

Described or

- in in Book of

Exhibits

) Vol. Page - Vol. Page

822—Hall: patent’ 1,285,136........... 7 3302

- 823—Hall patent 1,242,796........... 3 7 3230

824—Hall patent 1,194,289../........ ° 7 3212

$25—Excerpts from ‘Principles of

Chemical Wngineering’’ by’ Walker,

Lewis and McAdams............... 6 2994

826A—Excerpts ‘from certified copy of

File Wrapper of\ Interference No.

, COE eacrest. ee pres Pee 6 2995

827 A—Excerpts - from the ‘Warner- |

- Quinlan Brief ....... uae reds sees 6 2997 —

'827B—Pielsticker drawing iis the. |

* Warner-Quinlan Brief ............. 6 3015

828—Iixcerpts from Interrogatories .

~ and Answer in-C. P. Dubbs v. Uni- pe. a

versal Oil Products Co.......:..... ~ 6 3017

831—Mechling free hand sketch of nor- | |

mal Alexander operation........... 3 1353 6 3021

832—-Mechling free hand sketch #1— -.

‘*Regular a 3 1355 6 3023

833—Mechling free hand sketch #2—

‘Return of part of condensate from

Fractionating Tower with’ Fresh:

EE saw chine ake veenkheed eats sane 3 1355 6 3025.

_ 834—Mechling free. hand sketch PS a

gE Re nes re er ee 3 1356 6 3027

- 835-—Meehling free hand sketch #4—

‘Return of part of condensate from

- Exehanger Tower with Fresh Feed’? 3 1356. 6 3029

Vol. I, pp. 1 to 550; Vol. 11, pp. 551 to 1022; Vol. pp. 1023 to 1803;

OD. 2495 to 3064;

gl

849—Summary of demonstration Runs =

_ for Dubbs units, Avon, Calif., 1924-25 6 3031 —

850—Summary of Converter Logs of |

Run 24 at Bayonne (Hall Process),. ae. ae ha

dated Jan. 22 to Feb. 5, 1917........ * 6 3033

_ Motion by Defendant for re-admitting into evidence, |

_DX-816, filed June 24, 1940............ SNARE 3033

Opinien on Merits, filed July 24, 1941....... id eee 3035

Findings of Fact and Conclusions of a filed Oct.

OG A kew ances ebehbadnehe en (eeUCCT es sec ccetece 3052

Judgment, entered. Oct. 14, 1941..... POR OE ret 3061

Notice of Appeal, filed Nov. 7, 1941.................3062

Statement of Points................0.000- wanilca 3062

Bond on ESE AE PP Oey SP oe Rec e .. .8065

‘Stipulated Designation of Record: ...............+. 3066

Agreed Statement as to Exhibits....:........... . . 3070

Stipulation as to an Abstract of the Record, i, approved .

by Judge Evans yore Skihekeheews Serrrerrrerrre 3083

UNITED STATES LETTERS PATENT.

* No. 1,392,629—C. P. Dubbs, Oct. 4, 1921....... va ee « 8086

No.. 1,537,593—G. Egloff, May.12,'1925......... oe

No. — . 7096—Reissue—R. S. Merrill, May 2, 1876. . .3105

No. 16,877—Reissue—O. Behimer, Feb. 14, 1928. . .3098

No.. -28,448—L.. Atwood, May 29, 1860............. 3110 .

No. 399,073-—G. H. Perkins, Mar. 5,1889...........3116

Welt, pp. i to 800; Vol x pp. 861 to 1088; Vol. EI, pp. ;

Vol. IV, pp. 1505 to 1983: + PP. 1995 to 9403; Vol. Wi, pp. 2495 to 3004;

Vol. Vit, pp. S088 to 3867. |

‘No.

No.

No.

- No.

No.

No.

No.

No.

No.

‘No.

No.

No.

No.

No.

No.

No.

No.

~ No.

No.

No.

No.

No.

No.

No.

No.

' No. =

era ee Bae py SOF GS APA cA a 3318 <.

419,93i—J. Dewar, et al., Jan. 21, 1890....... /, 3122

477,153—C. M. Pielsticker, June 14, 1892....... 3126

954,575—J. Shaug, Apr. 12, 1910....:....... , 3140

1,049,667—W.. M. Burton, Jan. 7, 1913........... 3150

1,084,080—G: H. Gillons, Jan. 13, 1914...........3154

1,105,961—W. M. Burton, Aug. 4, 1914....... ....3164 |

1,119,700—R. E. Humphreys, Dec. 1, 1914.:...... 3170 |

1,123,502—J. A. Dubbs, Jan. 5, 1915............. 3174

1,170,884—S. H. Edwards, Féb. 8, 1916..........3182

1,175,909—W. A. Hall, Mar. 14, 1916........ ...3194

1,175,910--W. A. Hall, Mir. 14, 1916........ 8200

1,183,266—H. Zerning, May 16, 1916........... .3208

1,194,289—W. A. Hall, Aug. 8, 1916..... eae 3212

1,202,823—C. Forward, Oct. 31, 1916...... ar 3218

1,239,423—A. D. Smith, Sept. 4, 1917............ 3224

1,242,796—W. A. Hall, Oct. 9, 1917.............. 3230

1,245,930—C. G. Lambert, Nov. 6,. 1917........;.3238 -

1,249,278—C. Ellis,-Dec. 4, 1917............. ... 38248

1,250,050—N. W. Thompson, Dec. 11, 1917..... , 3254

1,250,799—J. W. Coast, Jr., Dee. 18, 1917...... . .3262

1,255,714—J. J. Curran, Feb. 5,-1918............! 3268 —

1,273,966—F. E. Wellman, July 30, 1918........ 3278

1,281,884—M. J. Trumbie, Oct. 15, 1918........ 3286

1,285,136—W. A. Hall; Nov. 19, 1918.....:...... 3302

1,288,711—L. O. Sherman, Dee. 24, 1918 Perey 3306

1,295,088—A.. F. G, P. J: Von Groeling, Feb. 18,

Pp. 1 to 580; Vol. 12, pp. 551. to 1082; Vol. pp. 1023 to 1503;

Vol

~~ Iv, pp 1566 to 1993; Vol. V, pp. 21906 to 2493; Vol. DP. 2495 to 3084;

xlii

oO

R. Rosenbaum, Dec. 16, 1919....:...3330 . |

No. 1,324,983—R.

No. 1 340, 740—P. McD. Biddison, et al., July 6, 1920. 3336

No. 1,388,629—J. W. Coast, Jr., ‘Aug. 23,. 1921:...... 3344

No. 1,396,999—C. Ellis, Nov. & AP vee douse

No. 1,407,619—C. M. Alexander, Feb. 21, 1922.......3364

No. 1,428,338—F.-T. Manley, Sept. 5, 1922...........3882

No. 1,428,339—F. T. Manley, Sept. 5, 1922........... 3388

No. 1,449,226—R. W. Hanna, et al., Mar. 20, 1923... . .3394

‘ No. 1,449,227—R. W. Hanna, et al., Mar. 20, 1923... ... .3402

. 1,462,143—-F. T. Manley, July 17, 1923.......... 3410

No. 1,488,325—C. P. Dubbs,. Mar. 25, 1924...4.......3416

No. 1,506,444—D. Pyzel, Aug. 26, ee!

No. 1,585,496—R. C. Holmes, et-al., May 18, 1926..... 3428

No. 1,597,821—D. Pyzel, Aug. 31, 1926...... eee

No. 1,622,737—D. Pyzel, Mar. 29, 1927.............. 3444

No. 1,638,735—L. C. Huff, Aug. 9, 1927:............ .3450

No. 1,640,202—F. T. Manley, Aug. 23, 1927......... .3456

No. 1,655,603—R. W. Hanna, Jan. 10, 1938......./.. .3462

No. 1,686,654—C. P. Dubbs, Oct. 9, 1938. ........... 3468

No. 1,740,691—C. J. Gréenstreet, Dec. 24,1929. ......3476

No. 1, 765,976—R: A. Halloran, et al., June 24, 1930... .3486

. No. 1,883,850—O. .Behimer, Oct. 18, 1932........ y. .. 3494

No. 1,891,218—D. Pyzel, Dec. 13, 1932.............. 3506

No. 1,937,959—L: C. Huff, Dec. ‘5, 1933....6....... +. 8512

. 2,039,797—L. C. Huff, May 5, 1936...........,..3520

Se ee ee WD. sas6 to 3088,

_ BRITISH PATENTS. |

No. 1 1706—Carl M. Pielsticker, or

No. 1922—George L. Benton, dc, Pere 3527

No. 6466—Carl M. Pielsticker, ee ce ee 3545,

_ No. 1308—Carl M. Pielsticker, 1891................. 3531

No. 6545—Hugh E. Fenchelle, eee pee 3551

No. 15 ,084—Milton J. Trumble, 1916. paaeus Pern eg be 3557 |

Order allowing certiorari ares 3587

RE a a ee

Vol. VII, pp. 3085 to 3567,

eo.

Testimony of. Daniel Pyeel. ‘551

Fad DANIEL PYZEL:

Redirect Examination by Mr. Hall

592 The furnace structure illustrated on PX 504 was of |

‘an old type and had been used in the petroleum in-

dustry at the time this unit was designed. ;

_ Ido not remember the length of the onstream period

593 on the Fleming stills, but I believe they were two or

three times longer than for Burton. charge for

these stills must be a distillate stock.

lithe operation of the Cross units a distillate was

never separated and returned with the fresh feed to.

the entrance of ‘the pipe heater. *

In the low level 'runs the length of the run was de-

termined by the amount of carbon that would deposit

594 in the chamber or by some other part of.the opera- .

tion going wrong. We tried to have a regular operat- |

ing schedule but could not always stick to it. |

‘*Q. On your cross-examination, referring to the

a you mac.> of the Dubbs still as operated at

Ladependene, you were asked whether you remein-

how-much gasoline was in the charging’ stock,

and you said, ‘I. wasn’t yery much interested, really,

in the results of that plant.’ Just what did you mean

‘by your statement that you were not interested in the Ss

results of the plant?

: “A. Iwas not interested in the results of the plant,

’ as it was built there, because I considered the plant,

as being not very well designed, and I was more in-

terested in the principle of the process than in the

products as they were actually obtained in that par-

ticular plant..

“*Q. You mean the mechanical construction was not

well designed?

‘“‘A.. The. mechanical construction was not well de-

signed. |

595 849 “Q. But did it fully exemplify the process or

‘the principle of the process which afterwards came

to be known as the Dub Erceyg: ?

or

- - §52 Abstract of Testimony on Merits.

‘“‘A. It did... ;

‘*Q. And did it fully exemplify the principle of the.

process and the. process which was afterwards a

ticed in all of tliese plants, practically all these pl

that you have referred to'as Dubbs process?

‘‘A, Yes, it did.’’

The charging stock used at Independence was su

posed to be normal gas. oil which would not contain

any gasoline. Although I testified that the reflux ra-, ~

tio was high in the Indeperidence- apparatus, I do not. }

recall the reflux ratio. -

596 ‘‘Q. You testified on your cross that you were in-

terested only in one point of the Dubbs process, What

was that point.

‘‘A. That point gvas not returning any. of ”

“cracked residué to te cracking coils,’’

850 Recross Etomination by Mr. Thiess. t

597.. The furnace of PX524 was a furnace which we used

_ in our own Trumble converter experiments. That would

take it back to about 1915.

In the Cross operation, in Roxana in 1921 and 1922,

we never mixed in our charging stock to that still any

of the distillate that did not come in the gasoline range

which we got from our pressure distillate obtained mn

598 the Cross operation. We did it later’on after we m

fied the plant by adding some towers to it, which pro-

duced various fractions of distillate, those fractions

that corresponded more-or less to the quality of the

raw material charged to the Cross stills were expéri-

mentally added to the’ raw charge. ‘ :

The dephlegmating equipment that we used there -

was not of the same type we recommended and used

on the Dubbs still. The principal difference is that it

was just a regular bubble tower equipment. The ef-

fect with the bubble tower was a little different because

it did not run under the pressure -of the cracking |

599: plant. It was a fractionating plant hook-up.

When we were making the synthetic crude in the

Cross operation, as we originally operated it before

Deposition of Richard-W. Hanna, =~ 553

we put on the dephlegmator, those fractions of, that

synthetic crude that were not in the gasoline range but

* in the gas oil range were experimented with. We re-

turned that to the raw oil storage for our Cross plant.

We mixed this gas oil fraction from the synthetic crude

with our charging stock and used that expérimentally.

| ue in the Cross still when we were operating these

_ —-=~~ 951 stills at Roxana dround 1921 and 1922.

ae _ *Q, That was when Dubbs and Cross stills:

_were both being operated at Roxana? |

‘‘A, Yes, experimentally. . eee

“Q. This Cross operation was a widely used proc-

_ ess, licensed -by the Gasoline Products Company, wasn’t. |

it? ae 7 * a. ae

600 ‘‘A.. It was used in other refineries also. | .

.... Q, And that is about the time that you were ex- .

perimenting with it in 1921 and 1922 at Roxana, isn’t .

that correct? cae Ee eine

"i A. As far as I remember, it was used in a few

other refineries. It was new at that time.’’

852 RICHARD W. HANNA:*

“514 Roehampton Road,

Hillsboro, California.

ae Direct Examination by Mr. Hall.

601 I am Vice-President of the’Standard Oil Company

602 of California. I have been associated with the com-

, pany since 1911, and my duties have been concerned

_ | with the. refining of crude oil, including cracking. —

603 The erude oil refining capacity. of the Standard

Oil plants in California approximates 100,000 barrels

per day. _ a oe

; - Standard Oil Company of California’s Use of Bur-

604 ton Shell: Stills and Burton-Clark Stills: Cracking

- operations to produce gasoline as a primary product

began in 1917 in ten Burton shell stills like that shown

in PX504. These operations were unsuccessful in that

_® Deposition given October 27, 1936.

554 Abstract of Testimony on Merits.

the cost of production of gasoline, twenty-five cents

per gallon, exceeded our realization of sixteen cents

per gallon. The total cycle of the Burton shell was

thirty-six to forty-eight hours, of which half was the

producing period the balance was for charging the

Still, cleaning out the carbon, and starting up. :

PX 505A is substantially the Burton-Clark still that

605 we operated for about a:year in 1918 or 1919, to com-

_ pare with the Burton sliell. The: Burton-Clark was

not a practical commercial operation for us. The total

ing the*tubes shell, starting up and shutti

607 ” Whb gebenuee en Gis Minden abe still was 80

and on the Burton-Clark tube still, 105 The

‘on-stream temperature on the: Burton still was

750 to 760° F.,-and on the Burton-Clark tube a

_853 little higher. The Standard Oil Cémpany of Cali-

fornia had a license to operate the n still

‘and the Burton-Clark still, which included right to

' operate under all of the Texas Company nts.

608 The Hanna Still: After the Burton o tions we

attempted to improve the results by a circu-

lation unit called the Hanna still. In the Hanna still

we circulated yy Mae ony residuum by means of a

pump through the heating unit and shell. The arrange-

ment of the heating tubes pump and shell are illus-

609 trated in the Halloran and ‘Strout patent No. 1,765,976,

PX 532. Thirty-five of these Hanna stills were built P

and operated, but were found not commercial.

The Modified Richmond Still: The next~develop-

610 ment was to insert baffi.a in the Hanna still in an at-

tempt to have less dirty oil go through the cracki

coil. This was in 1923, and was called the modi

Richmond stil. It is described in the Halloran ‘and

Strout patent 1,765,976. The modified Richmond still

611 was a slight improvement over the Hanga operation

but was not commercial. %

Cost of Experimental Work on Cracking Problems:

612 At this time we had spent upwards of five millions of

dollars and employed around two hundred technical

men in experimental and laboratory work in an at-

°

down. .

_” Deposition of Richard W. Hanna. 555

a :

tempt to solve our cracking problems. The cost of -

thaintaining this laboratory was a million dollars a _

year, and I had the full responsibility. - .

License Negotiations Between Standard Oil Com- —

pany-of California and Universal Oil Products Com-

613 con Witness was asked what was done after the

_ wo ‘on the modified Richmond still, and he answered

' as follows: Y

854 ‘At that point we observed a unit operated at .

the Martinez plant of the Shel] Oil Company,.a—

Dubbs unit, which we were allowed to visit, and tlhiere

- observed absolutely clean cireulation, and we par.

diately realized that is what we were after and started

to wogk on that line of development.’’

A report of this Dubbs operdtion was made to me

and as a result I wrote a letter to Mr..Mason dated —

October 4, 1923: . ns “elec

614 PX 533. The following is a portion of this letter:

‘‘In studying over these reports, it would seem to

me that we have picked up the following: _

First: Cleanliness is next to godliness. ~=§

Second: That the Dubbs people anticipate us in

appreciation of cleanliness. a

ird: That circulation can be obtained without

the use of a’ ;

Fourth: That higher pressures are very desirable.

Fifth: That it is questionable whether we have to

have gill rings on our heating element. :*

: Sixth: That if the maximum degree of cleanliness is

615 maintained, higher furnaee effici can be attained.’’-

616 PX 534: This is a report which Mr. Hamilton made

to me on the Dubbs operation at Martinez.

(Abstract of Exhibit): The unit: is described in

some detail and the conditions of operation are stated,

including temperature, pressure, operating time, and

quantities of feed and products. A tentative estimate .

of costs is given. - he

617 PX 535 is a report from Hamilton to me giving the ~

heat demands of the Dubbs cracking stills, and refers

’ to a blueprint: . ; ,

. PX 536, which shows Mr. Hamilton’s proposal of

an additional baffle in the Hanna still. = -

- 855 After our inspection of the Dubbs unit at Mar-

618 tinez, we started to modify the Richmond stills into

8

Abstract of Testimony on Merits.

clean circulation units, but this work was arrested by

the issuance, in March 1925, of the Dubbs overhead

feed patent No. 1,488,325, PX 537, which disclosed the

_ Clean circulation that we had in mind, and we asked our

patent attorneys to pass on the matter before wé went

any further. As a result of that investigation, Lyon

and Lyon, our patent attorneys, brought to our at- °

- tention an edrlier patent, Dubbs 1 392,629, ‘issued Oc- es

621 ,

622 ents

tober 4, 1921. °

cis 538 is a lotter a Mr. Adams, . employed by

our ipany in the capacity of superintendent of pat-

Hing to my attention that the Dubbs patent

2,629° is broader in scope than Dubbs 1,488,325,

No.

- 623 and points out that under our licenses with Indiana

we are licensed under ‘‘this Holmes, Manley and Be-

himer application which is in interference with Dubbs

early and broad patent.’ /

624

627.

. Prior to receiving PX 538, I had a meeting with:

~ Adame, Lyon and Lyon, and others, and the control of

this patent over what we were doing was pointed ont

‘to me.

PX 539 is a letter from Lyon and Lyoii to Mr.. Adams

which came to. my attention. A portion of this letter

reads as follows:

‘‘The Dubbs patent 1 (488,325 is viel gee hit by Mr.

Howard to be of any great importance Th he earlier

patent No. 1,392,629 grantéd to Dubbs on October 4,

1921, “is of much greater scope and significance. This .

‘Dubbs patent 1,392,629 discloses and claims quite

br oadly’ the first above mentioned sub-type of the | -

‘once-through a *tube and tank’ process: This pat-

856 ent is involved to some extent in interference pro:

ceedings that are now pending in the Patent Of-

fice with. The Texas Company and possibly others:

We are effdeavoring to obtain from the Patent Office

any available information concerning this interference,

_ the difficulty being that such proceedings are not open -

for inspection. This Dubbs: patent 1,392,629 does not

' disclose introducing the new stock into the top of the

f ractionating tower or dephlegmator for heat exchange

- and condensation purposes. This is the new feature in

y This is the Dubbs patent in suit.

629 —

—

- 632

Deposition of Richard W. Hanna.. . 557

"Dubbs patent 1,488,325 and to which na latter patent

is limited.’”” _~ |

Our attorneys, Lyon and Leen: gave us an opinion

on the validity of the Dubbs 1,392,629 patent and its

bearing on the modification of the ‘‘modified Rich- |

mond’? still, whereby clean circulation was obtained.

We sent for Mr. Halle* who arrived in July of 1924..

We spent several weeks trading and negotiating, and

I attempted to get rights under the Dubbs 1,392,629.

and 1,488,325 patents for as little.as possible, but Mr.

Halle: refused and I finally agreed to a license on Mr.

Halle’s regular. basis, which included a license notronly

under’ these patents but under others as well.

During these negotiations Mr. Halle brought to my

attention the Jesse A. Dubbs patent 1,123,502, but é

was not interested in that patent or othérs referred *

in PX 540 because my only interest was in the 1,392,629 .

- and 1,488,325 patents.

Asa result of the negotiations with Mr. Halle, the «

Standard Oil Company entered into a license ai

ment, PX 540: |

(Abstract of Exhibit): .The License agreement is -

dated August 15, 1924. Universal grants Standard a

non-exclusive license under five patents and twenty’

- pending patent applications, and Standard agrees to

" pay -a royalty of ‘fifteen cents (15¢) per barrel of oil

treated under the license. . Universal gives Standard .

the right to use any improvements - acquired by~

.: 857 Universal. Standard’s throughout under the lie),

cense is limited to, 200,000 barrels daily. A min’ -

- mum royalty of $20,000 annually is provided. Uni-

versal agrees to hold Standard harmless against any —

infringement of patents owned by, ethers by reason -

of. Standard’s practices under’ “a Universal license - 7

and to,defend any suits breug '

‘PX 541 is an escrow Peis which provided that

.the license agreement PX 540 was not to become effec- °

tive until Universal had conducted certain tests w hich

‘met certain quarantees as to the output.

_.* Mr. Halle was. and is the President of Universal Oil Products

Company. ;

558 Abstract -of Testimony on Merits. — - oes ;

a 549 is a supplemental license agreement, dated et

633 Aug. 15, 1924, extending the license agreement, PX.

540, to subsidiaries of the Standard Oil Company of

California, providing for autematic reduction in roy-

alty’ to equal: that of any more favored licensee, and

waiving and releasing al! claims for past infringement.

. PX 543 is. an agreement dated August 15, 1924. |

_ (Abstract of Exhibit): The agreement enumerates

the United States letters patent and applications owned

by Standard and refers. to corresponding patents or

applications in thirty-three foreign countries. Stand-

ard assigns these patents and applications to Uni-

versal for a consideration of $4,000,000 reserving od

‘itself and named subsidiaries the right to use the

ents. The consideration of $4,000,000 is to be pai in

monthly installments in amounts’ equal to twenty-five

percent of the total of all payments received by. Uni-

versal from Standard for royalties under the license —

agreement PX 540, Universal being under no obliga-

tion to pay any portion of the sum of $4,000,000 ex-

cept out of payments under royalties paid from Stand- —

‘ard to Universal under the license agreement. PX 542

provides that after full payment of the ang: price

of the Standard patents, as fixed in PX 543, the fu-

ture royalty tate is permanentiy reduced by one-fourth.

. 634 PX 544 is an agreement further defining the license

agreement.

(Abstract of Exhibit) : Standard’s right to “‘im.

-provements’’ under the license agreement does: not

_. cover chemical or catalytic methods or processes. —

858 PX 545 is an agreement dated August. 15, 1924,.

ich excludes ‘certain eharging stock from the

royalty payments. .

PX 546 is an agreement dated April 27, 1925, which"

-> covers a —_— royalty scale based on through-

put.

- PX 547 is an agreement dated April 30, 1925, which

_ states that the computation of the diminishing scale

636 will be based on the combined throughput of the Stand-

ard Oil Company on its subsidiaries in the United

States.

_. PX 548 is an ‘agreetiient dated March 1, 1926, and

refers to .a waiver of certain monies’ due under the

license agreement, PX 543.

Deposition of Richard W. Hanna. | | 559

_ > PX 549 is an agreement dated January 29, 1929, on

_ is.an amendment\further diminishing the sliding roy-

alty scale: \

Pursuant to these agreements, the license agreement, .

PX 540, was put in escrow awaiting the result .of 1.

‘demonstration run. made at the Associated Oil Com-

pany plant at Avon, California.. These test runs ful-

637 filled all the requirements of the agreement and the in- |

“struments were taken out of escrow and. delivered to.

638 the respective parties in May ,1925. .

The Standard Oil Conipany of California thereafter -

639 erected eight Dubbs units at the Richmond plant and —

. seven-at the El Segundo plant. PX 550 isa flow dia-

- . 640 gram of the first unit built under. the Dubbs license.

The dot and dash lines show a ‘‘flashing’’ operation,

.. whieh was not part of the Dubbs patent. . The exhibit

- shows alternate inethods of operation, but all setups

include clean-circulation. The.alternate arrangements -

were provided so as to compare the straight Dubbs

operation with our improved method of operating

Dubbs. PX 551-A and PX 551-B are photographs of

- the Dubbs unit shown on the flow diagram,. PX

859 550. - -

641 | Referring to PX 550, the oil was heated in. the

tubes in the furnace and discharged into the vertical

642 evaporators. Vapors and gas were discharged from

643.‘the tep of evaporators to the fractionating column. and |

then passed.on through the cooler. into .a receiving

drum and to storage.: The cracked residuum was re-

moved from the bottom of the evaporators and never

returned to the heating coil. The vapors in the frac-:

tionating column were cooled by the incoming feed and.

644 a portion of the vapors were condensed, forming re-

- - flux. The reflux and feed from the bottom of the frac:

tionating column were returned to the entrance of the:

heating tubes.

*. The pressure inaintained throughout the system was

645 270 Ibs., and about the end of 1925 the oil temperature

| at the outlet of. the tubes was around 900° F:, i.e.,

875-910° F. The charge used was gas oil and the yield |

— was 40 to 45 percent of 437° F. endpoint gaso-

ine

We made no ‘‘non-residuum’” runs because we had :

a large fuel oil market. The residuum was made into

a commercial fuel oil.

560 + Abstract of Testimony on Merits.-

647 At the conclusion of the demonstration run of the .

* Dubbs unit, the modified Richmond installation was sal. |

vaged and the Burton shell stills and the Burton-Clark | ;

‘stills were junked. ee | cee ;

The runs on the Dubbs-stills-were standardized. to

end at six hundred hours for inspection for safety. _ ~~

Such inspection disclosed ‘some carbon in the tubes -but

_, hot sufficient to causc a shut-down. Ee |

648 The royalty initially paid amounted to $2,500,000,

and, was based on the daily throughput, but sub.

860 seqtently a’ paid-up license was ‘taken. for - -

: $3, ,000. = ,

. 861 The total payment made by the Universal Oil -

Products Company in connection with the pur-

- Chase-of-the- property that was acquired from the ©

Standard Oil Company under the agreement, PX-543,—

649 was ‘$600,000, and. not $4,000,000,: as provided by the

y agreement, arid nothing further is due under that

agreement. We considered, and still consider, that

__ we have not received sufficient money for the inven-

650 tion covering the flashing set-up’ which was -sold to

‘Universal under that agreement, which at the time of

' the agreement was in application form. Said applica-

tion in the-name of Halloran and Strout was filed

ge 21, 1927, serial number 176,990, and forms

‘ oo : ;

862. Cross-Examination by Mr. Thiess.

651. _While I was manager of refineries and superintend-

, ent of the Standard Oil Company of California, I was °

652° acquainted -with and directed the experimental work.

'. I was closely acquainted with’ the development work

_ that Halloran and Strout were doing. |

‘We. paid $3,000,000 for a paid-up license under the .

_Dubbs patents in June 30, 1930, and at that time my

company acquired an interest in.the United Gasoline

'- . Corporation, which owned: the Universal Oil Products

692 Co. I think that this United Gasoline Corporation .

was.created at that time and now owns the Universal

Oil Products Co. : ; ;

The voting stock of the United Gasoline Corpora-

. tion is-new held one-third by Standard of California, ©

‘one-sixth by Gulf, and one-half ‘by Shell. ~ LS

654 Our original license agreement with the Standard |

e

g

ae Deposition of Richard W. Hanna. --

Oil. of Indiana was before 1918, and as a result we

were in a position. to utilize the-development in the

way of patents and patent applications of the Texas ,

Company. a . ;

- 655 In our operation of the Burton stills, which we con-

_.._-strneted in 1917, our procedure was to try to take

656 a predetermined percentage” Tethi :

| ‘per cent off. of the original gas oil charge. ° We never

charged any oil other than gas oil of approximately

26 gravity. There was so much: carbon collected in

gas: oil charges that it was obvious that fuel oil would

not run at all. It was our opinion that fuel oil in a

sly still was a-larger carbon producing stock than

gas oil. , cee ihe

» 657 863 . The residuum from the Burton stills.was sold

as fuel oil after being mixed with our other

residuum. We ‘never attempted to distill that resi-—~

duum, to get an additional charging stock for our Bur--

ton stills. The carbon deposited in the Burton shell

at the end of a normal run was a very .appreciable

- 658 amount.*That was the direct cause of most of the shut- .

downs. Ane

The charging stock which we used had‘a sulfur

-content as low.as we could hold it, This sulfur con-

tent gave us-some trouble as to the corrosion of: the _

_- metal of the Burton shell. :

659 As time went by, we reduced our pressure to main-

tain a proper factor of safety, from 80 pounds to as

- low as 40 pounds. The deterioration of the tensile

. strength of the. shell stills was due both to the scrap;

ing of the bottom of the shells and corrosion due to the

sulfur content in the oil. Both were appreciable. A

660 large part of the deterioration in the fire sheets was

- .eaused by the scraping. We had the same corrosion

difficulties with all-of the units, including the Dubbs:

. stills; until we started chrome plating to protect the

iron from the sulfur gases. We did not use. chrome.

° plating on the Burton shell stills. The reduction in

661 pressure to 40 pounds on the Burton stills reduced

our yield.’ As we reduced -pressure the hydrocarbons

in the shell still would\boil ap into the tower and re-

turn, resulting ina ver® great loss of heat. That

-materially increased our cost of ‘production which al-

ready was high.

' 562 ‘Abstract: of Testimony on Merits. -

662. We operated. these Burton stills about a year. We

-opetated at 80 to 95 pounds pressure for at least six

months and then had our engineers give us a new

working pressure of 40 pounds when we became .

frightened. During all this —" the oil temperature

was :750-760° rr

: 963 864—-In the “Burton-Clark Clark still we ‘used the same

charging stock that we used in the Burton shell

664 stills. We did not withdraw residuum during a run.

We withdrew the residuum at the end of the run

when we shut down and sent it to the fuel tanks. Our

regular running method was exactly the same as with

the Burton shell. Of course. we‘experiinented on many .

runs. This Burton-Clark -till was mostly run on as _ |

nearly a commercial operation as we could make it, = ——

comparing it- to the Bartow shett-— The temperatures | :

and pressures used were slightly higher; that is, 105 ~

pounds pressure and a few degrees higher i in tocnpers-

ture.

665. The yield on_ this Burton“Clark still was _a little |

higher than our Burton shell.. The Burton-Clark was ~

not commercial because not. profitable, due to low yield,

_ low production per dollar investment, —_ cost of op-

- eration and short time on-stream. .

666 I know that Burton-Clark stills were being ‘used

667 maniy places, but I don’t know whether.they were prof-_

: itable or successful. I do not think any of he refin-

eries in California were using Burton shells, or Bur- .

‘ton-Clark stills. We aimed for a standard run in this

' Burton-Clark still, and mostly we shut down before

we had attained our objective of 36 hours on, stream.

668 In the operation of this Burton-Clark still we fed over- -

-head during the operation. At the end of the run the

carbon was deposited in the tubes and.in the shell of

the drum. <A very considerable amount was in the

tubes. It was shut ‘down in almost every instance with

hot spots in the tubes. I can remember very definitely,

669 of scaling of carbon upward of. one-eighth ‘of an inch

in the tubes af_the end of a-run. I'‘remember them -

669 865 wheeling away wheelbarrows of carbon from | -

the shell. In the tubes the Carbon was very. hard

and in the shells, much softer..

670 ‘It was easier to remove the carbon from the shell i in

_ the Burton-Clark than to remove the -carbon in the

Burton shell still. - - 9

, -. |

Deposition of Kichard W. Hanna, 563

700 ~The yield of the Burton-Clark still and other data

regirding the same are: —

Charge 12,600 gallons; IN Cos;

» Fed in 15 400 gallons ; 7

3 Naphtha or pressure _distilate 16,950 gallons;

——401 Feed i in gallons per hour 475;-. .

Naphtha in gallons per hour 522;

Naphtha produced based upon total charge fades

the initial charge and the feed, 60 per cent. - ~

Crude gasoline products from total charge and feed,

_ 30-36 per cent.

- Temperature of evaporator, 730 to 770: F.

Pressure, 80-100 pounds. | | Se eee

Cycle time, 70h Peer re sy,

= __. Se 30:34 hours. 3

Idle, 40-36 hours.

671 The forced circulation still Se see prior to the

_’ Halloran-Strout to overcome the problem of the Bur-

ton and: Burton-Clark stills was, in effect, the same *

as if a pump was put in the inlet end-of the Burton-

Clark still; instead of depending upon thermo siphons,

_ there was a forced circulation: That was the principle

) _ involved. |

' 672 Hanna patents, Ne: 1 419,378 (DX 553),- 1,449,226

(DX 554) and 1,449,227 (DX 555) are patents on the

) work I had ‘reference me: 7

672 866 On this forced circulation Hanna still; we used

, ‘a pump. Undoubtedly, that materially - increased |

our circulation . through the tubes, but that did not

materially help‘any in the operation of the ‘process.

673 Our theory was to keep the pipes clean and to prevent

the deposition of carbon in the heating element. The

coils were so designed that as the cracking started to

take place we wanted the velocity of the mass and liquid

and the cracking vapors and gases to create a turbu-°_

. lence or froth and‘go through so rapidly as to prevent

the deposition of any carbon. We felt that we knew in’

1919 and 1920 that tlie condition inside of that coil

' * was a mixture of all, but we did not make and experi-.

ment to actually determine that: But our designing

engineers substantiated our belief with their design

and development of their design, in the pressures that:

le were obtained in their tests. That is the only kind of

- proof of increased. velocity: that I can. recall. _ This

564, Abstract of Testimony on Merits.

increased velocity did not help any in the operation

of that still—not sufficient to make it commercial. It

~~ was an improvement in that it ‘ran a little bit longer.

' 701 The Hanna still had an on stream period of 70 hours °

of a 100 hour cycle. The crude noe yield was 35%

Gf 45° gravity.. The crude gasoline was 20%.

_ 674 We used two kinds of pumps, centrifugal and.remote

plunger pumps for this purpose. The oil. that these

| pumps were pumping was around 750 or 760. We did |

not have any- materiel or-mechanical difficulties in

675 pumping oil at this temperature with a centrifugal

pump which we developed. The operation of the

plunger pump was for the most part poor 7

‘On the ports, in the centrifugal pump, w ehad trouble —

with the carbon originally. We did not overcome that . .

on that-unit. That was not the thing that shut us

down, asarule. — 3

675 867 I think that a pump man named: Lane took out

some patents for this centrifugal pump. At that

time a pump to pump hot oil at the pressures we were

676 using was a novelty, was something that had.to be ~

_ developed. ;

We built 35 Hanna-stills. Their cost was not in-

7 cluded in the $5,000,000 which we spent in development

work. I cannot say ‘what: part of the. development work

that-was done on the Hanna still was included in that

“$5,000,000. We built a unit and did experimental work.

‘until we finally thought we had a. commercial still, -

and that expense -would be naturally included in the”.

development work. When we finally. got to the place

_ where.we thought. we had produced gasoline on a com-

_. mereial basis, then we built the thirty-five stills. In.

‘,\ the experimental work that we did on the forced unit

we did not get to the point where we were making

gasoline on 4 profit basis, but we figured that we had

the experimental work to a point where it would pro-

duce gasoline on a commercial basis, or we would not

have spent money on the construction. ‘Obviously the

records must have pointed to.the fact that the still

_ 678 was going to be commercially successful.

«679 The experimental units which-we built were semi-

- commercial. They were good sized units about half

. the size of a plant unit. Ona unit of that size we would

- know when we projected it into a commercial still

Deposition of Richard W. Hawna, 565

. .. Whether it would work and we proved it. Twenty of -

‘+. 680 those stills were at. Richmond and fifteen at El

'. \ Segundo. We did not operate those commercial stills

\\at Richmond very long. |

\., After we got through with this so-called Hanna de-

681 velopment, the next development was the still which is

disclosed in the Halloran and Strout patent No.

> * - thon as (PX 532). This Halloran and Strout opera-

_- tion developed in. the latter part of 1922 and early

part of 1923. I was pretty close to this develop-

682 868 .ment and was sufficiently familiar with it so that,

~ at the time the specifications for. the patent for

‘the Halloran and Strout operation were prepared, I _

| aatis believed the statements contained in the- specifi-

Re: 682 869 cations to be true and correct. The Halloran

and Strout operation was called the modified Rich-

. mond-arrangement. = _

After. we had seen the Martinez operation we planned

. -683 on switching over from Halloran and Strout. We got

out our drawings and our plans, but before we made a

move to change them we were licensed under the Dubbs

and started from_the ground pp again. We never

changed the Halloran-Strout or modified Richmond

still, to one in.which we did not return any of the -

residuum to the heating tubes. I am not sure whether

we closed up one of the baffles at that time, or whether

“we were stopped from so by these patents. E

684 It wasa fing! it at Martinez which our organi-

zation saw but I never saw it. Our men were over

there te observe this unit during just one-run (PX

533); the Hamilton letter of September 8, 1923, is the

only report we have on that. This observation was -

685 made just prior to this letter, on ceptemmer 7.

In the Root case I testified :

‘Mr. Halloran was our research man. After that

communication. was. sent to Mr. Halloran of the re-

search and development department, we immediately »

‘started to convert our so-called baffle stills to abso-

lutely clean circulation in not returning any of the

cracked oils coming from the output of the tubes back

into the inlet of the tube, but feeding merely with clean

fresh feed and the clean reflux from the tower to the

tubes. ‘In comparison with what we have done there-

tofore.we found it solved our carbon troubles: I am

aay

. <a)

Abstract of, Testimony on Merits.

pide of the 15 and 20 units I have mentioned sev-

era! times converting them.’’ —

- 870 - That does not change Sy aetonting about |

~

688

the conversion of these s

vert them and we were. stopped in otr conversion

by. this patent situation.

-My-two statements mean the same thing to .me.

When we discovered the clean circulation, which we ©

found out at the Martinez unit, we.threw our hands

_ up in the air ahd gave a cheer, that we. had found

‘a solution to our problem, and we immediately went

‘to work to get out our ‘plans and designs to convert

the 15 and 20 units. I did not say. here that we had

_ completed them. I know that we did not complete

the 35.

I do not ‘know why, when we made the test runs,

we went to Avon rather than going back to Martinez.

_ Arrangements’ were made for the test runs by the

Universal, and they probably found that it was easier

to get these units turned over to them at Avon. |

know nothing about the Martinez units,.except the

report.that I got from Mr. Hamilton.

689 The runs at Avon were made by our men under

the supervision of one or more Universal men,. and

probably with some Associated man at the. plant.

690 PX 550 shows the flow of.the ‘regular: Dubbs as we

691

originally installed it in the first unit. The engineer-

ing designing on that was provided largely by the

Universal Oil Products Company. - The contribution ©

of the Standard Oil of California was not only the

flash operation. I imagine that our hot oil pump ex-

692

693

perience was employed, maybe the key, headers that

we used were employed, valves and miscellaneous little

things, but the principle was not changed. The ap-

paratus in which the operation was carried on sub- —

sequently was probably not modified from .that shown —

. on PX 550. All of our Dubbs units-had a flash _

871 chamber as shown-on Unit No. 1, on PX 550,

connected to them and operated only i in that way.

There: was no difference in the furnace of the units

used for the ‘flash and the one used for the regular

Dubbs operation. There was no heating plant to the -

flash unit. The furnace, itself, would be the ‘fegelar

—— at that time.

We started to con- .

Deposition. of Richard W. Hanna,’ 567

The Universal would have had somebody there for

supervision of those first runs made of these Dubbs

- stills that were installed at the Standard Oil of Cali-

694

695

fornia, and we had our own superintendent there,

and all of the rest of. us were probably standing right .

by watching.

If the Universal. tepresentative was there, he prob-

ably stayed until we said we could run them. After

that we permitted the Universal representatives. to

enter our plant at all times. ‘Without doubt, the ex-.

perts of the Universal helped us in the way of instruc-

tions as to how these stills should be run. ndoubtedly

he‘ told-us when to build ‘the fire, and how ‘rapidly,

and all of the details of operation.

We also operated at our plant a so-called Cross

unit. I don’t Fone as to-the financial side of it, but

_.it did not compare with the Dubbs because the unit

was ‘under a high pressure and. we could-ndt charge

as heavy a gravity charging stock because it carbon-

ized both in the tubes and in the drums. Also it had —

.* lower capacity per hour of gasoline, and, economically,

it was not in the same class as these other units, so

we converted it to a Dubbs unit. - =e

In. the operation’ of this Cross unit, the residuum

was withdrawn from the still and not returned to the

tubes. The feed was light oil. We operated this .

- 872 Cross still a sufficient number of times to satisfy

ourselves that it did not compare in efficiency °

697 ‘with the Dubbs principally. because of ‘the filling up

with carbon, and shutting down, and not ee or

quantity per hour. ~—

As of the time that I negotiated-for or this Dubbs

license in 1924, other cracking processes on the market .

that I knew of besides the Burton, the Burton-Clark, .

658 the Burton process. I possibly heard of the Isom -_

the Cross and Dubbs, that were being operated, was

Cosden. who had an. installation of units in which

they did not condense under presstre in order to avoid

Sinclair process at that time. I knew of the Holmes-

Manley process. I did not know anything about the

operation of the so-called Hall process ‘commercially. ©

I knew of the Rittman process, which was a process

gotten out during. the war.

. fe

I did not investigate, or do any” work in connection —

,

Abstract of Testimony on Merits,

i>. Ge soe wane Sas eee ae &

1924. I did investigate the Rittman and felt that it

. was not suitable for our We did not-try to

use that process. Doctor at that time our

chief chemist, investigated it and turned it down as

impracticable.

706 Inthe stock that we used, thai had this sulfur

707

710

content, that sulfur content in the stock required in

treating a r acid to reduce the sulfur to a stand-

ard for ine. It made it more expensive. ’

In the opération of DX which shows the Hanna .

or Richmond pressure still, oil was heated i

coil in the furnace. The oil was forced through :

coil with a centrifugal pump back into a 10x 30 shell. ©

Gas Ho ype vig oo Pog mo of the i

she through the dep ting tower,

873 through the planer,. through the condensers to

the receiving house, where pressure was controlled

and released, thé — naphtha going to storage.

were probably where I have marked ‘‘X."’ The burn- -

ers. discharged their flames into a combustion cham-

ber, the heating tubes in the furnace being enclosed

in a convexion chamber which was divided from the

combustion chamber by a bridge wall marked ‘‘Y.’’

This construction with the bridge wall -was utilized

in order to protect the tubes from the flamies of the

furnace. -At that time we thought. that that was

an important consideration in. the cracking operation

in the design of the furnace.

The connection marked ‘‘Z’’ is the pipe that leads

from the bank of tubes in the convection. section to

roof tubes marked ‘‘W."’ The arrows show the flow ~

in that direction. - These roof. tubes would be subject

to radiant heat in the furnace. As I remember, the

purpose of using these radiant 3 in this furnace

was for fuel efficiency.

‘This reflux and vapor fetarn line marked: “A,”

that is extended — the inside of the shell and

711 ticular construction assisted the operation in that

Se ee ee See wee ne

i e did not, as a practice, atmospheri-—

cally distill °

714‘ At the end‘ of a run we had a very serious amount ©

of carbon in the tubes which controlled the length

of time we could operate, and also apart was de-

posited in the shell. I don’t remember the relative

quantities. We set our length of run to the maximum

that the carbon deposition in the tubes would permit,

that is, we ran these stills until we got hot spots.

_ We attempted to run for a certain length of time.

Invariably hot spots started to appear earlier than

that, but if we thought the hot spots were not so

* serious as to cause a tube rupture, we might have

continued occasionally, and did continue until the

standard time had ela If the fireman and shift

* foreman thought the hot spot was serious the author-

ity to’shut down was left in their hands.

717 875 1921 to 1923 substantially covers the length. of

| time that the Hanna stills were operated.

721 .The commercial operation of the Richmond stills

~

ee

=

+

370 Abstract of Testimony on Merits,

‘of PX 556 was not exactly as.good as theexperimental

because we probably took more chances, and did not

need to‘ have so much oil under pressure and témpera-

“ ture and consequently went beyond. what would be a

_ . safer condition in the larger units. 3

I don’t recall whether in our experimental work,

we used that feed and reflux line which has been iden-

tified by the reference letter ‘‘A’’? on. DX 556. We

actually made the changes in this Richmond ‘pressure |

still of DX 556, which were later incorporated in our .

_ operation and known as the Halloran and Strout opera-

. ion, Pata ni

722 DX 557 and DX 558 are two drawings of the Hallo- .

ran and Strout operations. oo oa

723 These two drawings show the so-called baffle im-

provement. On DX 558 the baffle which I have marked

‘*A’’ was placed in the suction end of the shell, which

tended to separate the liquid in that end of the ‘shell

from the liquid in the balance of the shell. An open-

ing was left in the bottom of this. baffle so that the

surplus’ liquid returning from the circulation could

flow into the balance of the shell. I have marked

that ‘'B.’’ The shell holding the main: body of oil

had additional loose baffles marked ‘‘C’’ and ‘“‘D.”

The vapors rising from the forward compartment .

passed through the. vapor.lines which went through

the forward baffle ‘‘A’’ releasing the vapors in the

back: chamber. Soy aie ;

. These vapor lines were perforated for that pur-

pose and are marked ‘‘E.’’ The feed and reflux was

724 conveyed into the front compartment by the line

. _* marked ‘‘F.’? (The line ‘‘F’? in DX 558 dis-

876 charged directly over the suction to the pump,

' whereas in DX 557 this return line merely went

through ‘the tight baffle. ; | :

In the ‘operation of this modified Richmond or

Halloran and Strout still, I assume we first operated

_with a.chamber in accordance with DX 557 and later

.

in accordance with DX 558. a. |

The ‘diffcrence in dates on the two drawings, namely

8/30/23, and 1/22/24, would indicate how long a

‘period this modified arrangement according to the

- showing on DX 557 was utilized.

725 The apparatus in which the Halloran and Strout,

Deposition of Richard W. Hanna, 571

or modified Richmond, process was operated was sub-

stantially identical with the Hanna apparatus of

- DX 556, except for the modified chamber illustrated.

- 702 in DX 557 and 558. In this-still the charge was 26

- gas oil gravity from which a P. D. having approxi-

mately: a 50 gravity: was produced, which was ap-

proximately 48 per cent. of the charge; from the

P. D. approximately a yield of 39 per cent. Based

- on the charge crude gasoline was recovered., The re- ~

cycle stock from the front compartment had a. gravity

of 20 degrees Baume, and the residue drawn from the '

‘rear compartment ha@ gravity of 17 degrees Baume.

All the Hanna stills were converted in 1923 or 1924

into the Halloran and Strout type, and they were all

abandoned by December ‘of 1925. hee

. In the operation of these stills the average on--

stream period was 70 hours ‘and the complete cycle

ves from 90 to 95 hours. The word ‘‘cycle’’’as I have

~ ysed it connotes the period from charge to charge in.

’ the operation of the still. ie

' 725 877 PX 532 represents a flow diagram of the way

the Halloran and Strout process was operated at”

. the Standard Oii Company of California. There are

vapor heating chambers there which I do not recall

726 if we put.in. We operated with solvent oil a few

‘times. I do not think that solvent proved out as of any

~ material value, so we did not continue having a sep-

arate solvent feed. The cost of ‘all experimental work

was charged to the $5,000,000 which I have previously

referred -to. If we experimented with that solvent

727 oil that was charged to it. When we did any changing»

in our regular operations in the nature of experi-

mental work that would be charged to experiments.

_ Referring to PX 532, Halloran and Strout patent -

No. 1,765,976, Fig. 2 shows a high oil level in the

compartment 12, which is the rear large compartment,

and a low level in the compartment 10, which is the

‘front compartment. I think our commercial opera-

tions were conducted with the level in the front com- - .

partment lower than the rear ~ompartment but T

cannot say whether Drawing Fig. 2: properly reflects :

the levels that we used commercially. |I do not know

what the difference in levels would be now.

728 The withdrawal of the charge and- vapors and bank-

572

Abstract of Testimony on Merits. -

ing of the vapors in the front compartment only would

-seffect a. slight difference in lével in the two ends of

. 728

the drum. The greater part of the vaporization which

occurred in the process was effected in chamber 10,

the’front compartment and it .is my-idea of what oc- -

curred that the vapor thus formed in this front com-

partment held the level in compartment 10 lower than

‘the level in compartment 12. The vaporization which *

occurred in this front compartment 10 was the re-

878 sult of the cracking that occurred in the heating

element, and to a very large extent realized in

that compartment. Cracking also occurred in.com-

partment 10 to a very much less degree. ‘The pressure:

in compartment 10 and in the tubes was not the same;

the tubes had higher pressure, with the friction and

the cracking result that took place in the tubes.

Q. If the pressure in the tubes was higher you

would get more vaporization in compartment 10 at the

lower pressure, would you not? | 7

_ A. The projection of cracking coming out in the

mixed turbulent froth was released -in this,.and the

separation of these cracked products would take place

in that eompartmenty ° oh

Q. I do not know whether we exactly understand

--one another. Is it-your understanding that as soon as

- eracking occurred vaporization occurred? se

- 730

A. That is rather a technical question, but our |

belief was, and ms belief. still is, this, that 60 per.

cent of the cracked gases were generated and . pro-

duced in the tubes, and that, say, 40 per cent of the

balance would. be a tesult of the time element in the

chambers 10 and 12. So that the 60 per cent that was

created in the tubes would be released .when it was

- + expanded into compartment 10, and would pass out of

- that compartment through vapor lines. A litéle addi-

_tional would be created from the body of oil in eom-

731 ©

731

partment 10. The balance would be generated “or

created from the body of the oil and soaking time cle-

ment in compartment 12. As the cracking occurred

in the tubes, vapors would be generated. The part of

the cracking which occurred in the chamber 12 is the

Tesult of the time factor that the body. permits of.

879 How long it is T do not know. We also thought

that we were adding heat to the vapor line and

- assisting our cracking in that manner. In other words,

Deposition of Richard W. Hanna, | ‘573

we believed that our vapors were considerably hotter -

and would serve to assist to reduce the temperature »

drop in chamber 12, caused. by. the cracking reaction -

and vaporization there. = : ss .

as the vapor wliich.was released through the

tubes 14 utilized to heat the oil, or was that vapor used

more from the standpoint of creating a partial pres-

. sure effect to cause vaporization? “

732

733

A. Our idea, as I look at it now, must have been.

heat rather than partial pressure, because partial

pressure -would convert more readily into a vapor.

. In other words, the partial pressure would take

the liquid out of there.and defeat tle idea’ of time

factor? ie. | Boor

A. I do not see how it could defeat the time factor.

The oil quantity in the compartment maintained a

constant level. What the theoretical result would be

would be a technical question. .

Mr. Hanna, because of the longer time factor

that was maintained in chamber.12, it is true, is it not,

that the main precipitation or settlirig out of the car-

bon, tarry bodies, or heavy derivatives or cracking

takes place in this chamber? .

A. As said before, the relative quantity of carbon

deposit,. weight, I have no recollection of, but the car-

bon deposition that controlled our success or failure

was that which deposited in the fubes. That is all 1

733

can say. | Baers

Let me ask you, Mr. Hanna, do you agree, and

when this patent application was drawn did you con-

sider this statement on page 3; beginning with line 101, |

to be correct, reading as follows: Bae oui

880 . ‘*The reacting oil is maintained for an appre- °

eiable time in this chamber 12 and the main pre-

cipitation or settling out of the carbon, tarry bodies,

or heavy derivatives or cracking takes place ‘therein.

_ The period of reaction is thus prolonged by the. re-

734

‘action of the oil in the final evaporating chamber 12,

_as described, without permitting this prolonged reac- ~

tion, and the consequent precipitation and settling out ~

of the oil of the heaviest derivatives, to effect the

operation ofthe cyclic system, which includes, as_be-

fore described, a heating zone or coil and a cycling

chamber in which latter material vaporization is ef-

-fected.’’ a" Wer

574 . » | Abstract of Testimony on. 1» Merits.

735 ‘A. The normal manner in which I read a. eaten’

application was to read ‘the claims, have it explained

to me by the patent attorneys, and possibly the inven-

tors, and release them'‘to take out a patent application

on the subject. I cannot say that I read the descrip-

tion-of many of these patents, and, therefore, I cannot. |

say. now that I read this_paragraph- reférred to, and —

.736 therefore cannot say that I agreed or disagreed with it.

' Q. Do you agree with it now? - ;

A, I am not competent to agree to anything on the’

technical side. . It is a matter going back twelve years.

During this period I have been away from the techni-

eal end of:it. It is not a question that I would: expect

to be asked or to be expected to try to answer.

' In this Halloran and-Strout commercial operation,

all of our residuum went ‘to fuel oil eventually. It

might have paused in two or three ‘tanks, but even-

tually it got down to the fuel oil tanks. _'TKe tempera-

tures: and pressure that were used in the com-

. 736 881 mercial operation of Halloran and Strout would

be approximately the same as the so-called Hanna

. operation. The carbon in the tubes was hard and

‘difficult to remove. The carbon in the shell was rela-

tively soft.

737 The purpose of the Halloran and Strout. eration

- as compared to my previous Hanna operation was to

reduce the amount. of carbon that we were having de-

posited in our tubes. The way we hoped to effect that

was by keeping the stock going into. the tubes cleaner, |

from tarry, cracked bodies. -We wanted the stream

to contain the maximum amount of the clean residuum

and charging stock.

Q. And you understood at that time, did you, that

_the return of residuum would cause trouble in the

. tubes, from the standpoint of ‘carbon deposition?

A. Circulating carbon cracked bodies had given us

738 the carbon trouble. —

Q. And you understood that the return of these

cracked carbon bodies would: give you that trouble at -

that time.

A. I think that I knew it very definitely.

The return. of the residuum to the coil, that is, the

part that we did return would give usa greater amount

of pressure distillate; anything we put. through the

coil and cracked would oo us more distillate.

-

739

Deposition of Richard W.'Hanna, .. 515.

The approximate. cost of one of these Hanna stills

that I.have referred to as the Richmond still is ap-

proximately a little over $100,000 per unit. This

‘Halloran and Strout application, PX 552, and the

patent that is to One on .said plication-were—as-—

_- signed-and belong to the Daivercal Oil Products:

882 Company. .I Nallews we turned this: application -

over to the attorneys of: the Universal Oil Prod-

~ uets Co., and they continued the prosecution. T eannot

- 742

743

Say. accurately.

_I understand that the: Dubbs unit at Martinez was

a commercial unit. PX 534 describes the Martinez

unit and comments on the Halloran-Strout unit, bring- —

ing out that the Dubbs people realized. the value of

_ keeping clean stock in the tubes. .

883 In PX 534, under the heading ‘‘Chamber’’, the

: ° statement is made that it will hold 26 tons of eoke.

The coke-holding eapacity of this chamber determined

the length of the run when running non-residuum. As

I recall it, the Shell practiced non-residuum operation. |

- The coke- holding capacity of the reaction chamber

on a residuum run of the Dubbs operation, as prac-

ticed subsequently, never determined the length of the

run with us, both in the flashing. operation and the

‘ Dubbs operation without the flash in so far.as we

operated them. We operated without flashing com-

paratively little. I cannot say how many runs we made

- without flashing. Enough to satisfy us as to the rela-

' tive advantage of the twe systems, however.

744

In PX 534, under the heading ‘‘Pressure’’ he says, ~

‘“‘The unit is operated at 120 pounds gage.’’ The

pressures used by the Standard Oil of California, as - .

indicated on PX 550, are much higher, of an order of

310 to, 375.. I think we ‘actually operated with 270

pounds, and we went up in pressure to get the higher

. temperatures, on the recommendation of the Universal -

Products. Co. from their experience in designs, for

_ better yield and more efficient operation. The ‘tem-

peratures shown on this diagram_(PX 550) at these

pressures are 860 and 880 at. the.outlet of the coil. I

_ don’t think we ever operated at that pressure. The.

pressure indications on the drawing are not the pres-

sures that we operated under in commercial operation.

Q. This drawing (PX 550) was produced, was it

not, to show what vou were ee commercially?

=

576 | Abstract-of Testimony on Merits.

A, Not necessarily, from the detail standpoint as

to the pressures that we-were to operate on when

_ 145 884 our-engineers decided on: the pressures, ete. It

“might well have been outlined as the objective;

when the unit was constructed.,the safety engineers

would have to pass on the pressures we could. operate —

on at that time. _ ‘oe

Q. This drawing, then, is not a showing of the

manner in which you actually operated, as far ax tem- _

peratures and pressures and other indications o1 that

sort are concerned? = __ ne aS ae

.. A. This undoubtedly was not‘ a record of runs,

_ because we-kept our records in another form. This, —

as it says here, is a flaw diagram, indicating the method .

‘that we would operate, the principal that we were to

use, and it does outline that. 3 .

270 pounds, as I recall, was the pressure that the

safety enginéers passed on.. That pressure was pos-

746. sibly used both on the Dubbs and the flashing system,

the same. factor of safety controlled both in operation.

_ We never did operate that. Dubbs unit at lower pres-'

|, Sures, not as a commercial practice.

749 On the last page of PX 534, the fourth paragraph

from the bottom, lie says: ‘‘You can see from the

above that the equipment is very similar to ours, only

_.that he does not use a pump to cireulate.’’ This non: -

use of a pump would affect the operation only as to:

. the head on the inlet end of the coil. The differential

. of pressure across from the. inlet to the discharge end

of the coil is substantially the head required to over-

‘come the friction through the system. . In the case of

. the elevated gravity head of the Dubbs, it would all -

depend upon the height of the gravity head, whether

750 it equaled the pressure developed by the pump. A

" pump would give. you positive circulation. through the

; tubes. as-long as ‘it opérated. How that circula-

750 885 tion would compare with the circulation that. you

| would get with an. elevated dephlegmator would

depend entirely upon the capacity of your pump and

the height of the dephlegmator. :

Q. Would ‘you consider one better than the other,

or are they equivalents? | ee

A: I think we proved. the pump the practical thing. .

751 Referring now to PX 935, which is a letter of Octo-

ber 1, 1923, written to me by Mr. Hamilton, in the sen-

. 4

Deposition of Richard W. Hanna, 817

tence immediately ‘following the tabulation of heat

demand in B.T.U.’s, a statement is made that the

- “Velocity in tubes is approximately 3.7 feet per sec-

752

753

753

ond’’. I have.not got the velocity which the Standard

Oil. of California used in their units as exemplified

in Exhibit 550, where they used pumps, but I think it

would be a considerably greater velocity in the Stand-

ard Qil of California operation. “I

This drawing, PX 536, was attached to the letter

PX 535, and is referred to in said letter. PX 536_

shows the Halloran and Strout unit previously de-

scribed with a suggestion of Hamilton to keep the

coke, that was formed and carried in suspension in the

discharge from the furnace, from being picked up by

the suction of the pump and returned to the heating

element. This was one more step in an‘endeavor to, |

keep the tubes clean. | eee ae :

It was proposed to put ari extra baffle marked ‘‘A”’.

‘and extend the discharge from the heating coil shown in .

dotted red,, which I will mark ‘‘B’’; the discharge thus -

opening on the opposite side. of this proposed baffle

marked ‘‘A’’, from the suction which I have marked

“C’’, The hoped for effect was to settle out the car-

bon without letting it get to the pump. In,the

886 blueprint the opening I have marked ‘‘D’’ .was

considerably.off of the bottom of the shell, so

as to give room for this carbon to come to rest.

ee

I don’t know now whether we ever operated ae-

cording to the showing on this drawing. The furnace

there shown and the rest of the equipment, except for

the changes I have indicated, are the- same, sub-.

5 stantially, as the equipment. shown in the drawing Ex- —

hibit 556, as modified by the chamber of Exhibit 558.

Under item 3 of PX 533 I said, ‘‘That circulatian

-gan be obtained without the use of a pump.’’ By that

I mean the elevated dephlegmator tower. I did not

consider that advantageous in view of our develop-

ment work on pumps. We had developed our centri-

> fugal pump.to a point where we believed that it was

better than the elevated dephlegmator tower. Un-

der item 4, I said, ‘‘That higher pressures are very

desirable.’’ I said that because ‘higher pressures

might have better efficiency in the fuel consumption.

578 Abstract of Testimony on Merits.

757 In addition to the heat demand, higher ‘temperatures

would be possible and thus give more yield in the

cracking. operation. ;

We never practiced the Dubbs process, using “an.

elevated déphlegmator other than in the-experimental

work at Avon. There I think we did not use the

pump but used the elevated dephlegmator tower.

Since the other day I have looked up the question |

_ whether we ever actually made the changes in the -

Halloran and Strout still to incorporate any

as a result of what we saw at Martinez and find that

this work-was only planned on \the drafting board -

.. ... &8 shown by /the drawing DX 559, and. was not

757 887 put into operation in the Halloran and Strout

_ etal: daira Salil | ate : .

Referring to this drawing DX 559, which is the

760 drawing attached to the Halloran and Strout appli-

. cation, starting at the outlet of the heating coil the

heated cracked oi] was to have gone—I say that he-

: cause this unit was not constructed—to the chamber

761 marked ‘‘A’’, the vapors rising from this chamber

to the column marked ‘‘B’’, the naphtha vapors going

on to the vapor line marked ‘‘C”’, to the condenser

marked “‘D’’, to the receiver marked ‘‘K’’, where

_ the gas was released and the naphtha delivered to

_ Storage. The residuum from chamber A was re-

leased into the tar flashing chamber marked ‘‘F’’,

where the gas -oil cracked was distilled by residual

heat overhead, to vapor line marked **G’’ and ton-

denser marked ‘“‘H’’. As a matter of actually put-

ting this into operation, the condenser marked ‘‘H’’

was not employed when we constructed, as we used .

fresh feed to condense -this vapor, thus preserving

the heat. The- condensate from this flashing opera-

tion, together with part of the feed, was forced

through the heating coil along with the balance of the

_ feed which was injected into the tower and the reflux

stock from the tower. . .

762 A temperature is given for the chamber of appar-

ently 8°0. The temperature at the outlet would be

a little bit higher.

Deposition of Richard W. Hanna, 819.

In this drawing the furnace is shown conventional.

The fire/is indicated at the left-hand of the furnace.

_ According to our practice up to that date there would

have been a bridge wall in front of those tubes. Under.

- those cireumstances the feed to the coil comes, in at

the hottest part of the furnace and comes out at the

coolest part. ‘We did not operate this so the feed did

not actually go in. When we did operate, as l, .

763 888 remember the later practice, we developed a fur- |

nace design to arrive at the injection of the. new

feed in the hottest part of the furnace. If we did

this it was only to get better furnace operation.

_ This thing that we see here that is referred to as .

a jet pump is in dotted line. A jet pump is a type

of. pump for any purpose. As I recall,.if the pump |

764 marked ‘‘Secondary pump”’ which fed: the oil to the

coil should not deliver enough oil to the coil for the

proper operation, then we would withdraw to the left

for the bafflle ‘‘Z’’ with our jet. pump and cycle oil

from’ the chamber through the coils and that would be

until we could get the fire shut down and pulled out

_ to keep from blowing up the unit.. '

765 I note that the condensate coming from the tar

_ ‘evaporator ‘‘F’? comes down into what is termed

the main feed line, and then in this main: feed line

there are arrows pointing toward a cycle stock

storage tank, and an arrow pointing away from the

cycle stoqs storage tank, It was not contemplated to

_ run some of the cycle stock from the tar evaporator .

into a storage tank unless there was @ surplus of it.

_ When we actually started to operate the flash system

there never was a surplus.

I have no opinions or correspondence other than

I have thus far produced from our patent attorney

766 on the Dubbs ’325 and ’629 patents: = |

S, r patent attorneys advised us that the Dubbs

patent No. 1,392,629 was at that time in interference

withthe Holmes, Manley and Behimer application,

Serial No. 401,623. At that time our patent attor-

neys made such investigation with respect to

766 889 this interference, No. 49,355, as they could. It

° ‘would be normal to do that befofe we sent for

Mr. Halle. ar :

te» .

580 Abstract of Testimony on Merits. *

767 I did not know that in the Behimer application

_° the claims jof the Dubbs 1,392,629 patent had been

-.copied for the purpose of the interference. Our at-

torneys did not tell me that. I did not consult with

The Texas Company respecting this situation to as-

certain their position with respect to the Holmes,

Manley and Behimer process and this interference,

The attorneys may have. I do ‘not know how far

they went with their investigation. I only know .

that they advised us against disregarding the Uni-

versal Oil Products Co. patents and recommended to

us: that we had better get that coverage before we

went ahead. Z "jal ee oe :

768. We were willing to take our. chances: on condensa-

769 tion under pressure, covered by -the Universal Oil

Products Company patent to J esse A, Dubbs, because

' 770 we felt that we had the Standard Oil Company of

Indiana as a buffer, first, and secondly, there was

prior, art which was’ sufficiently clear to us so that

we felt the Jesse A. Dubbs patent would never be

‘sustained. The other arguments that Mr. Halle used

769 as to his other patents were given but little weight .

in my mind, as I felt Mr. Halle was trading. Mr.:

770 Halle brought up references. to many patents, most

' of which we were familiar with. He referred to-

mechanical device patents, cleaning of still patents,

and I took the position that if we did not have rights

-to any of those patents which I . considered minor,

we could possibly get around them. I told Mr. Halle

this, to which he replied it would cost us & great deal.

more money to try to get around any of these patents.

The question as to taking chances on the Holmes, |

Manley and Behimer was distinctly different from

770 890 the others, in that our patent attorneys felt that

| we had to deal with Universal Oil Products Co.,

on these patents, whereas they advised us that we

were taking no risk if we did not. deal with Universal —

Oil Products Co. on the Jesse A. Dubbs, so that in

both casés we were doing what our patent counsel

advised. sae he

772 ~=In spite of what Mr. Howard and Mr. Adams stated

Deposition of Richard W. Hanna. 581

in -PX..538 and 539 as to the possibility of Dubbs

~ Josing the interference, we were desirous to get pro-

tection under the two patents in question; the ’325

patent, which included the fresh feed being’ pre-

- heated in the vapor column was also a vital part.of

_ our proposed operation, and the. weight we put upon

773 the advice and the study is borne out by the fact that ©

; we later did sign a license agreement which cost a

great deal of money, running into millions, and we .

did that with our eyes open as to‘the cost..

Company had acquired riglits from the Dutch Shell

| think that when'I discussed this matter with Mr.

Halle he advised me that the’ Universal Oil Products

to license or grant immunity under the Trumble

patent No. 1,281,884. — ot ages rs

-Referring to thé letter, Exhibit 539, from our at-

torney, Mr. Lyon, he. again quotes Mr. Howard as .

stating ‘‘Apparently Mr. Howard knows of no definite |

| ground of invalidity of Dubbs patent 1,488,325, and

774 believes that this patent will have to be avoided. Mr.

eward is somewhat concerned with the possibility

of a suit being brought at some future date against

> for infringement of Trumble 1,281,884 by The Sheil

ompany. The. Shell and Dubbs interests are ap-

. parently working together.’’ : ce \ a |

"the Universal Oil Products Company. only paid

- approximately $600,000 pursuant to PX 543 providing

for a payment of: $4,000,000 for Standard of Cal-

891 ifornia patents. The remainder of the $4,000,000

was not paid because we bought a paid-up license,

- 775 and if we did not pay any more annual royalties, of

. course, the ——— for patents on the basis of a 25%

_ refund was off. eae : :

Among the patents involved in this sale are five

patents. issued in my name, namely, patent No. 1,-

419,378, DX 553; No. 1,449,227, DX 554; No. 1,449,226,

DX .555; No. 1,408,698, DX 560; and No. 1,655,603,

DX 561. Those ate some of the patents for which this

.: consideration was paid. | ae. |

* 776° In this transaction in which the paid-up license’ was |

_ purchased there were some notes issued at the time

of the agreement. ‘The Standard Oil Company of New -

Jersey took $3,000,000, the Standard Oil of Indiana

° a vv

582° Abstract of Testimony om Merits,

777 took $3,000,000, Haile retained the Shell

$6,000,000 betwees them, T thiak a t6 ifornia took

$6,000,000 between them, I a total of $15,000,000.

These notes were not’ bonds. They were

inte . . |

778 the herp ow bey, a mine hyd —e

number o immunity agreemen no w

the dill af tian wee.

At the time that I discussed this license agreement

’ with Mr. Halle I made a stndy of the Dubbs 1,392,629"

tent.

Westioneny Under the Rule:

Att At that time, as a man skilled in the art, what

- 779 was your understanding of the in the patent

that ‘the oil in the heating tube sho ty bert yoy

i ae wittoet substantial vaporization?

Mr Now, your Honor, that is objected to Rang

outside the direct examination, and ae

material. This man, of a a

technical expert. He was ed merel ay &

892 testimony as to what had been done the Stand:

_. a ht about it.

781 The Court: I think the ehjeltion should be sus-

tained; and the matter will be read into the record.

Should I afterwards change my opinion when I come

to read it, I will indicate it; but at this time my opinion

is that the objection should be sustained.

782. A. It would mean during this heating in the tube

there would be no separation from the mass or mixture

F om

7

Depasition of Richard W. Hanna.

©

amined as to his opinions or as a technical expert. This —

ee ee ee ee Sete Ts

time in this way, more particularly as he is now in-

volved in the dock strike which is on at the present

moment in this city, where the operations of his com-

pany.are carried on, and in connection with which his

corviies are a by his company.’ .

**In other words,— ee

‘*The Court: His time was taken up? .

‘*Mr. Von Holst: Go on reading, Mr. Hall.

<.

~- + —-- =

* This statement/not under the rule. *

084°

786

Abstract of Testtmony on Merits.

_“*Mr. Thiess: Go on reading, Mr. Hall.

-“*Mr, Hall: ‘The witness: is now instructed not to

answer this question until he is advised to do so by

the Court.’ | ee

894 ‘Mr. Thiess: ‘Q. Mr. Hanna, I wish to call

your attention to your patent No. 1,449,226, De-

fendant’s Exhibit 555. This is directed, is it not, to a

cracking process? 7 ae: .

ae Ce ees

‘Q. -I refer you particularly to page 2, beginning

with line 20, which reads as follows: ki

‘ **We take a charging stock, therefore, with a ma-

terial range of boiling points; to wit, of not. less

than 200 degrees F., and in the primary heating keep

such stock’ under such a pressure as to at all times

during such primary heating prevent vaporization of

-any material portion of-the charging stock whereby .

substantially all the charging stock is at all -times

during such primary heating retained ‘iin liquid form °

187

and cracking thereof substantially avoided.”’

In that statement do you use the word ‘‘vaporiza-

tion’’ to indicate. vapor formation?’”’ _ .

‘“‘Mr. Haight: I was going to say that is the same —

question exactly that. your Honor. ruled’ out the other

day. ‘

‘““The Court: Yes. — bh is ae

_‘*Mr. Von Holst: The witness was instructed not

to answer, your Honor. a

‘*Mr. Thiess: Instructed not to answer, | /

‘*Mr. Von Holst: , So there is no question before the

Court. | . ne se

- “The Court: There is nothin in the record.

‘“‘Mr. Thiess: But we would like the record to show :

that this witness was instructed not to answer. _

**Mr. Hall: Of course the Court will have. in mind

that counsel had an opportunity at that time to certify

that question to the Court: that would have issned the

sibpoena and had it ruJed upon, and he did not avail

himself of that opportunity. — : ie

“*Mr. Thiess: Counsel was satisfied with the in-

struction to the witness not to answer. -

‘‘Mr. Hall: All right. Pits |

‘‘Mr. Thiess: Which we thought was more potent

than getting an answer from the witness. + |

.

/

Deposition of Richard W. Hanna. 588

895 ‘‘Mr. Haight: Not to consume the time of the

Court here, you see that we were right, Mr. Thiess, —

788 or rather Mr. Hall was, because I wasn’t there.

‘“‘The Court: All right, proceed..

(Counsel continues reading :)

‘“¢Mr, Hall:° The same objection and the same

instruction to the witness until advised by the Court.

‘Mr. Thiess: Q. In that statement what do you

mean by ‘‘substantially all the charging stock is at

all times during such primary heating retained in liquid

form and cracking thereof substantially. avoided’’?

‘Mr. Hall: The same objection, and the same in-

struction to the witness. nity gaa ee

_ ‘Mr. Thiess: Q. I refer you again to page 2-of |

the same patent, lines 32 to 40, and ask you whether —

the word ‘‘vaporization’’ as there used‘ means vapor -.

‘ formation? ae ;

¢Mr. Hall: The same: objection, and the same in-

struction to the witness. :

‘Mr. Thiess: Q. ‘I refer you again to this patent—"

‘‘Mr. Haight: Just a moment. I understand that

your Honor ruled both of. those question out. =

‘“‘The Court: Yes. — pare

(Counsel continues reading:) ,~

_ ©4Q, “I refer you again to, this patent at page 4,

789 line 50,-to the statement: ite Rens

‘ “«By thus primarily heating the charging stock we

- ‘are enabled to most materially reduce the heat demand

upon the heating element of the cracking system proper

. ‘which, therefore, need not be gredter than to supply

- the heat of the reactiori, vaporization, refluxing and

radiation losses, thereby eliminating excessive erack-

ing of portions of the oil.’”’ Does the word ‘*vaporiza-

tion’’ as there used mean vapor formation? |

‘Mr. Hall: The same objection and the same in-

‘ struction to the witness.’ ©

‘‘Mr. Haight: The same ruling?

‘‘The Court: ‘Same ruling.

~~ 896 ‘Mr. Thiess: What? .

‘‘The Court: The same ruling by the Court.

.. (Counsel continues reading :)

. *Mr. Thiess: Q. I refer you to patent No. 1,449;-

ove Defendants’ Exhibit 554, page 1, line 88, whieh

reads: | :

‘ ‘this additional heat being sufficient to compensate

586 = Abstract of Testimony on Merits, -

for the loss of heat due to vaporization from the |

vaporizing chamber,.loss due to radiation, etc.’’

790 ‘Does the word ‘‘vaporization’’ there used, mean

. Vapor formation? — 3

‘Mr.. Hall: The same objection and the same in-

struction to the witness.’ —_. ag Ss

‘‘The Court: Same ruling by the Court.

. (Counsel continues reading :)

‘“‘*Mr. Thiess: Q. I refer you again to this patent,

e 4, beginning at line 72, which reads as follows:

‘If, therefore, the temperature of the oil in the —

coil be allowed to rise materially beyond that of the

_ bulk oil in the vaporizing chamber, it is evident that

vaporization will occur in the coil -unless provision.

_ is made to prevent this, This vaporization may be pre-

_vented. by maintaining a certain predetermined pres-

sure on the oil in the heating coil or heating zone in

excess Of that of the balance of the system.””

‘Does the word “‘vaporization”’ as , om used indi-

cate or mean vapor formation? . :

‘Mr. Hall:. The same objection and the same in-

' struction to the witness.’ SS

‘*The Court: Same ruling by the Court.

(Counsel continues reading :) ike

791 .‘*‘Mr, Thiess: Q. I refer you to the statement

in your patent No. 1,655,603, at page 1, line 35, which

reads : pas meat ges

‘«The partial pressure effect.of the steam is to

permit a continual vaporization of the oil at a tem-

perature below its boiling point at the pressure em-

ployed.”’ Saige) Baeee |

‘Does the word ‘‘vaporization’’ as there used mean

vapor formation?

897 ‘Mr. Hall: The same objection and the same

- instruction to the witness.’. nth

‘*The Court: The same ruling by the Court. _

(Counsel continues reading :) -

***Mr. Thiess:_ Q. How was this vapor formation

effect by the partial pressure effected? ‘

‘Mr. Hall: The same objection and the same in-

struction to the witness.’ ; :

‘‘The Court: Same ruling. .

(Counsel continues reading :)

_ «Mr. Thiess: Q. I refer you again to page 1,

line 69, of this patent to the following statement: .

792

hts eg oa ‘ ; Seay

Deposition of Richard W. Hanna. 587 |

‘<The vapors of the lower boiling point oils being -

commingled with those of the higher boiling point oils -

assist the vaporization of such higher boiling point oils

by their partial pressure effect on the oil undergoing’

treatment.”’ ae :

‘Does the word ‘‘vaporization’’ as used therein indi-

_ cate vapor formation? eo oi

‘Mr. Hall: The same objection and the same in-

struction to the witness.’ — ie” 3

““The Court: Same ruling by the Court.

(Counsel continues reading:) -. 7 ee

‘¢*Mr. Thiess: Q. you know of any instance,

and can you refer me to such, in which you use the |

word ‘‘vaporization’’ to indicate or mean the libera- -

tion of vapors from liquid in a small heating tube

such as the ‘‘B’’ tubes of the Dubbs 1,392,629 patent?

‘Mr. Hall: The same objection and the same in-

struction to the witness. 4 |

‘“‘The Court: Same g by the Court.

{Counsel continues reading:) _

‘‘‘Mr. Thiess: Q. Under those circumstances

what caused you to believe that the instructions in the

Dubbs 1,392,629 patent in suit, calling for the heating

of the oil in the heating tubes to a cracking heat with- ©

. out substantial vaporization indicated an. operation in

793

} ,eraph, the second sentence: |

which the oil was to be heated without vapor lib-

898 eration in the ‘‘B’’ ‘tubes rather than without

vapor formation in the ‘*B’’ tubes, which latter

definition is the one which you have used in your pat-

ents that I have referred tof | eP.

‘Mr. Hall: The same objection and the same in-

struction to the witness.’

‘‘The Court: Same ruling.

(Counsel continues reading :)

‘¢¢Mr. Thiess: Q. Your patent attorney, Mr. Lyon,

understood that these processes were of the liquid.

phase type, for he refers to them as follows, in his

.

letter, Plaintiff’s Exhibit 539, page 2, the first para-

‘ «These interferences particularly relate to main-

taining a temperature and pressure relation that will —

hold the product in the liquid phase.”’

‘That is true, is it not?

‘Mr. Hall: The same objection and the same in-

_ struction to the witness.’ .

588

Abstract of Testimony on Merits.

“Mr. Von Holst : I don’t think that is at all subject

to the same ruling that you made. That is a letter

that they produced.

794

795

‘Mr. Haight: Well, the letter speaks for itself. .

‘Mr. Von Holst: Mr. Thiess had a perfect right

to cross-examine .the witness on it. |

‘The. Court: Yes, but the letter does speak for

itself. Mee a cas : —

‘‘Mr. Thiess: Yes. - .

. ‘*Mr. Von Holst: But the letter-speaks in a manner

in which the witness had not been aking.

‘*Mr. Thiess: Had not been s 2aking.

“The Court: ‘Well, whether it. does or not, if it

doe’, why, it is here and does speak differently. Read ©

‘your question.

(Counsel continues reading:) . 7

“**Mr. Thiess: Q. Your patent attorney, Mr. Lyon,

understood that these processes were of the liquid

hase type, for. he refers to them as follows, in his

etter, Plaintiff’s Exhibit 539, page 2, the first para-

graph, the second sentence: a

899 ‘‘*These interferences particularly relate to

‘maintaining a temperature-and pressure relation

_ that will hold the product in the liquid phase.’’

‘That is true,:is it not?’ ae

**The Court: Well, that doesn’t add anything. If -

the letter does say it, it does. eT ee

‘“‘Mr. Von Holst: It was a preliminary question,

your Honor. : .

‘Mr. Thiess: What was the ruling there? -

‘“‘The Court: I sustain the objection.

“Mr. ‘Von Holst: Your Honor has in mind that .

that question was preliminary to the next question 576.

‘The Court: Well, the next question may be all

right. The testimony of the witness as to what was in

the letter adds nothing to the letter itself. , |

‘*Mr. Thiess: Does the record show the same ob-

jection and the same instruction to the witness?

““Mr. Von Holst: Yes.

(Counsel continues reading :) 5 i

‘“**Mr. Thiess: Q.. As a man skilled in the art is

it not true that the word ‘‘vaporization’”’ as used in.

the art means ‘vapor formation? Nagi or

‘Mr. Hall: The same objection and the same in-

struction to the witness.’ i

- Deposition of Richard W. Hanna. 589.

‘“‘Mr. Haight: That is the same. question, your

Honor, that we put to Dr. Brown and that was ruled

on. . 7 !

‘‘The Court: Yes, objection will be sustained.

‘‘Mr. Von Holst: I beg your: pardon. I wish to

differ with Judge Haight. It is not the same question

that was-put to Mr. Brown. <a am

_ “My. Haight:° No, I think you are probably right.

‘‘Mr. Von Holst: Yes. oes |

| ‘Mr. Haight: Mr. Brown was asked about the

796 patent in suit. ; are Je

- . _ **Mr, Von Holst: The question to Mr. Brown was, .

‘Would it be proper to say that the process of the

Dubbs patent was one in which the oil was heated but

without substantial vaporization?’ =

900 ‘‘Mr. Haight: Yes, I will withdraw that. IT

think that is right. aes

‘‘Mr. Hall: The only proposition is they are taking

this fact witness and endeavoring to draw from him

an opinion as to the meaning of this term in the art.

Now, your Honor has said you can refer to dictionaries

and what not to find out the meaning of these terms,

_ and in the last analysis that is what you must decide

anyway.

The Court: Yes.

‘‘Mr..Von Holst: Certainly we, are entitled to. show

that a man skilled in the art used the word in its

ordinary sense. : ? | .

‘‘Mr. Hall: If you call him, possibly, but you are

not entitled to take our fact witness.

‘The Court: I think you have gone beyond the

bounds of proper cross examination. That question

was not gone into. on direct examination of this wit-

ness anyway as I recall it. = 7

797 «+‘*Mr. Thiess: But it was, your. Honor, in this sort

- of a way. He was asked about -why he was interested

in this Dubbs patent. He went to his patent. attorney.

He asked for advice. His patent attorney gave him

advice. He brought in orie letter. He didn’t bring in

a long report from the patent attorney. Apparently

there was’ none available, but we haven’t seen any-

thing of that kind. Now, in-the light of that le must

have considered this patent, and what we are trying

to ascertain is what was in his mind back in 1923 when -.

= e

590 |

798

Abstract of Testimony on Merits. ~

this license was taken out. I believe we are entitled to. -

search into those facts to find out what happened.

‘“‘The Court: Well, he stated in his direct examina-

tion that he relied on the advice of his attorney, and

I don’t se + that this is cross examination on that.

‘Mr. Thiess; Well, but he must have known What

his attorney told him. renee iia

“*The Court: Yes. re Rs ahs Soa

_ “*Mr.-Thiess: As to that particular phrase.

Fc t:_ The ghjection will be sustained. —__

(Counsel continnes aww th MER, |

** “Mr. Thiess: Q. In the sense in which you have

901 used the word ‘‘vaporization’’ in your patents re-

. ferred to, would you say as a man ski in the ©

art that in your-practice at the Standard Oil of_Cal-.

ifornia, where you heat the oil in a coil of restricted

_ diameter and. formed a substantial amount of vapors

in said coil so that the hydrocarbon traveled through

the coil as a foamy mass of mixed vapors and liquid, —

ou were practicing a process where the oil was heated

in that coil to a cracking temperature but without sub-

~_ stantial vaporization?’

“‘Mr. Hall: That is the same thing exactly.

‘The Court: It is the same thing. - :

.“‘Mr. Vort Holst: It is a question that is. directed

to identifying what they are trying to prove -is the

‘commercial process under the license with the process

of the patent. .How can whatever they did commer-

cially, your Honor, have any bearing unless it was the ©

'. process of the patent?

. 799

‘‘Mr. Hall: Well, that is a conclusion your Honor |

will have to. reach, whether’ it has any bearing or not. ”

' “*Mr. Von Holst: Yes, but we are entitled to find

out what sort of process it was that they were produc.

ing commercially under this patent. Was it the process |

in which there was vapor formed in the coil-or was it

the process in which there was no substantial vapor .

formed in the coil?

‘‘Mr. Hall: That is not what they:are asking him.

_“*Mr. Von Holst. Yes, it is. ; ee

**Mr. Hall:. That is just what your Honor told me

I would have to do, show what-the fact conditions were

in the coil and you would reach your own conclusion |

as to whether there was substantial vaporization or

not. y

Deposition of Richard W. Hanna. | 591

“Mr. Von Holst: That is not true, your Honor. |

‘‘The Court: Read it into the record under the rule. —

Lam not quite certain. On a good many of these ques-

800

tions I am not quite certain what I should do. There

is a good deal of discretion allowed in cross examina-

tion and sometimes departure from the matters con-

cerning. which the witness was questioned on direct. .

examination. Frequently I am bothered to determine -

how far I should allow the cross examination to go,

whether I should restrict it closely to. the matters that

were inqtired into on direct examination. In this I

am uncertain. I will let it be read in under the rule.

Mr. Von Holst: There was no answer anyway.

902 ‘‘Mr. Haight: There is no answer. :

-6Mr. Von Holst: I-will read what Mr. Hall said:

“The same objection and the same instruction to the

witness.’’ What we were arguing was whether the

question was proper or not. |

- The Court:, Oh, yes.

‘‘Mr. Von Holst: Your Honor holds that it is not? |

‘‘The Court:. Yes, I will so rule.

“Mr, Haight: What is your Honor’s ruling? —

‘‘The Court: I am holding as before at this time. oe

In Plaintiff’s Exhibit 538, and particularly the third

paragraph thereof, our attorney, Frederick S. Lyon

refers to his letter of July 3 (1924)..I have not been

able to locate that letter. I do not know what the con-

tents of it were.

The improvement of patent No. 1,488,325, Exhibit

537, over the patent No. 1,392,629, Exhibit 500, is feed-

ing the charging stock into the vapor column. I con-

- gidered this feature very important at, that time. ~.

The ‘Avon unit upon which we conducted these ex-

perimental runs has been recognized .as a typical

Dubbs. I have produced a book which coritains runs.

conducted in this still at Avon. Those runs were com-

mercial. runs for our education and to prove out the

statements that Mr. Halle had made and guar- -

903 anteed.. I do not recognize the names of the men

that are signed on the run sheets as employees of °.

. the Standard Oil Company of California:

803

In the operation of our stills of the Dubbs type, at

the Standard Oil of California on our regular runs,

on stills as exemplified in. Exhibit 550 our principal |

4

* 592 Abstract of Testimony on Merits.

- charge was gas oil but we undoubtedly also used fuel

oil. . ,

304 Drawing B-21601, DX 562, and A-21589, DX 563,

illustrate the No. 1 unit furnace that we built. In

DX 562, oil entered into the tube No. 1i4.and exited

at the tube No. 1. The place where the oil entered

was in the coolest part of the furnace. :

- 805 The first ronson this No. 1 unit were made under

. Our supervision, and the supervision of the Universal

Oil Products Co. aT,

808, I do not know that there was much knowledge of

_ Vapor’ phase: operations, and that the time element

was given any consideration. It was a very unde-

veloped art at that time, so we probably had no

particular opinion on the fact that they were operated

at high temperatures and short time factors.

810 Run No. 16 (DX 564) of the operation of the No. 1

. still at the Standard Oil of California, is the only

run that I could locate in which we operated that

‘still without flashing. ee

811 DX 564 constitutes our method of keeping a record ©

- of temperatures within the tubes, fuel consumption,

stack temperatures, flue temperatures and other de |

tails of operation of Run No. 16. - |

.812 These cards show that the run of the Dubbs unit

without flashing was from 7 a. m. on June 11 to 11

a.m. on June 15. It started on stream at 1 p. m. on.

June 11 and was taken off stream at 11 a. m. June

15, a total of approximately 87 hours. The charg-

904 ing stock used was ‘gas oil. I do not know what

813 the: level in the reaction chamber was. The char-

_ aeter of the residuum, its gravity, varied after we

got on stream. It went.as low as 5.4 gravity, but after

it was on uniform operation it ran about 8 gravity.

It was a merchantable fuel oil. We sold much_re-

siduum of about that quality and gravity. I do not

. know the B. S. and W.'of the residuum. That would

not entirely determine its merchantability.

There is a big market for so-called Dubbs fuel oil

_¢ here on the Pacific Coast which will permit up to 6 or

814 8 per cent floéculent carbon, so that this had com-

mercial uses, if we wanted to sell it straight.

In Run No. 16, we used the apparatus as diagram-

Deposition of Richard W. Hanna, - 593

- matically illustrated in PX 550, excluding the part

‘ showing the flashing operation. — ,

At the time I negotiated with Mr. Halle for the

license agreement I was conversant in a general way

‘with the litigation which was pending between the

| ‘Universal Oil Products Company and the Standard

- 815 Oil of Indiana.on the J. A. Dubbs patent No. 1,123,502.

. I recommended to the officers of my company to

negotiate with Universal Oil Products Company and

to accept the terms of the 1931 contract entirely be-

cause of business consideration to save my company

money. It was purely. based on saving money and

the basis of what we anticipated saving m royalties

was made up by projecting our operations, but whether

we were increasing or not increasing our capacity the ©

question of getting what we had in the form of a paid-

up license and saving money would have-been the

deciding influence in any event. It was all based on

what we were going te spend and what we thought

905 we were going to get it for. — ‘ a

816 . This flashing system which has been referred .

~~ to, and'which is’shown in PX 550 was developed prior -

to the time that we entered into our original agree-

ment with the Universal Oil Products Company. We

started very soon to use this flash system on No. 1

Dubbs nnit.

817 Increased yield was the advantage 6f this flashing .

system. The use of flashing affected our residuum.

818 in that it lowered the gravity. On the general output

‘of coke I do not think the flashing system had any .

effect. : mt }

906 - Run No. 41 (DX 565) is typical of our so-called

} flashing operation as of that date. We are operat-

ing this flashing system in substantially the same way .

‘vy. DX 565 constitutes the record of Run No. 41.

290 This run started 3:15 p. m. September 10 and went

until\ 2:15 ‘a. m. on-September 20, 1926. It came on —

-- stream at 10 p. m. September 10, and went off stream

- 821 at 2:15 September 20. The cards do not give the

level of the oil in the reaction chamber. T think it

would have been the same as the level in the operation

as exemplified by Run No. 16.. The charge in this

Run 41 was gas oil. |

The: regular operating schedule. of 600 hours was —

a Abstract of Testimony on Merits. :

- subsequent to this time because these runs are not for .

that length of time. These 600-hour runs were om

undoubtedly made on the flashing operation.

822 In the runs that we-conducted on the flashing, as

exem — on PX 550, we used a horizontal reaction

cham ‘Thereafter we used vertical reaction cham-

asa satis. ;

**Q.. In this flashing operation you reduced the .

a from your operating pressure to’ A lower

pressure so as to cause the formation of vapors -in

your tar éxpansion tower: Is that correct?

**A. §So as to distill by the residual heat the lighter

‘fractions contained in. the cracked residuum.

“‘Q. In other words, you would get vapors formed

in there that would go off as a result of the residual

heat: Is that right? ~~

‘‘A. Vaporization would take place as a result of

— the pressure and realizing ‘the residual

t.’’

_ § 907 . Phe. temperature drop which occurred in the

- tar expansion chamber was due to vaporization of

- the liquid that was expanded in those operations. This

drop in temperature was undoubtedly due to. the fact

that. the heat was consumed in ‘the latent heat of

vaporization. As far as I know, no sracking oceurred

in this tar expansion chamber.

‘At the time of negotiating our Licdnee under the

Universal Oil Products Co’s. patents, we \were advised

and proved to our satisfaction that the Dubbs process °

would produce. good yields of commiercialh gasoline. .

We p Renee and proved to our satisfaction that the

deposition of carbon in the tubes was a minimum.

‘The records will show that in the operation at\Mar-

tinez which we witnessed, there was considerable. ‘coke

ane og At the same time, nobody advised ns ‘of

— relative to making commercial residuum con-

; taining ess than 1 per cent of B. S: in this Dubbs unit, \

but we were -permitted to see it and draw our own

conclusions. \

.. flashing operation which was introduced in the \

ration of the Dubbs process by the Standard Oil \,

' California was_ generally adopted throughout the :

couiatiey. during that period, just ee our 1925

demonstration of it. |

| / ;

Testimony of Macauley Carter. : 95

I do not sonal of even making one run of the so-

. Called non-residuum Dubbs: operation, altliough we

-,might have made one. We were not interested in the

non-residuum operation because we had a market for’

‘all operation.

908 MACAULEY CARTER, Lake Forest, Ilinois:

Direct Examination by Mr. Haight.

839 . I have been assistant secretary of the Universal Oil

Products Company since 1931 and I have custody of

_ the company records.

PX 569 is an agreement between the Universal Oil |

Products Company and the Mid-Continent Petroleum

841 Corporation dated January 1st, 1936. PX 570 is a sup-

— agreement, and PX 571 is a letter of cancel-

tion of the license contract written by the Mid-Con-

oe Corporation by Mr. France dated August 31,

Abstract of PX 569:' Under date of January 1, 1936 .

- Universal. licenses Mid-Continent to operate several

cracking units at Tulsa, Oklahoma under more than

400 Universal patents (including the patents in suit.)

- Mid-Continent agrees to pay royalties on the through-

put at specified rates jae |

royalties. Universal agrees to hold Mid-Continent

harmless against any charge of infringement - made

by others on ‘account of Mid- vane 8 operations

under ‘the license.

Abstract of PX 570: This is “an agreement dated :

eintid, 1, 1936 between (1) Mid-Continent, (2) the

Universal Oil Products. Company, a Delaware

corporation, and (3) Universal Oil Products Company,

litigation between Universal: (South Dakota) and Mid-

Continent. Universal (South Dakota) and Universal

(Delaware) release Mid-Continent from all claims of

past -infringement. Universal (Delaware) and Mid-

(PX 569, above) which shall. be cancellable at any .

. | time after thirty days, provided Mid-Continent is not —

. _ then in default and shall have made full payment of

fuel oil and thought that was the most economical over-

with 8 ed minimum .

uth Dakota corporation. It recites ee atent — |

-. Continent agree to enter into a.license agreement’

596 Abstract of Testimony on Merits.

the $1,000,000 recited below. After such a cancellation

Universal (Delaware) and Universal (South Dakota)

shall have the right to assert their cracking patents

against Mid-Continent for its subsequent cracking

operations.

909 id-Continent agrees to pay Universal (Dela-

ware) in addition to its obligations ander PX 569,

the sum of One Million dollars, one-fourth of which

is to be paid on the execution of PX 569, and the re-

mainder in specified installments.

Mid-Continent releases Universal (South Dakota)

and Universal (Delaware) as well.as their licensees,

—_ we Sd claim of infri t under Mid-Continent

tents aa specified itations. Uni-

vena: ey ve given the right to sue, for its

own benefit, for infringement of any of Mid-Continent’s .

sProraon patent rights, ebject to specified limitations ;

n is made for the termination of the litiga-

Mom pences between Universal. (South Dakota). and

Mid-Continent.

Abstract of PX 571: Under date of August 31,

1938, Mid-Continent, prrresat to the t of cancella- ,

tion we ony by PX 570, gives notice to Universal (the .

p laintiff) of its cancellation of the license agreement,

ee X 569, > ta Royebty, Mhen by Wabvereel ws des

Change in Royalty Rates nive e t

change in royalty rates was made in 1934. The royalty

844 was then reduced from fifteen to ten cents a barrel

throughput. The reason for this change was that the

competitive situation in 1934 caused Universal to be-

lieve that it was necessary to reduce its royalties -in

order to maintain and increase business.

The next change was made effective October 1st,

1938. At this time Universal that with the

expiration of the Dubbs — , it might be

845 faced with the situation that cnlecs time, royalties were

reduced some of Universal’s ~ omg gy be lost. - °*

_ This Dubbs patent expired in October 1

910 Cross-Ezamination by Mr. Thiess.

846 I was in sales work with Universal prior to the time

that I became assistant secretary. contacted our

* October 4, 1988 is the date of expiration of the Dubbs patent in sult,

Testimony of Macauley. Carter. ". @

licensees and, of course, prospects for the process. 1

do not recall that I ever contacted whe © id-Continent |

p *

Prher patents besides the 629 patent thiat I have fe,

ferred to. I don’t kiiow of my own know but I

Gasoline Products Company at the time Wes tor the

848 celled in accordance with PX 571. Universal sued the

Mid-Continent after that. That suit was also discon-

tinued. I do not know — it was discontinued.

On October the Ist, 1938 we reduced our license fee

from 10 to 5 cents. In December 1937 Universal had

i a license from The Texas Com y to license

j nee in

-eoatinnane of the second suit against the Mid-Conti- —

nen . ‘

911 The f wing exhibits, all of which’ were for-

; merly exhibits in the Root case, were offered in

evidence : |

851 PX 572. Statement of royalties received year by

eee from the Shell group and Standard Oil of Cali-

ornia from 1922 to December 31, 1930. .

- Abstract: .The grand total of royalties from these

two licensees, up to December 31, 1930, was $33,576,- -

852 PX 573. Statement of the royalties received f rom

licensees other than Shell and the Standard Oil Com-

of California group from 1922 to December 31, —

‘ Abetract : Thirty-seven domestic and eleven foreign

licensees are listed. Royalty payments up to Decem-

ber 31, 1930 aggregation. $16,430,492.04.

Shell Company and the. Standard Oil Company of

California in the amount of one quarter of the royalties

_/ $98 Abstract of Testimony on Merits.

Abstract: “The amount credited to the Shell Com-

y was $2,942,077.65 and to the Standard. Company

501) 026.51. Total: $3,533,104.16.

853 PX 5751. Stipulation entered irito in the Root case

in lieu of. the various license agreements. .

Abstract: This exhibit contains:a list of the various

. licenses granted by Universal Oil Products Company

_ prior. to December 31, 1929. The various patents and

. te under which each license Was granted are —

*

| 912 ) BERNARD G. LENSKE, Oak Park, Illinois:

Direct Examination by M r. Haight.

853 Lam compt roller.of the Universal Oil Products Com-

_ pany and I have control of tlie journal of the Universal

Qil Products Company. Journal Voucher No. 1019,

PX. 576, is'a record of the receipt of $10,000,000 in

‘January 1931 from the Shell Union Qil Corporation

and the Standard Oil Company of California. Note:

_ The purpose of this voucher is to show that $10,000 ote:

_was paid by the Shell and Standard of Sagem ep

—- ies for a paid +. license. $3,000,000 was paid by .

_ Standard (Hanna,

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Transcript of Record — Universal Oil Products Co. v. Globe Oil & Refining Co · 322 U.S. 471 | Frix