Petition for Writ of Certiorari — Supple v. Hays County Guardian
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WOVS 192
sees e322 ¢ 2 THE CLERMS
IN THE SUPREME COURT OF THE UN
OCTOBER TERM, 1992
see ee ¢* & &
JEROME K. SUPPLE, DANIEL S. OUELLETTE,
DANIEL N. MATHESON, III, THOMAS R. KOWALSKI,
JANE C. MONDAY, WILLIAM L. CUNNINGHAM, W. C.
PERRY, NORMAN D. ELDER, CLYDE C. WADDELL, JR.,
BECKY R. ESPINO, and TOM BURDENSKI,
Petitioners
vs.
HAYS COUNTY GUARDIAN, JEFFREY STEFANOFF,
VICKI HARTIN, WEBB BRANEN, JOE GADDY,
JODY DODD, JOE PTAK, ROBERT MARTINEZ,
and JOHN DEMAREE,
Respondents
PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
PETITION FOR WRIT OF CERTIORARI
DAN MORALES JAMES C. TODD
Attorney General of Texas ATTORNEY OF RECORD
Appellate Coordinator
WILL PRYOR
First Assistant CHRISTOPHER JOHNSEN
Attorney General Assistant Attorney General
General Litigation Division
MARY F. KELLER
Deputy Attorney General P.O. Box 12548, Capitol Station
for Litigation Austin, Texas 78711-2548
Phone: (512) 440-4550
JORGE VEGA, Chief Fax: (512) 447-0511
General Litigation Division
Nm
i
QUESTIONS PRESENTED
Whether a state university’s “anti-solicitation" rule,
which restricts the distribution of any newspaper
containing commercial advertising to "racks" at
designated points on campus, to subscription through
the mail, and to distribution by sponsored student
organizations from tables continuously manned by
Students in a designated free speech area, violates
freedom of speech under the First Amendment.
Whether all of a state university’s outdoor premises
constitute a designated public forum for students so
that the university is constitutionally barred from
restricting student distribution of materials containing
commercial advertisement at any outdoor location on
its campus.
TABLE OF CONTENTS
(Questions Pemeemeed o5:a60 55 a6 es ee ee 8 65%
Paley EE COO go h.hs i ARR Re a ks ii
Tee OE AI 6 i608 ks 604 ca eee CES es iv
Opinions Below MOUTCES TLCS SCT tS Tee ]
SUMMON. go. 000 6-6 04 eae ee“ 2
Constitutional and Regulatory Provisions Involved... . . 2
Statement of the Cas® oc. is cc eeeees re ee 2
Reasons for Granting the Petition................. 7
1. The ability of a state university to
restrict the distribution of commercial
advertising on campus within the bounds of
First Amendment protection of free speech
is an important question of federal law
which has not been, but should be, settled
im CN SE oon cs vce ee ea eae 7
2. The decision by the court of appeals
holding that all of the outdoor grounds
of Southwest Texas State University
constitute designated public fora for
students conflicts with the decision of
another circuit and with applicable
Gocishoms OF Us SA og oe ca sk tak oa seas 12
Conciesiee ... 646-08 0 a eee 16
ApOUUEE A. . 0.40 ccsias tee al
A ee. i eee hs se dae ee ncccees a26
ee ae ee 27
EGS ae ee a a a53
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a ee ee ee a67
EE eee ee ee ae ee a73
EEE EES Ae eee ee a77
iv
TABLE OF AUTHORITIES
Cases:
Bd. of Trustees of State Univ.
of N.Y. v. Fox, 492 US.
469, 109 S.Ct. 3028 (1989) ......... 7,8,10,11,12
Glover v. Cole, 762 F.2d 1197
SN I 9.0 6m 0-5 wd 6a. 06d oink 0 ROO 8,15
Hays County Guardian v. Supple,
969 F.2d 111 (Sth Cir.
RO eae ee ae ae eee ee ae passim
Hazelwood School District v.
Kuhlmeier, 484 U.S. 260,
Se CE 6 5 bea 6 eek eK ERE 15
Perry Educ. Assn. v. Perry Local
Educators’ Assn., 460 U.S.
Do_ PD GG PU CEM) ccc cect venas 13,14,15
Planned Parenthood v. Clark County
School Dist., 941 F.2d 817
ok | ee er eee ee 15
Riley v. National Federation of
the Blind, 487 U.S. 781,
Ee A ET EE ooo ood va 00 0 8 wie eee es 1]
Texas Review Soc. v. Cunningham,
659 F.Supp. 1239 (W.D. Tex.
ea he Rd eee ae ea gree war eee 8
United States Postal Service v.
Council of Greenburgh Civic
Assns., 453 U.S. 114, 101 S.Ct.
Pt Re eae area 13
V
Widmar v. Vincent, 454 U.S. 263,
ete ft, 3) eee 7,10,11,12,13,14
Statutes:
ae Ses Oe UE as Cd 5 ba ee ee ee 2
Miscellaneous:
hfs ae Gs PUI ED Ge cecs cab scant oes passim
Southwest Texas State University
CORTEEIS EUUOE File gic ccc ccawanteree Oe
Southwest Texas State University
eo a ee 8 ee eer er ee ee 3
IN THE SUPREME COURT
OF THE UNITED STATES
OCTOBER TERM, 1992
JEROME K. SUPPLE, DANIEL S. OUELLETTE,
DANIEL N. MATHESON, III, THOMAS R. KOWALSKI,
JANE C. MONDAY, WILLIAM L. CUNNINGHAM, W. C.
PERRY, NORMAN D. ELDER, CLYDE C. WADDELL,
JR., BECKY R. ESPINO, and TOM BURDENSKI,
Petitioners
VS.
HAYS COUNTY GUARDIAN, JEFFREY STEFANOFF,
VICKI HARTIN, WEBB BRANEN, JOE GADDY,
JODY DODD, JOE PTAK, ROBERT MARTINEZ,
and JOHN DEMAREE,
Respondents
PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
PETITION FOR WRIT OF CERTIORARI
The Attorney General of Texas, on behalf of the
petitioners herein, officials of the Texas State University
System and Southwest Texas State University, respectfully
petitions for a writ of certiorari to review the judgment of the
United States Court of Appeals for the Fifth Circuit in this
case.
OPINIONS BELOW
The opinion of the court of appeals, reproduced at
Appendix A, al-a24, is reported at 969 F.2d 111. The final
2
judgment, amended final judgment, and findings of fact and
conclusions of law, reproduced at App. B, a25, App. C, a26,
and App. D, a27-52, are not reported.
JURISDICTION
The judgment of the court of appeals was entered on
August 10, 1992. The jurisdiction of this Court is invoked
under 28 U.S.C. § 1254(1).
CONSTITUTIONAL AND REGULATORY PROVISIONS
INVOLVED
U. S. CONSTITUTION, AMENDMENT 1
"Congress shall make no law... abridging the freedom
of speech..."
UNIVERSITY POLICIES AND REGULATIONS
The pertine*’ provis! . :s of the rules of the Board of
Regents of the ‘iexa< ~...* University System and the
"Operating Letters" ("OL") of Southwest Texas State
University are reproduced verbatim at Appendices E, F, G,
H and I.
STATEMENT OF THE CASE
Southwest Texas State University ("the university") is
a coeducational institution of higher education located in San
Marcos, Texas, and governed by the Texas State University
Board of Regents ("the regents" or "the Board of Regents"),
a state agency established by Texas law. Approximately
5,000 of the university’s 22,000 students live on campus. The
Hays County Guardian is an independent newspaper
cooperatively owned and published by plaintiffs/respondents
3
Steffanoff, Hartin, Branen, Gaddy, Martinez and Demaree’.
The paper, featuring articles on "environmental, peace and
social justice issues," is distributed free and depends in part
on commercial advertising to cover the costs of publication.
Prior to October 10, 1989, the plaintiffs distributed the
Guardian at a variety of locations throughout the university
campus, including academic departments, the student center,
sidewalks, and walkways. However, on August 31, 1989, the
university amended its “anti-solicitation" regulation to apply
to newspapers distributed at no charge. The policies of the
Board of Regents allow "free speech activities on the grounds
of the campus" of each university within the system, subject
however to each university president’s authority to "adopt
reasonable non-discriminatory regulations as to time, place,
and manner of such activities." 969 F.2d at 117, App. A at
a7. The university's implementing regulation, Operating
Letter ("OL") 9.06 allows students and student organizations
to "publicly distribute outdoors," on university grounds, any
"pieces of literature that are not obscene, vulgar, or libeious,
or that do not contain impermissible solicitation." App. G at
a67-a68 (emphasis added). "Solicitation" is defined in Board
policy and university regulation as "the sale or offer for sale
of any property or service" or "receipt on request for any gift
or contribution." On August 31, 1989, the university revised
OL 9.05 to apply to free mewspapers containing
advertisements.
The regents’ policy and university regulations on
solicitation provide for three methods by which newspapers
and other publications containing commercial advertisements
may be distributed on campus. First, they may be dispensed
from vending machines or distribution stands in areas
designated by the university president. (At the time of trial,
newspapers were distributed from forty-eight newsstands at
five locations on campus.) Second, a registered student
' Plaintiffs Demaree, Dodd and Ptak were students registered at the
university during the times relevant to this suit.
4
organization may distribute such papers from a table,
manned at all times by students, in the designated free
speech area known as "the Quad." Third, students are
allowed to subscribe to periodicals which may be mailed or
delivered to them on campus. What students are not
allowed to do is hand out newspapers or any other material
with commercial advertising anywhere they choose on
campus. By contrast, students may distribute material that
does not contain commercial advertising throughout the
campus outdoors.
On or about October 10, 1989, defendant/petitioner
Burdenski wrote to the Guardian informing the distributors
that they must either "provide a rack at one of the approved
locations, or arrange delivery by subscription....". At about
the same time, similar letters were sent to several other
newspapers and magazines, including the Houston Post, the
Houston Chronicle, the Austin Chronicle, Take Five Magazine,
The Plebeian, and the SWT Press. When the plaintiffs
continued to distribute the Guardian in the same manner,
Mr. Burdenski wrote again on November 27, 1989,
emphasizing that the Guardian could not be handed out to
passersby on campus. Thereafter, the plaintiffs ceased
publication of the Guardian when advertising revenue dried
up’.
On January 16, 1990, plaintiffs filed suit in state
district court against the Texas State University System Board
of Regents; Southwest Texas State University; defendant
Supple, the university president; defendants Matheson, Perry,
Drain, Longcope, Ouellette, Martin, Clark and Elder, the
* At trial, the plaintiffs offered no evidence to indicate that restricting
the distribution of the Guardian in accordance with the anti-solicitation
policy caused advertising revenues to cease.
5
regents’; and defendant Burdenski.
After the plaintiffs amended their suit to add federal
claims for violations of their rights to free speech and equal
protection, the defendants removed the case to the United
States District Court for the Western District of Texas.
Subsequently, on the plaintiffs’ motion, the district court
remanded all claims against the Board of Regents and the
university to state court, leaving before the federal court the
claims against the individual defendants in their official and
personal capacities.
After a bench trial on December 19, 1990, the
Honorable Walter Smith issued Findings of Fact and
Conclusions of Law and a Final Judgment on February 27,
1991. App. D, a27-a52; App. B, a25. In the decision, the
trial court remanded all of plaintiffs’ state law claims to state
court and ordered that plaintiffs take nothing on their federal
constitutional claims‘.
On appeal, the United States Court of Appeals for
the Fifth Circuit affirmed the trial court’s decision in part
and reversed and remanded in part. 969 F.2d 111; App. A,
al-a24. In actions not presented for this Court’s review by
this petition, the court of appeals upheld university
regulations insofar as they delegate to the dean of students
the discretion to designate locations for newspaper vending
machines and distribution boxes, upheld the university’s
subsidy of the official student newspaper from mandatory
student fees, affirmed the district court’s remand of state law
> Petitioners Thomas R. Kowalski, Jane C. Monday, William L.
Cunningham, and Becky R. Espino are successors in office to defendants
Lee Drain, Edmund M. Longcope, III, Jack L. Martin and Sheila
Wheatley Clark.
‘In an amended judgment entered on March 22, 1991, the court
corrected an oversight and, instead of remanding the plaintiffs’ federal
Sherman Antitrust Act claim to state court, ordered that Plaintiffs take
nothing by that claim. App. C, a26.
6
claims to state court, and affirmed the district court’s denial
on qualified immunity grounds of the plaintiffs’ claims for
monetary damages against the defendants in their individual
capacities. 969 F.2d at 122-126; App. A, at al8-a24.
However, the court of appeals held that all of "the outdoor
grounds of the campus such as the sidewalks and plazas are
designated public fora for the speech of university students,"
that "[r]Jestricting distribution of newspapers with commercials
was an anomalous departure from the general policy of
protecting speech such as the political reporting and
commentary in the Guardian," and that as a consequence,
"the anti-solicitation regulations cannot be applied to forbid
an individual student from handing out a newspaper solely
because that paper contains advertisements." 969 F.2d at
116-118; App. A at -a5-a9.
In sum, we hold that the
University may not enforce its
anti-solicitation policy contained
in either Operating Letter 9.05
or in applicable rules of the
Board of Regents to restrain the
distribution of the Guardian on
the outdoor grounds of the
campus. The Guardian is
entitled to the same access to
the University campus given to
publications distributed without
charge that do not contain
commercials.
969 F.2d at 121; App. A at al6. The court then remanded
the case for consideration of appropriate injunctive and
declaratory relief, and possibly attorneys’ fees. 969 F.2d at
126; App. A at a22-a24.
—
veneer
7
REASONS FOR GRANTING THE PETITION
1. The ability of a state university to restrict
the distribution of commercial advertising on
campus within the bounds of First
Amendment protection of free speech is an
important question of federal law which has
not been, but should be, settled by this Court.
State university officials and federal courts need
guidance from this Court because the issue is important, it
requires a delicate balance between competing policy
interests of great value, the court of appeals’ decision places
state college administrators in a difficult dilemma, and this
Court has not directly addressed the question.
The court of appeals acknowledges as it must that a
state university has at least some legitimate interest in
restricting commercial solicitation on campus. 969 F.2d at
120-121; App. A at al4. This Court has "recognized that
First Amendment rights must be analyzed ’in light of the
special characteristics of the school environment,” and
consequently has "never denied a university’s authority to
impose reasonable regulations compatible with that mission
[education] upon the use of its campus and facilities."
Widmar v. Vincent, 454 U.S. 263, 267 n.5, 102 S.Ct. 269, 273
n.5 (1981). Even more directly on point, this Court has
agreed that the state’s interests in limiting commercial speech
on a state higher education campus "are substantial:
promoting an educational rather than commercial
atmosphere on [state university] campuses, promoting safety
and security, preventing commercial exploitation of students,
and preserving residential tranquility." Bd. of Trustees of
State Univ. of N.Y. v. Fox, 492 U.S. 469, 109 S.Ct. 3028, 3032
(1989).
Although the court of appeals seemed to minimize the
problem, the threat posed by commercial solicitation to the
academic environment is not one which state higher
8
education administrators may take lightly. More affluent
than the population generally, more inclined to "discretionary
spending," and concentrated together in a small area,
university students constitute a tempting market for sellers.
The judgment of academic administrators on the scene, that
without significant limitations the campus would eventually
be dominated by “unwarranted hawking" from "every ...
salesperson ... in town," 969 F.2d at 120, either in person or
through the Trojan horse of advertising within publications
disseminated on campus, should not be lightly dismissed by
the courts. Thus, in a variety of contexts, state university
administrators have adopted anti-solicitation policies. For
example, compare Bd. of Trustees of State Univ. of N.Y. v.
Fox, 109 S.Ct. at 3030; Glover v. Cole, 762 F.2d 1197, 1198-
1200 (4th Cir. 1985); Texas Review Soc. v. Cunningham, 659
F.Supp. 1239, 1241-1242 (W.D. Tex. 1987).
On the other hand, while newspapers are a major
vehicle for commercial advertising, petitioners will be the first
to agree that the authors of the First Amendment, with
recent memories of dissident presses closed down by British
authorities, had newspapers prominently in mind. And
students of an institution of higher learning have an
undeniable interest in and right to access to such an
important channel of information. This case, then, poses the
question of how state higher education officials must strike
the balance between the substantial state interest in
restricting commercial solicitation and the special status of
newspapers under the First Amendment. The petitioners
sought to strike the balance not by banning publications with
advertising from campus, but by restricting their distribution
to locations and methods which are easily accessible to
students without disturbing the educational atmosphere.
Allowing for as many as 48 newsstands in five campus
locations and extensive distributions through subscriptions
and from student organization tables in the free speech area,
the rule has not interdicted the spread of written speech on
campus.
BOs tin edpintag te ah it the
~
9
The court of appeals, by contrast, would strike the
balance by placing state university administrators in a serious
bind. The court of appeals concludes that because most of
the content of the Guardian is not commercial speech and
"(t]he advertisements in the Guardian were included to
finance the publication," therefore "[u]nder such
circumstances, commercial speech was inextricably linked to
the newspaper’s non-commercial speech, making the whole
paper non-commercial." 969 F.2d at 120; App. A at al4. On
the other hand, if the publication merely "comment[s] on
public issues in the context of a commercial transaction," the
university is free to regulate it as commercial speech. Thus,
instead of a bright line rule, which only inquires as to
whether the publication contains commercial advertising -- if
it does not, it may be freely distributed outdoors by students;
if it does, it is subject to the minimal restrictions described
above -- school authorities now must choose between two
unpalatable options. Either they must abandon any attempt
to manage the flow of commercial advertising on campus, so
that students may distribute any written matter at any
outdoor location on campus; or state administrators must
examine each publication proposed for distribution on
campus and make a subjective determination as to the
proportion of commercial to non-commercial speech. They
must decide whether the document consists primarily of
noncommercial speech, with advertisements merely "included
to finance the publication,” or rather consists of "comment{s]
on public issues in the context of a commercial transaction."
The administrator cannot be certain that relative space
devoted to each will suffice to determine whether the
literature is devoted predominantly to commercial or non-
commercial speech. The distributer might well argue that
while commercial advertising occupies more column inches,
because that much space had to be sold in order to "finance
the publication," the overriding purpose of the publication
nevertheless is to present the less spacious non-commercial
* For what other purpose would a publication include
advertisements?
10
speech. Unavoidably, under the court of appeals
formulation, state university administrators will be drawn into
an undertaking which courts, universities, and free speech
advocates ought to wish for them to avoid, ie., examining
and evaluating speech for its content and "purpose".
This Court’s jurisprudence presently does not resolve
the dilemma. Rather, its First Amendment decisions merely
identify the outer limits of the continuum within which this
case falls. At one extreme, the Court has told state
universities that when they open a forum to registered
student organizations generally they may not deny the forum
to an otherwise qualified organization solely on the basis of
the content of its protected (in that case, religious) speech.
Widmar v. Vincent, 454 U.S. 263, 102 S.Ct. 269 (1981). At
the other end of the spectrum, a state university may prohibit
salespeople from entering campus residences to demonstrate
their products to students, in presentations which incidentally
"touch on other subjects" that are not purely commercial,
even if the prohibition is not the least restrictive means of
accomplishing the purposes of the anti-solicitation policy.
Bd. of Trustees of State University of N.Y. v. Fox, 492 U.S. 469,
109 S.Ct. 3028 (1989). As a newspaper distributed and
partially published by students, covering social and political
issues, the Guardian certainly enjoys a more protected status
than non-student Tupperware merchants seeking access to
dormitories. On the other hand, as a mixture of advertising
and commentary, which is already permitted quite substantial
access to the campus (through receptacles in the newsstand
locations, student organization tables in the free speech
area, and subscriptions), the Guardian bears little if any
resemblance to an otherwise qualified student organization
denied access to a public forum solely because of the content
of its members’ protected speech. So, reading Fox and
Widmar does not enable a court or board of regents to
decide how to regulate the on-campus distribution of written
material such as the Guardian.
11
To fit the Guardian on the Widmar end of the
spectrum, the court of appeals relies on a decision of this
Court holding that when commercial speech is "inextricably
linked" to non-commercial speech, the entire speech is non-
commercial. 969 F.2d at 120, App. A at al4, citing Riley v.
National Federation of the Blind, 487 U.S. 781, 106 S.Ct. 2667
(1988). But as this Court explained in Fox, the Riley case
dealt with otherwise fully protected speech which was
required by law to include a commercial component. In that
instance, the speaker had no choice but to mix non-
commercial with commercial speech. Bd. of Trustees of State
Univ. of N.Y. v. Fox, 109 S.Ct. at 3031. In that sense, the two
2
were "inextricably intertwined." Jd.
By contrast, there is nothing whatever
"inextricable" about the noncommercial aspects
of these presentations. No law of man or of
nature makes it impossible to sell housewares
without teaching home economics, or to teach
home economics without selling housewares.
Nothing in the [challenged regulation] prevents
the speaker from conveying, or the audience
from hearing, these noncommercial messages,
and nothing in the nature of things requires
them to be combined with commercial
messages.
Id. Petitioners read the foregoing passage as permitting a
court to look only at the face of the contested policy to see
whether it necessarily prevents the writers from conveying (or
the students from reading) their non-commercial message.
Applying that analysis, petitioners argue that no law of man
or nature makes it impossible to write about environmental,
peace, and social justice issues without selling products and
services through paid ads. However, the court of appeals
seems to have viewed the commercials as "inextricably
intertwined" with the political and social commentary because
the publishers needed to sell the former in order to finance
the printing of the latter. If that is to be the standard, and
12
if a state university is to guard against the transformation of
the free marketplace of ideas into a commercial market of
goods and wares, then school administrators must assess the
extent to which commercial advertising is essential to the
existence of the publication in question. So now, not only
must state officials scrutinize the noncommercial content of
the material to determine whether the publication is
predominantly social/political commentary relying on
advertising only for funding, or primarily commercial with
merely a gloss of public interest. They now must also
examine the publishers’ books to determine the financial
necessity of the advertising. How ironic that such intrusions
are to be compelled in the name of the First Amendment.
If the foregoing is to be the result, this Court should
say so. Upon the granting of certiorari, the parties can argue
to the Court in more depth exactly where on the Fox to
Widmar continuum off campus publications with commercial
advertising belong and precisely where the balance must be
struck between freedom of speech and the state’s substantial
interest in restricting commercial solicitation on public
university campuses. But regardless of where such lines are
ultimately drawn, it is vitally important to all concerned that
this Court help guide the drawing.
2. The decision by the court of appeals holding
that all of the outdoor grounds of Southwest
Texas State University constitute designated
public fora for students conflicts with the
decision of another circuit and with applicable
decisions of this Court.
Whether all outdoor locations on the campus of the
university are "public fora" for students is a matter of
considerable importance. If a state university has opened a
forum to the public (or to its students as a "public") it may
13
not restrict access to the forum except by means "narrowly
drawn to effectuate a compelling state interest." Perry Educ.
Assn. v. Perry Local Educators’ Assn., 460 U.S. 37, 46, 103
S.Ct. 948, 955 (1983), citing Widmar v. Vincent, 454 U.S. at
269-270, 102 S.Ct. at 279. By contrast, "[p]ublic property
which is not by tradition or designation a forum for public
communication is governed by different standards." Jd. On
the latter premises, "the State may reserve the forum for its
intended purposes, communicative or otherwise, as long as
the regulation on speech is reasonable and not an effort to
suppress expression merely because public officials oppose
the speaker’s view." Perry Educ. Assn., 460 U.S. at 46, 103
S.Ct. at 955, citing United States Postal Service v. Council of
Greenburgh Civic Assns., 453 U.S. 114, 129, 101 S.Ct. 2676,
2684 (1981).
Consequently, what is at stake here is not only the
ability of the university to restrict the distribution of
periodicals with commercial advertising to designated
locations on campus. The ruling also sharply curtails the
university’s ability to restrict other protected expressive
activity, such as public assembly, in outdoor locations beyond
the university’s designated free speech area -- for example,
sidewalks, parking lots, and the grounds in front of classroom
buildings. To reach the conclusion it did, the court of
appeals reasoned as follows:
Defendants argue that the outdoor
grounds of the University cannot be a
designated public forum, because the
University has not allowed unrestricted access
to the campus, even by students. Government
property, however, does not automatically
cease to be a designated public forum because
the government restricts some speech on the
property. Otherwise, the restriction of speech
on government property would be self-
justifying. The restriction would disprove any
intent to create a designated public forum, and
a4
the failure to create a public forum would
justify the restriction of speech. The Supreme
Court has not adopted such circular reasoning.
969 F.2d at 117; App. A at a8.
But it is the reasoning of the court of appeals that is
circular. To say that university property "does not
automatically cease to be a designated public forum" assumes
the conclusion which the court reaches, that the property was
already a public forum when the university sought to restrict
access. But Supreme Court authority relied upon by the
court of appeals exposes the error of beginning the analysis
with the assumption that university property is a public
forum.
A university differs in significant
respects from public forums such as streets or
parks or even municipal theaters. A
university’s mission is education, and decisions
of this Court have never denied a university’s
authority to impose reasonable regulations
compatible with that mission upon the use of
its campus and facilities. We have not held,
for example, that a campus must make all of
its facilities equally available to students and
nonstudents alike, or that a university must
grant free access to all of its grounds or
buildings.
Widmar v. Vincent, 454 U.S. at 267 n.5, 102 S.Ct. at 273 n. 5.
(Streets and parks, of course, are "quintessential public
forums." Perry Educ. Assn., 460 U.S. at 45, 103 S.Ct. at 954-
955.) Since the premises of a state university campus thus
are not places which have been open to the public "by long
tradition...immemorially... [for] time out of mind...," intended
restrictions articulated by the university’s governing
authorities are highly relevant to a determination of which
parts of a campus are designated public fora.
15
Although the facts differ in some elements, the
reasoning of the Ninth Circuit in Planned Parenthood v. Clark
County School Dist., 941 F.2d 817 (9th Cir. 1991), would
compel a different result if applied to this case. Planned
Parenthood dealt with content-based restrictions on
advertising in a public high school newspaper. At first
glance, the case appears distinguished by the holding which
"invest[s] high school educators with greater control over
expressive activities that bear the school’s imprimatur than
other forms of speech or use of government facilities." /d.,
941 F.2d at 819. However, that distinction is balanced by the
difference that the authorities in Planned Parenthood
imposed a much greater restriction on speech, L.e., rejecting
an advertisement solely because of its content. So, after
controlling for the factor of greater official discretion in the
context of a more severe restriction, what remains of the
court’s reasoning applies to the Hays County Guardian facts.
Relying on Perry Educ. Assn., supra, and Hazelwood
School District v. Kuhlmeter, 484 U.S. 260, 108 S.Ct. 562
(1988), inter alia, the Ninth Circuit reasoned in pertinent part
... that "school facilities may be deemed to be
public forums only if school authorities have
‘by policy or by practice’ opened those facilities
‘for indiscriminate use by the general public,’
or by some segment of the public such as
student organizations." If, on the other hand,
school facilities have been reserved for other
intended purposes, "communicative or
otherwise," no public forum will have been
created and reasonable restrictions on speech
may be imposed.
941 F.2d at 822 (citations and footnote omitted). By the
foregoing analysis, the university campus in this case would
be deemed reserved for educational purposes rather than for
indiscriminate use by students. Compare Glover v. Cole, 762
F.2d at 1202. The very Board policy cited by the court of
16
appeals makes "free speech activities" subject to time, place,
and manner restrictions. 969 F.2d at 117; App. A at a7.
Pursuant to that authority, university regulations exclude
from free public distribution materials which "contain
impermissible solicitation." Jd.
The university and its regents have only opened
particular portions of the campus as a public forum for
students. That arrangement provides meaningful
opportunities for students to exercise their rights of
expression and offers meaningful access to students by
newspapers and periodicals, while assuring the orderly
functioning of the university as an educational institution.
Without justification under the applicable decisions of this
Court, the court of appeals erased the distinctions among
locations on campus and needlessly upset the delicate
balance between the First Amendment and the exigencies of
academic administration. The decision should not be allowed
to stand.
CONCLUSION
The petition for writ of certioran should be granted.
Respectfully submitted,
DAN MORALES
Attorney General of Texas
WILL PRYOR
First Assistant Attorney General
MARY F. KELLER
Deputy Attorney General
for Litigation
17
JORGE VEGA, Chief
General Litigation Division
JAMES C. TODD*
Attorney of Record
Appellate Coordinator
CHRISTOPHER JOHNSEN
Assistant Attorney General
General Litigation Division
P. O. Box 12548
Capitol Station
Austin, Texas 78711-2548
Phone: (512) 440-4550
Fax: (512) 447-0511
*ATTORNEY OF RECORD
al
APPENDIX A
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 91-8168
HAYS COUNTY GUARDIAN, ET AL.,
Plaintiffs-Appeliants,
Vv.
JEROME K. SUPPLE, ET AL.,
Defendants-Appellees.
Appeal from the United States District Court
for the Western District of Texas
August 10, 1992
Before GOLDBERG, HIGGINBOTHAM, and DAVIS,
Circuit Judges.
HIGGINBOTHAM,, Circuit Judge:
Hays County Guardian, a newspaper, and students
currently enrolled at Southwest Texas State University
contend that University regulations unconstitutionally restrict
distribution of the Guardian on campus. Plaintiffs also
contend that the University has granted an inadequately
fettered license to its officials to regulate activity protected
under the First Amendment and that the University’s use of
mandatory student fees to finance a student-run newspaper
violates the First Amendment.
a2
We find that plaintiffs’ objections to official discretion
and university funding of the university paper are meritless,
but we conclude that the University’s regulations against
On-campus solicitation unconstitutionally restrict the
distribution of the Guardian. We affirm the remand to state
court of state-law claims. Finally, we find that defendants in
their individual capacity enjoy qualified immunity to any
damages or attorney’s fees that might be awarded in the
federal suit.
I.
The Hays County Guardian and students filed this
action in Texas state court against various Officials of
Southwest Texas State University and the Board of Regents
of the Texas State University System in their official and
individual capacities.' Plaintiffs alleged that defendants
violated their right to equal protection of the laws and to
free speech under both the Texas and U.S. Constitutions,
later adding claims under the Sherman Anti-Trust Act, 15
U.S.C. § 1, the Texas Constitution, the Texas Free Enterprise
and Anti-Trust Act of 1983, and the Texas Civil Practice and
Remedies Code, § 104.002-003. Plaintiffs sought monetary,
injunctive, and declaratory relief.
Defendants removed the case to federal district court.
In its final amended judgment following a bench trial, the
district court remanded all state-law claims to Texas state
court and held that plaintiffs should take nothing on all
remaining claims. Plaintiffs argue here that the district court
erred in dismissing the constitutional claims and in remanding
the state-law claims to state court.
The Hays County Guardian is a small local newspaper,
founded in 1989, concentrating on "environmental, peace,
and social justice issues." Distributed free of charge
'The original defendants included the Texas State University System
Board of Regents and Southwest Texas State University. On the
plaintiffs’ motion, the federal district court remanded all claims against
these two defendants to Texas state court. Appellants do not seek a
reversal of dismissal.
Be ge NA A Be Ae ON Dey H
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throughout Hays County, its publication expense was covered
by donations and revenue from advertising by local
businesses.
Southwest Texas State University is a Texas state
university located in San Marcos, Texas with approximately
22,000 students. 5,000 students live on campus.
The University allows students to participate in a
broad range of expressive activities on campus. Board of
Regents rules provide that "[a]ny group or person . . . may
assemble and engage in free speech activities on the grounds
of the campus." The University’s Operating Letter Number
9.06 also allows students to "publicly distribute outdoors, on
grounds owned or controlled by the University, . . . pieces of
literature that are not obscene, vulgar, or libelous, or that do
not contain impermissible solicitation." One part of the
campus, a plaza between several University buildings known
as the Quad, has been designated by the University as a "free
expression area" and can be reserved by students for
demonstrations and "symbolic structures." Students may
hand out pamphlets, newspapers, and any other literature
without advertisements throughout the outdoor areas of the
campus.
This general policy of openness to expressive activity
is qualified by the University’s limits on commercial
solicitation. Both the written regulations of the Board of
Regents and the University’s Operating Letter 9.05 generally
prohibit "solicitation" on campus. "Solicitation" is defined as
"the sale or offer for sale of any property or service" or
"receipt on request for any gift or contribution." Before
August 31, 1989, the university did not appiy its solicitation
restrictions to newspapers that were distributed free of
charge, even if those newspapers contained advertisements.
On August 31, the Dean of Students instructed the
University’s counsel to revise the University’s “Operating
Letter 9.05" concerning solicitation so that free newspapers
containing advertisements would be treated as prohibited
solicitation.
Board of Regents policy prohibiting solicitation has
three relevant exceptions. First, the University permits the
a4
sale of "any newspaper, magazine, or other publications by
means of a vending machine or distribution stand in an area
designated in advance by the President [of the University]."
At the time of trial, there were a total of 48 newsstands at
five locations on campus.
Second, the University permits "activities
sponsored by a registered student organization . . . which are
authorized and scheduled in accordance with the facilities use
regulations . . . as long as all aspects of the activity clearly
identify the organization sponsoring the event on all signs,
tickets, or literature." According to trial testimony, a
registered student organization could distribute a newspaper
containing advertisements by setting up a table in the Quad
manned at all times by a student. The student must remain
behind the table and may not approach others to distribute
the paper. Finally, the University permits students to
subscribe to periodicals, which may either be sent through
the mails or directly delivered to the student on campus.
Newspapers containing commercials may be
distributed on campus only through these three methods of
distribution. The University Star, a University-owned
newspaper run by the students in the Journalism
Department, is not subject to any of the University’s
otherwise applicable restrictions, despite the fact that it
contains advertisements. Most of the Star's budget derives
from advertising revenues, but the Star is also funded in part
by mandatory student fees. The Sar’s method of distribution
is determined by the Star’s staff and the Journalism
Department Faculty, who distribute the paper at about forty
drop-off sites and newsracks throughout the campus.
The Guardian was notified of this new policy on
October 10, 1989, when Tom Burdenski, an assistant director
of the student center, wrote to the Guardian to warn the
paper that it had improperly distributed copies of the
Guardian in "academic departments, inside the student
center, and the Quad Area." The letter informed the
Guardian that "[n]ewspapers may be circulated on campus in
one of two ways"--through the covered newsstands at
designated locations and through subscriptions "arranged by
a5
the university department in advance" that are either directly
delivered or sent through the mail. Similar letters were sent
to seven other periodicals that had apparently violated the
University’s newspaper distribution policy.
The Guardian published Burdenski’s letter in their
paper. Despite Burdenski’s warning, the Guardian continued
to deliver its paper on campus. Burdenski sent a second
letter repeating the University’s restrictions on newspaper
distribution and threatening to refer "further violations . . . to
the University Attorney for appropriate action." The
Guardian’s advertising revenue dried up, and the newspaper
ceased publication.
II.
The district court found that the rules contained in the
Board of Regents’ regulations and the University’s Operating
Letter Number 9.05 did not violate the Guardian’s and
students’ rights under the First Amendment. This conclusion
is a mixed question of fact and law that we review de novo.
International Society for Krishna Consciousness v. Baton
Rouge, 876 F.2d 494, 496 (Sth Cir. 1989).
It is undisputed that the speech in
question--distribution of a newspaper containing political and
social commentary and reportage--is protected speech.
Heffron v. International Society for Krishna Consciousness,
Inc., 452 U.S. 640 (1981). There is also no contention that
the government must hold open all government-owned or
government-controlled property to all forms of speech. See
Comelius v. NAACP Legal Defense & Educ. Fund, 105 S.Ct.
3439, 3447 (1985). The parties concede, as they must, that
a speaker’s right to access government property is
determined by the nature of the property or "forum." Perry
Educ. Ass’n v. Perry, Local Educators’ Ass’n, 460 U.S. 37, 103
S.Ct. 948 (1983).
The right of access to government-owned property for
expressive activity is greatest when the property is a "public
forum." Government property is a "traditional public forum"
if the property has traditionally been used by the public for
purposes of assembly and debate. Perry Educ. Ass’n, 103
a6
S.Ct. at 955. See also United States v. Kokinda, 110 S.Ct.
3115, 3119 (1990). The government may also create public
fora on property not traditionally used for public expression
by intentionally opening it for public discourse. Jntemational
Soc'y for Krishna Consciousness, Inc. v. Lee, 60 U.S.L.W.
4749, (June 26, 1992).
The government may designate a forum for the public
at-large or only for certain speakers or for the discussion of
only certain subjects. Comelius, 105 S.Ct. at 3449; Perry
Educ. Ass’n, 103 S.Ct. at 955 n.7. In each case, speech for
which the forum is designated is afforded protection identical
to the protection provided to speakers in a traditional public
forum. Kokinda, 110 S.Ct. at 3119.
Regulation of expressive activity on property that has
been made available for public expression is limited.
Content-based restrictions must be necessary to serve a
compelling state interest and be narrowly drawn to achieve
that end. Significantly, even content-neutral restrictions must
be narrowly tailored to serve a significant government
interest and leave open ample alternative channels of
communication. Frisby v. Schultz, 108 S.Ct. 2495, 2499-501
(1988); International Society for Krishna Consciousness22, 876
F.2d at 497.
The government may reasonably limit speech in a
non-public forum as long as the limitation is "not an effort to
suppress expression because public officials oppose the
speaker’s view." International Soc’y for Krishna Consciousness,
879 F.2d at 494. Even a complete prohibition on speech is
permissible if the prohibition is reasonable and
content-neutral. /d.
A.
The district court found that the campus of Southwest
Texas State University is not a public forum by either
tradition or government design. We disagree. The
undisputed facts show that the outdoor grounds of the
campus such as the sidewalks and plazas are designated
public fora for the speech of university students.
The Supreme Court has noted that the "campus of a
a7
public university, at least for its students, possesses many
characteristics of a public forum." Widmar v. Vincent, 454
U.S. 263, 267 n.5 (1981). See also Healy v. James, 408 U.S.
169, 180 (1972). Roughly 5,000 students live and work on
the campus, making the campus, in the words of the
University’s own promotional booklet, a "town" of which the
resident student will be a "contributing citizen" and "voting
member." The campus’s function as the site of a community
of full-time residents makes it "a place where people may
enjoy the open air or the company of friends and neighbors
in a relaxed environment," Heffron v. International Soc’y for
Krishna Consciousness, 101 S.Ct. 2559, 2566 (1981), and
suggests an intended role more akin to a public street or
park than a non-public forum. See Hague v. CIO, 307 U.S.
496, 515 (1939).
Southwest Texas State University’s written policies
further support the conclusion that the University intended
the campus to serve as a public forum for its students. The
Board of Regents’ Rules state that:
"Any group or person, whether or not a
student or employee, and whether or not
invited by a registered student, faculty, or staff
organization, may assemble and engage in free
speech activities on the grounds of the campus.
However, the University President or an
authorized designee may adopt reasonable
nondiscriminatory regulations as to time, place,
and manner of such activities. The President,
or the authorized designee, may prohibit such
activities if it is determined, after proper
inquiry, that the proposed speech constitutes a
clear and present danger to the University’s
orderly operation as defined in Subsection 4.4
below."
Interpreting this general policy of protecting “free speech
activities" on campus, Southwest Texas State University’s
Operating Letter 9.06, § 2.02 allows any "student or an
a8
organization [to] publicly distribute outdoors, on grounds
owned or controlled by the University, petitions, handbills, or
pieces of literature that are not obscene, vulgar,or libelous or
that do not contain impermissible solicitation.". (Emphasis
added).
The University requires only that the literature being
distributed "identify the student or organization distributing
it" and that the distribution not interfere with "free and
unimpeded flow of pedestrian and vehicular traffic or disturb
. academic, institutional, or other approved activities."
The clear implication of the Operating Letter is that the
University intends its outdoor grounds to be a forum for
student distribution of literature.
Finally, we note that the University authorizes the
widespread distribution on campus of the University Star, the
newspaper owned by Texas Southwest State University and
controlled by student editors. The Star, like the Guardian,
carries editorials, news stories, and advertisements.
All of this evidence compels the conclusion that the
University deliberately fosters an environment in which
students may freely distribute newspapers, pamphlets, and
other literature concerning public affairs "outdoors, on
grounds owned or controlled by the University," subject to
the limits necessary to preserve the academic mission and to
maintain order.
Defendants argue that the outdoor grounds of the
University cannot be a designated public forum, because the
University has not allowed unrestricted access to the campus,
even by students. Government property, however, does not
automatically cease to be a designated public forum because
the government restricts some speech on the property.
Otherwise, the restriction of speech on government property
would be self-justifying. The restriction would disprove any
intent to create a designated public forum, and the failure to
create a public forum would justify the restriction of speech.
The Supreme Court has not adopted such circular
reasoning. See Estiverne v. Louisiana State Bar Ass’n, 863
F.2d 371, 378 n.9 (Sth Cir. 1989). Rather, the Court looks to
whether the government was motivated by "an affirmative
Ni laa ak, —— ijn oe ae
a9
desire," Cornelius, 105 S.Ct. at 3450, or “express policy," /d.
at 3449, of allowing public discourse on the property in
question. Such a general policy of open access does not
vanish when the government adopts a specific restriction on
speech, because the government’s policy is indicated by its
consistent practice, not each exceptional regulation that
departs from the consistent practice. Stewart v. District of
Columbia Armory Bd., 863 F.2d 1013, 1017 (D.C. Cir. 1988).
The University authorizes students to distribute by
hand literature on matters of public concern on the outdoor
parts of the campus. Restricting distribution of newspapers
with commercials was an anomalous departure from the
general policy of protecting speech such as the political
reportage and commentary in the Guardian. This departure
did not alone redefine the forum. We conclude that the
district court erred in finding that the university is not a
limited public forum, designated for the speech of students.
B.
Having found that the University’s outdoor premises
are a designated public forum, we must ascertain whether the
regulations impermissibly restrain free expression. We will
assume arguendo that prohibiting the handing out of
newspapers containing advertisements on campus does not
discriminate on the basis of content. Even so, we find that
the anti-solicitation regulations cannot be applied to forbid
an individual student from handing out a newspaper solely
because that paper contains advertisements.
. Even a content-neutral regulation of speech on a
public forum must be narrowly tailored to serve a significant
government interest and must leave open ample alternative
channels of communication. Ward v. Rock Against Racism,
109 S.Ct. 2746, 2753 (1989); Clark v. Community for Creative
Non-Violence, 104 S.Ct. 3065, 3069 (1984). A regulation is
"narrowly tailored" when it does not "burden substantially
more speech than is necessary to further the government's
legitimate interests." Ward, 109 S.Ct. at 2758. At a
minimum, a regulation cannot be narrowly tailored unless the
cost to speech is "carefully calculated" and the fit between
al0
the burden and the state interest is "reasonable." Bd. of
Trustees of State University of New York v. Fox, 109 S.Ct. 3028,
3035 (1989). The government bears the burden of
establishing that the regulations are reasonable. /d. Even a
legitimate government interest cannot justify a restriction if
the restriction accomplishes that goal at an inordinate cost to
speech.
The University’s anti-solicitation provision contained
in the University’s Operating Letter 9.05 prohibits a student
from handing out a free newspaper with advertising on
campus unless that student belongs to a registered student
group that has agreed to "sponsor" the paper. Even then,
the student group sponsoring the paper must distribute the
paper only from a manned table and may not hand the paper
to passing students. These restrictions do not apply to the
Star or to any publication without advertising.’
This restriction on the distribution of newspapers is
not de minimis. It forecloses one medium of distribution for
newspapers with commercials--individual students’
distribution of unsponsored papers by hand. Registered
student groups could "sponsor" papers, a service for which
the group would generally demand a fee. However, an
individual student volunteer, lacking a student group’s
sponsorship, is prohibited from handing out free copies of
the Guardian to other students while on campus.
Moreover, the anti-solicitation policy restricts an
individual’s ability to hand out political commentary to the
passing public. This medium of communication is
traditionally afforded great protection under the First
Amendment because of its value to "poorly financed causes
of little people." Martin v. Struthers, 319 U.S. 141, 146
(1943). See also Lovell v. City of Griffin, 303 U.S. 444, 454
(1938) (pamphlets and leaflets "have been historic weapons
in the defense of liberty, as the pamphlets of Thomas Paine
The Dean of Students, Dr. Garrison, agreed at trial that, “if I’ve got
a newspaper that does not contain any advertising in it and I’m a student,
I can distribute it anywhere on campus.”
ea
all
and others in our own history attest"). The undisputed
testimony was that handing out the Guardian on campus was
a more effective medium of delivery than distribution
through newsstands. Even a content-neutral restriction on
such a basic and traditional medium of distribution cannot be
justified by trivial gains in convenience or insignificant
reductions of litter. Schneider v. State, 308 U.S. 147, 164
(1939). See also Geoffrey Stone, Content-Neutral Restrictions,
54 U. Chi. L. Rev. 46, 95 (1987). Of course, the Guardian
could avoid these restrictions by not printing commercials.
Without commercials, however, the Guardian could not meet
expenses.
The district court found that the restrictions on the
Guardian’s distribution advanced several interests including
preserving the academic environment and security, protecting
privacy, traffic control, preserving the campus’s appearance,
preventing fraud and deception, and eliminating unnecessary
expenses.
There is no substantial evidence that a student’s
handing out of a free student newspaper would affect the
University’s academic mission or the rate of crime on
campus. The handing out of a political newspaper filled with
editorials and reportage about matters of public concern is
compatible with the University’s academic mission.
The University has a legitimate interest in preventing
litter, congestion, and invasions of privacy on campus.
Handing out a newspaper on campus might increase the risk
of litter, cause more congestion, and lead to students
approaching other students who do not wish to be
approached. However, the burden is on defendants to show
affirmatively that their restriction is narrowly tailored to
protect the identified interests. Fox, 109 S.Ct. at 3035;
Multimedia Publications v. Greenville-Spartanbura Airport, 774
F.Supp. 977, 985 (D.S.C. 1991).
Defendants failed to carry this burden. They darkly
warn in their brief that, because "approximately fifty papers
are distributed [from newsstands on campus]," allowing
newspapers to be distributed free of charge on the campus
would "seriously impact access to buildings, create an
al2
excessive litter problem, and create a bazaar-like atmosphere
on campus." This statement about "fifty newspapers,"
misrepresents the _ record. There were forty-eight
newsstands--not newspapers--on the campus at five different
locations. Each had newsstands containing the same major
Texas and national papers--USA Today, The New York Times,
Wall Street Journal, The Houston Post, San Antonio Light,
Dallas Morning News. There was no evidence that these
papers are handed out on campus.
Assuming that the University faced some marginal
increase of litter, congestion, and unwelcome advances by
over-zealous, newspaper-wielding students, there is no
substantial evidence that the anti-solicitation regulations were
reasonably well fitted to preventing these ills. If the
University wishes to prevent litter, it should prohibit littering.
Schneider v. State, 308 U.S. 147, 162 (1939). If it wishes to
prevent overcrowding, then the University should regulate
the time and place of students who hand out papers on the
campus to prevent congestion. Cf. Lee, 60 U.S.L.W. at
(O’Connor, J., concurring). If the University wants
to prevent obstreperous distribution of the papers, then it
should forbid students from pressing their publications on
unwilling recipients. Martin v. Struther, 318 U.S. 141, 148
(1943). Prohibiting students from handing out free
“unsponsored"” newspapers on the grounds that the
newspapers include an advertisement, no matter how willing
the recipient or how neat and circumspect the distributor, is
not a narrow tailoring to protect identified interests.
The speculative nature of the threat from litter and
congestion is illustrated by the fact that the University freely
allows distribution of publications that do not contain
"solicitation," defined as an “offer for sale of any property or
service" or "receipt of or request for any gift or contribution."
Students may, in the University’s judgment, pass out
pamphlets, announcements, artwork, or any other literature
not containing commercials without overwhelming the
campus with litter or congestion. Allowing the same students
to include a single advertisement in identical literature to
defray the printing expense would, it is said, impede "access
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to buildings, create an excessive litter problem, and create a
bazaar-like atmosphere on campus." There is no record
evidence that publications with commercials create
significantly more litter and congestion than publications
without. We do not find such a conclusion intuitively
obvious.
The University places no restriction on the University
Star, a paper that contains a greater number and density of
advertisements than the Guardian. 12,000 copies of each
issue of the Star were distributed on the campus. This
underinclusiveness cuts against the assertion that restricting
commercialism on campus was an interest of paramount
importance to the University--or at least an interest that
required a flat prohibition on an entire medium of
distribution. See The Florida Star v. B.J.F., 109 S.Ct. 2603,
2612-13 (1989) (Scalia, J., concurring) (prohibition on mass
media that is not applied to other forms of communication,
cannot be regarded as protecting interests of highest order,
because "it leaves appreciable damage to that supposedly
vital interest unprohibited"); United States v. Gilbert, 920 P.2d
878, 885 (llth Cir. 1991) ("an injunction that prohibits
[appellant] from engaging in expressive conduct (on a public
forum] that others are free to engage in clearly cannot
withstand strict scrutiny").
Aside from litter, congestion, and invasions of privacy,
defendants argue that "the restrictions of commercial
materials is [sic] necessary to maintain the academic
environment," because "unlimited distribution of newspapers,
coupons, flyers, and the like throughout campus would create
a circus atmosphere, destroying the unique quality of the
University campus." We can assume without deciding that
*The Guardian generally contained less than fifteen advertisements
of local businesses per eight-page issue. By contrast, the Star ran full
pages of advertisements containing well over twenty ads from local
businesses, not to mention a page of classified advertisements. In
addition, the Star sometimes included a separate national, full-color
insert containing advertisements targeted toward University students.
al4
the University may have interests sufficient to justify
restrictions on commercial speech, because speech that does
little more than propose a commercial transaction occupies
a subordinate position in the hierarchy of First Amendment
values. Fox, 109 S.Ct. at 3032.
However, little follows here from such an assumption,
because the Guardian is not commercial speech. It is speech
about matters of highest public concern--political and
economic reform and the local and _ international
environment. The advertisements in the Guardian were
included to finance the _ publication. Under such
circumstances, commercial speech was inextricably linked to
the newspaper’s non-commercial speech, making the whole
paper noncommercial. Riley v. National Federation of the
Blind, 108 S.Ct. 2667, 2677 (1988). If the purpose of the
University’s regulation is to limit commercial speech, then it
is overbroad when applied to newspapers like the Guardian.
At the same time, commenting on public issues in the context
of a commercial transaction does not elevate speech from
commercial to political rank. See Bolger v. Youngs Drug
Products Corp., 103 S.Ct. 2875, 2881 (1983).
Defendants emphasize another interest. As the Dean
of Students testified, the anti-solicitation policy served to
protect the students from “unwarranted hawking [of] every
Tupperware Salesperson, pots and pans salesman in... .
town."
We recognize that government may have an interest
in restricting commercial solicitation of passers-by to prevent
disruption of traffic and harassment by insistent hawkers.
Soc’'y for Krishna Consciousness, 876 F.2d at 497 (citing
Heffron, 101 S.Ct. at 2567). See also Lee, 60 U.S.L.W. at __
; ACORN v. City of Philadelphia, 798 F.2d 1260, 1269 (9th
Cir. 1986). Glover v. Cole, 762 F.2d 1197, 1202 (4th Cir.
1985). Because solicitation requires purchasers or
contributors to stop, listen to a sales pitch, and then produce
a payment or contribution, it "can prove more disruptive of
order and crowd control" than simple distribution of
literature. Jnternational Soc'y for Krishna Consciousness, 876
F.2d at 497. See also Kokinda, 110 S.Ct. at 3123. Moreover,
al5
face-to-face solicitation "presents risks of duress that are an
appropriate target of regulation." Lee,60 US.L.W. at.
Neither of these concerns is implicated by the handing
out of a paper gratis. The passer-by’s response to the
distributor of a newspaper is simply to take or reject the
paper. She need not stop and disrupt traffic. When the
distributor does nothing more than proffer a paper for which
no compensation is asked, there is also little risk of
fraudulent over-reaching. The need to restrict hawking and
sales, therefore, does not justify the restrictions on the
Guardian. In fact, this court has found restrictions on
solicitation narrowly tailored precisely because they did not
restrict "oral advocacy, distribution of literature, or other forms
of communication and expression." Soc’ jor Knshna
Consciousness, 876 F.2d at 498 (emphasis added). See also
Lee, 60 US.L.W. at _— — (O'Connor, J., concurring)
(distinguishing solicitation from distribution of literature).
Finally, defendants state that the University has a
valid educational interest in protecting the Star from
competition from other newspapers. According to
defendants, this serves "a legitimate state interest--education
of the students enrolled in the journalism program."
This argument rests on the assumption that a
University may enhance the popularity of its own publication
by burdening the distribution of other publications. "[T]he
concept that government may restrict the speech of some
elements of our society in order to enhance the relative voice
of others is wholly foreign to the First Amendment." Buckley
v. Valeo, 424 U.S. 1, 48-49 (1976). Proper time, place, and
manner requirements "do not discriminate among speakers or
ideas" and "further an important governmental interest
unrelated to the restriction of communication." Id. at 18
(emphasis added). The restriction of newspapers other than
the Star cannot be justified by the University’s desire to
curtail the restricted newspapers’ popularity.
Defendants argue that the University need not give
students and non-students equal access to the University
campus. This assertion is true. Perry Educ. Ass’n, 103 S.Ct.
at 954. However, plaintiffs do not contest the University’s
al6
exclusion of nonstudents from campus. They challenge the
anti-solicitation regulation’s application to students who wish
to distribute the Guardian to other students or, for that
matter, wish to distribute their own paper containing
commercials."
In sum, we hold that the University may not enforce
its antisolicitation policy contained in either Operating Letter
9.05 or in applicable rules of the Board of Regents to
restrain the distribution of the Guardian on the outdoor
grounds of the campus. The Guardian is entitled to the same
access to the University campus given to publications
distributed without charge that do not contain commercials.
We express no opinion about the constitutionality of other
time, place, and manner restrictions.
III.
Plaintiffs also contend that the University’s regulations
are facially unconstitutional because they bestow unlimited
discretion on the Dean of Students to limit the distribution
of newspapers on campus. Plaintiffs point to Section 2.02(a)
~ Of Operating Letter 9.05, which provides for the "sale or
offer for sale of any newspaper, magazine, or other
publication by means of a vending machine or distribution
stand in an area designated in advance by the Dean of
Students (or designee) for the conduct of such activity.’
‘Several University students have worked on the Guardian's staff as
writers.
‘The plaintiffs also point to an internal 1977 memo from the
Dean of Student Life, Dr. Joseph Belvilaqua, to the Director of Student
Development. In this memo, Dr. Belvilaqua states that
"I will ultimately be responsible for making decisions
regarding the reasonableness, taste, decency, etc. of such
publications [i.e., publications covered by the oncampus
solicitation Operating Letter] for distribution
on-campus. As you well know, decisions regarding such
al7
Plaintiffs contend that this discretion to designate areas for
newsstands violates the First Amendment. We disagree.
In challenging the discretion given to the Dean of
Students in designating newsstands, plaintiffs rely on City of
Lakewood v. Plain Dealer, 108 S.Ct. 2138 (1988). In Plain
Dealer, a newspaper challenged facially a municipal
ordinance requiring the newspaper to obtain a license
annually in order to place a newsstand on city-owned
sidewalks. The ordinance delegated to the mayor the
decision to grant or deny applications for newsstand permits,
but provided no standards to guide the mayor’s discretion.
Justice Brennan, writing for four members of the
Court, stated that "a facial challenge lies whenever a licensing
law gives a government official or agency substantial power
to discriminate based on the content or viewpoint of speech
by suppressing disfavored speech or disliked speakers." Plain
Dealer, 108 S.Ct. at 2145. The Court held that the City
ordinance was facially unconstitutional, because it gave
unbridled discretion to the mayor to deny individual
newspapers’ applications for newsstand licenses.
The University regulation in this case is distinguishable
from the City ordinance in Plain Dealer. The City ordinance
gave the mayor discretion to "permit[] communication by
some but not for others": the mayor could grant or deny
individual publications’ applications for a license to erect a
newsstand on the sidewalk. It was this ability to discriminate
among different publications that "raise{[d] the specter of
content and viewpoint censorship." Plain Dealer, 108 S.Ct. at
2147.
Standards are usually based upon broadly stated
regulations; and I will depend on you and the staff
members in helping arrive at decisions in approving or
disapproving certain items from time to time."
This internal memo, however, says little about the discretion to restrict
speech allowed by the University’s regulations. The plaintiffs presented
no evidence that Dr. Belvilaqua’s interpretation of the regulations was
ever promulgated or enforced.
al8
By contrast, the Dean’s discretion extends only to the
initial designation of areas of the campus reserved for
newsstands. Once such areas have been designated, the
record suggests that any newspaper could place its stand in
the area without further approval from the Dean*" Because
the University regulation provides no opportunity to
discriminate among different publications, the Dean’s
discretion under the regulations does not implicate Plain
Dealer’s concerns about content discrimination.’ Plaintiffs’
facial attack on the Dean’s discretion to designate areas for
newsstands is without merit.
IV.
Plaintiffs contend that the University’s funding of the
University Star with student fees violated their First
Amendment right not to subsidize views with which they
disagree. We disagree.
It is well-established that the freedom of speech and
association protected by the First Amendment includes the
freedom to choose “both what to say and what not to say."
Riley v. National Federation for the Blind, 108 S.Ct. 2667, 2677
(1988) (emphasis in original). See also Wooley v. Maynard,
430 U.S.705 (1977). This right to refrain from speech is
violated when the government compels an individual to
endorse a belief that she finds repugnant. West Virginia State
Bd. of Educ. v. Barnette, 319 U.S. 624, 633 (1943). It also
may be violated when the government compels an individual
to subsidize "political and ideological purposes," Lyng v.
°The letters sent to various newspapers warning them not to distribute
their papers by hand on campus, state without qualification that “you may
place newspaper dispensers in the [designated areas]."
"Each approved location for newsstands was approved for a limited
number of stands. If the spaces for stands were exhausted at the
approved locations, then the Guardian wouid have to apply for additional
space on which to place a stand. However, there is no evidence in this
record that the space at the approved locations was inadequate to
accommodate the Guardian’s stand.
al9
International Union, United Auto Workers, 108 S.Ct. 1184,
1191 (1988), with which she disagrees. Chicago Teachers
Union Local No. 1 v. Hudson, 106 S.Ct. 1066, 1073 (1986);
Abood v. Detroit Bd. of Educ., 431 U.S. 209, 234-35 (1977).
The government does not, however, violate the First
Amendment whenever it forces an individual to subsidize
speech. Any such position would implicate many state
subsidies for public universities, for free speech is at the
heart of teaching and universities by definition support
speech--often extremely controversial speech. See Widmar,
454 US. at 278-79, 102 S.Ct. at 279 (Stevens, J., concurring).
Rather, the First Amendment prohibits the government from
forcing an individual to contribute to the ideological
expression of other private citizens for the purpose of
advancing those citizens’ ideological biases rather than
substantial public interests.
In Abood, for instance, the Court upheld state
requirements that teachers pay a fee to the union for the
purpose of supporting collective bargaining, even though such
coerced contribution would have "an impact on [the
dissenting teachers’] First Amendment interests." Abood, 431
U.S. at 222. The Court reasoned that the interference with
the employee’s freedom to associate was constitutionally
justified by "the legislative assessment of the important
contribution of the union shop to the system of labor
relations established by Congress." Jd.
The lesson of Abood, therefore, is that the
government may compel an_ individual to subsidize
non-governmental speech when such compulsion
accomplishes the "government'’s vital policy interest." Lehnert
v. Ferris Faculty Ass’n., ill S.Ct. 1950, 1959 (1991). See Carroll
v. Blinken, 957 F.2d 991, 997 (2d Cir. 1992) (citing cases)-
The question here is whether a University-sponsored
newspaper advances an important educational purpose in a
narrowly tailored manner.
We find the University’s educational goals sufficiently
weighty to justify the University’s subsidy of a student-run
newspaper. Such a newspaper allows students to have
first-hand journalism experience difficult to obtain otherwise.
a20
It also creates a forum for public discussion of
University-related issues that can "stimulate uninhibited and
vigorous discussion on matters of campus and public
concern." Carroll, 957 F.2d at 1000. The University Star
"increases the overall exchange of information, ideas, and
opinions on the campus," Kania v. Fordham, 702 F.2d 475,
480 (4th Cit. 1983), and thus advances a central purpose of
the University. Carroll, 957 F.2d at 1001. See also Keyishan
v. Bd. of Regents, 385 U.S.589, 603 (1967) (noting importance
of robust debate to University).
We also find that the University’s financial support for
the student-run newspaper is a narrowly tailored means of
advancing these interests. The record indicates that the
University did not attempt to control the viewpoints
expressed by the newspaper and that there were no
ideological prerequisites for joining the paper’s staff. The
University provided the students with the funds needed for
the students themselves to engage in debate and did not
force ideological conformity. This method of creating a
forum for student expression is a minimally restrictive means
of advancing an educational interest. Kania, 702 P.2d at 480
(upholding university financing of student newspaper through
mandatory fees); Veed v. Schwartzkopf, 353 F. Supp. 149, 152
(D.Neb. 1973) (same).
Plaintiffs contend that the University "exercises
considerable control over the views expressed in the Star."
We find no evidence of such control in the record. On the
contrary, the record shows that the Svar attacked the
Univers*y’s administration vigorously, in one cartoon
comp:ig that administration to the South African
governinent. The University appointed a_ faculty
representative from the Journalism Department to assist in
the paper’s publication, but there is no evidence that the
faculty adviser controlled the newspaper’s content.
Plaintiffs rely heavily on the Third Circuit’s opinion in
Galda v. Rutgers University, 772 F.2d 1060 (3d Cir. 1985), in
which the court held that Rutgers University could not
subsidize the New Jersey Public Interest Research Group
with mandatory student fees. Galda has little relevance to
a2l1
this case. First, we note that the Second Circuit has rejected
Galda. Carroll v. Blinken, 957 F.2d 991, 1001 (2d Cir. 1992)
(holding that State University of New York can subsidize
New York Public Interest Research Group’s on-campus
activities with mandatory student fees).
Second, Galda is distinguishable from this case.
Galda is explicitly limited to mandatory fees used to finance
"an independent outside organization that espouses and
actively promotes a political and ideological philosophy."
Galda, 772 F.2d at 1064. The court noted that "there is a
distinction between PIRG and student organizations . . .
funded through the student activity fee" because the latter
provided a forum for University students to engage in "the
expression of differing views." Jd. (quotations omitted)- By
contrast, PIRG’s purpose was not to provide students with a
forum for expression but rather to advance a particular
political agenda both on and off campus.
V.
In its final judgment, the district court held that the
Eleventh Amendment, as interpreted by Pennhurst State
School and Hospital v. Halderman, 465 U.S. 88 (1988), barred
it from considering plaintiffs’ state-law claims for monetary
relief. The district court was also "persuaded that these
claims should be remanded rather than dismissed to avoid
-any limitations problems." The district court, therefore,
remanded the state-law damages claims to state court.
Plaintiffs urge that the district court erred in finding
that it lacked jurisdiction over the state-law claims.
Defendants respond that 28 U.S.C. § 1447(d) bars this court
from reviewing the district court’s remand of plaintiffs’
state-law claims. We find that § 1447(d) presents no bar to
our review of the district court’s final judgment, including its
remand of the state-law claims. We also find, however, no
error in the district court’s remand of plaintiffs’ state-law
claims to state court.
28 U.S.C. § 1447(d) Provides, in relevant part, that
"[a]n order remanding a case to the State court from which
it was removed is not reviewable on appeal or otherwise. . .
a22
." § 1447(d), however, does preclude all review of remand
orders. Rather, § 1447(d) only bars review of remand orders
authorized by 28 U.S.C. § 1447(c). In Re Shell Oil Co., 932
F.2d 1518, 1521 (Sth Cir. 1991). § 1447(c) Provides that "[iJf
at any time before final judgment it appears that the district
court lacks subject matter jurisdiction, the case shall be
remanded" (emphasis added).
By its terms, the district court’s remand in this case
did not occur "before final judgment." Rather, the remand
was part of the final judgment on the merits. Therefore, the
remand was not authorized by § 1447(c) and is not covered
by § 1447(d). In re Carter, 618 F.2d 1093, 1098-99 (Sth Cir.
1980), cert. denied sub nom. Sheet Metal Workers’ Int’l Ass’n
v. Carter, 450 U.S. 949 (1981) (remand to state court after
final judgment not authorized by § 1447(c) and therefore not
covered by § 1447(d)). See also Joan Steinman, Removal,
Remand, and Review in Pendent Claim and Pendent Party
Cases, 41 Vand. L. Rev. 923, 1000-1002 (1988). § 1447(d)
presents no bar to our consideration of the district court’s
remand order.
We also find no error in the remand of the state-law
claims against defendants in their official capacities. In
Pennhurst, the Supreme Court held that the Eleventh
Amendment bars pendent statelaw claims from being
brought in federal court against the state. The district court
thus lacked jurisdiction to hear the state-law claims against
defendants in their official capacity. It properly remanded
these claims. Carmegie-Mellon University v. Cohill, 108 S.Ct.
614 (1988).
The Eleventh Amendment does not bar state-law
actions against state officials in their individual capacity.
Scheuer v. Rhodes, 416 U.S. 232, 237-38 (1974); Spruyette v.
Walters, 753 F.2d 498, 512-13 (6th Cir. 1985), cert. denied, 474
U.S. 1054 (1986). Nonetheless, once the state-law claims
against defendants in their official capacity had been
remanded to state court, the district court properly remanded
the same. state-law individual-capacity claims as well. Under
28 U.S.C. § 1367(c)(4), the district court may decline to
exercise supplemental jurisdiction over a claim if, "in
a23
exceptional circumstances, there are . . . compelling reasons
for declining jurisdiction."
We find such “exceptional circumstances" and
“compelling reasons" here. Adjudicating state-law claims in
federal court while identical claims are pending in state court
would be a pointless waste of judicial resources. The district
court’s decision to dismiss the state-law claims entirely, rather
than retain jurisdiction over the individual-capacity claims
while the official-capacity claims were being adjudicated in
state court, was within the court’s discretion under 28 U.S.C.
§ 1367(c)(4),
VI.
Although we agree with plaintiffs that the university’s
antisolicitation policy as applied to newspapers with
commercials violated plaintiffs’ First Amendment right to
free speech, we do not agree that defendants are liable for
monetary damages or attorney’s fees in their individual
capacities. Defendants are protected from such a remedy by
their qualified immunity as government officials.
A defense of qualified immunity can be overcome
on|y if an objectively reasonable officer would know that his
conduct was illegal given the facts available to him at the
time of his action and the law that was clearly established at
the time of the alleged illegal acts. Anderson v. Creighton,
107 S. Ct. 3034, 3039 (1987); Harlow v. Fitzgerald, 102 S. Ct.
2727, 2738 (1982). The University’s Operating Letter 9.05
became effective on January 15, 1988. Shortly before this
date, similar University regulations had been upheld by a
district court in this circuit. Texas Review Society v.
Cunningham, 659 F.Supp. 1239 (1987).
The regulations upheld in Texas Review Society
prohibited students at the University of Texas at Austin from
handing out newspapers containing commercials in the area
where student organizations maintained tables for
distribution of literature. Such newspapers could be
distributed only from unmanned newspaper racks. The
district court held that these regulations were a narrowly
tailored means of protecting the campus "from pollution by
a”
a24
commercial hawking and solicitation." Texas Review Society,
659 F.Supp. at 1245.
We express no opinion about whether Texas Review
Society was correctly decided. However, the regulations
upheld in Texas Review Society were sufficiently similar to the
regulations at issue here that it cannot be said that
defendants violated clearly established law at the time that
they enforced the University’s antisolicitation policy against
the Guardian.
Therefore, defendants’ defense of qualified immunity
bars an award of monetary damages or attorney’s fees
against defendants in their individual capacity. McNamara v.
Moody, 606 F.2d 621, 626-27 (Sth Cir. 1979). Plaintiffs are
entitled to prospective declaratory and injunctive relief
barring the enforcement of the University’s anti-solicitation
policy to restrict the distribution of the Guardian. They may
also be entitled to an award of attorneys’ fees from the
University. Jackson v. Galan, 868 F.2d 165, 168 (5th Cir.
1989).
AFFIRMED in part, REVERSED and REMANDED
in part for further proceedings consistent with this opinion.
a25
APPENDIX B
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TEXAS
AUSTIN DIVISION
CIVIL NO. A-90-CA-203
HAYS COUNTY GUARDIAN, ET AL.
vs.
JEROME K. SUPPLE, ET AL.
FINAL JUDGMENT
In accordance with the Findings of Fact and
Conclusions of law entered this date, the Court enters its
final Judgment:
IT IS ORDERED, ADJUDGED AND DECREED that
Plaintiffs’ claims under the Sherman Act, the Texas Business
and Commerce Act, the Texas Civil Practice and Remedies
Code, and the Texas Constitution are hereby REMANDED
to the 201st Judicial District Court of Travis County Texas.
IT IS FURTHER ORDERED, ADJUDGED AND
DECREED that the Plaintiffs take nothing from Defendants
on their remaining claims.
IT IS FURTHER ORDERED, ADJUDGED AND
DECREED that costs be borne by the party incurring the
same.
SIGNED this 26th day of February, 1991.
[s/ WALTER S. SMITH, JR.
WALTER S. SMITH, JR.
UNITEDSTATES DISTRICT JUDGE
a26
APPENDIX C
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TEXAS
AUSTIN DIViSION
CIVIL NO. A-90-CA-203
HAYS COUNTY GUARDIAN, ET AL.
VS.
JEROME K. SUPPLE, ET AL.,
AMENDED FINAL JUDGMENT
In accordance with the Findings of Fact and
Conclusions of law previously entered by this Court, the
Court enters its Final Judgment:
IT IS ORDERED, ADJUDGED AND DECREED that
Plaintiffs’ claims under the Texas Business and Commerce
Act, the Texas Civil Practice and Remedies Code, and the
Texas Constitution are hereby REMANDED to the 201st
Judicial District Court of Travis County, Texas.
IT IS FURTHER ORDERED, ADJUDGED AND
DECREED that the Plaintiffs take nothing from Defendants
on their remaining claims. IT IS FURTHER
ORDERED, ADJUDGED AND DECREED that costs be
borne by the party incurring the same.
SIGNED this 20th day of March, 1991.
/s/ WALTER S. SMITH, JR.
WALTER S. SMITH, JR.
UNITED STATES DISTRICT JUDGE
a27
APPENDIX D
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TEXAS
AUSTIN DIVISION
CIVIL NO. A-90-CA-203
HAYS COUNTY GUARDIAN, ET AL.
VS.
JEROME K. SUPPLE, ET AL.,
FINDINGS OF FACT AND CONCLUSIONS OF LAW
This matter came on for trial before the Court on
December 18 through 19, 1990. The Court, having
considered the testimony of the witnesses and all of the
exhibits and evidence introduced, as well as the post-trial
briefs presented by counsel, issues its Findings of Fact and
Conclusions of Law.
I. INTRODUCTION
This action was originally filed in state court and was
removed by the Defendants on March 14, 1990. The original
defendants included Southwest Texas State University
("SWTSU") and the State University System Board of
Regents; however, these Defendants were remanded because
of the jurisdictional bar of the Eleventh Amendment. The
remaining defendants are Jerome H. Supple, President of
SWTSU; Tom Burdenski, Assistant Director of the Lyndon
a28
Baines Johnson Memorial Student Center at SWTSU; Daniel
N. Matheson, W. C. Perry, Lee Drain, G. W. Worth, Jr.,
Edmund Longcope, III, Daniel Ouellete, Jack L. Martin,
Sheila Wheatley Clark, and Norman Dwight Elder, regents
or former regents of the Texas State University System.
These defendants have been sued in both their individual and
official capacities.
Basically, the Plaintiffs complain that the Defendants
have infringed upon their Constitutional rights by enacting
and enforcing university regulations which restrict the Hays
County Guardian’s (the "Guardian") access to SWTSU. The
regulations at issue require that newspapers such as the
Guardian be distributed on campus only by use of newspaper
racks placed in designated location or by mail subscription.
Exempted from these regulations is the University Star (the
"Star"), the newspaper published by the journalism students
at SWTSU.
Plaintiffs Demaree, Dodd, and Ptak, Officially
registered students at SWTSU, further complain that their
rights have been violated because they have been denied
access to the Guardian and because they are forced to
support the editorial policies of the star through a mandatory
subscription extracted from their student service fees.
Plaintiffs assert claims under the First and Fourteenth
Amendments to the United States Constitution, and Article
I, § 8 of the Texas Constitution, based upon violations of free
speech and free press. The Plaintiffs also claim these acts of
the Defendants violate §§ 1, 2 and 15 of the Sherman Act,
and § 15.21 of the Texas Business and Commerce Clause,
because the alleged actions of the Defendants have resulted
in economic injury to their business, and because the
Defendants’ actions represent an attempt to monopolize
control over the newspaper market at SWTSU. Plaintiffs
finally assert that the Defendants’ actions constitute a
violation of Article I, §§ 3 and 3a of Chapter 104 of the
Texas Civil Practice and Remedies Code.
Plaintiffs seek a declaratory judgment that the
Defendants’ actions are illegal and unconstitutional.
Plaintiffs also seek to enjoin the Defendants from denying
a29
Plaintiffs equal access to the campus, as well as an award of
nominal, compensatory, treble and punitive damages from
each Defendant who acted in his or her individual capacity
and from Defendants in their official capacities under
Chapter 104 of the Texas Civil Practice and Remedies Code.
The Defendants assert that SWTSU is not a public
forum, and that the regulations placed upon distribution of
newspapers on the SWTSU campus are content-neutral and
constitute reasonable time, place, and manner restrictions.
Defendants allege that the regulations are necessary to
"prevent disruption of the academic mission of the
University." The Defendants assert that the Star is not
subject to editorial control by the University and that it is
exempt from the regulations in order to give the journalism
students a full opportunity to learn the business of publishing
a newspaper.
II]. FINDINGS OF FACT
A. The parties have stipulated to the following
findings of fact:
1. Plaintiffs Hays County Guardian, Jeffrey
Stefanoff, Vicki Hartin, Webb Branen, Joe Gaddy, Robert
Martinez, and John Demaree (the "newspaper plaintiffs")
cooperatively own and publish the Hays County Guardian
(the "Guardian"), an independent newspaper concerned with
“environmental and peace and social justice issues."
2. Plaintiffs John Demaree, Jody Dodd and Joe
Ptak (the "student plaintiffs") are students registered at
SWTSU.
3. The Guardian is not sold, but rather is given
away without charge. It does contain certain commercial
advertising to cover its costs.
4. SWTSU is a co-educational institution of higher
education located in San Marcos, Texas.
- SWTSU is situated on a large urban campus
and provides educational training, living facilities and other
services to approximately 22,000 students.
6. SWTSU employs approximately an equal
a30
number of faculty and staff.
7. SWTSU commits itself to contribute to the
greater body of knowledge in specific disciplines through
research, scholarship, and creative expression.
8. SWTSU believes that the primary purpose of
higher education is to promote learning and stimulate inquiry
for truth in an atmosphere of freedom.
9. Accordingly, SWTSU encourages students to
exercise the rights of citizenship.
10. The SWTSU community represents a large
percentage of the Guardian’s readership.
11. The Texas State University System Board of
Regents ("Board of Regents") is the state agency exercising
management and control over Texas State University
meember institutions, including SWTSU.
12. The university rules at issue in this suit were
generally promulgated by the Board of Regents and are
enforced by SWTSU officials.
13. The Board of Regents’ rules and university
policies are set forth in Rules and Regulations of the Board
of Regents, Texas State University System, and in "Operating
Letters” ("OL’s").
14.‘ The decision to enact a proposed OL is made
by the President’s Cabinet and the President.
15. Prior to October 10, 1989, the Guardian was
circulated at various locations on the SWTSU' campus,
including academic departments, the student center, and the
campus expression area (the "Quad Area").
16. On or about October 10, 1989, the Guardian
received a letter from Defendant Burdenski which stated:
Newspapers may be circulated
on campus in one of two ways:
First, by providing a covered
newspaper stand and placing it
along side the other newspaper
racks at the LBJ Student Center,
the bus shelter at Evans Field,
Harris Dining Hall on WeSt
The letter then directed the Guardian that it "either need[ed]
to provide a rack at one of the approved locations, or
arrange delivery by subscription to the department wishing to
receive" the newspaper in order to continue distributing the
newspaper on campus.
Defendants Lillian Dees and John Garrison.
Guardian, Mr. Burdenski relied upon the following rules,
policies, or regulations:
a31
Campus, or the SWT Bookstore.
Second, through a subscription
arranged by the _ university
department in advance and
distributed by direct delivery or
through U.S. mail.
The newspaper rack locations were selected by
In deciding to restrict circulation of the
a. SWT/OL No. 09.05
Effective Date: January 15, 1988
Status: Still in effect
b. Rules and Regulations of the Board of
Regents,
Texas State University System
Adopted: September 1, 1980
Amended: May 26, 1989
Status: Still in effect
o. SWT/OL No. 09.06
Effective Date: May 3, 1989
Status: Still in effect
d. SWT/OL No. 09.20
Effective Date: May 20, 1985
Revised: August 1, 1988
Status: Still in effect
e. SWT/OL No. 09.03
a32
Effective Date:
March 26, 1985
Deleted: June 1, 1989
19. These policies, rules, or regulations pertain to
the following terms:
a. Commercial newspaper -- a newspaper
other than a_ university-owned
publication that is sold or distributed
for commercial purpose.
b. Non-commercial mewspaper -- a
newspaper distributed free of charge
and that contains no commercial
advertisements.
.. Solicitation (commercial advertising) --
the sale or offer for sale of any
property or service, whether for
immediate or future delivery, and the
receipt of or requests for any gift or
contribution.
d. Impermissible solicitation -- solicitation
that violates the Regents’ solicitation
policies and rules. The sale or offer for
sale of any newspaper, magazine, or
other publication by means of a vending
machine or distribution stand in an area
designated in advance by [university
officials} for the conduct of such activity
is not impermissible solicitation.
20. ‘This letter was published by the Guardian in its
October 19 - November 1, 1989 issue.
21. ‘Plaintiffs had been distributing their newspaper,
throughout campus, by various means including hand-to-hand
delivery or leaving them in unattended stacks or boxes.
21. In a second letter addressed to the Guardian,
dated November 27, 1989, Mr. Burdenski wrote that
"University regulations require that newspapers be distributed
aa te
a33
either through a covered newspaper rack in an approved
location or through a prior arranged subscription.
Newspapers may not be handed out to passers-by in the
quad area or anywhere else on campus." Legal action was
threatened if the paper failed to comply.
22. The newspaper plaintiffs are not willing to
subject themselves to arrest or other potential criminal
sanctions in order to distribute the newspaper on campus.
23. | The Star is owned and operated by SWTSU.
It is an academic laboratory for journalism students as well
as a means of expression for students, faculty and staff.
24. The Star is funded through student services fees
and advertising revenues.
25. The Star is distributed by racks in 40 locations
throughout the campus.
26. Distribution locations for the Star were selected
by the paper’s circulation staff, journalism department
officials and the Dean of Students.
27. The locations were selected to serve the needs
of the students and university interests.
28. The Guardian and other publications are
limited to five campus distribution sites and distribution by
mail.’
29. _ Distribution of the Star is not restricted in the
ways set out in the letters of Defendant Burdenski to the
Guardian, and, conversely, the Defendants have placed more
restrictions on distribution of the Guardian than the Star.
30. The Star competes for and _ publishes
commercial advertising identical to the advertising found
within the Guardian.
31. Less than 15% of the Star’s operating budget
is derived from student fees.
32. The remainder of the Star’s operating budget
is obtained through solicitation and sale of commercial
advertisements in direct competition with the Plaintiffs and
‘At trial, the testimony revealed that three additional locations had
been added.
a34
other similarly situated newspaper publishers.
33. | The Star also carries national advertising in the
form of a monthly national campus newspaper insert.
34. Like the Guardian, the Star also takes stands or
positions on world, national, state, local, and university
matters.
35. As a small, independent newspaper, the
Guardian had worked hard through consistent and reliable
publication to develop readership and advertising. The
SWTSU campus represented a large percentage of the
Guardian’s readers.
36. ‘Plaintiffs John Demaree, Jody Dodd, and Joe
Ptak are officially registered students at SWTSU.
37. Plaintiff Demaree is also on the staff of the
Guardian.
38. ‘Plaintiffs Dodd and Ptak have not been
affiliated in any way with the Guardian, other than being
loyal readers.
39. | The Guardian does not demand any particular
- method of distribution.
40. Asa result of Defendants’ actions, Plaintiffs
have been forced to retain counsel to represent them in this
matter.
B. From the evidence introduced at. trial, the
Court makes the additional findings of fact.
1. The Board of Regents of the Texas State
University System have enacted rules prohibiting "solicitation"
on the campuses comprising the Texas State University
System. These regulations define "solicitation" as
the sale or offer for sale of any
property or service, whether for
immediate or future delivery,
and the receipt of or request for
any gift or contribution.
Regent’s Rules Chapter VII, Sec. 3.1. Certain activities are
not considered solicitation, including:
a35
The sale or offer for sale of any
newspaper, magazine, or other
publication by means of a
vending machine or distribution
| stand in an area designated in
advance by the President or a
: designated appointee for the
conduct of such activity.
Regent’s Rules Chapter VII, Sec. 3.111. Also exempted are
advertisements sent to students, faculty or staff through the
United States mail. Regent’s Rules Chapter VII, Sec.
3.11(14).
y Pursuant to these rules, the administration at
SWTSU has enacted similar policies regarding the SWTSU
campus. The SWTSU regulations include the same
definition of solicitation and the same exemption for
newspapers sold through vending machines. SWT/OL No.
09.05, Secs. 2.01, 2.02(a).
3. Pursuant to university regulations, solicitation
is restricted so that it will not:
a. Interfere with academic or other institutional
programs that are being carried on in campus
facilities;
b. Interfere with the free and unimpeded flow of
vehicular or pedestrian traffic on sidewalks and
streets and at places of ingress and egress to
and from campus buildings;
C Use obscene or libelous language or materials;
d. Harass, embarrass, or intimidate the person or
persons being solicited;
C. Advocate the deliberate violation of a federal
or state law or a published University policy;
f. Constitute disorderly conduct, disrupt
classroom discussion, impede maintenance of
public order, or constitute a danger to the
person distributing or disseminating material or
to any other individual or group; or
a36
g. Litter the campus grounds.
3.[sic] The Board of Regent regulations further
provide that distribution of petitions, handbills, etc. is
permissible, but subject to "[rjeasonable and
nondiscriminatory rules and regulations as to time, place, and
manner." Regent’s Rules Chapter VII, Sec. 3.2. The
SWTSU regulations provide that petitions, handbills or other
literature may be distributed by students or organizations, so
long as the requirements of SWT/OL No. 09.05 regarding
solicitation on campus are followed. SWT/OL No. 09.06.
4. It was based upon the foregoing rules that
Burdenski informed the Guardian that copies of the
newspaper could not be handed out, but must be placed in
newspaper vending racks.
a The administration at SWTSU has created a
“campus expression area" where "within the regulations
specified [by the administration], all persons may express
themselves on any topic and enjoy their rights of free speech
and assembly guaranteed under the First and Fourteenth
Amendments of the Constitution of the United States."
SWT/OL No. 09.20, Effective Date 6/4/81, Joint Exhibit #4.
The use of the campus expression area is subject to
compliance with SWT/OL No. 09.05, regarding solicitation on
campus.
6. These regulations were enforced against not
only the Guardian, but also against other organizations which
attempted to distribute their publications other than through
vending racks at designated locations or through mail
subscriptions. Letters were mailed to publications as diverse
as The Houston Post, The Pelebian, The Houston Chronicle,
The Austin Chronicle, Take 5 Magazine, America, and The
SWT Press.
7. The Guardian was distributed free of charge,
with its publication costs defrayed through advertising
revenues. Approximately 90% of the issues were distributed
in Hays County, while approximately one-third were
distributed at SWTSU.
8. The Guardian was passed out by hand rather
a37
than through racks or boxes because of advice received from
other journalists about creating a "mystique" -- a product
would be in greater demand if it was harder to get.
9. After receiving Burdenski’s letter, the Guardian
failed to comply with the University regulations, according to
Plaintiff Stefanoff, because it was felt the Guardian was being
singled out for such harsh treatment.
10. After Burdenski’s letter was published in the
Guardian’s \8th issue, advertising revenue dramatically
decreased.
11. The Plaintiffs halted publication of the
Guardian after Burdenski’s second letter not because they
feared legal action, but because the advertising revenue had
dried up.
12. ‘If the Plaintiffs are allowed to distribute che
Guardian by hand on the SWTSU campus, they will resume
publication.
13. While the Star also accepts advertisements, the
revenue generated goes back into production of the
newspaper and into scholarships for students.
14. Defendants have not restricted student access
to the Guardian and the ideas and information contained
therein without justification.
15. Restricting distribution of the Guardian
promotes the following interests:
(a) Preserving an academic atmosphere;
(b) maintaining security and safety for persons and
property on campus;
(c) protecting the Privacy of students, faculty, and
staff;
(d) controlling pedestrian and vehicular traffic;
(e) protecting persons on campus from crime and
unlawful activities;
(f) preserving the beauty of the campus ,
buildings, and facilities;
(g) | maintaining the campus, buildings, and facili-
ties in a clean, orderly, and appealing ap-
pearance and avoiding unnecessary wear and
a38
tear on buildings, grounds and facilities;
(h) preserving the architectural lines of university
buildings;
(i) protecting students faculty and staff from
deception, fraud, and commercial exploitation;
and
(j) eliminating unnecessary costs and waste of
university resources.
16. |The SWTSU campus is not a public forum. It
has not been designated as such, nor is it a traditional or
public forum although there is a free speech area on campus.
17. The restrictions upon solicitation and
newspaper vending promulgated by the Board of Regents
and the SWTSU administration, and enforced at SWTSU,
were not based upon the content of the Guardian or of any
other publication.
18. The time, place and manner restrictions
imposed by the Board of Regents and SWTSU regulations
are reasonable and narrowly tailored to serve a significant
governmental interest, that is, maintenance of an appropriate
educational environment and education of not just journalism
students with respect to publication of a newspaper.
19. Defendants’ actions do not constitute a
compulsory scheme by which the Board of Regents and/or
SWTSU require SWTSU students to finance political and
ideological activities with which they disagree.
20. The Defendants do not exercise editorial
control over the Star.
21. Defendants’ actions have not restrained,
monopolized, or denied Plaintiffs’ equal access to the
SWTSU campus to distribute the Guardian.
22. ‘The Plaintiffs are currently free to publish and
distribute their newspaper.
23. There are sufficient alternative means: of
distribution of the newspaper including through vending
machines, mailing and subscriptions.
24. Plaintiffs Dodd and Ptak failed to establish that
the actions of the Defendants were the cause of their no
a39
longer being able to read and enjoy the Guardian.
2S. Defendants have not agreed, contracted, or
conspired to restrain trade in newspapers in interstate and
intrastate commerce on the SWTSU campus.
26. | Defendants’ acts do not constitute conspiracy
or an attempt to monopolize trade in newspapers in
interstate and intrastate commerce, or to exercise monopoly
control over the newspaper market on the SWTSU campus.
27. There is no connection between the monetary
damages suffered by the Plaintiffs and the actions of the
Defendant.
28. Any of the above findings of fact which should
more properly be considered a conclusion of law is hereby
deemed as such.
III. CONCLUSIONS OF LAW
A. Eleventh Amendment Sovereign Immunity. The
Eleventh Amendment prohibits a citizen from bringing suit
in federal court against his own state. Pennhurst State School
& Hospital v. Halderman, 465 U.S. 88, 104 S.Ct. 900 (1984).
A state may be sued only to the extent that it consents to be
sued. /d. "This jurisdictional bar applies regardless of the
nature of the relief sought." Jd. at 908. The doctrine of
sovereign immunity bars suit not only against a state, but
likewise against state officials when "the state is the real,
substantial party in interest." Ford Motor Co. v. Dept. of
Treasury of Indiana, 323 U.S. 459, 464 (1945). Relief sought
nominally against a state official is a suit against the
sovereign if the judgment awarded would operate against the
state. Pennhurst State School & Hospital v. Halderman, 104
S.Ct. at 909. Such recovery is barred regardless of whether
it is for damages or injunctive relief. Jd. However, "a suit
challenging the constitutionality of a State official’s action is
not one against the State." /d.
An additional exception applies when a suit is based
upon the actions of a state officer who is acting in his official
capacity "but without any statutory authority." /d. at 915,
quoting Florida Dept. of State v. Treasure Salvors, Inc., 458
a40
U.S. 670 (1982). This “ultra vires" doctrine has no
application in the present case because there was no
evidence presented to the Court that the Defendants were
acting beyond their official authority.
Nor does the doctrine of pendent jurisdiction permit
a federal court to contravene the language of the Eleventh
Amendment. "[N]either pendent jurisdiction nor any other
basis of jurisdiction may over ride the Eleventh Amendment."
Id. at 919. Pennhurst clearly provides that "a suit against
state officers for retroactive monetary relief, whether based
on federal or state law, must be brought in state court.” Jd.
(emphasis added). Accordingly, the Court is without
jurisdiction to consider those claims brought by the Plaintiffs
which seek an award of monetary damages.
As this case was originally brought in state court, the
Court is persuaded that these claims should be remanded
rather than dismissed to avoid any limitations problems.
Accordingly, it is ORDERED that Plaintiffs’ claims under the
Sherman Act, the Texas Business and Commerce Act, the
Texas Civil Practice and Remedies Code, and the Texas
Constitution are hereby REMANDED to the 201st Judicial
District Court of Travis County Texas.
B. Qualified Immunity. The Defendants have
asserted that they are entitled to qualified immunity as to
those claims brought against them in their individual
capacities. The general rule is that "government officials
performing discretionary functions, generally are shielded
from liability for civil damages insofar as their conduct does
not violate clearly established statutory or constitutional
rights of which a reasonable person would have known."
Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). The contours
of the right must be of such sufficient clarity that a
reasonable official would understand that his actions violate
that right. Anderson v. Creighton, 483 U.S. 635, 640 (1987).
Having considered the testimony and evidence presented, the
Court is persuaded that the Defendants are entitled to
qualified immunity from damages in their individual
capacities.
The regulations passed and the enforcement of those
regulations were consistent with First Amendment authority.
The regulations are facially content neutral and there is
nothing before the Court to indicate that the content of
Plaintiffs’ publication had anything to do with the
Defendants’ enforcement of those regulations.
Additionally, although there is numerous case
authority regarding the parameters of First Amendment
rights (all of which has been presented extensively by the
Plaintiffs), the Court has been unable to find any authority
that clearly prohibits a state university from giving the
university’s own newspaper more favored treatment than that
afforded outside periodicals.
The burden is upon the Plaintiffs to overcome the
Defendants’ defense of qualified immunity. Saldana v.
Garza, 684 F.2d 1159, 1163 (Sth Cir. 1982), cert. denied, 460
U.S. 1012 (1483). Plaintiffs have failed to meet this burden.
Because of the foregoing, the Court is persuaded that the
Defendants are entitled to qualified immunity from civil
damages under S 1983. Accordingly, it is ORDERED that
Plaintiffs take nothing from Defendants on their claims for
individual damages arising under § 1983.
C. Sherman Act Claims. To the extent that any
claims for injunctive or declaratory relief remain under the
Sherman Act, the Court is persuaded that such claims are
precluded. The Courts have determined that "Congress did
not intend the Sherman Act to apply to the states." Limeco,
Inc. v. Division of Lime of the Miss. Dept. of Agriculture &
Commerce, 778 F.2d 1086, 1087 (Sth Cir. 1985), citing Parker
v. Brown, 317 U.S. 341 (1943). In the Limeco case, the Fifth
Circuit expressly refused to create an exception to this
doctrine when a state acts as a competitor in a commercial
activity. Accordingly, it is ORDERED that the Plaintiffs take
nothing from Defendants on their claims for injunctive and/or
declaratory relief under the Sherman Act.
D. State Anti-Trust Claims. To the extent that any
claims for injunctive or declaratory relief remain under the
a42
state antitrust statutes, the Court is persuaded that these
claims are likewise precluded. As the Texas statutes are
generally construed in line with federal law, the state action
exemption should similarly apply to an anti-trust claim under
Texas law. Additionally, the law recognizes that a company
cannot conspire with its own employees. See Red Wing Shoe
Co. v. Shearer’s, Inc., 769 S.W. 2d 339, 344 (Tex. App. --
Houston [ist Dist.] 1989, no writ). This “intracorporate
conspiracy doctrine" applies in the present case because all
of the Defendants are state officials and because the Star is
a state university publication. There was, additionally, no
evidence presented by the Plaintiffs to support an antitrust
cause of action. Accordingly, it is ORDERED that Plaintiffs
take nothing from Defendants on their claim for declaratory
and/or injunctive relief arising out of the state anti-trust act.
E. First Amendment. The Plaintiffs complain that
the actions of the Defendants violated their rights of free
speech and freedom of the press under the First and
Fourteenth Amendments to the U.S. constitution.
The First Amendment provides, in relevant part, that
"Congress shall make no law . . . abridging the freedom of
speech, or of the press. .. ." The First Amendment is binding
on the states through application of the Fourteenth
Amendment. Healy v. James, 408 U.S. 169, 171 (1972).
Despite the broad protection afforded, the First Amendment
“does not guarantee the right to communicate one’s views at
all times and places or in any manner that may be desired."
Heffron v. Int'l. Soc. for Krishna Consc., 452 U.S. 640, 647
(1980).
Although the First Amendment prohibits a
state from abridging freedom of speech, the
Amendment does not prohibit all regulation of
expressive activities. Likewise, although the :
distribution of a newspaper is protected by the
free press and speech provisions of the First
Amendment, . . . the Amendment does not
prohibit all regulation of distribution.
a43
Texas Review Society v. Cunningham, 659 F. Supp. 1239, 1244
(W.D. Tex. 1987). Activities protected under the First
Amendment are subject to reasonable time, place, and
manner restrictions. Jd.
The extent of permissible regulation depends upon the
place to be regulated. "[Cjonsideration of a forum’s special
attributes is relevant to the constitutionality of a regulation
since the significance of the governmental interest must be
assessed in light of the characteristic nature and function of
the particular forum involved." Heffron v. Int'l. Soc. for
Krishna Consc., 452 U.S. at 650-651. "The existence of a
right of access to public property and the standard by which
limitations upon such a right must be evaluated differ
depending on the character of the property at issue." Perry
Education Assn. v. Perry Local Educators’ Assn., 460 U.S. 37,
44 (1983). These forums are classified as: (1) places
traditionally open to the public; (2) places which the
government has opened for use by the public as a place for
expressive activity; and (3) public property which is not by
tradition or designation a forum for public communication.
Id. at 45-46.
Places traditionally open to the public consist of
streets and parks which "have immemorially been held in
trust for the use of the public and, time out of mind, have
been used for purposes of assembly, communicating thoughts
between citizens, and discussing public questions." Jd. at 45,
quoting, Hague v. CIO, 307 U.S. 496, 515 (1939). In such
traditional public forums, the government may not prohibit
all communicative activity, but
[wje have often approved
restrictions of that kind provided
that they are justified without
reference to the content of the
regulated speech, that they serve
a significant governmental
interest, and that in doing so
they leave open ample
alternative channels for
a44
communication of the
information.
Virginia Pharmacy Board v. Virginia Citizens Consumer
Council, 425 U.S. 748, 771 (1976).
In situations involving forums that have been opened
for use by the public, the State is bound by the same
standards that apply in a traditional public forum. See Perry
Educ. Assn. v. Perry Local Educators’ Assn., 460 U.S. 37,
45-46 (1983); Virginia Pharmacy Board v. Virginia Citizens
Consumer Council, 425 U.S. 748 (1976).
In the case of public property which is not by tradition
or designation a forum for public communication, a different
standard prevails. In addition to regulations as to time, place
and manner, the State "may reserve the forum for its
intended purposes, communicative or otherwise, as long as
the regulation on speech is reasonable and not an effort to
suppress expression merely because public officials oppose
the speaker’s view." Perry Educ. Assn. v. Perry Local
Educators’ Assn., 460 U.S. at 46. As the Court has noted on
several occasions, ""[t]he State, no less than a private owner
of property, has power to preserve the property under its
control for the use to which it is lawfully dedicated."" United
States Postal Service v. Council of Greenburgh Civic Assn., 453
U.S. 114. 129 (1981), quoting Greer v. Spock, 421 U.S. 828,
836 (1976), in turn quoting, Adderley v. Florida, 385 U.S. 39,
47 (1966). Property which is publicly owned or operated
does not become a "public forum" merely because members
of the public are permitted to come and go at will. United
States v. Grace, 461 U.S. 175, 178 (1983). And "[t]here is
little doubt that in some circumstances the government may
ban the entry on to public property that is not a ‘public
forum’ of all persons except those who have legitimate
business on the premises." /d.
The Supreme Court has recognized that the campus
of a public university, "at least for its students, possesses
many of the characteristics of a public forum." Widmar v.
Vincent, 454 U.S. 263, 267 n. 5 (1981).
a45
At the same time, however,our cases
have recognized that First Amendment rights
must be analyzed "in light of the special
characteristics of the schoo] environment."
Tinker v. Des Moines Independent School
District, 393 US. 503, 506 (1969). We
continue to adhere to that view. A university
differs in significant respects from public
forums such as streets or parks or even
municipal theaters. A university’s mission is
education, and decisions of this Court have
never denied a university’s authority to impose
reasonable regulations compatible with that
mission upon the use of its campus and
facilities. We have not held, for example, that
a campus must make ail of its facilities equally
available to students and non-students alike, or
that a university must grant free access to all
of its grounds or buildings.
Id. at 268 n. 5. "[NJowhere [have we] suggested that students,
teachers, or anyone else has an absolute constitutional right
to use all parts of a school building or its immediate environs
for ... unlimited expressive purposes." Perry Education Assn.
v. Perry Local Educators’ Assn., 460 U.S. at 44, quoting
Grayned v. City of Rockford, 408 U.S. 104, 117-18 (1972).
In addition to analyzing the type of forum involved,
the Court must also determine whether the regulation at
issue is directed at the content of the expressive behavior
which it is attempting to regulate.
For the State to enforce a
content-based exclusion it must
show that its regulation is
necessary to serve a compelling
state interest and that it is
narrowly drawn to achieve that
end. Carey v. Brown, 447 USS.
455, 461, 100 S.Ct. 2286, 2290,
a46
65 L.Ed.2d 263 (1980). The
State may also enforce
regulations of the time, place,
and manner of expression which
are content-neutral, are narrowly
tailored to serve a significant
government interest, and leave
open ample alternative channels
of communication.
Virginia Pharmacy Board v. Virginia Citizens Consumer
Council, 425 at 771 (1976).
There is no evidence before the Court that either the
Board of Regents or the administration at SWTSU has
permitted access to SWTSU to such a degree that it has
converted the campus into a "public forum." "The
government does not create a public forum by inaction or by
permitting limited discourse, but only by intentionally opening
a non-traditional forum for public discourse." Comielius v.
NAACP Legal Defense & Educational Fund, Inc., 473 US.
788, 802 (1985). Solicitation on campus is allowed only
pursuant to the Board of Regent rules and SWTSU
Operating Letters. Newspapers which contain commercial
advertisements are considered solicitation and are allowed to
be distributed on campus only if they are placed in racks in
designated locations. Therefore, the Court need only
consider whether the restrictions imposed are reasonable and
compatible with the university’s ultimate mission (education),
and that they are not an attempt to suppress expression
because of opposition to the speaker’s view. The evidence
before the Court clearly establishes that this is the case. The
Defendants contend that the University enacted the
regulations at issue to protect the following interests,
including:
1. Preserving an academic atmosphere;
2. Maintaining security and safety
for persons and property on
campus;
a47
3. protecting the privacy of students, faculty, and
staff;
4. Controlling pedestrian and vehicular traffic;
3. Protecting persons on campus from crime and
preventing unlawful activities on campus;
6. Preserving the beauty of the University’s
campus, buildings and facilities;
Vs Maintaining the campus, buildings, and facilit-
ies in a clean, orderly and appealing appear-
ance and avoiding unnecessary wear and tear
on buildings, grounds and facilities;
8. Preserving the architectural lines of important
and historic university buildings;
9. Protecting students, faculty and staff from
deception, fraud and commercial exploitation;
and
10. ‘Eliminating unnecessary costs and waste of
university resources. These are clearly
important considerations in light of the
educational purpose of the university.
Additionally, there is nothing in either the regulations
or the actions of the Defendants to indicate that enforcement
was related to the content of the publications. As previously
noted, a number of other publications were also informed of
the university regulations. Nor does the failure to include the
Star within these regulations make their purpose
unreasonable or indicate any sort of content-based
restriction. The Star is published as a laboratory exercise for
journalism students and is an integral part of the education
process. While the Star accepts advertisements, the revenues
generated are put back into the paper or into scholarships
for students. The restrictions imposed are, therefore,
reasonable.
Even were the Court to determine that SWTSU is a
public forum, the outcome would be the same. As previously
noted, when a public forum is involved, the restriction on
speech must be content neutral, narrowly tailored to serve a
significant governmental interest, and leave open ample
a48
alternative channels for communication. However, the First
Amendment rights at issue must still be viewed "in light of
the special characteristics of the school environment." Tinker
v. Des Moines Independent School District, 393 U.S. 503
(1969).
"A major criterion for a valid time, place, and manner
restriction is that the restriction ‘may not be based upon
either the content or subject matter of speech.” Heffron v.
Int'l. Soc. for Krishna Consc., 452 U.S. at 648, quoting
Consolidated Edison Co. v. Public Service Commn., 447 U.S.
530, 536 (1980). Plaintiffs argue that the regulation at issue
is content based because it gives preferential treatment to
the Star--a publication that reflects the University’s own
viewpoint. However, as previously noted, a reading of the
regulations at issue establishes that, on their face, the
regulations are applied regardless of the content of the
publication. The evidence presented establishes that a
number of other publications were admonished about proper
distribution as well as the Guardian.
Additionally, ample alternative channels for
communication remain. If a publisher does not wish to
distribute his publication through vending machines, he may
distribute them through direct mailings, subscriptions or by
distributing them off campus. Also, the Plaintiffs could
distribute their newspaper without restriction if it were not
sold for profit and if all commercial advertisements were
removed.
Further, the regulations are narrowly tailored to serve
"a significant governmental interest." Virginia Pharmacy
Board v. Virginia Citizens Consumer Council, 425 US. at 771.
They do not prohibit newspapers on campus, only the means
in which they are distributed. The interests identified by the
Defendants addressing the "safety and convenience" of the
students at SWTSU and "maintaining the educational
atmosphere" on the SWTSU campus certainly constitute valid
governmental objectives. Texas Review Soc. v. Cunningham,
659 F.Supp. at 1246 (W.D. Tex. 1987). "As a general matter,
it is clear that a State’s interest in protecting the safety and
convenience’ of persons using a public forum is a valid
ae ener errant ene
a49
governmental objective." Heffron v. Int'l. Soc. for Krishna
Consc., 452 U.S. at 651, quoting Grayned v. City of Rockford,
408 US. 104, 115 (1972). Considering the valid
governmental objective of protecting the safety and
convenience of persons using a public forum along with the
special objective of maintaining the educational environment
on the university campus, the Court is persuaded that the
regulations are narrowly tailored to promote a significant
government interest. The exemption of the Star from these
regulations does not effect the significance of the
governmental interest. As noted in Perry and Widmar, a
university is not required to offer the same freedom of access
to non-students as is afforded students, faculty and staff, nor
is it required to provide nonstudents unlimited access to its
facilities. The wider distribution afforded the Star promotes
the primary purpose of the University education by giving
journalism students who publish it the broadest possible
exposure to all stages involved in the production of a
newspaper, including distribution.
While Plaintiffs argue that the same objectives could
be achieved by less restrictive measures, the “narrowly
tailored" standard identified by the Supreme Court has not
been "interpreted to require elimination of all less restrictive
alternatives." Bd. of Trustees of State Univ. of N.Y. v. Fox, __
U.S. __- 109 S.Ct. 3028, 3033 (1989), referencing Clark v.
Community for Creative Non-Violence, 468 U.S. 288, 299
(1984); Regan v. Time, Inc., 468 U.S. 641, 657 (1984).
Plaintiffs further argue that the regulations are not
reasonably related to the stated governmental interests
because they do not prohibit the distribution of commercial
items, such as candy bars and soft drinks, through vending
machines or other devices. This analogy is inapposite
because the distribution of such products does not implicate
freedom of speech. See City of Lakewood v. Plain Dealer
Pub. Co., _- U.S.__, 108 S.Ct. 2138, 2146 (1988).
Plaintiffs cite the Plain Dealer case as support for their
argument that the regulations at issue give the administration
"unbridled" authority to determine the placement of
newspaper racks. The present case differs from that in the
a50
Plain Dealer in a number of instances. First, there is no
annual or periodic renewal of licenses in order to place a
newspaper rack on the campus. Newspaper racks are
permitted so long as they are placed in approved locations.
Second, the regulations regarding solicitation apply to all
solicitation On campus, not just to newspapers.
Plaintiffs next assert that the regulations are invalid as
an impermissible restriction on commercial speech. The
Court is not persuaded that the regulations impinge upon any
commercial speech. Commercial speech has been identified
as that which proposes a commercial transaction, and is
different from speech for profit such as embodied in a
newspaper. Bd. of Trustees of State Univ. of N.Y. v. Fox, 109
S.Ct. at 3036. However, even under the less restrictive
commercial speech analysis, the Plaintiffs’ claims fail. The
Supreme Court has identified a four-pronged test for
determining whether a particular regulation impinges upon
commercial speech: .
At the outset, we must
determine whether the
expression is protected by the
First Amendment. For
commercial speech to come
within that provision, it at least
must concern lawful activity and
not be misleading. Next, we ask
whether the asserted
governmental interest is
substantial. If both inquiries
yield positive answers, we must
determine whether the regula-
tion directly advances _ the
governmental interest asserted,
and whether it is not more
extensive than is necessary to
serve the interest.
Central Hudson Gas and Electric Corp. v. Public Service
a51
Commission, 447 U.S. 557, 566 (1980). The Court has
already determined that the University has identified a
substantial governmental interest, and that the regulations
advance those interests and are no more extensive than
necessary to serve those interests. Additionally, the
regulations at issue are not directed at the advertising
contained in the newspaper, but rather at any form of
solicitation on the University campus.
In light of the foregoing, it is ORDERED that
Plaintiffs take nothing against the Defendants on their claims
under the First and Fourteenth Amendments.
F. Mandatory Subscriptions. The student Plaintiffs
assert that their constitutional rights have been violated
because they are assessed mandatory student service fees
which are used to support the Star, which they allege
espouses editorial policies and practices with which they do
not agree. The Supreme Court has recognized that in
certain situations an organization may not constitutionally
require its members to contribute to causes which they
oppose. See Abood v. Detroit Board of Education, 431 US.
209 (1977); International Association of Machinists v. Street,
367 U.S. 740 (1961). The Abood court determined the
“compulsory subsidization of ideological activity" cannot be
forced upon those who object to it. Adood v. Detroit Board
of Education, 431 U.S. at 237. The Abood court’s holding
has been extended to the university setting by the Third
Circuit. Galda v. Rutgers, 772 F.2d 1060 (3rd Cir. 1985), cert.
denied, 475 U.S. 1065 (1986). The Galda court held that a
state university could not compel students to pay to support
an independent outside organization that advocated political
and ideological philosophies with which many students did
not agree. Galda did not deal, however, with a situation in
which mandatory student services fees were used to support
university programs.
A case directly on point from the Pourth Circuit
controls the disposition of Plaintiffs’ claims. See Kania v.
Fordham, 702 F.2d 475 (4th Cir. 1983). In the Kania case,
students at the University of North Carolina at Chapel Hill
a52
filed suit complaining that their Fourteenth Amendment
rights were violated by the university’s use of student service
fees to subsidize the university newspaper, The Daily Tar
Heel, which espoused editorial views with which they
disagreed. As in the instant case, the university newspaper
was a product of the school of journalism and was distributed
on campus with charge. The Circuit Court determined that
the funding of the newspaper through mandatory student
fees was "the least restrictive means of accomplishing an
important part of the University’s central purpose, the
education of its students." Jd. at 480. The reasoning in Kania
controls the disposition of this case.
The Star is vitally important to SWTSU’s primary
mission, which, once again, is the education of its students.
Additionally, while the newspaper may publish editorial
opinions with which some students may not agree, there is no
evidence before the Court that those opinions are mandated
by the administration at SWTSU or by the Board of Regents.
Accordingly, it is ORDERED that the Plaintiffs take
nothing from Defendants on their claims related to
mandatory student fees.
Any of the foregoing conclusions of law that should
properly be considered a finding of fact is hereby deemed as
such.
Any further relief not expressly granted herein is
hereby DENIED.
SIGNED this 26th day of February, 1991.
s/ W. ER S. SMITH, JR.
WALTER S. SMITH, JR.
UNITEDSTATES DISTRICT JUDGE
a53
APPENDIX E
Memo To: All SWT/OL Holders SWT/OL No. 09.05
Issue No. 5
Subject: Solicitation on Campus* Effective Date:
01/15/88
Reviewer: Dean of Students
Review Cycle: December, E4Y
INDEXING TERMS FOR THIS OL
Booths
Solicitation
1. PURPOSE
1.01 The purpose of this operating letter is to
establish a policy concerning solicitation
activities On campus.
1.02 This OL does not govern political activities,
which are governed by SWT/OL No. 09.03,
"Political Activities on Campus."
y a SOLICITATION POLICY
2.01 As used in this OL, the word "solicitation"
means the sale or offer for sale of any
property or service, whether for immediate or
future delivery, and the receipt of or request
for any gift or contribution. The solicitation of
gifts or contributions to support political
candidates or issues, or the solicitation of
votes, or signatures for petitions or other
documents of a political nature are governed
by SWT/OL No. 09.03, "Political Activities on
Campus." Persons desiring to conduct
solicitation activities on campus must complete
a solicitation request form in the Office of
Student Center Services.
a54
2.02 Solicitation which may be conducted within the
boundaries of the University campus includes
the following:
* NOTE
This OL was formerly named "Solicitation and
the Distribution of Signs on Campus." The
solicitation information is included in this
SWT/OL 09.05, Issue No. 5; the information
on distribution of signs is now in SWT/OL
09.06.
a.
The sale or offer for sale of any
newspaper, magazine, or other
publication by means of a vending
machine or distribution stand in an area
designated in advance by the Dean of
Students (or designee) for the conduct
of such activity.
The sale or offer for sale of any food or
drink item by means of vending
machines owned and operated by the
University or its subcontractor in an
area designated in advance by the Dean
of. Students (or designee) for the
conduct of such activity. All vendors/
caterers must be approved by the
University and must submit evidences
of insurance ($500,000 limit) and
commission for use of facilities on sales
to non-University entities. This
approval procedure is outlined in
SWT/OL 14.03, "Catered Events."
The sale or offer for sale of any
publication of the University, or of any
book or other printed material to be
used in the regular academic work of
the University.
The operation by the University or its
subcontractor of any bookstore,
specialty store, laundry, cafeteria, or
einen a
a55
other service facility maintained for the
convenience of the students, faculty
and/or staff.
e. The sale or offer for sale by the
University or its subcontractor of food
and drink items, souvenirs, tickets and
programs at athletic contests or at any
program or event sponsored or
authorized by the University.
f. The advertisement of any activity, item,
or product sponsored or authorized by
the University and approved by the
Dean of Students (or designee).
g. The collection of tuition and fees in
connection with enrollment of a student
in any course or degree program.
h. The collection of membership fees or
dues by registered student, faculty, or
staff organizations at meetings of such
organizations scheduled in accordance
with the facilities use regulations of the
University.
i. The collection of admission fees or
contributions for the exhibition of
movies or other programs, including but
not limited to fine arts and athletic
events that are sponsored by the
University, or by a registered student
organization or faculty organization and
which are authorized and scheduled in
accordance with the facilities use
regulations of the University.
j. Activities that are sponsored by a
registered student, faculty, or staff
organization on behalf of a charitable
organization and which are conducted
in accordance with nondiscriminatory
policies approved by the Dean of
Students (or designee) and scheduled in
a56
accordance with the facilities use
regulations of the University.
The activities that are sponsored by a
registered student organization or the
University and which are authorized
and scheduled in accordance with the
facilities use regulations of the
University as long as all aspects of the
activity clearly identify the organization
sponsoring the event on all signs, tickets
or literature. The University may, at its
discretion, require that solicitation be
conducted directly by the student
Organization and may _ impose
restrictions that would prevent student
organizations from using non-members
to solicit for the organization.
Activities of agents of companies
authorized as requested by the
University to provide information or
services related to _ instruments,
equipment, office supplies, health
insurance, optional retirement
programs, or tax-sheltered annuities
and other University-related services
specifically requested by the University.
The advertisement of any activity, item,
service or product in any University
publication.
The advertisement of any activity, item,
service, or product sent to University
students, faculty, or staff through the
United States mail.
The posting by individual students,
faculty, and staff members of
advertisements ior residential leases
and notices offering to sell personal
property outside the course of ordinary
business. All such posting on bulletin
2.03
2.04
a5S7
boards designated for such purposes by
the Dean of Students (or designee) is
allowable, provided that all
advertisements and notices must
conform to the requirements and
limitations set forth in this OL. Posting
must also conform to the policies and
procedures established in SWT/OL No.
09.06, "Posting/Distribution of Signs on
Campus."
Permissible solicitation must be conducted in
a manner that will not:
a.
g.
Interfere with academic or other
institutional programs that are being
carried on in campus facilities.
Interfere with the free and unimpeded
flow of vehicular or pedestrian traffic
on sidewalks and streets and at places
of ingress and egress to and from
campus buildings;
Use obscene or libelous language or
materials;
Harass, embarrass, or intimidate the
person or persons being solicited;
Advocate the deliberate violation of a
federal or state law or a published
University policy;
Constitute disorderly conduct, disrupt
classroom discussion, impede
maintenance of public order, or
constitute a danger to the person
distributing or disseminating material or
to any other individual or group; or
Litter the campus grounds.
All food and beverage handlers must possess
valid health permits when required by law.
a58
2.05 Any solicitation activity planned for a
residence hall must also be approved by the
Director of Residence Life (or designee).
2.06 If after a reasonable investigation, the Dean of
Students (or designee) determines that a
student or organization is soliciting in violation
of this OL, he shall order the violator to cease,
and he may refer the matter to the Director of
Student Justice for action under the Code of
Student Conduct.
2.07 Within thirty days after the end of each
semester or summer session, each person or
organization receiving permission to solicit
during the preceding semester or summer
session shall file with the Director of the
Student Center (or designee) a statement fully
disclosing the following:
a. The amount of money received from
solicitations;
b. The sources of money received from
solicitations;
e The expenditures made from funds
raised by solicitations; and
d. The beneficiaries of funds expended
from solicitations.
Any person or organization failing to comply
with the provisions of this section shall be
prohibited from further solicitations until
compliance is made.
3. BOOTHS
3.01 “Booth" means a table temporarily installed for
the purposes of engaging in solicitation.
3.02 Booths may be allowed only in the Campus
Expression Area, the LBJ Memorial Student
3.03
a59
Center, or, im the case of special activities, at
other locations as designated solely within the
discretion off the Dean of Students (or
designee). Booths maintained for political
activities must be located in the Campus
Expression Area and must be maintained in
accordance wiith SWT/OL No. 09.03, "Political
Activities on Campus."
Activities in alll booths must be conducted ina
manner consiistent with section 2.03 above,
and, in addittion, must meet the following
requirements:
a. Each booth must meet fire and safety
standards;
b. No booth may be installed and
maintained for more than five
consecutive calendar days;
e. Booths must be staffed by members of
the sponsoring organization or
department.
EXCEPTIONS AND APPEALS
4.01
The Dean of Students has the authority to
grant exceptions or variances to the provisions
of the OL to meet the exigencies of unusual
circumstances. No person or Organization may
conduct any of the activities governed by this
OL in variance to the policies stated herein
without permission from the Dean of Students.
PUBLICITY
5.01
Publication of the policy and related
procedures will be made each September 30th:
a. By the Dean of Students, through Hill
Hints;
b. By a memorandum from the Director
of the Student Center to department
a60
chairs, directors, deans and_ vice
presidents;
c. By an article printed in the University
Star;
d. By a letter from the Director of the
Student Center to all students
organizations;
e. By a notice included in the Student
Organization Handbook.
7. MAJOR RESPONSIBILITIES ASSOCIATED WITH
THIS OL
7.01 Major responsibilities for routine
assignments associated with this
OL include the following:
Position Section Date
Dean of Students Review Dec. 1 (E4Y)
Approved: /s/ John H. Garrison
Reviewer
Approved: /s/ Leatha Milog
Vice President
Approved: (/s/ Robert C. Hardesty
President
Memo To :
Subject:
Reviewer:
1.01
1.02
2.01
2.02
a61
APPENDIX F
All SWT/OL Holders SWT/OL No. 09.06
Issue No. 1
Posting/Distribution Effective Date:
of Signs on Campus* 01/15/88
Dean of Students
Review Cycle: December, E4Y
INDEXING TERMS FOR THIS OL
Petitions
Posters
Signs
Solicitation
PURPOSE
The purpose of this operating letter is to
establish a _ policy concerning the
posting/distribution of signs, petitions,
handbills, posters and literature on campus.
With the exception of posting of signs or
posters, this OL does not govern political
activities, which are governed by SWT/OL No.
09.03, “Political Activities on Campus."
POSTING/DISTRIBUTION OF PETITION,
HANDBILLS, AND LITERATURE
A person or organization may distribute
petitions, handbills, or literature provided the
requirements of SWT/OL No. 09.05,
"Solicitation on Campus," are followed.
Distribution of materials under this section is
allowed only within the Campus Expression
area, the LBJ Memorial Student Center, or, in
a62
the case of special activities, at other locations
solely within the discretion of the Dean of
Students (or designee) The distribution of
political materials is governed by SWT/OL No.
09.03, "Political Activities on Campus," and is
limited only to the Campus Expression Area.
? NOTE: This OL was formerly part of SWT/OL 09.05,
"Solicitation and the Distribution of Signs on
Campus;" is [sic] now limited to informatior on
SWT/OL 09.05, "Solicitation on Campus."
2.03 Signs may be posted in buildings only on
bulletin boards.
2.04 If after a reasonable investigation, the Dean of
Students (or designee) determines that a
student or organization is posting in violation
of this OL, the Dean (or designee) shall order
the violation to cease, and may refer the
matter to the Director of Student Justice.
3. SIGNS AND BULLETIN BOARDS
3.01 "Sign" means any decal, notice, placard, or
poster; and "posting" means any method
employed for displaying a sign.
3.02 A person or organization desiring to post a
sign Or signs On campus, must comply with the
following rules:
a. The date of posting must be placed on
each sign.
b. Posting will be allowed for a two-week
period.
e. Signs may not exceed 22 x 28 inches in
size.
d. No_ object other than a sign may be
posted on campus.
.
a63
A person or organization desiring to
distribute or post materials on campus
must deposit a copy of each item with
the Director of the Student Center (or
designee). This requirement does not
mean that the Dean of Students (or
designee) must approve material before
it is distributed. Instead, it is intended
only as a means of keeping records of
activities on the University campus.
3.03 Signs may not be attached to or on:
a.
b.
j.
k.
a tree, shrub or plant;
a permanent sign or another sign which
has been properly posted;
a fence or chain or its support
structure;
a brick, concrete, or masonry structure;
a statue, monument, or similar
structure;
a utility pole or traffic light control
junction box;
a fire hydrant or any object within 25
feet of a fire hydrant;
a curb or sidewalk or between a curb
and sidewalk;
a building or wall, except on a bulletin
board, as provided in section 2.03
above.
a bench or bus stop;
a trash can or dumpster.
3.04 No sign may be posted if it:
will interfere with the free flow of
vehicular or pedestrian traffic:
is obscene or libelous;
advocates the deliberate violation of a
federal or state law or a published
a.
b.
C.
POET LOS LR EIN — a meet OE -
ne ee ne eS
depen india alia att
3.05
3.06
3.07
3.08
3.09
a64
University policy;
d. will rapidly deteriorate and litter the
campus facilities.
The person or organization who posts a sign
shall remove the sign no later than 14 days
after posting or 24 hours after the event,
whichever is earlier. The area around which
the sign was posted shall be cleaned and left in
a good state of repair.
No person may remove a properly posted sign
without permission from the Director of the
Student Center (or designee).
University custodians and staff personnel have
authority to remove improperly posted signs
from campus facilities. The Director of the
Student Center (or designee) will convey this
policy in a memorandum to administrative
heads on or about September 1 of each Fall
semester, and on or about February 1 of each
Spring semester.
Spirit signs at athletic events must be approved
in advance by the Director of Athletics (or
designee).
Any posting/distribution activity planned for a
residence hall must first be approved by the
Director of Residence Life (or designee).
BOOTHS
4.01
4.02
"Booth" means a table temporarily installed for ,
the purposes of engaging in distributing
petitions, handbills, or literature; or in posting
signs.
Booths may be allowed only in the Campus
4.03
a65
Expression Area, the LBJ Memorial Student
Center, or, in the case of special activities, at
other locations as designated solely within the
discretion of the Dean of Students or designee.
Booths maintained for political activities must
be located in the Campus Expression Area and
must be maintained in accordance with
SWT/OL No. 09.03, "Political Activities on
Campus."
Solicitation activities in booths must be
conducted in a manner consistent with
SWT/OL No. 09.05, "Solicitation on Campus,"
and, in addition, must meet the following
requirements:
a. Each booth must meet fire and safety
standards;
b. No booth may be installed and
maintained for more than five
consecutive calendar days;
c. Booths must be staffed by members of
the sponsoring organization or
department.
EXCEPTION AND APPEALS
5.01
The Dean of Students has the authority to
grant exceptions or variances to the provisions
of the OL to meet the exigencies of unusual
circumstances. No person or organization may
conduct any of the activities governed by this
OL at variance with the policies stated herein
without permission from the Dean of Students.
PUBLICITY
6.01
Publication of the policy and related
procedures will be made each September 30th:
a. By the Dean of Students, through Hill
a66
Hints;
By a memorandum from the Director
of the Student Center;
By an article printed in the University
Star;
By a letter from the Director of the
Student Center to all student
organizations;
By a notice included in the Student
Organization Handbook.
MAJOR RESPONSIBILITIES ASSOCIATED WITH
THIS OL
7.01 Major responsibilities for routine
assignments associated with this
OL include the following:
Position Section Date
Director of 3.07 Sept. 1 (Fall)
Student Center Feb. 1 (Spring)
Dean of Students Review Dec. 1 (E4Y)
Approved: /s/ John H. Garrison
Reviewer
Approved: /s/ Leatha Milog
Vice President
Approved: /s/ Robert C. Hardesty
President
a67
APPENDIX G
Memo To: All SWT/OL Holders SWT/OL No. 09.06
Issue No. 1
Subject: Posting/Distribution Effective Date:
of Signs on Campus* 5/04/89
Reviewer: Dean of Students
Review Cycle: December, E4Y
INDEXING TERMS FOR THIS OL
Petitions
Posters
Signs
Solicitation
/ PURPOSE
1.01 The purpose of this operating letter is to
establish a _ policy concerning the
posting/distribution of _ signs, petitions,
handbills, posters and literature on campus.
a POSTING/DISTRIBUTION OF PETITION,
HANDBILLS, AND LITERATURE
2.01 A student or organization may distribute
petitions, handbills, or literature provided the
requirements of SWT/OL No. 09.05,
"Solicitation on Campus," are followed.
2.02 After complying with section 2.03, a student or
an organization may publicly distribute
outdoors, on grounds owned or controlled by
the university, petitions, handbills, or pieces of
literature that are not obscene, vulgar, or
libelous, or that do not contain impermissible
2.03
a68
solicitation. Distribution must be conducted in
a way that does not interfere with free and
unimpeded flow of pedestrian and vehicular
traffic or disturb or interfere with academic,
institutional, or other approved activities.
Each petition, handbill, or piece of literature
shall identify the student or organization
distributing it.
NOTE: This OL was formerly part of SWT/OL 09.05,
2.04
2.05
2.06
"Solicitation and the Distribution of Signs on
Campus;" is now [sic] limited to information on
SWT/OL 09.05, "Solicitation on Campus.”
No student or organization may distribute
literature accosting individuals, or by hawking
or shouting. A student or organization
distributing such literature shall clean the area
around which the literature was distributed.
In buildings, signs may be posted only on
bulletin boards.
If after a reasonable investigation, the Dean of
Students (or designee) determines that a
student or organization is posting in violation
of this OL, the Dean (or designee) shall order
the violation to cease, and may refer the
matter to the Director of Student Justice.
SIGNS AND BULLETIN BOARDS
3.01
3.02
"Sign" means any decal, notice, placard, or
poster and "posting" means any method
employed for displaying a sign.
A student or organization desiring to post a
sign Or signs On campus, must comply with the
a69
following rules:
a.
b.
Cc.
d.
The date of posting and name of the
posting student or student organization
must be placed on each sign.
Posting will be allowed for a two-week
period.
Signs may not exceed 22 x 28 inches in
size.
No object other than a sign may be
posted on campus.
3.03 Signs may not be attached to or on:
a.
b.
j.
k,
a tree, shrub or plant;
a permanent sign or another sign which
has been properly posted;
a fence or chain or its support
structure;
a brick, concrete, or masonry structure;
a statue, monument, or _ similar
structure;
a utility pole or traffic light control
junction box;
a fire hydrant or any object within 25
feet of a fire hydrant;
a curb or sidewalk or between a curb
and sidewalk;
a building or wall, except on a bulletin
board, as provided in section 2.03
above.
a bench or bus stop;
a trash can or dumpster.
3.04 No sign may be posted if it:
a.
b>
will interfere with the free flow of
vehicular or pedestrian traffic:
is obscene or libelous;
3.05
3.06
3.07
3.08
3.09
a70
C. advocates the deliberate violation of a
federal or state law or a published
university policy;
d. will rapidly deteriorate and litter the
campus facilities.
The student or organization who posts a sign
shall remove the sign no later than 14 days
after posting or 24 hours after the event which
is advertised, whichever is earlier. The area
around which the sign was posted shall be
cleaned and left in a good state of repair.
No person may remove a properly posted sign
without permission from the Director of the
Student Center (or designee).
University custodians and staff personnel have
authority to remove improperly posted signs
from campus facilities. The Director of the
Student Center (or designee) will convey this
policy in a memorandum to administrative
heads on or about September 1 of each fall
semester and on or about February 1 of each
spring semester.
Spirit signs at athletic events must be approved
in advance by the Director of Athletics (or
designee).
Any posting/distribution activity planned for a
residence hall must first be approved by the
Director of Residence Life (or designee).
BOOTHS
4.01
"Booth" means a table temporarily installed for
the purposes of engaging in distributing
petitions, handbills, or literature; or posting
signs.
4.02
4.03
a7l
Booths may be allowed only in the Campus
Expression Area, the LBJ Memorial Student
Center, or, in the case of special activities, at
other locations as designated solely within the
discretion of the Dean of Students or design.
Solicitation activities in booths must be
conducted in a manner consistent with
SWT/OL No. 09.05, "Solicitation on Campus,"
and, in addition, must meet the following
requirements:
a. Each booth must meet fire and safety
standards;
b. A booth may be _ installed and
maintained in its reserved location for
up to five consecutive calendar days;
C. Booths must be staffed by members of
the sponsoring organization or
department.
EXCEPTION AND APPEALS
5.01
The Dean of Students has the authority to
grant exceptions or variances to the provisions
of the OL to meet the exigencies of unusual
circumstances. No student or organization
may conduct any of the activities governed by
this OL in variance to the policies stated
herein without permission from the Dean of
Students.
PUBLICITY
6.01
Publication of the policy and_ related
procedures will be made each September 30th:
a. By the Dean of Students, through Hill
Hints;
b. By a memorandum from the Director
of the Student Center.
a72
— By an article printed in the University
Star;
d. By a letter from the Director of the
Student Center to all student
organizations;
e. By a notice included in the Student
Organization Handbook.
MAJOR RESPONSIBILITIES ASSOCIATED WITH
THIS OL
7.01 Major responsibilities for routine
assignments associated with this
OL include the following:
Position Section Month Day
Dean of Students Review December (E4Y)1
Approved:
Reviewer
Approved:
Vice President
Approved:
President
a73
APPENDIX H
MEMO TO: All SWT/OL Holders SWT/OL No. 09.20
Issue No. 2
SUBJECT: Campus Expressions Area_ Effective Date:
REVIEWER: Dean of Students
REVIEW CYCLE: January (ONY)
INDEXING TERMS FOR THIS OL
Politics Speakers
Speeches
1. PURPOSE |
1.01 The purpose of this OL is to establish a
Campus Expression Area, define its location,
and prescribe regulations for its use.
1.02 Use of the Campus Expression Area may
require reference to and compliance with one
or more of the following SWT/OL’s:
a. SWT/OL. 09.03, "Political Activities on
Campus;
b. SWT/OL No. 09.21, "Speeches,
Lectures and Addresses by Off-Campus
Speakers;" or
c. SWT/OL No. 09.05, "Solicitation and
the Distribution of Signs on Campus."
re DEFINITIONS OF CAMPUS EXPRESSION AREA
2.01 The Campus Expression Area is defined as
that location where, within the regulations
specified below, all persons may express
themselves on any topic and enjoy their rights
" 2.02
a74
of free speech and assembly guaranteed under
the First and Fourteenth Amendments of the
Constitution of the United States, as
implemented by statutory law and defined by
judicial interpretation.
The Campus Expression Area is the area from
the first row of sidewalk steps east of LBJ
Drive to the statue of the horses in front of
Leland Derrick Hall, bounded on the north by
the Psychology Building and the Taylor
Murphy History Building, and on the south by
Flowers Hall and the Liberal Arts Building.
This area is graphically indicated on the
attached drawing.
3. USE OF THE CAMPUS EXPRESSION AREA
3.01
3.02
3.03
Students and members of the public may use
the Campus Expression Area for any lawful
purpose consistent with university rules and
policy. The Dean of Students will not deny a
request for its use unless after reasoned
inquiry, it appears that the user will advocate
actions constituting a clear and present danger
to the university’s orderly operation, or unless
such use conflicts with another scheduled use
of the Campus Expression Area.
"Advocate," as described in section 4.01 [sic]
above, means preparing the group addressed
for imminent action and steering it to such
action, as opposed to the abstract espousal of
the moral propriety of a course of action by
resort to force. There must be not only
advocacy to action but also a reasonable
apprehension of imminent danger to the
essential functions and purposes of the
university.
A speaker’s advocacy of the following action
constitutes a clear and present danger to the
university's orderly operations, and _is
3.04
3.05
3.06
a75
prohibited:
a. The violent overthrow of the
government of the United States, the
State of Texas, or any political
subdivision thereof; or
b. The willful damage or destruction, or
seizure and _ subversion, of the
university's buildings or other property;
or
¢. The forcible disruption or impairment
of or interference with the university’s
regularly scheduled classes or other
educational function; or
d. The physical harm, coercion,
intimidation, or other invasion of lawful
rights of the university’s officials, faculty
members, or students; or
e. Other campus disorder of a violent
nature. 3
The Campus Expression Area may be used for
approved purposes from 12:00 noon to 1:00
p.m. and 3:00 p.m. to 7:00 p.m. each day.
Request for reservations to use the Campus
Expression Area must be filed in the office of
the Dean of Students at lease 48 hours in
advance of the intended activity.
A reservation to use the Campus Expression
Area may be made for no longer than five
consecutive days per reservation.
The Campus Expression Area must be used in
accordance with the following rules:
a. There must be no interference with the
free flow of pedestrians or vehicular
traffic;
b. There must be no interruption or
disruption of classes or previously
scheduled university activities;
3.07
3.08
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c. Harassing or intimidating techniques or
behavior may not be used;
d. Obscene or libelous materials or
statement [sic] may not be used;
e. The area must be left clean and in a
good state of repair.
Approval for the use of the Campus
Expression Area or any part of that area after
7:00 p.m. for the social functions of student
organizations will be at the discretion of the
Director of Student Development.
Violations of the policies set forth in this O.L.
will be referred to the Director of Student
Justice for review and may result in sanctions
against students and/or student organizations
involved.
MAJOR RESPONSIBILITIES ASSOCIATED WITH
THIS OL |
4.01
Major responsibilities for routine assignments
associated with this OL include the following:
Position Section Month Day
Dean of Review January (ONY)I
Students
Approved:
Dean of Students
Approved:
Vice President for Student
and Institutional Relations
Approved:
President
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APPENDIX I
Memo to: All SWT/OL Holders SWT/OL No. 09.20
Issue No. 2
Subj: Use of the Campus Effective Date:
Expression Area and the
Symbolic Structure Area
Reviewer: Dean of Students
Review Cycle: January, Odd-Numbered Years
INDEXING TERMS FOR THIS OL
Symbolic Structure Area
Campus Expression Area
Student Organizations
Speakers Speeches
1. PURPOSE
1.01 We intend for this OL to establish places on
campus where persons may demonstrate an
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