Opposition Brief — Martini v. Boeing Co.
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anne MM
FILED
MAR 1 200!
No. 00-1221
OFMCS @F TE AR
In The
Supreme Court of the United States
LUC MARTINI
Petitioner,
THE BOEING COMPANY,
Respondent.
On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Ninth Circuit
*
RESPONDENT’S BRIEF IN OPPOSITION
TO PETITION FOR A WRIT OF CERTIORARI
+
Russe_t L. PerisHo
Counsel of Record
Perkins Cort LLP
1201 Third Avenue
Seattle, WA 98101-3099
(206) 583-8888
Attorneys for Respondent
COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 342-2831
QUESTION PRESENTED
In Cleveland v. Policy Management Systems Corp.,
526 U.S. 795, 807 (1999), this Court stated: “When faced
with a plaintiff’s previous sworn statement asserting
‘total disability’ or the like; the court should require an
explanation of any apparent inconsistency with the neces-
sary elements of an ADA claim. To defeat summary judg-
ment, that explanation must be sufficient to warrant a
reasonable juror’s concluding that, assuming the truth of,
or the plaintiff’s good faith belief in, the earlier state-
ment, the plaintiff could nonetheless ‘perform the essen-
tial functions’ of her job, with or without ‘reasonable
accommodation.’ ” The question presented is:
Whether the Ninth Circuit Court of Appeals
properly upheld summary judgment pursuant
to Cleveland because Martini was unable to rec-
oncile his repeated representations of total dis-
ability with the requirements of a prima facie
case under the Americans with Disabilities Act
of 1990, 42 U.S.C. § 12101 and the Washington
Law Against Discrimination, RCW 49.60 et seq.
il
STATEMENT PURSUANT TO SUPREME COURT
RULE 29.6
The Boeing Company has no parent companies, sub-
sidiaries (except for wholly owned subsidiaries), or affili-
ates that have issued shares to the public.
iii
TABLE OF CONTENTS
ee 6 Be yy i
STATEMENT PURSUANT TO SUPREME COURT
ES ere ree ee ae li
OEEEEEED MPO WEPEIT EEE co ccccccccccdcccvcnscccecess 1
l. STATEMENT OF THE CASE ...............00. 1
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C. THE DISTRICT COURT AND THE NINTH
CIRCUIT COURT OF APPEALS CON-
CLUDED THAT BOEING WAS ENTITLED
TO SUMMARY JUDGMENT ON MAR-
SRM 4 46's heaeecsebcteraccneeses 6
Il. REASONS FOR DENYING THE PETITION.... 7
A. THE PETITION DOES NOT MEET THE
HIGH STANDARD FOR A GRANT OF
CERTIORARI BECAUSE THIS COURT HAS
ALREADY DIRECTLY ADDRESSED THE
ISSUE AT BAR IN CLEVELAND V. POLICY
MANAGEMENT SYSTEMS CORP.......... 8
B. REVIEW BY THIS COURT IS NOT WAR-
RANTED BECAUSE THE NINTH CIRCUIT
COURT OF APPEALS CORRECTLY
APPLIED CLEVELAND IN AFFIRMING
SUMMARY JUDGMENT IN FAVOR OF
SA ee eer ree ene 11
_— RN
iV
TABLE OF CONTENTS - Continued
Page
C. THE ISSUE OF WHETHER THE NINTH
CIRCUIT PROPERLY DECLINED TO CER-
TIFY THE STATE LAW ISSUE INVOLVED
FAILS TO OFFER A COMPELLING REA-
SON TO GRANT CERTIORARI AS
REQUIRED BY SUPREME COURT RULE 10
Sls. SS 654605 6.66 bOS4SANS eae eneedehaes 22
Vv
TABLE OF AUTHORITIES
Page
CasEs
Cleveland v. Policy Management Systems Corp.,
— Bik @, frp eer res passim
Coleman v. Quaker Oats Co., 232 F.3d 1271 (9th
Gk: MEE 622 cbcahasendscncasabetecenl eee 14
Fell v. Spokane Transit Authority, 128 Wn.2d 618,
:@ + GBs. | | ee Gu EEE a ae ey 15
Graver Mfg. Co. v. Linde Co., 336 U.S. 271 (1949) ....18
Houston v. Hill, 482 U.S. 451 (1987)................. 19
In re Complaint of McLinn, 744 F.2d 677 (9th Cir.
1984), cert. denied, 488 U.S. 925 (1988)............ 22
Johnson v. Oregon, 141 F.3d 1361 (1998).......... 16, 17
Kees v. Wallenstein, 161 F.3d 1196 (9th Cir. 1998) ....15
Kennedy v. Applause, Inc., 90 F.3d 1477 (9th Cir.
FOUN i a éan0nn baad hihisaks citadel 14, 15
Lehman v. Lycoming County Children’s Services,
Oe Ab ROE 606640 6on vachcAckaen antennae 9, 19
Martini v. The Boeing Co., 88 Wn. App. 442, 945
P.2d 248 (1997), afft’d, 137 Wn.2d 357, 971 P.2d
OD CINE si RSENS Oat bo Oka bea passim
McDonnell Douglas Corp. v. Green, 411 U.S. 792
TUE Sch Checker dere ie ee ee 10, 14
Texas Dep’t of Community Affairs v. Burdine, 450
18 Se fe | | PEN gEE EERE RED RT 14
United States v. Johnson, 268 U.S. 220 (1925)........ 18
vi
TABLE OF AUTHORITIES - Continued
Page
RULES
Federal Rule of Civil Procedure 56.................. 19
Supreme Court Rule 10 .....cccccsscccsssccccccsceses 7
Washington Rule of Appellate Procedure 16.16(a) .... 19
Washington Superior Court Civil Rule 56(c)......... 19
CopEs
y fat | AE 8 PPrrererrrerire erry rece ree
Se Sas Oe SD o's ccccccccsacedsedesaseanaaien 14
Americans with Disabilities Act of 1990, 42 U.S.C.
EE 00 cseddseccdcesssassuaeseesesesaseacuvanen 1
GS Pe Bot). PPP rrr yer Pero rr or: 1, 14
Social Security Act, 42 U.S.C. § 422(c), 423(e)(1)..... 10
Washington Law Against Discrimination, RCW
MD.GO OF BOG oo cccccccscccccscceccseccccccsoscscsose 1
8p! |: PPerrrrrrrrrT rr re ripe ere 19
ae GPUS 06 606.00000000066eneesadannupanunees 1, 21
EG DEMS 66 a vccdvesccscsasbcensvaveaneeenen 15, 21
STATUTES INVOLVED
This case involves the Americans with Disabilities
Act of 1990, 42 U.S.C. § 12101 (the “ADA”) and the
Washington Law Against Discrimination, RCW 49.60 et
seq. (the “WLAD”), and, in particular, plaintiff's burden
of proving that he is a “qualified individual with a dis-
ability,” that is, a person “who, with or without reason-
able accommodation, can perform the essential
functions” of his job. 42 U.S.C. § 12111(8); RCW 49.60.180.
Il. STATEMENT OF THE CASE
A. INTRODUCTION
Martini’s petition reflects a selective - and often mis-
leading — recitation of the facts. The bottom line is quite
simple: the Ninth Circuit properly upheld the entry of
summary judgment to The Boeing Company (“Boeing”)
pursuant to this Court’s decision in Cleveland v. Policy
Management Systems Corp. because Martini was unable
to reconcile repeated and ongoing representations of total
disability with his burden of proving he was qualified for
the position sought.
B. RELEVANT FACTS
1. Petitioner Has Been Receiving Disability
Benefits From the Social Security Adminis-
tration Since 1991.
Petitioner was employed by Boeing until the summer
of 1990, when he resigned from his job. On December 12,
1990, petitioner applied for social security disability ben-
efits (hereinafter, “SSD benefits”), claiming he had a dis-
abling condition that prevented him from working. SER
192-99, 209.1 Petitioner made the following representa-
tions (among others) in his application for SSD benefits:
I became unable to work because of my dis-
abling condition on July-16, 1990.2 I am still
disabled.
I agree to notify the social security administra-
tion if:
— my medical condition improves so that I
would be able to work, even though I have
not yet returned to work.
I know that anyone who makes or causes to be
made a false statement or representation of
material fact in an application or for use in
determining a right to payment under the Social
Security Act commits a crime punishable under
federal law by fine, imprisonment or both. I
affirm that all information I have given in con-
nection with this claim is true. —
SER 192-99.
1 Citations to the factual record below are abbreviated as
“CR” for Clerk’s Record, “ER” for Excerpts of Record, and
“SER” for Supplemental Excerpts of Record.
2 As the Social Security Administration (“SSA”) made clear
to Martini after he submitted his application, SSD benefits are
available only to individuals who are “unable to do any
substantial gainful work due to a medical condition. .. . ” SER
250.
On February 11, 1991, the SSA sent petitioner a letter
informing him that his application for SSA benefits had
been denied. SER 249-51. The letter explained petitioner’s
right to request reconsideration of the decision and fur-
ther explained what petitioner needed to prove in order
to obtain SSD benefits:
To be considered disabled, a person must be
unable to do any substantial gainful work due to a
medical condition which has lasted or is
expected to last for at least 12 months in a row.
The condition must be severe enough to keep a
person from working not only in his or her
usual job, but in any other substantial gainful
work.
Id. (emphasis supplied). Petitioner filed a request for
reconsideration, stating that his condition had worsened
in numerous respects since his initial application. SER
223-25, 226-34.
In the spring of 1991, the SSA engaged Dr. Harvey
Ries, a psychiatrist, to perform an independent medical
examination of petitioner. SER 262-63, 88-89, 101. Dr. Ries
diagnosed a major depressive disorder and a number of
physical impairments, and he concluded that petitioner
was “totally disabled,” i.e., unable to engage in gainful
employment, and had been so since the summer of 1990.
SER 275-77, 101-02, 132-33. After receiving Dr. Ries’s eval-
uation, the SSA determined on July 16, 1991, that peti-
tioner was indeed “disabled,” i.e., incapable of gainful
employment, and that he was entitled to SSD benefits of
$1052 per month. SER 244-48. Petitioner has been receiv-
ing SSD benefits continuously since that time, and his
monthly benefit at the time of his appeal to the Ninth
Circuit was $1208. SER 200-01, 203. Petitioner has made
no representations, and the record is devoid of any evi-
dence, that he has ceased receiving SSD benefits.
2. Petitioner Has Also Applied for and Been
Receiving Benefits From Boeing’s Long-
Term Disability Plan.
On May 21, 1991, petitioner applied for benefits
under Boeing’s long-term disability (“LTD”) plan. SER
8-27. The LTD plan pays benefits to participants who are
“totally disabled.” SER 28-78. The plan defines “totally
disabled” as (1) during the first two years of a period of
disability, the employee is “unable . . . to perform the
duties of [his] own occupation or other appropriate work
made available” and (2) thereafter, the employee is
“unable . . . to work at any reasonable occupation.” Id.
(emphasis supplied).
Petitioner represented on his LTD application that he
was “totally disabled and unable to work.” SER 18. When
asked on the application when he would be able to return
to work, petitioner wrote: “NO.” Id. The application
warned petitioner that making any false or misleading
statement on the application might constitute a crime. Id.
Petitioner’s application for LTD benefits was
approved in August 1991, and his benefits were back-
dated to January 17, 1991. SER 25. At the time of his
appeal to the Ninth Circuit, petitioner continued to
receive monthly LTD benefits of $1,229. SER 201-02.
3. After Seeking Employment with Boeing in
February 1996, Petitioner Testified During a
Workers’ Compensation Proceeding That
He Is Incapable of Gainful Employment.
After resigning from Boeing, petitioner applied for
workers’ compensation benefits, ultimately claiming that
a shoulder strain he experienced while lifting a piece of
luggage during a business trip aggravated his other
impairments — mental and physical — to the point where
he became “incapable of performing employment.” SER
148-49. On August 20, 1996, a judge of the Board of
Industrial Insurance Appeals (the “Board”) held a hear-
ing to determine, among other things, whether petitioner
“was capable of performing or obtaining gainful employ-
ment [from] August 21, 1990 to November 16, 1995, and
from there forward.” SER 147. During this hearing, Mar-
tini testified that he became totally disabled in the sum-
mer of 1990 and that he has been unable to work since
that time:
Q Have you ever worked at all after [your last
date of employment with Boeing in 1990]?
A No, I have not.
0
Have you been able to work after that date?
>
No, I have not.
Q_ Did the shoulder injury have an affect on the
psychiatric condition or did it manifest it?
A Yes, it was the causative thing that pushed
me over the edge from being employed suc-
cessfully to being totally disabled.
SER 143-44 (emphasis added). Significantly, petitioner’s
testimony at this hearing occurred six months after he
wrote his letter seeking employment at Boeing. Martini’s phy-
sician, Dr. Ries, concurred with Martini’s statements that
he became unable to work starting in the summer of 1990
and remained incapable of employment through, and as
of the hearing date. SER 101-02, 111-17, 133-34.5
C. THE DISTRICT COURT AND THE NINTH
CIRCUIT COURT OF APPEALS CONCLUDED
THAT BOEING WAS ENTITLED TO SUM-
MARY JUDGMENT ON MARTINI’S CLAIMS.
In February 1996, while still pursuing his workers’
compensation claim, petitioner wrote a letter to Boeing
expressing an interest in four positions. Martini was not
hired, and he filed this lawsuit on March 18, 1997.
3 In addition to receiving disability-related benefits from
three separate sources, Martini has also received front pay
damages from Boeing for the same period of time for which he
now seeks to recover. Martini initiated a separate lawsuit in
state court in 1993, claiming, among other things, that Boeing
forced him to quit his job. Martini presented testimony and
argument that he was entitled to damages because he was
totally unable to work. Despite significant disagreement as to
the cause and extent of his disability, a jury verdict was returned
in favor of Martini in October 1995. Martini v. The Boeing
Company, 137 Wn.2d 357, 362, 971 P.2d 45 (1999). Martini
recovered a front pay award of $480,932 based on the amount of
money he would have earned at his former Boeing job from the
date of his resignation through retirement age, less what he
would have earned if he had sought employment outside of
Boeing. Id.
On April 21, 1998, Judge Weinberg agreed with Boe-
ing that Martini’s medical evidence raised no genuine
issue of material fact with respect to his inability to
perform the essential functions of the job, with or without
accommodation, and recommended that the District
Court grant Boeing’s summary judgment motion, which
it did on June 2, 1998. Appendix to Certiorari Petition
(“Pet. App.”) at pp. 23a-33a.
Martini subsequently appealed, and on September
21, 2000 the Ninth Circuit Court of Appeals upheld the
district court’s grant of summary judgment to Boeing.
The Ninth Circuit concluded that based on all the evi-
dence, “Martini fails to sufficiently explain the inconsis-
tency between his assertions of total disability and his
discrimination claim to require submission to a jury,
therefore we affirm.” Pet. App. at pp. la-2a. Martini filed
a petition for rehearing, which was denied by order dated
October 31, 2000.
II. REASONS FOR DENYING THE PETITION
This case does not present a new legal issue, a split
among the circuits, a mis-application of Supreme Court
precedent, or any other compelling justification for grant-
ing certiorari as required by Supreme Court Rule 10. Less
than two years ago, this Court directly addressed the
issue presented by petitioner in Cleveland, and the Ninth
Circuit correctly applied that precedent to decide this
case. Instead of presenting a plausible justification for
certiorari, the Petition represents nothing more than an
attempt to gain a third rehearing on the merits in the
hopes of finally receiving a favorable result.
A. THE PETITION DOES NOT MEET THE HIGH
STANDARD FOR A GRANT OF CERTIORARI
BECAUSE THIS COURT HAS ALREADY
DIRECTLY ADDRESSED THE ISSUE AT BAR
IN CLEVELAND v. POLICY MANAGEMENT
SYSTEMS CORP.
1. Cleveland Held that Summary Judgment Is
Appropriate When an ADA Plaintiff Is
Unable to Reconcile Apparently Inconsis-
tent Representations of Total Disability
with the Requirements of a Prima Facie
Case Under the ADA.
This Court directly considered the underlying issue
in this case in Cleveland v. Policy Management Systems
Corp., 526 U.S. 795 (1999). In a unanimous decision, this
Court held that prior representations of total disability
will not automatically bar a disability discrimination
claim, nor erect a presumption against the plaintiff.
Instead, the plaintiff’s representations are relevant evi-
dence that will lead to summary judgment if the plaintiff
fails to provide a sufficient, reasonable explanation that
reconciles the prior statements of inability to work with
the plaintiff's burden of proving he is capable of working.
As stated by this Court:
[A] plaintiff’s sworn assertion in an application
for disability benefits that she is, for example,
‘unable to work’ will appear to negate an essen-
tial element of her ADA case - at least if she
does not offer a sufficient explanation. For that
reason, we hold that an ADA plaintiff cannot
simply ignore the apparent contradiction that
arises out of the earlier . . . disability claim.
Rather, she must proffer a sufficient explanation.
To defeat summary judgment, that explanation
must be sufficient to warrant a reasonable
juror’s concluding that, assuming the truth of,
or the plaintiff’s good faith belief in, the earlier
statement, the plaintiff could nonetheless ‘per-
form the essential functions’ of. [the] job, with or
without accommodation.
Cleveland, 526 U.S. at 806-07. The issue presented by
Cleveland, whether summary judgment is appropriate
when an ADA plaintiff fails to reconcile representations
of total disability with his burden of aemonstrating that
he is qualified under the ADA, is precisely the issue
presented in this case. Pet. App. at pp. la-2a, 29a. Because
this Court has already directly addressed this issue, a
grant of certiorari is inappropriate. See, e.g., Lehman v.
Lycoming County Children’s Services, 458 U.S. 502, 507
(1982) (explaining that certiorari may be appropriate
where the issue before the Court “is a question of impor-
tance not heretofore considered by this Court, and one
over which the Circuits are divided”).
Plaintiff offers nothing more than a minor factual
difference between the two cases to support his argument
that this Court’s holding in Cleveland is inapplicable:
Martini was a job applicant, whereas the Cleveland plain-
tiff was a current employee when the alleged wrongful
conduct occurred. Petition for Writ of Certiorari (“Peti-
tion”) at p. 13. Whether a disability discrimination plain-
tiff was a job applicant or an employee seeking to
continue his employment is not relevant to the real issue
in both cases, whether the plaintiff can prove he is quali-
fied for the position despite his own representations of
10
total disability. All discrimination plaintiffs, regardless of
whether they were current employees or job applicants,
must prove that they were qualified for the position in
question to survive summary judgment. E.g., McDonnell
Douglas Corp. v. Green, 411 U.S. 792, 802-03 (1973); Mar-
tini v. The Boeing Co., 88 Wn. App. 442, 451, 945 P.2d 248
(1997), aff'd, 137 Wn.2d 357, 971 P.2d 45 (1999). Martini’s
attempt to recharacterize the applicable issue and distin-
guish the clear holding in Cleveland is therefore unper-
suasive.
2. The Court in Cleveland Directly Considered
the Trial Work Period Regulations and
Underlying Policy in Reaching Its Holding.
Petitioner argues that a grant of certiorari is appro-
priate because “Supreme Court precedent . . . does not
address the relationship between the related purposes of
the ADA and the SSA to return disabled persons to
work.” Petition at pp. 11-12. This argument represents a
blatant misrepresentation of precedent to manufacture a
new legal issue where none exists. Petitioner ignores the
fact that this Court in Cleveland expressly considered the
interaction between the SSA and the ADA. The existence
of and the policy underlying the trial work period regula-
tions were factors in the Court’s decision not to impose a
per se bar or a presumption against ADA plaintiffs who
had applied for disability benefits. Cleveland, 526 U.S. at
805 (citing 42 U.S.C. § 422(c), 423(e)(1); 20 C.F.R.
§ 404.1592 (1998)). Instead, after carefully considering the
interaction between the SSA and the ADA, the Court
concluded that summary judgment is appropriate if an
—
11
ADA plaintiff is unable to sufficiently explain his own
assertions of total disability.
B. REVIEW BY THIS COURT IS NOT WAR-
RANTED BECAUSE THE NINTH CIRCUIT
COURT OF APPEALS CORRECTLY APPLIED
CLEVELAND IN AFFIRMING SUMMARY
JUDGMENT IN FAVOR OF BOEING.
Petitioner contends that the Ninth Circuit misapplied
this Court’s holding in Cleveland by applying “a com-
plete bar to employment for persons wishing to leave
disability.” Petition at p. 14. This assertion is unsupported
by the record. Even a cursory reading of the Ninth Cir-
cuit’s opinion demonstrates that it did not apply a “com-
plete bar” to Martini’s claims. Instead, after carefully
considering the facts of this case in light of the Cleveland
holding, the Ninth Circuit concluded that summary judg-
ment was appropriately entered because Martini “fail[ed]
to sufficiently explain the inconsistency between his
assertions of total disability and his discrimination
claim. ...” Pet. App. at pp. 1la-2a.
1. Martini Failed to Offer a Sufficient Expla-
nation for His Repeated Representations of
Total Disability and Was Therefore Unable
to Demonstrate that He Was Qualified
Under the ADA.
Summary judgment was appropriate in this case
under the Cleveland standard. Martini swore in several
forums that he was totally disabled, and his most recent
statement — in the course of his workers’ compensation
12
claim — was an unqualified representation, under oath, that
he is “totally disabled.” Pet. App. at p. 72a.
The Ninth Circuit properly considered the timing of
Martini’s representations as required by Cleveland and
found that the timing was particularly compelling: “It is
hard to imagine a stronger and more definitive represen-
tation of total disability than Martini’s testimony [in
August 1996] that he was totally disabled for a six year
period which included the date of his Boeing applica-
tion.” Pet. App. at p. 4a; Cleveland, 526 U.S. 805. Mar-
tini’s subsequent unsupported argument that his physical
condition had improved when he applied to work at
Boeing is fatally undermined by his own unqualified
statements of total disability.
Furthermore, Martini made ongoing representations
in several fora, including to the SSA, that he was incapa-
ble of working and accepted benefits for years based on
those representations. Unlike the plaintiff in Cleveland,
Martini never notified the SSA that he was able to work
as required by SSA regulations. This fact is especially
telling given that Martini made a sworn promise to notify
the agency when he became able to work. SER 192-99. His
failure to do so is not surprising in light of the fact that
the record is devoid of any evidence that Martini worked
at all, or even applied for a single other position, during
the entire six years of his professed total disability. Pet.
App. at p. 2a.
Most tellingly, Martini has never taken the position
with the lower courts, or even with this Court, that he is
Dictate tania ia
13
capable of working.* He has never, as required by Cleve-
land, proffered an explanation to reconcile his prior rep-
resentations of total inability to work, with his burden of
proving that he was qualified for the positions he sought
at Boeing. Martini simply argues that he “might” be able
to work and that Boeing should have hired him on a
“trial basis.” Petition at p. 13. Even Martini’s own physi-
cian asserts only that Martini might have succeeded in
“provisional employment.” Pet. App. at p. 61a.5 The ADA
and the Washington Law Against Discrimination
(“WLAD”), however, require proof that a plaintiff is qual-
ified to work. Cleveland, 526 U.S. at 806; Martini, 88 Wn.
App. at 451. The ADA and the WLAD do not require
employers to hire people who are not sure whether they
are qualified for the jobs for which they apply, and they
certainly do not allow such individuals to pursue law-
suits when they are not hired.
The only fact offered by Martini to counter the over-
whelming evidence that he was not qualified when he
applied to work at Boeing is a single employment appli-
cation, to Boeing, during the entire six-year period in
question. Petition at p. 15 (stating that Martini’s job appli-
cation is the “most important evidence” of his ability to
work). Martini’s employment application reflects no more
than his professed interest in a particular position, which
4 This fact alone distinguishes Martini’s claim from the one
in Cleveland and similar cases. In those cases, the plaintiffs
affirmatively asserted, for purposes of their ADA claims, that
they were capable of working. Martini fails even to do that.
5 It is important to note that the physician who made this
statement was Martini’s psychologist, and did not treat his
physical impairments. Pet. App. at p. 59a.
14
is insufficient to defeat a motion for summary judgment
as a matter of law. Cleveland, 526 U.S. 806 (requiring that
ADA plaintiff demonstrate that he or she is qualified to
survive summary judgment); Martini, 88 Wn. App. at 451,
945 P.2d at 253 (under state law a plaintiff cannot proceed
with a disability discrimination claim absent proof that he
was “qualified” to work). The requirements of a prima
facie case under the ADA and the WLAD would be
eviscerated if merely expressing an interest in gaining or
keeping employment were sufficient to survive summary
judgment. Indeed, it is difficult to imagine a single plain-
tiff who would be unable to meet this burden.
2. Because Martini Failed to Present Even a
Prima Facie Case of Disability Discrimina-
tion, Boeing’s Reasons for Not Selecting
Martini Are Irrelevant.
Under well settled Supreme Court and Ninth Circuit
precedent, Martini has the initial obligation to establish
his prima facie case of disparate treatment. McDonnell
Douglas Corp. v. Green, 411 U.S. 792, 802-03 (1973); Texas
Dep’t of Community Affairs v. Burdine, 450 U.S. 248,
253-54 (1981); Coleman v. Quaker Oats Co., 232 F.3d 1271,
1296 (9th Cir. 2000). A required element of plaintiff's
prima facie case is that he was a “qualified individual,”
that is an “individual with a disability who, with or
without reasonable accommodation, can perform the
essential functions of the employment position that such
individual holds or desires.” See, e.g., Kennedy v.
Applause, Inc., 90 F.3d 1477, 1480 (9th Cir. 1996) (citing 42
U.S.C. § 12111(8) and 29 C.F.R. § 1630.2(m)). This same
analysis also controls Martini’s discrimination claims
15
arising under the WLAD. Kees v. Wallenstein, 161 F.3d
1196, 1199 (9th Cir. 1998) (“The court decides plaintiffs’
state antidiscrimination claims using the same analysis it
uses to interpret federal antidiscrimination law.”); accord
Fell v. Spokane Transit Authority, 128 Wn.2d 618, 911 P.2d
1319, 1327 (1996) (explaining that the WLAD requires a
plaintiff to prove a prima facie case of disability discrimi-
nation before shifting the burden to the employer to
prove a legitimate non-discriminatory reason for the
employment action).
Martini seems to argue that he should be able to
pursue a disability discrimination claim without proving
that he was qualified to work when he applied to Boeing.
In essence, Martini argues that Boeing is liable for not
considering accommodation, even though Martini has
failed to allege, much less offer evidence to support, that
he was qualified to work. This nonsensical proposition is
diametrically opposed to settled federal and state law.
See, e.g., Kennedy, 90 F.3d 1481-82 (to avoid summary
judgment, a plaintiff is required “to present eviden-
ce... to create at least a genuine issue of material fact on
the question of whether she was a qualified individual”);
RCW 49.60.180 (employer not obligated to hire applicant
who is unable to perform job); WAC 162-22-050 (same).
Martini attempts to sidestep his inability to prove a
prima facie case by misstating the issue and misrepre-
senting the facts. He claims that he should prevail
because Boeing erected “barriers of presumptive disabil-
ity” between him and the job he sought, and rejected him
“out of hand because he was on disability.” Petition at pp.
6, 13. The record is devoid of any evidence to support
16
these assertions. Boeing’s reasons for not selecting Mar-
tini were never reached below because they are irrele-
vant. Only once plaintiff has proven his prima facie case
does the burden shift to the employer to provide a legiti-
mate, non-discriminatory reason for the challenged
employment decision. Because Martini failed to prove he
was qualified, an essential element of his prima facie
case, summary judgment was appropriately entered and
upheld pursuant to Cleveland.
3. The Ninth Circuit Properly Considered the
Trial Work Period Regulations and Con-
cluded that Based on Cleveland and Ninth
Circuit Precedent, Martini Was Not a Quali-
fied Individual With a Disability.
Martini argues that a grant of certiorari is appropri-
ate because “the Ninth Circuit decision totally ignored
the need to address and harmonize the trial work period
provisions” with employers’ obligations under the ADA.
Petition at p. 17. Both this Court and the Ninth Circuit
have concluded that the Cleveland test is sufficiently
sensitive to the policies underlying both the SSA and the
ADA. Cleveland, 526 U.S. at 805 (expressly considering
existence of and policy underlying trial work period reg-
ulations); see also Johnson v. Oregon,‘141 F.3d 1361, 1367
n.3, 1369 (1998) (same). The Ninth Circuit fully consid-
ered the decisions and reasoning in Cleveland and John-
son. Pet. App. at pp. 2a-4a. Pursuant to those decisions,
the Ninth Circuit did not apply a per se bar to Martini’s
claim, but allowed him to attempt to explain the inconsis-
tencies in his statements. Id.
17
Other than their role as a factor underlying the Clev-
eland test, the trial work period regulations are irrelevant
here. The regulations obviously presuppose that the ben-
efits recipient is actually capable of working. Instead,
Martini argues that the mere existence of the trial work
period regulations is sufficient to render him a qualified
individual with a disability. Accepting this argument
would lead to the absurd result that all disability discrim-
ination plaintiffs would be deemed qualified for purposes
of the ADA solely because the regulations exist.
As this Court clarified in Cleveland, the SSA policy
encouraging a trial work period is not relevant to the
factual question of whether a given individual is capable
of employment. Cleveland, 526 U.S. at 807; Johnson, 141
F.2d at 1369 (holding that even with the existence of the
SSA’s trial work regulations, an individual’s “prior repre-
sentations may be so strong and definitive that they will
defeat the plaintiff’s prima facie case on traditional sum-
mary judgment grounds.”). Martini’s reference to the trial
work period allowed by the SSA does nothing to dispute
the fact that his prior representations of total disability
are so consistent and pervasive that he cannot prove a
prima facie case of disability discrimination.
4. Certiorari Is Inappropriate Because Peti-
tioner Presents Nothing More than a Dis-
puted Factual Issue.
Instead of offering a legitimate basis for a grant of
certiorari, Martini’s arguments boil down to nothing
more than a disputed issue of fact: whether Martini was
18
qualified for the position he sought. This is not an appro-
priate basis for a grant of certiorari. As this Court has
clearly stated, “We do not grant a certiorari to review
evidence and discuss specific facts.” United States v.
Johnson, 268 U.S. 220, 227 (1925).
It is clearly the function of the lower courts, not the
Supreme Court, to examine the facts and weigh evidence.
The district court and the Ninth Circuit had the full
record before them, and carefully considered the facts
presented in light of applicable precedent. Both courts
reached the same conclusion, that Martini could not
prove a prima facie case of disability discrimination.
Because this Court is typically loathe to grant certiorari
when two courts reach the same conclusion on a factual
matter, certiorari is not warranted in this case. See Graver
Mfg. Co. v. Linde Co., 336 U.S. 271, 275 (1949) (holding
that “a court of law, such as this Court is, rather than a
court for correction of errors in fact finding, cannot
undertake to review concurrent findings of fact by two
courts below in the absence of a very obvious and excep-
tional show of error.”). The Petition presents no evidence
of obvious and exceptional error. Instead, the record
amply demonstrates that Martini was not qualified for
the position sought.
19
C. THE ISSUE OF WHETHER THE NINTH CIR-
CUIT PROPERLY DECLINED TO CERTIFY
THE STATE LAW ISSUE INVOLVED FAILS TO
OFFER A COMPELLING REASON TO GRANT
CERTIORARI AS REQUIRED BY SUPREME
COURT RULE 10.
1. Certification Was Inappropriate Because
this Case Presents No New Issue of State
Law.
As petitioner’s own brief concedes, federal courts
have discretion in determining whether to certify an issue
to a state court. See Lehman Bros. v. Schein, 416 U.S. 386,
391 (1974). Certification is “manifestly inappropriate,”
however, where the case presents no new issue of state
law. Houston v. Hill, 482 U.S. 451, 471 (1987).
Washington law is also clear that certification to the
Washington Supreme Court is appropriate only if the
question at issue “is one which has not been clearly
determined.” Washington Rule of Appellate Procedure
16.16(a); RCW 2.60.020. The Ninth Circuit properly
declined to certify the issue of whether summary judg-
ment was appropriate because the issue before the court
was not an undecided issue of state law. Cleveland and
the Ninth Circuit decisions upon which the district court
and Ninth Circuit relied are based on Federal Rule of
Civil Procedure 56 (“FRCP 56”), which states that sum-
mary judgment shall be granted if the submissions of the
parties “show that there is no genuine issue as to any
material fact.” The parallel Washington standard is identi-
cal to FRCP 56. Washington Superior Court Civil Rule
56(c). Accepting Martini’s argument would mean that
every federal appeal involving summary judgment on a
20
state law claim would result in certification of a question
to state court.
Martini premises his certification arguments on a
false assumption that resolution of his claims turns on
possible differences between state and federal disability
discrimination laws. Martini’s arguments miss the mark,
in part because none of the differences between the ADA
and the WLAD noted by Martini have any relevance to
this case. Petition at p. 19. More importantly, resolution of
the issues in this case turns on whether summary judg-
ment against Martini was appropriate given the absence
of any issue of material fact on whether he was “quali-
fied” to work. Both the ADA and the WLAD require
proof of qualification to work as an element of a plain-
tiff’s prima facie case. Cleveland, 526 U.S. at 806; Martini,
88 Wn. App. at 451. Thus, the Ninth Circuit appropriately
declined to certify the issue to the Washington Supreme
Court because the state law issues involved are well
settled.
2. Martini’s Proposed Questions for Certifica-
tion Misstate the Issues.
Martini attempts to create new issues of state law by
mischaracterizing the issues involved in this case in his
proposed questions for certification. In his first question,
Martini asks whether prior statements of total disability
create a presumption that a plaintiff is not “qualified.”
Petition at pp. 18-19. The Supreme Court has already
decided this question in the negative, and the Ninth
Circuit properly applied Cleveland to the facts of this
case. Accordingly, this question is moot.
21
Martini’s second question asks whether an employer
is required to explore accommodation for any applicant
who states he is unable to work. Petition at p. 19. This
question only begs the real issue before the district and
Ninth Circuit - whether Martini, having failed to allege
or proffer evidence supporting that he was qualified to
work, can proceed with his WLAD failure-to-hire claim. If
Martini is suggesting that an employer must explore
accommodation for a job applicant who is not “qualified”
to work with (or without) accommodation, then the Ninth
Circuit properly declined to certify this issue, because the
answer is in the statute itself. RCW 49.60.180 (employer
not obligated to hire applicant who is unable to perform
job); WAC 162-22-050 (same); see also Martini, 88 Wn.
App. at 451, 945 P.2d at 253 (plaintiff’s prima facie case
must include proof that plaintiff was qualified to work).
Instead of demonstrating the existence of unresolved
issues of state law, Martini’s attempt to obtain certifica-
tion represents blatant tactical forum-shopping. Martini
could have argued to the trial court that his ADA claim
and WLAD claims are somehow different, but he chose
not to. Instead, he waited until the district court ruled
against him, then sought certification for the first time
with the Ninth Circuit to gain another hearing on the
merits in a different forum. The Ninth Circuit clearly
disfavors such manipulation of the certification process:
We believe that particularly compelling reasons
must be shown when certification is requested
for the first time on appeal by a movant who
lost on the issue below. Ordinarily, such a
movant should not be allowed a second chance
at victory when, as here, the district court
22
employed a reasonable interpretation of state
law.
In re Complaint of McLinn, 744 F.2d 677 (9th Cir. 1984)
(declining to certify issue to state court), cert. denied, 488
U.S. 925 (1988). Martini has offered no evidence or appli-
cable precedent to support his claim that the district court
improperly applied state law. In sum, the Ninth Circuit
properly declined certification.
Ill. CONCLUSION
For these reasons, the Petition for a Writ of Certiorari
should be denied.
Perkins Core LLP
By: Russet. L. PERIsHo
Attorney for Respondent
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.