Opposition Brief — Texas v. Hopwood
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Supreme Qeurt, US.
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No. 00-1609 i _ as ane
IN THE
Supreme Court of the Hnited States
STATE OF TEXAS, et al.,
Petitioners,
Vv.
CHERYL J. HOPWOOD, et al.,
Respondents.
On Petition For A Writ Of Certiorari
To The United States Court of Appeals
For The Fifth Circuit
BRIEF FOR CHERYL J. HOPWOOD AND
DOUGLAS W. CARVELL IN OPPOSITION
DOUGLAS R. Cox
Counsel of Record
MICHAEL E. ROSMAN DANIEL W. NELSON
CENTER FOR INDIVIDUAL DAVID B. SALMONS
RIGHTS JEFFREY A. WADSWORTH
1233 Twentieth Street, N.W. GIBSON, DUNN & CRUTCHER LLP
Suite 300 1050 Connecticut Avenue, N.W.
Washington, D.C. 20062 Washington, D.C. 20036
(202) 833-8400 (202) 955-8500
Counsel for Respondents
Hopwood and Carvell
QUESTIONS PRESENTED
1. Whether the University of Texas School of
Law’s 1992 admissions policy, in which it discriminated
on the basis of race, was nevertheless justified in order
to remedy the effects of past societal discrimination in
the State of Texas or to achieve racial diversity.
2.a. Whether the Fifth Circuit’s 1996 holding in this
case is now appropriate for review in this Court; and
2.b. Whether the district court’s award of attorneys’
fees was reasonable in light of the Fifth Circuit’s 1996
decision.
li
TABLE OF CONTENTS
QUESTIONS PREBOe ree cscisinsnsinicstcednaisasnianeidetnisteiie i
TABLE GF COG ERG E op siniicssiincccsimeetnnesennincailinesiiapianss ii
TABLE OF AUTHOR TEES issessssscteccocescesssonsesssecnetees iv
IN TRODIUC TIGIN cuisnsnassncskatsonthncscieniuagsiiaiinaieasatenseniden l
STA TEEDMEINY .:snnirscisinsssneieesaniaseiaienieanamiiiaamaniaieamasmaiiiin 2
A. The Unconstitutionality Of The Law
School’s 1992 Admissions Policy.................0++ 2
B. Procondiiaggs Tab ocsnississasessecssmnsoseventecnsssmuctes 4
OQ WOO A .xcnsnssssssaniasensnppeseemmnainioninaanmaainetins 4
Hag U0 ..ccisnsssssexsrinnsiintneeitiinannaanainnaaiatin 5
This Court’s 1996 Denial of Certiorari ............. 6
Flap BB ..uiessssassarsinnviasissemmmninenenaneniaaninatns 6
Hopwood EIT ....1.:s0:.sssssssssnsacensessenbeonsensassseseneieees 7
REASONS FOR DENYING THE WRIT ............ccc0ee000 8
A. This Case Is Less Appropriate For
Review Today Than It Was Five Years
ABO ...000<ssesnnsesensaatansiadansnassoqneonemmeeanenieonenseesesasie 8
B. The Decision Below Does Not Conflict
With Any Of This Court’s Decisions.............. 13
1. The Court Of Appeals Was Faithful
To The Holding In Bakke .............ss0esse00 13
2. The Court Of Appeals Properly
Applied This Court’s Precedents To
Conclude That The Law School’s
Admissions Policy Was Not A
Constitutional Means Of Remedying
Past Discrimination. ................sccssesceseesesees 18
TABLE OF CONTENTS
(Continued)
C. There Is Nothing Peculiar About The
Holdings Of Hopwood II Or Hopwood III
That Requires Further Review ...............+++
1. Hopwood II Was Never Improperly
“Insulated” From Further Review ........
2. Respondents’ Receipt Of Attorneys’
Fees Was Entirely Justified And Is
Not A Basis To Support This Court’s
SII 01 <sditaienctinsitpalinabiaeneiacbaiainiahintiiod
COINCLIU SION ...220cccccecccoccscccscccscccccccssccsssscecssoossoeseoes
iv
TABLE OF AUTHORITIES
CASES - Page(s)
Adarand Constructors, Inc. v. Pena, 515 U.S.
EE siieiicssisipinsititiiiananaiidenlinpiiasiiasiainiacaiias 16, 17, 20
Arizonans for Official English v. Arizona, 520
a Ce I I ielieentchats sciatica isidalelsbenieiniai 25
Brewer v. West Irondequoit Cent. Sch. Dist., 212
Ses Re as AUNT daadiatisnsnicieanih asceansbecncinsuniniiinatinishndies 21
Carson v. American Brands, Inc., 450 U.S. 79
CIID wianseaischiaitiasichialenitcitcnitasi Saadaapieiblacatintbakintineisanaiaiia 11
City News & Novelty, Inc. v. City of Waukesha,
Se ee GR. Fae CED ricceniestesihinicnnepintneninntiinienas 24, 25
City of Erie v. Pap’s A.M., 529 U.S. 277 (2000)............ 24, 25
City of Richmond v. J.A. Croson Co., 488 U.S.
INT cnciisisicecisinenteatcediiaicaiaadeesidaainiibigiinniduiataneiil passiin
Eisenberg v. Montgomery County Pub. Sch., 197
F.3d 123 (4th Cir. 1999), cert. denied, 529
Ris. TUNE” GUI iccieeisinnnsethchnicteshiitdtnaicesieibasainincisntaatiniemcinesigs 15
Farrar v. Hobby, 506 U.S. 103 (1992)............eccseceseeseee 27, 28
Fullilove v. Klutznick, 448 U.S. 448 (1980)...............:eeseees 17
Gratz v. Bollinger, 122 F. Supp. 2d 811 (E.D.
SD UNCED sininielndesthgehailicetlispeiiciiieteanionsseisiinihaspinioeh 15,22
Gratz v. Bollinger, 2001 U.S. Dist. LEXIS 4457
CAs SE Fs a ee Bh ciiiciiseentninstiniensincivsiintinninsntonanni 22
Grutter v. Bollinger, 2001 U.S. Dist. LEXIS
3256 (ED. Daioh. Mar. 27, ZOB1)......ccccsscsseressescesscssecssss 22
Hewitt v. Helms, 482 U.S. 755 (1987)..........:ccccccccssceserseeeees 28
Vv
TABLE OF AUTHORITIES—Continued
Page(s)
Hirabayashi v. United States, 320 U.S. 81
CT UED sensisntennacotsecsnsninsiisdasmanaistiniansiissnanesiaddedinisidanasiadaiiiian 17
Metro Broadcasting, Inc. v. FCC, 497 U.S. 547
(1990), overruled by, Adarand Constructors,
Inc. v. Pena, 515 U.S. 200 (1995).......... assntniniaaannalesanion 16
Mt. Healthy City Sch. Dist. Bd. of Educ. v.
Doyle, 429 U.S. 274 (1977).....cccccccscsscsesescercsseesenceeee 26, 27
Regents of the Univ. of California v. Bakke, 438
Ch. Be Coe secissicennsniieadabanisineiaadaiaanaibeinitaiag passim
Quern v. Jordan, 440 U.S. 332 (1979) ........ssccsscssessseeceesees 27
Smith v. Univ. of Washington Law Sch., 233
F.3d 1188 (9th Cir. 2000), petition for cert.
filed, 69 U.S.L-W. 3593 (U.S. Feb. 21, 2001)
CR GIP GED ecsvicinsestessenniaiicascciiivicianilinaiaitahiainiaiianesisiaal 12, 15
Sweatt v. Painter, 339 U.S. 629 (1950)..............sccssccesereeeeees 21
Texas v. Hopwood, 518 U.S. 1033 (1996)...........0-00++ 1, 6, 11
Texas v. Lesage, 528 U.S. 18: (1999).........cc.ccccccssceressesesescses 26
United States v. Fordice, 505 U.S. 717 (1992) ....9, 10, 20, 21
United States v. Munsingwear, Inc., 340 U.S. 36
CETTE sissinscsessitninieiiutinsiiiamieiaioniniphaciaiidiaeieaieaanaiian 25
Wessman v. Gittens, 160 F.3d 790 (1st Cir.
Ue cisecsessichetitebeisi hapa diceaacddtih leila calilaid ciiaa Neate 15
Wooden v. Bd. of Regents of the Univ. System of
Georgia, 2001 U.S. App. LEXIS 7159 (11th
Cae FAIRE BR PO si ecsisenccnitcsacasitansiiniccicheiehiieiliaiiiinetaiaiaiana 26
Wygant v. Jackson Bd. of Educ., 476 U.S. 267
PIED snciciccsnistunindiertsspntinisiianttndmainnnteanind 17, 18, 19, 20, 21
vi
TABLE OF AUTHORITIES—Continued
Page(s)
Statutes
42 U.B.C. § 196 BQD)....ccccccccscccsccoccccscsscsscossescscsssssscssssoosees 27, 28
BRIEF FOR CHERYL J. HOPWOOD AND
DOUGLAS W. CARVELL IN OPPOSITION
Respondents Cheryl J. Hopwood and Douglas W.
Carvell (“respondents”) respectfully submit this brief in
opposition to the petition for a writ of certiorari.
INTRODUCTION
This marks the second time in five years that peti-
tioners have asked this Court to issue an advisory opin-
ion, addressing petitioners’ use in 1992 of race-based
decisionmaking in law school admissions in order to se-
cure “target” numbers of African American and Mexi-
can American enrollees. This Court denied a substan-
tially similar petition for certiorari in this case in 1996.
Nonetheless, petitioners again ask this Court to review
the circuit court’s 1996 opinion by resurrecting and re-
packaging the same, stale arguments that this Court con-
sidered in denying certiorari in 1996.
In 1996, two Members of this Court offered their
views of the fatal flaws in this case that make it i
priate for this Court’s review: “petitioners do not defend
[the 1992 admissions policy] in this Court” and the
Court “must await a final judgment on a program genu-
inely in controversy before addressing” the issue of ra-
cial preferences in higher education admissions. Texas
v. Hopwood, 518 U.S. 1033, 1034 (1996) (Ginsburg, J.,
respecting the denial of the petition for certiorari; joined
by Souter, J.) (emphasis added). Despite this caution
from two Justices, petitioners stubbornly ignore what is
plain: there is still no such “program genuinely in con-
troversy” in this case. Nothing that has taken place
since this Court’s 1996 denial of certiorari has altered
the then-existiug deficiencies in the petition and in the
underlying record, nor rendered this case worthy of re-
view by this Court now. See id. (quoting from petition-
ers’ 1996 Reply, which “‘concede[d]’” that the “‘record
is inadequate to assess definitively’ the constitutionality
2
of the law school’s current consideration of race in its
admissions process”).!
Following this Court’s denial of certiorari in 1996,
the parties returned to the district court, as required by
the Fifth Circuit’s 1996 decision. In light of that deci-
sion’s clear statement of the law, and the Fifth Circuit’s
faith that petitioners would adhere to the law, respon-
dents did not seek a Rule 65 injunction on remand, and
the proceedings during the remand trial were limited
solely to issues of causation and money damages arising
out of the 1992 admissions process, and the amount of
respondents’ attorneys’ fees. Accordingly, while re-
spondents do not dispute that preventing public universi-
ties from applying unconstitutional, racially discrimina-
tory admissions policies is an issue of national impor-
tance, this case continues to be an inadequate and im-
proper vehicle for this Court to address that issue.
STATEMENT
A. The Unconstitutionality Of The Law School’s
1992 Admissions Policy
All agree that no system of de jure discrimination
has existed in the State of Texas for more than fifty
years and no form of racial discrimination—other than
the preferences in admissions for African Americans and
Mexican Americans—has existed at the law school since
the 1960s. Pet. App. 116a; 6a.
It is equally undisputed that the law school’s 1992
admissions policy—the subject of this litigation—
unconstitutionally discriminated against respondents on
the basis of race. See Pet. App. 67a (district court hold-
ing policy unconstitutional); Pet. 6 (petitioners acknowl-
edging that they declined to appeal that ruling); Pet.
App. 136a (court of appeals confirming that admissions
1 Copies of petitioners’ 1996 petition and reply brief have
been lodged with the Court.
3
program was unconstitutional).2 That policy gave fa-
vored treatment to two and only two racially preferred
groups, African Americans and Mexican Americans.3
The preferential treatment was not limited to those ap-
plicants who were residents of Texas; nor was it limited
to those students who had attended public school in
Texas. Jd. at 19a n.22; 112a.
Applicants from the two preferred groups were spe-
cially reviewed by a separate “minority” subcommittee
charged with the goal of “‘recommend[ing] sufficient
candidates for admission to achieve a class that was 5%
Black and 10% [Mexican American].’” Jd. at 17a. The
results of this system were “virtually indistinguishable
from quotas.” Jd. at 146a-147a (Wiener, J., concur-
ring). Admissions standards for these two preferred mi-
nority groups were substantially lower and often played
a determinative role in admissions decisions.
Indeed, under the Texas Index system used to sort
applicants, the district court found that “the presumptive
denial score for nonminorities was higher than the pre-
sumptive admission score for minorities.” Jd. at 2la
(emphases added). The law school also segregated ap-
plications in other ways, including color-coding them.
according to the applicant’s race. Jd. at 8la. Those
applicants that fell into a discretionary admit category
2 Contrary to petitioners’ suggestion that the law school
was directed by the Department of Education’s Office for
Civil Rights to establish the unconstitutional admissions pol-
icy, Pet. 4, the district court specifically found in 1994 that
the law school “voluntarily” adopted its race-driven system,
Pet. App. 36a n.53, and the court of appeals reiterated this
finding in 1996, id. at 119a. F
3 The law school’s unconstitutional admissions policy thus
did not purport to apply to all “minorities,” and other racially
identifiable minority groups, such as Native Americans or
Cuban Americans, did not benefit from any special consid-
eration.
4
were evaluated under separate procedures, and by sepa-
rate admissions committees, based on their race. Jd. at
21a-22a.
B. Proceedings Below
Hopwood A‘
Respondents were residents of the State of Texas
who did not belong to either of the two preferred racial
groups and who were denied admission to the law
school in 1992.
The district court concluded in 1994 that the law
school unlawfully discriminated against respondents on
the basis of their race. Despite the district court’s view
that petitioners could justify their use of racial prefer-
ences in admissions in order to remedy past discrimina-
tion in Texas’s educational system and to achieve diver-
sity, it held that the 1992 policy “was not narrowly tai-
lored” to meeting those objectives because of the “sepa-
rate evaluative processes” employed for preferred and
nonpreferred racial groups. Jd. at 58a-60a, 67a.
Although the district court declared that petitioners
violated respondents’ constitutional rights to equal
treatment, it declined to order respondents’ admission to
the law school or to issue prospective injunctive relief
because the law school had changed its admissions pol-
icy since the time the suit had been brought and—
significantly—there was no “evidence of the practical
application of the new procedure... before” the court.
Id. at 67a-68a. Instead, the court ordered that respon-
dents could reapply to the law school without further
charge. The court also awarded respondents nominal
damages of one dollar each, in recognition of “the grav-
ity of the noneconomic injury to persons denied equal
4 Respondents will use the same terms used by petitioners
to refer to the opinions in the lower courts. Pet. 2.
5
treatment” and “the importance to organized society that
those rights be scrupulously observed.” Id. at 69a.°
Hopwood II
Petitioners did not appeal the 1994 Hopwood A
holding that they had violated respondents’ constitu-
tional rights.
Respondents, however, appealed the district court’s
failure to award further individual relief and its holding
that racial preferences could be used to achieve “diver-
sity” or to address past societal discrimination. The
court of appeals, following this Court’s precedents, re-
versed the district court in these respects and provided a
clear statement of the relevant legal principles governing
the use of racial preferences in law school admissions.
Specifically, the court of appeals held that the Constitu-
tion precluded the use of race as a factor in admissions
for the purpose of
(1) obtaining a diverse student body; (2) altering
the school’s reputation in the community; (3)
combating the school’s perceived hostile envi-
ronment toward minorities; or (4) remedying the
present effects of past discrimination by actors
other than the law school.
Id. at 129a. The court also concluded in 1996 that, in
light of its clear holding and its belief that petitioners
would adhere to the law, it was not necessary “to order
at this time that the law school be enjoined.” Jd.
In addition, the court of appeals held that the district
court had improperly assigned the burden of proof to re-
5 Petitioners now seek to minimize the district court’s rul-
ing as merely “invalidat[ing] certain details of the law
school’s 1992 admissions program,” Pet. 6, but it cannot be
disputed that the district court held that petitioners’ program
violated the Fourteenth Amendment to the Constitution of
the United States. Pet. App. 59a-60a.
6
spondents on the issue of whether they would have been
admitted to the law school under a constitutional admis-
sions policy. Consequently, the court of appeals re-
manded the case to the district court for a determination
of whether respondents were entitled to additional indi-
vidual relief (i.e., money damages and/or an order of
immediate admission to the law school) under a proper
application of the burden of proof. Jd. at 125a-126a.
Finally,-in a separate order, the court of appeals va-
cated the district court’s denial of respondents’ re-
quested attorneys’ fees and instructed the district court
to award respondents their reasonable attorneys’ fees on
remand. /d. at 309a n.81.
This Court’s 1996 Denial of Certiorari
Petitioners sought review of the Hopwood II deci-
sion in this Court, and that petition was denied on July 1,
1996. Justice Ginsburg, joined by Justice Souter, pro-
vided an opinion concerning the denial, in which she
explained that given petitioners’ disavowal of the 1992
admissions policy’s constitutionality and the fact that no
other policy was “genuinely in controversy,” this
_ Court’s review was unwarranted. Texas v. Hopwood,
518 US. at 1034.
Hopwood B
On remand, the district court heard evidence con-
cerning whether respondents would have been admitted
under a constitutional admissions system and the amount
of respondents’ money damages caused by the discrimi-
natory admissions system and the passage of time. No
evidence was presented whether, following the circuit
court’s clear statement of the law concerning the use of
race in admissions, an injunction should be entered
against the law school.
The district court determined that respondents
would not have gained admission to the law school in
1992 even if the law school had employed a policy that
7
did not unlawfully discriminate on the basis of race.
The district court also considered, as instructed by the
court of appeals, the proper amount of attorneys’ fees to
award respondents. Pet. App. 309a n.81. Although it
substantially reduced the requested attorneys’ fees, the
district court found that respondents “attained extraordi-
nary success” and “accomplished the principal goal of
the lawsuit,” and it awarded $775,760.31 in fees and
costs. Jd. at 252a. The court reaffirmed its award of one
dollar each in nominal damages, but awarded respon-
dents no additional money damages.
Finally, the district court sua sponte entered a
broadly worded injunction against the law school, Pet.
App. 270a, despite the Fifth Circuit’s conclusion that an
injunction was not necessary and the fact that respon-
dents did not renew their request for an injunction
against the law school on remand. The district court
made no factual findings to support its injunction, as re-
quired by Federal Rule of Civil Procedure 52(a).
Hopwood IIT
Both sides appealed the district court’s rulings. Al-
though petitioners sought en banc review in the first in-
stance, the court of appeals rejected their petition and
the case was heard by a three-judge panel. In an opinion
issued by Judges Wiener and Stewart, and joined by
Judge Little sitting by designation, the court of appeals
affirmed the district court’s finding that respondents
would not have been admitted to the law school under a
race-blind admissions policy and affirmed the district
court’s award of attorneys’ fees, concluding that the fee
award was legally justified under this Court’s precedents
and the amount awarded was not an abuse of discretion.
Pet. App. 298a, 310a-311la, 317a. The court applied the
law-of-the-case doctrine and rejected petitioners’ argu-
ment that the constitutional issues decided in Hopwood
IT were wrongly decided. The court also reiterated that
the Hopwood II decision was consistent with Regents of
8
the Univ. of California v. Bakke, 438 U.S. 265 (1978),
and that nothing in Hopwood II conflicted with any con-
trolling precedent from this Court. Pet. App. 30la,
305a.
Finally, the court of appeals reversed the district
court’s sua sponte injunction because it lacked any sup-
porting factual findings or conclusions of law and be-
cause the district court’s injunction was in square con-
flict roe this Court’s holding in Bakke. Pet. App. 306a-
307a.
Both sides petitioned for rehearing en banc. Both
petitions were denied on January 17, 2001.
REASONS FOR DENYING THE WRIT
A. This Case Is Less Appropriate For Review |
Today Than It Was Five Years Ago :
Five years ago, petitioners asked this Court to re-
view six questions allegedly raised by Hopwood II. This )
. Court declined to grant certiorari. Today, petitioners re- |
turn to “challenge the judgment of the court of appeals ;
reaffirming [that] court’s [1996] ‘judicial instruction.’”
Pet. 23. Petitioners present questions that, fundamen- :
tally, are simply repackaged versions of the questions ;
presented in their prior petition.’ ;
6 Respondents did not defend the sua sponte injunction on
appeal because (i) respondents concurred with the circuit
courts’ view in Hopwood II that an injunction was not neces-
sary given that decision’s clear guidance, (ii) the district
court’s injunction was inconsistent with this Court’s holding
in Bakke, and (iii) the injunction indisputably lacked the fac-
tual findings required by Rule 52(a). Simply put, the sua
sponte injunction was indefensible.
7 The only even arguably new issue that petitioners present
is whether the district court’s award of attorneys’ fees was
proper. As the court of appeals noted in affirming that
award, respondents were plainly entitled to attorneys’ fees as
heiaaiicadiia aida
9
Petitioners again rely on their claim that the Hop-
wood II panel erred in its 1996 determination that the
law school violated the Constitution in its use of racial
classifications in admissions decisions. Petitioners do
not contend that there has been an intervening change in
the relevant law since 1996. Instead, the centerpiece of
petitioners’ arguments continues to be their patently in-
correct assertion that the Hopwood II decision is some-
how in direct conflict with Bakke. Compare Pet. 9-10
with 1996 Pet. 12-13. As discussed in more detail be-
low, however, the circuit court’s decision was fully con-
sistent with what petitioners acknowledge is the holding
in Bakke, and that fact has remained unchanged since
1996. Pet. 9; see infra.
Petitioners also attempt to justify the need for this
Court’s review by arguing that Hopwood II's holding
conflicts with this Court’s decisions in City of Richmond
v. J.A. Croson Co., 488 U.S. 469 (1989), and United
States v. Fordice, 505 U.S. 717 (1992). Pet. 14-16.
Both of these decisions were well established in 1996
when petitioners first sought this Court’s review, and pe-
titioners made essentially identical arguments then—
indeed, petitioners included a specific “question” di-
rected to the Fordice opinion in their prior petition. See
a matter of law, and the district court did not abuse its discre-
tion in determining the amount of fees to award. See infra.
8 Petitioners complain that they are frustrated with the du-
ration of this litigation. See Pet. 22 (“It has taken this case
nine years to get here.”). It is respondents whose constitu-
tional rights were violated, and whose lives and careers have
been disrupted and delayed while petitioners attempt at every
turn to re-litigate the issues they lost in 1996. That Texas—
having admitted it unlawfully discriminated against respon-
dents on the basis of race—still seeks to postpone the indi-
vidual relief awarded to respondents is striking and offensive.
And in any event, of course, it took four years for this case
“to get here” and this Court denied certiorari at that time.
10
1996 Pet. 16-17, 20-21. As described more fully below,
the 1996 Hopwood II decision was (and continues to be)
fully in accord with Croson and Fordice. .
Petitioners seek to manufacture a “new” issue by
suggesting that in 1996 this Court misunderstood the na-
ture of Hopwood IIs so-called “judicial instruction” in
which it stated the clear rule of law as to when racial
classifications in an admissions system could and could
not be constitutionally employed. Pet. 29 (this Court
“had every reason to expect that either the judgment be-
low had not attempted to grant prospective relief or that,
if it had, the courts below would promptly embody that
prospective relief in a properly appealable injunction or
declaratory judgment”). Petitioners’ effort misses the
mark entirely.
The Hopwood II court could not have been more
clear in its view that a formal injunction was unneces-
sary. Pet. App. 129a (“It is not necessary ... for us to
order at this time that the law school be enjoined, as we
are confident that the conscientious administration at the
[law] school, as well as its attorneys, will heed the direc-
tives contained in this opinion.”). Thus, in 1996 there
was no reason (not petitioners’ “every reason” (Pet. 29))
for this Court to believe that a Rule 65 injunction would
be forthcoming from the courts below. Moreover, how-
ever petitioners may characterize the “judicial instruc-
tion,” they clearly understand it and have been comply-
ing with it. Pet. 24 (noting that petitioners “have com-
plied [with Hopwood II] for five years and will continue
to a so” unless that decision is overturned or super-
seded).
As petitioners elsewhere recognize, the Hopwood II
opinion contained “a clear directive from the federal
courts,” Pet. 22, that was “stated, three times, with all
the precision of an injunction or declaratory judgment.”
Id. at 24. Presumably, this Court considered that
“clear,” “precise,” and thrice-stated “directive” in 1996.
Petitioners now concede that the circuit court’s 1996 de-
1]
cision clearly stated the law and they assert that the “ju-
dicial instruction” is reviewable by this Court. Jd. at 22,
26. Of course, the 1996 “judicial instruction” has not
suddenly become reviewable; the Hopwood II decision
was fully reviewable in 1996.
The driving force behind petitioners’ claim that this
Court misunderstood the Hopwood II decision seems to
be petitioners’ interpretation of Justice Ginsburg’s opin-
ion regarding the denial of certiorari in 1996. Pet. 22;
Texas v. Hopwood, 518 U.S. 1033 (1996). Apparently,
petitioners are of the view that this Court denied certio-
rari in this case in 1996 because the “judicial instruc-
tion” was not in the form of an injunction.? Respon-
dents are reluctant to over-interpret the one-paragraph
opinion provided by Justices Ginsburg and Souter.
Nonetheless, the crux of that opinion is that review was
inappropriate because there was no admissions policy in
controversy. See id. at 1034 (stating that the Court
“must await a final judgment on a program genuinely in
controversy”); see also id. (quoting from petitioners’
1996 Reply to explain that “‘[a]ll concede this record is
inadequate to assess definitively’ the constitutionality of
the law school’s current consideration of race in its ad-
missions process”). The record on this point is no dif-
ferent now than it was in 1996; there remains no evi-
dence concerning any admissions policy other than the
abandoned 1992 system.
Finally, petitioners invoke the development of cases
in other circuits that address the question of using racial
preferences in higher education admissions. Despite pe-
titioners’ protestations to the contrary, those cases ap-
pear to be better candidates for this Court’s considera-
9 As petitioners themselves acknowledge, however, “this
Court has recognized that form is not dispositive, and that
orders with all the practical consequences of an injunction
will support appellate jurisdiction.” Pet. 26 (citing Carson v.
American Brands, Inc., 450 U.S. 79, 83-84 (1981)).
12
tion of the use of race in admissions decisions—should
review be deemed appropriate at all—and those cases’
emergence in the years since this Court denied petition-
ers’ prior petition offers no reason for granting their
flawed petition now. Most fundamentally, these other
cases—unlike this case—have live controversies over
specific admissions policies. In Smith v. Univ. of Wash-
ington Law Sch., 233 F.3d 1188 (9th Cir. 2000), petition
for cert. filed, 69 U.S.L.W. 3593 (U.S. Feb. 21, 2001)
(No. 00-1341), for example, there remains an ongoing
controversy over the admissions policy at issue and the
law school continues to defend that policy. The an-
nouncement of decisions in Smith and othe ' cases in the
last several months may have brought the issue of racial
preferences in admissions to the fore, but that in no way
supports granting review of this case. 10
In sum, nothing that has transpired in the last five
years makes this case any more worthy of this Court’s
review now than it was in 1996. To the contrary, laws
enacted by the Texas Legislature since 1996 addressing
admissions procedures have made this case even less
appropriate for review. !!
10 On pages 18 through 20 of their brief, petitioners make a
host of unsubstantiated assertions about matters that are
wholly outside of the record in this case, including the con-
tention that because minority students who “approach or ap-
proximate but do not exceed the ever-rising threshold for
admission” to the law school are not being admitted, “the
pursuit of academic excellence” has been “abandon[ed].”
Pet. 18, 20. None of these baseless assertions has ever been
reviewed by a court.
11 According to petitioners, the legislature ‘seapeciliil to
Hopwood IT” by guaranteeing admission to any Texas public
university to those Texas high school students who graduate
in the top 10% of their class and by directing Texas universi-
ties to consider many admission factors, which petitioners
believe act as “proxies” for racial diversity. Pet. 19.
13
B. The Decision Below Does Not Conflict With
Any Of This Court’s Decisions
1. The Court Of Appeals Was Faithful To
The Holding In Bakke
Petitioners grossly misconstrue this Court’s holding
in Bakke, the Fifth Circuit’s interpretations of Bakke,
and its holdings in this case.
As they did in 1996, petitioners begin by properly
quoting, in its entirety, the only paragraph from Bakke’s
equal protection analysis that garnered five votes:
In enjoining petitioner from ever considering
the race of any applicant, however, the courts
below failed to recognize that the State has a
substantial interest that legiti ly may be
served by a properly devised admissions pro-
gram involving the competitive consideration of
race and ethnic origin. For this reason, so much
of the California court’s judgment as enjoins pe-
titioner from any consideration of the race of
any applicant must be reversed.
Pet. 9 (citing Bakke, 438 U.S. at 320 (Part V-C of the
opinion of Powell, J.) and id. at 328 (opinion of Bren-
nan, J., concurring in Part V-C along with three others));
1996 Pet. 12-13. Petitioners acknowledge that these two
sentences are “the holding in Bakke.” Pet. 9.
Shortly after recognizing the “holding” of Bakke,
however, petitioners engage in a classic sleight of hand
and condemn the court of appeals for failing to follow
the various “rationales” presented in Bakke, Pet. 9, and
for “reject[ing] Bakke’s authority as law.” Id. at 10.
Arguing that Bakke dictates that diversity in higher edu-
cation is a compelling government interest, petitioners
attack the Hopwood II opinion as inconsistent with this
notion. Throughout their discussion of Bakke’s diversity
rationale, however, petitioners are unable to cite to
Bakke to support their argument, opting instead to cite
14
lower court cases discussing Justice Powell’s lone opin-
ion on the diversity rationale. Jd. at 10-13.
Of course, both the Hopwood II and the Ho
IIT panels fully conformed to “the holding” in Bakke. Id.
at 9. Contrary to petitioners’ repeated distortions, the
court of appeals has not held that race could never be
considered in admissions. Jd. Instead, the Hopwood IJ
court considered the four justifications that the law
school proffered for its use of racial classifications in
admissions and concluded that none of them was consti-
tutionally adequate to justify the racially discriminatory
practices being employed. Pet. . 136a. As the cir-
cuit court’s discussion indicates, however, it did not
foreclose the use of race in all conceivable situations,
and in fact noted that if the law school itself had en-
gaged in past discrimination, the effects of which were
presently being felt, the law school could be justified in
remedying its own prior conduct. Jd. at 114a.!2
Were there any doubt about the Fifth Circuit’s faith-
stan te Delia the Hopwood III court's explicit de-
nunciation of the district court’s overly broad sua sponte
injunction should lay that doubt to rest. Although pe
tioners state that reversal of the injunction was
ily on procedural grounds,” Pet. 8, the Fifth Circuit was
quite clear that: “On its its face, the district court’s injunc-
tion impermissibly conflicts with the square holding in
Bakke.” Pet. App. 307a.
Petitioners spin their incorrect assertion that the
court of appeals rejected Bakke as authoritative law, into
the quite separate argument that other courts have em-
12 Petitioners contradict themselves on this point by assert-
ing that the court of appeals imposed a “blanket ibition
of any consideration of race in admissions,” Pet. 9, but rec-
ognizing two pages later that “the Fifth Circuit[] [held] that
consideration of race is limited to remedial interests.” Jd at
11.
Pa Ee ee ee
15
braced Justice Powell’s diversity rationale. Jd. at 11-13.
But as even petitioners acknowledge, most courts that
have considered the diversity rationale have simply
adopted the approach that Judge Wiener took in his
pao fd ro pepapren ‘ling assumed a that
iversity a compelling interest before striking
down a racial preference system on other grounds. See,
e.g., Eisenberg v. Montgomery County Pub. Sch., 197
F.3d 123, 130 (4th Cir. 1999), cert. denied, 529 U.S.
1019 (2000); Wessman v. Gittens, 160 F.3d 790, 796
(1st Cir. 1998). These courts thus did not endorse the
reasoning that petitioners press in their brief, i.e., that
Bakke requires the conclusion that diversity is a compel-
ling interest.
The only cases that petitioners cite to support their
position that diversity is a compelling interest are Smith
v. Univ. of Washington Law Sch., 233 F.3d 1188 (9th
Cir. 2000), petition for cert. filed, 69 U.S.L.W. 3593
(U.S. Feb. 21, 2001) (No. 00-1341), and Gratz v. Bollin-
ger, 122 F. Supp. 2d 811 (E.D. Mich. 2000). And only
the Smith court concluded—erroneously—that Bakke
somehow mandated that conclusion. Compare Smith,
233 F.3d at 1200 (stitching together its conclusion with
the hypothesis that Justice Brennan (and Justices White,
Marshall, and Blackmun) “would have embraced [the
diversity rationale] if need be”) with Gratz, 122 F. Supp.
2d at 819, 822 (“It is clear that no five Justices in Bakke
expressly held that diversity was a compelling interest
under the Equal Protection Clause”; but nonetheless
concluding that Supreme Court precedent does not
“bar[]” finding that diversity could be compelling).
Without resorting to the type of guesswork that the
Ninth Circuit undertook in Smith, the conclusion that the
Fifth Circuit’s decision is somehow in “conflict with
Bakke,” as petitioners state, is erroneous. Pet. 9. As pe-
titioners’ quotation of “the holding” of Bakke makes
clear, Justice Powell’s diversity rationale is not included
16
in Part V-C of the Bakke decision, and thus is not bind-
ing precedent.
Moreover, even Justice Powell’s view of diversity
was far more complex than the simplistic, race-based
approach that the law school embraced in its 1992 ad-
missions policy. Justice Powell’s opinion did not state
that adding a target number of students from minority
ethnic groups would satisfy the state’s high burden in
justifying the use of racially discriminatory admissions
practices. Rather, he stated that an “admissions pro-
gram, focused solely on ethnic diversity, would hinder
rather than further attainment of genuine diversity.”
Bakke, 438 U.S. at 315 (opinion of Powell, J.). “Prefer-
ring members of any one group for no reason other than
race or ethnic origin is discrimination for its own sake.
This the Constitution forbids.” Jd. at 307. Yet the law
school’s use of racial preferences had the sole result of
increasing “facial diversity” not “true diversity,” Pet.
App. 147a (Wiener, J., concurring), and thus did not
conform even to Justice Powell’s concept of diversity.
Finally, no other decision from this Court has found
diversity to be a compelling state interest under strict
scrutiny analysis.13 Indeed, as four Members of this
Court have expressly stated: “Modern equal protection
doctrine has recognized only one such [compelling] in-
terest: remedying the effects of racial discrimination.”
Metro Broadcasting, Inc. v. FCC, 497 U.S. 547, 612
(1990) (O’Connor, J., dissenting), overruled by, ’ Ada-
rand Constructors, Inc. v. Pena, 515 U.S. 200, 227
13 In Metro Broadcasting, Inc. v. FCC, 497 U.S. 547
(1990), this Court applied intermediate scrutiny in determin-
ing that diversity in the ownership of broadcasting facilities
is an “important governmental objective.” Jd at 567-68.
Metro Broadcasting’s use of intermediate scrutiny was ex-
pressly overruled by Adarand Constructors, Inc. v. Pena, 515
U.S. 200, 227 (1995).
17
(1995); see also Croson, 488 U.S. at 507 (rejecting “out-
right racial balancing” as a compelling interest). !4
The Fifth Circuit’s decision not to embrace Justice
Powell’s singular views regarding the strength of a “di-
versity” interest in higher education was entirely in
keeping with Bakke’s holding and with subsequent deci-
sions of this Court.
14 Petitioners occasionally argue that this Court’s precedent
regarding racial preferences from outside the context of edu-
cation has no relevance for this case, and that Bakke is the
only pertinent decision. E.g., Pet. 12 (attacking court of ap-
peals for having relied on cdses that “say next to nothing
about education”); id. at 13 (court of appeals “inappropriately
and bluntly applied th[is] Court’s conclusions” from public
contract cases). That position is inconsistent with petition-
ers’ own claim at the outset of their petition that review of
this case is justified because of the importance of these issues
“to the larger arena of the States’ use of racial classifications”
outside public education. Jd at 2. Moreover, this Court has
emphasized the consistency and continuity of the Court’s
equal protection analysis in this area. In Adarand—a deci-
sion not cited by petitioners—this Court traced the treatment
of the issue from the 1940s “through Croson” and empha-
sized that the same legal standard applies whatever the par-
ticular government policy at issue. See Adarand, 515 U.S. at
214-27. This Court’s analysis has never sought to isolate the
principles announced in a case involving higher education
from the principles announced in a case involving public
contracts, or any other context. See, e.g., id at 214, 218-21
(analyzing Hirabayashi v. United States, 320 U.S. 81 (1943),
Bakke, Fullilove v. Klutznick, 448 U.S. 448 (1980), and Wy-
gant v. Jackson Bd. of Educ., 476 U.S. 267 (1986), each of
which involved a very different form of race-based govern-
mental . ‘tion).
18
2. The Court Of Appeals Properly Applied
This Court’s Precedents To Conclude
That The Law School’s Admissions Pol-
icy Was Not A Constitutional Means Of
Remedying Past Discrimination
As in 1996, petitioners again appear to attack the
circuit court’s conclusion that the 1992 admissions pol-
icy was not justified on the grounds that it was remedy-
ing effects of past discrimination. Pet. 14-16; 1996 Pet.
16-20. The Fifth Circuit’s conclusion was correct and
entirely consistent with this Court’s precedents.
Petitioners argue that the law school’s admissions
policy was justified by the State of Texas’s discrimina-
tion in the students’ “earlier years” in primary and sec-
ondary education. Pet. 14. This Court has rejected this
very argument. Sez Croson, 488 U.S. at 499 (rejecting
notion that “discrimination in primary and secondary
schooling justifies” race preferences in professional
school admissions). Any preferential treatment on the
basis of race must be designed to remedy prior discrimi-
nation “by the governmental unit involved,” i.e., the law
school. Wygant, 476 U.S. at 274 (plurality opinion). 15
And, in any event, Texas did not narrowly tailor its ra-
cial preferences to students who were products of the
Texas public school system.
Petitioners have also sought to justify the admis-
sions program on the grounds that it will remedy “ef-
fects” of past discrimination such as the law school’s
“lingering reputation in the minority community . . . as a
‘white’ school” and “some perception that the law
15 For this reason, the court of appeals concluded that be-
cause petitioners’ argument regarding the “underrepresenta-
tion” of minorities in the law school was tied to past dis-
crimination by Texas’s educational system as a whole—and
not by the law school—it did not justify the law school’s ra-
cially discriminatory practices. Pet. App. 117a-119a.
y UNI SP RT TPN T HE SIID NL NER OMI ITG, Mon rod GH Piet an ‘
19
school is a hostile environment for minorities.” Pet.
App. 45a. As the court of appeals made clear, these ef-
fects are not attributable to the law school’s past con-
duct, but rather result from “knowledge of historical
fact” and present societal discrimination. Jd. at 115a-
117a. As this Court has explained, remedying the ef-
fects of “societal discrimination” is not a valid justifica-
tion for racial classifications:
This Court never has held that societal discrimi-
nation alone is sufficient to justify a racial clas-
sification. Rather, the Court has insisted upon
some showing of prior discrimination by the
governmental unit involved before allowing
limited use of racial classifications in order to
remedy such discrimination.
Wygant, 476 U.S. at 274 (plurality opinion); see id. at
288 (O’Connor, J., No (“I agree with the plural-
ity that a governmental agency’s interest in remedying
‘societal’ discrimination, that is, discrimination not
traceable to its own actions, cannot be deemed suffi-
ciently compelling to pass constitutional muster under
—. porutiny-” ; see also Croson, 488 U.S. at 498-99,
505.
16 Petitioners’ assertion that the Hopwood III decision con-
flicts with the “passive participant” reference by three Mem-
bers of this Court in Croson is mistaken. Pet. 15-16. First,
Hopwood III merely notes that the State never claimed that
the University was ever a “passive participant” in either a
private or public system of racial discrimination. Pet. App.
301la & n.61. Second, petitioners’ interpretation stretches the
passive participant reference so far as to conflict with Croson
itself, which rejected the use of racial classifications to rem-
edy societal discrimination. See Croson, 488 U.S. at 498-99,
505. The “passive participant” theory thus cannot be used to
justify—as petitioners seem to suggest—government’s at-
tempts to remedy acts of private discrimination under the
guise that it was a “passive participant” in allowing that pri-
vate discrimination to take place. Indeed, such an approach
20
As in 1996, petitioners also invoke United States v.
Fordice, 505 U.S. 717 (1992), to contend that the 1992
admissions policy was justified. Pet. 14-15; 1996 Pet.
20-21. According to petitioners, Fordice somehow dic-
tates that the law school can remedy prior discrimination
that it had no part in, but was solely attributable to the
State of Texas. Pet. 14-15.
The premise of petitioners’ argument is unfounded.
‘In Fordice, this Court held that a State that had
a dual system of higher education must “reform[] to the
extent practicable and consistent with sound educational
practices” those policies “traceable” to the de jure era of
segregation. Fordice, 505 U.S. at 729 (emphasis added).
Petitioners have failed to identify any law school admis-
sions practice that is traceable to the de jure era in Texas
education. In fact, the record makes clear that beginning
in the 1960s petitioners employed admissions policies
that granted preferences to minorities. Pet. App. 12a.
There was thus a clean break with the de jure practices
of the 1940s. Moreover, it is undisputed that neither the
State of Texas nor the law school ever engaged in any
discrimination against Mexican Americans in education.
would transcend the limitation established by this Court’s re-
jection of the “societal discrimination” rationale, and would
have “no logical stopping point.” Croson, 488 U.S. at 498;
see also Adarand, 515 U.S. at 220-24 (citing with approval
both Wygant’s clear rejection of the “societal discrimination”
justification and the holding in Croson).
21
Id. at 122a n.50.!7 Fordice, thus, offers no support for
petitioners. 18
3. Contrary To Petitioners’ Claim, This
Case Is Not Uniquely Appropriate For
Review
Petitioners attempt to ae this case from
other cases in which the issue of racial preferences in
admissions is more squarely in controversy, by arguing
that this is the only case that involves both a diversity ra-
tionale and a remedial rationale for racial preferences.
17 The Hopwood II court concluded that “there is no dispute
that the law school has never had an admissions policy that
excluded Mexican Americans on the basis of race,” and that
“[w]hile the school once did practice de jure discrimination
in denying admission to blacks” that practice ceased with this
Court’s decision in Sweatt v. Painter, 339 U.S. 629 (1950).
Pet. App. 1 16a.
18 Petitioners also cite a Second Circuit case, Brewer v.
West Irondequoit Cent. Sch. Dist., 212 F.3d 738 (2d Cir.
2000), and claim that Brewer recognized a non-remedial jus-
tification for racial classifications as a compelling interest
and thus conflicts with Hopwood II. Pet. 15. Brewer is not
inconsistent with Hopwood II for several reasons. First, the
Brewer court was not confronted with either diversity or
remedying effects of past discrimination as purported justifi-
cations for racial classifications. The court expressly noted
that Bakke and its various rationales are “not directly on
point.” Brewer, 212 F.3d at 751. Second, the factor that led
the Brewer court to conclude that combating de facto segre-
gation could be a compelling interest was that it felt con-
strained by its own prior case law that had never been over-
tuled. See Brewer, 212 F.3d at 752. Finally, after reviewing
this Court’s decisions in Croson and Wygant, the Second
Circuit expressly stated that “Supreme Court precedent, ad-
mittedly, provides fairly strong support for the District
Court’s conclusion that there is no compelling interest in the
Program here.” Jd. at 748. All of these distinguishing char-
acteristics limit Brewer, at most, to its particular setting.
22
Pet. 21-22. That assertion is inaccurate and petitioners’
reasoning is unconvincing in any event.
As an initial matter, this is not the only case that
presents both a “remedy” and a “diversity” rationale.
Petitioners recognize, but seek to gloss over, the Grutter
and Gratz cases currently pending in the Sixth Circuit.
Pet. 21 n.2. In both of cae cases, defendants and inter-
venors have. attempted to justify racially discriminatory
admissions policies at the University of Michigan and its
law school on the grounds that the policies are intended
to achieve diversity and to remedy present effects of
past discrimination. See Grutter v. Bollinger, 2001 U.S.
Dist. LEXIS 3256, at *85, *139-*142 (E.D. Mich. Mar.
27, 2001) (rejecting both the University of Michigan
Law School’s diversity justification and defendant-
intervenors’ remedial justification); Gratz v. Bollinger,
2001 U.S. Dist. LEXIS 4457, at *29 (E.D. Mich. Feb.
26, 2001) (rejecting defendant-intervenors’ remedial jus-
tification); Gratz, 122 F. Supp. 2d at 816 (addressing
University’s diversity rationale).
In Grutter, the court’s description of the flaw in in-
tervenors’ argument is quite similar to one of the flaws
that the Hopwood II court discerned in this case: the
“lower grades and test scores of underrepresented mi-
norities is attributable, at least in part, to general, socie-
tal racial discrimination against these gro ~ got ’ but as a
matter of constitutional law “the effects of general, so-
cietal discrimination cannot constitutionally be remedied
by race-conscious decision-making.” Jd. at *140-*42;
cf. Pet. App. 115a-118a. The Gratz court rejected simi-
lar arguments. See Gratz, 2001 U.S. Dist. LEXIS 4457,
at *29 (concluding that alleged discrimination was at
most attributable to “racial hostility on campus” and not
to “the University itself’). That a law school cannot use
race in admissions purportedly to remedy effects of “so-
cietal discrimination” is thus not a concept singularly
recognized by the Hopwood II cout.
23
In any event, the law school’s 1992 admissions pol-
icy contained so many constitutional flaws that review
in this Court of the questions raised by petitioners would
amount only to an advisory opinion. As an initial mat-
ter, petitioners—as in 1996—do not defend the 1992
program. Moreover, even if this Court disagreed with
the majority’s opinion in Hopwood II, and found that the
law school had asserted a compelling interest that could
justify the use of racial classifications, the 1992 policy
was plainly not narrowly tailored to achieving any such
purported objective, and the Hopwood II decision could
be affirmed on that separate and independent ground.
As Judge Wiener noted in his 1996 concurrence, the re-
medial and non-remedial justifications that petitioners
advanced for the admissions policy were inconsistent
with one another. Pet. App. 146a n.24 (Wiener, J., con-
curring). The law school’s asserted interest in remedy-
ing the effects of prior discrimination faces the obvious
and insurmountable obstacle that there is no evidence of
past de jure discrimination against Mexican Americans
in the State of Texas let alone any discrimination by the
law school. Pet. App. 121a-122a n.50. Despite the lack
of any past discrimination, the admissions program em-
ployed by the law school had as its “goal” twice as many
spots for Mexican Americans than for African Ameri-
cans (who undoubtedly were discriminated against on a
de jure basis until 50 years ago), thereby belying the as-
sertion that the objective of the policy was to remedy
past discrimination. Jd.!9 The remedial basis is further
19 The Hopwood II majority similarly noted that, as a result,
the policy would not appear narrowly tailored to, or even
aimed at, achieving “a goal of remedying past discrimina-
tion.” Pet. App. 121a-122a n.50. Thus, both the Fifth Circuit
and the district court indicated that Texas failed the “narrow
tailoring” prong of the strict scrutiny test. See also Croson,
488 U.S. at 506 (noting that the “inclusion of racial groups
that; as a practical matter, may never have suffered from dis-
24
belied by the admissions policy’s application of the ra-
cially preferential treatment to African Americans and
Mexican Americans who never lived in the State of
Texas or attended the public schools in that State.
Meanwhile, by choosing to favor only two 7
groups, “and doing so with a virtual quota system for af-
firmative action in admissions, the law school estops it-
self from proving that its plan to achieve diversity is in-
genuous, much less narrowly tailored.” Pet. App. 146a
n.24 (Wiener, J., concurring). As noted above, under
Justice Powell’s Bakke opinion, the Texas program was
“discrimination for its own sake.” Bakke, 438 U.S. at
307 (opinion of Powell, J.).
Finally, whatever distinctions might be conjured up
to highlight a particular aspect of the Hopwood deci-
sions, the fact remains that—unlike some other cases
cited by petitioners—there is no contested policy at is-
sue. This case was plainly inappropriate for this Court’s
review in 1996 and that remains true today.
C. There Is Nothing Peculiar About The Hold-
ings Of Hopwood II Or Hopwood III That
Requires Further Review
1. Hopwood II Was Never Improperly “In-
sulated” From Further Review
Evidently concerned that their repetition of theories
for review advanced in their 1996 petition continues to
lack merit, petitioners offer a series of misguided asser-
tions in the final pages of their petition. Pet. 26-29. Pe-
titioners cite City of Erie v. Pap’s A.M., 529 U.S. 277
(2000), and City News & Novelty, Inc. v. City of Wauke-
sha, 121 S. Ct. 743 (2001), seemingly to contend that
this case should be reviewed because the decisions be-
low have previously been “insulated” from review by
crimination . . . suggests that perhaps the . . . purpose was not
in fact to remedy past discrimination”).
25
oo a 7 26-27. a =~ Erie and City News &
ovelty, Inc., however, stand for the simple ition
that when a party prevails in having a foul edlinnaan
struck down, that party’s subsequent voluntary aban-
donment of its practices to which the ordinance was di-
rected will not serve to moot the case and prevent re-
view of the lower court’s opinion. See City of Erie, 529
U.S. at 287-88 (fact that operator of nude dancing estab-
lishment had closed business would not moot the case);
City News & Novelty, Inc., 121 S. Ct. at 747. These
mootness cases are inapposite here. Respondents have
done nothing to attempt to moot this case, and indeed re-
spondents vigorously contested portions of the district
court’s opinions in both Hopwood II and Hopwood III.20
Moreover, petitioners’ arguments about the review-
ability of this case rely on a misstatement of the facts.
Petitioners are wrong when they assert that respondents
— any attempt to implement” Hopwood II with
“a formal injunction” in order to render “more difficult
any further review of the ‘judicial instruction.’” Pet. 25.
Rather, on remand after Hopwood II, respondents fol-
lowed that court’s guidance that an injunction was un-
necessary in light of the clear statement of the law in
Hopwood II and the belief that the law school would
comply with the law. Respondents had no new evidence
that the law school would not comply with the Hopwood
II decision; accordingly, respondents did not renew their
request for a Rule 65 injunction on remand. Indeed,
both petitioners and respondents proceeded on remand
with the understanding that the only issues remaining in
this case were causation, additional individual relief for
20 Petitioners’ half-hearted mootness argument predicated
on Arizonans for Official English v. Arizona, 520 U.S. 43, 71
(1997) and United States v. Munsingwear, Inc., 340 U.S. 36,
39 (1950), is equally misplaced because it is premised on the
legal fiction that the constitutional issues decided in Hop-
wood II were not reviewable in 1996. Pet. 28-29.
26
respondents, and the amount of attorneys’ fees. Re-
spondents did not defend the district court’s facially
flawed sua sponte injunction in the court of appeals for
the reasons discussed in note 6, supra. To be clear: re-
spondents have not retreated from their position that the
law school is bound by the Hopwood II decision.?!
Nothing has improperly “insulated” this case from
review. The issues petitioners present today were con-
sidered by this Court in 1996.22
21 Petitioners are also mistaken in their assertion that under
this Court’s per curiam opinion in Texas v. Lesage, 528 U.S.
18 (1999), respondents are not entitled to prospective relief
(presumably meaning the law school’s continued adherence -
to Hopwood II) unless they again seek a Rule 65 injunction
from the district court. Contrary to petitioners’ claim that
Lesage impacts respondents’ standing, Pet. 28, Lesage
merely identified an affirmative defense to one kind of dam-
ages and does not consider standing at all. See Lesage, 528
U.S. at 21-22; Wooden v. Bd. of Regents of the Univ. Sys. of
Georgia, 2001 U.S. App. LEXIS 7159, *41 (11th Cir. Apr.
19, 2001) (Lesage “does not refer to standing at all”). More-
over, unlike Lesage, respondents here achieved “forward-
looking” relief from the court of appeals in 1996 inasmuch as
the Hopwood II opinion has compelled the law school to ad-
here to a race-neutral admissions policy. See Pet. 22, 24.
There is no constructive reason for respondents to pursue ad-
ditional, and overlapping, injunctive relief that the court of
appeals concluded in 1996 was unnecessary, particularly in
light of petitioners’ repeated statements that they are bound
by, and will continue to adhere to, the judgment in Hopwood
IT. See, e.g., Pet. 22, 24.
22 The gravamen of petitioners’ arguments is that they are
generally unhappy with the Hopwood I] decision—they
never assert that the 1992 admissions program was constitu-
tional. Of course, unhappiness with a decision does not by
itself create an issue that is worthy of this Court’s review.
Indeed, respondents are quite unhappy with the manner in
which the lower courts applied the burden shifting mecha-
nism required by Mt. Healthy City Sch. Dist. Bd. of Educ. v.
27
2. Respondents’ Receipt Of Attorneys’ Fees
Was Entirely Justified And Is Not A Ba-
sis To Support This Court’s Review
In a confused discussion apparently designed to
demonstrate that this Court’s review is more appropriate
today than it was in 1996, petitioners also insert a back-
door challenge to the award of attorneys’ fees. Pet. 25-
26. Review of the lower court’s award of attomeys’
fees, in which it slashed respondents’ requested fees by
half and which the court of appeals affirmed, is wholly
unwarranted. Petitioners’ request for “summar[y] re-
vers[al],” Pet. 30, in their petition is even more far-
fetched. See, e.g., Quern v. Jordan, 440 U.S. 332, 340
n.9 (1979) (noting that summary reversal is an “extraor-
dinary action”).
The fact remains that respondents are clearly enti-
tled to the award of fees. In Farrar v. Hobby, 506 U.S.
103 (1992), this Court explained that in order to qualify
for attorneys’ fees under 42 U.S.C. § 1988 one must be a
prevailing party, that is “a civil rights plaintiff [who] ob-
tain[ed] at least some relief on the merits of his claim.”
Farrar, 506 U.S. at 111. Notably, a plaintiff who recov-
ers even nominal damages is deemed a prevailing party.
Id. at 112. There can be no dispute that respondents are
prevailing parties in this case, as they have continuously
prevailed on their claim that petitioners violated their
constitutional rights, they were granted the right to reap-
ply at no further cost, they have further been awarded
nominal damages for their injuries, and they induced the
Doyle, 429 U.S. 274 (1977), in concluding that petitioners
carried their arden of proving that none of the respondents
would have been admitted to the law school under a constitu-
tional admissions system. The court of appeals plainly erred
in reaching that conclusion despite, among other things, nu-
merous concessions by petitioners that the burden was “im-
possible” for them to carry.
28
law school to change its admissions policy. Pet. App.
68a-69a; id. at 309a, 309a nn.80 & 81. Respondents at-
tained ail of this relief from the district court in 1994 (or
prior to its ruling), and petitioners did not appeal that
decision. Thus, petitioners were parties even
before the Hopwood II decision, which afforded respon-
dents additional relief by ensuring that any future appli-
cation submitted to the law school (by respondents or
others) would be reviewed under a constitutional race-
neutral process.
Once prevailing party status is established, the only
remaining question is the reasonable amount of attor-
neys’ fees to award. Under § 1988, the district court is
entitled considerable leeway in determining “in its dis-
cretion” where to set the level of attorneys’ fees. See 42
U.S.C. § 1988(b); Farrar, 506 U.S. at 119 (O’Connor,
J., concurring). In this case, the district court recog-
nized, and petitioners have confirmed, that respondents
“accomplished the principal goal of the lawsuit” in pre-
cipitating a change in the law school’s admissions pol-
icy. Pet. App. 252a; Pet. 25.23 Surely, respondents’ vic-
torious constitutional challenge to the law school’s 1992
admissions policy, including the circuit court’s pro-
nouncements that the law school had failed to establish a
compelling interest in justifying its policy, and that
school’s subsequent change in admissions practices con-
stituted “the vindication of important rights” of the type
that § 1988 was intended to support. Farrar, 506 U.S. at
122 (O’Connor, J., concurring) (Section 1988 “is a tool
that ensures the vindication of important rights, even
when large sums of money are not at stake, by making
23 Petitioners invoke this Court’s decision in Hewitt v.
Helms, 482 U.S. 755 (1987) to support their argument, but
that case is inapposite. Pet. 26, 28. In Hewitt, the plaintiff
was not a prevailing party, see Hewitt, 482 U.S. at 759-60,
while in this case respondents indisputably are—as the dis-
trict court expressly found. Pet. App. 241a.
—-—
29
attorney’s fees available under a private attorney general
theory”). In any event, the amount of the lower court’s
award of attorneys’ fees cannot be said to be an abuse of
discretion, and there is certainly nothing worthy of cer-
tiorari review about the award.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
DOUGLAS R. Cox
Counsel of Record
MICHAEL E. ROSMAN DANIEL W. NELSON
CENTER FOR INDIVIDUAL DAVID B. SALMONS
RIGHTS JEFFREY A. WADSWORTH
1233 Twentieth Street, N.W. GIBSON, DUNN & CRUTCHER LLP
Suite 300 1050 Connecticut Avenue, N.W.
Washi D.C. 20062 Washi D.C. 20036
(202) 833-8400 (202) 955-8500
Counsel for Respondents
Hopwood and Carvell
May 21, 2001
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