Petition for Writ of Certiorari — CropLife America v. Baykeeper
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No. 09-
IN THE
Supreme Court of the United States
AMERICAN FARM BUREAU FEDERATION,
AMERICAN FOREST & PAPER ASSOCIATION, AND
NATIONAL COTTON COUNCIL,
Petitioners,
BAYKEEPER, et al.,
Respondents.
On Petition for a Writ of Certiorari to the
United States Court of Appeals for the Sixth Circuit
PETITION FOR A WRIT OF CERTIORARI
KLLEN STEEN
Counsel of Record
CLIFTON 8S. ELGARTEN
JESSICA A. HALL
CROWELL & MORING LLP
1001 Pennsylvania Ave., NW
Washington, DC 20004-2595
(202) 624-2500
Counsel for Petitioners
. ‘ EEE
Or COUNSEL
JULIE ANNA POTTS WILLIAM R. MURRAY
AMERICAN FARM BUREAU AMERICAN FOREST & PAPER
FEDERATION ASSOCIATION
600 Maryland Ave., SW 1111 - 19th Street, NW
Suite 1000W Suite 800
Washington, DC 20024 Washington, DC 20036
WILLIAM A. GILLON
GILLON & ASSOCIATES, PLLC
1163 Halle Park Circle
Colherville, TN 38017
QUESTIONS PRESENTED
1. Did the Sixth Circuit err in holding that the
“plain language” of the Clean Water Act precludes
an EPA rule, consistent with 35 years of agency
practice, that the application of a useful pesticide for
its intended purpose and in accordance with relevant
requirements of EPA’s pesticide regulatory program
is not a “discharge of a pollutant”?
2. In reviewing an agency regulation under
Chevron, may a_ court reject the agency's
interpretation by declaring a “plain meaning” that
departs from the common understanding of the
controlling statutory provisions, without considering
statutory context, the simultaneous enactment of a
different statute more specifically addressing the
subject matter, or the agency’s contemporaneous
interpretation, all of which support the agency’s
interpretation?
(Q)
PARTIES TO THE PROCEEDING
Respondents are:
Environmental petitioners before the Sixth
Circuit: Baykeeper; Californians for Alternatives to
Toxics; Calfornia Sportfishing Protection Alliance;
Environment Maine; National Center for
Conservation Science and Policy; Oregon Wild;
Peconic Baykeeper, Inc.; Saint John’s Organic Farm;
Soundkeeper, Inc.; Toxics Action Center; and
Waterkeeper Alliance, Inc.;
Environmental Protection Agency, respondent
before the Sixth Circuit; and
Industry petitioners before the Sixth Circuit:
Agribusiness Association of lowa; Bayer
CropScience, LP; BASF Corporation; CropLife
America; Delta Council; Eldon C. Stutsman, Inc.;
FMC Corporation; Illinois Fertilizer & Chemical
Association; and Responsible Industry for a Sound
Environment; Southern Crop Production
Association; and Syngenta Crop Protection, Inc.
RULE 29.6 STATEMENT
American Farm Bureau has_ no _ parent
corporation and no publicly held corporation owns
10% or more of its stock.
American Forest & Paper Association has no
parent corporation and no publicly held corporation
owns 10% or more of its stock.
National Cotton Council of America has no
parent corporation and no publicly held corporation
owns 10% or more of its stock.
(11)
TABLE OF CONTENTS
Page
ee Re 8 oS yy”)
PARTIES TO THE PROCEEDING......... RR eT il
RULE 29.6 STATEMENT.................00.... Saad veieteneen ll
PRs RE GIG 0G EG vn vised so pcrevedcannsercessiyanencensesss lil
PRE has COE BUF E WPAN LEED wines esccesvssssssanvecnsonavecesies Vv
RF Ie MNO os cin cecnrcivcecornevesscsuece sessuscyrsveersssons 1
PE iis circches (odeisaks cies bucwsaanaaiinousireveatonedonns 1
STATUTORY PROVISIONS INVOLVED................. l
STATEMENT OF THE CASE................. BR An Ber te ee l
Fi. RREUCOTY BCR OPO aoe. oesccccccccsesencaccccnsseee, 2
B. Litigation Leading To The Rule ................. 6
C. The Rule And Its Rationale ........................ 8
BP. FR RIO BR Ga iaicsnssnrdsacncicscthussacisencs 10
EK. Epa’s Response To The Decision .............. 12
REASONS FOR GRANTING THE WRIT............... 13
I. THE BROAD REACH AND
HARMFUL IMPACT OF THE
SIXTH CIRCUIT’S DECISION
MAKE THIS A CASE OF
EXCEPTIONAL IMPORTANCE..............14
A. The Decision Overturns Three
Decades of EPA Practice and
Will Dramatically Expand the
Scope of the NPDES Program...........15
(iu)
IT.
TABLE OF CONTENTS
Continued
B. The Decision Threatens
Essential! Activities That
Protect Our Nation’s Public
Health and Food Supply..............
THE DECISION BELOW
TRAMPLES SETTLED
PRINCIPLES OF JUDICIAL
REVIEW AND CONFLICTS WITH
DECISIONS OF THIS COURT
AND OTHER CIRCUITG....................
A. The Sixth Circuit’s Reading of
“Chemical Wastes” and “From
a Point Source” Overrides the
Common Meaning of Those
ry
ae lane ee
B. The Decision Contravenes This
Court’s Precedents by
Disregarding Statutory
Context and History That
Support the EPA Rule.................
C. The Sixth Circuit’s Reading of
“Biological Materials”
Disregards Statutory Context
and Conflicts With Decisions of
This Court and the Ninth
Fite LAE DIRE ERAN a ACA ope
(iv)
=a oo
Ee ae PETE, <0. c2 5s pte neha easdiondndeuualsnssaciserieiee
Page
ners 20
Bes 20
Sikes 25
TABLE OF CONTENTS
Continued
APPENDICES:
A.
C.
National Cotton Council of
America, et al. v. United States
Environmental Protection Agency,
Nos. 06-4630, 07-3182, 07-3185, 07-
3183, 07-3186, 07-8184, 07-3187
CORED Clie, PUTA. 7, DIED ccescccccerecsecvecsenvens
National Cotton Council of
America, et al. v. United States
Environmental Protection Agency,
Nos. 06-4630, 07-3182, 07-3185, 07-
3183, 07-3186, 07-8184, 07-3187
(6th Cir. Aug. 3, 2009)................ ae
Relevant Statutory and Regulatory
I soci elec i ule alates vacwade caveeucense’
Clean Water Act § 101(a)(1), (d);
3S U.5.C. $5 1Z61(a)(1), (G) «...c0cescrs00000
Clean Water Act § 104(1)(1), (2),
and (p); 33 U.S.C. § 1254(1)(1), (2),
ae el Pd oc nesuaneeisian
Clean Water Act § 208(b);
Be es BOUND visi casessssvscnvesnecscenvens
Clean Water Act § 301(a), (b), and
(e); 33 U.S.C. § 1311(a), (b), and (e).........
(v)
Page
rae ae la
eseeser “4 &
eet
a re
sounes tiene
TABLE OF CONTENTS
Continued
Page
Clean Water Act § 303(c), (d)
and (e); 33 U.S.C. § 1313(e), (d)
and (e)........ ate aera re ee ee aoe ona Se 45a
Clean Water Act § 306(a)(1) and (2);
33 U.S.C. & LSIGCANT) ON CZ) nn rcccrsecsesesccsssseoeet 24a
Clean Water Act § 309(b) and (d);
83 U.S.C. & LSITG) Wii (G).....cccescscccecsesceceses0. OO
Clean Water Act § 319(a)(1)(A),
(B), and (C); 33 U.S.C. § 13829(a)(1)(A),
an? STR el 8 a OP oe a ....p6Aa
Clean Water Act § 402(a) and (b);
33 U.S.C. § 1342(a) and (D).........ccsccceseees ee: 98a
Clean Water Act § 501(a);
ee PR ee OE RD cickcsisaisacanveskvasecsosesvisnsivncoces Ol
Clean Water Act § 502(6), (11),
(12), and (14); 33 U.S.C. § 13862(6),
Oe ye ee PE I ssa ec cachuah upivecaccaseuwecen 6la
Clean Water Act § 505(a), (f),
and (g); 33 U.S.C. § 1365(a), (H,
and (g) ........: reusuant atic cruaenieastaenes Poe 63a
Federal Insecticide, Fungicide, and
Rodenticide Act § 2(bb);
Fee NE coisa csinyesnves cds aeavenseess tevaineaen 65a
1)
TABLE OF CONTENTS
Continued
Kederal Insecticide, Fungicide, and
Rodenticide Act § 3(c)(5);
7 U.S.C. § 136a(c)(5) cccccesscseceseeseees aah
Federal Insecticide, Fungicide, and
Rodenticide Act § 12(a)(2)(G);
7 U.S.C. § 136j(a)(2)(G) ..cccccccscsseseeseeeeeees
Final Rule: Application of Pesticides
to Waters of the United States in
Complhiance With FIFRA.................... |
Respondent United States
Environmental Protection Agency’s
Motion For Stay Of Mandate
Respondent United States
Environmental Protection Agency’s
Reply Brief In Support Of Motion
(vil)
Page
sépuntie 66a
TABLE OF AUTHORITIES
Page
Cases
Altman v. Town of Amherst, N_Y.,
OT FOG, Pas Ge CEE CAT. ZOOD) .......cessccccescscveccees 8
Ass'n to Protect Hammersley, Eld, and Totten
Inlets v. Taylor Res., Inc.,
299 F.3d 1007 (9th Cir. 2002)......... | 36
Brown v. Gardner, 513 U.S. 115 (1994) ..................28
Burlington N. & Santa Fe Ry. Co. v. United
States,
nnn. ccaccncvevccevcsccsccscccscccceccs 25
Chevron v. Natural Res. Def. Ctr.,
ccc sc ccensssccnctscccscccscsccess passim
Coeur Alaska, Inc. v. Se. Alaska
Conservation Council,
ca scoscescecconscevecssoses: 3, 13
Ctr. for Native Ecosystems v. Cables,
609 F.3d 1310 (10th Cir. 2007)..............cccccscsesseveee 4
Dauts v. United States,
Nn ends scssesonsceccovccescseccccsces 34
Entergy Corp. v. Riverkeeper, Inc.,
TED oo. ssc scnssnscaccccccscvoncsccesecs 22, 26
Fairhurst v. Hagener,
422 F.3d 1146 (9th Cir. 2005).................. Oeeere Ae
Food & Drug Admin. v. Brown & Williamson
Tobacco Corp.,
529 U.S. 120 (2000)...... 27, 30, 32
(vill)
TABLE OF AUTHORITIES
Continued
Page
Guardians Ass'n v. Civil Serv. Comm'n of the
City of New York,
463 U.S. BSEZ (1 OBS) ....ccccocossccccccccsecceess caaaaaa pas eee 34
Headwaters, Inc. v. Talent Irrigation Dist.,
243 F.3d 526 (9th Cir. 2001) 7
League of Wilderness Defenders/ Blue
Mountain Biodiversity Project v. Forsgren,
309 F.3d 1181 (9th Cir. 2002)...............scc0e00. cnet
Miccosukee Tribe of Indians v. Fla. Water
Mgmt. Dist.,
280 F.3d 1364 (11th Cir. 2002),
pected, B41 U.S, OB CODED civccccsccccccsccccccevcccccccce: 23
Nat'l Ass'n of Home Builders v. Defenders of
Wildlife,
ES rks Te CED cnncccnacdcucneanncecauvssuessucceativdeuuaas 27
No Spray Coal., Inc. v. City of New York,
BE Fee ee Ce Garde BD cesccencsciccavecsiesaciaccrsavencs 8
Thomas v. Jackson,
581 F.3d 658 (8th Cir. 2009)................. aaensennae 4
Train v. Colo, Pub. Interest Research Group,
Ge Baa 0 UO ic kccukcsence dccuccevousdsscvavendedeciacscncuccenae
United States v. Am. Trucking Ass’n,
Ue cee CRM 1 EE cc cccacduacucuuseauecetscucdcesincessconsensi 36
Waterkeeper Alliance, Inc. v. Envtl. Prot.
Agency,
399 F.3d 486 (2d Cir. 2005) ......... cakensusenes eee
Whitman v. Am. Trucking Assn,
531 U.S. 457 (2001)
TABLE OF AUTHORITIES
Continued
ie’ 4
Zuni Pub. School Dist. No. 80 v. Dep't o/
Educ...
350 U.S. 81 (2007) 28
Statutes
28 U.S.C. § 1254(1)
CLEAN WATER ACT, 33 U.S.C. §§ 1257-1387 passin
CWA § 101(a)(1), 33 U.S.C. § 1251(a)(1) 5, 3]
CWA § 101(d). 33 U.S.C. § 1251(d)
CWA § 104(1)(1)-(2),
33 U.S.C. § 1254(1)(1)-(2) », 29
CWA § 104(p), 33 U.S.C. § 1254(p) Do, 29
CWA § 208(b), 33 U.S.C. § 1288(b).
CWA § 208(b)(F), 33 U.S.C. § 1288(b)(F) ....4, 5, 29
CWA § 301(a), 33 U.S.C. § 1311(a) 2
CWA § 301(b)(1)(C),
33 U.S.C. § 1311(b)(1)(C) {
CWA § 301(b)(2)(A),
33 U.S.C. § 1311(b)(2)(A) 3
CWA § 301(e), 33 U.S.C. § 1311(e) 3
CW.
(oW
§ 303, 33 U.S.C. § 1313
§ 303(c)-(e), 83 ULS.C. § 1313(c)-(e)
CWA § 309(b), 33 U.S.C. § 1319(b)
CWA § 309(d), 33 U.S.C. §& 1319(d)
CWA § 402(a)-(b). 33 U.S.C. § 1342(a)-(b)
\
A
\§
\
\
\
S Ol(a) 33 U SC ~ L461(a)
CW.
TABLE OF AUTHORITIES
Continued
Page
CWA § 502(6), 33 U.S.C § 1362(6)......... sossssesdn GU
CWA § 502(11), 33 U.S.C. § 1362(11)... Pe
CWA § 502(12), 33 U.S.C. § 1362(12).............. 2
CWA § 502(14), 33 U.S.C. § 1362(14).. beaena el
CWA § 508(a), 33 U.S.C. § 1368(a)...............ccccesee. 4
FEDERAL INSECTICIDE, FUNGICIDE AND
RODENTICIDE ACT,
Fas ke Be LE vena uci ondkicdoteasinsascacescness passim
FIFRA § 2(bb), 7 U.S.C. § 136(bb).......................38
FIFRA § 3(c)(5), 7 U.S.C. § 1386a(c)(5) ............. 6, 33
FIFRA § 12, 7 U.S.C. § 136(j) ..cccccccccccceeceeseeeseseees 32
FIFRA § 12(a)(2)(G),
FUG... © TSG IMG) ooccccccecccccessccccscccsscesseeccesooes 6
Regulations
BE Ce ele BF NG TOO ces eiesccscistccvencecoscsecs Seenwennaiaien 4,6
ED Gr cae ae CI acncacsdecccnctaceccsescesess voaadues 12
Other Authorities
Pub. L. 92-500, § 309(d), 68 Stat. 860 (1972)............ 4
Pub. L. No. 92-516, 86 Stat. 973 (1972) ...... ..5, 6, 32
S. Rep. No. 92-414, as reprinted in 1972
U.S.C.C.A.N 3668.... peaean 29, 30
S. Rep. No. 92-838 (1972), as reprinted in
1972 U.'S.C.C.A.N. 3993 - | 6, 32
68 Fed. Reg. 48,385 (Aug. 13, 2003)....... ae
70 Fed. Reg. 5,093 (Feb. 1, 2005)................... cece eee. 8
(x1)
TABLE OF AUTHORITIES
Continued
7h POG. ROG. GEASS COV. 27, ZOOS) ooviccesesvcscovesssccss ces 8
ia Fea. Reg. 33,697 Wune 13, 2008)....................5... 80
Backlog Reduction, NPDES Program Basics,
available at http://cfpub.epa.gov/
npdes/permitissuance/backlog.cfm.................0.66. 19
Mosquito-Borne Diseases, American
Mosquito Control Association, available at
http://www.mosquito.org/mosquito-
information/mosquito-borne.aspXx.........0.c..cceceeeees 17
(x11)
PETITION FOR A WRIT OF CERTIORARI
Petitioners respectfully submit this petition for
a writ of certiorari to review the judgment of the
United States Court of Appeals for the Sixth Circuit.
OPINION BELOW
The court of appeals’ opinion is reported at 553
F.3d 927. App., infra, 1a.
JURISDICTION
The court of appeals filed its opinion on January
7, 2009, and denied petitioners’ timely filed petition
for rehearing and rehearing en banc on August 3,
2009. This Court’s jurisdiction rests on 28 U.S.C.
§ 1254(1).
STATUTORY PROVISIONS INVOLVED
The pertinent provisions of the Clean Water
Act, 338 U.S.C. §§ 1257-1387, are set forth in the
Appendix, infra, at 3la-64a.
STATEMENT OF THE CASE
This petition arises from the Sixth Cuircuit’s
reversal of more than three decades of United States
Environmental Protection Agency (“EPA”) practice
and policy in administering the Clean Water Act
(““CWA” or “the Act”). Since Congress enacted the
CWA in 1972, EPA has never subjected the use of
pesticides in, over, or near waters to CWA National
Pollutant Discharge Elimination System (“NPDES”)
permitting. A series of citizen lawsuits beginning in
the late 1990s generated several Ninth Circuit
decisions that created confusion and concern among
pesticide users regarding the interpretation of the
CWA with regard to pesticide use. In response, EPA
issued guidance and _ ultimately undertook
(1)
y
os
rulemaking to clarify and formalize the agency’s
interpretation. The resulting regulation (the “Rule’”)
clearly defines specific circumstances in which the
use of pesticides in accordance with all relevant
requirements under the Federal Insecticide,
Fungicide and Rodenticide Act (“FIFRA”) is not a
CWA “discharge of a pollutant,” explaining in detail
the rationale for the agency’s interpretation.
Environmental groups, as well as farm and
pesticide industry groups, filed petitions for review
of the Rule in the First, Second, Third, Fourth, Fifth,
Sixth, Seventh, Eighth, Ninth, Tenth, and D.C.
Circuits. The petitions were consolidated in the
Sixth Circuit, which held that the CWA precludes
EPA's interpretation. The court reached this
conclusion based solely on the “plain meaning” of the
provisions at issue and the statute’s general policy
goals — which do not specifically address pesticides —
and without regard to statutory and historic context
that show Congress’s clearly expressed intent not to
regulate pesticide use under the CWA. The result,
absent review by this Court, will be the most
sweeping expansion in the history of this important
regulatory program.
A. Statutory Background
Section 301l(a) of the CWA prohibits the
“discharge of a pollutant” by any person except in
compliance with certain enumerated provisions. 33
U.S.C. §1811(a), App. 40a. The Act defines
“discharge of a pollutant” to mean the “addition of
any pollutant to navigable waters from any point
source.” Id. § 13862(12), App. 62a. It defines
“pollutant” to mean several specifically lsted
categories of materials, including “chemical wastes”
and “biological materials.” Jd. § 1362(6), App. 61la-
)
62a. EPA is charged with the _ general
administration of the Act and is authorized to
“prescribe such regulations as are necessary to carry
out [its] functions under [the Act].” Jd. §§ 1251(d),
1361(a), App. 31a, 61a.
A central goal of the CWA is the elimination of
all point source “discharges” of pollutants into
navigable waters. See id. §§ 1251(a)(1) (establishing
“the national goal that the discharge of pollutants
into the navigable waters be eliminated by 1985”),
App. 31a; 1311(a) (discharge prohibition), App. 40a;
1342 (establishing the National Pollutant Discharge
Elimination System), App. 58a-60a. Under the
NPDES program, however, EPA or an authorized
State agency may, after public notice and an
opportunity for public hearing, issue a permit for the
“discharge of a pollutant” if certain terms and
conditions are met.! Id. § 1342(a)-(b), App. 58a-60a.
NPDES permits must include “effluent
limitations” to restrict the “quantities, rates, and
concentrations” of constituents in the_ effluent
discharge.2 Id. §§ 1362(11), App. 62a; 1311(e), App.
! Discharges of “dredged or fill material” are addressed
under a separate program pursuant to CWA Section 404,
administered by the U.S. Army Corps of Engineers. See Coeur
Alaska, Inc. v. Se. Alaska Conservation Council, 129 S. Ct.
2458, 2463 (2009).
¢ The staadard that governs effluent limitations for most
pollutants 1s set forth at Section 301(b)(2)(A), which requires
“the best available technology economically achievable
...(which] shall require the elimination of discharges of all
pollutants if the [EPA] finds ... that such elimination is
economically achievable ....".) 33 U.S.C. § 1311(b)(2)(A), App.
41a-42a.
1
45a. In addition to technology-based limits, the
permit must impose any more stringent limits
“necessary to meet water quality standards.” dd.
§ 1311(b)(1)(C), App. 41a. The maximum civil
penalty for any unauthorized pollutant discharge or
violation of permit conditions is $387,500 per
violation, per day.* See id. § 13819(d), App. 55a; 40
C.F.R. § 19.4 (2009). Violations may be enforced by
EPA or any interested citizen. See id. §§ 1319(b),
1365(a), App. 55a, 63a.
Not all sources of water pollution are regulated
under the CWA. Sources not defined as a “discharge
of a pollutant” but that nevertheless affect water
quality are broadly categorized as “nonpoint
sources.”' Nonpoint sources are addressed through a
variety of non-regulatory, mostly State-controlled
programs. The CWA water quality standards
program, for example, broadly applics to all sources
of water pollution, whether or not they are subject to
NPDES permits. See id. §1313. Under that
program, States establish water quality goals,
identify waters where those goals are not being
attained, and establish a “continuing planning
% The original maximum civil penalty was $10,000. See
Pub. L. 92-500, § 309(d), 68 Stat. 860 (1972).
4 The term “nonpoint source” is not defined in the CWA,
but generally encompasses every source of water pollution that
is not a regulated point source discharge. See Ctr. for Native
Ecosystems v. Cables, 509 F.3d 1310, 1331 (Oth Cir. 2007);
Thomas v. Jackson, 581 F.3d 658, 661 n.4 (8th Cir. 2009).
Agricultural activities in particular have traditionally been
viewed as nonpoint sources and have been targeted’ by
Congress for specific exclusions from “point source” regulation.
See 33 U.S.C. §§ 1288(b)(F), 1362(14), App. 62a.
oO
process,” subject to EPA approval, applicable to all
navigable waters. Jd. § 1313(c), (d), (e), App. 45a-
o4a.
The Section 208 program also addresses
nonpoint sources, calling for area-wide waste
treatment management plans developed by state or
local entities. Jd. § 1288(b), App. 33a-40a. Such
plans must be applicable to “all wastes generated
within the area involved,” including control of
“agriculturally and silviculturally related nonpoint
sources” Id. § 1288(b)(F), App. 36a. In addition,
CWA Section 104(p) requires “a comprehensive
study and research program to determine new and
improved methods ... of preventing, reducing, and
eliminating pollution from agriculture.” Id.
§ 1254(p), App. 33a.
Section 104(l) is (and was in 1972) the only
CWA provision that refers to the water quality
impact of pesticides. That provision required:
(1) that EPA develop and issue by 1973 information
on the effects of pesticides in water, and (2) that the
President investigate the “methods to control the
release of pesticides into the environment [including]
examination of the persistency of pesticides in the
water environment and alternatives thereto.” Id.
§ 1254(1)(1)-(2), App. 32a-338a. The Act directed the
President to report to Congress on his investigations
“together with his recommendations for any
necessary legislation.” /d. § 1254(1)(2), App. 32a-33a.
Three days after Congress enacted the CWA, it
passed comprehensive amendments to FIFRA, the
statute that regulates the sale, distribution, and use
of pesticides. See 7 U.S.C. §§ 136-136y; Pub. L. No.
92-516, 86 Stat. 973 (1972). Recognizing that
pesticides “have important environmental effects,
6
both beneficial and deleterious,” Congress found that
“wise control based on a careful balancing of benefit
versus risk to determine what is best for man is
essential.” S. Rep. No. 92-838, at 4 (1972), as
reprinted tin 1972 U.S.C.C.A.N. 3993, 3996
(emphasis added). Accordingly, in the 1972 FIFRA
amendments, Congress created a scheme in which
EPA would assess the adverse environmental effects
of registered pesticides and approve label
restrictions to ensure that pesticide use would not
cause “unreasonable adverse effects on _ the
environment.” See 7 U.S.C. § 136)(a)(2)(G).
136a(c)(5), App. 67a, 66a.
To regulate pesticide application by end users
such as farmers or commercial applicators, the
FIFRA amendments prohibited the use of a
registered pesticide “in a manner inconsistent with
its labeling.” See id. § 136)(a)(2)(G), App. 67a. Any
such use was made subject to maximum civil
penalties of $5,000 (now $7,500) for commercial
applicators, or $1,000 (now $1,100) for private
applicators. Pub. L. No. 92-516, § 14(a)(1)-(2), 86
Stat. 992-93 (1972); 40 C.F.R. § 19.4 (2009).
B. Litigation Leading to the Rule
Allegations that pesticide use should be
regulated as a CWA “pollutant” discharge weexe first
asserted in a series of citizen enforcement suits in
the Ninth and Second Circuits in the late 1990s. See
® Congress also broadened FIFRA’s previous registration
requirement, so that all pesticides sold or distributed in any
State, with certain narrow exclusions, must be registered. See
S. Rep. No. 92-838, at 1 (1972), as reprinted in 1972
U.S.C.C.A.N. 3993, 3994.
7
App. 75a-77a. These lawsuits generated several
appellate decisions before EPA initiated the
rulemaking at issue here.
In Headwaters, Inc. v. Talent Irrigation District,
243 F.3d 526, 532-33 (9th Cir. 2001), the Ninth
Circuit held that an unlawful discharge occurred
where the defendant had applied a pesticide to an
irrigation canal, and treated water leaked through a
“waste gate” into a natural, fish-bearing stream
(contrary to pesticide label instructions), reasoning
that residual pesticide remaining after application is
a “chemical waste” and therefore a “pollutant.” Jd.
at 528, 530, 532-33. In League of Wilderness
Defenders/Blue Mountain Biodiversity Project. v.
Forsgren, 309 F.3d 1181, 1183-85 (9th Cir. 2002), the
Ninth Circuit held that aerial spraying of pesticide
to a forest canopy directly over streams was a
“discharge of a pollutant” requiring an NPDES
permit.® By contrast, in Fairhurst v. Hagener, 422
F.3d 1146 (9th Cir. 2005), the Ninth Circuit found no
CWA pollutant discharge and no NPDES permit
requirement where aquatic pesticides were applied
in comphance with FIFRA requirements, left no
residue, and had no “unintended effects.” Jd. at
1151.
The litigation also generated two Second Circuit
decisions that did not reach the merits of the
question addressed in the Rule, but that suggested a
6 The Ninth Circuit mistakenly assumed that the
defendant U.S. Forest Service did not dispute that the pesticide
was a CWA “pollutant.” See 309 F.3d at 1184 n.2; App. 75a.
Thus, the court’s analysis focused entirely on whether aerial
spray equipment used in forest pest control is a “point source.”
Id. at 1185
~
need for EPA’s interpretive guidance. In Aliman uv.
Town of Amherst, N.Y., 47 Fed. Appx. 62, 66 (2d Cir.
2002), the Second Circuit vacated the dismissal of a
suit challenging mosquito-control spraying in a
wetland area, finding that the lower court should
have allowed further discovery on the circumstances
of the application.? And in No Spray Coalition, Inc.
v. City of New York, 351 F.3d 602, 605-06 (2d Cir.
2003), the court vacated a district court ruling that
the CWA citizen suit provision is inapplicable to
claims involving pesticide use in_ substantial
compliance with FIFRA, but did not address the
“complex question” of whether such pesticide use is a
CWA discharge of a pollutant. /d. at 606.
C. The Rule and Its Rationale
As the litigation continued, concern = and
confusion grew among farmers, forest landowners,
and public health officials, prompting EPA to issue
guidance and ultimately undertake rulemaking to
clarify its interpretation of the CWA as applied to
pesticide use. The final Rule, 71 Fed. Reg. 68,483-
68,492 (Nov. 27, 2006), is the culmination of a three-
year participatory rulemaking process that began
with an interim interpretive statement in 2003 and
involved two rounds of public comment. See id.,
App. 68a-111a; 68 Fed. Reg. 48,385-48,388 (Aug. 13,
2003); 70 Fed. Reg. 5,093-5,100 (Feb. 1, 2005) (final
interpretive statement and notice of proposed
rulemaking).
’ The court noted that, “[uJntul the EPA articulates a
clear interpretation of current law ... the question of whether
properly used pesticides can become pollutants that violate the
CWA will remain open.” /d. at 67
9g
The Rule broadened the reach of the CWA
relative to EPA’s historic practice of never subjecting
pesticide use to CWA regulation. Under EPA’s
formal interpretation, the application of pesticides
may be deemed a CWA pollutant discharge if the
application is not in accordance with all relevant
FIFRA requirements. However, the Rule provides
that pesticide use in compliance with FIFRA
requirements is not a “discharge of a pollutant” in
two circumstances: (1) application directly to waters,
and (2) application to control pests that may be
present over waters, including near such waters,
where a portion of the pesticides will unavoidably be
deposited to waters in order to target the pests
effectively. App. 110a-111la.
EPA reasoned that the use of chemical
pesticides under the circumstances set forth in the
Rule is not the discharge of a “pollutant.” Jd. 82a.
Such pesticides are not “chemical wastes,” but
products being used for their intended purpose. Jd.
EPA further found it unlikely that Congress
intended to categorize biological pesticides
differently than chemical pesticides, particularly
given that biological pesticides were uncommon
when the CWA definition was enacted and that
modern biological pesticides are typically “reduced-
risk products.” Jd. 83a. For this reason, EPA
concluded that interpreting “biological materials” to
include biological pesticide applications would be
inconsistent with the purposes of the statute. /d.
EPA concluded that excess or residual pesticides
remaining after pesticide use are “pollutants,” but
that the application itself is not a “discharge of a
pollutant” because there is no “pollutant” at the time
of the application. Jd. 86a (application in such
LO
circumstances would “not meet both = statutory
prerequisites (pollutant and point source) at the time
of its discharge into the water’). Thus, EPA
concluded that excess or residual pesticide present in
waters as a result of pesticide use in accordance with
the Rule is nonpoint source pollution to be addressed
through CWA and State programs other than the
NPDES permitting program.® /d. 87a.
D. The Decision Below
The Rule was challenged in eleven courts of
appeals and consolidated in the Sixth Circuit, which
vacated the Rule as contrary to the plain language of
the CWA.9 App. 2a. The court agreed with EPA that
the common meaning of “chemical waste’ is
“discarded,” “superfluous,” or “excess” chemical, but
ruled that any useful chemical containing portions
that will become waste must itself be regulated
under the CWA as a “chemical waste.” Jd. 18a-19a.
Pointing to the Ninth Circuit’s decision in Fairhurst,
the court concluded that all chemical pesticides must
be regulated as “chemical wastes” unless they are
intentionally applied to waters and will leave no
8 EPA explained that where pesticide residues are
discharged “from a point source” such as in industrial
wastewater discharges or regulated stormwater discharges
from municipal or industrial sources such point source
discharges are subject to NPDES permit requirements. App.
85a.
9 Industry and farm petitioners challenged EPA's
interpretation that noncompliance with relevant FIFRA
requirements may cause pesticide use to be deemed a CWA
pollutant discharge, Petitioners are not seeking review of the
denial of those claims.
L]
excess or residual after performing their intended
purpose. Id. 18a.
With regard to biological pesticides, the Sixth
Circuit found that the plain language of the CWA
requires that “matter of a biological nature, such as
biological pesticides” be deemed a pollutant. /d. 21a.
Thus, any biological pesticide, regardless of whether
it will leave any excess or residual after performing
its function, must be deemed a CWA “pollutant.”
The court rejected EPA’s conclusion that Congress
should not be presumed to have intended different
treatment for chemical and biological pesticides. Id.
22a. Instead, the Sixth Circuit concluded that “if we
are to give meaning to the word ‘waste’ in ‘chemical
waste,’ we must recognize Congress's intent to treat
biological and chemical pesticides differently.” Id.
The Sixth Circuit also concluded that “pesticide
residue or excess pesticide — even if treated as
distinct from pesticide — is discharged from a point
source.” Jd. 26a. The court ruled that the CWA
phrase “from a point source” can only mean “by a
point source.” Jd. 26a-27a. Further, pollutants are
discharged “by” a point source whenever the point
source is a “but for” cause of the addition of
pollutants to navigable waters; the substance need
not be a “pollutant” at the time it comes “from” the
point source. Id.
Accordingly, the court vacated the Rule,
concluding that “dischargers of pesticide pollutants
are subject to the NPDES permitting program.” /d.
27a-28a.
12
Kk. EPA’s Response to the Decision
Although EPA vigorously defended the Rule
before the Sixth Circuit, it has acquiesced to the
court’s decision under a new Administration. The
United States did not seek rehearing and, instead
took the position that further review was not
warranted because EPA and the NPDES-authorized
state agencies can manage permitting for pesticide
use through the device of “general permits”
authorized under EPA rules. See App. 116a-117a; 40
C.F.R. § 122.28 (2009).
EPA has not, however, disavowed the policy and
legal determinations made in the Rule. Moreover,
the agency has acknowledged the dramatic change
and threat of substantial harm that the Sixth
Circuit’s ruling will produce. Indeed, EPA has
argued that the unavailability of permits would
cause “serious disruption of public health initiatives,
agriculture and other activities.” App. 128a. EPA
also described the substantial administrative
burdens and resource demands associated with
general permit issuance, while also highlighting the
severe ($700,000,000 to $1 billion) budget shortfall
already faced by State NPDES permitting agencies.
Id. 142a, 147a-161a. EPA successfully urged the
Sixth Circuit to stay its mandate to allow two years
for EPA and the 46 authorized State agencies to
attempt to develop “general permits” to authorize at
least some of the estimated 5.6 million pesticide
applications annually that will now need permit
coverage. See App. 124a, 1l3la.
13
REASONS FOR GRANTING THE WRIT
Left undisturbed, the decision of the Sixth
Circuit will overturn more than three decades of
EPA practice and bring about the greatest expansion
of the NPDES program since the CWA was enacted
in 1972. It will sweep into that program an
estimated 5.6 million’ pesticide applications
annually. The affected pesticide users include local
governments that apply pesticides to control
mosquitoes to protect public health, farmers who use
pesticides to save crops, foresters who use pesticides
to protect timber, and even federal entities like the
U.S. Coast Guard and U.S. Department of
Agriculture (“USDA”). App. 1l5a, 129a. Few
decisions in the history of the CWA have had such a
far-reaching and disruptive impact. The decision
thus has dramatic implications for the
administration of an important federal regulatory
program and for our nation’s health and welfare.
The Sixth Circuit found that the CWA
unambiguously requires the regulation of pesticide
use as a “pollutant” discharge. To reach this result,
the court flouted the teachings of this Court in
Chevron v. Natural Resources Defense Center, 467
U.S. 837 (1984), and dozens of subsequent decisions
up through Coeur Alaska, 129 S. Ct. at 2463, this
past Term. The court preemptively substituted its
own “plain” reading of the governing statutory
provisions in place of EPA’s patently reasonable
interpretation. Then, having declared the text of the
governing provisions “plain,” the court looked no
further, ignoring statutory and historic context that
make quite clear Congress’s decision not to require
CWA permitting for pesticide use.
14
The Court should grant the petition to restore
EPA’s reasonable interpretation of this complex
statutory scheme and maintain the proper scope of
this important federal regulatory program. Absent
review in this case, there will be no further
opportunity for review before CWA liability and
permitting requirements are imposed on virtually all
pesticide use in, over, or near waters. Review should
also be granted to reinforce this Court’s requirement
of a meaningful inquiry into Congress’s expressed
intent as a prerequisite to invalidating an agency
rule. There is room enough for error when courts
employ the “traditional tools” of statutory
construction to discern the meaning of Congress’s
words. When courts ignore those tools, the process
of judicial review loses integrity and both agencies
and the regulated public are left at the whim of
judicial policy-making.
I THE BROAD REACH AND HARMFUL
IMPACT OF THE SIXTH CIRCUIT'S
DECISION MAKE THIS A CASE OF
EXCEPTIONAL IMPORTANCE.
Under the Sixth Circuit’s decision, hundreds of
thousands of individuals, businesses, and
government entities will, for the first time, be
prohibited from using pesticides in, over, or near
waters unless they obtain authorization to do so
under an NPDES permit. The newly regulated
entities will perhaps double, perhaps far more than
double, the size of the NPDES permitting program.
The affected pest control activities — now to be
deemed unlawful absent an NPDES permit — protect
our public health, our homes and communities, and
the croplands and forestlands vital to our nation’s
food supply, security, and economy. They control
15
“mosquitoes, which transmit infectious diseases such
as encephalitis and West Nile Virus; gypsy moths,
which defoliate forests causing growth loss or the
death of trees; algae and weeds, which can clog
irrigation canals reducing the amount of water
available to irrigate crops; and invasive species such
as zebra mussels, which attach to and block water
intakes for municipal water supplies § and
hydroclectric plants.” App. 145a. The Sixth
Circuit’s decision sweeping these vital pest control
activities into the onerous liability and permitting
regime of the NPDES program threaten dire
consequences, particularly in the areas of mosquito
control and crop protection.
A. The Decision Overturns Three Decades
of EPA Practice and Will Dramatically
Expand the Scope of the NPDES
Program.
In more than 35 years of administering the
CWA, EPA has never issued an NPDES permit for
the application of a pesticide or issued any policy
interpretation or guidance indicating that such
permits were required. See App. 73a. By sweeping
pesticide use into the CWA ban on “pollutant”
discharges, the Sixth Circuit’s decision will single-
handedly expand the universe of NPDES permittees
by nearly double — perhaps by many times more. See
id. 141a-142a.
In general, EPA estimates tnat the number of
non-stormwater discharges regulated under NPDES
permits has been relatively stable at around 100,000
facilities since the 1970s, until a recent Ninth
Circuit decision required the addition of roughly
70,000 vessel (shipping) discharges. Jd. 14la. Since
the 1990s, the program has also included certain
16
regulated stormwater discharges, which _ today
account for roughly 353,500 permitted facilities each
year. Id. 141a-142a. Thus, the combined number of
facilities permitted within the current program is
roughly 520,000. EPA calculates that under a
narrow reading of the Sixth Circuit's decision, and
estimating pesticide applications from only eight
categories of pesticide use patterns (e.g., “insecticides
used in wide-area insect suppression programs’), the
decision will require NPDES permits for roughly 5.6
million pesticide applications per year, by
roughly 365,000 “applicators.”!° Jd. 145a.
The impact on the scope of the permitting
program could be far greater than even these figures
suggest. EPA’s current figures do not include, for
example, pesticide application to water-dependent
crops, such as rice, or to terrestrial cropland where
drainage ditches or “wetland” areas are within or
adjacent to cropped areas. The 5.6 million
applications per year included in EPA’s current
projections, therefore, are likely the tip of the iceberg
— even under a narrow reading of the court’s ruling.
Of course, many advocates will urge a far
broader reading of the Sixth Circuit’s decision that,
if adopted, would again multiply the number of
pesticide uses covered. While EPA’s current plans
are limited to pesticide application in, over, and
10 EPA's estimate of the number of affected “applicators”
presumably refers to commercial applicators. Yet the entity
responsible for securing permit coverage will more likely be the
farmer, forest landowner, county, etc. who makes the decision
to use pesticide. Petitioners are aware of no estimate of the
total number of entities needing permit coverage under the
court's decision.
17
“near” waters, other uses often result in the “drift” of
miniscule amounts of pesticide into waters. Such
“drift” is arguably within the scope of the Sixth
Circuit’s flawed reasoning and will certainly be the
subject of the next wave of citizen lawsuits.
B. The Decision Threatens’ Essential
Activities That Protect Our Nation’s
Public Health and Food Supply.
1. Worldwide, “[m]Josquitoes cause more
human suffering than any other organism — over one
million people die from mosquito-borne diseases
every year.”!! In the United States, pesticides play a
critical role in controlling the mosquito population.
More than a thousand local government entities
apply pesticides to, over, or near waters to control
mosquito populations in the United States. See App.
145a. Simply put, anything that significantly
curtails the use of pesticides in, over, and near
waters threatens public health with outbreaks of
West Nile virus, encephalitis, Dengue fever, and
other mosquito-borne diseases. There is no vaccine
or cure for these diseases, which are controlled only
by controlling mosquito populations.
If the Sixth Circuit’s decision stands, CWA
hability and citizen suit enforcement will serve as a
serious impediment to pesticide applications to
control mosquito-borne diseases. As EPA has
explained, the potential unavailability of permits
when needed would “result in increased threats to
public health because most efforts to control
11
Mosquito-Borne Diseases, American Mosquito Control
Association, available a! http://www.mosquito.org/mosquito
information/mosquito-borne.aspx.
18
mosquitos [sic], which transmit several debilitating
diseases, will cease or risk CWA enforcement.” App.
189a. Even in the event that EPA and the 46
NPDES-authorized State permitting agencies
ultimately manage to issue “general permits” to
cover many pesticide application scenarios — and
then successfully defend those permits in litigation —
there is an irreconcilable tension between an NPDES
program focused narrowly on eliminating (or at least
minimizing) the “pollutant” discharge and the needs
of mosquito abatement programs focused on
eradicating (or at least minimizing) mosquituo-borne
disease. If pesticide application is curtailed, public
health officials will lose their best tool, mosquito
populations will multiply, and mosquito-borne
disease in the United States will spread.
2. The injection of NPDES permitting
requirements into the highly precise and science-
based process of modern crop protection also poses a
substantial threat to the nation’s supply of food and
fiber. See App. 194a. Farmers use pesticides to
protect food and non-food crops from infestation and
loss due to weeds, insect pests, and disease. Even
slight delays in application can result in less
effective crop protection, the spread of pests and
disease, and significant crop loss. Jd. As USDA
Secretary Thomas Vilsack explained in urging EPA
to pursue review of the Sixth Circuit decision, delays
due to NPDES permitting requirements “could
cripple American farmers’ emergency pest
management efforts and hamper their ability to
respond quickly to new infestations or threats of
19
infestations, thus increasing the risk of crop
losses.”!2 Id. 208a.
The risk of delay goes beyond farmers’
pocketbooks and threatens national security and
food supply. As EPA has explained, “federal
agencies, working with state partners and growers
must maintain the ability to respond immediately by
application of pesticides, including aerial application
if necessary, to deliberate or inadvertent
introductions of new pests or diseases which may
threaten the biosecurity of the United States. For
example, a sudden large-scale introduction of Foot
and Mouth disease, wheat rust or soybean red leaf
blotch could threaten the U.S. food supply.” App.
171a.
Effective crop protection also depends on
farmers’ ability to use carefully prescribed products
and combinations of products at appropriate rates
based on the particular crop, pest, and site-specific
conditions at issue. See id. 194a-196a. NPDES
permitting would add to this calculus a further layer
of restrictions aimed squarely at minimizing (indeed,
eliminating) the “pollutant” discharge, without
12 Fears of permitting delays are well founded based on
the history of NPDES permitting. See Backlog Reduction,
NPDES Program Basics, available at http://cfpub.epa.gov/
npdes/permitissuance/backlog.cfm. Moreover, the theoretical
possibility that EPA and 46 State permitting agencies may
issue general permits offers little reassurance that permit
coverage will be readily available. Environmental interest
groups claim that site-specific control measures and water-
quality impacts must be subject to agency review and public
participation. See, e.g., Waterkeeper Alliance, Inc. v. Enutl.
Prot. Agency, 399 F.3d 486, 503 (2d Cir. 2005).
20
regard for the essential function to be served by the
so-called “pollutant.” The result is that the rate and
manner of pesticide application that most effectively
controls crop infestation and disease likely will not
coincide with the rate and manner of application
prescribed under an NPDES permit.
ii. THE DECISION BELOW TRAMPLES
SETTLED PRINCIPLES OF JUDICIAL
REVIEW AND CONFLICTS WITH
DECISIONS OF THIS COURT AND OTHER
CIRCUITS.
The Rule reasonably establishes that the
intentional application of pesticides in accordance
with all relevant FIFRA requirements is not a
discharge of a “pollutant ... from a point source”
under the CWA — based largely on the CWA’s
definition of “pollutant” to include “chemical wastes,”
but not useful chemical products. The Sixth
Circuit’s decision runs roughshod over the statutory
scheme and EPA’s patently reasonable
interpretation to declare its “plain language” ruling.
The decision ignores settled rules of statutory
interpretation and cannot be reconciled with this
Court’s precedents.
A. The Sixth Circuit’s Reading of
“Chemical Wastes” and “From a Point
Source” Overrides’ the Common
Meaning of Those Terms.
1. The Sixth Circuit found that “chemical
waste” must be read to include chemical products in
use for their intended purpose if the use of the
product will result in waste. App. 19a-20a.
Essentially, the court held that “chemical waste”
unambiguously encompasses chemicals that will
21
become waste. Id. The court based this conclusion
on plain’ language, notwithstanding: (a) its
agreement with EPA that the common meaning of
“chemical waste” is “discarded,” “superfluous,” or
“excess” chemical, and (b)the Rule’s focus on
pesticides intentionally applied to, over, or near
water in order to perform their purpose (the control
of pests located in, over, or near water). Jd. 18a,
110a-llla. The court apparently viewed chemical
products in use for their intended purpose as
indistinct from the chemical wastes that may remain
after their use.!5 The court concluded that any
chemical containing portions that will become waste
must itself be regulated as a “chemical waste.” See
id. 20a (“If, on the other hand, a chemical pesticide is
known to have lasting effects beyond the pesticide’s
intended object, then its use must be regulated
under the Clean Water Act.”)
The court’s interpretation of “chemical wastes”
stretches logic and English usage past the breaking
point. No common understanding of the term
“chemical wastes” would encompass all chemicals
containing portions that will become waste. Yet the
Sixth Circuit reached its interpretation on the basis
of those words alone — citing nothing in the CWA or
its history to suggest that Congress intended such a
result. Jd. 19a-20a. Even if the words “chemical
wastes” could plausibly be construed to include
13° See id. 20a (when pesticides are intentionally applied
to control pests in water, “both non-waste aqueous pesticide
and pesticide residual are applied to the water at the same
moment”); id. 26a (“pesticide residue or excess pesticide — even
if treated as distinct from pesticide — is a pollutant discharged
from a point source”) (emphasis added).
22
products that have immediate value but that will
become waste, those words can also reasonably be
construed to exclude chemicals being used for their
intended purpose. EPA’s reasonable interpretation
therefore must be upheld under this Court's
precedents. See Entergy Corp. v. Riverkeeper, Inc.,
129 S. Ct. 1498, 1506 (2009) (rule upheld where
statute does not “unambiguously preclude” EPA’s
interpretation).
2. The Sixth Circuit’s interpretation of the
CWA _ phrase “from a_ point source” is also
fundamentally flawed. App. 23a-27a. As interpreted
by EPA in the Rule, “pollutant ... from a_ point
source” means that the substance at issue is a
“pollutant” when it comes “from” the point source
conveyance. App. 86a. This follows the common
understanding of “from.” One cannot spray ice
“from” a hose, even though water sprayed from a
hose may later become ice. Nor can one squeeze
butter “from” a cow. Likewise, pesticide waste is not
discharged “from” application equipment during
pesticide use, even if some portion of the pesticide
may subsequently miss its target or leave residue in
the environment. At the very least, this reading is
permissible and must therefore be upheld.!4
14 The Sixth Circuit observed that EPA “offer[ed] no
direct support for its assertion that a pesticide must be ‘excess’
or ‘residue’ at the time of discharge if it 1s to be considered as
discharged from a ‘point source.” App. 24a (emphasis in
original). Yet the only “support” needed by the agency is the
statute itself, which plainly allows (if not dictates) EPA's
interpretation. As explained in Entergy, 129 S.Ct. at 1507, the
mere fact that a statute does not explicitly require a particular
construction does not mean that such an interpretation is
(continued...)
The Sixth Circuit, however, held that EPA’s
construction was categorically foreclosed by CWA.
According to the court, the CWA phrase “from a
point source” can only mean “by a point source.”
App. 26a-27a. Thus, in the court’s view, pesticide
waste is discharged “from” a point source if it is
added to waters “by” a point source. Jd. The court
then reasoned that pollutants are added “by” a point
source whenever the point source is a “but for” cause
of the addition of pollutants to navigable waters. 7d.
The Sixth Circuit arrived at its unlikely
interpretation with absolutely no discussion of the
common understanding of the word “from” or of the
plausibility of EPA’s construction. App. 24a-27a.
Instead, the court relied on a separate EPA
rulemaking and an Eleventh Circuit decision
concerning a completely unrelated issue. Jd. 25a-
27a. Both of these authorities addressed whether
the transfer of polluted waters from one waterbody
into another is an “addition of any pollutant to
navigable waters from any point source.” See 73
Fed. Reg. 33,697, 33,701 (June 13, 2008); Miccosukee
Tribe of Indians v. Fla. Water Mgmt. Dist., 280 F.3d
1364, 1368 (11th Cir. 2002), vacated, 541 U.S. 95
(2004). Neither authority remotely bears on whether
pollutants are discharged “from” a point source when
the substance is not yet a “pollutant” at the time of
(continued)
precluded. The Sixth Circuit lost sight of this distinction when
if found EPA may not interpret the CWA to require all
elements of a “discharge of a pollutant” to be present at the
same time unless the statute spells that out. The practical
result of the court's approach is that ambiguity weighs against
the agency, not in its favor as Chevron dictates.
24
the purported discharge. These extraneous
materials shed no light on Congress's’ intent
regarding NPDES permitting for pesticide use and
have no place in a “plain language” decision vacating
the Rule.
3. Aside from its dubious “plain language”
assertion, the Sixth Circuit identified only two
sources of support for its interpretation in all of the
CWA and its legislative history: the general
statutory purpose to protect water quality, and
legislative history purportedly reflecting a desire to
control pollutants “at the source whenever possible.”
App. 25a. Such general policies — which do not
address the precise question at issue — cannot
foreclose a _ reasonable reading of ambiguous
statutory terms. In fact, this was exactly the error
that this Court reversed in Chevron, rejecting an
appellate court's attempt to invoke the general
“purpose of the (Clean Air Act} permit program ... to
improve air quality” to invalidate an agency
interpretation. See 467 U.S. at 841-42. This Court
found that such general purposes were not probative
of the “actual intent of Congress” on the precise
question at issue. Jd. at 861-62. So too here. The
Sixth Circuit’s recasting of the “from a point source”
limit cannot be_ reconciled with this Court’s
admonition that judges interpret the words of
statutes, not rewrite them to better serve the court's
notion of the statutory purpose.
The Sixth Circuit’s overbroad construction of
such common terms as “waste” and “from” suggests
that when a statute has a general beneficial purpose,
the plain meaning of its terms is whatever meaning
achieves the broadest possible’ reading. But
beneficial purposes do not dictate that common
25
words be given their broadest possible reach;
common language admits of reasonable limits in
accordance with ordinary usage and common sense.
See Burlington Northern & Santa Fe Railway Co. v.
United States, 129 S. Ct. 1870, 1879 (2009)(statutory
terms may not be read to extend liability beyond the
“ordinary meaning” — not the broadest possible
meaning — of those terms). Notwithstanding the
broad goals of the CWA, “chemical waste,” in
common parlance, means chemicals that are waste
not chemicals that will become waste. “Pollutants ...
from a point source,” in common parlance, means
pollutants coming out of a point source — not
pollutants caused by a point source. The words and
their natural reading are fairly simple. The Sixth
Circuits pursuit of statutory goals took them too far.
B. The Decision Contravenes This Court’s
Precedents by Disregarding Statutory
Context and History That Support the
EPA Rule.
The Sixth Circuit's decision omits = any
meaningful inquiry into congressional intent with
regard to permitting requirements for pesticide use.
By prematurely declaring the _ statute’s. plain
meaning at the outset, based on the court’s intuition
about what was intended and without consideration
of the statute’s context, the decision pretermits an
essential part of judicial review and departs from the
settled teachings of this Court. Chevron and many
other cases of this Court demonstrate that
premature declarations of plain meaning are not
appropriate if they serve to cut off real inquiry and
insight into whether Congress actually addressed
the issue in question.
26
1. The Sixth Circuit purported to reject the
Rule based on what has become known as Chevron
“Step One,” determining whether Congress has
“directly spoken to the precise question at issue.” Cf
Chevron, 467 U.S. at 842 (“First, always, is the
question whether Congress has directly spoken to
the precise question at issue.’). Yet the court
declared the statutory language clear based on an
incomplete analysis, with no consideration § of
contextual evidence of Congress's intent on the
question of permit requirements for pesticide use. In
this respect, the Sixth Circuit’s pre-emptive “Step
One” analysis based on plain language fails to
meaningfully address whether Congress _ has
“directly spoken to the precise question at issue.” In
so doing, the court’s approach also eliminates
entirely any inquiry into whether the agency’s
interpretation of the statute is consistent with the
congressional commands and therefore “permissible”
under Chevron Step Two.'® By simply declaring the
provisions at issue to be plain — when those
provisions surely were susceptible, at a minimum, to
two different interpretations — the Sixth Circuit cut
19 Because the Sixth Circuit purported to stop at
Chevron “Step One,” it entirely omitted any “Step Two” inquiry
into whether EPA's interpretation is permissible. Chevron, 467
U.S. at 843 (“if the statute is silent or ambiguous with respect
to the specific issue, the question for the court is whether the
agency's answer is based on a permissible construction of the
statute’) Of course, the court could have skipped the
“supposedly prior inquiry” of Chevron “Step One” by proceeding
directly to “Step Two.” Entergy, 129 S.Ct. at 1505, n.4
(explaining, “if Congress has directly spoken to an issue then
any agency interpretation contradicting what Congress has
said would be unreasonable”). What the court may not do,
however, is fail to meaningfully address either inquiry
27
off the analysis at the threshold, without ever
examining the statute as a whole and in context,
either as part of Chevron Step One or Chevron Step
Two.
By declaring statutory language to be plain
when, at best, it can be viewed as such only by
ignoring all statutory and historic evidence to the
contrary, the Sixth Cuircuit’s approach renders
agency interpretive rules vulnerable to the
subjective interpretations and policy making of
judges. That is not what Chevron seeks to
accomplish.
Chevron’s two-step process was intended to
structure the inquiry into Congress’s intent, not
truncate that inquiry. As Chevron and many other
decisions of this Court make plain, in determining
whether a phrase is ambiguous, the court must look
not only at the particular provision at issue, but
must employ all the traditional tools of statutory
construction. Chevron, 467 U.S. at 843, n.9 (“If a
court, employing traditional tools of statutory
construction, ascertains that Congress had an
intention on the precise question at issue, that
intention is the law and must be given effect.”); Nat’
Ass’n of Home Builders v. Defenders of Wildlife, 551
U.S. 644, 666 (2007) (“[t]he meaning — or ambiguity
— of certain words or phrases may only become
evident when placed in _ context.... It is a
fundamental canon of statutory construction that
the words of a statute must be read in their context
and with a view to their place in the overall
statutory scheme.”) (citing ood & Drug Admin. uv.
Brown & Williamson Tobacco Corp., 529 U.S. 120,
132-33 (2000)) (internal quotation marks omitted);
Zuni Pub. School Dist. No. 80 v. Dep't of Educ., 550
28
U.S. 81, 98 (2007) (“statutory ‘[a]mbiguity is a
creature not [just] of definitional possibilities but
[also] of statutory context.”) (quoting Brown ov.
Gardner, 513 U.S. 115, 118 (1994)).
Had the Sixth Circuit examined the statutory
provisions in context, it would have found
considerable evidence that Congress did consider the
subject of pesticide use in connection with the CWA
and chose not to subject pesticide use to NPDES
permitting. As discussed below, that evidence is
found in the CWA’s specific references to pesticide
use and other agricultural activities in other sections
of the statute. It is also found in the context
provided by the radically different FIFRA scheme
enacted by the same Congress specifically to address
the environmental effects of pesticide use. And
finally, it is found in the contemporaneous
interpretation of EPA, shortly after enactment of
both statutes, at a time when EPA officials had a
strong basis for understanding congressional intent
concerning pesticides use.
2. Within the CWA, Congress specifically
sought to avoid a collision between beneficial
pesticide use and water quality protection by
keeping agricultural activities, including pesticide
use, outside the CWA’s regulatory’ programs.
Congress explicitly considered the water quality
effects of agricultural pesticide use and purposefully
established non-regulatory mechanisms to develop
the information and tools necessary to reduce those
impacts without impairing the use of pesticides for
the production of abundant food and fiber. See supra
page 5.
The Act required EPA to research “new and
improved methods and the better application of
29
existing methods of preventing, reducing, and
eliminating pollution from agriculture, including the
legal, economic, and other implications of the use of
such methods”). 33 U.S.C. §1254(p), App. 33a.
CWA Section 208 required the establishment of
“areawide waste treatment management plans,” to
be developed by state or local organizations, which
must identify “agriculturaily and _ silviculturally
related nonpoint sources” and “procedures and
methods (including land use requirements) to control
to the extent feasible such sources.” Id. § 1288(b)(F),
App. 36a. These decidedly State-driven, cost-
sensitive programs belie any suggestion. that
Congress intended wide-spread NPDES permitting
requirements for agricultural pesticide use.
Section 104(1) specifically addresses the water
quality impact of pesticides, but does _ not
characterize them as “pollutants.” To the contrary,
it directs the President to investigate “methods to
control the release of pesticides into’ the
environment” and to report back to Congress on
those investigations “together with his
recommendations for any necessary legislation.” 33
U.S.C. §§ 1254(1)(1)-(2), App. 32a-33a. Such
tentative measures show Congress did not treat
pesticide use in, over, or near waters as a “discharge
of a pollutant” subject to the NPDES permitting
requirements.!® Indeed, despite Congress’s specific
16 Contemporaneous statements in the Congress also
reflect that understanding. For example, commenting on these
provisions, Senator Dole explained that they would “place
responsibility on the States for instituting and cxpanding the
contro! of water pollution related to agriculture.” S. Rep. No.
92-414, 90, as reprinted in 1972 US.CC.A.N 3668, 3759
(continued...)
30
focus on pesticides in Section 104(1), the term is
notably absent from the definition of “pollutant.”
“Pesticides” appears nowhere in the laundry list of
materials that are pollutants. See 33 U.S.C. 1362(6)
(pollutant means, inter alia, “solid waste, incinerator
residue, sewage, garbage, sewage sludge, munitions
chemical wastes, biological materials, ... and
industrial, municipal, and agricultural waste”).
Thus, nowhere in the text or legislative history
of the Act is there any hint that Congress viewed
pesticide use as a “discharge of a pollutant” subject
to NPDES permitting. Given the importance and
widespread use of pesticides for food and fiber
production and other beneficial purposes, it 1s
inconceivable that Congress would have required
NPDES permitting for pesticide use without some
discussion reflected in the legislative history. See
Brown & Williamson, 529 U.S. at 147 (“Given the
economic and political significance of the tobacco
industry at the time, it is extremely unlikely that
Congress could have intended to place tobacco within
the ambit of the [Food Drug and Cosmetic Act]
(continued)
(supplemental views) (emphasis added). He noted the nonpoint
source nature of most agricultural pollution sources - including
pesticide use. Jd. at 3760. And he further emphasized that
“[plesticides provide substantial benefits to mankind by
protecting plants and animals from pest losses.” Jd. at 3760.
In light of these benefits, Senator Dole explained that “(t]he use
of pesticides and other agricultural chemicals will undoubtedly
retain a high level of importance in agriculture for the
foreseeable future. In the meantime efforts at both State and
Federal levels are paying off in securing the registration
[pursuant to FIFRA] and adherence to recommended usages.”
Id.
31
absent any discussion of the matter.”) As this Court
has observed, Congress “does not hide elephants in
mouseholes.” Whitman v. Am. Trucking Ass’n, 531
U.S. 457, 468 (2001).
Reading the “pollutant” definition and _ its
reference to “chemical wastes” in the context of other
CWA provisions thus makes plain that Congress
considered the water quality impact of pesticide use
and established non-regulatory mechanisms to
address those impacts. At the very least, this
history and context precludes the Sixth Circuit’s
conclusion that Congress unambiguously required
the regulation of pesticide use as a CWA pollutant
discharge.
3. The overall statutory scheme provides
further support for the Rule. The NPDES program
at its core is not a program to regulate beneficial
activities that also can have adverse environmental
effects, but a program to eliminate pollutant
discharges seen as serving no societal good. Supra
pages 3-4. To find that Congress intended to deem
pesticide use to be a “discharge of a pollutant,” one
must conclude that Congress intended in 1972 to
eliminate the use of pesticides (or at least the use of
pesticides in or over waters, including wetlands),
preferably by 1985. See 33 U.S.C. § 1251(a)(1), App.
3la. Yet that conclusion cannot be reconciled with
the CWA provisions and_ statutory’ context
demonstrating Congress's recognition of the vital
role of pesticides in the protection of our nation’s
health and welfare and its specific intent to address
the water quality impact of pesticide use through
State-driven non-regulatory programs. See supra
pages 4-5.
32
4. The historical context of the CWA’s
enactment further demonstrates congressional
intent regarding pesticide use. Indeed, three days
after passing the 1972 CWA, the same Congress
enacted major FIFRA amendments to “regulate the
use of pesticides to protect man and_ his
environment.” S. Rep. No. 92-838, at 1 (1972), as
reprinted in 1972 U.S.C.C.A.N. at 3993. See Pub. L.
92-516, 86 Stat. 973. The dramatically different
scheme crafted specifically to address’ the
environmental effects of pesticide use leaves no room
for doubt that Congress did not intend to regulate
pesticide use through NPDES permitting. See
Brown & Williamson, 529 U.S. at 133 (“the meaning
of one statute may be affected by other Acts,
particularly where Congress has spoken
subsequently and more specifically to the topic at
hand”).
Unlike the CWA NPDES program, the FIFRA
scheme at its core is a program to regulate beneficial
activities — the sale, distribution and use of
pesticides - that also can have adverse
environmental effects. In FIFRA, Congress created
a scheme in which EPA would assess the adverse
environmental effects, including the effects on
water,!’ of registered pesticides and approve label
restrictions to ensure that the use of the pesticide
would not cause “unreasonable adverse effects on the
environment.”!8 See 7 US.C. §§ 136j(a)(2)(G),
1’ FIFRA defines “environment” to include “water.” 7
U.S.C. § 136).
15 “Unreasonable adverse cffects on the environment”
means “any unreasonable risk to man or the environment,
(continued...)
33
136a(c)(5), App. 67a, 66a-67a. To regulate the use of
pesticides by end users such as farmers or
commercial applicators, FIFRA prohibited the use of
a registered pesticide “In a manner Inconsistent with
its labeling.” 7 U.S.C. § 136j(a)(2)(G), App. 67a. Yet,
in contrast to CWA pollutant discharge
requirements, there was no FIFRA requirement that
pesticide users seek advance government
authorization to use pesticides and thus no delay in
pesticide use while awaiting government approval of
application at a particular location.
Given Congress’s specific focus in 1972 on
mitigating the environmental effects of pesticide use
through the FIFRA amendments, as well as its
careful attention to limiting pesticide use only upon
careful balancing of risks versus benefits, it is highly
improbable that Congress intended simultaneously
to subject pesticide use to the far more inflexible
scheme of the CWA NPDES program. It is all the
more unlikely that Congress would have done so
without any discussion in the context of enacting
either the CWA or FIFRA amendments.
5. Finally, the regulatory history supports
EPA’s interpretation. Immediately after enactment
of these two contrasting statutory schemes and for
more than three decades’ afterwards, EPA
implemented them to regulate pesticide use under
FIFRA and not under the NPDES permitting
program. EPA’s original, contemporaneous
(continued)
taking into account the economic, social, and environmental
costs and benefits of the use of any pesticide.” See id. § 136(bb),
App. 65a (emphasis added).
34
interpretation is entitled to weight. See, e.g., Davis
v. United States, 495 U.S. 472, 484 (1990) (“[W]e give
an agency's interpretations and practices
considerable weight where they involve’ the
contemporaneous construction of a statute and
where they have been in long use.”) (citations
omitted); Guardians Ass’n v. Civil Serv. Comm’n of
the City of New York, 463 U.S. 582, 618 (1983) (“As a
contemporaneous construction of a statute by those
charged with setting the law in motion, these
regulations deserve substantial respect in
determining the meaning of [the statute].”)!9 At the
very least, this context — along with ambiguity in the
text and the absence of any contrary indication of
congressional intent — precludes the Sixth Circuit’s
conclusion that Congress has unambiguously
required the regulation of pesticide use as the
“discharge of a pollutant.”
19 The Sixth Circuit did not acknowledge EPA's repeated
statements throughout this proceeding that the agency has
never required or issued an NPDES permit for pesticide use.
Instead, the court cited only EPA requirements that pesticide
labels indicate that pesticide may not be “discharge[d] into
lakes, streams, ponds, or public waters unless in accordance
with an NPDES permit.” App. 6a. These references suggest
that the court misconstrued EPA’s historic position. The
required label statements simply pertain to pesticide waste
that may be contained in industrial effluent or other waste
streams, which is not implicated by the Rule. /d. 85a. They
have no relevance to EPA’s 35-year practice of not requiring
NPDES permitting for pesticide use.
35
C. The Sixth Circuit’s Reading of
“Biological Materials” Disregards
Statutory Context and Conflicts With
Decisions of This Court and the Ninth
Circuit.
The Sixth Circuit’s neglect of statutory context
also led to its erroneous interpretation of “biological
materials.” Focusing exclusively on the text of the
provision, the Sixth Circuit found that the “plain,
unambiguous nature of this language compels this
Court to find that matter of a biological nature, such
as biological pesticides, qualifies as a _ biological
material and falls under the [CWA].” App. 2la
(emphasis added). Again ignoring all evidence of
Congress’s intent not to regulate pesticide use as a
CWA “pollutant” discharge, the Sixth Circuit did opt
to consider statutory context in just one respect.
Placing great weight on the contrast between
Congress’s reference to “chemical wastes” and
“biological material,” the court found this contrast
dictated even more expansive regulation of biological
pesticides. Id. 22a. As the court explained,
apparently without irony, “if we are to give meaning
to the word ‘waste’ in ‘chemical waste,’ we must
recognize Congress’s intent to treat biological and
chemical pesticides differently.” Jd. The court thus
decided that EPA must regulate all biological
pesticides in use — regardless of whether they will
leave any residue after their use is complete. /d.
23a.
Contrary to the Sixth Circuit’s reading,
however, both this Court and the Ninth Circuit have
found that the term “materials” in the CWA
pollutant definition (e.g., “biological materials” and
“radioactive materials”) does not unambiguously
36
include all “matter.” TZrain v. Colo. Pub. Interest
Research Group, 426 U.S. 1, 23-25 (1976) (“Colorado
PIRG”); Ass'n to Protect Hammersley, Eld, and
Totten Inlets v. Taylor Res., Inc., 299 F.3d 1007,
1016-18 (9th Cir. 2002). Indeed, in Colorado PIRG,
this Court reversed the Tenth Circuit’s ruling that
“radioactive materials” includes all _ radiological
materials where the lower court declined to consider
legislative history indicating a narrow meaning was
intended. 426 U.S. at 9-10. The Court cautioned,
“[w]hen aid to construction of the meaning of words,
as used in the statute, is available, there certainly
can be no ‘rule of law’ which forbids its use, however
clear the words may appear on _ ‘superficial
examination.” Jd. at 10 (quoting United States uv.
Am. Trucking Ass'n, 310 U.S. 534, 543-44 (1940)).
Likewise here, the Sixth Circuit cannot properly
disregard the statutory and historic context that
demonstrates Congress’s intent not to regulate
pesticide use under the CWA. Supra pages 4-6.
Read in the light of that context, the CWA is at least
ambiguous as to whether biological pesticides in use
are “pollutants.” This is particularly true given
Congress’s inclusion of “chemical wastes” but not
“chemicals” or “chemical products” and the likelihood
that Congress gave no thought at all to the existence
of the far less common biological pesticides. App.
83a. Reading all the relevant CWA provisions in
context, as any member of Congress would have read
them in 1972, one cannot conclude that the CWA
unambiguously requires NPDES permitting for
pesticide use — biological or chemical.
37
CONCLUSION
The petition for a writ of certiorari should be
granted.
Respectfully submitted,
Ellen Steen
Counsel of Record
Clifton S. Elgarten
Jessica A. Hall
CROWELL & MORING LLP
1001 Pennsylvania Ave. NW
Washington, DC 20004-2595
(202) 624-2500
November 2009
APPENDIX
la
APPENDIX A
UNITED STATES COURT OF APPEALS
SIXTH CIRCUIT
Nos. 06-4630, 07-3182, 07-3185, 07-3180,
07-3183, 07-3186, 07-3181, 07-3184, 07-3187.
The NATIONAL COTTON COUNCIL OF
AMERICA, et al.,
Plaintiffs-Appellants,
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY,
Defendants-Appellees.
April 29, 2008, Argued,
Jan. 7, 2009, Filed
Before: GUY, SUHRHEINRICH, and COLE, Circuit
Judges.
2a
OPINION
COLE, Circuit Judge:
These proceedings involve a final regulation issued
by the Environmental Protection Agency (the “EPA”)
under the Clean Water Act, 33 U.S.C. § 1251 et seq.
The Clean Water Act regulates the discharge of “pol-
lutants” into the nation's waters by, among other
things, requiring entities that emit “pollutants” to
obtain a National Pollutant Discharge Elimination
System (“NPDES”) permit. Jd. §§ 1311(a), 13842. On
November 27, 2007, the EPA issued a Final Rule
concluding that pesticides applied in accordance
with the Federal Insecticide, Fungicide, and Roden-
ticide Act (the “FIFRA”) are exempt from the Clean
Water Act's permitting requirements. See 71 Fed.
Reg. 68,483 (Nov. 27, 2006) (the “Final Rule”). Two
different groups of Petitioners-one representing en-
vironmental interest groups and the other represent-
ing industry interest groups-oppose the EPA's Final
Rule as exceeding the EPA's interpretive authority.
The EPA defends the Final Rule by arguing that the
terms of the Clean Water Act are ambiguous and
that the Final Rule is a reasonable construction of
the Clean Water Act entitled to deference from this
Court. We cannot agree. The Clean Water Act is not
ambiguous. Further, it is a fundamental precept of
this Court that we interpret unambiguous expres-
sions of Congressional will as written. Chevron
U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467
U.S. 837, 842-43, 104 S.Ct. 2778, 81 L.Ed.2d 694
(1984). Therefore, we hold that the EPA's Final Rule
is not a reasonable interpretation of the Act and
VACATE the Final Rule.
3a
1. BACKGROUND
A. The Regulatory Background
1. The Clean Water Act
Congress enacted the Clean Water Act “to re-
store and maintain the chemical, physical and bio-
logical integrity of the Nation's waters.” Nat'l Wild-
life Fed'n v. Consumers Power Co., 862 F.2d 580, 582
(6th Cir.1988) (quoting 33 U.S.C. § 1251(a)). The
goal of the Clean Water Act is to achieve “water
quality which provides for the protection and propa-
gation of fish, shellfish, and wildlife and provides for
recreation in and on the water.” 33 U.S.C. §
1251(a)(2). Thus, the Act provides that “the dis-
charge of any pollutant by any person shall be un-
lawful.” 7d. § 1311(a). “Pollutant” is a statutorily de-
fined term that includes, at least, “dredged spoil, sol-
id waste, incinerator residue, sewage, garbage, sew-
age sludge, munitions, chemical wastes, biological
materials, radioactive materials, heat, wrecked or
discarded equipment, rock, sand, cellar dirt and in-
dustrial, municipal, and agricultural waste dis-
charged into water.” Jd. § 1362(6). The Supreme
Court has held that this list is not exhaustive and
that “pollutant” should be interpreted broadly. Ra-
panos v, United States, 547 U.S. 715, 724, 126 S.Ct.
2208, 165 L.Ed.2d 159 (2006).
The Clean Water Act prohibits the discharge
of any “pollutant” into navigable waters from any
“point source” unless the EPA issues a permit under
the NPDES permitting program, 33 U.S.C. §§
131l(a), 1842, where a “point source” is “any dis-
4a
cernible, confined, and discrete conveyance ... from
which pollutants are or may be discharged.” Jd. §
1362(14). The permitting program constitutes an ex-
ception to the Clean Water Act's prohibition on pol-
lutant discharges into the Nation's waters. Id. §§
1311(a), 1342; 40 C.F.R. § 122.3. Thus, if a party ob-
tains a permit, the discharge of pollutants in accor-
dance with that permit is not unlawful. Jd.
Before a permit is issued, the EPA, or a state
agency that has been approved by the EPA, evalu-
ates the permit application to ensure that the dis-
charge of a pollutant under the proposed circum-
stances will not cause undue harm to the quality of
the water. See 33 U.S.C. § 1342. In addition to grant-
ing permits for specific discharges, the EPA and
state authorities may also grant general permits
that allow for the discharge of a specific pollutant or
type of pollutant across an entire region. /d. For ex-
ample, prior to the EPA's adoption of the Final Rule,
the State of Washington had issued a general permit
to allow for the application of all aquatic pesticides
in the State. See Acquatechnex v. Washingion Dep't
of Ecology, PCHB No. 02-090, 2002 WA ENV LEXIS
87, *2-5 (Pollution Control Hr'gs Bd. Dec. 24, 2002).!
| The State of California's State Water Resources Control
Board (the “Board”) also issued a general permit that covered
all aquatic pesticide discharges, as long as the discharger certi-
fied that alternative options had been evaluated and that any
impact the pesticide application had on the water quality would
be reported to the Board. General Permit No. CAG990003, 2001
Cal. ENV LEXIS 12, at *1, 3-4, 19-21 (July 19, 2001).
5a
As a result, users of aquatic pesticides in Washing-
ton could discharge those pesticides covered by the
rule without obtaining a permit. These general per-
mits “greatly reduce [the] administrative burden by
authorizing discharges from a category of point
sources within a specified geographic area.” S. Flor-
ida Water Mgmt. Dist. v. Miccosukee Tribe of Indi-
ans, 541 U.S. 95, 108 n. *, 124 S.Ct. 1537, 158
L.Ed.2d 264 (2004) (citing 40 C.F.R. §
122.28(b)(2)(v)). “Once [the] EPA or a state agency
issues such a [general] permit, covered entities, in
some cases, need take no further action to achieve
compliance with the NPDES besides adhering to the
permit conditions.” Jd.
2. The Federal Insecticide, Fun-
gicide, and Rodenticide Act
The EPA also regulates the labeling and sale
of pesticides under the Federal Insecticide, Fungi-
cide, and Rodenticide Act. Under the FIFRA, all pes-
ticides sold in the United States must be registered
with the EPA. See 7 U.S.C. § 136 et seq. The EPA
approves an insecticide for registration only when it
finds that the chemical, “when used in accordance
with widespread and commonly recognized practice
... [,] will not generally cause unreasonably adverse
effects on the environment.” No Spray Coalition uv.
City of New York, 351 F.3d 602, 604-05 (2d Cir.2003)
(quoting 7 U.S.C. § 136a(c)(5)(D)). Under the FIFRA,
the EPA issues a “label” for each registered pesti-
cide, indicating the manner in which it may be used;
the statute makes it unlawful “to use any pesticide
in a manner inconsistent with its labeling.” Jd. (quot-
ing 7 U.S.C. § 136j(a)(2)(6)).
6a
For nearly thirty years prior to the adoption of
the Final Rule, pesticide labels issued under the
FIFRA were required to contain a notice stating that
the pesticide could not be “discharge[d] into lakes,
streams, ponds, or public waters unless in accor-
dance with an NPDES permit.” EPA's Policy and
Criteria Notice 2180.1 (1977). Despite amendments
made to the FIFRA's labeling requirements over the
years, pesticide labels have always included a notice
about the necessity of obtaining an NPDES permit.
See EPA's Policy and Criteria Notice 2180.1 (1984);
Pesticide Registration (“PR”) Notice 93-10 (July 29,
1993); PR Notice 95-1 (May 1, 1995); see also EPA-
738-7-96-007 (Feb.1996), available at http:// www.
epa. gov/ oppsrrd 1/ REDs/ factsheets/ 3095 fact. pdf,
(Pesticide Reregistration notification for 4, 4-
Dimethyloxazolidine) (referring to the labeling re-
quirement described in the PR Notice).
3. The Regulatory Framework
Under the Final Rule
Under the Clean Water Act, pollutants may
only be discharged according to a permit unless they
fit into one of the exceptions listed in the federal
regulations at 40 C.F.R. § 122.3. The Final Rule re-
vises the regulations by adding pesticides to these
exceptions as long as they are used in accordance
with the FIFRA's requirements. 71 Fed. Reg. at
68,485, 68,492. Specifically, the Final Rule states
that pesticides applied consistently with the FIFRA
do not require an NPDES permit in the following
two circumstances:
7a
(1) The application of pesticides directly
to waters of the United States in order to
control pests. Examples of such applica-
tions include applications to control mos-
quito larvae, aquatic weeds, or other
pests that are present in waters of the
United States.
(2) The application of pesticides to control
pests that are present over waters of the
United States, including near such wa-
ters, where a portion of the pesticides will
unavoidably be deposited to waters of the
United States in order to target the pests
effectively; fer example, when insecticides
are aerialiy applied to a forest canopy
where waters of the United States may be
present below the canopy or where pesti-
cides are applied over or near water for
control of adult mosquitoes or other pests.
40 C.F.R. § 122.3(h).
Although the EPA, through its Final Rule,
takes the position that pesticides are not generally
pollutants, it makes an exception for “pesticide re-
siduals,” which “include[ ] excess amounts of pesti-
cide.” 71 Fed. Reg. at 68,487. “Pesticide residuals”
are those portions of the pesticide that “remain in
the water after the application and its intended pur-
pose (elimination of targeted pests) have been com-
pleted...."” Id. The EPA concedes that pesticide resi-
due (unlike pesticides generally) is a pollutant under
the Clean Water Act because it is “waste[ ] of the
pesticide application.” Jd. Nonetheless, the EPA con-
Sa
tends that pesticide residue is not subject to the
NPDES permitting program because “at the time of
discharge to a water of the United States, the mate-
rial in the discharge must be both a pollutant, and
from a point source.” Jd. According to the EPA, the
residue cannot be subject to the permitting program
because by the time it becomes a pollutant it is no
longer from a “point source.” Since no “point source”
is at play, the EPA reasons, pesticide residue is a
“nonpoint source pollutant” and therefore not subject
to the permitting requirements. /d.
B. Procedural Background
Timely petitions for review of the Final Rule
were filed in the First, Second, Third, Fourth, Fifth,
Sixth, Seventh, Eighth, Ninth, Tenth, and D.C. Cir-
cuits by either the “Industry Petitioners”? or the
“Environmental Petitioners.”* The petitions for re-
view were consolidated in this circuit by an order of
the Judicial Panel on Multidistrict Litigation, under
2 Agribusiness Association of lowa, BASF Corporation,
Bayer CropScience LP, CropLife America, Delta Council, Eldon
C. Stutsman, Inc., FMC Corporation, Illinois Fertilizer &
Chemical Association, The National Cotton Council of America,
Responsible Industry for a Sound Environment, Southern Crop
Production Association, and Syngenta Crop Protection, Inc.,
LP.
} Baykeeper, Californians for Alternatives to Toxics, Cali-
fornia Sportfishing Protection Alliance, National Center for
Conservation Science and Policy, Oregon Wild, Saint John's
Organic Farm, Waterkeeper Alliance, Inc., Peconic Baykeeper,
Inc., Soundkeeper, Inc., Environmental Maine, and Toxics Ac-
tion Center.
9a
28 U.S.C. §§ 1407 and 2112(a)(3). The self-titled “In-
dustry Intervenors” filed a motion to intervene in
support of the Final Rule.®
Environmentai Petitioners filed a timely mo-
tion to dismiss the petitions because of lack of sub-
ject matter jurisdiction or, alternatively, to transfer
the cases to the Ninth Circuit. Industry Petitioners,
the EPA, and Industry Intervenors opposed this mo-
tion. The Environmental Petitioners have also filed a
complaint challenging the Final Rule in the North-
ern District of California in order to preserve review
of the Final Rule in the event this Court grants their
motion to dismiss. On July 24, 2007, we denied the
motion to transfer and deferred the decision on the
question of subject matter jurisdiction.
IT. JURISDICTION
Environmental Petitioners contend that this
dispute should be dismissed for lack of subject mat-
ter jurisdiction, arguing that original review of the
Final Rule by the courts of appeals is not covered by
the grant of original jurisdiction set forth in the
Clean Water Act, 33 U.S.C. § 1369(b)(1). Environ-
mental! Petitioners are correct that “Congress did not
intend court of appeals jurisdiction over all EPA ac-
tions taken pursuant to the Act.” Lake Cumberland
4 Industry Intervenors include each of the Industry Pet1-
tioners listed above as well as American Farm Burcau Federa-
tion and American Forest & Paper Association.
5 American Mosquito Association submitted a brief as
amicus curiae in support of the Final Rule.
10a
Trust, Inc. v. EPA, 954 F.2d 1218, 1222 (6th
Cir.1992) (quoting Boise Cascade Corp. v. EPA, 942
F.2d 1427, 1431 (9th Cir.1991)). However, we con-
clude that, at a minimum, § 1369(b)(1)(F) encom-
passes the action before us.
Under 33 U.S.C. § 1869(b)(1)(F), a party may
challenge EPA actions “issuing or denying any per-
mit under [33 U.S.C.] section 1342 ...” in the appro
priate circuit court. The Clean Water Act's permit-
ting program is set forth in § 1342. The jurisdictional
grant of § 1369(b)(1)(F) authorizes the courts of ap-
peals “to review the regulations governing the issu-
ance of permits under section 402, 33 U.S.C. § 1342,
as well as the issuance or denial of a particular per-
mit.” Am. Mining Cong. v. EPA, 965 F.2d 759, 763
(9th Cir.1992). Thus, in Natural Resources Defense
Council, Inc. v. EPA, 966 F.2d 1292, 1296-97 (9th
Cir.1992), the court held that it had jurisdiction to
review an EPA rule exempting uncontaminated
storm-water discharge from the permitting regula-
tions. The Natural Resources court concluded that it
had “the power to review rules that regulate the un-
derlying permit procedures.” Jd. at 1297 (citing
NRDC v. EPA, 656 F.2d 768, 775 (D.C.Cir.1981) and
E.I. du Pont de Nemours & Co. v. Train, 430 U.S.
112, 136, 97 S.Ct. 965, 51 L.Ed.2d 204 (1977)). The
Final Rule before us today likewise regulates the
permitting procedures, and we therefore conclude
that jurisdiction is proper under § 1369(b)(1)(F).
lla
III DISCUSSION
A. Standard of Review
Our review of agency decisions has two com-
ponents. First, we determine whether the agency's
chosen action complies with Chevron, 467 U.S. at
842-45, 104 S.Ct. 2778; see United States v. Mead
Corp., 533 U.S. 218, 227, 121 S.Ct. 2164, 150
L.Ed.2d 292 (2001); Riverkeeper, Inc. v. EPA
(“Riverkeeper IT’), 475 F.3d 838, 95 (2d Cir.2007).
When conducting Chevron review of the Final Rule,
we “examine the [Final Rule] against the statute
that contains the EPA's charge.” Riverkeeper, Inc. v.
EPA (“Riverkeeper I’), 358 F.3d 174, 183 (2d
Cir.2004). Here, we must determine whether “the
intent of Congress is clear as to the precise question
at issue.” NationsBank of N.C., N.A. v. Variable An-
nuity Life Ins. Co., 513 U.S. 251, 257, 115 S.Ct. 810,
130 L.Ed.2d 740 (1995); Chevron, 467 U.S. at 842,
104 S.Ct. 2778. “In making [this| threshold determi-
nation under Chevron, a reviewing court should not
confine itself to examining a particular statutory
provision in isolation. Rather, the meaning-or ambi-
guity-of certain words or phrases may only become
evident when placed in context.” Nat'l Ass'n of Home
Builders v. Defenders of Wildlife, 551 U.S. 644, 127
S.Ct. 2518, 2534, 168 L.Ed.2d 467 (2007). If the in-
tent of Congress is clear, “that is the end of the mat-
ter; for the court, as well as the agency, must give
effect to the unambiguously expressed intent of Con-
gress.” Chevron, 467 U.S. at 842-43, 104 S.Ct. 2778.
If, and only if, the statute is silent or ambiguous re-
garding the question at issue, we then move to step
two of Chevron review and ask whether “the agency's
12a
answer is based on a permissible construction of the
statute.” Jd. at 843, 104 S.Ct. 2778. If the agency's
“interpretation is reasonable, we must defer to its
construction of the statute.” Wachovia Bank, N.A. v.
Watters, 431 F.3d 556, 562 (6th Cir.2005).
The second part of our review would require
us to consider the Final Rule under the standards
set forth by the Administrative Procedure Act sec-
tion 10(2)(e), 5 U.S.C. § 706(2) (the “APA”), under
which we are required to “hold unlawful and set
aside agency action. findings, and conclusions” that,
among other criteria, are found to be “arbitrary, ca-
pricious, an abuse of discretion, or otherwise not in
accordance with law.” 5 U.S.C. § 706(2)(A). Agency
action is arbitrary and capricious where
the agency has relied on factors that
Congress has not intended it to consider,
entirely failed to consider an important
aspect of the problem, offered an expla-
nation for its decision that runs counter
to the evidence before the agency, or is so
implausible that it could not be ascribed
to a difference in view or the product of
agency experience.
Motor Vehicle Mfrs. Ass'n v. State Farm Mut. Auto.
Ins. Co., 463 U.S. 29, 43, 103 S.Ct. 2856, 77 L.Ed.2d
443 (1983); see also Citizens Coal Council, 447 F.3d
at 890. When conducting this form of review, we en-
sure that the agency “examine|[d] the relevant data
and articulate[d] a satisfactory explanation for its
action including a rational connection between the
facts and the choice made.” Motor Vehicle Mfrs., 463
l3a
U.S. at 43, 103 S.Ct. 2856. “The court is required to
make a ‘searching and careful review’ in its assess-
ment of the agency action, but ‘the ultimate stan-
dard of review is a narrow one.’ ” Citizens Coal
Council, 447 F.3d at 890 (quoting Citizens to Pre-
serve Overton Park, Inc. v. Volpe, 401 U.S. 402, 416,
915S.Ct. 814, 28 L.Ed.2d 136 (1971)).
B. The Parties' Positions
:. The Petitioners
Environmental Petitioners argue: (1) that the
EPA exceeded its authority under the Clean Water
Act in issuing a rule that excludes pesticides from
the definition of “pollutant” under 33 U.S.C. §
1362(6); (2) that the EPA exceeded its authority un-
der the Clean Water Act when it determined that,
while pesticides are discharged by point sources, the
residue of these pesticides is nonetheless a “nonpoint
source pollutant”; and (3) that the EPA may not ex-
empt FIFRA-compliant applications of pesticides
from the requirements of the Clean Water Act. In-
dustry Petitioners, on the other hand, argue that the
Final Rule is arbitrary and capricious because it
treats pesticides applied in violation of the FIFRA as
pollutants, while it treats the very same pesticides
used in compliance with the FIFRA as _ non-
pollutants. In other words, the Industry Petitioners
complain that whether something constitutes a pol-
lutant should not hinge upon compliance with the
FIFRA.
l4a
2. The EPA
As described above, the EPA's Final Rule ex-
empts from the NPDES permitting program pesti-
cides that are applied directly to the Nation's waters,
or near such waters, in order to control pests. 40
C.F.R. § 122.3(h). The EPA says that its Final Rule
exempts both pesticides generally and “pesticide re-
sidue,” which includes “excess pesticide.” 71 Fed.
Reg. at 68,487.
The EPA provides two reasons that its Final
Rule is reasonable. First, the EPA argues that the
Clean Water Act as it applies to pesticides is am-
biguous. The EPA contends that it reasonably de-
termined that pesticides applied according to the
FIFRA requirements are not pollutants and there-
fore are not subject to the NPDES permitting pro-
gram. The EPA reasons that “Congress defined the
term ‘pollutant’ in the Clean Water Act to mean one
of 16 specific items.” (EPA Br. at 22.) Of these six-
teen, the EPA states that pesticides, which are ei-
ther chemical or biological in nature, may only be
considered to be “chemical wastes” or “biological ma-
terials.” 71 Fed. Reg. at 68,486. The EPA argues that
pesticides are not “chemical wastes” in the ordinary
dictionary definition of the word “waste,” because
waste is that which is “eliminated or discarded as no
longer useful or required after the completion of a
process.” Id. (quoting The New Oxford American Dic-
tionary 1905 (Elizabeth J. Jewell & Frank Abate
eds., 2001)). Rather than being wastes, the EPA rea-
sons that pesticides applied according to the FIFRA's
labeling requirements “are products that the EPA
has evaluated and registered for the purpose of con-
Lda
trolling target organisms, and are designed, pur-
chased, and applied to perform that purpose.” Jd.
The EPA next concludes that pesticides applied in
accordance with the FIFRA are not “biological mate-
rials” because to find otherwise would lead to the
anomalous result “that biological pesticides are pol-
lutants, while chemical pesticides used in the same
circumstances are not.” Jd.
The EPA's second argument attempts to jus-
tify its Final Rule as applied to pesticide residue. In
contrast to pesticides generally, which the EPA con-
tends are not pollutants, the EPA concedes that pes-
ticide residue and excess pesticide are pollutants
within the meaning of the Clean Water Act because
“they are wastes of the pesticide application.” 71
Fed. Reg. at 68,487. The EPA also concedes that pes-
ticides are discharged from a point source. Id. at
68,487-88. Nonetheless, the EPA concludes that no
permit is required for pesticide applications that re-
sult in excess or residue pesticide because it inter-
prets the Clean Water Act as requiring permits only
for discharges that are “both a pollutant, and from a
point source” at the time of discharge. Jd. at 68,487.
C. Analysis
i. Are Pesticides Unambigu-
ously “Poliutants” Within the
Meaning of the Act?
The first question under Chevron is whether
the Clean Water Act unambiguously includes pesti-
cides within its definition of “pollutant.” Under this
first step, this Court determines “whether Congress
16a
has directly spoken to the precise question at issue.”
467 U.S. at 842, 104 S.Ct. 2778. This is determined
by “employing traditional tools of statutory construc-
tion.” Jd. The meaning of a statute “is determined by
reference to the language itself, the specific context
in which that language is used, and the broader con-
text of the statute as a whole.” Robinson v. Shell Oil
Co., 519 U.S. 337, 341, 117 S.Ct. 843, 136 L.Ed.2d
808 (1997); see also Dole v. United Steelworkers of
Am., 494 U.S. 26, 35, 110 S.Ct. 929, 108 L.Ed.2d 23
(1990) (“Our ‘starting point is the language of the
statute.’ ... but ‘in expounding a statute, we are not
guided by a single sentence or member of a sentence,
but look to the provisions of the whole law, and to its
object and policy.’ ”) (citations omitted). If Congress's
intent is clear from the statutory language, then
“that intent must be given effect.” Chevron, 467 U.S.
at 842-43, 104 S.Ct. 2778.
As noted above, the Clean Water Act defines
“pollutant” as “dredged spoil, solid waste, incinerator
residuc, sewage, garbage, sewage sludge, munitions,
chemical wastes, biological materials, radioactive
materials, heat, wrecked or discarded equipment,
rock, sand, cellar dirt and industrial, municipal, and
agricultural waste discharged into water.” 33 U.S.C.
§ 1362(6). This Court has previously concluded that
the “broad generic terms” included in the definition
of “pollutant” demonstrate Congress's intent to cap-
ture more than just the items expressly enumerated.
United States v. Hamel, 551 F.2d 107, 110 (6th
Cir.1977) (concluding that the Clean Water Act cov-
ers, at a minimum, those pollutants covered under
the Refuse Act, which applies to “all foreign sub-
stances” not explicitly exempted from coverage); see
17a
also, e.g., Cedar Point Oil Co., 73 F.3d at 565 (“(T]he
breadth of many of the items in the list of ‘pollutants’
tends to eviscerate any restrictive effect.”); No Spray
Coalition, Inc., 2005 U.S. Dist. LEXIS 11097, at *17
(citing S.Rep. No. 92-414 at 76 (1972), reprinted in
1972 U.S.C.C.A.N. 3668, 3742). However, we need
not consider the term's breadth today. Rather, we
find the plain language of “chemical waste” and “bio-
logical materials” in § 1362(b) to be unambiguous as
to pesticides. This Court must, therefore, give effect
to the Congress's expressed intent. See Chevron, 467
U.S. at 842-43, 104 S.Ct. 2778.
a. Chemical Waste
Generally, a court should give a word in a sta-
tute its “ordinary, contemporary, common meaning,
absent an indication Congress intended [it] to bear
some different import.” Grand Traverse Band of Ot-
tawa & Chippewa Indians v. Office of U.S. Attorney,
369 F.3d 960, 967 (6th Cir.2004) (quoting Williams
v. Taylor, 529 U.S. 420, 431-32, 120 S.Ct. 1479, 146
L.Ed.2d 435 (2000)). The EPA refers the Court to
The New Oxford American Dictionary (Jewell & Ab-
ate eds.2001), which defines waste as “eliminated or
discarded as no longer useful or required after the
completion of a process.” /d. at 1905. Industry Peti-
tioners point the Court to Black's Law Dictionary
(8th ed.2004), which defines waste as “[rJefuse or su-
perfluous material, esp. that after a manufacturing
or chemical process.” /d. at 1621. Similarly, the
Ninth Circuit has accepted the American Heritage
Dictionary's definition of waste as “any uscless or
worthless byproduct of a process or the like; refuse
or excess material.” N. Plains Res. Council v. Fidelity
18a
Exploration & Dev. Co., 325 F.3d 1155, 1161 (9th
Cir.2003); Fairhurst v. Hagener, 422 F.3d 1146, 1149
(2005).
Under any of these definitions of “waste,”
“chemical waste” for the purposes of the Clear. Water
Act would include “discarded” chemicals, “superflu-
ous” chemicals, or “refuse or excess” chemicals. As
such, under a plain-meaning analysis of the term, we
cannot conclude that all chemical pesticides require
NPDES permits. Rather, like our sister circuit in
Fairhurst, we conclude that: so long as the chemical
pesticide “is intentionally applied to the water [to
perform a particular useful purpose] and leaves no
excess portions after performing its intended pur-
pose[ ] it is not a ‘chemical waste,’ ” 422 F.3d at
1149, and does not require an NPDES permit. Jd.
On the other hand, as Environmental Peti-
tioners argue and the EPA concedes, excess pesticide
and pesticide residue meet the common definition of
waste. To this extent, the EPA's Final Rule is in line
with the expressed intent of Congress, as the Rule
defines these pesticide residues as pollutants “be-
cause they are wastes of the pesticide application.”
71 Fed. Reg. at 68,487. The EPA aptly states:
[P]esticides applied to land but later con-
tained in a waste stream, including
storm water regulated under the Clean
Water Act, could trigger the requirement
of obtaining an NPDES permit.... In ad-
dition, if there are residual materials re-
sulting from pesticides that remain in
the water after the application and its
19a
intended purpose has been completed,
the residual materials are pollutants be-
cause they are substances that are no
longer useful or required after the com-
pletion of a process.
(EPA Br. 29-30.) This Court agrees.
Therefore, at least two easily defined sets of
circumstances arise whereby chemical pesticides
qualify as pollutants under the Clean Water Act. In
the first circumstance, a chemical pesticide is ini-
tially applied to land or dispersed in the air-these
pesticides are sometimes referred to as either “ter-
restrial pesticides” or “aerial pesticides” and include
applications “above” or “near” waterways. At some
point following application, excess pesticide or resid-
ual pesticide finds its way into the navigable waters
of the United States. Pesticides applied in this way
and later affecting the water are necessarily “dis-
carded,” “superfluous,” or “excess” chemical. Such
chemical pesticide residuals meet the Clean Water
Act's definition of “chemical waste.”
In the second circumstance, a chemical pesti-
cide is applied directly and purposefully to navigable
waters to serve a beneficial purpose-such pesticides
are often referred to as “aqueous” or “aquatic” pesti-
cides. As contemplated by the EPA, if residual aqua-
tic pesticide “remain[s} in the water after the appli-
cation and [the pesticide's] intended purpose has
been completed,” then the residue would likewise
qualify as a “chemical waste.” (EPA Br. 29-30.) As
such, these chemical wastes would unambiguously
fall within the ambit of the Clean Water Act.
20a
This second scenario, of course, leads to the
inevitable quandary that both non-waste aqueous
pesticide and pesticide residual are applied to water
at the same moment, which then gives rise to the
question of how the EPA can regulate and permit the
residual. However, this problem is more theoretical
than practical. In reality, whether or not a particular
chemical pesticide needs to be regulated can be eas-
ily answered by both the EPA's and industry's ex-
perience with that pesticide. If, as was the case in
Fairhurst, a chemical such as antimycin leaves no
excess portions after performing its intended pur-
pose, then that chemical's use need not be regulated.
See Fairhurst, 422 F.3d at 1149. If, on the other
hand, a chemical pesticide is known to have lasting
effects beyond the pesticide's intended object, then
its use must be regulated under the Clean Water
Act. See also Headwaters, Inc. v. Talent Irrigation
Dist., 243 F.3d 526, 532-33 (9th Cir. 2001).
b. Biological Materials
Continuing our review under Chevron, we
must examine the “ordinary, contemporary, [and|
common meaning” of “biological materials.” Grand
Traverse Band, 369 F.3d at 967. Environmental Pe-
titioners point out that Webster's Third New Interna-
tional Dictionary (Gove ed.1993) defines “material”
as “of, relating to, or consisting of matter” and “the
basic matter from which the whole or the great part
of something is made.” Jd. at 1392. The Oxford Eng-
lish Dictionary provides that “material” is “that
which constitutes the substance of a thing (physical
or nonphysical); a physical substance; a material
thing.” OED Online, available at http:// dictionary.
Z2la
coed. com/ cgi/ entry/ 00303279? que ry_ type= word &
queryword= material& firs t= 1& max_ to_ show=
10& sort_ type= alpha& result_ place = 1& search_
id = Vo PI- c Vw Rj A- 12823& hilite = 00303279. The
plain, unambiguous nature of this language compels
this Court to find that matter of a biological nature,
such as biological pesticides, qualifies as a biological
material and falls under the Clean Water Act if it is
“discharged into water.” 33 U.S.C. § 1362(6).
The EPA points to Ninth Circuit case law that
holds that “mussel shells and mussel byproduct are
not pollutants” under the Clean Water Act. Ass'n to
Protect Hammersley, Eld & Totten Inlets v. Taylor,
299 F.3d 1007, 1016 (9th Cir.2002). The Hammersley
court found the Clean Water Act to be “ambiguous
on whether ‘biological materials’ means all biological
matter regardless of quantum and nature.” Jd. While
that case is distinguishable, we choose a more lim-
ited analysis.® We see our obligation not as defining
the outermost bounds of “biological materials,” but
rather simply as deciding whether biological pesti-
cides fit into the ordinary meaning of “biological ma-
terials.”
The term “biological materials” cannot be read
to exclude biological pesticides or their residuals.
The EPA's Final Rule treats biological] pesticides no
6 The Hammersley court based its conclusion on the fact
that shells and shell byproduct of shellfish-farming facilities
are the result of natural biological processes, not the result of a
transforming human process. See Hammersley, 299 F.3d at
1016-17.
22a
differently from chemical pesticides, exempting both
from NPDES permitting requirements in certain cir-
cumstances. See 71 Fed. Reg. at 68,492. We find this
interpretation to be contrary to the plain meaning of
the Clean Water Act. In 33 U.S.C. § 1362, Congress
purposefully included the term “biological materi-
als,” rather than a more limited term such as “bio-
logical wastes.” Congress could easily have drafted
the list of pollutants in the Clean Water Act to in-
clude “chemical wastes” and “biological wastes.” But,
here, the word “waste” does not accompany “biologi-
cal materials.” Thus, if we are to give meaning to the
word “waste” in “chemical waste,” we must recognize
Congress's intent to treat biological and chemical
pesticides differently.
This interpretation is consistent with the
precedent of this Court and others. In National
Wildlife Federation v. Consumers Power Co., 862
F.2d 580 (6th Cir.1988), we determined that
“(mJillions of pounds of live fish, dead fish and fish
remains annually discharged in Lake Michigan by
[a] facility are pollutants within the meaning of the
[Clean Water Act], since they are ‘biological materi-
als.’ ” Likewise, the District Court of Maine deter-
mined that “salmon feces and urine that exit the net
pens and enter the waters are pollutants as they
constitute ‘biological materials' or ‘agricultural
wastes. ” United States Pub. Interest Research
Group v. Atl. Salmon of Maine, 215 F.Supp.2d 239,
247 (D.Me.2002) (citing Higbee v. Starr, 598 F.Supp.
323, 330-31 (D.Ark.1984) aff'd, 782 F.2d 1048 (8th
Cir.1985)). Biological pesticides similarly must be
considered “biological materials.” Biological pesti-
cides consist of artificial concentrations of viruses,
23a
bacteria, fungi, plant materials, and/or other biologi-
cal materials. See Pesticides: Glossary, U.S. EPA,
available at http:// www. epa. gov/ pesticides/ glos-
sary. Congress defined “pollution” as “the man-made
or man-induced alteration of the chemical, physical,
biological, and radiological integrity of water.” 33
U.S.C. § 1862(19). Adding biological pesticides to wa-
ter undeniably alters its biological integrity. There-
fore, we find biological pesticides to be “biological
materials” under the Clean Water Act.
S. Are Chemical Pesticide Re-
siduals Added to the Water by
“Point Sources?”’”
The EPA further defends its Final Rule by ar-
guing that excess pesticide and residue pesticide are
not discharged from a “point source.” In other words,
though excess and residue pesticides have exactly
the same chemical composition and are discharged
from the same point source at exactly the same time
as the original pesticide, and though excess and re-
sidue pesticides would not enter the Nation's water-
ways but for the discharge of the original pesticide,
the EPA concludes that excess and residue pesticides
are not discharged from a “point source” because at
the moment of discharge there is only pesticide. This
This analysis is not necessary for biological pesticides
because, as discussed above, both biological pesticides and their
residuals are pollutants under the Clean Water Act. Because
biological pesticides are discharged from a “point source” they
must be regulated under the Act.
Q4a
is so, according to the EPA, because excess and resi-
due pesticides do not exist until after the discharge
is complete, and therefore “should be treated as a
nonpoint source pollutant.” 71 Fed. Reg. at 65,847.
The Clean Water Act defines “point source” as
“any discernible, confined, and discrete conveyance,”
including a variety of mechanisms such as “con-
tainer,” “rolling stock,” or “vessel or other floating
eraft.” 33 U.S.C. § 1362(14). The EPA and the courts
agree that pesticides are applied by point sources.
See 71 Fed. Reg. at 65,847; League of Wilderness De-
fenders vu. Forsgren, 309 F.3d 1181, 1185 (9th
Cir.2002); Headwaters, 243 F.3d at 528. The EPA
argues that, at the time of discharge, the pesticide is
a nonpollutant, and the excess pesticide and pesti-
cide residues are not created until later, presumably
after they are already in the water. Therefore, ac-
cording to the EPA, pesticides at the time of dis-
charge do not require permits because they are not
yet excess pesticides or residue pesticides. But there
is no requirement that the discharged chemical, or
other substance, immediately cause harm to be con-
sidered as coming from a “point source.” Rather, the
requirement is that the discharge come from a “dis-
cernible, confined, and discrete conveyance,” 33
U.S.C. § 13862(14), which is the case for pesticide ap-
plications.
The EPA offers no direct support for its asser-
tion that a pesticide must be “excess” or “residue” at
the time of discharge if it is to be considered as dis-
charged from a “point source.” This omission of au-
thority is understandable, as none exists. The Clean
Water Act does not create such a requirement. In-
25a
stead, it defines “discharge of a pollutant” as “any
addition of any pollutant to navigable waters from
any point source.” 33 U.S.C. § 1362(12). The EPA's
attempt at temporally tying the “addition” (or “dis-
charge’) of the pollutant to the “point source” does
not follow the plain language of the Clean Water Act.
Injecting a temporal requirement to the “discharge of
a pollutant” is not only unsupported by the Act, but
it is also contrary to the purpose of the permitting
program, which is “to prevent harmful discharges
into the Nation's waters.” Defenders of Wildlife, 127
S.Ct. at 2525. If the EPA's interpretation were al-
lowed to stand, discharges that are innocuous at the
time they are made but extremely harmful at a later
point would not be subject to the permitting pro-
gram. Further, the EPA's interpretation ignores the
directive given to it by Congress in the Clean Water
Act, which is to protect water quality. As the EPA
itself recognizes, “Congress generally intended that
pollutants be controlled at the source whenever pos-
sible.” 73 Fed. Reg. at 33,702 (citing S.Rep. No. 92-
414, p. 77 (1972)). Here, it is certainly possible for
pesticide residue to be controlled at its source be-
cause the discharge of the pesticide introduces such
residue into the water.
The EPA's newly asserted temporal element
also runs contrary to its own recent interpretation of
the Clean Water Act's term “addition.” See 73 Fed
Reg. 33,697 (June 13, 2008). The EPA determined
that transfers of water from one body of water to an-
other do not constitute the “addition” of a poilutant
to the new body of water, and in doing so clarified its
understanding of the term “addition.” 73 Fed Reg.
33,697. The EPA explained:
26a
Given the broad definition of “pollutant,”
transferred (and receiving) water will
always contain intrinsic pollutants, but
the pollutants in transferred water are
already in “the waters of the United
States” before, during, and after the wa-
ter transfer. Thus, there is no “addition”;
nothing is being added “to” “the waters of
the United States” by virtue of the water
transfer, because the pollutant at issue
is already part of “the waters of the
United States” to begin with.
As noted above, EPA's longstanding posi-
tion is that an NPDES pollutant is “add-
ed” when it is introduced into a water
from the “outside world” by a_ point
source. Gorsuch, 693 F.2d at 174-75.
Id. at 33,701. Given the EPA's understanding of “ad-
dition” of a pollutant as stated above, it is clear that
under the meaning of the Clean Water Act, pesticide
residue or excess pesticide-even if treated as distinct
from pesticide-is a pollutant discharged from a point
source because the pollutant is “introduced into a
water from the ‘outside world’ by” the pesticide ap-
plicator from a “point source.” See id. This interpre-
tation coincides with the method of determining
whether a discharge is from a “point source” that the
Supreme Court recently cited with approval: “For an
addition of pollutants to be from a point source, the
relevant inquiry is whether-but for the point source-
the pollutants would have been added to the receiv-
27a
ing body of water.” Miccosukee, 541 U.S. at 103, 124
S.Ct. 1537 (quoting Miccosukee Tribe of Indians v.
Florida Water Mgmt. Dist., 280 F.3d 1364, 1368
(11th Cir. 2002)). It is clear that but for the applica-
tion of the pesticide, the pesticide residue and excess
pesticide would not be added to the water; therefore,
the pesticide residue and excess pesticide are from a
“point source.”
3. May the Final Rule Stand?
For all of these reasons, we conclude that the
statutory text of the Clean Water Act forecloses the
EPA's Final Rule. The EPA properly argues that ex-
cess chemical pesticides and chemical pesticide resi-
dues, rather than all chemical pesticides, are pollut-
ants. However, the Final Rule does not account for
the differences between chemical and biologial pes-
ticides under the language of the Clean Water Act.
Further, because the Act provides that residual and
excess chemical pesticides are added to the water by
a “point source” there is no room for the EPA's ar-
gument that residual and excess pesticides do not
require an NPDES permit. The “point source” from
which the residue originates is easily discernable
and necessarily must “be controlled at the source.”
See 73 Fed. Reg. at 33,702. Given all of the above in
combination with the EPA's interpretation that
“[p]oint sources need only convey pollutants into na-
vigable waters to be subject to the Act,” id. at 33,703,
dischargers of pesticide pollutants are subject to the
NDPES permitting program in the Clean Water Act.
As such, the EPA's Final Rule cannot stand. Because
the Clean Water Act's text bars the Final Rule we
make no determination regarding the validity of the
28a
issuance of the Final Rule under the APA, nor do we
analyze the relationship between the Clean Water
Act and the FIFRA.
CONCLUSION
For the foregoing reasons, Environmental Petition
ers' petitions are GRANTED in part and DENIED
in part, and Industry Petitioners’ petitions are
DENIED in whole. We VACATE the Final Rule
29a
APPENDIX B
UNITED STATES COURT OF APPEALS
SIXTH CIRCUIT
Nos. 06-4630, 07-3182, 07-3185, 07-3180,
07-3183, 07-3186, 07-3181, 07-3184, 07-3187.
The NATIONAL COTTON COUNCIL OF
AMERICA, et al.,
Plaintiffs-Appellants,
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY,
Defendants-Appellees.
FILED
AUG 3 2009
LEONARD GREEN, CLERK
Before: GUY, SUHRHEINRICH, and COLE, Circuit
Judges.
30a
The court having received a petition for re-
hearing en banc, and the petition having been circu-
lated not only to the original panel members but also
to all other active judges on this court, and no judge
of this court having requested a vote on the sugges-
tion for a rehearing en banc, the petition for rehear
ing has been referred to the original panel.
The panel has further reviewed the petition
for rehearing and concludes that the issues raised in
the petition were fully considered upon the original
submission and decision of the cases. Accordingly,
the petition is denied.
ENTERED BY ORDER OF THE COURT
s/ Leonard Green
Leonard Green
Clerk
sla
APPENDIX C
CLEAN WATER ACT PROVISIONS
Clean Water Act § 101(a)(1), (d); 33 U.S.C. §§
1251(a)(1), (d)
§ 1251. Congressional declaration of goals and policy
(a) Restoration and maintenance of chemi-
cal, physical and biological integrity of Nation's wa-
ters; national goals for achievement of objective
‘The objective of this chapter is to restore and
maintain the chemical, physical, and biological in-
tegrity of the Nation's waters. In order to achieve
this objective it is hereby declared that, consistent
with the provisions of this chapter —
(1) it is the national goal that the dis-
charge of pollutants into the navigable wa-
ters be eliminated by 1985;
A A 7
(d) Administrator of Environmental Pro-
tection Agency to administer chapter
Except as otherwise expressly provided in this
chapter, the Administrator of the Environmental
Protection Agency (hereinafter in this chapter called
“Administrator’) shall administer this chapter.
32a
Clean Water Act §§ 104(1)(1), (2), and (p); 33
U.S.C. §§ 1254(1)(1), (2), and (p)
§ 1254. Research, investigations, training, and in-
formation
(1) Collection and dissemination of scien-
tific knowledge on effects and control of pesticides in
water
(1) The Administrator shall, after consulta-
tion with appropriate local, State, and Fed-
eral agencies, public and private organiza-
tions, and interested individuals, as soon as
practicable but not later than January 1,
1973, develop and issue to the States for the
purpose of carrying out this chapter the lat-
est scientific knowledge available in indicat-
ing the kind and extent of effects on health
and welfare which may be expected from the
presence of pesticides in the water in vary-
ing quantities. He shall revise and add to
such information whenever necessary to re-
flect developing scientific knowledge.
(2) The President shall, in consultation with
appropriate local, State, and Federal agen-
cies, public and private organizations, and
interested individuals, conduct studies and
investigations of methods to contro! the re-
lease of pesticides into the environment
which study shall include examination of the
persistency of pesticides in the water envi-
ronment and alternatives thereto. The Pres-
ident shall submit reports, from time te
time, on such investigations to Congress to-
33a
gether with his recommendations for any
necessary legislation.
* * *
(p) Agricultural pollution
In carrying out the provisions of subsection (a)
of this section the Administrator shall, in coopera-
tion with the Secretary of Agriculture, other Federal
agencies, and the States, carry out a comprehensive
study and research program to determine new and
improved methods and the better application of ex-
isting methods of preventing, reducing, and elimi-
nating pollution from agriculture, including the le-
gal, economic, and other implications of the use of
such methods.
Clean Water Act § 208(b); 33 U.S.C. § 1288(b)
§ 1288. Areawide waste treatment management
(b) Planning process
(1) (A) Not later than one year after
the date of designation of any organization
under subsection (a) of this section such or-
ganization shall have in operation a continu-
ing areawide waste treatment management
planning process consistent with section 1281
of this title. Plans prepared in accordance
with this process shall contain alternatives for
waste treatment management, and be appli-
cable to all wastes generated within the area
involved. The initial plan prepared in accor-
dance with such process shall be certified by
34a
the Governor and submitted to the Adminis-
trator not later than two years after the plan-
ning process is 1n operation.
(B) For any agency designated after
1975 under subsection (a) of this section and
for all portions of a State for which the State
is required to act as the planning agency in
accordance with subsection (a)(6) of this sec-
tion, the initial plan prepared in accordance
with such process shall be certified by the
Governor and submitted to the Administrator
not later than three years after the receipt of
the initial grant award euthorized under sub-
section (f) of this section.
(2) Any plan prepared under such
process shall include, but not be limited to--
(A) the identification of treatment
works necessary to meet the anticipated mu-
nicipal and industrial waste treatment needs
of the areca over a twenty-year period, annu-
ally updated (including an analysis of alterna-
tive waste treatment systems), including any
requirements for the acquisition of land for
treatment purposes; the necessary waste wa-
ter collection and urban storm water runoff
systems; and a program to provide the neces-
sary financial arrangements for the develop-
ment of such treatment works, and an identi-
fication of open space and recreation opportu-
nities that can be expected to result from im-
proved water quality, including consideration
of potential use of lands associated with
treatment works and increased access to wa-
35a
ter-based recreation:
(B) the establishment of construction
priorities for such treatment works and time
schedules for the initiation and completion of
all treatment works;
(C) the establishment of a regulatory
program to--
(i) implement the
waste treatment management require-
ments of section 1281(c) of this title,
(i1) regulate the _ loca-
tion, modification, and construction of
any facilities within such area which
may result in any discharge in such
area, and
(iii) assure that any in-
dustrial or commercial wastes dis-
charged into any treatment works in
such area meet applicable pretreatment
requirements;
(D) the identification of those agen-
cles necessary to construct, operate, and
maintain all facilities required by the plan
and otherwise to carry out the plan;
(E) the identification of the mcasures nec-
essary to carry out the plan (including fi-
nancing), the period of time névessary to
carry out the plan, the costs of carrying out
the plan withir such time, and the economic,
36a
social, and environmental impact of carrying
out the plan within such time;
(F) a process to (i) identify, if appropriate,
agriculturally and _ silviculturally related
nonpoint sources of pollution, including re-
turn flows from irrigated agriculture, and
their cumulative effects, runoff from manure
disposal areas, and from land used for live-
stock and crop production, and (ii) set forth
procedures and methods (including land use
requirements) to control to the extent feasi-
ble such sources;
(G) a process to (i) identify, if appropriate,
mine-related sources of pollution including
new, current, and abandoned surface and
underground mine runoff, and (11) set forth
procedures and methods (including land use
requirements) to control to the extent feasi-
ble such sources;
(H) a process to (i) identify construction ac-
tivity related sources of pollution, and (11) set
forth procedures and methods (including
land use requirements) to control to the ex-
tent feasible such sources;
(1) a process to (i) identify, if appropriate,
salt water intrusion into rivers, lakes, and
estuaries resulting from reduction of fresh
water flow from any cause, including irriga-
tion, obstruction, ground water extraction,
and diversion, and (ii) set forth procedures
and methods to control such intrusion to the
extent feasible where such procedures and
37a
methods are otherwise a part of the waste
treatment management plan;
(J) a process to control the disposition of all
residual waste generated in such area which
could affect water quality; and
(K) a process to control the disposal of pol-
lutants on land or in subsurface excavations
within such area to protect ground and sur-
face water quality.
(3) Areawide waste treatment manage-
ment plans shall be certified annually by the Gover-
nor or his designee (or Governors or their designees,
where more than one State is involved) as being con-
sistent with applicable basin plans and such are-
awide waste treatment management plans shall be
submitted to the Administrator for his approval.
(4) (A) Whenever the Governor of any State
determines (and notifies the Administrator) that
consistency with a statewide regulatory program
under section 1313 of this title so requires, the re-
quirements of clauses (F) through (K) of paragraph
(2) of this subsection shall be developed and submit-
ted by the Governor to the Administrator for ap-
proval for application to a class or category of activ-
ity throughout such State.
(B) <Any program submitted under
subparagraph (A) of this paragraph which,
in whole or in part, is to control the dis-
charge or other placement of dredged or fill
material into the navigable waters shall in-
clude the following:
38a
(i) A consultation process which in-
cludes the State agency with primary
jurisdiction over fish and wildlife re-
sources.
(ii) A process to identify and manage
the discharge or other placement of
dredged or fill material which adversely
affects navigable waters, which shall
complement and be coordinated with a
State program under section 1344 of
this title conducted pursuant to this
chapter.
(iii) A process to assure that any ac-
tivity conducted pursuant to a best
management practice will comply with
the guidelines established under section
1344(b)(1) of this title, and sections
1317 and 1343 of this title.
(iv) A process to assure that any ac-
tivity conducted pursuant to a best
management practice can be termi-
nated or modified for cause including,
but not limited to, the following:
(1) violation of any condition
of the best management practice;
(iT) change in any activity that
requires either a temporary or
permanent reduction or elimina-
tion of the discharge pursuant to
the best management practice.
39a
(v) A process to assure continued co-
ordination with Federal and Federal-
State water-related planning and re-
viewing processes, including the Na-
tional Wetlands Inventory.
(C) If the Governor of a State obtains ap-
proval from the Administrator of a statewide
regulatory program which meets the re-
quirements of subparagraph (B) of this pa-
ragraph and if such State is administering a
permit program under section 1344 of this
title, no person shall be required to obtain
an individual permit pursuant to such sec-
tion, or to comply with a general permit is-
sued pursuant to such section, with respect
to any appropriate activity within such State
for which a best management practice has
been approved by the Administrator under
the program approved by the Administrator
pursuant to this paragraph.
(D) (i) Whenever the Administrator de-
termines after public hearing that a State is
not administering a program approved un-
der this section in accordance with the re-
quirements of this section, the Administra-
tor shall so notify the State, and if appropri-
ate corrective action is not taken within a
reasonable time, not to exceed ninety days,
the Administrator shall withdraw approval
of such program. The Administrator shall
not withdraw approval of any such program
unless he shall first have notified the State,
and made public, in writing, the reasons for
such withdrawal.
40a
(11) In the case of a State with a pro-
gram submitted and approved under
this paragraph, the Administrator shall
withdraw approval of such program un-
der this subparagraph only for a sub-
stantial failure of the State to adminis-
ter its program in accordance with the
requirements of this paragraph.
Clean Water Act §§ 301(a), (b), and (e); 33 U.S.C.
§§ 1311(a), (b), and (e)
§ 1311. Effluent limitations
(a) Illegality of pollutant discharges except in
compliance with law
Except as in compliance with this section and sec-
tions 1312, 138416, 13817, 1328, 1342, and 1344 of this
title, the discharge of any pollutant by any person shall
be unlawful.
(b) Timetable for achievement of objectives
In order to carry out the objective of this chap-
ter there shall be achieved--
(1)(A) not later than July 1, 1977, efflu-
ent limitations for point sources, other than
publicly owned treatment works, (i) which
shall require the application of the best
practicable control technology currently
available as defined by the Administrator
pursuant to section 1314(b) of this title, or
(ii) in the case of a discharge into a publicly
owned treatment works which meets the re-
4la
quirements of subparagraph (B) of this pa-
ragraph, which shall require compliance
with any applicable pretreatment require-
ments and any requirements under section
1317 of this title; and
(B) for publicly owned treatment
works in existence on July 1, 1977, or
approved pursuant to section 1283 of
this title prior to June 30, 1974 (for
which construction must be completed
within four years of approval), effluent
limitations based upon secondary
treatment as defined by the Adminis-
trator pursuant to section 1314(d)(1) of
this title; or,
(C) not later than July 1, 1977, any
more stringent limitation, including
those necessary to meet water quality
standards, treatment standards, or
schedules of compliance, established
pursuant to any State law or regula-
tions (under authority preserved by sec-
tion 1370 of this title) or any other Fed-
eral law or regulation, or required to
implement any applicable water quality
standard established pursuant to this
chapter.
(2) (A) for pollutants identified in subpara-
graphs (C), (D), and (F) of this paragraph, ef-
fluent limitations for categories and classes
of point sources, other than publicly owned
treatment works, which (i) shall require ap-
plication of the best available technology
42a
economically achievable for such category or
class, which will result in reasonable further
progress toward the national goal of eclimi-
nating the discharge of all pollutants, as de-
termined in accordance with regulations is-
sued by the Administrator pursuant to sec-
tion 1314(b)(2) of this title, which such efflu-
ent limitations shall require the elimination
of discharges of all pollutants if the Admin-
istrator finds, on the basis of information
available to him (including information de-
veloped pursuant to section 1325 of this ti-
tle), that such elimination is technologically
and economically achievable for a category
or Class of point sources as determined in ac-
cordance with regulations issued by the Ad-
ministrator pursuant to section 1314(b)(2) of
this title, or (ii) in the case of the introduc-
tion of a pollutant into a publicly owned
treatment works which meets the require-
ments of subparagraph (B) of this para-
graph, shall require compliance with any
applicable pretreatment requirements and
any other requirement under section 1317 of
this title;
(B) Repealed. Pub. L. 97-117, § 21(b),
Dec. 29, 1981, 95 Stat. 1632.
(C) with respect to all toxic pollut-
ants referred to in table 1 of Committee
Print Numbered 95-30 of the Commit-
tee on Public Works and Transportation
of the House of Representatives compli-
ance with effluent limitations in accor-
dance with subparagraph (A) of this
43a
paragraph as expeditiously as practica-
ble but in no case later than three years
after the date such limitations are
promulgated under section 1314(b) of
this title, and in no case later than
March 31, 1989;
(D) for all toxic pollutants listed un-
der paragraph (1) of subsection (a) of
section 1317 of this title which are not
referred to in subparagraph (C) of this
paragraph compliance with effluent li-
mitations in accordance with subpara-
graph (A) of this paragraph as expedi-
tiously as practicable, but in no case
later than three years after the date
such limitations are promulgated under
section 1314(b) of this title, and in no
case later than March 31, 1989;
(EK) as expeditiously as_ practicable
but in no case later than three years af-
ter the date such limitations are prom-
ulgated under section 1314(b) of this ti-
tle, and in no case later than March 31,
1989, compliance with effluent limita-
tions for categories and classes of point
sources, other than publicly owned
treatment works, which in the case of
pollutants identified pursuant to sec-
tion 1314(a)(4) of this title shall require
application of the best conventional! pol-
lutant contro] technology as determined
in accordance with regulations issued
by the Administrator pursuant to sec-
tion 1314(b)(4) of this title; and
44a
(F) for all pollutants (other than
those subject to subparagraphs (C), (D),
or (E) of this paragraph) compliance
with effluent limitations in accordance
with subparagraph (A) of this para-
graph as expeditiously as practicable
but in no case later than 3 years after
the date such limitations are estab-
lished, and in no case later than March
31, 1989.
(3) (A) for effluent limitations under pa-
ragraph (1)(A)(i) of this subsection promul-
gated after January 1, 1982, and requiring a
level of control substantially greater or based
on fundamentally different control technology
than under permits for an industrial category
issued before such date, compliance as expedi-
tiously as practicable but in no case later than
three years after the date such limitations are
promulgated under section 1314(b) of this ti-
tle, and in no case later than March 31, 1989;
and
(B) for any effluent limitation in ac-
cordance with paragraph (1)(A)(i),
(2)(A)(i), or (2)(E) of this subsection es-
tablished only on the basis of section
1342(a)(1) of this title in a permit is-
sued after February 4, 1987, compliance
as expeditiously as practicable but in no
case later than three years after the
date such limitations are established,
and in no case later than March 31,
1989.
A5a
* * _
(e) All point discharge source application of
effluent limitations
Effluent limitations established pursuant to
this section or section 1312 of this title shall be ap-
plied to all point sources of discharge of pollutants in
accordance with the provisions of this chapter.
Clean Water Act §§ 303(c), (d), and (e); 33 U.S.C.
§§ 1313(c), (d), and (e)
§ 13138. Water quality standards and implementa
tion plans
(c) Review; revised standards; publication
(1) The Governor of a State or the State
water pollution control agency of such State
shall from time to time (but at least once
each three year period beginning with Octo
ber 18, 1972) hold public hearings for the
purpose of reviewing applicable water qual
ity standards and, as appropriate, modifying
and adopting standards. Results of such re-
view shall be made available to the Adminis
trator.
(2) (A) Whenever the State revises or
adopts a new standard, such revised or new
standard shall be submitted to the Adminis-
trator. Such revised or new water quality
standard shall consist of the designated uses
—“_——
46a
of the navigable waters involved and the wa-
ter quality criteria for such waters based
upon such uses. Such standards shall be
such as to protect the public health or wel-
fare, enhance the quality of water and serve
the purposes of this chapter. Such standards
shall be established taking into considera-
tion their use and value for public water
supplies, propagation of fish and wildlife, re-
creational purposes, and agricultural, indus-
trial, and other purposes, and also taking in-
to consideration their use and value for na-
vigation.
(B) Whenever a State reviews water
quality standards pursuant to para-
graph (1) of this subsection, or revises
or adopts new standards pursuant to
this paragraph, such State shall adopt
criteria for all toxic pollutants listed
pursuant to section 1317(a)(1) of this ti-
tle for which criteria have been pub-
lished under section 1314(a) of this ti-
tle, the discharge or presence of which
in the affected waters could reasonably
be expected to interfere with those des-
ignated uses adopted by the State, as
necessary to support such designated
uses. Such criteria shall be specific nu-
merical criteria for such toxic pollut-
ants. Where such numerical criteria are
not available, whenever a State reviews
water quality standards pursuant to
paragraph (1), or revises or adopts new
standards pursuant to this paragraph,
such State shall adopt criteria based on
Alva
biological monitoring or assessment
methods consistent with information
published pursuant to section
1314(a)(8) of this title. Nothing in this
section shall be construed to limit or de-
lay the use of effluent limitations or
other permit conditions based on or in-
volving biological monitoring or as-
sessment methods’. or _ previously
adopted numerical criteria.
(3) If the Administrator, within sixty days
after the date of submission of the revised or
new standard, determines that such stan-
dard mcets the requirements of this chapter,
such standard shall thereafter be the water
quality standard for the applicable waters of
that State. If the Administrator determines
that any such revised or new standard is not
consistent with the applicable requirements
of this chapter, he shall not later than the
ninetieth day after the date of submission of
such standard notify the State and specify
the changes to meet such requirements. If
such changes are not adopted by the State
within ninety days after the date of notifica-
tion, the Administrator shall promulgate
such standard pursuant to paragraph (4) of
this subsection.
(4) The Administrator shall promptly pre-
pare and publish proposed regulations set-
ting forth a revised or new water quality
standard for the navigable waters involved--
48a
(A) if a revised or new water quality
standard submitted by such State un-
der paragraph (3) of this subsection for
such waters is determined by the Ad-
ministrator not to be consistent with
the applicable requirements of this
chapter, or
(B) in any case where the Administrator
determines that a revised or new stan-
dard is necessary to meet the require-
ments of this chapter.
The Administrator shall promulgate any re-
vised or new standard under this paragraph not lat-
er than ninety days after he publishes such proposed
standards, unless prior to such promulgation, such
State has adopted a revised or new water quality
standard which the Administrator determines to be
in accordance with this chapter.
(d) Identification of areas with insufficient
controls; maximum daily load; certain effluent limi-
tations revision
(1) (A) Each State shall identify those
waters within its boundaries for which the
effluent limitations required by section
1311(b)(1)(A) and section 1311(b)(1)(B) of
this title are not stringent enough to imple-
ment any water quality standard applicable
to such waters. The State shall establish a
priority ranking for such waters, taking into
account the severity of the pollution and the
uses to be made of such waters.
49a
(B) Each State shall identify those
waters or parts thereof within its boun-
daries for which controls on thermal
discharges under section 1311 of this ti-
tle are not stringent enough to assure
protection and propagation of a bal-
anced indigenous population of shell-
fish, fish, and wildlife.
(C) Each State shall establish for the
waters identified in paragraph (1)(A) of
this subsection, and in accordance with
the priority ranking, the total maxi-
mum daily load, for those pollutants
which the Administrator identifies un-
der section 1314(a)(2) of this title as
suitable for such calculation. Such load
shall be established at a level necessary
to implement the applicable water qual-
ity standards with seasonal variations
and a margin of safety which takes into
account any lack of knowledge concern-
ing the relationship between effluent
limitations and water quality.
(D) Each State shall estimate for the
waters identified in paragraph (1)(B) of
this subsection the total maximum dai-
ly thermal load required to assure pro-
tection and propagation of a balanced,
indigenous population of shellfish, fish,
and wildlife. Such estimates shall take
into account the normal water tempera-
tures, flow rates, seasonal variations,
existing sources of heat input, and the
dissipative capacity of the identified
50a
waters or parts thereof. Such estimates
shall include a calculation of the maxi-
mum heat input that can be made into
each such part and shall include a mar-
gin of safety which takes into account
any lack of knowledge concerning the
development of thermal water quality
criteria for such protection and propa-
gation in the identified waters or parts
thereof.
(2) Each State shall submit to the Admin-
istrator from time to time, with the first
such submission not later than one hundred
and eighty days after the date of publication
of the first identification of pollutants under
section 1314(a)(2)(D) of this title, for his ap-
proval the waters identified and the loads
established under paragraphs (1)(A), (1)(B),
(1)(C), and (1)(D) of this subsection. The
Administrator shall either approve or disap-
prove such identification and load not later
than thirty days after the date of submis-
sion. If the Administrator approves such
identification and load, such State shall in-
corporate them into its current plan under
subsection (e) of this section. If the Adminis-
trator disapproves such identification and
load, he shall not later than thirty days after
the date of such disapproval identify such
waters in such State and establish such
loads for such waters as he determines nec-
essary to implement the water quality stan-
dards applicable to such waters and upon
such identification and establishment the
State shall incorporate them into its current
dla
plan under subsection (e) of this section.
(3) For the specific purpose of developing in-
formation, each State shall identify all wa-
ters within its boundaries which it has not
identified under paragraph (1)(A) and (1)(B)
of this subsection and estimate for such wa-
ters the total maximum daily load with sea-
sonal variations and margins of safety, for
those pollutants which the Administrator
identifies under section 1314(a)(2) of this ti-
tle as suitable for such calculation and for
thermal discharges, at a level that would as-
sure protection and propagation of a bal-
anced indigenous population of fish, shell-
fish, and wildlife.
(4) Limitations on revision of certain efflu-
ent limitations
(A) Standard not attained
For waters identified under paragraph (1)(A)
where the applicable water quality standard has
not yet been attained, any effluent limitation
based on a total maximum daily load or other
waste load allocation established under this sec-
tion may be revised only if (1) the cumulative ef-
fect of all such revised effluent limitations based
on such total maximum daily load or waste load
allocation will assure the attainment of such wa-
ter quality standard, or (ii) the designated use
which is not being attained is removed in accor-
dance with regulations established under this
section.
52a
(B) Standard attained
For waters identified under paragraph (1)(A)
where the quality of such waters equals or ex-
ceeds levels necessary to protect the designated
use for such waters or otherwise required by ap-
plicable water quality standards, any effluent h-
mitation based on a total maximum daily load or
other waste load allocation established under this
section, or any water quality standard estab-
lished under this section, or any other permitting
standard may be revised only if such revision is
subject to and consistent with the antidegrada-
tion policy established under this section.
* * *
(e) Continuing planning process
(1) Each State shall have a continuing
planning process approved under paragraph
(2) of this subsection which is consistent
with this chapter.
(2) Each State shall submit not later than
120 days after October 18, 1972, to the Ad-
ministrator for his approval a proposed con-
tinuing planning process which is consistent
with this chapter. Not later than thirty days
after the date of submission of such a proc-
ess the Administrator shall either approve
or disapprove such process. The Administra-
tor shall from time to time review each
State's approved planning process for the
purpose of insuring that such planning proc-
ess is at all times consistent with this chap-
ter. The Administrator shall not approve any
53a
State permit program under subchapter IV
of this chapter for any State which does not
have an approved continuing planning proc-
ess under this section.
(3) The Administrator shall approve any
continuing planning process submitted to
him under this section which will result in
plans for all navigable waters within such
State, which include, but are not limited to,
the following:
(A) effluent limitations and_ sched-
ules of compliance at least as stringent
as those required by section 1311(b)(1),
section 1311(b)(2), section 1316, and
section 1317 of this title, and at least as
stringent as any requirements con-
tained in any applicable water quality
standard in effect under authority of
this section;
(B) the incorporation of all elements of
any applicable area-wide waste man-
agement plans under section 1288 of
this title, and applicable basin plans
under section 1289 of this title;
(C) total maximum daily load for pol-
lutants in accordance with subsection
(d) of this section;
(D) procedures for revision;
(E) adequate authority for intergov-
ernmental cooperation;
o4a
(F) adequate implementation, _in-
cluding schedules of compliance, for re-
vised or new water quality standards,
under subsection (c) of this section;
(G) controls over the disposition of all
residual waste from any waiter treat-
ment processing;
(H) an inventory and ranking, in or-
der of priority, of needs for construction
of waste treatment works required to
meet the applicable requirements of
sections 1311 and 1312 of this title.
Clean Water Act § 306(a)(1) and (2); 33 U.S.C.
§ 1316(a)(1) and (2)
§ 1316. National standards of performance
(a)
Definitions
For purposes of this section:
(1)
The term “standard of performance”
means a standard for the control of the dis-
charge of pollutants which reflects the
greatest degree of effluent reduction which
the Administrator determines to be achiev-
able through application of the best avail-
able demonstrated control technology, proc-
esses, operating methods, or other alterna-
tives, including, where practicable, a stan-
dard permitting no discharge of pollutants.
55a
(2) The term “new source” means any
source, the construction of which is com-
menced after the publication of proposed
regulations prescribing a standard of per-
formance under this section which will be
applicable to such source, if such standard is
thereafter promulgated in accordance with
this section.
Clean Water Act §309(b) and (d); 33 U.S.C.
§ 1319(b) and (d)
§ 1319. Enforcement
* * *
(b) Civil actions
The Administrator is authorized to commence
a civil action for appropriate relief, including a per-
manent or temporary injunction, for any violation for
which he is authorized to issue a compliance order
under subsection (a) of this section. Any action under
this subsection may be brought in the district court
of the United States for the district in which the de-
fendant is located or resides or is doing business, and
such court shall have jurisdiction to restrain such
violation and to require compliance. Notice of the
commencement of such action shall be given imme-
diately to the appropriate State.
* a
(d) Civil penalties; factors considered in de-
termining amount
56a
Any person who violates section 1311, 1312,
1316, 1317, 1318, 1828, or 13465 of this title, or any
permit condition or limitation implementing any of
such sections in a permit issued under section 1342
of this title by the Administrator, or by a State,
[F'N1] or in a permit issued under section 1344 of
this title by a State, or any requirement imposed in a
pretreatment program approved under section
1342(a)(3) or 1342(b)(8) of this title, and any person
who violates any order issued by the Administrator
under subsection (a) of this section, shall be subject
to a civil penalty not to exceed $25,000 per day for
each violation. In determining the amount of a civil
penalty the court shall consider the seriousness of
the violation or violations, the economic benefit (if
any) resulting from the violation, any history of such
violations, any good-faith efforts to comply with the
applicable requirements, the economic impact of the
penalty on the violator, and such other matters as
justice may require. For purposes of this subsection,
a single operational upset which leads to simultane-
ous violations of more than one pollutant parameter
shall be treated as a single violation.
Clean Water Act §§ 319(a)(1)(A), (B), and (C); 33
U.S.C. §§ 1329(a)(1)(A), (B), and (C)
§ 1329. Nonpoint source management programs
(a) State assessment reports
(1) Contents
The Governor of each State shall, after no-
tice and opportunity for public comment,
ova
prepare and submit to the Administrator for
approval, a report which—
(A) identifies those navigable waters
within the State which, without addi-
tional action to control nonpoint sources
of pollution, cannot reasonably be ex-
pected to attain or maintain applicable
water quality standards or the goals
and requirements of this chapter;
(B) identifies those categories and
subcategories of nonpoint sources or,
where appropriate, particular nonpoint
sources which add significant pollution
to each portion of the navigable waters
identified under subparagraph (A) in
amounts which contribute to such por-
tion not meeting such water quality
standards or such goals and require-
ments;
(C) describes the process, including in-
tergovernmental coordination and pub-
lic participation, for identifying best
management practices and measures to
control each category and subcategory
of nonpoint sources and, where appro-
priate, particular nonpoint’ sources
identified under subparagraph (B) and
to reduce, to the maximum extent prac-
ticable, the level of pollution resulting
from such category, subcategory, or
source; and
58a
Clean Water Act §§ 402(a) and (b); 33 U.S.C.
§§ 1342(a) and (b)
§ 1342. National pollutant discharge elimination sys-
tem
(a) Permits for discharge of pollutants
(1) Except as provided in sections 1328 and
1344 of this title, the Administrator may, af-
ter opportunity for public hearing, issue a
permit for the discharge of any pollutant, or
combination of pollutants, notwithstanding
section 1311(a) of this title, upon condition
that such discharge will meet either (A) all
applicable requirements under sections
1311, 1312, 1316, 1317, 1318, and 1343 of
this title, or (B) prior to the taking of neces-
sary implementing actions relating to all
such requirements, such conditions as the
Administrator determines are necessary to
carry out the provisions of this chapter.
(2) The Administrator shall prescribe con-
ditions for such permits to assure compli-
ance with the requirements of paragraph (1)
of this subsection, including conditions on
data and information collection, reporting,
and such other requirements as he deems
appropriate.
(3) The permit program of the Administrator
under paragraph (1) of this subsection, and
permits issued thereunder, shall be subject
to the same terms, conditions, and require-
ments as apply to a State permit program
59a
and permits issued thereunder under sub
section (b) of this section.
(b) State permit programs
At any time after the promulgation of the
guidelines required by subsection (i)(2) of section
1314 of this title, the Governor of each State desiring
to administer its own permit program for discharges
into navigable waters within its jurisdiction may
submit to the Administrator a full and complete de-
scription of the program it proposes to establish and
administer under State law or under an interstate
compact. In addition, such State shall submit a
statement from the attorney general (or the attorney
for those State water pollution control agencies
which have independent legal counsel), or from the
chief legal officer in the case of an interstate agency,
that the laws of such State, or the interstate com-
pact, as the case may be, provide adequate authority
to carry out the described program. The Admuinistra-
tor shall approve each such submitted program un-
less he determines that adequate authority does not
exist:
(1) To issue permits which--
(A) apply, and insure compliance with,
any applicable requirements of sections
1311, 1312, 1316, 1317, and 1343 of this
title;
(B) are for fixed terms not exceeding
five years; and
60a
(C) can be terminated or modified for
cause including, but not limited to, the
following:
(1) violation of any condition of
the permit;
(11) obtaining a permit by misrep-
resentation, or failure to disclose
fully all relevant facts;
(111) change in any condition that
requires either a temporary or
permanent reduction or elimina-
tion of the permitted discharge;
(D) control the disposal of pollutants in-
to wells;
(2) (A) To issue permits which apply, and
insure compliance with, all applicable re-
quirements of section 1318 of this title; or
(B) To inspect, monitor, enter, and re-
quire reports to at least the same extent
as required in section 1318 of this title;
(7) To abate violations of the permit or the
permit program, including civil and criminal
penalties and other ways and means of en-
forcement;
Gla
Clean Water Act § 501(a); 33 U.S.C. § 1361(a)
§ 1361. Administration
(a) Authority of Administrator to prescribe
regulations
The Administrator is authorized to prescribe
such regulations as are necessary to carry out his
functions under this chapter.
Clean Water Act § 502 §§ (6), (11), (12), and (14); 33
U.S.C. §§ 1362(6), (11), (12), and (14)
§ 1362 Definitions
Except as otherwise specifically provided, when
used in this chapter:
(6) The term “pollutant” means dredged spoil,
solid waste, incinerator residue, sewage, garbage, sew-
age sludge, munitions, chemical wastes, biological ma-
terials, radioactive materials, heat, wrecked or dis-
carded equipment, rock, sand, cellar dirt and industrial,
municipal, and agricultural waste discharged into wa-
ter. This term does not mean (A) “sewage from vessels
or a discharge incidental to the normal operation of a
vessel of the Armed Forces” within the meaning of sec-
tion 1322 of this title; or (B) water, gas, or other mate-
rial which is injected into a well to facilitate production
of oil or gas, or water derived in association with oil or
gas production and disposed of in a well, if the well
used either to facilitate production or for disposal pur-
poses is approved by authority of the State in which the
62a
well is located, and if such State determines that such
injection or disposal will not result in the degradation of
ground or surface water resources.
(11) The term “effluent limitation” means any
restriction established by a State or the Administra-
tor on quantities, rates, and concentrations of chemi-
cal, physical, biological, and other constituents
which are discharged from point sources into navi-
gable waters, the waters of the contiguous zone, or
the ocean, including schedules of compliance.
(12) The term “discharge of a pollutant” and the
term “discharge of pollutants” each means (A) any addi-
tion of any pollutant to navigable waters from any point
source. (B) any addition of any pollutant to the waters
of the contiguous zone or the ocean from any point
source other than a vessel or other floating craft.
(14) The term “point source” means any discerni-
ble, confined and discrete conveyance, including but not
limited to any pipe, ditch, channel, tunnel, conduit,
well, discrete fissure, container, rolling stock, concen-
trated animal feeding operation, or vessel or other float-
ing craft, from which pollutants are or may be dis-
charged. This term does not include agricultural
stormwater discharges and return flows from urrigated
agriculture.
63a
Clean Water Act sect. 505(a), (f), and (g); 33
U.S.C. sect. 1365(a), (f), and (g)
(a) Authorization; jurisdiction
Except as provided in subsection (b) of this
section and section 1319(g)(6) of this title, any citi-
zen may commence a civil action on his own behalf--
(1) against any person (including (i) the
United States, and (ii) any other governmen-
tal instrumentality or agency to the extent
permitted by the eleventh amendment to the
Constitution) who is alleged to be in viola-
tion of (A) an effluent standard or limitation
under this chapter or (B) an order issued by
the Administrator or a State with respect to
such a standard or limitation, or
(2) against the Administrator where there is
alleged a failure of the Administrator to per-
form any act or duty under this chapter
which is not discretionary with the Adminis-
trator.
The district courts shall have jurisdiction,
without regard to the amount in controversy or the
citizenship of the parties, to enforce such an effluent
standard or limitation, or such an order, or to order
the Administrator to perform such act or duty, as the
case may be, and to apply any appropriate civil pen-
alties under section 1319(d) of this title.
64a
(f) Effluent standard or limitation
For purposes of this section, the term “effluent
standard or limitation under this chapter” means (1)
effective July 1, 1973, an unlawful act under subsec-
tion (a) of section 1311 of this title; (2) an effluent
limitation or other limitation under section 1311 or
1312 of this title; (3) standard of performance under
section 1316 of this title; (4) prohibition, effluent
standard or pretreatment standards under section
1317 of this title; (5) certification under section 1341
of this title; (6) a permit or condition thereof issued
under section 1342 of this title, which is in effect un-
der this chapter (including a requirement applicable
by reason of section 1323 of this title); or (7) a regu-
lation under section 1345(d) of this title. [FN1]
(g) “Citizen” defined
For the purposes of this section the term “citi-
zen” means a person or persons having an interest
which is or may be adversely affected.
65a
FEDERAL INSECTICIDE, FUNGICIDE, AND
RODENTICIDE ACT PROVISIONS
Federal Insecticide, Fungicide, and Rodenticide
Act § 2{bb); 7 U.S.C. § 136(bb)
§ 136. Definitions
(bb) Unreasonable adverse effects on the
environment
The term “unreasonable adverse effects on the
environment” means (1) any unreasonable risk to
man or the environment, taking into account the
economic, social, and environmental costs and bene-
fits of the use of any pesticide, or (2) a human die-
tary risk from residues that result from a use of a
pesticide in or on any food inconsistent with the
standard under section 346a of Title 21. ‘The Admin-
istrator shall consider the risks and benefits of pub-
lic health pesticides separate from the ri
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