Appendix A — Rosa v. California (No. 07-1312)
Supreme Court brief2007
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BERNARD JOSEPH ROSA, JR., Plaintiff -
Appellant, v. STATE OF CALIFORNIA, a
Government Entity; CALIFORNIA BOARD OF
ACCOUNTANCY; CAROL SIGMANN, an individual
and in her capacity as agent and employee of the
CBA; GREGORY P. NEWINGTON, an individual
and in his capacity as agent and employee of the
CBA; LAWRENCE KNAPP, an individual and in his
capacity as agent and employee of the CBA;
EDMUND G. BROWN JR., ** Attorney General of
California; JOEL PRIME, an individual and in his
capacity as agent and employee of the California
Attorney General as a deputy attorney general;
RONALD DEIDRICH, an individual and in his
capacity as agent and employee of the California
Attorney General as a deputy attorney; MICHAEL R.
GRANEN, an individual and in his capacity as agent
and employee of the California Attorney General as a
deputy attorney; STEPHEN J. SMITH,
Administrative Law Judge, Defendants - Appellees.
** Edmund G. Brown Jr. is substituted for his
predecessor, Bill Lockyer, as Attorney General of
California, pursuant to Fed. R. App. P. 43(c)(2).
No. 05-16783
UNITED STATES COURT OF APPEALS FOR THE
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NINTH CIRCUIT
2007 U.S. App. LEXIS 29157
October 17, 2007, Argued and Submitted, San
Francisco, California
December 12, 2007, Filed
Bernard Joseph Rosa, Jr. appeals the dismissal of his
claims against defendants, the State of California, the
California Board of Accountancy (CBA), three agents of
the CBA (Carol Sigmann, Gregory P. Newington, and
Lawrence Knapp), the California Attorney General
(AG), three deputy AGs (Joel Prime, Ronald Deidrich,
and Michael Granen), and Administrative Law Judge
(ALJ) Stephen Smith. The federal] district court
dismissed Rosa's claims for failure to state a claim
pursuant to Federal Rule of Civil Procedure 12(b)(6).
HN1"Dismissal without leave to amend is improper
unless it is clear, upon de novo review, that the
complaint could not be saved by any amendment."
Vasquez v. Los Angeles County, 487 F.3d 1246, 1258
(9th Cir. 2007). We review the district court's dismissal
de novo and affirm the district court.
The district court dismissed Rosa's claims against the
State of California and the CBA on the ground that the
claims [*3] were barred by sovereign immunity.
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HN2The Eleventh Amendment gives California
immunity from suits brought by its citizens in federal
court unless California waives that immunity. See
Seminole Tribe of Florida v. Florida, 517 U.S. 44, 54,
116 S. Ct. 1114, 1384 L. Ed. 2d 252 (1996). This
immunity extends to state agencies. In re Harleston,
331 F.3d 699, 701 (9th Cir. 2003). The record contains
no evidence that California or the CBA waived
immunity. Accordingly, we conclude the district court
properly dismissed Rosa's claims against the State of
California and the CBA.
The district court dismissed Rosa's claims against then
California AG Bill Lockyer and deputy AGs Joel Prime,
Ronald Deidrich, and Michael Granen on the ground
that the claims were barred by the applicable statute
of limitations. HN3Parties have one year to commence
claims brought under 42 U.S.C. § 1986, and
California's statute of limitations for personal injury
actions (one year at the time of the alleged violations)
governs claims brought pursuant to 42 U.S.C. § 1983
and § 1985. 42 U.S.C. § 1986 (2003); Canatella v. Van
De Kamp, 486 F.3d 1128, 1132-33 (9th Cir. 2007);
Taylor v. Regents of University of California, 993 F.2d
710, 711-12 (9th Cir. 1993).
Rosa alleged [*4] the AG and his agents acted
wrongfully as late as 1994. Rosa did not file this action
against the AG and his agents until 2004, well beyond
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the one-year time limit set forth by California's
personal injury statute of limitations and by 42 U.S.C.
§ 1986. Thus, we conclude the district court properly
dismissed Rosa's claims against the California AG and
his agents. See id.
The district court additionally found Rosa's claims
against the AG, the AG's agents, the CBA's agents, and
the AL.J Stephen Smith were barred by prosecutorial
and judicial immunity. HN4Prosecutors performing in
their official functions are entitled to absolute
immunity, and officials, such as agency officials, who
act as judges or prosecutors in a court-like setting are
considered "quasi-judicial" and are entitled to
immunity. See Butz v. Economou, 438 U.S. 478,
511-12, 515, 98 S. Ct. 2894, 57 L. Ed. 2d 895 (1978);
Milstein v. Cooley, 257 F.3d 1004, 1007-08 (9th Cir.
2001); Romano v. Bible, 169 F.3d 1182, 1186 (9th Cir.
1999).
Here, the district court found the CBA's agents, the
AG, the AG's agents, and the ALJ were acting in a
judicial, prosecutorial, or quasi-judicial manner and
accordingly were entitled to absolute immunity. We
conclude that the district [*5] court properly found the
defendants were entitled to immunity and properly
dismissed the claims for damages against them.
The district court dismissed Rosa's equitable claim for
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relief on the ground that it was barred by the Younger
abstention doctrine. We conclude the district court
properly applied the Younger abstention doctrine to
Rosa's equitable claim because state proceedings were
ongoing, implicated an important state interest, and
provided an adequate opportunity to litigate federal
claims. See Middlesex County Ethics Comm. v. Garden
State Bar Ass'n, 457 U.S. 423, 482, 102 S. Ct. 2515, 73
L. Ed. 2d 116 (1982); Gilbertson v. Albright, 381 F.3d
965, 973 (9th Cir. 2004).
Finally, the district court dismissed Rosa's state law
claims pursuant to HN528 U.S.C. § 1367(c)(3), which
allows a district court to decline to exercise
supplemental jurisdiction over state law claims when
all of the federal claims have been dismissed. As
discussed above, the district court properly dismissed
all of Rosa's federal claims. Accordingly, we conclude
the district court properly dismissed Rosa's state law
claims pursuant to 28 U.S.C. § 1367(c)(3).
For [*6] the reasons discussed above, we AFFIRM the
district court's order dismissing Rosa's claims.
AFFIRMED.
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