Opposition Brief — National Academy of Sciences v. Animal Legal Defense Fund
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Supreme Gourt, U.S.
No. 97-208
Serre
In the Supreme Court of the Amited States
OCTOBER TERM, 1996
NATIONAL ACADEMY OF SCIENCES, PETITIONER
v.
ANIMAL LEGAL DEFENSE FUND, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
BRIEF FOR THE FEDERAL RESPONDENTS
IN OPPOSITION
SETH P. WAXMAN
Acting Solicitor General
FRANK W. HUNGER
Assistant Attorney General
MARK B. STERN
ANNE M. LOBELL
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTION PRESENTED
Whether a committee established by the National
Academy of Sciences was “utilized” by a federal
agency, within the meaning of the Federal Advisory
Committee Act, 5 U.S.C. App. § 1 et seq.
(I)
TABLE OF CONTENTS
Page
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TE EE ey ce ee ee Oa 1
EE KS ASSO a eae ee ee 2
REESE SATE a AEN OOORSE S CeeS O aeeT aeSe 7
8 EER TEENIE Et ae Er WC EP 28 EP 16
TABLE OF AUTHORITIES
Cases:
Alabama-Tombigbee Rivers Coalition v. Department
of Interior, 26 F.3d 1103 (11th Cir. 1994) 0... 15
American Petroleum Inst. v. Costle, 665 F.2d
1176 (D.C. Cir. 1981), cert. denied, 455 U.S. 1034
SEPT aiishiineceiiilliiseiabsicbinlindstinanukahandiiinantinsisssesihanmustienaeneene 14
Animal Legal Defense Fund v. Shalala, 53 F.3d
I I cis sciasettibabsemabtbenanainenes 6
California Forestry Ass’n v. Forest Service, 102
A GE BID ics ccesensveksocscnsssrsevceonesers 14
Center for Auto Safety v. Tiemann, 414 F. Supp.
215 (D.D.C. 1976), aff’d in part and remanded in
part, 580 F.2d 689 (D.C. Cir. 1978) ................c eee 14
FW/PBS, Inc. v. City of Dallas, 493 U.S. 215
I iaiiieiiethic ite itchechcchestdienittinlidaniicecinbtinddedaikanasinewecees 13
Food Chemical News v. Young, 900 F.2d 328
(D.C. Cir.), cert. denied, 498 U.S. 846 (1990) ..... 8, 12, 13
Forsham v. Harris, 445 U.S. 169 (1980) ............... 12
Henke v. Department of Commerce, 83 F.3d 1445
SEARLE RC mn ev Coe ae 12
Idaho Farm Bureau Federation v. Babbitt, 900
F’. Supp. 1349 (D. Idaho 1996) .............cccccscccsseee000. 15
Lombardo v. Handler, 397 F. Supp. 792 (D.D.C.
1975), aff’d mem., 546 F.2d 1043 (D.C. Cir. 1976),
cert. denied, 431 U.S. 982 (1977) ...............cccceseceeee 4,10
(III)
Cases—Continued: Page
Metcalf v. National Petrolewm Council, 553 F.2d
SO GEG CR Ree ntarinnncnabicactnntivivnsibetbnininiainntdeien 14
National Nutritional Foods Ass’n v. Califano, 603
FG Ge GR Gs FTO sctrcrrssstcctsssnssassnvnescecnvvesenivs 14
Natural Resources Defense Council, Inc. v. Curtis,
No. 97-0308 (PLF) (D.D.C. Aug. 6, 1997) .............. 14
Northwest Forest Resource Council v. Espy,
846 F. Supp. 1009 (D.D.C. 1994) ...............cccscsseseees 14-15
Physicians’ Educ. Network, Inc. v. Department of
Health, Educ. & Welfare, 653 F.2d 621 (D.C. Cir.
ROGE) |x insiciscisccinsetingeniemstssteeseavapibinonaiaalianatin 14
Public Citizen v. Department of Justice, 491 U.S.
GD CAGED dinttansnieriatncnitensituedincecsdiaans 6, 7, 8, 9, 10, 11, 13
Taylor v. Freeland & Kronz, 503 U.S. 638
CMOS scsiivbnssstnninstsicdicentnvsinciibdeiegeetaeasiaaaiagseraabiainents 13
Washington Legal Found. v. United States Sen-
tencing Comm’n, 17 F.3d 1446 (D.C. Cir. 1994) ..... 13
Statutes and regulations:
Animal Welfare Act, 7 U.S.C. 2131 et seq. ............6+ 3
F TEE Be iacaachctiaceeahecacitidniditeennnwintsiiiens
Federal Advisory Committee Act, 5 U.S.C.
Bain. 31 GE Gi sivctnectecescainainatomiatininnivesnnmnennesenia
BF ey Gf ENE eee reer aoe en
TBR TR WGI secant ensictattershsnentvisnnnntacenssnes
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AL, a Re eebeisdaeinctntvniieinavsacievediowein
BAAR, Fa Be tectttnettesndntinnnnstidsinnesionapenane
Freedom of Information Act, 5 U.S.C. 552 ..............
Government in the Sunshine Act, 5 U.S.C. 552b(c) .
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Statutes and regulations—Continued: Page
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SD A BOR cisiindecccves npnchneiddniiaialidlidabinilbialdaaiamiaineiei tec 3
oe SEE . sinithniesivesdinalnbadeetinn ta eee 3
bet? § FR LE © | TES eR Ree AS reenE ERIN 1: 3
41 C.F.R. 101-6.1001 to 101-6.1035 .0.......cccccccccccceeeeese 3
PR I a nisisicnciinienibatgn ca Seiwa tee Tad 13
48 C.F.R.:
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ke RUSE SRSA PRET REMERON RPT EOAE Break etre ee hte 13
Pt. PHS 352:
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POY IONS oe visnndscecsinnsivcdcadarksasdcdecednds 3
|. RESORT eRe Wenner, ee 3
Exec. Order No. 11,007, 3 C.F.R. 573 (1959-1963) .... fe)
Miscellaneous:
rie I I I in i 3
H.R. Conf. Rep. No. 1403, 92d Cong., 2d Sess.
CP ORE aihdctne Dacieesncvbckiiesnaiel can eID atta a sn 10
H.R. Rep. No. 1731, 91st Cong., 2d Sess. (1970) ....... 9
S. Rep. No. 1098, 92d Cong., 2d Sess. (1972) ............ 10
In the Supreme Court of the Gnited States
OCTORER TERM, 1996
No. 97-208
NATIONAL ACADEMY OF SCIENCES, PETITIONER
v.
ANIMAL LEGAL DEFENSE FUND, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
BRIEF FOR THE FEDERAL RESPONDENTS
IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. la-
14a) is reported at 104 F.3d 424. The opinions on de-
nial of rehearing en banc (Pet. App. 37a-4la) are
reported at 114 F.3d 1209. The opinion and order of
the district court (Pet. App. 15a-36a) are unreported.
The prior decision of the court of appeals is reported
at 53 F.3d 363.
JURISDICTION
The court of appeals entered its judgment on
January 10, 1997. A petition for rehearing was denied
on May 6, 1997. Pet. App. 37a. The National Academy
(1)
of Sciences filed a petition for a writ of certiorari on
August 4, 1997. The jurisdiction of this Court is in-
voked under 28 U.S.C. 1254(1).
STATEMENT
1. The Federal Advisory Committee Act (FACA),
5 U.S.C. App. § 1 et seqg., regulates committees pro-
viding group advice to the Executive Branch. FACA
defines an “advisory committee,” in part, as:
any committee, board, commission, council, con-
ference, panel, task force, or other similar group,
or any subcommittee or other subgroup thereof
* * *) which is —
(A) established by statute or reorganization
plan, or
(B) established or utilized by the President,
or
(C) established or utilized by one or more
agencies,
in the interest of obtaining advice or recommen-
dations for the President or one or more agencies
or officers of the Federal Government * * *.
5 U.S.C. App. § 3(2).
If an agency “establishe[s] or utilize[s]” an ad-.
visory committee, the agency must file a charter set-
ting forth the committee’s objectives and the scope of
its activities. 5 U.S.C. App. § 9(c). In addition, the
agency must provide advance notice in the Federal
Register of committee meetings, keep minutes of
each meeting, and make committee records avail-
able to the public in accordance with the Freedom
of Information Act, 5 U.S.C. 552. 5 U.S.C. App.
§ 10(a)(2), (b) and (c). Committee meetings must be
open to the public, unless one of the exceptions
3
enumerated in the Government in the Sunshine Act,
5 U.S.C. 552b(c), applies. 5 U.S.C. App. § 10(a)(1) and
(d). A federal officer must preside over or attend
every committee meeting. 5 U.S.C. App. § 10(e).
Prior to any meeting, the federal officer must approve
the scheduling and agenda of the meeting. 5 U.S.C.
App. § 10(f). See generally 41 C.F.R. 101-6.1001 to
101-6.1035.
2. Pursuant to the Animal Welfare Act, 7 U.S.C.
2131 et seq., the Department of Agriculture promul-
gates nationwide standards for the treatment of ani-
mals in all research facilities. The regulations prom-
ulgated by the Department of Agriculture establish
the minimum requirements for laboratory animal
welfare. See 7 U.S.C. 2148(a)(2); 9 C.F.R. 1.1 to 4.11.
Those regulations refer to some of the recommenda-
tions of the National Academy of Science’s “Guide for
the Care and Use of Laboratory Animals” (Guide).
See Pet. App. 2a; 56 Fed. Reg. 6428 (1991).
Although the Department of Health and Human
Services (HHS) does not administer the Animal Wel-
fare Act, HHS does provide federal funding, through
contracts and grants, for biomedical and behavioral
research. 42 U.S.C. 284, 287, 287a. HHS requires all
research facilities receiving HHS funding to abide by
both the Department of Agriculture’s Animal Wel-
fare Act regulations and additional HHS guide-
lines regarding the treatment of laboratory animals.
42 U.S.C. 289d; 48 C.F.R. PHS 352.280-2, 380.201 to
380.206. HHS has adopted the Guide as a major com-
ponent of its animal welfare regulations. See, e.g., 48
C.F.R. PHS 380.205(a)(1) and (c); see also Pet. App. 2a.
The Interagency Research Animal Committee,
which is composed of representatives from each fed-
eral agency that uses animals in research, issues a
government-wide publication known as the Principles
for the Utilization and Care of Vertebrate Animals
Used in Testing, Research and Training. Pet. App.
2a. That publication also refers readers to the Guide
as an “aid to the interpretation and execution of the
Principles.” Ibid.
3. The National Academy of Sciences was char-
tered by Congress in 1863. See 36 U.S.C. 251, 1101.
The federal government has no seats on the Acad-
emy’s governing board and has no voice in choosing
the Academy’s officers or in appointing the members
of its committees. Academy officers and employees
are not persons holding employment or appointment
by the United States.
According to its charter, the Academy “shall,
whenever called upon by any department of the Gov-
ernment, investigate, examine, experiment, and
report upon any subject of science or art.” 36 U.S.C.
253. Pursuant to that provision, the Academy is fre-
quently called upon by federal agencies to perform
studies and investigations. Pet. 1-2; Pet. App. 32a
(Academy receives approximately 65% of its funds
from projects funded by the federal government). The
Academy receives no federal funding or compensation
beyond payments for its services pursuant to govern-
ment procurement contracts, grants, or cooperative
agreements. See 36 U.S.C. 253; C.A. App. 181. In ad-
dition to its substantial work for the federal govern-
ment, the Academy does some studies for state gov-
ernmental agencies and private entities and under-
takes projects on its own initiative. Lombardo v.
Handler, 397 F. Supp. 792, 794-795 (D.D.C. 1975), aff’d,
546 F.2d 1048 (D.C. Cir. 1976) (Table), cert. denied, 431
U.S. 932 (1977).
5
The Academy’s principal operating arm is the
National Research Council (Research Council). One
subcomponent of the Research Council is the Insti-
tute of Laboratory Animal Resources (Institute).
The Academy’s Research Council and the Institute
produce the “Guide for the Care and Use of Labora-
tory Animals.” Pet. App. 2a.
4. The Academy’s efforts to revise the Guide un-
derlie the present litigation. In 1991, the Institute
first considered revising the Guide. The Academy
eonvened a meeting at which Academy members,
scientists, and representatives of six federal agencies
unanimously agreed that the Guide should be revised.
Pet. App. 3a, 16a-17a. The Academy subsequently
submitted a grant application to HHS seeking funding
for a revision of the Guide. The proposal indicated
that a committee would be formed to revise the Guide
(Revision Committee). HHS subsequently authorized
the grant, and the Academy selected a group of fifteen
people to serve on the committee. Jd. at 17a.
5. In May 1994, the Animal Legal Defense Fund,
Psychologists for the Ethical Treatment of Animals,
and the Association of Veterinarians for Animal
Rights (collectively, the Fund) filed suit against HHS
alleging that the Academy’s Revision Committee is
an “advisory committee” subject to FACA. Pet. App.
17a-18a. The Academy subsequently intervened in
the action as a co-defendant. Jd. at 18a. The Fund’s
motion for a preliminary injunction to halt the Revi-
sion Committee’s meetings was denied by the district
1 One individual, Kathryn Bayne, D.V.M., Ph.D., was in-
vited by the Academy to serve on the Revision Committee
while she was an employee of HHS. Dr. Bayne left federal em-
ployment in May 1994. C.A. App. 326-327.
6
court. The court of appeals dismissed the Fund’s
appeal of the denial of a preliminary injunction as
moot after the Revision Committee concluded its last
meeting. Jd. at 3a; Animal Legal Defense Fund v.
Shalala, 53 F.3d 363 (D.C. Cir. 1995).?
The district court granted summary judgment
in favor of the federal agencies and the Academy,
holding that the agencies neither “established” nor
“utilized” the Revision Committee, within the mean-
ing of FACA. Pet. App. 15a-36a. The court of appeals
reversed. Jd. at la-14a. The court of appeals held
that, when a committee is established by a “quasi-
public” entity and receives federal funds, and when an
agency uses the committee’s work product, it is sub-
ject to FACA regardless of whether the agency re-
quested committee advice or managed and controlled
the committee /d. at 7a-14a. The court of appeals re-
lied heavily on this Court’s decision in Pubiic Citizen
v. Department of Justice, 491 U.S. 440 (1989).
Both the Academy and the federal agencies filed
petitions for rehearing and suggestions of rehearing
en banc, which the court of appeals denied. Pet. App.
37a-39a. The author of the panel opinion, Judge
Silberman, explained in an opinion concurring in the
denial of rehearing en banc that some of the Acad-
emy’s concerns about FACA’s requirements (such as
the duty to ensure that committee membership is
fairly balanced) were misplaced, because not all of
FACA’s obligations apply to committees “utilized,”
but not “established,” by a federal agericy. Jd. at 41a
2 Upon remand, the Department of Agriculture was added
as a defendant. Gov’t C.A. Br. 21 n.6 (quoting 10/25/94 Tr. 46
(C.A. App. 318)).
7
n.l. Judge Wald and Judge Tatel dissented from the
denial ef rehearing en banc. Jd. at 41a.
ARGUMENT
The federal respondents disagree with the court of
appeals’ decision in this case and share many of peti-
tioner’s objections to the court’s reasoning. Never-
theless, because (i) the court of appeals’ decision was
guided by its understanding of this Court’s state-
ments regarding the Academy’s status in Public Citi-
zen Vv. Department of Justice, 491 U.S. 440 (1989), (ii)
the facts of this case do not present the most typical
interaction of Academy committees with federal
agencies, and (iii) the implications of the court of
appeals’ ruling for the federal government’s and the
Academy’s operations cannot yet be fully assessed,
review by this Court is not warranted at this time.
1. The federal respondents, like petitioner, believe
that the decision of the court of appeals is erroneous.
In Public Citizen, this Court held that the President
and the Justice Department did not “utilize” the
American Bar Association’s Standing Committee on
the Federal Judiciary (ABA Committee), within the
meaning of FACA, in making judicial appointments.
See 491 U.S. at 452-467. The Court concluded that a
literal interpretation of the term “utilized” would
extend FACA far beyond the scope intended by Con-
gress, and thus rejected the argument that an agency
“utilizes” a committee whenever it “makes use of” its
work or recommendations. Id. at 452. Instead, the
Court looked to whether the committee had been
formed “at the Federal Government’s prompting,”
received federal funds, and was “amenable to strict
management by agency officials.” Jd. at 457-458.
8
In this case, the Revision Committee of the Na-
tional Academy of Sciences was not formed “at the
Federal Government’s prompting.” Public Citizen,
491 U.S. at 457. To the contrary, the Academy inde-
pendently and of its own initiative chose to revise the
Guide through use of a committee process. See Pet.
App. 3a, 16a-17a, 23a. Nor was the Revision Commit-
tee subjected to “strict management by agency
officials.” Jd. at 5a (“It is indisputable that no govern-
ment agency could be thought to exercise that degree
of influence over the Guide Committee.”). Finally,
the only federal funding provided the Revision Com-
mittee came in the form of a grant to the National
Academy of Sciences. Jd. at 3a. FACA, however, does
not apply to advice provided pursuant to a government
contract. See Food Chemical News v. Young, 900
F.2d 328 (D.C. Cir.) (FACA does not apply to private
government contractor), cert. denied, 498 U.S. 846
(1990).
2. Notwithstanding the considerations just dis-
cussed that weigh against a holding that federal
agencies “utilized” the Revision Committee, we do
not urge the Court to grant review.
a. The court of appeals considered itself bound by
this Court’s prior statements regarding the Acad-
emy’s status in Public Citizen. See Pet. App. 5a-7a,
8a (“[W]e are in no position, hierarchically, to reject
the [Supreme] Court’s approach.”), 10a. In Public
Citizen, this Court repeatedly contrasted the ABA
Committee with committees created by the Academy,
which the Court characterized as the “paradigmatic
example of a committee ‘utilized’ by an agency.” 491
9
USS. at 460.2 The Court noted that such committees,
unlike the ABA Committee, were “established by a
quasi-public organization ‘in receipt of public funds.”
Ibid. The Court then quoted a passage from a House
Report that was prepared prior to the Congress in
which FACA was enacted, which stated that “Tal
great number” of Academy committees “possibly
should be added to” the list of then-existing advisory
committees because “the [Academy] committees fall
within the intent and literal definition of advisory
committees under Executive Order 11007.” Id. at 460
n.11 (quoting H.R. Rep. No. 1731, 91st Cong., 2d Sess.
15 (1970)). Executive Order No. 11,007 (3 C.F.R. 573
(1959-1963)), to which the House Report referred,
governed the operation of advisory committees prior
to FACA’s enactment and served as the lodestar in
the Court’s opinion for articulating when an agency
“utilizes” a committee within the meaning of FACA.
See, e.g., Public Citizen, 491 U.S. at 457.4
3 The Academy, however, was not a party to the Public
Citizen case, and the Court’s statements were made without the
benefit of full briefing on the Academy’s status.
* As the earlier House Report observed, most Academy
committees were not reported by federal agencies as advisory
committees under Executive Order No. 11,007. See 491 U.S. at
460 n.11 (quoting H.R. Rep. No. 1731, supra, at 15). To the
extent that the definition of an advisory committee in FACA
was intended to incorporate the scope of Executive Order No.
11,007 (see 491 U.S. at 457, 460, 462-463), the practice under
that Order cuts against finding that Academy committees are
covered by FACA.
Public Citizen also noted that the Senate Report on the
Senate version of the FACA bill described the committees that
would have been covered, beyond those established by an
agency, as “groups organized by, or closely tied to, the Federal
Government, and thus enjoying quasi-public status,” such as
10
Public Citizen also discussed the lack of evidence
in the Conference Report that private groups should
be swept within FACA’s terms, in contrast to com-
mittees “formed * * * by quasi-public organizations
whose opinions the Federal Government sometimes
solicits.” Public Citizen, 491 U.S. at 462. The Court
then concluded that
[t]he phrase “or utilized” therefore appears to
have been added simply to clarify that FACA
applies to advisory committees established by the
Federal Government in a generous sense of that
term, encompassing groups formed indirectly by
quasi-public organizations such as the [Academy]
“for” public agencies as well as “by” such
agencies themselves.
Ibid.; see also id. at 462-463. That construction of
“utilized,” the Court continued, would comport with
what it found to be the legislative intention to include
committees “whether those groups were established
by the Executive Branch or by statute or whether
they were the offspring of some organization created
or permeated by the Federal Government.” Jd. at 463.
The Court determined, however, that the ABA
Committee was not “utilized” because it was not
formed by an agency “or by some semiprivate entity
“committees of the national academies where they are utilized
and officially recognized as advisory to the President, to an
agency, ortoa Government official.” 491 U.S. at 461 (quoting
S. Rep. No. 1098, 92d Cong., 2d Sess. 8 (1972)). The Senate de-
finition was rejected, however, in favor of the House version,
which, inter alia, was not intended to apply to organizations
having a contractual relationship with an agency. H.R. Conf.
Rep. No. 1403, 92d Cong., 2d Sess. 9-10 (1972); see generally
Lombardo, 397 F. Supp. at 797-800.
11
the Federal Government helped bring into being.”
Ibid.’
A grant of a writ of certiorari is thus not warranted
in this case on the ground that the court of appeals
disregarded or failed to apply this Court’s precedents.
At the same time, we do not believe that the court’s
discussion of the legislative materials in Public Citi-
zen must be read to embrace as broad a group of
Academy committees as the court of appeals’ decision
apparently does. Nevertheless, if this Court contin-
ues to believe, in accord with the statements in Pub-
lic Citizen, that a significant number of Academy
committees are “utilized” by federal agencies within
the meaning of FACA, then review by this Court is
unnecessary. Only if this Court were prepared funda-
mentally to reconsider its statements about the Acad-
emy, based on a more complete presentation of the
issue than was before the Court in Public Citizen,
would review be warranted.
b. In a number of ways, moreover, this case is not
representative of how federal agencies most com-
monly interact with the Academy. For that reason, it
might not provide the most appropriate vehicle for a
full-scale reconsideration of Public Citizen’s state-
ments regarding the status of Academy committees
under FACA. First, in this case, no agency sought
® The concurring Justices (Justice Kennedy, joined by the
Chief Justice and Justice O’Connor) did not dispute the
majority’s view that the term “utilized” embraced committees
“formed indirectly by quasi-public organizations such as the
National Academy of Sciences,” but would have endorsed a
more expansive construction of the term that would have
reached the ABA Committee. Public Citizen, 491 U.S. at 482.
The concurring Justices ultimately agreed with the judgment
on constitutional grounds. Jd. at 482-489.
12
out the Academy’s advice. To the contrary, the Acad-
emy approached HHS and the Department of Agricul-
ture with an unsolicited request for a grant to cover
the costs of the Revision Committee’s work. Pet.
App. 17a, 21a-23a. As the Academy’s petition notes
(Pet. 2, 7-8), the more common practice is for federal
agencies affirmatively to call upon the Academy for
advice and reports. While the fact that the govern-
ment agencies did not initiate or seek out the commit-
tee’s advice in this particular case underscores the
erroneousness of the court of appeals’ ruling, those
circumstances do not arise with sufficient frequency
to merit review in their own right.
Petition. also contends (Pet. 11-13) that Congress
did not intend for the term “utilized” to embrace
government contracts. We agree with that reading of
FACA. See also Food Chemical News v. Young,
supra. This case, however, involves a grant agree-
ment, not a government procurement contract. Com-
pare 31 U.S.C. 6303(1) (agency enters into a procure-
‘ ment contract when the “principal purpose” of the
funding is to acquire research services “for the direct
benefit or use of the United States Government”)
with 31 U.S.C. 6304(1)-(2) (agency provides a grant
when the “principal purpose” of the research is to
benefit the general public interest and when “sub-
stantial involvement is not expected between the
executive agency and the * * * recipient when
carrying out the [grant] activity”); see also Forsham
v. Harris, 445 U.S. 169, 180 (1980). Although procure-
ment contracts and grant agreements are similar in
many respects and receive similar treatment under
some federal laws (see, e.g., Henke v. Department of
Commerce, 88 F.3d 1445, 1449-1453 (D.C. Cir. 1996)),
the rules and regulations governing the administra-
SS aE
13
tion of grants and procurement contracts are dis-
tinct.®
c. There is no conflict in the courts of appeals on
the standard to be applied in determining generally
whether a federal agency has “utilized” a committee
within the meaning of FACA. The standard that the
D.C. Circuit has applied to identify “utilized” commit-
tees, outside the context of Academy committees, is
correct and consistent with Public Citizen, and has
proved workable. See Washington Legal Found. v.
United States Sentencing Comm’n, 17 F.3d 1446
(D.C. Cir. 1994); Food Chemical News, supra. Nor is
there a circuit conflict on whether a committee
established by a federally chartered corporation or
“quasi-public” entity is subject to FACA. The deci-
sion below is the only court of appeals ruling on that
issue thus far. Because the vast majority of FACA
litigation and litigation against the Academy arises
within the D.C. Circuit, however, the lack of a circuit
conflict does not weigh strongly against further
review. '
6 See generally 48 C.F.R. Parts 3, 9, 24, 35, 303, 309, 324
(regulating government contractors); 45 C.F.R. Part 74 (regu-
lating grant recipients).
7 Unlike Public Citizen, 491 U.S. at 465-467, this case pre-
sents no important constitutional question that would inde-
pendently merit this Court’s consideration, even in the absence
of a circuit conflict. The Academy asserts a potential First
Amendment right of association in its petition. Pet. 11 n.4.
That argument was not raised below and was not addressed by
the court of appeals. Ordinarily, “[i]t is this Court’s practice to
decline to review those issues neither pressed nor passed upon
below.” FW/PBS, Inc. v. City of Dallas, 493 U.S. 215, 224
(1990) (plurality opinion); see also Taylor v. Freeland & Kronz,
503 U.S. 638, 645-646 (1992).
14
d. Finally, review by this Court would be prema-
ture because the implications of the court of appeals’
decision for agency operations have not yet fully
crystallized. In response to the government’s and the
Academy’s petitions for rehearing, Judge Silberman
indicated that some of FACA’s provisions would not
apply to Academy committees. See Pet. App. 41a n.1.
Further clarification of whether and how FACA’s
provisions apply to various Academy committees may
thus mitigate some of the operational concerns voiced
in the Academy’s petition (e.g., Pet. 6). For example,
petitioner correctly notes (Pet. 21) that, in light of
the court of appeals’ decision in this case, one district
court has enjoined a federal agency from relying upon
the work product of an Academy committee. Natural
Resources Defense Council, Inc. v. Curtis, No. 97-
0308 (PLF) (D.D.C. Aug. 6, 1997). The government is
currently appealing that injunction, however, because
it is inconsistent with FACA’s language, legislative
history, and purpose, and is in conflict with the
rulings of almost every court that has addressed the
question, including prior decisions of the D.C. Cir-
cuit.* The practical effects of the court of appeals’
8 See, e.g., National Nutritional Foods Ass’n v. Califano,
603 F.2d 327, 336 (2d Cir. 1979); Northwest Forest Resource
Council v. Espy, 846 F.Supp. 1009, 1014-1015 (D.D.C. 1994);
Center for Auto Safety v. Tiemann, 414 F. Supp. 215, 226
(D.D.C. 1976), aff’d in part and remanded in part, 580 F.2d 689
(D.C. Cir. 1978); see also California Forestry Ass’n v. Forest
Service, 102 F.3d 609, 614 (D.C. Cir. 1996); American Petroleum
Inst. v. Costle, 665 F.2d 1176, 1189-1190 (D.C. Cir. 1981), cert.
denied, 455 U.S. 1034 (1982); Metcalf v. National Petroleum
Council, 553 F.2d 176, 181 n.53 (D.C. Cir. 1977); ef. Physicians’
Educ. Network, Inc. v. Department of Health, Educ. & Wel-
fare, 653 F.2d 621, 623-624, 626-627 (D.C. Cir. 1981); Idaho
Farm Bureau Federation v. Babbitt, 900 F. Supp. 1349, 1364-
15
decision thus can be ascertained only as the Academy
and federal agencies assess their operating proce-
dures in light of that decision, and as the court of
appeals is given the opportunity to clarify the scope
and impact of its ruling.
We appreciate and share the Academy’s interest in
ensuring separation and independence between the
Academy and federal agencies and in preserving the
integrity of its processes. We do not, however, concur
in the Academy’s assertion (e.g., Pet. 6-7) that the
presence of a government employee at meetings must
compromise the quality, independence, or objectivity
of the Academy’s work. Government scientists and
other experts have frequently offered distinguished
service to Academy committees, with none of the
untoward consequences that the Academy predicts.
Indeed, as initially constituted, the committee in this
case included an HHS employee. See note 1, supra.
The Academy also invited six federal agency officials
to its first meeting. Pet. App. 17a; see also id. at 25a-
26a. Petitioner’s concerns about the prospective
impact of interaction with federal employees on its
operations are thus premature.
1367 (D. Idaho 1995). But see Alabama-Tombigbee Rivers Coali-
tion v. Department of Interior, 26 F.3d 1108 (11th Cir. 1994),
16
CONCLUSION
The petition for a writ of certiorari should be
denied.
Respectfully submitted.
SETH P. WAXMAN
Acting Solicitor General
FRANK W. HUNGER
Assistant Attorney General
MARK B. STERN
ANNE M. LOBELL
Attorneys
OCTOBER 1997
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