Opposition Brief — Walker v. Anderson Electrical Connectors
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~<—~ Supreme Court, U.S.
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JUN 10 1992
NO. 91-1794 OFFICE OF THE CLERK
IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER 1992 TERM
ANN WALKER,
Petitioner,
v.
ANDERSON ELECTRICAL CONNECTORS,
SQUARE D COMPANY,
Respondent.
BRIEF IN OPPOSITION
Crawford S. McGivaren, Jr.
(Counsel of Record)
William F. Gardner
Cabaniss, Johnston, Gardner,
Dumas & O’Neal
1700 AmSouth-Sonat Tower
P. O. Box 830612
Birmingham, Alabama 35283-0612
(205) 252-8800
Counsel for Respondent
ee a ee ee
7
QUESTION PRESENTED
When a plaintiff, Petitioner here, proceeds to trial on
money claims and the jury returns a zero dollar verdict, resulting
in Final Judgment that the plaintiff shall recover nothing, is the
plaintiffs law firm entitled to an attorneys’ fees award on the
theory she is the prevailing party?1/
l/ The parties to the case are or have been former
employee Phyllis Ann Harris Walker, Square D Company-
Anderson Electrical Connectors, ang International Associ-
ation of Machinists & Aerospace Workers, AFL-CIO, and
its Local Lodge No. 2601. Since the only issue is attor-
neys’ fees, the only presently interested parties are Square
D Company and the Petitioner’s law firm (Gordon, Silber-
man, Wiggins & Childs of Birmingham and Huntsville,
Alabama).
«fe
TABLE OF CONTENTS
Page
CAFESTION PURMENTED 2.2 on. cee Piece cekdaees i
pp Be pe rrr) ee as ii
TAREE GE ALTISOMEREES 6 oo cece neeescetees wena iii
SEAR TIGEINE COW EUUEE GARE (6 un kc beeen seneseuns 2
REASONS FOR DENYING THE WRIT ............. 9
I. The Petitioner is Wrong in Saying
This Case Will Be Controlled by Farrar ........... 9
II. There is No Circuit Split
AE SO GA Oo en 5a eR ee 11
III. The Court Below Correctly Applied
Supreme Court Precedent... 22. cece cece nencns 13
IV. Rule 14.5 Should Be Applied
to a Petition With Attorneys’
oe fg Be. re er er 17
CAP RMMEELIET sch cob eons 055 ta eke bee eee ae eres 18
Cee eekees GF SERVES 6600 save wee ew een 19
APPENDIX |
A. Court of Appeals Decision, October 18, 1991
B. Court of Appeals Denial of Rehearing
January 9, 1992
S District Court Opinion and Judgment
July 9, 1990
D. District Court Opinion, August 6, 1990
Addendum, August 10, 1990
E. District Court Order, August 16, 1990
- ili -
TABLE OF AUTHORITIES
Page
Supreme Court
Hewitt v. Helms, 482 U.S. 755
a Eg a a 6, 10, 12, 13, 15
Lewis v. Continental Bank Corp.,
MT I REPO) ook ck ewan es ees 15
Rhodes v. Stewart, 488 U.S. 1 (1988) ............. 6, 12, 13
Texas State Teachers Association
v. Garland Independent School
District, 489 U.S. 782, 791-793
EE 6, 12, 13
Courts of Appeals
Crabtree v. Collins, 900 F.2d 79
aa ss gale Pw eke eke 6 15
Dahlem v. Board of Education of Denver,
mae wee too (teen Cir, 1990) ... ww ee ces 15
Esparza v. Valdez, 862 F.2d 788
(10th Cir. 1988), cert. denied,
ne 15
Estate of Farrar v. Cain and Hobby,
BE DN | 9
Gamer v. Wal-Mart Stores, 807 F.2d 1536
NONE TD cc cc cca eeavscness 9,12
o We
TABLE OF AUTHORITIES
Courts of Appeals
Lewis v. Kendrick, 944 F.2d 949
(Ist Cir. 1991) ............ Nea
National Coalition v. Thomas,
828 F.2d 42 (D.C. Cir. 1987) .....
Robinson v. Arigoshi, 933 F.2d 781
(9th Cir. 1991) .... 0.0... eee ee
Romberg v. Nichols, 953 F.2d 1152
GO Gilly SOUED 4 5 oc cZ wen Kany es
Ruggiero v. Krzeminski, 928 F.2d 558
CAME: PED (446-6 & 6c kca WS 8 0/0!0
Swanson v. Elmhurst Chrysler Plymouth,
882 F.2d 1235 (7th Cir. 1989), cert.
denied, 493 U.S. 1036 (1990 ......
Wilder v. Bernstein, 944 F.2d 1028
(2nd Cir. 1991) ..........-000.
Page
Soyer ee 11
TARLE OF AUTHORITIES
Page
Statutes and Rules
Title VII of the Civil Rights Act
(42 USC. § M0008 Ot 000.) .. cece wunss passim
Serge Cat SA FE en Say nas eee en os eEeo 17
Federal Rules of Civil Procedure Rule 16.............. 5
Federal Rules of Civil Procedure Rule 51.............. 10
~
DECISIONS BELOW
The only issue presented by the —_— is the claim by the
plaintiffs law firm for attorneys’ fees.” This was "the crux" of
the plaintiffs appeal to the Court of Appeals. The Eleventh
Circuit’s opinion affirming the denial of attorneys’ fees is
reported at 944 F.2d 841 (11th Cir. 1991) (erroneously cited by
the Petitioner as "112 F.2d 1159").3/
The petition is put together by misstating both the
Eleventh Circuit’s opinion and the Trial Court’s opinions on the
post-trial motions which were the subject of the appeal. All of
the decisions of the courts below are therefore set forth in the
Appendix to this brief so this Court can have the accurate record
before it.¥/
2/ Petition at page 2 ("This Petition only addresses the
denial of attorney’s fees.").
+ Petition at page 1.
+ The opinions are set forth as follows in the Appen-
dix: :
A: Court of Appeals opinion on October 18, 1991,
944 F.2d 841.
B: Denial of rehearing on January 9, 1992.
C: District Court opinion and judgment on July 9,
1990, 742 F.Supp. 591.
D: District Court opinion on August 6, 1990 and
addendum on August 10, 1990, 742 F.Supp. 596.
E: District Court order on August 16, 1990.
a ee
~~
STATEMENT OF THE CASE
The holdings of the courts below are barely recognizable
in the Petitioner’s statement of the case. It is therefore necessary
to provide an accurate summary of the case.
A. _ TRIAL COURT:
The plaintiff sued her Employer and Union alleging she
had been sexually harassed by four co-workers.2/ The com-
plaint was based on Title VII of the Civil Rights Act (42 U.S.C.
§ 2000e et seq.) with pendent State claims for invasion of privacy
and outrage.
During the pendency of the case, the Court ruled in
another case that parties have the right to trial by jury on Title
VII claims. Following that ruling, the plaintiff, who had already
demanded trial by jury on the State law claims, moved for a jury
trial on the Title VII claim as well.
The plaintiff's jury trial motion, which was resisted by the
defendants, was still pending when the pretrial conference was
held. The complaint had sought a declaratory judgment and
injunction as well as damages. “At the pre-trial conference,
however, Walker narrowed her grocery list of remedies Dy
dropping her request for a declaratory judgment and an injunc-
tion.” (A-2).
The District Court thereafter granted the motion for trial
by jury under Title VII, pointing out that:
2/ The accused were, like the plaintiff, hourly co-
workers and Union members and not managers or super-
visors.
ce
She seeks damages in the form of lost wages and
benefits as well as compensation for her physical
pain and mental suffering. Lastly, she seeks puni-
tive damages. (736 F.Supp. at 254).
The Petitioner tells this Court that an injunction, declara-
tory judgment, and nominal damages were denied "because they
were mustakenly not preserved in the pretrial order,"®/ but that
is not so.
First, the denial of nominal damages had nothing to do
with the Pretrial Order. The Court of Appeals held that FRCP
Rule 51 precluded nominal damages because the plaintiff did not
request a jury instruction on nominal damages and did not object
to the jury instructions not including nominal damages. (A-8).
Second, neither the District Court nor the Court of
Appeals accepted the plaintiffs assertion that the dropping of the
declaratory judgment and injunction claims was a mistake, and it
should not have been repeated in this Court. It was a tactical
maneuver to enhance the plaintiffs then pending motion for a
jury trial on the Title VII claim.Y
Following a four day trial, the case was submitted to the
jury on Special Jury Interrogatories. The jury returned its verdict
8/ Petition at page 2.
// The Court of Appeals observed that:
"The distr‘ct court indicated that Walker’s
failure to pursue declaratory and injunctive
relief in the pre-trial order, where Walker
had initially demanded such relief in her
complaint, may have been part of a strategy
to achieve a jury trial on the Title VII
issues." (A-5).
_
finding that there had been harassment and invasion of privacy
but that it did not proximately cause any wage loss or injury. The
jury awarded the plaintiff nothing in the way of money. As the
Trial Court said in denying the plaintiff's motion for a new trial
on damages, "this jury found that there was no injury whatsoever
traceable to any wrong committed by Anderson Electrical." (D-5).
With the plaintiff having proceeded through trial on her
monetary claims, and with the jury having returned a zero dollar
verdict, the Court entered judgment that the plaintiff "shall have
and recover nothing of defendants, or either of them.” (C-1).
The plaintiff filed a series of post-trial motions for a new
trial on damages, a declaratory judgment, an injunction, nominal
damages, and a declaration that she was the prevailing party
entitled to an attorneys’ fee award, all of which were denied. In
denying the motion for prevailing party status for attorneys’ fees,
the Trial Court said that:
Walker is asking this court to reach conclu-
sions beyond the issues presented and not justified
by the evidence. Walker sought no injunctive
relief, and there was no credible evidence that any
change in procedure or rule by Anderson Electrical _
was the proximate result of Walker having brought
suit. (D-6).
The Petitioner tells this Court that the results she sought
after the trial were denied "because the jury verdict was found to
have served the same purpose and made them unnecessary" and
that "[t]he trial court below found that the jury verdict was the
equivalent of formal injunctive relief....8/ That seriously
musstates the Trial Court’s decision, and it has nothing to do with
the Court of Appeals’ decision.
8/ Petition at pages 2 and S.
x
The plaintiff's post-trial motions included a contention for
an injunction for females generally, based primarily on a notice
regarding the jury verdict which the Union had posted on the
Union bulletin board.2/ The Trial Court rejected the conten-
tion after holding that:
Walker chose her strategy, forcing Anderson
Electric to choose its strategy. It would be disin-
genuous of any court to find at this late date that
this pre-trial order can be modified post-trial in
order to "prevent manifest injustice." See Rule
16(e). (C-9-10).
The Court then went on to comment that even if it could
assume the power to issue an injunction for females generally, it
“would decline to do so" for five separate reasons, one of which
was "that Title VII itself, bolstered by the jury finding in this case,
provides an adequate warning to Anderson Electrical and a
sufficient guarantee against future sexual harassment." (C-10).
The Petitioner thus fails to tell this Court (1) that the Trial
_ Court’s comment was only one of five dicta reasons for declining
to issue an injunction for females in general even if the conten-
tion were not barred by Rule 16(e) and (2) that it had reference
to the post-trial contention for a "class injunction" in a non-class
action with a Pretrial Order which abandoned the injunctive
request of the complaint. More serious is the fact that the
Petitioner elevates the comment into a holding,22/ which it
obviously was not.
The Petitioner’s departure from the record sinks to its
deepest depth in saying that the Court of Appeals accepted this
2/ Plaintiff's post-trial motion on June 28, 1990, pages
4-5.
10/ Petition at pages 1-2.
-
"finding" (the comment having been transformed by the Petitioner
into a "finding") and held that formal relief is necessary for
attorney’s fees+/ The fact is that the comment had no role
at all in the Court of Appeals’ decision. The Court of Appeals’
decision was based on Rwe 16(e) barring the plaintiff from
changing her strategy after the trial and zero dollar verdict. (A-5-
7).
B,_ __ COURT. OF APPEALS:
The plaintiff appealed to the Eleventh Circuit from the
denial of the post-trial motions, with the outcome that the Court
of Appeals affirmed. 944 F.2d 841 (11th Cir. 1991). On "the crux
of Walker’s appeal-attorneys’ fees," the Court analyzed the issue Pp
in the framework of the plaintiffs’ contention that regardless of
not having a declaratory judgment or injunction or nominal
damages, she should have prevailing party status for attorneys’
fees. (A-10). The Court applied the "touchstone" standard of
Tex.4s State Teachers Association v. Garland Independent School
District, 489 U.S. 782 (1989), treated as "controlling" the decisions
in Hewitt v. Helms, 482 U.S. 755 (1987) and Rhodes v. Stewart, 488
U.S. 1 (1988), and held that "[t]he district court did not err in
denying Walker’s request for attorneys’ fees." (A-11-14).
In contrast, the Petitioner’s account of the Eleventh
Circuit’s decision cannot be reconciled with the Court’s opinion.
First, the Petitioner says the Court of Appeals held that
the absence of a formal remedy was "fatal" to attorneys’
fees42/ The Court neither said nor intimated any such idea.
On the contrary, the Court analyzed the attorneys’ fee contention
in the context of the plaintiff's argument that even without formal
11/ Petition at page 2.
12/ Petition at page 2.
a
remedies, she should be regarded as the prevailing party for
attorneys’ fees.
Second, the Petitioner says the Court reasoned that a jury
verdict of sexual harassment providing a warning and guarantee
against harassment does not materially alter the relationship of
the parties.14/ There is no such reasoning anywhere in the
Court’s opinion. The Petitioner’s assertion is nothing more than
an effort to take the dicta comment by the Trial Court regarding
an injunction for females generally and transplant it into the
Court of Appeals’ decigyon. In fact, it had no role in the Court
of Appeals’ decision.
. A MATTER OF STRATEGY:
This case was preeminently a matter of trial strategy
geared to money until the jury verdict. The plaintiff moved for
and obtained a jury trial on the Title VII claim after dropping the
claims for equitable remedies. (A-2-3). The trial evidence
included the plaintiff's "great [money] expectations from this case,
as testified to by some of the witnesses" (C-11). The Respondent
13/ The Court started its analysis of the attorneys’ fee
issue as follows:
Finally, we come to the crux of
Walker’s appeal — attorneys’ fees. While an
award of nominal damages, an injunction or
a declaratory judgment would make the
prospect of obtaining attorneys’s fees much
easier, Walker argues that even without
these badges of victory she is a ’prevailing
party’ under 42 U.S.C. § 2000e-5(k) and
entitled to attorneys’ fees. (A-10).
/ oe
13/ Petition at page 2.
” 8-
met and defeated her on that field of battle she had chosen, with
the jury returning a zero dollar verdict. The Court of Appeals
accurately summarized the case as follows:
Walker pursued a damages trial and got just that.
It would be unfair to Anderson Electrical to give
Walker relief which she did not request; relief for
which Anderson Electrical was never permitted to
establish a defense. (A-7).
i.
REASONS FOR DENYING THE WRIT
From the launching pad of the seriously distorted account
of the decision below, the Petitioner argues (1) that this case is
identical to another case before the Court on the role of formal
relief for attorneys’ fees and (2) that the Circuits are split on the
role of formal relief for attorneys’ fees. Both arguments are
inherently baseless because "formal relief" had nothing to do with
the Eleventh Circuit’s decision. The facts are that the Court of
Appeals resolved the issue in the context of the plaintiffs position
that formal relief is not necessary to prevailing party status.
Moreover, both of the reasons argued by the Petitioner are
wrong and could not warrant a continuation of this quest for
attorneys’ fees.
L
THE PETITIONER IS WRONG IN SAYING
THIS CASE WILL BE CONTROLLED BY FARRAR
It defies reality for the Petitioner to say this case is
"identical" to and "will be controlled" by Esiate of Farrar v. Cain
and Hobby, 941 F.2d 1311 (Sth Cir. 1991), cert. granted, 112 S.Ct.
1159 (1992).42/ The question presented in Farrar is:
Does 42 USC 1988 authorize award of reasonable
attorneys’ fees to civil rights plaintiffs who recover
nominal damages? 60 U.S.L.W. 3563.
That has nothing to do with this case. The law in the
Eleventh Circuit has been and is that nominal damages will
trigger prevailing party status for attorneys’ fees. Garner v. Wal-
Mart Stores, 807 F.2d 1536 (11th Cir. 1987). The Petitioner
1)/ Petition at page 3.
« 1s
cannot conceivably argue that any attorneys’ fee award in this
case might ensue from the outcome in Farrar. If this Court holds
in Farrar that nominal damages create attorneys’ fee entitlement,
it would have no effect at all on this case.
The reason for the plaintiff's post-trial motion for nominal
damages was to obtain attorneys’ fees. The plaintiff failed
because, for trial strategy reasons, she argued to the jury for real
money and said nothing about nominal damages, did not request
a jury instruction on nominal damages, and did not take excep-
tion to the jury instructions not addressing nominal damages.
The door-closer was Rule 51, not any concepts of "formal relief"
or the question of whether nominal damages trigger attorneys’
fees.
The fact is that this Court has already resolved the issue
which is the subject of this case. As in Hewitt v. Helms, 482 U.S.
755 (1987), this case concerned "the peculiar-sounding question
whether a party who litigates to judgment and loses on all of his
claims can nonetheless be a ’prevailing party’ for purposes of an
award of attorney’s fees." The answer in Hewitt was No. That
was among the Supreme Court precedents applied by the court
below as "controlling." (A-12). There is no reason for further
debate on the issue.
16/ As the Eleventh Circuit said:
Fed.R.Civ.P. 51, which states that
’[n]o party may assign as error the giving or
the failure to give an instruction unless that
party objects thereto before the jury retires
to consider its verdict, stating distinctly the
matter objected to and the grounds of the
objection,’ precludes Walker, at- this late
date, from objecting to the fact that no jury
instruction on nominal damages was given
at trial. (A-8).
-ll-
II.
THERE IS NO CIRCUIT
SPLIT AFFECTING THIS CASE
The Petitioner’s "Circuit split" argument is both inaccurate
and irrelevant for several reasons. :
1. Erroneous statement of the Circuit split: The
Petitioner begins by erroneously stating the Circuit split. She says
it is a division over whether formal relief is necessary for
attorneys’ fee awards,1Y and that is not so. The Circuit split
consists of the issue before the Court in Farrar of whether
nominal damages result in prevailing party status.
That has no bearing on this case where attorneys’ fees
could not be based on nominal damages, not because of any
proposition of law, but because the plaintiff's post-trial motion for
nominal damages was barred by Rule 51. (A-8).
2. Erroneous statement of Eleventh Circuit law: It is
beyond reason for the Petitioner to say that the Fifth and
Eleventh Circuits are at odds with the Seventh and Ninth
Circuits.42/ In Farrar itself, the Fifth Circuit pointed out that
"[oJur holding tocay conflicts with opinions of the Second,
Seventh, Eighth, Ninth, Tenth, and Eleventh Circuits." (941 F.2d
at 1316).
17/ Petition at page 3.
18/ This was the issue in all the cases cited by the
Petitioner, consisting of Farrar, Ruggiero v. Krzeminski, 928
F.2d 558 (2nd Cir. 1991), and Romberg v. Nichols, 953 F.2d
1152 (9th Cir. 1992).
19/ Petition at page 3.
-12-
The Eleventh Circuit held that nominal damages estab-
lishes attorneys’ fee entitlement in Garner v. Wal-Mart Stores, 807
F.2d 1536 (11th Cir. 1987), The Petitioner relied on this
Eleventh Circuit law in the court below. She cannot now profess
to be unaware of it.
3. n “isi w: The
Petitioner tells this Court that in the Eleventh Circuit "formality
of relief controls fee entitlement rather than the material
alteration of the parties’ legal relationship,"22/ and that is
entirely contrary to the record. The opinion of the Court of
Appeals establishes that:
First, the Court decided the attorneys’ fee issue in the
framework of the Petitioner’s argument that she should be
accorded prevailing party status without regard to having no
formal remedies. (A-10).
Second, the Court applied the governing standard,
established by Texas State Teachers Association v. Garland
Independent School District, 489 U.S. 782, 791-793 (1989), that
“[t]he touchstone of the prevailing party inquiry must be the
material alteration of the legal relationship of the parties in a
manner which Congress sought to promote in the fee statute."
(A-11).
Third, the Court held that this standard of a material
alteration of the legal relationship of the parties was not satisfied,
the "controlling" precedents being Hewitt v. Helms, 482 U.S. 755
(1987) and Rhodes v. Stewart, 488 U.S. 1 (1988). (A-11-14).
The Petitioner is thus seeking attorneys’ fees in the
Supreme Court based on a fictional Circuit split and misstated
rendition of both Eleventh Circuit law and the decision below.
20/ Petition at page 3.
tes
I.
THE COURT BELOW CORRECTLY
APPLIED SUPREME COURT PRECEDENT
Even more importantly, the Eleventh Circuit’s decision was
based on "controlling" Supreme Court precedent, and it would be
needless to review a decision precisely in accord with this Court’s
recent precedents.
The plaintiffs post-trial motions argued that the case
produced a change in procedures, and that contention came to an
end with the Trial Court’s finding that "there was no credible
evidence that any change in procedure or rule by Anderson
Electrical was the proximate result of Walker having brought
suit." (D-6).
The remaining argument was that while she went into the
courtroom for money and came out with none, she had a verdict
saying she had been harassed which was the equivalent of a
declaratory judgment or injunction. The Eleventh Circuit
analyzed this contention in light of this Court’s precedents in
Texas State Teachers Association, 489 U.S. 782 (1989), Hewitt v.
Helms, 482 U.S. 755 (1987), and Rhodes v. Stewart, 488 U.S. 1
(1988) and held that it did not constitute a material alteration of
the legal relationship of the parties. (A-10-14).
There could be no dispute with the Eleventh Circuit’s
application of the standard of "a material alteration of the legal
relationship of the parties” since that is the "touchstone of the
prevailing party inquiry" which this Court established in Texas
State Teachers Association, 489 U.S. at 791-793. Similarly, there
could be no dispute with the Court treating Hewitt v. Helms, 482
U.S. 755 (1987) and Rhodes v. Stewart, 488 U.S. 1 (1988), as
"controlling."
+”
Hewitt and Rhodes are indeed controlling. The plaintiff in
Hewitt, having obtained a ruling that the complaint should not
have been dismissed because he "suffered a denial of due
process," was accorded prevailing party status by the court below.
This Court reversed and held that "a judicial statement that does
not affect the relationship between the plaintiff and the defendant
is not an equivalent [of declaratory relief]," and that there must
be a judicial resolution "which affects the behavior of the defen-
dants toward the plaintiff." In terms which conclusively control
the present case, the Court said that:
As a consequence of the present lawsuit, Helms
obtained nothing from the defendants. The only
relief he received was the moral satisfaction of
knowing that a federal court concluded that his
rights had been violated. (482 U.S. at 761-762).
So also in Rhodes, the court below had awarded attorneys’
fees based on a declaration that the defendants had failed to
follow constitutional standards. Once again, this Court reversed,
pointed out that the court below "misapprehended our holding in
Hewitt," reiterated that a declaration "will constitute relief, for
purposes of § 1988, if, and only if, it affects the behavior of the
defendant towards the plaintiff," and said that:
In this case, there was no such result.... In the
absence of relief, a party cannot meet the threshold
requirement of §1988 that he prevail, and in
consequence he is not entitled to an award of attor-
ney’s fees. (488 U.S. at 4).
The core of the case is that the-Petitioner is attempting to
obtain attorneys’ fees by inventing the "formality of relief" idea.
That is a non-existent issue. It has long been settled that "relief
need not be judicially decreed in order to justify a fee award," as
the Court said in Hewitt. (482 U.S. at 240). No such issue is
involved in Farrar, nor is there any Circuit split on any such issue,
nor was it in any respect involved in the decision below. The
_
Court of Appeals instead applied this Court’s precedents in Jexas
State Teachers Association, Hewitt, and Rhodes. That and nothing
more is all that the case concerns.
These precedents relied on by the court below have been
reiterated by this Court in Lewis v. Continental Bank Corp., 494
U.S. 472, 483 (1990) (citing Rhodes for the holding that the
plaintiff was not a prevailing party on appeal) and have been
applied by the Courts of Appeals in a consistent line of cases
denying attorneys’ fees, including cases which this Court has
declined to review. National Coalition v. Thomas, 828 F.2d 42
(D.C. Cir. 1987) (stating with reference to Hewitt, that "We
believe that the Court’s reasoning is fully applicable in this
ense."); Lewis v. Kendrick, 944 F.2d 949 (1st Cir. 1991) ("In Texas
Siate Teachers Association . . . the Court spoke of a ’resolution of
the dispute which changes the legal relationship between the
parties.” ); Wilder v. Bernstein, 944 F.2d 1028 (2nd Cir. 1991)
(applying the "touchstone" of Texas State Teachers Association);
Crabtree v. Collins, 900 F.2d 79 (6th Cir. 1990) (applying Texas
State Teachers Association, Hewitt, and Rhodes in holding the
plaintiff was not a prevailing party for attorneys’ fees); Swanson
v. Elmhurst Chrysler Plymouth, 882 F.2d 1235 (7th Cir. 1989), cert.
denied, 493 U.S. 1036 (1990) (citing Rhodes for the holding that
"since Swanson cannot recover any award under Title VII,
Elmhurst must receive judgment even if there has been a
violation of that statute."); Robinson v. Arigoshi, 933 F.2d 781 (9th
Cir. 1991) ("The Supreme Court’s decision in Hewitt v. Helms, 482
U.S. 755, 761-63, 107 S.Ct. 2672, 2676-77, 96 L.Ed.2d 654 (1987),
instructs us to deny such a request."); Dahlem v. Board of
Education of Denver, 901 F.2d 1508 (10th Cir. 1990) ("The
Supreme Court has on several occasions discussed what is
required to be a prevailing party,” citing Texas State Teachers
Association, Hewitt, and Rhodes.); Esparza v. Valdez, 862 F.2d 788
(10th Cir. 1988), cert. denied, 492 U.S. 905 (1989) (citing Rhodes
-and Hewitt for the holding that "Because plaintiffs received no
relief on the merits of their claims as a result of this suit, they are
~ oe
not prevailing parties within the meaning of 42 U.S.C. § 1988 and
are not entitled to attorney’s fees.").
In sum, consistent with both stare decisis and this Court’s
time and resources, there is every reason to decline further
review of this decision which faithfully adhered to recent
Supreme Court precedent. Finally, the Respondent, having
successfully defended this lawsuit on the monetary battleground
selected by the Petitioner, should not be Subjected to any further
pursuit of attorneys’ fees following the zero dollar verdict.
IV.
RULE 14.5 SHOULD BE
APPLIED TO A PETITION WITH
ATTORNEYS’ FEE AS THE ONLY OBJECT
The petition in this case falls far short of being an
accurate rendition of the record. In a case concerning the rights
of parties, such departures could arguably be excused.
But in this case, which concerns only attorneys’ fees and
nothing else, still another reason for denial of the writ is the
importance of adherence to accuracy. Compare Supreme Court
Rule 14.5 ("The failure of a petitioner to present wiih accuracy
. . . whatever is essential to a ready and adequate understanding
of the points requiring consideration will be a sufficient reason
for denying the petition.").
sor
CONCLUSION
There is nothing warranting further review of the attor-
neys’ fee issue in this case. The Eleventh Circuit’s opinion itself
conclusively refutes the Petitioner’s contention that the decision
turned on formality of judicial relief. All that the Court required
was that the plaintiff satisfy the "touchstone" of a material
alteration of the legal relationship of the parties.
This holding was premised on and is entirely consistent
with this Court’s precedents in Texas State Teachers Association,
Hewitt, and Rhodes. The petition should be denied.
Respectfully submitted,
‘
t
Crawfotd S. McGivaren, Jr. ‘=,
(CounseR\of Record)
William F. Gardner
j Cabaniss, Johnston, Gardner,
Dumas & O’Neal
| 1700 AmSouth-Sonat Tower
P. O. Box 830612
Birmingham, Alabama 35283-0612
(205) 252-8800
Counsel for Respondent
mF
CERTIFICATE OF SERVICE
I hereby certify that this BRIEF IN OPPOSITION has
been served by United States mail, first class postage prepaid, on:
Robert L. Wiggins, Jr., Esq.
Gordon, Silberman, Wiggins & Childs
1400 SouthTrust Tower
Birmingham, Alabama 35203
Counsel of Record for Petitioner.
Tt
This /O— day of June, 1992.
) !
APPENDIX A
Court of Appeals Decision
( Jctober Ld. | YY |
A-1
APPENDIX A
Ann WALKER, Plaintiff-Appellant,
v.
ANDERSON ELECTRICAL CONNECTORS, a Subsidiary of
Square D Company, Defendant-Appellee.
No. 90-7636.
United States Court of Appeals,
Eleventh Circuit.
Oct. 18, 1991.
Appeal from the United States District Court for the
Northern District of Alabama.
Before FAY and COX, Circuit Judges, and MORGAN,
Senior Circuit Judge.
FAY, Circuit Judge:
Plaintiff-Appellant, Ann Walker ("Walker") appeals the
Outcome of several post-trial motions in which the district court
ruled that Walker was not entitled to declaratory or injunctive
relief, nominal damages, or attorneys fees, despite a jury finding
ot sexual harassment and invasion of privacy. For the reasons
that follow, we AFFIRM.
A-2
I. BACKGROUND
In August 1989, Ann Walker sued both her employer,
Anderson Electrical Connectors ("Anderson Electrical"), and her
union, Local Lodge 2601, International Association of Machinists
& Aerospace Workers, AFLCIO, under Title VII of the Civil
Rights Act of 1964,1/ claiming that they "condoned and allowed
[her] to be sexually harassed by management and personnel for
a continuous period, making her working conditions intolerable."
Walker also brought pendent state tort claims ——— Anderson
Electrical for invasion of privacy and outrage.
Initially, Walker’s complaint contained a demand for jury
trial only on the pendent tort claims. Following publication of an
opinion in which the same district court Judge permitted the use
of a jury trial to resolve Title VII claims,“ however, Walker
successfully added her Title VII issues to the list of other issues
to be heard by the jury. Walker v. Anderson Elec. Connectors, 736
F.Supp. 253 (N.D.Ala.1990).
In her complaint, Walker sought relief in the form of back-
pay, benefits, lost seniority, loss pension, declaratory and injunc-
tive relief, and attorneys’ fees and costs for the alleged Title VII
violation. Walker also sought actual and punitive damages for
the pendent tort claims. At the pre-trial conference, however,
Walker narrowed her grocery list of remedies by dropping her
request for a declaratory judgment and an injunction. Walker’s
position statement, as drafted by Walker and incorporated into
the pre-trial order by the court, reads as follows:
V/ 42 U.S.C. § 2000e et seq.
‘ .
2/ The claim of Outrage never reached the jury. It was
dismissed on a motion for summary judgment.
3/ Beesley v. The Hartford Fire Insurance Co., 717
F.Supp. 781 (N.D.Ala. 1989).
|
A-3
As a result of these discriminatory actions of the defen-
dants, the plaintiff seeks back-pay (including interest),
benefits, lost seniority and loss pension. The plaintiff
seeks compensatory and punitive damages according to
proof against the defendants for invasion of privacy and
tort of outrage. The attorney also seeks a reasonable
attorney’s fee, costs, and expenses of this litigation.
Following four days of trial, the jury returned its verdict
through the use of special interrogatories. The jury found that
Anderson Electrical had committed acts of sexual harassment
against Walker in violation of Title VII and had invaded Walker’s
privacy. However, the jury also found that Walker had Sustained
no monetary damage, either in the form of compensatory or
Punitive damages, as a proximate result of these violations. Y
4/ The interrogatories involving Anderson Electrical
and the jury’s responses to them are reprinted below.
1. Did defendant Anderson Electrical
Connectors (Square D), commit any acts of sexual
harassment against plaintiff, Ann Walker, in viola-
tion of Title VII of the Civil Rights Act of 1964
9
YES X NO _
2. ONLY if the jury has answered "YES"
to Question No. 1, did the said sexual harassment
proximately cause plaintiff to lose any time from
work?
YES_ NO _X_
3. ONLY if the jury has answered "YES"
to Question No. 1 and "YES" to Question No. 2.
state the amount of wages, if any, which plaintiff
has proven by a preponderance of the evidence
that she lost a proximate result of defendant
Anderson Electrical Connectors’ said conduct
violating the Civil Rights Act.
(continued...)
A-4+
In response to the interrogatories involving Local Lodge 2601, the
jury determined that the Union had committed no acts of sexual
harassment against Walker.
Based on the answers to the special interrogatories, the
district court entered final judgment ordering that the "[p]laintiff,
4/(. continued)
$
7. Did defendant, Anderson Electrical
Connectors (Square D), invade the privacy of the
plaintitf, Ann Walker?
YES A. NO...
8. ONLY if the jury has answered "YES"
to Question No. 7, did the said invasion of plain-
tiffs privacy proximately cause plaintiff any injury?
Th. he A.
9. ONLY if the jury has answered "YES"
to Question No. 7 and "YES" to Question No. 8,
State the amount of compensatory damAges, if
any, which plaintiff has proven by a preponderance
of the evidence that she sustained as a proximate
result of said defendant’s invasion of plaintiffs
privacy...
$
10. ONLY if the jury has answered "YES"
to Question No. 8 and ONLY if the jury finds that
plaintiff, Ann Walker, has proven by clear and
convincing evidence that defendant Anderson
Electrical Connectors consciously or deliberately
engaged in oppression, fraud, wantonness, or
malice with regard to the plaintiff, state the
amount of punitive damages to be assessed against
defendant, Anderson Electrical Connectors, for
the purpose of punishing it and deterring similar
future acts of invasion of privacy.
§ “:
a
A-5
Ann Walker, shall have and recover nothing of defendants, or
either of them." The court also refused to grant Walker attor-
neys’ fees.
Walker filed several post-trial motions affecting only
Anderson Electrical, all of which were denied. In addition to a
motion for a new trial on the subject of damages, which is not at
issue, all of the motions sOught an injunction, a declaratory
judgment, nominal damages, and attorneys’ fees based on the jury
finding of sexual harassment and invasion of privacy. 742 F.Supp.
591. The denial of these motions is the Subject of this appeal.
IT. DISCUSSION
A.
At the outset, Walker argues that the district court abused
its discretion by denying her declaratory and injunctive relief in
light of the jury’s finding of a Title VII violation. We disagree.
Walker’s post-trial motion for injunctive and declaratory
‘silef was interpreted by the district court as a post-trial motion
‘2 amend the pre-trial order. The pre-trial order stated that
Walker would seek Only a money award. The district ‘court
indicated that Walker’s failure to pursue declaratory and injunc-
tive relief in the pre-trial order, where Walker had initially
demanded such relief in her complaint, may have been part of a
Strategy to achieve a jury trial on the Title VII issues. "The
absence of any prayer for equitable relief," the court noted in its
Memorandum Opinion of J uly 9,1990, "subtracted somewhat from
defendant’s arguments against trial by jury."
2/ According to Walker, the fact that declaratory and
injunctive relief were not included in the pre-trial order
was simple error. "There is nothing in the Record, and no
finding by the district court, that the plainutf knowingly
and voluntarily waived [her] request for injunctive and
(continued...)
A-6
The court denied Walker’s motion to amend the pre-trial
order citing Fed.R.Civ.P. 16(e), which states that the pretrial
order "shall control the subsequent course of the action unless
modified by a subsequent order. The order following a final pre-
trial conference shall be modified only to prevent manifest
injustice."
The district court’s decision to follow the pre-trial order
can be reversed on appeal only where the district court has
abused its discretion. Randolph County v. Alabama Power Co.,
784 F.2d 1067, 1072 (11th Cir.1986), cert. denied, 479 U.S. 1032,
107 S.Ct. 878, 93 L.Ed.2d 833 (1987); Hodges v. United States, 597
F.2d 1014 (Sth Cir.1979).2/ "[W]e realize that for pretrial
procedures to continue as viable mechanisms of court efficiency,
appellate courts must exercise minimal interference with trial
court discretion in matters such as the modification of its orders."
Hodges, 597 F.2d at 1018.
While Rule 16(e) requires that the pre-trial order be
modified to "prevent manifest injustice," in this case the modifica-
tion requested by Walker would only serve to work an injustice
against the defendant, Anderson Electrical. As the district court
pointed out in its Memorandum Opinion of July 9, 1990, "Walker
chose her strategy, forcing Anderson Electrical to choose its
strategy. It would be disingenuous of any court to find at this late
date that this pre-trial order can be modified post-tr:al in order
to prevent manifest injustice.”
5 :
2/(...continued)
declaratory relief. The failure to mention such relief in
the Pretrial Order was merely an oversight." Brief for
Appellant at 11.
8/ Decisions of the former Fifth Circuit handed down
before October 1, 1981 are binding precedent in this
circuit. Bonner v. City of Prichard, 661 F.2d 1206, 1209
(11th Cir. 1981) (en banc).
A-7
We agree with this reasoning and find that the district
court did not abuse its discretion in following the pretrial order.
Walker pursued a damages trial and got just that. It would be
unfair to Anderson Electrical to give Walker relief which she did
not request; relief for which Anderson Electrical was never
permitted to establish a defense.
Walker’s central argument on this matter is that the
district court has not complied with Fed.R.Civ.P. 54(c). Rule
54(c) states, in pertinent part, that "every final judgment shall
grant the relief to which the party in whose favor it is rendered
is entitled, even if the party has not demanded such relief in the
party’s pleadings." Applying Rule 54(c) to the facts of her case,
Walker contends that she is "entitled" to equitable relief based on
the jury’s finding of sexual harassment even though she aban-
doned this claim for relief in the pre-trial conference and actively
pursued a monetary award. Walker further contends that Rule
54(c) and Rule 16(e) conflict under these facts and that Rule
54(c) prevails in the event of such a conflict.
We see no conflict and find that Rule 54(c) does not apply
to this case. Rule 54(c) requires that the district court grant
Walker only the relief to which she is "entitled," even when that
relief is not requested in the pleadings. But Walker did request
a declaratory judgment and an injunction in her pleadings and
then abandoned this form of relief at the pre-trial conference in
favor of something else, namely a money award. Rule 54(c)
simply does not sanction this type of maneuvering. We hold that
Walker is not entitled to the relief abandoned in the pre-trial
order and affirm the district court’s denial of her motion for
injunctive and declaratory relief.
B.
/ _ Walker next argues that a jury finding of sexual harass-
ment in violation of Title VII mandates a court award of one
dollar in nominal damages and that the district court erred by not
making such an award. We disagree.
ete
A-8
The district court did not instruct the jury on the possibi-
lity of awarding nominal damages in the event of a finding of
sexual harassment. Walker did not request a charge on nominal
damages, nor did she object to the court’s failure to make such
a charge.
Fed.R.Civ.P. 51, which states that "[nJo party may assign
as error the giving or the failure to give an instruction unless that
party objects thereto before the jury retires to consider its verdict,
Stating distinctly the matter objected to and the grounds of the
objection," precludes Walker, at this late date, from objecting to
the fact that no jury instruction on nominal damages was given at
trial. The federal court’s long standing policy against additur, as
an intrusion on the jury’s domain and violation of the Seventh
Amendment, also stands in the way of Walker’s request for one
dollar in nominal damages where the jury awarded none. See
Hattaway v. McMillian, 903 F.2d 1440, 1451 (11th Cir.1990);
Dimick v. Schiedt, 293 U.S. 474, 55 S.Ct. 296, 79 L.Ed. 603 (1935).
Walker argues that Carey v. Piphus, 435 U.S. 247, 98 S.Ct.
1042, 55 L.Ed.2d 252 (1978), requires the automatic award of
nominal damages upon the finding of a Title VII violation
regardless of Rule 51 and the federal courts’ dislike of additur.
Carey does not, however, address the issue of nominal damages
in a Title VII action.
L/ According to Anderson Electrical, the reason that
Walker did not take a nominal damages instruction to the
jury was because, "[i]f there had been an instruction or
jury interrogatory on nominal damages, the jury might
have given it, and that was a risk to be avoided by the
plaintiff since she was after substantial money." (Brief for
Appellee at 39-40).
A-9
Carey involved interpretation of 42 U.S.C. § 1983,8/
which provides a remedy for violations of constitutional rights by
persons acting under color of state law. Emphasizing the
absolute nature of constitutional rights and "the importance to
Organized society that those rights be scrupulously observed,"
Carey, 435 U.S. at 266, 98 S.Ct. at 1053, the Court mandated the
award of nominal damages upon the finding of a procedural due
process violation even where no actual injury had been shown.
By contrast, this case involves, not a violation of constitutional
rights, but merely, a violation of purely statutory rights under
Title VII. Nothing in Carey mandates the award of nominal
damages for statutory violations.?
8/ Title 42 U.S.C. § 1983 provides:
Every person who, under color of any
Statute, ordinance, regulation, custom, or usage of
any State or Territory, subjects, or causes to be
subjected, any citizen of the United States or other
person within the jurisdiction thereof to the depri-
vation of any rights, privileges, or immunities
secured by the Constitution and laws, shall be
liable to the party injured in an action at law, suit
in equity, or other proper proceeding for redress.
2/ Only, Hicks v. Brown Group, Inc., 902 F.2d 630 (8th
Cir.1990) vacated, __—==—S»s US. __, 111 S.Ct. 1299, 113
L.Ed.2d 234 (1991), has extended Carey beyond the realm
of 42 U.S.C. § 1983 by holding that nominal damages are
mandatory upon the finding of racial discrimination in the
making and enforcement of contracts in violation of 42
U.S.C. § 1981. However, the validity of Hicks is question-
able. Hicks was vacated and remanded in light of the
Eighth Circuit’s en banc opinion in Taggart v. Jefferson
County Child Support Enforcement, 935 F.2d 947 (8th
Cir.1991). Taggart overruled Hicks on the issue of whether
(continued...)
A-10
Because we find that the reasoning in Carey applies only
to violations of constitutional magnitude, we decline Walker’s
invitation to extend the rationale of Carey to Title VII cases and
atfirm the district court’s denial of Walker’s post-trial motion for
nominal damages.
c.
Finally, we come to the crux of Walker’s appeal-attorneys’
fees. While an award of nominal damages, an injunction or a
declaratory judgment would make the prospect of obtaining
attorneys’ fees much easier, Walker argues that even without
these badges of victory she is a "prevailing party" under 42 U.S.C.
§ 2000e-5(k)22/ and entitled to attorneys’ fees.
42 U.S.C. § 2000e-55(k) provides, in relevant party, "{i]n
any action or proceeding under this subchapter the court, in its
discretion, may allow the prevailing party, other than the Commis-
2/(...continued)
a claim for racially discriminatory termination under 42
U.S.C. § 1981 remain actionable after the Supreme
Court’s decision in Patterson v. McLean Credit Union,491
U.S. 164, 109 S.Ct. 2363, 105 L.Ed.2d 132 (1989), thereby
making the Hicks court’s pronouncements on the issue of
nominal damages moot.
10/ Though the parties have cited 42 U.S.C. § 1988 as
the controlling fee shifting provision in this case, 42 U.S.C.
§ 2000e-5(k) is the appropriate fee shifting provision in
Title VII actions. This distinction is a technical one,
however, as Congress intended the standards for awarding
fees under these two Statutes to be the same. See S.Rep.
No. 1011, 94th Cong., 2d Sess. 3-4, reprinted in 1976
U.S.Code Cong. & Admin.News 5908, 5912. See also
Cofield v. City of Atlanta, 648 F.2d 986, 987 n. 3 (Sth Cir.
Unit B 1981) ("The language of section 1988 tracks that ot
section 2000e-5(k).").
'e a
A-11
sion or the United States, a reasonable attorney’s fee as part of
the costs." (Emphasis added). In Texas Teachers Association v.
Garland Independent School District, 489 U.S. 782, 109 S.Ct. 1486,
103 L.Ed.2d 866 (1989), the Supreme Court, in a unanimous
opinion, found improper the Fifth and Eleventh Circuits’ use of
the "central issue” test to determine prevailing party status."
In its place, the Court established the standard for identifying
prevailing parties:
If the plaintiff has succeeded on “any significant issue in
litigation which achieve[d] some of the benefit the parties
sought in bringing suit," the plaintiff has crossed the
threshold to a fee award of some kind. . . The touchstone
of the prevailing party inquiry must be the material
alteration of the legal relationship of the parties in a
manner which Congress sought to promote in the fee
statute.
Id. at 791-93, 109 S.Ct. at 1493-94 (quoting Nadeau v. Helgemoe,
581 F.2d 275, 278-79 (1st Cir.1978)).
Walker claims. that the jury verdict materially alters the
legal relationship between the parties in the same fashion as an
injunction or declaratory judgment. But Walker fails to success-
fully distinguish Hewitt v. Helms, 482 U.S. 755, 107 S.Ct. 2672, 96
L.Ed.2d 654 (1987) and Rhodes v. Stewart, 488 U.S. 1, 109 S.Ct.
202, 102 L.Ed.2d 1(1988), two Supreme Court cases with similar
fact patterns which reject similar arguments. We find these cases
controlling.
In Hewitt, a plaintiff was denied attorneys’ fees, despite a
finding by the Third Circuit that his due process rights had been
violated. Hewitt, 482 U.S. at 757-59, 107 S.Ct. at 2074-75. The
11/ Under the central issue test, the plaintiff must
achieve the primary relief sought in order to be deemed
a "prevailing party." It is not enough to win on an impor-
tant side issue. See Martin v. Heckler, 773 F.2d 1145, 1149
(11th Cir.1985) (en banc).
A-12
plaintiff, a prisoner in the Pennsylvania state prison system, sued
prison officials for placing him in disciplinary confinement
without due process of law. The district court dismissed the case
in a summary judgment motion. On appeal, the Third Circuit
reversed, finding that there had, indeed, been a violation of due
process. The case was remanded to the district court with
instructions to award the plaintiff damages unless the defendants
were able to assert an immunity defense. Finding such a defense,
the district court again dismissed the case in a motion for
summary judgment and in a later ruling denied the plaintiff
attorneys’ fees. With regard to the denial of attorney’s fees, the
Third Circuit reversed. Equating its inittal finding of a due
process violation with a declaratory judgment, the Third Circuit
held that the plaintiff was a "prevailing party" under 42 U.S.C.
§ 1988 and entitled to an award of attorney’s fees. The Supreme
Court rejected the Third Circuit’s rationale and reversed, holding:
In all civil litigation, the judicial decree is not the end but
the means. At the end of the rainbow lies not a judgment,
but some action (or cessation of action) by the defendant
that the judgment produces-the payment of damages, or
some specific performance, or the termination of some
conduct. Redress is sought through the court, but from the
defendant. This is no less true of a declaratory judgment
suit than of any other action. The real value of the
judicial pronouncement—what makes it a proper judicial
resolution of a "case or controversy" rather than an
advisory opinion—is the settling of some dispute which
affects the behavior of the defendant towards the plaintiff.
Hewitt, 482 U.S. at 761, 107 S.Ct. at 2676.
Walker argues that Hewitt is not controlling because,
unlike the plaintiff in Hewitt, she has achieved much more than
a hollow pronouncement on a matter of law. Walker points out
that she won a favorable jury determination on the ultimate
factual issue in the case and that this determination was an
important part of "settling the score" with her employer. The jury
finding of sexual harassment, she contends, has forever changed
A-13
the legal relationship between the parties by foreclosing the
defendant’s denial of such sexual harassment.
While we find this argument appealing, it simply does not
conform to the basic premise of Hewitt. With regards to the
plaintiff in Hewitt, the Court noted that, "[t]he only ’relief he
received was the moral satisfaction of knowing that a federal
court concluded that his rights had been violated." Hewitt, 482
U.S. at 762, 107 S.Ct. at 2676. Walker received nothing more.
The jury’s finding of sexual harassment no more altered the legal
relationship between the parties than the Third Circuit’s finding
of a due process violation in Hewitt. And, just as the Third
Circuit’s finding was an important first step on the road to
obtaining relief and "affect[ing] the behavior of the defendant
towards the plaintiff," id. at 761, 107 S.Ct. at 2676, so too is the
jury’s finding of sexual harassment an important first step for
Walker. But, as Hewitt suggests, such a finding, without more,
will not ordain a litigant the prevailing party.
The Supreme Court’s decision in Rhodes v. Stewart, 488
U.s. 1, 109 S.Ct. 202, 102 L.Ed.2d 1 (1988), reinforces our
holding today. In Rhodes, two plaintiffs obtained a declaratory
judgment for violations of their First Amendment rights as
prisoners in a state corrections facility. Prior to the court’s
announcement of declaratory relief, however, one of the plaintiffs
was released from prison and the other died. The Supreme
Court held that the declaratory judgment could not, under those
circumstances, affect the legal relationship between the parties.
The plaintiffs’ victory was moot despite the fact that they were
awarded a declaratory judgment. As the Court noted, "[a]
declaratory judgment... is no different from any other judg-
ment. It will constitute relief... if, and only if, it affects the
behavior of the defendant toward the plaintiff." Rhodes, 488 U.S.
at 4, 109 S.Ct. at 203.
While the jury’s finding of sexual harassment in this case
is not moot as it concerns Walker, Walker did not attain even a
declaratory judgment as did the plaintiffs in Rhodes. Instead,
Walker’s only claim to the spoils of victory is a jury finding of
A-14
sexual harassment. "That is not the stuff of which legal victories
are made." Hewitt, 482 U.S. at 760, 107 S.Ct. at 2675. Therefore,
in accordance with Hewitt and Rhodes, we hold that to be a
prevailing party for purposes of 42 U.S.C. § 2000e-5(k), requires
the attainment of something more tangible than a jury finding of
sexual harassment. The district court did not err in denying
Walker’s request for attorney’s fees.
III. CONCLUSION
For the foregoing reasons, we AFFIRM the district court’s
denial of Walker’s posttriai motions for declaratory and injunctive
relief, nominal damages, and attorneys’ fees.
APPENDIX B
Court of Appeals
Denial of Rehearing
January 9, 1992
B-1
APPENDIX B
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
ANN WALKER,
Plaintiff-Appellant,
versus
ANDERSON ELECTRICAL CONNECTORS,
a Subsidiary of Square D Company,
On Appeal from the
United States District Court for the
Northern District of Alabama
N R REHEARING AND SUGGESTION |
H NG EN BAN
Before: FAY and COX, Circuit Judges, and MORGAN, Senior
Circuit Judge.
PER CURIAM:
The Petition(s) for Rehearing are DENIED and no
member of this panel nor other Judge in regular active service on
the Court having requested that the Court be polled on rehearing
en banc (Rule 35, Federal Rules of Appellate Procedure;
Eleventh Circuit Rule 35-5), the Suggestion(s) of Rehearing En
Banc are DENIED.
APPENDIX C
District Court Opinion
and
Judgment
July 9, 1990
742 F.Supp. 591
eben &
|
|
)
|
|
C-1
APPENDIX C
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
MIDDLE DIVISION
ANN WALKER, )
)
Plaintiff ) ;
) CIVIL ACTION NO.
VS. )
) 89-AR-1482-M
ANDERSON ELECTRICAL )
CONNECTORS, ET AL., )
)
Defendants )
FINAL JUDGMENT
Pursuant to the jury’s answers to special interrogatories
and in accordance with the memorandum opinion which accom-
panies this final judgment, it is ORDERED as follows:
l. Plaintiff, Ann Walker, shall have and recover
nothing of defendants, or either of them. All relief, whether
requested by plaintiff in the pretrial order or in plaintiff's motion
filed on June 28, 1990, after the jury verdict, is DENIED.
(A As against defendant, Local 2601, International
Associated Machinists & Aerospace Workers, the costs are taxed
against plaintiff.
a As against defendant, Anderson Electrical Connec-
tors (Square D), the parties shall bear their own respective costs.
DONE this 9th day of July, 1990.
/s/ William M. Acker, Jr.
WILLIAM M. ACKER, JR.
UNITED STATES DISTRICT JUDGE
C-2
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
MIDDLE DIVISION
ANN WALKER, )
)
Piaintiff )
) CIVIL ACTION NO.
VS. )
) 89-AR-1482-M
ANDERSON ELECTRICAL )
CONNECTORS, ET AL., )
)
Defendants )
MEMORANDUM OPINION —
Plaintiff, Ann Walker, was permitted, in response to the
jury verdict of June 19, 1990, to suggest to the court by special
motion what judgment should be entered on that verdict. The
pretrial posture of the case is set out in Walker v. Anderson
Electrical Connectors, 736 F. Supp. 253 (N.D. Ala. 19901), and
need not be repeated.
At this juncture, defendant-employer, Anderson Electrical
Connectors, is understandably no longer complaining about the
jury trial of a Title VII case (at least not in this case). This court,
nevertheless, cannot resist a short addendum to its series of
opinions holding that the parties to a Title VII case are entitled,
upon demand, to trial by jury on the money issues, including the
"back pay” issue, which many courts have described as a form of
equitable relief thereby avoiding the Seventh Amendment issue.
On April 10, 1990, a district court in Montana held: "Congress, in
enacting the ADEA, did not abrogate the states’ eleventh
amendment immunity from suit in federal court and, consequent-
ly, the eleventh amendment precludes an award of back pay
against a state thereunder." Black v. Goodman, 736 F. Supp.
C-3
1042, __ (D. Mont. 1990). It is, of course, a well understood
principle that the Eleventh Amendment provides states immunity
from claims for legal relief but not from appropriate equitable
relief. By finding the State of Montana immune from a claim for
"back pay," the court was necessarily finding that "pack pay"
constitutes a legal remedy. It would be an impermissible anomaly
for "back pay" to be a legal remedy under the ADEA but an
equitable remedy under Title VII. If "back pay" is a legal
remedy, the Seventh Amendment clearly controls who shall make
the factual determinations.
After this case was submitted to the jury which Walker had
demanded over defendants’ strenuous objection, the jury an-
swered special interrogatories as follows:
i Did defendant, Anderson Electrical
Conne ors (Square D), commit any act or acts of
sexual harassment against plaintiff, Ann Walker, in
violation of Title VII of the Civil Rights Act of
1964 at any time less than 180 days before plaintiff
filed her complaint with the Equal Employment
Opportunity Commission on February 28, 1989?
YES _X NO
- ONLY if the jury has answered
"YES" to Question No. I, did the said sexual
harassment proximately cause plaintiff to lose any
time from work?
YES NO _X
aS ONLY if the jury has answered
"YES" to Question No. 1 and "YES" to Question
No. 2, state the amount of wages, if any, which
plaintiff has proven by a preponderance of the
evidence that she lost as a proximate result of
defendant Anderson Electric Connectors’ said
conduct violating the Civil Rights Act.
$
a
C-4
4, Did defendant, Local 2601, Interna-
tional Association of Machinists & Aerospace
Workers, commit any act or acts of sexual harass-
ment against plaintiff, Ann Walker, in violation of
Title VII of the Civil Rights Act of 1964 at any
time less than 180 days before plaintiff filed her
complaint with the Equal Employment Opportunity
Commission on February 28, 1989?
YES NO _X
a ONLY if the jury has answered
"YES" to Question No. 4, did the said sexual
harassment proximately cause plaintiff to lose any
time from work?
YES NO
6. ONLY if the jury has answered
"YES" to Question No. 4 and "YES" to Question
No. 5, state the amount of wages, if any, which
plaintiff has proven by a preponderance of the
evidence that she lost as a proximate result of
defendant, Local 2601, International Association of
Machinists & Aerospace Workers’, said conduct
violating the Civil Rights Act.
$
7. Did defendant, Anderson Electric
Connectors (Square D), invade the privacy of
plainutf, Ann Walker?
YES _X NO
8. ONLY if the jury has answered
"YES" to Question No. 7, did the said invasion of
plaintiffs privacy proximately cause plaintiff any
injury?
YES NO _xX
C-5
9. ONLY if the jury has answered
"YES" to Question No. 7 and "YES" to Question
No. 8, state the amount of compensatory damages,
if any, which plaintiff has proven by a preponder-
ance of the evidence that she sustained as a proxi-
mate result of said defendant’s invasion of plain-
tiffs privacy (giving said defendant credit for any
lost wages which may have been awarded by the
jury in answer to Question No. 3, that is, if the jury
finds the said lost wages to have been proximately
caused both by invasion of privacy and by sexual
harassment).
$
10. ONLY if the jury has answered
"YES" to Question No. 8 and ONLY if the jury
finds that plaintiff, Ann Walker, has proven by
clear and convincing evidence that defendant
Anderson Electrical Connectors consciously or
deliberately engaged in oppression, fraud, wanton-
ness, or malice with regard to the plaintiff, state
the amount of punitive damages to be assessed
against defendant, Anderson Electrical Connectors,
for the purpose of punishing it and deterring
similar future acts of invasions of privacy.
$
Neither Walker’s complaint nor her statement-of-position
in the pretrial order indicated any intention by her to seek any
form of relief except monetary damages and attorney’s fees.
There was no request for reinstatement or for any kind of
declaratory, injunctive or other equitable relief. This fact(made
it easier than it otherwise would have been for this court to grant
plaintiff's demand for a jury trial. Certainly, the absence of any
prayer for equitable relief subtracted somewhat from defendants’
arguments against trial by jury.
C-6
The court did not give any instruction to the jury on
"nominal damages." There was no such charge requested by
Walker and no exception taken to the court’s failure to charge on
“nominal damages" as an alternative form of compensation.
In her post-verdict motion, Walker asks this court to award
her nominal damages, to grant her declaratory and injunctive
relief, including a declaration that she is the prevailing party, and
to grant her attorney’s fees under 42 U.S.C. § 1988.
Under any view of the jury responses, it is obvious that
Walker did not prevail against the union defendant, Local 2601,
International Association of Machinists & Aerospace Workers.
Therefore, Local 2601 is, without question, entitled to a final
judgment in its favor.
As to defendant-employer, Anderson Electrical, the jury
found that it had committed one or mors acts of sexual harass-
ment against Walker in violation of Title VII of the Civil Rights
Act of 1964, but the jury also found that Walker suffered no lost
time from work, and thus no monetary loss as a proximate result
of the said harassment. With respect to Walker’s pendent state
claim for invasion of privacy, the jury similarly found that
Anderson Electrical’s invasion of Walker’s privacy caused Walker
no injury.
It is tempting to speculate about the jury’s rationale. From
the evidence, it theoretically could be that the jury found only
one act of sexual harassment by the former Anderson Electrical
supervisor, who, incidentally, was a prominent witness for Walker.
This could logically explain the finding of harassment without
injury. It is also theoretically possible that the jury found that
Walker provoked undue male familiarity and thus proximately
caused her own injury, if any. It alternatively could be that the
jury found that Walker’s psychological condition and resulting
hospitalization was feigned, or was the product of drug abuse, or
was the product of childhood psychological trauma and was not
the proximate consequence of any harassment in the work place.
These are, of course, mere speculations, which, though perhaps
justified by the evidence, cannot be used as an excuse for
C7
substituting the court’s judgment for that of the jury. The entire
purpose of the Seventh Amendment, a purpose which this court
subscribes to as much as the framers subscribed to it, if applied
in Title VII cases as this court has done, and believes must be
done, would be lost if the court allowed itself to second-guess the
jury. This court does not know, and will not state, what it would
have done had this been a bench trial and had it been called
upon to evaluate the various witnesses for their credibility. With
the jury sitting in the box as mandated by the Seventh Amend-
ment, this court deliberately left the weighing of the evidence to
the jurors.
Walker argues that this court’s discretionary powers under
Title VI include the right to develop appropriate relief beyond
what the jury gave. Walker argues that the court is required
under these precise circumstances to award at least nominal
damages in recognition of Walker’s success on the liability
question. Walker’s argument is flawed in several respects, and all
of the flaws are occasioned by two facts: (1) that this was a jury
trial, and (2) that Walker never requested nominal damages as an
alternative form of relief. By failing to take exception to the jury
charge which did not mention nominal damages, Walker gave up
that option. Also, insofar as Walker's request for nominal
damages is concerned, even nominal damages, if they are to be
awarded, must be the proximate consequence of the wrongful act
complained of, and the jury in this case rejected any such causal
connection. It was undisputed that Walker has been off work and
lost wages. This necessarily means that the jury found against her
on the issue of proximate cause. Furthermore, Walker cites no
authority for the right of a court to award nominal damages after
a jury has found no damage whatsoever. A helpful and very
recent indication that Walker’s would-be proposition is erroneous
is contained in Hattaway v. McMillian, __ F.2d ___ (11th Cir.
1990), decided on June 25, 1990. There the Eleventh Circuit
said:
[W]e note that a long line of consistent decisions of
the United States Supreme Court forbid the plain-
tiff from accepting a remittur--even under protest--
Ce
ij
C-8
and then appealing the order granting the remittur.
See Donovan v. Penn Shipping Co., 429 U.S. 648,
649-50, 97 S.Ct. 835, 836-37, 51 L.Ed.2d 112 (19771
(per curiam) (noting cases). This principle applies
as a matter of federal procedure in "either a state
or federal cause of action." Id. at 650, 97 S.Ct. at
837. Finally, we note that there are no federal
cases applying these principles to an additur order.
Of course, the paucity of federal precedent is not
surprising given the fact that the order of an additur
by a federal court violates the seventh amendment
right to a jury trial in civil cases. Dimick v. Schiedt,
293 U.S. 474, 486-88, 55 S.Ct. 296, 79 L.Ed. 603
(1935); Hawkes v. Ayers, 537 F.2d 836, 837 (Sth Cir.
1976).
Slip opinion. p. 3290 (footnote omitted) (emphasis supplied).
The Hattawuy court agrees with this court that a jury’s verdict
precludes the possibility of adding any money to the verdict,
whether a million dollars or a dollar.
Rule 16(e), F.R.Civ.P., forever locked the door against
Walker as to relief beyond the relief she claimed in the pretrial
order. Walker chose her strategy, forcing Anderson Electric to
choose its strategy. It would be disingenuous of any court to find
at this late date that this pretrial order can be modified post-trial
in order to "prevent manifest injustice." See Rule 16(e). It would
be manifestly unjust for the court to grant relief which Walker did
not seek and which the jury did not give.
Walker, even now, conspicuously does not ask for the
equitable remedies of restitution or so-called "front pay." If this
is not because she did not ask for any such relief in the pre-trial
order, it is because Anderson Electrical is prepared to take her
back as soon as she is released by her doctor for work. She never
claimed that she was constructively discharged.
Assuming arguendo that this court could assume the power
to enjoin Anderson Electrical not to commit future acts of sexual
harassment against females, this court would decline to do so,
C-9
believing: (1) that in an individual’s case (as contrasted with a
class action), any injunctive relief should be limited to the
individual plaintiff; (2) that Anderson Electrical has already rid
itself of the highest profile sexual harasser, Walker’s own witness;
(3) that Anderson Electrical’s written policy against sexual
harassment contains basically the same provisions which an
injunction would contain; (4) that Title VII itself, bolstered by the
jury finding in this case, provides an adequate warning to
Anderson Electrical and a sufficient guarantee against future
sexual harassment; and (5) that the future monitoring of an
injunction in a non-class-action case would be impossible at worst
and unduly burdensome at best.
This court is hesitant to mention an issue not raised by
either party. The court mentions it, nevertheless, for what effect
it may have. During the trial, it became apparent for the first
time, at least to the court, that Walker was adjudicated bankrupt
under Chapter 7 after any claim or cause of action presented by
Walker in this case had accrued. Her claims against Anderson
Electrical and Local 2601 were not listed on her bankruptcy
schedules. They should have been so listed, because all of her
claims for money or property became the property of her
bankruptcy estate. After bankruptcy, she personally would have
had no standing to pursue these particular claims, or any other
claim accruing pre-bankruptcy. See Harms v. St. Louis University,
53 F.E.P.C. 643, 58 U.S.L.W. 2634 (E.D. Mo. 1990), and cases
cited therein. In the instant case, the fact that Walker has been
discharged in bankruptcy and that her trustee-in-bankruptcy, on
behalf of her creditors, abandoned all unmarshalled assets, may
repair the jurisdictional damage. If Walker’s trustee OF a
sophisticated creditor had known of her great expectations from
this case, as testified to by some of the witnesses, they would have
been ecstatic. As of now, any complaint by Walker's trustee or
by a creditor would be quixotic.
Lastly, the court notes that Walker does not ask for a new
trial. By noting this fact, the court does not mean to suggest that
4 new trial would be granted if Walker should now invoke Rule
59, F.R.Civ.P.
C-10
A separate final judgment will be entered.
DONE this 9th day of July, 1990.
/s/ William M. Acker, Jr.
WILLIAM M. ACKER, JR.
UNITED STATES DISTRICT JUDGE
APPENDIX D
District Court Opinion
August 6, 1990
and
Addendum
August 10, 1990
742 F.Supp. 596
EE
74
D-|
APPENDIX D
. IN THE UNITED STATES@BISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
MIDDLE DIVISIO°
ANN WALKER,
Plaintiff
CIVIL ACTION NO.
)
VS. )
89-AR-1482-M
ANDERSON ELECTRICAL )
CONNECTORS, ET AL., )
)
)
Defendants
MEMORANDUM OPINION
Plaintiff, Ann Walker, has moved for reconsideration and
alteration of the final judgment entered against her on July 9,
1990. She has alternatively moved for a new trial limited to the
question of the amount of damages to be assessed against
defendant, Anderson Electrical Connectors. Neither motion
attacks the judgment entered on the verdict rendered in favor of
the other defendant, Local 2601, International Association of
Machinists and Aerospace Workers.
Walker repeats her earlier post-verdict insistence that she
be awarded nominal damages by the court. She also argues that
her action achieved significant changes in her employer’s policies
regarding the work environment, justifying her being deemed the
prevailing party for purposes of 42 U.S.C. § 1988. After rethink-
ing these questions, the court finds no reason to alter the
conclusions it reached on July 9, 1990.
D-2
[. Nominal Damages Are Not Available to Vindicate a Jury-
Tried Claim for Sexual Harassment.
For the imposition of nominal damages, plaintiff relies
upon Carey v. Piphus, 435 U.S. 247, 98 S.Ct. 1042 (1978), which
stands for the proposition that the violation of certain absolute
rights may entitle a plaintiff to nominal damages even without
proof of actual damage. In Carey, the Supreme Court found that
"procedural due process" was such an absolute right. The first
noticeable difference between Carey and Walker’s case is that
"due process" and "sexual harassment" are like apples and
oranges. It is hard to argue that freedom from sexual harassment
is an absolute constitutional right. Another very significant
difference between Carey and Walker’s case is that Walker was
tried to a jury empaneled on plaintiffs demand. That jury
expressly found that defendant’s conduct did not proximately
cause plaintiff any damage. In other words, Walker attempted to
prove actual damage as a proximate result of sexual harassment
and failed. In Carey no evidence of damage was even offered by
the plaintiff, who instead chose to rely upon the pure principle of
vindication for which nominal damages might be awarded. In
Carey, the Supreme Court quoted the trial court as follows:
"Plaintiffs put no evidence in the record to
qualify their damages, and the record is completely
devoid of any evidence which could even form the
basis of a speculative inference measuring the
extent of their injuries. Plaintiffs’ claims for dam-
ages therefore fail for complete lack of proof."
98 S.Ct. at 1046.
The failure of the plaintiff in Carey to prove actual damages was
thus a deliberate choice, whereas Walker opted for nominal
damages only after having tried and failed to prove actual
damages to the jury. Lastly, the Supreme Court was careful in
Carey to recognize that the award of nominal damages for a
denial of "due process" without any proof of actual damage was
a Narrow exception to the usual rule. The Court recognized such
scence |
D-3
an exception only where there was no "common law analogue."
In Walker’s case, Walker herself sought a state remedy, or
"analogue," when she claimed an invasion of her privacy, an
Alabama tort./ If this court cannot award Walker nominal
damages for an of invasion of privacy, Walker apparently
concedes, the court cannot award Walker nominal damages for
a Title VII violation if the lesson of Carey is applied.
II. New Trial on Issue of Damages Alone Is Prohibited by
Seventh Amendment.
When a jury has fixed the amount of damages, whether at
zero or at a million dollars, the same Seventh Amendment upon
which Walker relied for her jury demand precludes the court
from imposing an additur. In Dimick v. Schiedt, 293 U.S. 474, 55
S.Ct. 296 (1935), the Supreme Court said:
The controlling distinction * *tween the power of
the court and that of the jury is wat the former is the
power to determine the law and the latter to determine
the facts. In dealing with questions like the one now
under consideration, that distinction must be borne
steadily in mind. Where the verdict returned by a jury is
palpably and grossly inadequate or excessive, it should not
be permitted to stand; but, in that event, both parties
remain entitled, as they were entitled in the first instance,
to have a jury properly determine the question of liability
and the extent of the injury by an assessment of damages.
Both are questions of fact. Where the verdict is excessive,
the practice of substituting a remission of the excess for a
new trial is not without plausible support in the view that
what remains is included in the verdict along with the
unlawful excess--in that sense that it has been found by the
1/ The jury, consistent with its response to Walker’s
Title VII claim, found Anderson Electrical technically
guilty but also found that Walker had not sustained any
damage as a proximate consequence.
D-4
jury--and that the remittitur has the effect of merely
lopping off an excrescence. But where the verdict is too
small, an increase by the court is a bald addition of
something which in no sense can be said to be included in
the verdict. When, therefore, the trial court here found
that the damages awarded by the jury were so inadequate
as to entitle plaintiff to a new trial, how can it be held,
with any semblance of reason, that that court, with the
consent of the defendant only, may, by assessing an
additional amount of damages, bring the constitutional
right of the plaintiff to a jury trial to an end in respect of
a matter of fact which no jury has ever passed upon either
explicitly or by implication? To so hold is obviously to
compel the plaintiff to forego his constitutional right to
the verdict of a jury and accept "an assessment partly
made by a jury which has acted improperly, and partly by
a tribunal which has no power to assess."
It is said that the common law is susceptible of
growth and adaptation to new circumstances and situa-
tions, and that the courts have power to declare and
effectuate what is the present rule in respect of a given
subject without regard to the old rule; and some attempt
is made to apply that principle here. The common law is
not immutable, but flexible, and upon its own principles
adapts itself to varying conditions. Funk v. United States,
290 U.S. 371. But here, we are dealing with a constitu-
tional provision which has in effect adopted the rules of
the common law, in respect of trial by jury, as these rules
existed in 1791. To effectuate any change in these rules
is not to deal with the common law, common law, but to
alter the Constitution. The distinction is fundamental, and
has been clearly pointed out by Judge Cooley in 1 Const.
Limitations, 8th ed., 124.
It is worthy of note that while for more than a
century the federal courts have followed the approved
practice of conditioning the allowance of a new trial on
the consent of plaintiff to remit excessive damages, no
Bie
D-5
federal court, so far as we can discover, has ever under-
taken similarly to increase the damages, although there are
numerous cases where motions for new trial have been
made and granted on the ground that the verdict was
inadequate.
293 U.S. at pp. 486-487 (emphasis supplied).
While Dimick proves that this court was correct in granting
plaintiff a jury trial, its help to plaintiff comes to an end at that
point. Why? Because Walker does not ask for a complete new
trial. She only asks alternatively for a new trial on the issue of
damages. Even if she had asked for a new trial on all issues, the
court would be unable to find that the damage award of zero was
so inadequate as to call for a complete new trial, because this
jury found that there was no injury whatsoever traceable to any
wrong committed by Anderson Electrical. The jury quite clearly
found against Walker on the issue of proximate causation. This
is dissimilar to a hypothetical case in which a jury finds miscon-
duct by a defendant proximately causing plaintiff indisputably
serious injury, including $10,000.00 in medical expenses, but
renders a $100.00 verdict. If such were the case here, a complete
new trial might be in order, but additur would not be proper
because, as Dimick says, additur would violate the Seventh
Amendment.
Although not cited by Walker, this court has found and
has considered Hicks v. Brown Group, Inc., 902 F.2d 630 (8th Cir.
1990). Even if the Eighth Circuit is correct in Hicks, its opinion
there is easily distinguishable. There, the district court added
$1.00 in nominal damages only after a jury had awarded
$10,000.00 in punitive damages without awarding any actual
damages. The jury had been instructed on punitive damages but,
for aught appearing, had not been instructed on the necessity of
awarding at least nominal damages as a prerequisite to punitive
damages. In Walker’s case, there was no possibility of punitive
damages being awarded against Anderson Electrical under her
Title VII claim. More importantly, this court seriously doubts the
correctness of Hicks, in which there was a strong dissent. The
D-6
Eighth Circuit seems to want to overrule the Supreme Court’s
Patterson v. McLean Credit Union, _ U.S. ____, 109 S.Ct. 2363
(1989). This court agrees with the dissent in Hicks that Patterson
precluded that particular action brought under 42 U.S.C. § 1981.
If this court and the dissenter in Hicks are correct, the pro-
nouncements by the Eighth Circuit on an additur of nominal
damages becomes moot. Other courts promptly declined to
follow Hicks. See Kozam v. Emerson Elec. Co., ____ F. Supp.
___, 1990 WL 75655 (N.D. Miss. 1990); McKnight v. Gen. Motors
Corp., __ F.2d ___, 1990 WL 89739 (7th Cir. 1990).
III. Walker is Not a Prevailing Party Under 42 U.S.C. § 1988.
Walker is asking this court to reach conclusions beyond
the issues presented and not justified by the evidence. Walker
sought no injunctive relief, and there was no credible evidence
that any change in procedure or rule by Anderson Electrical was
the proximate result of Walker having brought suit.” The issue of
entitlement under 42 U.S.C. § 1988 has been fully addressed in
the opinion of July 9, 1990.
CONCLUSION
For the reasons stated above, as well as for the reasons
expressed in the memorandum opinion of July 9, 1990, plaintiff's
post-judgment motions will be denied.
DONE this 6th day of August, 1990.
/s/ William M, Acker, Jr.
WILLIAM M. ACKER, JR.
UNITED STATES DISTRICT JUDGE
D-7
IN ‘THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
MIDDLE DIVISION
ANN WALKER, )
)
Plaintiff )
) CIVIL ACTION NO.
VS. )
) 89-AR-1482-M
ANDERSON ELECTRICAL )
CONNECTORS, ET AL., )
)
Defendants )
ADDENDUM TO MEMORANDUM OPINION
After the memorandum opinion of August 6, 1990, was
entered, it was brought to the court’s attention that in refusing to
award nominal damages, the court never mentioned the fact that
the only relief ever sought by Ann Walker was lost wages.
Special interrogatory No. 2 addressed to the jury asked "did the
said sexual harassment [found in response to interrogatory No. 1]
proximately cause plaintiff to lose any time from work?" Walker
did not object to the form of this question. Her failure to object
is understandable, because her evidence was designed to persuade
the jury that her absence from the work place was occasioned by
the sexual harassment which had caused her to have to undergo
treatment for depression. The jury answered "No."
There was a super-abundance of evidence upon which the
jury could find, as it did, the Walker’s departure on sick leave was
unrelated to an sexual harassment which may have occurred in
the work place. If the court should now give Walker a dollar, the
dollar would logically have to represent "lost wages." Such an
additur would contradict the express jury finding that Walker lost
no wages as a consequence of any employer misconduct. Such an
D-8
additur would be an obvious and egregious invasion of the
province of the jury, something which this court, believing as it
does in the Seventh Amendment, cannot do.
DONE this 10th day of August, 1990.
/s/ William M. Acker, Jr.
WILLIAM M. ACKER, JR.
UNITED STATES DISTRICT JUDGE
APPENDIX E
District Court Order
August 16, 1990
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E-1
APPENDIX E
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
MIDDLE DIVISION
ANN WALKER, )
)
Plaintiff )
) CIVIL ACTION NO.
VS. )
) 89-AR-1482-M
ANDERSON ELECTRICAL )
CONNECTORS, ET AL., )
)
Defendants )
ORDER
Plaintiff, Ann Walker, has filed a motion for attorney’s
fees and expenses pursuant to Local Rule 11. For the reasons
stated in the memorandum opinions of July 9, 1990, August 6,
1990, and August 10, 1990, and for the further reason that the
motion is not accompanied with any proof, the motion is
DENIED.
DONE this 16th day of August, 1990.
Willi
WILLIAM M. ACKER, JR.
UNITED STATES DISTRICT JUDGE
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