Petition for Writ of Certiorari — Cochran v. United States
Supreme Court brief1997
Ask Donna
What actually matters in this document.
Text
\\) vee wie Wet, U.S.
y} FILED
961162 JAN 23 1997,
QPce oF THE CLERK
IN THE
Supreme Court of the United States
OCTOBER TERM, 1996
SERGEANT DAVID R. COCHRAN,
PETITIONER
Vz
UNITED STATES OF AMERICA, RESPONDENT
Petition For a Writ of Certiorari to the
United States Court of Appeals for the Armed Forces
PETITION FOR WRIT OF CERTIORARI
Ormond R. Fodrea
Major, United States Air Force
Appellate Defense Division
Counsel of Record
Harold M. Vaught
Captain, United States Air Force
Appellate Defense Counsel
Counsel for the Petitioner
Air Force Legal Services Agency
Appellate Defense Division
172 Luke Avenue, Suite 343
Bolling AFB, DC 20332-8000
202-767-1562
January 1997
Sate aCe acne ae
ox Tt
QUESTION PRESENTED
Whether the United States Court of Appeals for the
Armed Forces erred when it affirmed the lower appellate
court’s determination of no plain error where (1) at trial, the
prosecution inappropriately argued for a sentence of life in
confinement based on the independent maximum
punishments for each of the offenses of which petitioner was
convicted, when generally only an appropriate unitary
sentence may be considered and adjudged in a military court,
and (2) the staff judge advocate to the convening authority,
after participating in the trial as a witness for the
prosecution and injecting himself into the proceedings to
oppose a defense request for continuance, nevertheless
prepared the statutorily required “impartial” recommendation
to the convening authority, opposing the petitioner’s request
for clemency.
ili
TABLE OF CONTENTS
Page
Se IRE ey CV he sl a0 ben ee ees ce wens 1
RNIN al a Vi arcuige vhs a bus aw ites 44g exe 80 ]
PE PeT PRET GPE FORE PRE 6 kee ce ccc ect ee ene 1
REASON FOR GRANTING THE WRIT .............-. 7
THE COURT OF APPEALS FOR THE ARMED
FORCES ERRED BY AFFIRMING THE LOWER
APPELLATE COURT’S DETERMINATION
THAT THERE WAS NO PLAIN ERROR
DESPITE THE PRESENCE OF ERRORS WHICH
SERIOUSLY AFFECT THE FAIRNESS,
INTEGRITY OR PUBLIC REPUTATION OF THE
MILITARY JUSTICE SYSTEM OCCURRING
BOTH DURING THE SENTENCING PHASE OF
TRIAL AND THE POST-TRIAL CLEMENCY
PROCESS.
SEITE oe eek be es MOU ak Ce eae eis s 10
APPENDIX A (Opinion of the United States
Court of Appeals for the Armed Forces)................ la
APPENDIX B (Opinion of the United States
Air Force Court of Criminal Appeals) ...............-. 2a
iv
TABLE OF AUTHORITIES
Page
Military Cases:
United States v. Gutierrez, 11 M.J. 122
(COGA FUGED ix sa 0060S NR I 4
United States v. Andade, 32 M.J. 520
fe Bs | Pa eR a wba: i eaty Br arg 4
United States v. Lyneh, 39 M.J. 223
COTE BE a i ak IN a a Bi ea WS 6
United States v. Crunk, 4 USCMA 290,
15 CMR PO UISID) oii ee 2 RULE Si eo SA 6
United States v. Fisher, 21 M.J. 327
CR ROUEE $5 bid ak LAS ay RE eR 7
United States v. Suzuki, 20 M.J. 305
(CORA TOO 566 6 cc eRe wes MEW ee rabies 9
United States v. Sales, 22 M.J. 305
RIE TD 5 a oho oo 4 a ews wale does Lane )
United States v. Gordon, 1 USCMA 255,
SAR ROLASIOED: ch cabo 6 Ceri eadeet aon eaae 10
United States v. Coulter, 3 USCMA 657,
TA CORR To Geer ed kN ep cA Vee Sea eee eae 10
Supreme Court of the United States
United States v. Olano, 507 U.S. 725
(AOA a 5 sd oa ceed sak Cid ee 7,8,10,11
United States v. Atkinson, 297 U.S. 157
SEOOR 5 ic ks cen ORR Rae ad wee AES 11
Federal Statutes:
28 U.S.C.A. § 1259(3) (West Supp. 1996) ........
10 U.S.C.A. § 867 (West Supp. 1996) ...........
Articles 120, 125, 134, 85 UCMJ
(10 U.S.C. §§ 920, 925, 934, and 885) ...........
Article 66(c), UCMJ (10 U.S.C. § 866(c).........
Article 60(d), UCMJ (10 U.S.C. § 860(d)) ........
Article 6(c), UCMJ (10 U.S.C. § 806(c)) ........-
Articles 51, 52 UCMJ (10 U.S.C. §§ 851, 852) ....
The petitioner, Sergeant David R. Cochran, respectfully
prays that a writ of certiorari issue to review the order and
judgment of the United States Court of Appeals for the Armed
Forces entered in his case, issued on 28 October 1996.
OPINIONS BELOW
The order and summary judgment of the United States
Court of Appeals for the Armed Forces, reported at No. 96-
1015, -MJ_ (28 October 1996), is located at Appendix A. The
unpublished opinion of the United States Air Force Court of
Criminal Appeals, United States v. Cochran, ACM 30714
(AFCCA 29 April 1996), is located at Appendix B.
JURISDICTION
The judgment of the United States Court of Appeals for
the Armed Forces was entered on 28 October 1996. The |
jurisdiction of this Court is invoked under 28 U.S.C.A. § 1259
(3) (West Supp. 1996) and 10 U.S.C.A. § 867(a) (West Supp.
1996).
STATEMENT OF THE CASE
On 6 through 9 January 1993, the appellant was tried by a
general court-martial consisting of officer members. Contrary
to his pleas, he was convicted of rape, sodomy and indecent
acts with a child under the age of sixteen, all on divers
occasions, pursuant to Articles 120, 125, and 134, Uniform
Code of Military Justice (10 U.S.C. §§ 920, 925, 934) as well
as desertion, pursuant to Article 85, Uniform Code of Military
Justice (10 U.S.C. § 885). He was sentenced to a dishonorable
discharge, total forfeiture of pay and allowances, reduction to
the lowest enlisted rank, and confinement for life.
At trial, after the court-martial returned its findings of
guilty, the presentencing phase of the bifurcated proceedings
commenced. During this stage of the proceedings, the
prosecution argued for a sentence which includes confinement
for life. The content of this argument gave rise to an issue
raised before the military appellate courts and now, in part,
forms the basis for this petition.
The prosecution’s argument included the following:
Now what is this worth? What is an appropriate
sentence for these crimes? Well for rape, the
maximum possible punishment for one allegation of
rape, one commission of one act of rape is life in
prison, one. Is it appropriate? You betcha.
Somebody raped an eleven year old baby, you
betcha life is appropriate, just for that one act
. . .What is the least amount that we can give him to
punish him for that one crime of rape? Twenty
years. Surely, members of the court, you aren’t
going to give a child rapist less than twenty years
for that first act of rape with Thana.
But is that the end of it? No, members of the court,
because there were more acts of rape than once
(sic). Are you going to say, we are going to limit it
at this one, and say there are no penalties for those
additional rapes? . . . He needs to be punished not
only for one act but for the second act as well...
Based on that evidence, you know that it may have
been more than twice. But let’s be lenient, members
of the court, let’s not punish him on speculation. We
know it was more than once, /et’s just punish him
for two offenses, thirty years.
R. 683-684 (emphasis added).
Trial counsel continued this line of argument with all of
the charges and specifications, including those relating to
sodomy with a child:
What about the other crimes, what about
sodomizing that child, making her perform fellatio
on him, maximum punishment for that is twenty
years. For one offense of sodomy is twenty years,
let’s be lenient, members of the court, let’s be
lenient. Let’s not give him twenty years for taking
that eleven year (sic) in his home and placing his
erect penis in her mouth, for one occasion let’s give
him five, let’s be lenient. But again, you know that
there were at least two, and two five year terms for
repeated acts of sodomy is appropriate.
* * *
What about her, how much time can we give for
that sodomy? We have to punish him for that, you
can’t let him off of that, five years, give him twenty
for Mechelle, let’s be lenient, five years, one fourth.
There’s nothing harsh in that sentence, members of
the court, there’s nothing overbearing, that is less
than what would be appropriate. But we know there
(sic) at least two counts of that. No we don’t
members of the court, we know of five times.
Mechelle told you it happened in the hallway, in the
bathroom, in the car, in the garage, and one other
place, there were five times. Let’s be lenient
members of the court, let’s punish him for two acts
of oral sodomy. . .
R. 685 (emphasis added).
As to the charge and specifications alleging indecent
acts, tria: counsel argued:
What about the indecent acts? The maximum
punishment you can impose for one spcification is
seven years. We know that repeatedly he touched
these children inappropriately. Are we going to
ignore that? Is there no penalty for that because we
are going (sic) sentence him for the sodomies, no
we can’t do that. Seven years for touching that
child’s vagina and saying things to her like, “I know
that felt good.” How much are you going to give for
that? Let’s be lenient, members of the court, three
and a half years. What about repeated acts, three
and a half years for probing that child’s anus with
his finger and causing pain, three and a half years.
R. 686 (emphasis added).
Trial counsel concluded by informing the members that
the maximum punishment for the charge and specification of
desertion “is three years” and by arguing:
So we are at sixty eight years, members of the court,
giving him every break that we can possibly give
him, being as lenient as we can possibly be, sixty
years. How old is this man, members of the court?
He will be thirty next year, that’s ninety years.
Members of the court, that’s life, that is life, for the
crimes that he has committed, that is life.
R. 686.
The Air Force Court of Criminal Appeals had no
difficulty determining that this argument was inappropriate
and “very misleading.” (Appendix B). A court-martial
generally must determine an appropriate unitary sentence and
may only be informed of the individual maximum
punishments carried by each specific offense when the
military judge determines this to be appropriate. United States
v. Gutierrez, 11 MJ 122 (CMA 1981); Rule for Courts—Martial
1005. Unlike other jurisdictions, the military does not provide
for sentences running consecutively or concurrently and there
is no concept at military law of a sentence including
confinement in excess of life. United States v. Andade, 32 MJ
ee -
520, 521 (ACMR 1990). Trial counsel’s argument
unquestionably implied that the maximum punishment for
these offenses was two life sentences for rape under Article
120, UCMJ, plus the additional individual maximum
punishments for the other offenses. From this, he was
effectively able to argue the “lenience” of a single life
sentence which the court-martial ultimately adjudged.
Further, as the Air Force Court of Criminal Appeals itself
pointed out, the argument mislead the members into believing
that a lengthy period of sixty years confinement was the
equivalent of a life sentence. (Appendix B).
Yet. the Air Force Court found that this obviously
misleading argument, which provoked no objection at trial,
did not rise to the level of plain error. Notably, that Court,
exercising its mandate under Article 66(c), UCMJ (10 U.S.C.
§ 866(c)) to approve only those sentences which are “correct
in law and fact,” affirmed “only” so much of the sentence to-
confinement as provides for forty years, notwithstanding its
determination that the misleading argument made by trial
counsel did not provide a basis for relief as plain error. The
Court of Appeals for the Armed Force summarily affirmed the
decision of the Air Force Court. (Appendix A).
After trial and before taking action to approve the
findings and sentence adjudged by any general court—martial,
Article 60(d), UCMJ (10 U.S.C. 860(d)) provides that the
convening authority “shall obtain and consider the written
recommendation of his staff judge advocate or legal officer.”
Article 6(c), UCMJ (10 U.S.C. 806(c), in turn states:
No person who has acted as member, military
judge, trial counsel, assistant trial counsel, defense
counsel, assistant defense counsel, or investigating
officer in any case may later act as a staff judge
advocate or legal officer to any reviewing authority
upon the same case.
Article 6(c) has been “broadly applied . . . in light of its |
well-established purpose ‘to assure the accused a thoroughly
fair and impartial review.’” United States v. Lynch, 39 MJ
223, 227-228 (CMA 1994) citing United States v. Crunk, 4
USCMA 290, 15 CMR 290, 293 (1954).
In the case at bar, the legal advisor to the convening
authority (the Staff Judge Advocate — Colonel N. Steven
Linder) providing the written recommendation required under
Article 60(d) was significantly involved in the trial
proceedings in a manner which the petitioner submits took
him outside of his required fair and impartial role. First, he
participated in an off—the-record conference pursuant to Rule
for Courts—Martial 802, in which he voiced what the defense
counsel characterized as “extreme opposition” to a defense
request for continuance in this case. R. 6-7. Additionally, he
participated as a prosecution witness, testifying that the
reason why the depositions of the purported victims in this
case had been videotaped was to avoid the necessity of having
the children testify in front of the petitioner and to preserve
the evidence. R. 562, 566. This testimony was admitted by the
trial judge in order to rebut the defense implication that these
depositions were videotaped to improperly “coach” the
children. R. 562-563.
When the petitioner raised this issue before the Air Force
Court of Criminal Appeals, that Court recognized the
impropriety of the Staff Judge Advocate’s involvement in the
pre-trial conference in which he reportedly advocated a
position on behalf of the government. (Appendix B).
However, that Court found the error waived by the lack of
objection and did not recognize plain error in the SJA’s
participation. As for Colonel Linder testifying for the
prosecution, the Air Force Court found that, since his
testimony did not relate to a “contested” issue, this
involvement gave rise to no impropriety or error. Again, the
ieiiiiaittiacicatiieaariiaiiiiiaiiillas
Court of Appeals for the Armed Forces summarily affirmed
the decision of the Air Force Court.
REASON FOR GRANTING THE WRIT
THE COURT OF APPEALS FOR THE ARMED
FORCES ERRED BY AFFIRMING THE LOWER
APPELLATE COURT’S DETERMINATION
THAT THERE WAS NO PLAIN ERROR
DESPITE THE PRESENCE OF ERRORS WHICH
SERIOUSLY AFFECT THE FAIRNESS,
INTEGRITY OR PUBLIC REPUTATION OF THE
MILITARY JUSTICE SYSTEM OCCURRING
BOTH DURING THE SENTENCING PHASE OF
TRIAL AND THE POST-TRIAL CLEMENCY
PROCESS.
The decision of the lower military appellate court, as
affirmed by the Court of Appeals for the Armed Forces, clearly ~
reflects recognition of most of the errors asserted by the
petitioner and described above. The Air Force Court explicitly
noted the “very misleading” character of the prosecution’s
sentencing argument in its invitation for the court—martial
members to consider the aggregate of the maximum
punishments available for each individual offense, contrary to
the law in the military jurisdiction. Further, that court
recognized the impropriety of the Staff Judge Advocate’s
involvement in the pretrial conference. However, in each
instance, there was no objection by the petitioner. Absent any
objection, the Air Force Court deemed the errors waived and
insufficient to constitute “plain error.” (Appendix B).
Plain error will lie where there is error which is obvious,
substantial and prejudicial. United States v. Fisher, 21 MJ 327
(CMA 1986); United States v. Olano, 507 U.S. 725, 113 S.Ct.
1770, 123 L.Ed.2d 508 (1993). The errors asserted by
petitioner are obvious as evidenced by the Air Force Court of
Criminal Appeal’s ready acknowledgment of error. The only
error asserted which the Air Force Court did not acknowledge
was error due to the Staff Judge Advocate’s participation at
trial as witness for the prosecution. However, the record of
Colonel Linder’s participation at trial as described above
clearly shows that, contrary to the Air Force Court’s
conclusion, his rebuttal testimony for the prosecution directly
refuted the defense theory of improper influence and control
of the child witnesses — a major issue at trial. Thus, the Air
Force Court’s conclusion is clearly erroneous.
Further, the errors asserted are both “substantial” and
“prejudicial,” terms which are synonymous in most cases,
meaning that the errors must be such as to affect the outcome
of the proceedings. Olano, 113 S.Ct. at 117.
The highly improper sentencing argument of trial
counsel constitutes substantial and prejudicial error, having an
undeniable impact on the sentence as adjudged at trial which
included confinement for life just as the prosecution urged.
Though the Air Force Court declined to find plain error in this
argument, in considering the appropriateness of the sentence
to life in confinement that Court found that such a sentence
was “unusually harsh” for these offenses, noting that “we
could find no Air Force case in which a child sex offender has
been sentenced to confinement for life.” (Appendix B). What
stronger indicia of substantial and prejudicial error could one
ask for? In the history of documented Air Force jurisprudence,
no one has ever been sentenced to life in confinement for
crimes of the nature here involved! Based on this record, the
only explanation for this extraordinary result is the
prosecution’s highly improper and misleading sentencing
argument in the context of this emotionally charged trial for
child sex abuse. Thus the error of allowing this argument was
both substantial and prejudicial.
While it may appear that the Air Force Court’s remedial
action in affirming a “mere” forty year term of confinement
on sentence severity grounds ameliorates this prejudice,
clearly the only appropriate remedy for this obvious,
substantial, and prejudicial error is a new hearing on sentence
in this case. Where, as here, it is impossible to assess what
sentence would have been adjudged absent prejudicial error,
only a rehearing is the appropriate remedy. United States v.
Sales, 22 MJ 305, 307 (CMA 1986); see also United States v.
Suzuki, 20 MJ 248, 249 (CMA 1985)(military service
appellate courts use of Article 66, UCMJ sentence relief
powers to remedy prejudicial legal error cannot be reconciled
with requirement under Articles 51 and 52 UCMJ [10 U.S.C.
§§ 851, 852] that findings and sentence be rendered by the
court-martial; pertinent question upon determination of
prejudicial error is, “What sentence would the court-martial
have adjudged absent the error?” while sentence reassessment.
under Article 66 involves the question, “What sentence do we,
as the appellate court, believe is appropriate based on the law
and the facts?”)
The errors associated with the Staff Judge Advocate’s
improper involvement and consequential disqualification from
preparing the required fair and impartial review for
consideration by the convening authority is no less
substantial, no less prejudicial. Despite the extraordinary
outcome in this case including the adjudged sentence to life in
confinement, the Staff Judge Advocate recommended against
granting clemency and no clemency was granted by the
convening authority. This was true despite the petitioner’s
submission of matters demonstrating the disproportionate
severity of the adjudged sentence in this case relative to
similar cases in the military jurisdiction, the very basis on
which the Air Force Court would later grant sentence relief.
Allied Papers. The substantial and prejudicial error due to the
lack of a truly fair and impartial review is again apparent.
10
Additionally, we must realize the unique importance of
the Staff Judge Advocate’s review and the process for
post-trial clemency within the military justice system. The
Court of Appeals for the Armed Forces has often described
the impartial review by a legal officer as a “right” afforded the
military accused. See United States v. Gordon, 1 USCMA
255, 2 CMR 161, 168 (1952)(“the right to an impartial review
is an important right which must be recognized in the military
justice system and an accused is entitled to have the record
reviewed and the limits of his sentence fixed by one who is
free from any connection in controversy”). Further, it is
frequently acknowledged that a military accused’s best hopes
for sentence relief lie with the convening authority in the
essentially unfettered exercise of his clemency powers. United
States v. Coulter, 3 USCMA 657, 14 CMR 75, 78 (1954). In
Olano, this Honorable Court suggested that there may be a
“special category of forfeited errors that can be corrected
regardless of their effect on the outcome” and that a prejudice
analysis may be inapposite where such “substantial rights” are
concerned. Olano, 113 S.Ct. at 1778. The petitioner submits
that his right to have an impartial review of his case by a legal
officer unconnected with the controversy of his case is such a
substantial right for the military accused that plain error
should be recognized even absent a determination of
prejudice. Allowing a legal officer who testified for the
prosecution as to a contested matter and injected himself into
the proceedings to argue a position for the government, to
later conduct a statutorily required impartial review of the
petitioner’s case is obvious error affecting a substantial right
of the petitioner. As such, it is plain error even if prejudice
were not so apparent.
CONCLUSION
When delineating the authority of the federal courts of
appeals to correct plain error, this Honorable Court held that
a RE aT TON |
11
federal civilian courts have the ability to order correction
where plain error is found, but are not required to do so.
Olano, 113 S.Ct. at 1778. However, the discretion to correct
plain error is not unfettered and this Honorable Court ruled
that such error should be corrected when it “seriously affect[s]
the fairness, integrity or public reputation of judicial
proceedings.” Jd., at 1779 quoting United States v. Atkinson,
297 U.S. 157, 56 S.Ct. 391, 392, 80 L.Ed. 555 (1936).
Assuming the same principles guide in the military
jurisdiction, the military appellate courts abused their
discretion by failing to order correction of the errors described
above which obviously and seriously impact the fairness,
integrity and public reputation of the military justice system.
WHEREFORE, petitioner requests that this writ be
granted.
Respectfully submitted,
Ormond R. Fodrea
Major, United States Air Force
Appellate Defense Counsel
Counsel of Record
Harold M. Vaught
Captain, United States Air Force
Appellate Defense Division
Counsel for the Petitioner
Air Force Legal Services Agency
Appellate Defense Division
112 Luke Avenue, Suite 208
Bolling AFB, DC 20332-8000
(202) 767-1562
la
APPENDIX A
UNITED STATES COURT OF
APPEALS FOR THE ARMED FORCES
UNITED STATES, Appellee
v.
David R. COCHRAN (232-94-9560), Appellant
USCA Dkt. No. 96-1015/AF
Crim.App. No. 30714
ORDER
On consideration of the petition for grant of review of
the decision of the United States Air Force Court of Criminal
Appeals, it is by the Court this 28th day of October, 1996,
ORDERED:
That said petition is hereby granted; and
That the decision of the United States Air Force Court of
Criminal Appeals is affirmed.
For the Court,
/s/ John A. Cutts, III
Deputy Clerk of the Court
cc: The Judge Advocate General of the Air Force
Appellate Defense Counsel (VAUGHT)
Appellate Government Counsel (BRESLIN)
2a
APPENDIX B
UNITED STATES
Vv.
COCHRAN, (AFCCA 1996)
UNITED STATES
V.
Sergeant David R. COCHRAN, FR232-94—9560
United States Air Force
COURT
UNITED STATES AIR FORCE COURT OF CRIMINAL
APPEALS ACM 30714 29 April 1996
Synopsis
Sentence adjudged 9 January 1993 by GCM convened at
Edwards Air Force Base, California.
Military Judge: Robert E. Kaszczuk.
Approved sentence: Dishonorable discharge, confinement for
life, total forfeitures of all pay and allowances, and reduction
to E-1.
Attorneys
Appellate Counsel for Appellant: Colonel Jay L. Cohen and
Captain Robert E. Watson.
Appellate Counsel for the United States: Colonel Jeffery T.
Infelise, Lieutenant Colonel Thomas E. Schlegel, Lieutenant
Colonel Mark C. Ramsey, and Major John H. Kongable.
JUDGE
3a
Before DIXON, SCHREIER, and STARR Appellate Military
Judges OPINION OF THE COURT
Text of the decision
DIXON, Chief Judge:
Contrary to his pleas, appellant was convicted of rape,
sodomy, committing indecent acts and desertion. At a trial by
members, he was sentenced to a dishonorable discharge,
confinement for life, total forfeiture of all pay and allowances,
and reduction to the grade of E-1. The convening authority
approved the sentence as adjudged. Appellant assigns four
errors upon appeal. Having considered each of the assigned
errors, we find merit only in his claim that the sentence is
inappropriately severe. We affirm the findings but reduce his
approved sentence pursuant to our authority under Article 66,
UCMJ.
Three of the assignments of error are decided adversely
to the appellant. We reject appellant’s assertion that the record
of trial is not substantially verbatim. The issue, which
appellant raised, is whether the omission of defense counsel’s
objection and argument on the admissibility of prosecution
exhibit 4 (AF Form 2098, Duty Status Change) prevents the
transcript from being considered a substantially verbatim
record. Prosecution exhibit 4 was offered as evidence that
appellant’s duty status was changed from “present for duty” to
“absent without leave” at 0730 hours on 8 September 1992.
Defense counsel argued that the witness, who identified the
form, had no personal knowledge concerning the truth and
accuracy of the information contained therein. The military
judge overruled the objection and admitted the form as a
business document. The appellant asserts the absence of a
verbatim record because the actual objection by defense
4a
counsel was not reflected in the transcript.
Article 54(c)(1), UCMJ, requires a complete record of
the proceedings and testimony in each general court—martial
in which the sentence adjudged includes death, a dismissal, a
discharge, or (if the sentence adjudged does not include a
discharge) any other punishment which exceeds that which
may otherwise be adjudged by a special court-martial.
Obviously, a complete record of appellant’s court—martial was
necessary in view of the adjudged sentence. An omission in
the trial transcript does not affect its characterization as a
complete record unless the omission is “substantial.” United
States v. Lashley, 14 M.J. 7 (C.M.A. 1982); United States v.
McCullah, 11 M.J. 234 (C.M.A. 1981).
In this case, we need not concern ourselves with whether
the omission was or was not “substantial.” The Court has
granted a government motion to submit a Certificate of
Correction signed by Lieutenant Colonel Robert B. Kaszczuk,
the military judge. R.C.M. 1104(d)(2). The Certificate of
Correction removes any mystery relative to omissions in the
original transcript. All that was found to be missing from the
original transcript was the following comment by the trial
defense counsel when prosecution exhibit 4 was offered:
“Objection your honor. It’s hearsay.” With the corrected page,
we find that the trial transcript is complete.
Next, appellant urges this Court to find that trial counsel
committed plain error during his sentencing argument. Trial
counsel began his argument by indicating that the appropriate
sentence would be a dishonorable discharge, reduction to
airman basic, total forfeitures, and confinement for the rest of
the accused’s natural life. He also stated that the government
had the burden of showing the appropriateness of that
sentence. To meet that burden, trial counsel proceeded to
examine each of the offenses for which appellant was
convicted. He stated the maximum authorized confinement for
Sa
each specification and suggested how members, acting
leniently, should calculate a period of confinement for each
offense and thereby accumulate a period of confinement for
sixty years. Trial counsel then suggested that such a lengthy
term would be equivalent to a life sentence.
We believe the trial counsel’s sentencing argument was
very misleading and was objectionable on several grounds.
His argument suggests that members should reach their
sentence through an objective consideration of each
individual specification rather than by determining an
appropriate unitary sentence. See, United States v. Gutierrez,
11 M.J. 122, 125 (C.M.A. 1981)(Everett, Chief Judge,
concurring in the result). Only the military judge should
advise the members regarding the maximum authorized
punishment for specific offenses. R.C.M. 1005. Finally, trial
counsel inappropriately suggests that because of appellant’s
age a lengthy term ot 60 years should be considered the same
as confinement for life. While we do not condone this
argument, we Cannot ignore the fact that it provoked no
objections by the defense counsel. Absent plain error, failure
to object to improper sentencing argument before the military
judge begins to instruct the members constitutes forfeiture of
the error. R.C.M. 1001(g); United States v. Shoup, 31 M.J.
819, 821 (A.F.C.M.R. 1990); United States v. Turner, 30 M.J.
1183 (A.F.C.M.R. 1990). We find no plain error.
Appellant also argues that the Staff Judge Advocate,
Colonel Linder, was disqualified from preparing the SJA
recommendation because of his involvement at the trial.
R.C.M. 1106(b) provides:
No person who has acted as member, military judge, trial
counsel, assistant trial counsel, defense counsel, associate or
assistant defense counsel, or investigating officer in any case
may later act as a staff judge advocate or legal officer to any
reviewing or convening authority in the same case.
6a
At trial, Colonel Linder was called as a witness for the
prosecution. His testimony was limited to explaining why he
directed the videotaping of depositions of the victims. He
testified that the depositions were taped in order to preserve
the testimony since, at the time of the deposition, appellant
had deserted. Although the grounds for disqualification under
R.C.M. 1106(b) does not include acting as a witness, the
discussion after the rule states that a staff judge advocate may
also be ineligible to advise the convening authority if he
testifies as to a contested issue. We do not find that Colonel
Linder testified as to a contested issue and was not
disqualified from preparing the SJA recommendation because
of his trial testimony. Appellant argues that Colonel Linder
was also disqualified because the record of trial reflects that
he had voiced strong opposition to continuance of the case.
The only reference to such involvement was a statement
which the defense counsel entered on the record after the
military judge indicated that the trial date had been set during
an R.C.M 802 conference and then asked if either counsel had
anything to add. At that point the record of trial reflects the
following:
IMC: The only other thing defense would like to add to
that, during the 802 conference, that the Staff Judge Advocate,
Colonel Linder entered the room and made note of a strong
opposition to continuance of the case, because in that
discussion with Colonel Linder, that he brought up some
issues, however, I don’t believe that they would require a
disqualification.
MJ: I don’t recall the issues, I am not even sure what you
are talking about, but if you would like to—
MC: I would just like to put it on the record.
MJ: OK. Would you like to identify the issues or just
leave it in a generic—
IMC: Well sir, specifically he discussed extreme
Opposition to the continuance.
(Machine difficulty, it beeped and the last sentence was
repeated by counsel.)
IMC: He discussed having extreme opposition to the
continuance based on what he said was, Government
expenditure of funds for witness travel at the time and the fact
that this trial had been sitting out there, in his words, “for
about a year,” and that he was upset because “this thing
should have gone to trial several months ago, and would have,
had not the accused deserted,” and I believe those are the
words he used. I just want to put it on the record that that
communication was made to the military judge. I believe that
is not sufficient grounds for a challenge.
MI: | think from the date, it is pretty obvious that it
didn’t one way or the other and we are here today, not when
he wanted it to go. So there is no challenge based on that?
IMC: No, sir
We need not address whether the foregoing provides a
grounds for objecting to the post-trial participation of the
Staff Judge Advocate. However, we would be remiss if we left
the impression that there is nothing wrong with a staff judge
advocate participating in a pre-trial conference held pursuant
to R.C.M. 802. R.C.M. 802 permits unrecorded conferences
between the military judge and parties to the trial, which
includes counsel and the accused. Any concerns a staff judge
advocate might wish to convey during such a conference
should be communicated through the trial counsel and not by
personally attending and advocating the position of the
government. Nevertheless, we note this issue was raised for
the first time on appeal. With full knowledge of Colonel
Linder’s involvement in the case, defense counsel raised no
objection to the post-trial SJA recommendation. We find the
failure to object to the SJA recommendation at the time it was
8a
served on the defense waived any potential error. R.C.M.
1106(f)(6); United States v. Felix, 36 M.J. 903 (A.F.C.M.R.
1993).
In his final assigned error, appellant claims his approved
sentence is inappropriately severe. We agree. In doing so, we
are cognizant that this is a very aggravated case of child sex
abuse involving repeated sexual acts by appellant with his
11-year-old stepdaughter and 6—year—old natura! daughter.
Appellant stands convicted of rape, sodomy (both anal and
oral), and other indecent acts. The abuse continued for more
than a year. In addressing the matter of appropriateness of
sentence, we do not lose sight of the fact there is perhaps no
type of offense more repugnant to our society than sexual
abuse involving one’s own children. While there is a wide
range of sentences which may be considered appropriate in a
given case, we believe confinement for life exceeds that limit
in this case.
The fact that the approved sentence is within legal limits
is insufficient to show the sentence is appropriate. Our
mandate under Article 66(c), UCMJ, is to approve only such
sentence, or portion thereof, that we find correct in law and
fact. A review for sentence appropriateness involves the
judicial function of assuring that justice is done and that the
accused gets the punishment he deserves. United States v.
Healy, 26 M.J. 394 (C.M.A. 1988). In assessing this case for
sentence appropriateness, we could find no Air Force case in
which a child sex offender has been sentenced to confinement
for life. United States v. Ciulla, 29 M.J. 868, 870 (A.F.C.M.R.
1989). United States v. Saul, 26 M.J. 568, 575 (A.F.C.M.R.
1988). As repugnant as this case may be, we are not
convinced that it involves offenses so uniquely heinous as to
warrant such an unusually harsh sentence. Therefore, we
approve only so much of appellant’s sentence as extends to a
dishonorable discharge, confinement for 40 years, total
9a
forfeiture of all pay and allowances, and reduction to E-1.
Accordingly, the findings of guilty and the sentence, as
modified, are AFFIRMED.
Senior Judge SCHREIER and Judge STARR concur.
OFFICIAL
ALVIN J. STRIBLING Technical Sergeant, USAF Chief
Court Administrator
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.