Petition for Writ of Certiorari — Patuxent Institution Board of Review v. Hancock
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92-1933 /*
No.
IN THE
Supreme Court of the GAnited States
OCTOBER TERM, 1992
PATUXENT INSTITUTION BOARD OF REVIEW,
Petitioner.
V.
CLARENCE J. HANCOCK,
Respondent.
On Petition for Writ of Certiorari to the
Court of Appeals of Maryland
PETITION FOR WRIT OF CERTIORARI
J. JOSEPH CURRAN, JR.
Attorney General of Maryland
CARMEN M. SHEPARD
ANDREW H. BAIDA*
Assistant Attorneys General
200 St. Paul Place, 20th Floor
Baltimore, Maryland 21202
(410) 576-7291
Attorneys for Petitioner
*Counsel of Record
PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203
QUESTIONS PRESENTED
Without making any finding that Maryland’s parole
statute and regulations established a liberty interest in
parole, the Court of Appeals of Maryland held that a
prisoner's parole had been’ revoked without
constitutionally adequate notice. This case presents the
following questions:
1. Is the decision of the Court of Appeals, holding
that a parole board’s order of parole created a liberty
interest that could not be revoked without complying
with due process requirements, in conflict with Jago v.
Van Curen, 454 U.S. 14 (1981)?
2. If the board’s order did create a liberty interest,
did the Court of Appeals hold correctly that the parole
of an individual who presents a threat to public safety
was revoked unconstitutionally because he had not
—
received written notice that his failure to comply with
the instructions and directives of his therapist could
result in the loss of his conditional liberty?
ll
PARTIES TO THE PROCEEDINGS
The parties to this proceeding below were the
Patuxent Institution Board of Review, petitioner in the
court below; and Clarence J. Hancock, respondent
below.
ill
TABLE OF CONTENTS
Page
(FURDSERING PURSUE EMEP 2c ee te ees i
PARTIES TO THE PROCEEDINGS ........ ill
ey 8 Ge era ee ee ere eee 2
Pp 3s co ae Se Ke ae ee 3
CONSTITUTIONAL PROVISION INVOLVED .. 3
SEAT Eames GU Tite CASE... 0s ec cen 4
REASONS FOR GRANTING REVIEW ....... 9
I. THIS CASE PRESENTS THE
IMPORTANT QUESTION OF
WHETHER A STATE PAROLE
BOARD’S ACTIONS CAN EVER
CREATE A LIBERTY INTEREST
EN PAILS ee 6 ee 14
A. The Decision Below Is In
Conflict With Applicable
Decisions Of This Court ....... 14
B. The Decision Below Is In
Conflict With Decisions
OF Clee Certs cw wk ee te we 24
1V
IT. THIS CASE PRESENTS THE
SIGNIFICANT ISSUE OF FIRST
IMPRESSION OF WHAT NOTICE
IS CONSTITUTIONALLY DUE WHEN
REVOKING A PRISONER’S PAROLE .. 25
CONCLUSION
APPENDIX
TABLE OF AUTHORITIES
Page
Cases
Benboe v. State, 738 P.2d 356
(Alaska App. 1987) ....3.......... 28
Board of Pardons v. Allen,
482 U.S. 369 (1987) ........ 16,18-19,22
Byrant v. State, 848 F.2d 492
Cg. kk cs oe ae eee 23,24
Connecticut Board of Pardons v.
Dumschat, 452 U.S. 458 (1981) ... 16,22,23
Director v. Daniels,
243 Md. 16, 221 A.2d 397, cert.
denied sub nom., Avey v. Boslow,
Be eS | ee 29
Greenholtz v. Inmates of the Nebraska
Penal and Correctional Complex,
ek Se, na 16
Hewitt v. Helms, 459 U.S. 460 (1983) ..... 15-16
Ingrassia v. Purkett, 985 F.2d 987,
ee aes SO a kek ee eee es 25
v1
Inmates of Orient Correctional
Institute v. Ohio State Adult
Parole Authority, 929 F.2d
aoe ee ee Eo & 9 oa aa ee 25
Jago v. Van Curen,
454 U.S. 14 C1961)... we es i,11,16,19,20
Johnson v. Pennsylvania Board of
Probation and Parole, 532 A.2d
er TE gs a ee ee es 25
Kentucky Dept. of Corrections v.
Thompson, 490 U.S. 454 (1989) .. 16,17,23
Morrissey v. Brewer,
— 4 A es OL, os me are A 26-27
Olim v. Wakinekona,
ee IN ka & os eke we om ee 16
State v. Vermont,
oe & FF, Ses 28
Winters v. Solem, 444 N.W.2d 722,
EE ie ea ae a glare te 25
Wolff v. McDonnell,
ee See ee Gee seeks be StS 17
Vil
: ‘tutional and S Provis;
United States Constitution,
PE EP i cae eee eas 3
p BH odie sy | er a 3
| Maryland Annotated Code, Art. 31B
Ba gt ds uit 4 HN IE NS 8a ee 5
ie a ea PS ee ee nee” 5
2 NA ee ee ere ae 30
ES sss bao 4 ew ae ee 18
MES 5g! b hla ose cs oe ee 22,30
8 Fa ere are or ree 30
Rules
Se RN ee eee 25
i es EE os a a es es ek ee a 24
Other Authority
Cohen, Neil P., Gobert, James J., The
Law of Probation and Parole,
(1983; 1992 Cum. Supp.) ...... eta ta rs |
Vill
No. 92-
October Term, 1992
IN THE
SUPREME COURT OF THE UNITED STATES
PATUXENT INSTITUTION BOARD OF REVIEW,
Petitioner,
7 .
CLARENCE J. HANCOCK,
Respondent.
On Petition for Writ of Certiorari to the
Court of Appeals of Maryland
PETITION FOR WRIT OF CERTIORARI
The Patuxent Institution Board of Review, an agency
of the State of Maryland ("Patuxent" or “State"),
respectfully petitions this Court for a wnt of certiorari
| |
to review the judgment of the Court of Appeals of
Maryland.
OPINIONS BELOW
The March 12, 1993 opinion of the Court of Appeals
is reported at 329 Md. 556, 620 A.2d 917, and is
reprinted at pages 3a-96a of the appendix ("App.") to
this petition. The opinion of the Court of Special
Appeals of Maryland is unreported and reprinted App.
at 97a-112a. The order of the Circuit Court for Howard
County is unreported and reprinted App. at 113a-115a.
The decision of the Patuxent Institution Board of Review
revoking respondent’s parole is unreported and reprinted
App. at 116a-12la. The order of parole issued to
respondent is unreported and reprinted App. at 122a-
128a. The memorandum and order of the Circuit Court
for Baltimore City is unreported and reprinted App. at
'
129a-134a.
This Court’s April 14, 1993 order denying
petitioner’s application for a stay of the Court of
Appeals’ mandate is unreported and reprinted App. at
la. The Court of Appeals’ April 1, 1993 order denying
petitioner’s motion for reconsideration and the stay of its
mandate is unreported and reprinted App. at 2a.
DI N
The judgment of the Court of Appeals of Maryland
was entered on March 12, 1993. This petition was filed
within 90 days of that judgment. The jurisdiction of this
Court is invoked under 28 U.S.C. § 1257(a).
N LVED
CONSTITUTION OF THE UNITED STATES,
AMENDMENT XIV, SECTION |:
* * * No State shall make or enforce any law
which shall abridge the privileges or immunities
of citizens of the United States; nor shall any
State deprive any person of life, liberty, or
property, without due process of law; nor deny to
any person within its jurisdiction the equal
protection of the laws.
STATEMENT OF THE CASE
Clarence Hancock was_ sentenced to life
imprisonment plus thirty five years following his
conviction for murder, attempted murder and assault and
battery. (App. at 4a.) For many years prior to his
crime, Mr. Hancock experienced sadistic sexual
fantasies of rape. After a period of obsessive thoughts
about his victim, he decided to break into her house
while she was out, tie up her three children and rape her
when she returned. Before he could finish with the
children, the victim returned and Mr. Hancock tied and
gagged her with the cord and tape he brought with him.
Just after Mr. Hancock removed her clothes, the victim
screamed. Mr. Hancock grabbed a hammer and beat
her to death. When the eleven year old son came to
help his mother, Mr. Hancock struck the child 27 or 28
times, inflicting massive and permanent brain damage.
(App. at 89-90a.)
Following his incarceration, Mr. Hancock was
diagnosed as suffering from sexual sadism and a
schizoid personality. He was subsequently admitted to
Patuxent Institution, a State agency that operates
independently of the State prison system for the purpose
of treating and rehabilitating certain criminals with
emotional imbalance. See Md. Ann. Code Art. 31B §§
1, 2 (1957, 1990 Repl. Vol., 1992 Cum. Supp.).
In 1987, the former Director of Patuxent
recommended to the Governor that Mr. Hancock be
granted parole. (App. at 80a.) The Governor rejected
the recommendation. Shortly thereafter, Mr. Hancock’s
behavior began to deteriorate. (App. at 9a.) A 1989
independent psychological evaluation found him to be
dangerous and, in 1990, Patuxent concluded that he no
longer qualified as an eligible person under the Patuxent
statute and transferred him back to the Division of
Correction. (App. at 9a; 81a.)
Mr. Hancock filed a habeas corpus action in July
1990 based on a June 1990 decision of the Court of
Appeals of Maryland holding that the gubernatorial
approval requirement violated the ex post facto clause.
(App. at 9a-10a.) The State court ordered Patuxent to
parole Mr. Hancock unless it commenced the legally
|
mandated procedures to revoke parole. (App. at Ila.)
Accordingly, Patuxent served Mr. Hancock with an
order of parole, effective only for one year, and at the
same time served him with a parole revocation warrant.
(App. at 12a-15a; 116a-129a.) Thus, Patuxent exercised
its right to revoke Mr. Hancock’s parole prior to
physically releasing him. (App. at 14a-15a; 22a; 27a.)
Following an administrative hearing at which his
therapist testified that Mr. Hancock is dangerous and his
parole would pose a threat to public safety because he
had not resolved the problems that led to his crime,
Patuxent revoked his parole due to his lack of progress
in the rehabilitative programs and his ineligibility to
continue at Patuxent. (App. at 1Sa-17a.) The Patuxent
Board concluded that since November of 1989, Mr.
Hancock "failed to continue seriously addressing the
motivation of his crime, which is critical to his
successful rehabilitation." (App. at 16a.) Although he
was cautioned on a number of occasions, Mr. Hancock
failed to satisfactorily participate in therapy. (Id.) The
Board concluded that Mr. Hancock’s conduct "thwarted
the purpose and mission of the Institution" (App. at
17a), and found that he was in violation of the terms and
conditions of parole.
This decision was upheld by the State circuit court
but reversed on appeal by the State’s intermediate
appellate court. (App. at 97a.) The Court of Appeals
of Maryland granted the State’s petition for writ of
certiorari and issued a stay of the judgment pending its
decision. On March 12, 1993, the Court of Appeals
held, with three judges dissenting, that Mr. Hancock
should be released because he had acquired a liberty
es a
interest when Patuxent served him with the order of
parole and that his due process rights were violated
because he was not made aware that his progress in
therapy was an actual condition of parole which would
result in loss of liberty if violated. (App. at 3a.)
Patuxent subsequently filed with the Court of
Appeals a motion for reconsideration and, in the
alternative, for a stay of the issuance of the mandate.
After that motion was denied on April 1, 1993 (App.
2a), Patuxent filed an emergency application with this
Court for a stay of judgment of the Court of Appeals.
Chief Justice Rehnquist, sitting as Circuit Justice, denied
that request for a stay on April 14, 1993. (App. at la.)
REASONS FOR GRANTING REVIEW
This case presents the important question of whether
in the absence of a statute or regulation establishing a
due process right in parole, a liberty interest in parole
release can ever be created solely by the acts of State
officials. This case also raises the equally significant
question of whether a State may revoke parole when it
concludes that release will impose an unreasonable risk
on society without so stating explicitly in the written
order of parole. The Court of Appeals of Maryland
held that a State parole board’s order of parole
conferred upon a prisoner a constitutionally-protected
liberty interest that could not be revoked without
complying with due process. The Court of Appeals also
held that due process was violated because the conduct
underlying the revocation of respondent’s parole was not
criminal and respondent was not notified adequately in
advance that his parole could be revoked. This case
warrants review because Maryland’s highest court has
10
*
decided these federal questions in a way that conflicts
with applicable decisions of this Court, including Jago
vy. Van Curen, 454 U.S. 14 (1981), and the decisions of
other courts, and impairs substantially the flexibility that
prison officials and parole authorities must have in
deciding whether to release convicted felons into the
community.
This Court has held that there is no inherent
constitutional entitlement to be released prior to serving
a sentence of imprisonment and that a due process right
to parole can be created only by a State’s statutes and
regulations. Indeed, in determining whether an inmate
has a liberty interest entitled to due process protection,
this Court has emphasized repeatedly that the language
of the applicable prison statutes and regulations must be
closely examined. Without exception, therefore, this
11
Court has based its analysis on State law in resolving
whether there exists a protected interest in parole, good-
time credits, transfer, or form of confinement.
In contrast with this Court’s decisions, the Court of
Appeals held that a liberty interest in parole can be
created solely by a parole board’s order authorizing
respondent’s release, notwithstanding that the parole
board acted simultaneously to revoke that parole. No
such right can be found to exist without conducting the
required inquiry into the applicable parole statutes and
regulations. Nor can a court properly hold that such a
right exists in States such as Maryland that have
endowed their officials with the unfettered discretion to
revoke an inmate’s eligibility for parole at any time.
This Court should accordingly review this case and
reverse the sweeping and unsound rule of federal
12
constitutional law announced by the Court of Appeals.
Assuming that the parole board’s order created a
constitutionally protected liberty interest in parole,
review is also warranted to address the currently
unresolved but important issue of what notice a State
must first provide a parolee before that person’s parole
may be revoked. The Court of Appeals held that
because the conduct that formed the basis for the parole
revocation in this case was not in violation of any law
and did not constitute an institutional infraction, due
process required that the respondent, who was
incarcerated in and paroled from a correctional
institution uniquely conceived to treat individuals with
serious emotional deficiencies, be specifically notified in
advance that his failure to satisfactorily participate in
therapy and resolve the deficiencies that motivated his
13
criminal conduct would result in the revocation of his
parole. This Court should address whether the States
are prohibited from terminating a parolee’s conditional
liberty unless they first explicitly apprise that person of
each circumstance that could lead to his or her
reincarceration.
I. THIS CASE PRESENTS THE
IMPORTANT QUESTION OF
WHETHER A STATE PAROLE
BOARD’S ACTIONS CAN EVER
CREATE A LIBERTY INTEREST IN
PAROLE RELEASE,
A. The Decision Below Is In Conflict With
malinahie Rectal Of This C
Observing that a constitutionally-protected liberty
interest in parole release may be created by "a statute,
administrative rules or regulations, or accepted
practices," (App. at 53a) (emphasis added), the Court of
Appeals held that when petitioner Patuxent Institution
14
-aecseinaill
Board of Review "served the respondent with an Order
of Parole and a copy of a parole agreement, the
petitioner effected the respondent’s parole and, in the
process, created in him a liberty interest in parole
release." (App. at 57a-58a.) This case squarely raises
the important question, therefore, about whether a
prisoner’s due process right to parole can be caused
solely by the acts of State officials and thus whether, as
the Court of Appeals held, "the Order of Parole created
a liberty interest." (App. at 62a.) While this Court has
never addressed this constitutional question in this
specific context, the rationale of its prior decisions
mandates reversal of the court below.
"Liberty interests protected by the Fourteenth
Amendment may arise from two sources -- the Due
Process Clause itself and the laws of the States." Hewitt
15
i
v. Helms, 459 U.S. 460, 466 (1983). With respect to
parole, “[t]here is no constitutional or inherent right of
a convicted person to be conditionally released before
the expiration of a valid sentence." Greenholtz v.
m f r n ion
Complex, 442 U.S. 1, 7 (1979). Rather, this Court has
looked exclusively to the States’ statutes and regulations
when determining the existence of liberty interests in the
context of parole and other prison settings. See, e.g.,
Kentucky Dept. of Corrections v. Thompson, 490 U.S.
454 (1989) (visitation privileges); Board of Pardons v.
Allen, 482 U.S. 369 (1987) (parole); im_v
Wakinekona, 461 U.S. 238 (1983) (transfer); Hewitt v.
Helms, 459 U.S. 460 (form of confinement); Jago v.
Van Curen, 454 U.S. 14 (1981) (parole); Connecticut
Board of Pardons v. Dumschat, 452 U.S. 458 (1981)
16
a
(sentence commutation); Greenholtz, 442 U.S. 1
(parole); Wolff v. McDonnell, 418 U.S. 539 (1974)
(good-time credits).
Further, as this Court has explained, in determining
"that certain state-created liberty interests have been
found to be entitled to due process protection, while
others have not, . . . our method of inquiry in these
cases always has been to examine closely the language
of the relevant statutes and regulations." Kentucky
Dept. of Corrections, 490 U.S. at 461 (emphasis added)
(footnote omitted). Conversely, this Court has never
held that a prisoner has a liberty interest without finding
that a State law created such an interest "by establishing
‘substantive predicates’ to govern official decision-
making, and, further, by mandating the outcome to be
reached upon a finding that the relevant criteria have
17
—— i
been met." Id. at 462 (citation omitted).
The language of the relevant Maryland law imposes
no substantive restraints that create a liberty interest in
parole. Md. Ann. Code Art. 31B, § 11(b)(1) provides
that the State "[a]t any time" "may" conclude a person
is no longer eligible to participate in Patuxent and thus
be paroled from that institution, and that the State may
instead transfer that person to "an appropriate
correctional facility designated by the Commissioner."
Moreover, that same statute provides that the State
"may" act upon an inmate’s request for parole, but only
if it chooses to do so. Id. This statutory scheme
Suggests strongly that respondent has no due process
right because "statutes or regulations that provide that a
parole board ‘may’ release an inmate on parole do not
give rise to a protected liberty interest." Board of
18
Pardons v. Allen, 482 U.S. at 378 n.10 (citing cases).
Because the Court of Appeals did not even address
Maryland’s regulatory scheme governing parole,
however, nor make any finding that the State’s parole
statute and regulations created a due process interest, the
court "abandoned the essential inquiry in determining
whether" Maryland’s "statute creates a liberty interest."
Board of Pardons v, Allen, 482 U.S. at 385 (O’Connor,
J., dissenting). In holding in the absence of such a
fundamental examination that the State parole board’s
actions created a liberty interest in parole, the Maryland
court has fashioned an unprecedented rule of
constitutional law that "severely restrict[s] the necessary
flexibility of prison administrators and _ parole
authorities... ." Jago v, Van Curen, 454 U.S. at 19.
Under that rule, "any one of their myriad decisions with
19
respect to individual inmates may, as under the general
law of contracts, give rise to protected ‘liberty’ interests
which could not thereafter be impaired without a
constitutionally mandated hearing under the Due Process
Clause." Id.
This Court’s per curiam opinion in Jago v. Van
Curen rejected a virtually identical lower court holding
in finding that no due process violation was caused by
a parole board’s unilateral rescission of its decision to
grant parole when Ohio law created no protected liberty
interest in parole release. See 454 U.S. at 20-21. The
court below distinguished Jago on the ground that "[t]he
respondent in Jago had not been paroled, but merely
recommended for parole," while "[t]he critical decision
in the case before us was not favorably to recommend
parole; rather, it was to grant it. Such a decision may
20
not, without complying with due process, be rescinded
based on new information discovered before physical
release has actually occurred." (App. at 61a.) As in
Jago, however, because there is no finding that the
State’s parole law and regulations created a liberty
interest, the actions of State officials taken in response
to an inmate’s request for parolee furnish the only basis
“from which the liberty interest flowed." (App. at 58a.)
That seems to be precisely what this Court held cannot
support a constitutional right to parole.
Even if, as the Court of Appeals found, the State’s
conduct led respondent to believe that he had all of the
rights of a parolee (see App. at 61a-62a), that would not
appear to create a constitutionally-protected liberty
interest. Those State actions do not establish a
constitutional right because "a mere expectation of a
21
benefit -- even if that expectation is supported by
consistent government practice -- is not sufficient to
create an interest protected by procedural due process."
Board of Pardons v, Allen, 482 U.S. at 382 (O’Connor,
J., dissenting). "A constitutional entitlement cannot ‘be
created -- as if by estoppel -- merely because a wholly
and expressly discretionary state privilege has been
granted generously in the past.’" Connecticut Board of
Pardons v. Dumschat, 452 U.S. at 465 (emphasis and
citation omitted).
Moreover, because Maryland law limits the initial
grant of parole to a period "not exceeding one year,"
Md. Ann. Code Art. 31B, § 11(b)(2), and because that
year expired in August, 1991, when this case was on
appeal, Mr. Hancock could no longer claim even an
expectation of release. The State’s actions in this case
22
"standing alone generate no constitutional protections; a
contrary conclusion would trivialize the Constitution."
Connecticut Board of Pardons v, Dumschat, 452 U.S. at
465.
Because "the Maryland parole statute does not create
a legitimate expectation of parole release," Bryant v.
State, 848 F.2d 492, 493 (4th Cir. 1988), and because
the Court of Appeals did not even conduct such an
inquiry as this Court "always" has when examining
whether a State has "granted inmates a protected interest
in parole,” Kentucky D f rrections __v.
Thompson, 490 U.S. at 461, the court erroneously held
that the State’s actions in this case generated a liberty
interest. Therefore, the holding below that the parole
board’s order of parole established a liberty interest is in
conflict with applicable decisions of this Court. This
23
Court should grant review and reverse that decision.
See Sup. Ct. R. 10.1(c).
B. The Decision Below Is In Conflict With
Decisi Of Other C
A further reason for granting review is that the Court
of Appeals has decided a federal question in a way that
conflicts with the decisions of several United States
courts of appeals and of another state court of last
resort. The court’s holding that respondent had a liberty
interest in parole is in conflict with the decision in
Bryant v. State, 848 F.2d 492 (4th Cir. 1988), where
the Fourth Circuit held that Maryland’s parole statute
created "no nght protected by the due process clause."
Id. at 493. The decision below also is in conflict with
the decisions of other courts that have held that in the
absence of a liberty interest created by a State’s laws or
24
regulations, the actions of State officials by themselves
are insufficient to create a liberty interest in parole. See
Ingrassia v. Purkett, 985 F.2d 987, 988 (8th Cir. 1993);
I F Orient C — v. Ohio §
Adult Parole Authority, 929 F.2d 233, 235-238 (6th
Cir. 1991); Winters v. Solem, 444 N.W.2d 722 (S.D.
1989). See also Johnson v, Pennsylvania Board of
Probation and Parole, 532 A.2d 50, 52 (Pa.Cmwith.
1987). This Court should resolve these conflicts. See
Sup. Ct. R. 10.1(b).
Il. THIS CASE PRESENTS’ THE
SIGNIFICANT ISSUE OF FIRST
IMPRESSION OF WHAT NOTICE IS
CONSTITUTIONALLY DUE WHEN
REVOKING A PRISONER’S PAROLE.
This case also presents a fundamental issue “which
has not been, but should be, settled by this Court."
Sup. Ct. R. 10.1(b). That issue is, assuming the Due
25
a |
Process Clause is applicable in this case, what type of
notice State officials are required to provide before they
may revoke an individual’s parole. The Court of
Appeals held that despite respondent’s incarceration in
and parole from a prison facility designed specially to
treat individuals with serious emotional disorders, the
State revoked unconstitutionally his parole on the ground
that he failed to participate satisfactorily in therapy
because it did not notify him in advance that "therapy
was an actual condition of parole which, if violated,
would result in loss of liberty." (App. at 70a.) That
narrow interpretation of the Fourteenth Amendment
cannot be the constitutional law of the United States.
While this Court has noted that typical parole
conditions, such as that the parolee avoid "undesirable"
associations, may be "quite vague," see Mormssey v.
26
Brewer, 408 U.S. 471, 479 (1972), it has never defined
the notice that the States are required to provide parolees
under the Due Process Clause before terminating their
conditional liberty. The absence of guidance in this area
has contributed to an assortment of inconsistent lower
court decisions. See Cohen, Neil P., Gobert, James J.,
The Law of Probation and Parole, § 5.05, at 197 (1983;
1992 Cum. Supp.) ("Many judicial opinions establishing
standards of precision for probation and parole
conditions assume that due process governs the clarity
with which the conditions must be expressed, but do not
agree on, and often do not even discuss, the appropriate
test to be used in assessing the validity of a given
condition.") (footnotes omitted).
This inconsistency is particularly evident in cases
addressing the constitutional validity of decisions
27
3
:
eee
revoking parole or probation due to the failure to
participate in therapy, with some courts, such as the
court below, holding that a parolee’s liberty cannot be
revoked unless that individual is explicitly notified of the
requirement to fully attend and participate in therapy,
see also Benboe v. State, 738 P.2d 356 (Alaska App.
1987), and other courts reaching a contrary conclusion.
See, e.g., State v. Vermont, 578 A.2d 104, 106 (Vt.
1990) (rejecting probationer’s contention that "because
his probation agreement neither explicitly nor implicitly
required that he admit having had sexual intercourse
with his stepdaughter, he had no fair notice that his
probation could be revoked based on his refusal to make
such an admission.").
The facts surrounding respondent’s incarceration and
parole in this case demonstrate that he was on fair notice
28
——xo5uue
that his failure to fully participate in therapy could lead
to the revocation of his parole. The central purpose of
the penal institution where he was imprisoned and
paroled from is to provide efficient and adequate
programs and services for the treatment of individuals
suffering from serious deficient intellectual and
emotional imbalances.' Respondent’s attendance in
therapy and other weekly supervision sessions is
inextricably intertwined with that mission because
therapy plays -an instrumental role in the institution’s
exercise of its statutory responsibility both to provide
treatment to individuals with dangerous behavioral
disorders and, concomitantly, to evaluate whether an
' See Md. Ann. Code Art. 31B, § 2; Director _v.
Daniels, 243 Md. 16, 31, 221 A.2d 397, 410-11, cert.
denied sub nom., Avey v. Boslow, 385 U.S. 940 (1966);
App. at 4a-5a.
29
individual presents an unreasonable risk to the
community and thus is statutorily eligible to receive
and/or remain on parole. See Md. Ann. Code Art.
31B, §§ 11(b)(2); 11(c).
Respondent was necessarily on notice, therefore, of
his obligation to fully participate in therapy. To have
any expectation of early parole, Mr. Hancock was on
notice that he must remain an "eligible person," which
under the Patuxent statute is defined as "one likely to
respond favorably to the programs and services provided
at Patuxent." Md. Ann. Code Art. 31B, § 1(g). As the
dissent below stated, “implicit in the grant of parole
from Patuxent Institution would be the conditions that
the inmate remain legally eligible for parole status, and
that parole of the inmate ‘will not impose an
unreasonable risk on society. . . .”. Maryland Code
30
(1957, 1990 Repl. Vol.) Art. 31B, § 11(6)(2). These
are conditions ‘so basic and fundamental that any
reasonable person would be aware of = such
condition[s].’" (App. at 88a) (citation omitted).
The Court of Appeals nevertheless stated that
"[b]ecause the conduct on the basis of which the
revocation was premised was not criminal . . . and did
not constitute an institutional infraction, . . . we hold
that respondent’s parole was improperly revoked, he not
having been notified, in advance, of the condition
allegedly violated." (App. at 68a-69a.) This Court
should review this case to decide if the Court of Appeals
was correct when it held that the Constitution is so ngid
that in order to revoke the parole of an individual who
currently presents a risk to society, prison officials must
have anticipated and imposed specific parole conditions
31
for all conduct that manifests this dangerousness.
NCLUSION
For the reasons stated, this Court should issue a writ
of certiorari to review the judgment of the Court of
Appeals of Maryland. Following review, that judgment
should by reversed.
Respectfully submitted,
J. JOSEPH CURRAN, JR.
Attorney General of Maryland
CARMEN M. SHEPARD
ANDREW H. BAIDA*
Assistant Attorneys General
200 St. Paul Place, 20th Floor
Baltimore, Maryland 21202
(410) 576-7291
Attorneys for Petitioner
*Counsel of Record
32
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.