Petition for Writ of Certiorari — Perkins v. United States (No. 07-999)
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No. 07-999 57% 23 2008
IN THE OFFICE OF THE CLERK
Supreme Court of the United States
FRANKLIN R. PERKINS, PETITIONER
MICHAEL W. WYNNE, UNITED STATES OF AMERICA, EX
REL., SECRETARY, DEPARTMENT OF THE AIR FORCE;
ALLEN B. DECKER, INDIVIDUALLY AND IN HIS OFFICIAL
CAPACITY
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
PETITION FOR WRIT OF CERTIORARI
ALEXANDER L. BEDNAR 20BERT MITCHELL
Counsel of Record
Bednar Law Firm
204 N. Robinson, 205 NW 63rd
Suite 1000 Suite 330
Oklahoma City, OK 73102 Ok lahoma City, OK 73116
405) 609-6000 (405) 760 7501
Attorneys for Petitioner
A
CURRY & TAYCOR @ (272) 393-4141
l
QUESTIONS PRESENTED
Frank Perkins filed a lawsuit against Tinker Air
Force Base and his supervisor, Allen Decker after Decker
demoted Mr. Perkins from his probationary position as a
superviscr. As justification for demoting Mr. Perkins,
Allen Decker, who was newly supervising him, instigated
an unscheduled ad hoc performance review on October 9,
2002, and gave Mr. Perkins all “zeroes” for traits such as
“communication skills.’ Mr. Perkins, an African
American, is a decorated war hero, worked for a NATO
General, and had never been disciplined either in military
or ciyilian employment. He has previously been
responsible for negotiating multi-million contracts for the
Air Force. Decker’s comments on the review form
indicate subjective conduct issues, which Decker
identified thirty days later as reasons for removing Mr.
Perkins from the position. Mr. Perkins’s performance
reviews immediately prior to, and immediately after
Decker’s negative review, reflect the highest marks for
Mr. Perkins, completely contradicting Decker’s review,
and indicating manipulation of performance data. The
District Court found that Mr. Perkins suffered an adverse
employment action at the hands of Decker. (App.14a).
However, Mr. Perkins did not receive notice or an
opportunity to be heard regarding the demotion.
Thirty days after giving Mr. Perkins the glaring
negative performance review, on November 7, 2002,
Decker handed him a written letter of demotion, to
become effective November 17, 2002. This letter
misdirected Mr. Perkins regarding administrative appeal
of the matter in the short time before his removal. The
District Court found that due to the misinformation in
that letter, evidence exists on the record Mr. Perkins was
“actively misled” prior to being demoted. ‘This finding is
12
not disturbed on appeal. (App.29a).
Although Defendants argued to the Tenth Circuit
that the October 9, 2002 ad hoc performance review was a
“proactive attempt to inform Plaintiff of his deficiencies,”
(Appellee Brief p. 20), discovery produced an email
wherein Decker and a higher supervisor had apparently
planned and orchestrated Mr. Perkins’ removal in
September of 2002, prior to the negative performance
review. (App.36a). Furthermore, another of Decker’s
supervisors instructed him in October of 2002 not to
utilize subjective conduct criteria in critiques of
employees, using the word “segregate” in such email.
(App.44a). Nevertheless, Decker relied upon his
subjective conduct criteria in his November 7, 2002 letter
of demotion.
Immediately after delivering the termination
letter to Mr. Perkins, and not knowing Mr. Perkins was
nearby within earshot, Decker while laughing stated to
a co-worker in referencing the termination, “the dirty
deed is done.” Applt. App. at 179, § 14, at 249, § 6.
Decker admitted to having stated these words in his
deposition, and Defendants have never countered this
blatant statement of bias. Mr. Perkins pointed out these
and other genuine issues of material fact on the record
below, evidencing pretext or a “sham” reason for
termination. The District Court granted summary
judgment based on the fact that Mr. Perkins did not
present direct evidence of discrimination. The Tenth
Circuit upheld that decision.
Both the District Court and the Tenth Cireuit did
not address the record as a whole, which contained
numerous issues of material fact. Although the District
Court said on page 6 of its Order “Plaintiff admits he did
not hear Decker use any specific racial terms” (App.17a),
it should have interpreted Decker’s above statement and
222
acts as evidence of the employer's racial animus. Decker’s
statement “the dirty deed is done,” delivered in the
manner described above, creates genuine doubt as to
Defendants’ real motivation and sincerity in terminating
Mr. Perkins, and it clearly reveals the Defendant
employer’s underlying discriminatory motive. The other
compounding factors, such as Decker’s planning of the
removal, his failure to abide by an order not to utilize
conduct criteria in disciplining an employee in a
performance review, and his misleading statement in the
letter of demotion regarding Mr. Perkins’ ability to appeal
the matter, 77 toto, amount to an overwhelming amount of
circumstantial evidence of animus. As such, a strong
inference of discrimination remains on the record,
regarding the employer’s proffered reason for
terminating Mr. Perkins, evidencing pretext.
Mr. Perkins has established a prima facie case of
discrimination, has introduced enough evidence for a jury
to reject the defendant employer’s proffered explanation
as “sham,” and has produced additional evidence pointing
to underlying animus on the part of Defendants. This
appeal therefore focuses upon the second and third parts
of the McDonnell Douglas test. McDonnell Douglas v.
(rreen, 411 U.S. 792, (1973).
Questions presented:
Whether the District Court and the Tenth Circuit
improperly applied the McDonnell Douglas test, and the
holding in Reeves v. Sanderson, when they both
concluded that the Plaintiff failed to show direct evidence
of discrimination as their main reason for upholding
summary judgment.
Whether under Rule 56, the District Court and Tenth
Ww
Circuit failed to view the record as a whole in a light more
favorable to the non-movant, given the unique facts of
this case and the numerous genuine issues of material fact
on the record.
Whether Frank Perkins met his burden of proof
and demonstrated pretext by presenting evidence that
indicated Defendants: (i) orchestrated his removal in a
way that circumvented his due process rights; (ii)
presented inconsistent, contradictory material sworn
statements relied upon by the Courts below; (iii)
wrongfully manipulated his performance scores in order
to remove him, (iv) made conversational comments on the
record that a jury could interpret as evidence of animus,
using words such as “segregated” and laughingly calling
Mr. Perkins’ removal a “dirty decd done,” and (v)
misstated the context of statements by Petitioner
regarding the removal letter “appearing to comply” with
administrative requirements, and upon which the District
Court and Tenth Circuit relied.
v
TABLE OF CONTENTS
Page
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APPENDIX
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Mistrict Court Decision (9/06/2006 ) .....cccccccccccceccccccececcoseeese 10a
Dastrict Court Decision (3/31/2006) ....ccccccccceecececececsceescecees 19a
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E'matl from Thomas to Decker dated (9/2 7/20 200 12). cece 36a
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action (4/2/2002) ......... OPTED NI OY YIPPIE N Baik Ne 37a
Performance Review immediately after adverse
OR Fikaris seer a ea .... 40a
Email from Corcoran to Decker ordering against
conduct re ee ee pkey cuanuearen cevetas ‘
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TABLE OF AUTHORITIES
Page
CASES
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RULES
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PETITION FOR A WRIT OF CERTIORARI
Frank Perkins, an individual civilian employee of
Tinker Air Force Base, and a decorated veteran of the
armed forces, respectfully petitions that a Writ of
Certiorari be issued to review the judgment of the
United States Court of Appeals for the Tenth Circuit
entered on August 15, 2007, as it contradicts the
Supreme Court’s holding in Reeves v. Sanderson
Plumbing Prod., Jnc., 530 US. 1383, at 146-
52(2000)(stating that an employee need not introduce
independent evidence of discrimination beyond the
prima facie case). In Reeves, the Supreme Court
unanimously held that the Circuit below had ignored
crucial evidence favorable to the employee, confined its
review inappropriately, and that the respondent was
not entitled to summary adjudication under the
particular circumstances presented. /d. at 135. The
Court further found that the Fifth Circuit had
disregarded evidence that undermined the employer's
non-diseriminatory explanation, had failed to draw all
reasonable inferences in favor of the employee, and had
improperly given weight to the fact that no direct
evidence of discrimination was proffered beyond the
prima facie case. Id.
The Court is squarely presented with a holding
from the Tenth Circuit that contradicts Rule 56, and
contradicts the Reeves decision regarding the fact a
plaintiff need not present direct evidence of
discrimination in a McDonnell! Douglas burden shifting
framework. As such, the Tenth Circuit in its decision in
Perkins v. Wynne et al, appears to adopt the “pretext
plus” test that the Fifth Circuit inappropriately applied
in the Reeves case. Given the facts in this case, the
Court should set aside the Tenth Circuit’s decision
2
affirming of summary judgment, and remand the
matter for a trial on the merits.
OPINIONS BELOW
The opinion of the United States Court of
Appeals for the Tenth Circuit is dated August 15, 2007,
and it is not published in the Federal Reporter, but is
published at Perkins v. Wynne ex rel Secretary, Dept.
of Air Force, 245 Fed.Appx. 771, 2007 WL 2319115
(C.A.10 (Okla.)). (App.la). The order denying the
Defendant Agency’ first Motion for Summary
Judgment of District Judge Vicki Miles-LaGrange,
United States District Court for the Western District
of Oklahoma in which the District Court found that the
Defendants “actively misled” Plaintiff (App.29a),
unpublished, is dated March 31, 2006. (App.19a). The
order of Judge Miles-LaGrange granting Defendants’
Motion for Summary Judgment, not reported in
F .Supp.2d, but available at 2006 WL 2583760, is dated
September 6, 2006. (App.10a).!
JURISDICTION
The judgment of the United States Court of
Appeals for the Tenth Circuit was entered on August
15, 2007. A Petition for Rehearing and Petition for
Rehearing En Banc was timely filed and was denied on
October 25, 2007. (App.3la). Pursuant to Supreme
Court Rule 13.1, this petition has been filed within 90
days of the denial of rehearing.
' References to the Appendix to this Petition are in the following
format: ” a.” References to the Tenth Circuit Appendix are in the
format: “Appit.App. at _.”
The jurisdiction of this Court is invoked
pursuant to 28 U.S.C. § 1254(1).
RELEVANT PROVISIONS INVOLVED
The statute construed is 42 U.S.C. § 2000e-2(a)
which states:
“It shall be an unlawful employment practice for
an employer to fail or refuse to hire or to
discharge any individual, or otherwise to
discriminate against any individual with respect
lo his compensation, terms, conditions, or
privileges of employment, because of such
individual's race, color, religion, sex, or national
origin.”
STATEMENT
This case arises out of Mr. Perkins suffering an
adverse employment event, and demonstrating under
Reeves v. Sanderson that he has satisfied the third
prong of the McDonnell Douglas test, by showing the
proffered explanation was “sham.” Mr. Perkins was
promoted effective June 30, 2002 from his position as an
Industrial Engineering Technician, GS-895-11 to a
supervisory position as Planning Section Chief, GS-8%5-
12 at Tinker Air Force Base, civilian sector, where he
has worked for almost twenty (20) years. This
promotion required him to serve a probationary period
of one (1) year. He had been selected for this promotion
by a panel chaired by Garry Bostick, a Black male, his
then immediate supervisor. Shortly before the
promotion, in April of 2002, Mr. Perkins had scored
4
“excellent” ratings on his performance evaluation.’
(App.37a). Up until this promotion, Mr. Perkins’
employment records demonstrated that he met all
expectations of his employer, with favorable
employment evaluations.*
Within two months of his promotion, in mid-
August 2002, Mr. Perkins came under the immediate
supervision of Allen Decker (Caucasian), branch chief.
It was at this time his employment difficulties with
Defendants began. Decker had an argument with Mr.
Perkins the first day they met, when Mr. Perkins
accidentally parked in Decker’s parking space. Decker
never outlined his expectations for Mr. Perkins,
(Applt.App. at 249), and admitted he did not know
whether Mr. Perkins’ previous supervisor had drafted a
“position description” or “performance plan” for Mr.
Perkins’ new supervisory role. Applt.App. at 234.
Also, Decker indicated he had failed to complete a
requisite agency “CORE” personne! document listing
Mr. Perkins’ duties and that such document “did not
become official for Frank [Perkins].” Applt.App. at 231-
235. He also identified an incomplete Performance Plan
for Mr. Perkins’ supervisory job. Applt.App. at 243.
Decker was hostile and impatient with Mr.
Perkins, and within several wecks of supervising Mr.
Perkins, Decker commenced actively soliciting negative
° The highest score on the evaluation is 9, and Mr. Perkins scored
one 7, five 8’s and three 9’s en the following appraisal factors: work
effort, adaptability to work, problem solving, working
relationships, communications, work productivity, self-sufficiency,
ckill in work, and work management.
* Mr. Perkins spent twenty years in the military, is a decorated
veteran of the Vietnam War, and worked for a NATO General. He
has spent almost twenty years in civilian duty, and has never been
reprimanded or disciplined until this matter.
>
comments from other employees about Mr. Perkins.
Applt.App. at 249-250. Discovery in this case produced
an email between Decker and his superior Linda
Thomas (Caucasian), dated September 27, 2002, where
the two planned to remove Mr. Perkins from his
position without giving him due process, thirty days
after a performance review. (App.36a). That email also
referenced subsequent meetings between the two to
further discuss removing Mr. Perkins.
Two weeks after the planning email with
Thomas, on October 9, 2002, Decker conducted a
subjective ad hoc performance review, without giving
notice to Mr. Perkins (seven weeks after the incident
over the parking space). On that date, Decker
presented an Evaluation Form 860B that indicated Mr.
Perkins was completely deficient in all areas,
amounting to “zeroes.” (App.32a). Unlike any
performance review he had ever received in his deeades
of public service, and certainly contrary to the last
evaluation in April 2002 (App.37a), On October 9, 2002,
Mr. Perkins received the lowest possible ratings in
every category with vague criticisms and inaccurate
assessments of his performanec. (App.32a-33a).4 The
“comments” section of the review form indicate that
Decker focused upon Mr. Perkins’ conduct, and not
upon his performance of identified duties.
In email dated October 16, 2002, Charlotte
Corcoran, another Caucasian superior of Decker’s,
instructed Decker, prior to his letter terminating Mr.
* Among others, Decker’s “comments” section includes nonsensical
requirements for improvement, drafted in an unprofessional,
almost. childish manner, lacking specificity, and manifesting
pretext: “need a major adjustment in dealing with others”...“ask
questions but manner of questions is paramount!”
6
Perkins, not to utilize conduct criteria in performance
evaluation reviews. Applt. App. at 220. In her email,
Ms. Corcoran states that performance matters and
conduct matter must be “segregated.” (App.44a);
Applt.App. at 220. Decker disobeyed this order and on
November 7, 2002 drafted a removal letter relying on
subjective conduct criteria from the performance
review, in terminating Mr. Perkins. Applt. App. at 215.
Defendants have not explained why Decker utilized
inappropriate conduct issues to terminate Mr. Perkins.
Decker asserts on the October 9, 2002 review
(App.35a) in Duty 7, item 5 that Mr. Perkins “did not
complete” and “botched” a program called 185 SORAP.
However, an email chain between Decker and other
supervisors dated October 2, 2002 indicates the
opposite: that Mr. Perkins successfully completed the
project, and to Decker’s satisfaction. Applt.App. at 217.
In fact, in one email, Decker states that he is “please[d]
with the [135 SORAP] numbers” and that Mr. Perkins
“worked out a compromise.” Applt.App. at 217, and at
250. Neither the District Court, nor the Tenth Circuit,
applied this amazing contradictory evidence in a light
more favorable to Mr. Perkins, apparently discounting
it as inapplicable. See Fed. R. Civ. P. 56; Reeves, supra
at 135 (directing that Courts not weigh evidence, and
that the evidence on record be analyzed in light more
favorable to the nonmovant).
On November 7, 2002, exactly thirty (30) days
after the performance review,’ Decker relied upon the
* Decker acted according to the time frame referenced in the
planning email of September 27, 2002 with Tnomas (App.36a),
handing a notice of removal of Mr. Perkins from his position
exactly thirty days after the unscheduled ad hoc performance
review.
land
‘
same derogatory criteria he had created in the 860B
review Form and handed Mr. Perkins a letter removing
him from his supervisor position and demoting him
effective November 17, 2002. Applt.App. at 215.
Decker did not give Mr. Perkins notice or opportunity
to be heard prior to delivery of the November 7, 2007
letter. Interestingly, in its Order granting summary
judgment, the District Court found that Mr. Perkins’
removal amounted to an “adverse employment action.”
(App.14a). Ismployees who suffer adverse actions are
entitled to due process, and notice of the adverse action
in advance. Montgomery v. City of Ardmore, 365 F.3d
926, at 936-87 (10" Cir. 2004)(employer should provide
charges, summary of employer’s evidence, and an
opportunity to respond); see also 5 U.S.C. $ 2302.
However, Decker acted according to the planning email
of September 27, 2002, which laid out a strategy to
terminate Mr. Perkins from his position without giving
him notice. (App.36a).
In the November 7, 2002 removal Ietter, Decker
specifically guided Mr. Perkins to seek appeal remedy
under AFI 36-1203, an inapplicable regulation that
specifically excludes relief for individuals such as Mr.
Perkins. Applt.App. at 215, and at 86-92 Section 14.10.
Decker never informed Mr. Perkins that he had forty-
five (45) days in which to contact an EEOC counselor.
Applt.App. at 249. Immediately after delivering the
termination letter to Mr. Perkins, and not knowing Mr.
Perkins was nearby within carshot, Decker while
laughing stated to a co-worker in referencing the
termination, “the dirty deed is done.” Applt. App. at
179, | 14, at 249, 9 6. Decker admitted to stating these
words in his deposition, and Defendants have never
countered this blatant statement of bias and pretext.
8
Mr. Perkins was qualified for the supervisor
position, but was removed under circumstances that
support a claim of racial discrimination. Defendants
claim that Mr. Perkins did not communicate well
verbally or in writing and that his communications
were often difficult to understand as unnecessarily
complex, wordy, and overly rhetorical. Applt.App. at
124. Defendants misrepresented to the Tenth Circuit
that the October 9, 2002 performance meeting was a
“proactive attempt to inform Plaintiff of his
deficiencies,’ (Appellee Brief p. 20). The email of
September 27, 2002, where Decker and Thomas were
planning Mr. Perkins’ termination, proves the existence
of Defendants’ otherwise ulterior pretextual motive to
remove Mr. Perkins from his job completely, not to
rehabilitate him. Applt. App. at 195.
Furthermore, after Mr. Perkins was demoted, he
underwent another performance evaluation on April 4,
20038, where he received higher marks than the one
before the adverse event with Decker on October 9,
2002. (App.40a). On the April 4, 2003 performance
review, Mr. Perkins received an “8” (with “9” being the
highest) in “Communication” from reviewer Charlotte
Corcoran, who comments: “communicates clearly
and effectively, whether orally or in writing.”
Applt. App. at 199-200 (emphasis added). The
overpowering discrepancy between a “zero” on the
review at the adverse employment action, and a near
perfect score of “8” in employee performance reviews
less than six months apart, on the ability to
communicate effectively, gives rise to an inference of
pretext, and that Decker manipulated performance
data on October 9, 2002. Beaird v. Seagate Technology,
Inc., 145 F.3d 1159, at 1168 (10 Cir. 1998)(stating that
employee may show pretext by (1) showing the adverse
0
event does not accord with proper criteria utilized by
the employer, (2) by adducing evidence that the
employer’s criteria was deliberately falsified or
manipulated so as to adversely alter the employment
status, or (8) by adducing evidence that the employer's
action is generally pretextual).
In April of 2008, Mr. Perkins contacted an EEOC
counselor regarding matters of concern in this action.
On May 14, 2003, Mr. Perkins filed an informal EEOC
complaint and on July 21, 2003, filed a formal EEOC
complaint citing the October 2002 evaluation and
November 2002 demotion. He received a “right to sue
letter” from EEOC and filed this lawsuit in 2004,
alleging discrimination under Section 1981, the Fifth
Amendment, the Fourteenth Amendment, and Title
VII of the Civil Rights Act (42 U.S.C. § 2000e et seq).
The District Court dismissed Mr. Perkins’ § 1981, Fifth
and Fourteenth Amendment Claims in February 2005.
Thus, the sole remaining ciaim is under 42 U.S.C. §
Z2000e-2(a).
Defendants moved for Summary Judgment in
July 2005 partly on the grounds that Mr. Perkins failed
to commence his EEOC process in a timely fashion.
That motion was denied specifically because the Court
found evidence that the Defendants “actively misled”
Mr. Perkins with regard to his rights to appeal the
adverse event. (App.29a). The Court entered an Order
on March 31, 2006 that equitable tolling of EEOC
deadlines was in order, and granted Perkins the
opportunity to maintain his remaining claim.
Defendants then moved again for Summary
Judgment on Mr. Perkins’ remaining employment
discrimination action pursuant to Title VII of the Civil
Rights Act of 1964. In its Order of September 6, 2006,
the Court focused solely on the three-prong McDonnell
10
Douglas test. The Court found Mr. Perkins satisfied the
first prong and established a prima facie case of
discriminatory discharge. It then held that Defendants
articulated a legitimate, non-discriminatory reason for
terminating Mr. Perkins, overcoming their burden
under the second prong of the test. Under the third
prong, the District Court felt that Mr. Perkins did not
demonstrate pretext as he was replaced by a Hispanic
person and, among other matters, Mr. Perkins could not
cite to direct evidence of racism. The District Court
stated in its Order that “Plaintiff admits he did not hear
Decker use any specific racial terms.” (App.17a). In
granting the Defendants’ second Motion for Summary
Judgment the District Court states Mr. Perkins “failed
to show any inconsistencies or contradictions in
Defendant’s proffered,’ without taking into
consideration numerous contradictory facts on the
record. (App.17a). In its Order, however, the District
Court did not set aside its prior finding that Defendants
actively misled Perkins. (App.10a).
One key point the District Court misinterpreted
is a statement it cited from Mr. Perkins, where he
states on the record that the demotion letter of
November 7, 2002 “appears to comply with”
administrative protocols. (App.l6a-17a). Defendants
misguided the Court, as the sentence, when read in full
context of the preceding sentence, and the following
two paragraphs, clearly demonstrates that Plaintiff is
stating that although Decker’s letter appears
appropriate, in truth it is not. When read in context,
that sentence should be properly understood as follows:
Exhibit 13 is the attempt by Decker to comply
with AFI 36-1001, paragraph 4.7. The letter
appears to comply with the
1]
requirements...according to his deposition,
Decker failed to establish a core personnel
document... Applt.App. at 186-87. (emphasis
added).
Mr. Perkins filed an appeal with the Tenth
Circuit, which corroborated the District Court’s
analysis that the record lacked direct evidence of
discrimination, and that Mr. Perkins therefore did not
prove pretext. (App.7a). The Tenth Circuit validated
the same statement above that the District Court took
out of context, regarding Mr. Perkins’ argument that
although Decker attempted to comply with
administrative requirement with his demotion letter, he
did not, as he had not identified proper core duties for
Mr. Perkins. (App.6a). The three-judge panel did not
read the full context of that sentence, and therefore did
not view it properly in a light more favorable to Mr.
Perkins, and instead based its approval of summary
judgment on its misinterpretation. Fed. Civ. R. P. 56.
The Tenth Circuit apparently did not review any of the
contradictory evidence favoring Mr. Perkins, as it must
have believed it inapplicable for some reason.
The Tenth Circuit affirmed the District Court’s
grant of summary judgment On August 15, 2007.
(App.la). A timely Petition for Rehearing and Petition
for Rehearing En Bane was denied. (App.3la). This
Court should now consider the Petitioner’s claim that
the Respondents are not prevailing parties in light of
this Court’s prior recent decision in Reeves, which held
that an employee is not required to submit more
evidence than (a) a prima facie case requires, coupled
with (b) evidence from which a rational factfinder
would conclude that the employer’s — proffered
explanation for its actions was false. Mr. Perkins
12
submitted evidence on the record that both the District
Court and the Tenth Circuit failed to recognize in a
light more favorable to him, just as the plaintiff did in
Reeves.
This Court should also review this case since the
approach of the Tenth Circuit is inconsistent with the
indirect evidence method of proof mandated by this
Court in McDonnell-Douglas Corp. v. Green, 411 US.
792, 804-05 (1973), and followed in Texas Dept. of
Community Affairs v. Burdine, 450 U.S. 248, 256
(1981), Hicks, 509 U.S. at 502 (1993), and most recently
Reeves, 5380 U.S. 143(2000). The theory underlying
McDonnell-Douglas and its progeny is that an
employer in an employment discrimination case will not
ordinarily admit employment discrimination. Because
of the unavailability of direct evidence, this Court
adopted the indirect burden-shifting method of proof.
Requiring direct evidence (i.e., "pretext plus") cannot
be reconciled with McDonmneil-Douglas and its progeny,
which hold direct evidence is not required. The Court
is presented with the opportunity to set aside the Tenth
Circuit’s judgment and remand the matter to District
Court for adjudication on the merits.
REASONS FOR GRANTING THE PETITION
A. The Tenth Circuit Decision in Perkins v. Wynne
et al. is in conflict with the Supreme Court
decision in Reeves v. Sanderson.
In a McDonnell Douglas burden shifting
framework, the burden of the employer to produce a
non-discriminatory reason for the adverse employment
action is one of production, not of persuasion, and
13
should not involve a credibility assessment. Reeves,
supra at 142, citing Burdine, supra at 254; 42 U.S.C.A §
200e-2(a)(1). On a motion for summary judgment, a
Court should review all evidence in the record, but in
doing so, must draw all reasonable inferences in favor of
the nonmoving party, without making credibility
determinations or weighing the evidence. Reeves at 150,
citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242,
250-251 (1986). After the employer proffers a
nondiscriminatory reason for an adverse employment
action, a plaintiff need only produce sufficient evidence
to reject the employer’s explanation, and need not
introduce additional, independent evidence of
discrimination. Reeves at 149. The Courts below found
that Petitioner had successfully proven his prima facie
ease for discrimination. (App.ld4a, App.4da-5a). The
District Court found that Mr. Perkins had suffered an
“adverse employment action” (App.l4a), and this
finding was not. disputed by the Tenth Cireuit.
However, the Courts below failed to consider evidence
on the record that strongly contradicted the employer’s
proffered reason, and inappropriately weighed evidence
in favor of defendants. As such, summary judgment
should be set aside.
A wide deviation in scores from one employee
performance review to another demonstrates proof of
pretext and an inference that Defendants manipulated
evaluation criteria, therefore precluding summary
judgment. Beaird, supra at 1169-70.°. The strongest
° The Beard case is not only on point, but was the Tenth Circuit
case the Supreme Court analyzed for purposes of the split in
circuits resolved through the Reeves holding. The /teeves holding
supported the analysis in Beaird that employees be able to show
through circumstantial evidence and other evidence that an
14
evidence on the record includes the performance
reviews immediately before and after the performance
review at the adverse event. (App.37a, App.40). The
review on October 9, 2002 that Defendants utilized to
demote Mr. Perkins, included all “zeroes” for cach
criteria, such as communications and _ working
relationships with others. (App.32a). The Courts below
adopted and even quoted in their orders the
Defendants’ biased evidence regarding the adverse
event.’ (App.da, App.l4a). Neither Court below
addressed the glaring inconsistency between the
Defendants’ assessment of Mr. Perkins and the reviews
right before and after October 9, 2002.
In stark comparison, the performance review in
April 2002, six months before the review that
supported the adverse event, indicates that Mr. Perkins
scored the highest, a “9,” on element number 4, and that
he was “sensitive to the behavior of fellow workers,
supervisors, and subordinates; maintains effective
working relationships with others.” (App.37a). This
review also shows that on element 5, communication,
Mr. Perkins scored an “8” and that he “communicates
clearly and effectively; whether orally or in writing.”
Further damning is the performance review
inference of discrimination is present, without requiring direct
evidence.
’ The Tenth Circuit quoted Defendants’ brief that Mr. Perkins
allegedly had “uncooperative demeanor, poor communication skills,
and condescending, disrespectful manner of speaking.” App.5a.
This assessment of Mr. Perkins is contradicted in the record by
both of Mr. Perkins’s reviews before and after the adverse action
(App.37a, App.40a), and contradicted in the record by emails
showing Mr. Perkins communicating well with others. Applt.App.
at 217-220, and at 248. The Tenth Circuit should have viewed this
evidence in a light more favorable to Mr. Perkins, per Rule 56.
15
immediately after the October 9, 2002 review, where
Mr. Perkins scored even higher on the same criteria
than he did on the April 2002 review."
As such, the Courts below either failed to view
this evidence in Mr. Perkins’ favor, or they disregarded
it as not being direct proof of discrimination. Neither
Court below discussed the incredible contradiction
between the consecutive performance assessments.
Furthermore, neither Court below explained the fact
that Defendant Decker and another supervisor were
emailing each other a plan to remove Mr. Perkins two
weeks before Decker’s October 9, 2002 performance
review of Mr. Perkins, where Mr. Perkins received all
“zeroes” (App.32a, Applt.App. at 193), and that Decker
made the statement “the dirty deed is done,” while
rejoicing with another white supervisor upon
terminating Mr. Perkins.” Applt. App. at 179, § 14, at
249, ¥ 6.
Mr. Perkins has consistently argued on the
record that Decker purposefully misled him with
respect to the manner in which he could appeal his
termination in the demotion letter. Applt. App. at 15
(413); at 23, 27-29; at 73 (YB), and at 74 (41). He not
Whereas Mr. Perkins had scored a “7” on the April 2002
performance review for criteria number seven “skill in work,” he
scored an “8” in the same criteria in the April 2003 performance
review with the following assessment: “performs job-associated
tasks well, whether they require physical, technical, professional,
supervisory, or managerial skills, is considered very skillful on the
job” (emphasis added). Both the April 2002 and April 2003
assessments, on the first page indicate Mr. Perkins also received a
performance cash award for scoring so well on his performance
criteria. Applt.App. at 197, at 199.
* The record indicates that Defendant Decker did not know Mr.
Perkins was within earshot and overheard this conversation, and
Decker admitted in his deposition to having said such comment.
16
only contradicted the Defendants’ evidence, but also
put forward this other evidence that rendered the
Defendants’ explanation for termination unworthy of
credence. Mr. Perkins pointed to this evidence as proof
of pretext, yet neither Court below distinguished this
key evidence.
The District Court reasoned that summary
judgment was proper due to the fact that Plaintiff did
not identify any direct statements by Decker
evidencing discrimination. (App.17a). The Tenth
Circuit quoted the District Court’s Order (App.5a), and
mistakenly identified the McDonnell Douglas
framework to require an employee to deliver
independent evidence that the employer did not
“honestly believe that explanation” for the adverse
employment action. (App.7a). The statement by
Decker “the dirty deed is done” should have been
presented to a jury as it appears to meet the Tenth
Circuit’s own test.
The Tenth Circuit incorrectly limited its review
of Mr. Perkins’ proof of Defendants’ pretext to four
items. (App.5a). In truth, Mr. Perkins identified other
independent issues of material fact on the record that
support pretext, such as the evidence above, which was
completely neglecled by both Cuurts below. Surminary
Judgment was inappropriate, as the Tenth Circuit
should have viewed the evidence in a light more
favorable to Mr. Perkins, and determined that genuine
issues of material fact exist, under Rule 56, and should
not have given credibility to the Defendants’ witnesses,
and weighed evidence in their favor. Also, summary
judgment should be set aside as Mr. Perkins should not
have heen given the gargantuan task of placing direct
proof of discrimination on the record.
17
B. The Tenth Circuit's ruling upholding Summary
Judgment fails to address numerous genuine
issues of material fact highlighted on the record,
that should have been viewed in a light more
favorable to Petitioner
When determining whether summary judgment
is proper, a Court should view the evidence in the light
most favorable to the nonmoving party, and draw all
reasonable inferences in that party’s favor, and it
should be denied upon proof of genuine issues of
material fact. Anderson v. Liberty Lobby, 477 U.S. 242,
255 (1986).
# Contrary to the Tenth Circuit’s
finding, Mr. Perkins’ successfully
completed the project called KC 135
SORAP
The Tenth Cireuit improperly relicd upon
Defendant's statements that Mr. Perkins was fired for
“hotching”’ a project called KC 135 SORAP. (App.5a).
In truth, Mr. Perkins successfully completed it, and to
Defendant Wecker’s satisfaction. Defendant Decker
misrepre¢ sented on the S&60B October 9, 2002
performance review form and its attachment that Mr.
Perkins “botched” the KC 135 SORAP project. Appl
App. at 194, duty 7, item 5. Regarding the KC 135
SORAP project, Decker states in an email:
I .
Yes Jimmie got in touch with Frank this
afternoon and worked out compromise. I
am please with the numbers and my planners
will follow thru on rest of studies and actions
18
Thank again.” (emphasis added). Applt. App.
at 217-19, at 250 (email dated October 2, 2002).
Due to his satisfaction regarding Mr. Perkins’
successful completion of it, it appears Decker fabricated
the story he attached to the October 9, 2002
Periormance Review &60B form that Mr. Perkins
somehow “botched” this KC 135 project. This evidence
was presented to the Court below and should have been
resolved in Mr. Perkins’ favor, and not construed
against him on page 6 of the District Court’s Order.
(App.15a).
Mr. Perkins has consistently asserted that
Decker’s accusation regarding his “botching” the KC-
135 SORAP project are unfounded. Applt App. at 178.
A genuine issue of material fact thus exists as to
whether Frank Perkins’ work was deficient with regard
to the KC-135 SORAP project, lessening the strength
of Defendants’ proffered reason under the second prong
of McDonnell Douglas and supporting an inference of
pretext. The Tenth Circuit should have viewed this
evidence in a light more favorable to Mr. Perkins, and
denied summary judgment.
2. The Tenth Circuit did not address the
suspicious email between Defendants
where they are planning to remove
Petitioner without due process, as
well as the misleading termination
letter
The Tenth Circuit failed to address the fact that
Defendants communicated a plan to terminate Mr.
Perkins before his performance review, and expressed
an interest in removing him without affording him due
19
process. Applt. App. at 195."” The email is suspect, as it
identifies an organized, preplanned agenda by Decker
to remove Mr. Perkins. Defendants’ proffered reason
for terminating Mr. Perkins due to alleged failure to
perform his duties is thus questionable. On November
7, 2002, Defendant Decker acted upon this plan, and
handed Mr. Perkins a termination letter with two
glaring misrepresentations. Applt. App. at 215. First,
the letter wrongly instructed Mr. Perkins that his
termination “may not be appealed to the Merit System
Protection Act,” (Applt. App. at 215), although the law
allowed him to do so. See 5 USC §7702(a); 29 CFR
$1614.302; 5 CFR §§1201.151-1201.157; Coffman v.
Glickman, 328 F.3d 619, 625-24 (10th Cir. 2008).
Secondly, the November 7, 2002 letter further
misdirected Mr. Perkins to “contest this action under
the Administrative Grievance system in AFI 36-1203 if
you so desire.” Applt. App. at 215, § 3. However, AF |
36-1203, an Air Force regulation, does not pertain to
removal of a probationary supervisor and in fact
specifically contains an exception to such, as the Court
below was made aware. Applt. App. at 117-18 (Court’s
Order citing the inapplicability of the regulation and
proof of “evidence that [Mr. Perkins] was actively
misled”), Applt. App. at 74-5, 79, and at 179, 415.
Defendant Decker knowingly misled Mr. Perkins
regarding his appeal rights.
As a general rule, the Due Process Clause
requires “some kind of a hearing prior to the discharge
Linda Thomas emailed Decker on September 27, 2002, and
suggested a manner of terminating Frank Perkins from his
position without affording him due process. Applt. App. at 195
The Court below did not address this communication, which,
coupled with the November 7, 2002 letter misleading Mr. Perkins
about his rights to appeal the adverse event, manifests pretext.
20
of an employee who has a constitutionally protected
property interest in his employment.” Cleveland Bd. of
Educ. v. Loudermill, 470 U.S. 532, 542 (1985); see also 5
U.S.C. § 2302. The purpose of the pretermination
hearing is to serve as “a determination of whether
there are reasonable grounds to believe that the
charges against the employce are true and support the
proposed action.” Jd. at 545-46. The District Court
stated in its Order granting Summary Judgment that
Frank Perkins had suffered an “adverse” employment
action in being removed from his supervisory position.
(App.l4a). Mr. Perkins was not afforded a
pretermination hearing. The Tenth Circuit should have
viewed this evidence in Mr. Perkins’ favor as well, as it
strengthens the inference of pretext.
3. Defendant Decker had not conveyed
to Mr. Perkins any expectations of his
new duties as a supervisor, as
required under agency protocol, and
thus inappropriately punished Mr.
Perkins through the performance
review of October 9, 2002
Defendant Decker stuled in deposition that a
required CORE document defining Mr. Perkins’ duties
was not completed for purposes of holding a
performance review on October 9, 2002. Applt. App. at
231-35. The Tenth Circuit should have considered this
proof that Decker’s ad hoc review was thus improper.
Decker admitted that when conducting a performance
review, he was required to follow Air Force protocol,
and utilize a pre-drafted CORE personnel document
that outlined an employee’s duties. Applt. App. at 230-
235. He faltered in his deposition and mixed his words
21
regarding the fact Mr. Perkins had not been properly
given a set of performance duties under an appropriate
CORE document. Applt. App. at 232-35 (Decker stating
“tthe CORE document] did not become official for
Frank,” Applt. App. at 233, and that “I was wanting to
get Frank and I together to sign it,” Applt. App. at
235). Decker’s own testimony thus creates an issue of
material fact as to whether his evaluation of Mr.
Perkins was appropriately conducted with relevant
criteria, and proper job duty expectations.
4. Petitioner was_ prevented = from
promoting two African American
females, and chastised for disciplining
a white employee, demonstrating
further evidence of pretext for his
removal
Mr. Perkins has argued on the record that
management terminated him because he was
attempting to discipline a white employee that Linda
Thomas wanted to protect, and because he attempted
to promote two black employees. Defendants never
explained why they redrafted the selection criteria for
a position that Mr. Perkins filled with an African
American woman. Applt. App. at 184-85. Mr. Perkins
identified on the record below that his promotion of one
black female was set aside after the promotion
occurred. Applt. App. at 250. Furthermore, Linda
homas ordered Mr. Perkins to destroy documents he
had drafted regarding a rogue white employee he was
disciplining. Applt. App. at 176, at 201.
Mr. Perkins’ managerial style as a supervisor
was met with certain disapproval, and he has argued on
the record that the Defendants maintain a prejudiced
22
bias against African Americans and thus actively
sought to demote him. Applt.App. at 248. A genuine
issue of material fact thus exists as to whether
management was predisposed to prejudice, and the
Tenth Circuit should have viewed this evidence as
supporting proof of pretext for discrimination.
5. Defendant Decker utilized
inappropriate conduct criteria in his
performance evaluation of Mr.
Perkins, contrary to Air Force
protocol and contrary to regulatory
law
Conduct issues are not proper reasons for
removal from a supervisor position. Applt. App. at 179,
185-86, 192. Air Force Instruction 36-1001 at Section
4.7.2 states that a supervisor in probationary status
may only be demoted for issues related to performance
of his supervisory role, not for subjective issues of
conduct:
Return an employee to a nonsupervisory or
nonmanagerial position for failing to complete
probation only for reasons that relate
directly to the employee’s performance as a
supervisor or manager. This return is not an
adverse action. Process actions to demote or
separate for conduct or performance unrelated
to supervisory or managerial performance under
5 CFR Part 432 or 752. Applt. App. at 185, at
192. (Emphasis added).
This directive identifies a completely separate
disciplinary process for issues of conduct, found at 5
23
CFR Part 432 and 752. Decker knew or should have
known not to discipline Frank Perkins on conduct
issues in a performance evaluation, given his high-level
supervisory position and the fact he had demonstrated
his knowledge of regulatory law. Applt. App. at 54
(Declaration of Decker who cites to another section of
Title 5 CFR); Applt. App. at 142 (Memorandum given
by supervisors such as Decker, citing 5 CFR Section
315). Furthermore, Decker’s own superior, Charlotte
Corcoran, emailed him and told him not to use conduct
criteria in a performance evaluation, before he
delivered his November 7, 2002 removal letter to Mr.
Perkins. App.44a.
At the performance review in question on
October 9, 2002, Decker acted contrary to proper
protocol: he criticized Mr. Perkins in an 860B Form
(Appit. App. at 108-09) for subjective conduct matters
not identified in a CORE document, and not related to
performance (Applt. App. at 179, 914). Decker’s
biased, personal criticism of Mr. Perkins’ conduct
should have been addressed in a disciplinary hearing
and not in a performance review, according to Air
Force Instruction 36-1001, in effect during the relevant
events at issue. Applt. App. at 177, 185, 190, 191, and
192 at § 4.7.2.
A Court should view evidence and all reasonable
inferences in favor of the non-moving party. /eeeves,
supra at 150. The District Court’s sidebar comment in
its footnote 4 regarding Mr. Perkins’ aptitude as a
supervisor (Applt. App. at 260), repeated by the Tenth
Circuit, shows that the Courts below failed to consider
Mr. Perkins’ evidence (Applt. App. at 85, at 186-87, at
24
197-200)'' that he was satisfactorily performing his job,
in a light more favorable to him, in violation of Fed. R.
Civ. Proc. Rule 56. Furthermore, the Tenth Circuit
failed to consider the remaining evidence that
Defendants’ proffered explanation was pretextual, and
it inappropriately weighed evidence in favor of
Defendants. As such, the Tenth Circuit should have
viewed the record as whole, and determined that
genuine issues of material fact remain. This Court
Should set aside summary judgment and remand the
matter for a trial on the merits.
CONCLUSION
For the foreguing reasons, a writ of certiorari
should he granted.
Respectfully submitted,
ROBERT MITCHELL
Counsel of Record
ALEXANDER L. BEDNAR
Bednar Law Firm
204 North Robinson,
Suite 1000
Oklahoma City, OK 73102
Telephone: (405) 609-6000
“ The record shows that Mr. Perkins had numerous important
duties over the past several decades, and that the Air Force sent
Mr. Perkins to remote areas across the United States to negotiate
large contracts on its behalf. Appit. App. at 58-64. The Air Force’s
trust in Mr. Perkins’ communication skills in allowing him to
negotiate multi-million dollar contracts for years contradicts
Decker’s performance review, and the Tenth Circuit should have
viewed this evidence in Mr. Perkins’ favor.
la
(any footnote(s) trail end of each document
No. 06-6321
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
FRANKLIN R. PERKINS,
Plaintiff-Appellant,
Ve
MICHAEL W. WYNNE, * United States of America,
ex rel., Secretary, Department of the Air Force;
ALLEN B. DECKER, individually and in his official
capacity,
Defendants-Appellees.
August 15, 2007, Filed
NOTICE: PLEASE REFER TO FEDERAL RULES
OF APPELLATE PROCEDURE RULE 32.1
GOVERNING THE CITATION TO UNPUBLISHED
OPINIONS.
COUNSEL: For FRANKLIN’ R. PERKINS,
Plaintiff-Appellant: Robert L. Mitchell, Mitchell Foley
& Jencks, Oklahoma City, OK; Alexander LL. Bednar,
Oklahoma City, OK.
For MICHAEL W. WYNNE, United States of
America, ex rel., Secretary, Department of the Air
Force, ALLEN B. DECKER, individually and in his
official capacity, Defendants-Appellees: Robert A.
Bradford, Asst. U.S. Attorney, Judy A. Copeland,
24
Office of the United States Attorney,Oklahoma City,
OK.
JUDGES: Before HARTZ, EBEL, and
TYMKOVICH, Circuit Judges.
OPINION BY: David M. Ebel
OPINION
ORDER AND JUDGMENT **
Plaintiff Franklin R. Perkins appeals from the district
court's summary judgment order that he failed to
present sufficient evidence to create a genuine issue as
to whether the defendant's explanation for his demotion
was a pretext for discrimination. We have jurisdiction
under 28 U.S.C. § 1291 and affirm.
J
On June 30, 2002, Mr. Perkins, a civilian employee of
the United States Department of the Air Force (Air
Force), was promoted to supervisory industrial
engineering technician. The promotion was subject to
his successful completion of a one-year probationary
period. Not long after the promotion, his relationship
with his direct supervisor and other colleagues became
strained. In October 2002, his direct supervisor, Allen
Decker, conducted a progress review which indicated
that he was performing poorly; however, Mr. Perkins
refused to discuss the review and stated that he no
longer wanted to work for Mr. Decker. In November
2002, Mr. Perkins was notified in writing that he had
not. passed the probationary period and would be
3a
returned to his former position as a non-supervisory
industrial engineering technician.
In his suit against the Air Force and Mr. Decker, Mr.
Perkins claimed violations of 42 U.S.C. § 2000e ("Title
VII"), 42 U.S.C. § 1981, and the Fifth and Fourteenth
Amendments to the United States Constitution. The
district court dismissed all of the claims against Mr.
Decker and the § 1981 and constitutional claims against
the Air Force. Mr. Perkins dves not challenge this
order on appeal.
The Air Force moved for summary judgment on the
grounds that Mr. Perkins failed to timely exhaust his
administrative remedies. In denying the motion, the
district court found
there is a genuine issue of material fact as to
whether equitable tolling should apply to extend
the forty-five (45) day time limit for [Mr.
Perkins] to contact an EEO counselor.
Specifically, the Court finds that [Mr. Perkins]
has put forth evidence that he was actively
misled.Aplt. App. at 118.
The district court, however, did grant the Air Force's
second motion for summary judgment, holding that Mr.
Perkins failed to meet his burden of demonstrating that
the Air Force's explanation for his demotion was
pretextual. This appeal followed.
I]
"We review the district court's grant of summary
judgment de novo, applying the same legal standard
4a
used by the district court." Simms v. Okla. ex rel. Dep't
of Mental Health & Substance Abuse Servs., 165 F.3d
1321, 1326 (10th Cir. 1999). Summary judgment is
appropriate "if the pleadings, depositions, answers to
interrogatories, and admissions on file, together with
the affidavits, if any, show that there is no genuine
issue as to any material fact and that the moving party
is entitled to a judgment as a matter of law." Fed. R.
Civ. P. 56(c). The evidence and reasonable inferences
drawn therefrom are viewed in the light most favorable
to the nonmoving party. Simms, 165 F.3d at 1326.
Il]
In cases such as this where a Title V11 plaintiff relies on
indirect evidence to prove discrimination, the claim is
analyzed under the burden-shifting framework set
forth in McDonnell Douglas Corp. v. Green, 411 U.S.
792, 93 S. Ct. 1817, 36 L. Ed. 2d 668 (1973). Young v.
Dillon Cos., Inc., 468 F.3d 1243, 1249 (10th Cir. 2006).
Under McDonnell Douglas, the plaintiff carries
the initial burden of establishing a prima facie
ease of racial discrimination. Once the plaintiff
establishes a prima facie case, the burden shifts
to the employer to articulate some legitimate,
non-discriminatory reason for the adverse
employment action. If the defendant makes this
showing, the burden then shifts back to the
plaintiff to show that the defendant's proffered
justification is pretextual./d. (internal citations
omitted).
Applying this framework, the district court assumed
for purposes of summary judgment that Mr. Perkins
da
"established a prima facie case of discriminatory
discharge," Aplt. App. at 260, and further found that the
Air Force "met its burden to produce a legitimate, non-
discriminatory reason for terminating |Mr. Perkins's]
employment." Jd. Among other things, it noted the Air
Foree's evidence of Mr. Perkins's "uncooperative
demeanor, poor communication skills, and
condescending and disrespectful manner of speaking to
co-workers," id., as well as the inappropriate reaction to
his review, defensive response to negative feedback,
unsatisfactory performance on a repair plan, and lack of
skills and aptitude to be a supervisor.
The district court then turned to whether Mr. Perkins
met his burden of demonstrating a genuine issue of
material fact as to whether the Air Force's explanation
for his demotion was a pretext for discrimination. In
this regard, Mr. Perkins advaneed four theories: (1) he
was replaced by a non-African-American; (2) another
African-American employee was removed as a
supervisor at or about the same time he was; (3) a white
female worker was chosen over a female African-
American who he sponsored for a promotion; and (4) his
supervisor, Mr. Decker, failed to comply with the
procedure governing situations where an employee
does not pass probation.
As to each, the court found that the alleged action did
not establish pretext because: (1) Mr. Perkins's
replacement was a Hispanic, who is also a member of a
protected class; (2) he conceded that his supervisor, Mr.
Decker, "took no known action to remove [the other
employee] from his supervisury position," id. at 184; (3)
his suggested candidate for the promotion was not
qualified and he had no evidence that the successful
6a
candidate was also unqualified; and (4) he admitted that
the letter regarding his failure to pass probation
‘appears to comply with the [procedures]." Jd. at 186.
IV
Mr. Perkins first argues that the Air Force did not
meet its burden of establishing a facially
nondiscriminatory reason for his demotion. We
disagree. At this stage of the McDonnell Douglas
analysis, the Air Force was required
merely to articulate through some proof a
facially nondiscriminatory reason for the
termination; the defendant does not at this stage
of the proceedings need to litigate the merits of
the reasoning, nor does it need to prove that the
reason relied upon was bona fide, nor does it
need to prove that the reasoning was applied in a
nondiscriminatory fashion.EEOC v. Flasher Co.,
Inc., 986 F.2d 1312, 1316 (10th Cir. 1992).
The district court correctly applied the McDonnell
Douglas paradigm at this stage of the analysis, and its
finding that the Air Force met its burden of coming
forward with proof of a facially nondiscriminatory
reason for demoting Mr. Perkins is supported by the
record.
Having met its burden to articulate a legitimate, non-
discriminatory reason for its adverse employment
action, the court correctly held that the burden shifted
back to Mr. Perkins to show that the Air Force's stated
reasons were a pretext for unlawful discrimination. "To
show that the defendant's proffered race-neutral
va
reasons were actually a pretext for discrimination, this
Court has held that the plaintiff must demonstrate that
the defendant's proffered race-neutral reasons were so
incoherent, weak, inconsistent, or contradictory that a
rational factfinder could conclude the reasons were
unworthy of belief." Young, 468 F.3d at 1250 (internal
quotation marks and _ brackets omitted). Stated
otherwise, “[pJretext requires a showing that the
tendered reason for the employment decision was not
the genuine motivating reason, but rather was a
disingenuous or sham reason." Reynolds v. Sch. Dist.
No. 1, 69 F.3d 1523, 1535 (10th Cir. 1995).
The relevant inquiry is not whether the
defendant's proffered reasons were wise, fair or
correct, but whether it honestly believed those
reasons and acted in good faith upon those
belicfs. A plaintiff cannot avoid summary
judgment with an unadorned claim that a jury
might not believe defendant's explanation for his
termination; he must point to evidence
suggesting that defendant itself did not honestly
believe that explanation.Raum v. U.S. Olympic
Comm., 389 F.3d 1130, 1138 (0th Cir. 2004)
(internal citation, quotation marks, and brackets
omitted).
Although Mr. Perkins disagrees with the Air Force's
assessment of his job performance and personality, we
agree with the district court that he failed to come
forward with evidence sufficient to raise a genuine
issue of material fact concerning pretext. As to his
argument that the "self-serving," Aplt. Op. Br. at 13,
n.3, affidavits and declarations supplied by the Air
Force were “suspicious,” id., because “they appear to
Sa
have been drafted by the same person, using the same
language," id. n.3, he failed to raise this objection in the
district court and this challenge cannot be raised for the
first time on appeal. "By failing to object below, any
formal defects in tie declaration are deemed to be
waived." Thomas v. U.S. Dep't of Energy, 719 F.2d 342,
344-45, n.3 (10th Cir. 1983).
I‘inally, we disagree with Mr. Perkins's argument that
the district court's finding in its prior order that he "put
forth evidence that he was actively misled" Aplt. App.
at 118, regarding his appeal rights is evidence of
discrimination. Setting aside the fact that Mr. Perkins
himself argues that this demonstrates an “active[|]
conspir{acy] to remove him and deny him due process,"
Aplt. Op. Br. at 11, - not racial discrimination - we have
held that alleged irregularitics that occur following
adverse action are irrelevant to prove pretext.
Jaramillo v. Colo. Judicial Dep't, 427 F.3d 1308, 1315
(10th Cir. 2005).
The judgment of the district court is AFFIRMED.
Entered for the Court
David M. Ebel
Circuit Judge
Footnotes
*Michael W. Wynne is substituted for James G. Roche
as defendant-appellee pursuant to Fed. R. App. P.
43(c)(2).
Ya
** After examining the briefs and appellate record, this
panel has determined unanimously that oral argument
would not materially assist the determination of this
appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R.
34.1(G). The case is therefore ordered submitted
without oral argument. This order and judgment is not
binding precedent, except under the doctrines of law of
the case, res judicata, and collateral estoppel. It may be
cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
10a
Case No. CIV-04-715-M
UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF OKLAHOMA
FRANKLIN R. PERKINS,
Plaintiff,
¥
UNITED STATES OF AMERICA, ex rel., DR.
JAMES G. ROCHE, Secretary, Department of the Air
Force,
Defendant.
September 6, 2006, Decided
COUNSEL: For Franklin R Perkins, Plaintiff:Robert
L Mitchell, Oklahoma City, OK.
For James G Roche, USA ex rel, Secretary,
Department of the Air Force, Defendant: Judy A
Copeland, Robert A Bradford, US Attorney's Office-
OKC, Oklahoma City, OK.
For Allen B Decker, individually and in his official
capacity, Defendant: Judy A Copeland, US Attorney's
Office-OKC, Oklahoma City, OK.
JUDGES: VICKI MILES-LaGRANGE, UNITED
STATES DISTRICT JUDGE.
OPINION BY: VICKI MILES-LaGRANGE
OPINION
lla
ORDER
Before the Court is "Defendant's Motion for
Summary Judgment” [docket no. 71], filed July 3, 2006.
On August 8, 2006, Plaintiff filed his response and on
August 28, 2006, Defendant filed its reply. The motion
has been fully briefed and is now ripe for adjudication.
IINTRODUCTION !
Plaintiff Franklin R. Perkins, a civilian employee of
the United States Department of the Air Force ("Air
Force"), was promoted effective June 30, 2002, to
supervisory industrial engineering technician subject to
Plaintiffs successful completion of a_ probationary
period of one year. Plaintiff's new immediate supervisor
was Allen Decker ("Decker"), branch chief. Plaintiff's
relationship with Decker and others including Linda
Thomas, employee relations specialist, was difficult, and
this difficulty led Mr. Decker to give Plaintiff low
marks on his performance evaluation in October of
2002, which, in turn, 7xter alia led to Plaintiff's return
to his former position as an industrial engineering
technician in November of 2002. Plaintiff asserts that
the low evaluation and the demotion were
discriminatory in nature and that he immediately
notified Mr. Decker's supervisors of his objection to
both.
Plaintiff brings this employment discrimination
action pursuant to Title VII of the Civil Rights Act of
1964. * Defendant moves for summary judgment. *
12a
Il. SUMMARY JUDGMENT STANDARD
Summary judgment is proper "if the record shows
that there is no genuine issue as to any material fact
and that the moving party is entitled to judgment as a
matter of law" that is "where the record taken as a
whole could not lead a rational trier of fact to find for
the non-moving party." 19 Solid Waste Dep't Mechs. v.
City of Albuquerque, 156 F.3d 1068, 1071-72 (10th Cir.
1998) (internal citations and quotations omitted). When
deciding whether summary judgment is appropriate,
the Court views the evidence in the light most
favorable to the nonmoving party and draws all
reasonable inferences in their favor. See Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 255, 106 S. Ct. 2505,
91 L. Ed. 2d 202; Simms v. Oklahoma ex rel. Dep't of
Mental Health, 165 F.3d 1821, 1326 (10th Cir. 1999).
At the summary judgment stage the Court's
function is not to weigh the evidence, but to determine
whether there is a genuine issue of material fact for
trial. Willis v. Midland Risk Ins. Co., 42 F.3d 607, 611
(10th Cir. 1994). "An issue is genuine if, [viewing the
full record] there is sufficient evidence on each side so
that a rational trier of fact could resolve the issue either
way." Adler v. Wal-Mart Stores, Inc., 144 F.3d 664, 670
(10th Cir. 1998) (citing Anderson, 477 U.S. at 248).""The
mere existence of a scintilla of evidence in support of
the [Plaintiff]'s position is insufficient to create a
dispute of fact that is 'genuine'... ." Lawmaster v.
Ward, 125 F.3d 1341, 1347 (10th Cir. 1997). "An issue of
fact is ‘material’ if under the substantive law it is
essential to the proper disposition of the claim." See
Adler, 144 F.3d at 670 (citing Anderson, 477 U.S. at
248). Where the undisputed facts establish that a
plaintiff cannot prove an essential element of a cause of
13a
action, defendant is entitled to judgment on that cause
of action. Celotex Corp. v. Catrett, 477 U.S. 317, 822, 106
S. Ct. 2548, 91 L. Ed. 2d 265 (1986), cited in Rocking
Chair Enters., LLC v. Macerich SCG Ltd. P'ship, 407
F. Supp. 2d 1268 (W.D. Okla. 2005).
III. DISCUSSION
Title VII prohibits an employer from discriminating
against an employee on the basis of, among other
things, the employee's race, color, national origin,
and/or religion. See 42 U.S.C. § 2000e-2(a). A plaintiff
alleging discrimination may _ prove _ intentional
discrimination through either direct evidence of
discrimination or indirect evidence of discrimination.
See Kendrick v. Penske Transp. Servs., Inc., 220 F.3d
1220, 1225 (10th Cir. 2000). Where, as here, there is no
direct evidence of discrimination, the court applies the
three-step, burden shifting analysis set forth in
McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S.
Ct. 1817, 36 L. Ed. 2d 668 (1973). See Kendrick, 220
F.3d at 1225.
Under the McDonnell Douglas framework, the
plaintiff must carry the initial burden under the
statute of establishing a prima facie case of ||
discrimination. Once the plaintiff has established
a prima facie case, the burden then must shift to
the employer to articulate some legitimate,
nondiscriminatory reason for its employment
action. If the defendant makes this showing, the
plaintiff must then show that the defendant's
justification is pretextual.
14a
Kendrick, 220 F.3d at 1226 (internal quotations and
citations omitted).
To establish a prima facie case of discriminatory
discharge, a plaintiff must show that: (1) he belongs to
a protected class; (2) he suffered an adverse
employment action; and (8) he had been satisfactorily
performing his job. Watts v. City of Norman, 270 F.3d
1288, 1292 (10th Cir. 2001). For purposes of summary
judgment, Defendant does not dispute that Plaintiff, an
African American, belongs to a _ protected class.
Defendant also does not dispute that Plaintiff was
removed from his position as supervisor or that this
removal constituted an adverse employment action.
Defendant, however, does dispute the remaining
element of Plaintiff's prima facie case. Nevertheless, for
the purposes of this order, the Court finds analysis of
the third element unnecessary and assumes that
Plaintiff has established a prima facie case of
discriminatory discharge. 4
Once Plaintiff has established a prima facie case of
discrimination, the burden shifts to Defendant to
articulate a legitimate, non-discriminatory reason for
terminating Plaintiffs employment. Texas Dept. of
Cmty. Affairs v. Burdine, 450 U.S. 248, 255, 101 S. Ct.
1089, 67 L. Ed. 2d 207 (1981); Furnco Constr. Corp. v.
Waters, 438 U.S. 567, 577, 98 S. Ct. 2943, 57 L. Ed. 2d
957 (1978).
Defendant asserts Plaintiff was discharged because
of his uncooperative demeanor, poor communication
skills, and condescending and disrespectful manner of
speaking to co-workers. Defendant further asserts that
Plaintiffs reaction to the progress review was
inappropriate, that he conducted himself poorly in
15a
meetings in that he was rude and disruptive and
displayed an unwillingness to follow advice, and that
Plaintiff was overly defensive in response to negative
feedback. Finally, Defendant asserts Plaintiff's
performance on the KC-135 Source of Repair Plan
("SORAP") project was unsatisfactory and that Plaintiff
lacked the necessary skills and aptitude for the
supervisory position. In light of the foregoing, the
Court finds Defendant has met its burden to produce a
legitimate, non-discriminatory reason for terminating
Plaintiff's employment.
Because Defendant has provided a legitimate, non-
discriminatory reason for discharging Plaintiff, the
burden shifts to Plaintiff to show that there is a genuine
issue of material fact as to whether Defendant's
explanation is pretextual. Pretext can be established if
the Plaintiff shows either "that a discriminatory reason
more likely motivated the employer or . . . that the
employer's proffered explanation is unworthy of
credence." Texas Dep't of Cmty. Affairs, 450 U.S. at 256
(citation omitted). Also, "[a] plaintiff may show pretext
by demonstrating ‘such weaknesses, implausibilities,
inconsistencies, incoherencies, or contradictions in the
employer's proffered legitimate reasons for its action
that a reasonable factfinder could rationally find them
unworthy of credence and hence infer that the
employer did not act for the asserted non-
discriminatory reasons." Anderson v. Coors Brewing
Co., 181 F.3d 1171, 1179 (10th Cir. 1999)(quoting
Morgan v. Hilti, Inc., 108 F.3d 1319, 1323 (10th
Cir.1997)). "[A] plaintiffs prima facie case, combined
with sufficient evidence to find that the employer's
asserted justification is false, may permit the trier of
fact to conclude that the employer’ unlawfully
l6a
discriminated." Reeves v. Sanderson Plumbing Prods.,
Inc., 530 U.S. 133, 148, 120 S. Ct. 2097, 147 L. Ed. 2d 105
(2000).
To establish pretext, Plaintiff relies on the fact that
he was replaced by a non-black. The Court finds that
this does not establish pretext because Plaintiff was
replaced by Lonnie Valencia who, as a Hispanic male,
also belongs to a protected class. Plaintiff also relies on
the fact that he and Bostick were the only African
American employees under Decker's supervision and
that "both were removed during 2002." The Court finds
that this does not establish pretext because, according
to Plaintiff, "Decker took no known action to remove
Bostick from his supervisory position." Plaintiff's
response at 12. Additionally, Plaintiff asserts that he
and another supervisor, Michael Clonce, selected people
for a GS-0895-11 position for which GS-1152-09's were
believed to qualify. Plaintiff selected an African
American female and Clonce selecled a while female.
According to Plaintiff, Decker, Corcoran and another
employee determined that GS-1152-09's did not qualify
for the position. Subsequently, Plaintiff's selection was
disqualified and denied her promotion because of her
GS-1152-09 status while Clonce's white employee was
retained. The Court finds that this also fails to establish
pretext because Plaintiff does not allege or provide
evidence to show that Clonce's selection was also a GS-
1152-09 and thus disqualified. Finally, Plaintiff asserts
that Decker did not comply with the mandatory
procedure governing situations where an employee fails
to complete the probationary period and directs the
Court to paragraph 4.7 of the Air Force Instruction 36-
1001. The Court finds that this allegation also fails to
establish pretext because Plaintiff admits that the
17a
letter from Decker removing Plaintiff from his
supervisory position "appears to comply with the
requirements [of paragraph 4.7]."
The Court has carefully reviewed the parties' briefs
and evidentiary submissions. Viewing the evidence in
the light most favorable to Plaintiff and viewing all
reasonable inferences in Plaintiff's favor, as the Court
must when addressing a motion for summary judgment,
the Court finds Plaintiff has not presented sufficient
evidence to create a genuine issue of material fact as to
whether Defendant's explanation is _ pretextual.
Specifically, Plaintiff admits that he completed the KC-
185 Source Repair Plan after the deadline had expired.
Plaintiff submitted emails he exchanged with Lary
Mullinax, a fellow employee, and Linda Thomas which
also demonstrate the difficulty he was having
communicating with fellow employees. Additionally,
Plaintiff admits that he did not hear Decker use any
specific racial terms. ‘The Court finds that Plaintiff has
failed to show any inconsistencies or contradictions in
Defendant's proffered reason and that the evidence
overwhelmingly supports Defendant's proffered reason,
and, thus, there is no genuine issue of material fact to
support Plaintiff's claim.
IV. CONCLUSION
For the reasons set forth in detail above, the Court
GRANTS Defendant's Motion for Summary Judgment
[docket no. 71].
IT IS SO ORDERED this 6th day of September,
2006.
VICKI MILES-LaGRANGE
\Sa
UNITED STATES DISTRICT JUDGE
Footnotes
1 The following facts are described in the light most
favorable to Plaintiff. Immaterial facts or factual
averments not supported by the record are omitted.
2 Plaintiffs § 1981, Fifth Amendment, and Fourteenth
Amendment claims were dismissed by this Court's
February 16, 2005 Order.
6 Defendant did not seek leave of Court as required by
Local Civil Rule 56.1 to file the instant motion, which is
Defendant's second motion for summary judgment.
While the Court does not condone Defendant's failure
to seek leave of Court, it finds that it is proper to
consider the instant motion in the interest of judicial
economy.
4 ‘The Court, however, would note that the evidence
submitted does indicate that Plaintiff was not
satis‘actorily performing his job.
19a
Date: 3/31/2006
Case No. CIV-04-715-M
UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF OKLAHOMA
FRANKLIN R. PERKINS,
Plaintiff,
V.
UNITED STATES OF AMERICA, ex rel., DR.
JAMES G. ROCHE, Secretary, Department of the Air
Force,
Defendant.
ORDER
Before the Court is “Defendant Secretary of
the Department of the Air Force’s Motion for Summary
Judgment” [docket no. 33], filed July 7, 2005. On
December 12, 2005, Plaintiff filed his response. The
motion has been fully briefed and is now ripe for
adjudication.
I INTRODUCTION'
Plaintiff Franklin R. Perkins, a_ civilian
employee of the United states Department of the Air
Force (“Air Force”), was promoted effective June 30,
2002, to supervisory industrial engineering technician.
Plaintiffs new immediate supervisor was Allen Decker,
branch chief. Plaintiffs relationship witi: Mr. Decker
was difficult, and this difficulty led Mr. Decker to give
Plaintiff low marks on his performance evaluation in
20a
October of 2002, which, in turn, led to Plaintiffs return
to his former position as an industrial engineering
technician in November of 2002. Plaintiff asserts that
the low evaluation and the demotion were
discriminatory in nature and that he immediately
notified Mr. Decker’s supervisors of his objection to
both.
In January of 2003, Plaintiff contacted an Equal
Employment Opportunity Commission (“EEOC”)
counselor on another matter and was informed thot he
had forty-five (45) days to initiate contact wi. an
EEOC counselor after any allegedly discriminatory
event or adverse employment action. Plaintiff asserts
that this is when he first learned of the forty-five (45)
day requirement despite the fact that posters setting
forth the requirement were posted in the break room,
and that Plaintiff had previously attended an EEOC
training block.
Plaintiff contacted an EEOC counselor
regarding matters of concern in the instant action in
April of 2003. On May 14, 2008, Plaintiff filed an
informal EEOC complaint, and on July 21, 2008,
Plaintiff filed a formal EEOC complaint citing the
October, 2002 evaluation and the November, 2002
demotion. On August 13, 2003, Defendant issued its
final decision dismissing Plaintiff's complaint as
untimely, and on March 12, 2004, the EEOC affirmed
Defendant’s decision. Plaintiff brings this employment
discrimination action pursuant to Title VII of the Civil
Rights Act of 1964.2 Defendant moves for summary
judgment on the ground that Perkins failed to properly
exhaust his administrative remedies under 29 C.F.R. §
1614.105(a)(1).
Zia
I]. SUMMARY JUDGMENT STANDARD
Summary judgment is proper “if the record
shows that there is no genuine issue as to any material
fact and that the moving party is entitled to judgment
as a matter of law” that is “where the record taken as a
whole could not lead a rational trier of fact to find for
the non-moving party,” 19 Solid Waste Dept Mechanics
v. City of Albequerque, 156 F.3d 1068, 1071-72 (10th
Cir. 1998) (internal citations and quotations omitted).
When deciding whether summary judgment is
appropriate, the Court views the evidence in the light
most favorable to the nonmoving party and draws all
reasonable inferences in their favor. See Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 255; Simms v.
Oklahoma ex rel. Dept of Mental Health, 165 F.3d 1321,
1326 (10th Cir. 1999). At the summary judgment stage
the Court’s function is not to weigh the evidence, but to
determine whether there is a genuine issue of material
fact for trial. Willis v. Midland Risk Ins. Co., 42 F.3d
607, 611 (10th Cir. 1994). “An issue is genuine if,
[viewing the full record| there is sufficient evidence on
each side so that a rational trier of fact could resolve
the issue either way.” Adler v. Wal-Mart Stores, Inc.,
144 F.3d 664, 670 (10th Cir. 1998) (citing Anderson, 477
U.S. at 248). “The mere existence of a scintilla of
evidence in support of the [Plaintiff]’s position is
insufficient to create a dispute of fact that is genuine’ ..
.. Lawmaster v. Ward, 125 F.3d 1341, 1347 (10th Cir.
1997). “An issue of fact is ‘material’ if under the
substantive law it is essential to the proper disposition
of the claim.” See Adler, 144 F.3d at 670 (citing
Anderson, 477 U.S. at 248). Where the undisputed facts
establish that a plaintiff cannot prove an essential
element of a cause of action, defendant is entitled to
22a
judgment on that cause of action. Celotex Corp. v.
Catrett, 477 U.S. 317, 322 (1986), cited in Rocking Chair
Enters., L.L. C. v. Macerich SCG Ltd. P’ship, 407 F.
Supp. 2d 1263 (W.D. Okla. 2005).
III. DISCUSSION
Defendant contends that Plaintiffs Title VII
claim must be dismissed for failure to exhaust
administrative remedies. Specifically, Defendant
asserts that Plaintiff failed to initiate contact with an
EEOC counselor within forty-five (45) days of the act
giving rise to his claim. Plaintiff asserts that the forty-
five (45) day time limit should be extended under the
facts of this case.
The Tenth Circuit has held that “exhaustion of
administrative remedies is a jurisdictional prerequisite
to suit under Title VII.” Sizova v. Nat'l Inst. of
Standards & Tech., 282 F.3d 1320, 1325 (10th Cir. 2002).
Although failure to file an administrative charge prior
to filing suit in federal court is a jurisdictional bar,
“failure to timely file an administrative charge ... is not
jurisdictional ...... Id. Thus, a plaintiffs untimely filing
of an administrative charge is not an absolute bar to
judicial relief, provided Uthat the plaintiff demonstrates
that the expired time should be extended.
Pursuant to EEOC regulations, Plaintiffs
complaint will be dismissed as untimely unless he
initiated contact with an EEOC counselor within forty-
five (45) days of the alleged discriminatory act. 29
C.F.R. § 1614.105(a)(1).. Two methods, one mandatory
and one discretionary, exist for extending the forty-five
(45) day time limit to initiate contact with an EEO
counselor. EEO regulations mandate that the forty-five
23a
(45) day time limit shall be extended
when the individual shows [I] that he or she was
not notified of the time limits and was not
otherwise aware of them, [2] that he or she did
not know and reasonably should not have
known that the discriminatory matter or
personnel action occurred, [3] that despite due
diligence he or she was_ prevented by
circumstances beyond his or her control from
contacting the counselor within the time limits,
or [4] for other reasons considered sufficient by
the agency or the Commission.
29 C.F.R. § 1614.105(a)(2).* The EEO regulations also
provide for a discretionary extension of the forty-five
(45) day time limit under the doctrine of equitable
tolling. 29 C.F.R. § 1614.604(c). In the case at bar,
Plaintiff alleges that he was discriminated against on
two occasions: (1) on October ¥9, 2002, when he recieved
a poor performance evaluation, and (2) on November 7,
2002, when his temporary promotion was rescinded.
Plaintiff admits that he first contacted an EEO
counselor on April 11, 2003, well after the expiration of
the forty-five (45) day time limit prescribed by §
1614.105(a)(1). He argues, however, that the forty-five
(45) day time limit should be extended because (1) he
was unaware of the time limitation; (2) he did not know
discriminatory acts had occurred because he did not
know they were discriminatory in nature until several
months after they occurred; and (3) there are “other
sufficient reasons.” Plaintiff also asserts that the
doctrine of equitable tolling should apply because he
was erroneously informed of his right to appeal the
allegedly discriminatory acts.
24a
A. Mandatory Extension of the Time Limit
Plaintiff asserts that he was not aware of the
forty-five (45) day time limit and, consequently, falls
within the first mandatory exception. Defendant
asserts that posters setting forth the requirement to
contact an EEOC counselor within forty-five (45) days
of a personnel action of concern were posted in
Plaintiff's work area and in the break rooms in his
building. In his affidavit Plaintiff denies that posters
advising of the forth-five (45) day time limit were
posted in his immediate work area but admits that such
posters were posted in the break room.’ Defendant also
asserts that Plaintiff completed EEOC training in 1998.
Plaintiff admits that he received EEOC training but
states that it was only introductory in nature and did
not provide detailed descriptions of the requirements.
Defendant further asserts that Plaintiff knew of the
forty-five (45) day time limit because, on January 29,
2003, Plaintiff signed an Election for Alternate Dispute
Resolution in another case which included the following
statement:
This is to certify that I have been counseled
concerning my rignts for presenting allegations
of prohibited discrimination with an EEO
Counselor. This includes the fact that I have
specifically been told of the 45-calendar [sic] time
frame for raising an allegation of prohibited
discrimination with a Counselor.
Defendant’s Exhibit 11 Attached to its Motion for
Summary Judgment. Plaintiff admits that he met with
an EEO counselor and was advised of the forty-five (45)
day time limit on January 29, 2003. Having carefully
25a
reviewed the parties’ submissions, and viewing the
evidence in the light most favorable to Plaintiff, the
Court finds that the undisputed facts establish that
posters setting forth the forty-five (45) day
requirement for contacting an EEO counselor were
posted in the break room and that Plaintiff was aware
of the forty-five (45) day requirement as of January 29,
2003 when he signed the Election of Alternate Dispute
Resolution which set forth the requirement. The Court
further finds that Plaintiff did not contact an EEO
counselor concerning the alleged discrimination that is
the subject of the instant action until April, 2003, at
least sixty (60) days after January 29, 2003, and more
than 120 days after the latest allegedly discriminatory
act.
Accordingly, the Court finds that there is no
genuine issuc of material fact as to whether the first
mandatory exception should apply. Specifically, the
Court finds that the undisputed facts, taken as a whole,
could not lead a rational trier of fact to conclude that as
of January 23, 2003, Plaintiff did not know about the
forty-five (45) day requirement, or that Plaintiff
contacted an EEO counselor within forty-five (45) days
of acquiring this knowledge.
Plaintiff asserts that he was not aware of the
discriminatory nature of the evaluation and demotion
until months after they occurred, and, thus, the second
mandatory exception applies. The Tenth Circuit has
held that in regard to the accrual of a discrimination
claim, “ [wle may presume that many facts will come to
light after the date of [a disciplinary action] . . ., and
indeed one purpose of a charge and a complaint is to
initiate the process of uncovering them,
{nevertheless, a plaintiff is] on notice at the moment [of
26a
the personnel action] to inquire whether there was [a]
discriminatory motive.” Hulsey v. Kmart, Inc., 43 F.3d
555, 558 (10th Cir. 1994) (quoting Olson v. Mobil Oil
Corp., 904 I°.2d 198, 202-08 (4th Cir. 1990)). “{I]t is
knowledge of the adverse employment decision itself
that triggers the running of the statute of limitations.”
Id. at 559 (citing Hamilton v. Ist Source Bank, 928 F.2d
86, 88-89 (4th Cir. 1990) (“to the extent that notice
enters the analysis, it is notice of the employer's
actions, not the notice of a discriminatory effect or
motivation, that establishes the commencement. of the
pertinent filing period.”)).
Having carefully reviewed the _ parties’
submissions, and viewing the evidence in the light
most favorable to Plaintiff, the Court finds that there
is no genuine issue of material fact as to whether the
second mandatory exception should apply.
Specifically, the Court finds that the undisputed
facts show that the acts which Plaintiff allezes were
discriminatory occurred in October and November of
2002 and that, based on Hulsey, whether Plaintiff
was aware of their discriminatory nature or not is of
no consequence.
Plaintiff asserts that the fourth mandatory
exception to the forty-five (45) day time limit applies
in this case. However, the Court finds that Plaintiff
has failed to put forth any evidence or argument
regarding any “other reasons considered sufficient
by the agency or the Commission.” In fact, it is
undisputed that both the agency and the EEOC have
already determined that the fortyfive (45) day
requirement should not be extended in the instant
matter. See Defendant’s Exhibit 6 Attached to its
27a
Motion for Summary Judgment.
Accordingly, having carefully reviewed the
parties’ submissions, the Court finds that there is no
genuine issue of material fact as to whether the
fourth mandatory exception applies. Specifically, the
Court fords that the undisputed facts, taken as a
whole, could not lead a rational trier of fact to find
that there are “other reasons” the agency or the
EEOC would have considered sufficient to extend
the forty-five (45) day time limit in this matter.
Accordingly, the Court finds that no mandatory
extension of time applies in the case at bar.
B. Equitable ‘Tolling
The United States Supreme Court has
advised federal courts to apply equitable doctrines,
such as equitable tolling, sparingly. Nat'l R.R.
Passenger Corp. v. Morgan, 536 U.S. 101, 113 (2002).
In the Tenth Circuit, “time limits contained in Title
VII will be tolled only where the circumstances of
the case rise to a level of ‘active deception’ sufficient
to invoke the powers of equity. For instancc ...
[where] a plaintiff is ‘actively misled,’ or “has in some
extraordinary way been prevented from asserting
his or her rights.’* Martinex v. Orr, 738 F.2d 1107,
1110 (10th Cir. 1984) (citations omitted) (quoting
Wilkerson v. Siegfried Ins. Agency, Inc., 683 F.2d
344, 348 (10th Cir. 1982)).
In the case at bar, Defendant asserts that
there is no basis for application of the doctrine of
equitable tolling. Although Defendant admits it did
28a
not inform Plaintiff of his EEOC rights in its
November, 2002 letter, Defendant contends that it
was not required to do so and that, as such, the letter
is not evidence of active deception on its part.
Plaintiff asserts that the letter is evidence that
Defendant actively misled him. The letter provides,
in pertinent part: “This is not an adverse action and
may not be appealed to the Merit System Protect
[A]ct. You may contest this action under the
Administrative Grievance [S]ystem in AFI 36-1203 if
you so desire.” Defendant’s Exhibit 2, Par. 2
Attached to its Motion for Summary Judgment.
Plaintiff further asserts that the Administrative
Grievance System instruction to which he was
directed does not even apply to Defendant’s decision
to remove Plaintiff from his supervisory position for
failing to satisfactorily complete the probationary
period. See Plaintiffs Exhibit A Attached to his
Response to Defendant’s Motion for Summary
Judgment. Subsection E of AFI 36-1203 provides, in
pertinent part, that “[aJny employment matter may
be grieved under this procedure except for ... [tJhe
return of an employee serving a probationary period
as a supervisor or manager to a non-supervisory or
nonmanagerial position for failure to satisfactorily
complete the probationary period.” Plaintiffs
Exhibit A Attached to his Response to Defendant’s
Motion for Summary Judgment.
Having carefully considered the parties’
submissions, and viewing the evidence in the light
most favorable to Plaintiff, the Court finds that there
is a genuine issue of material fact as to whether
equitable tolling should apply to extend the forty-
five (45) day time limit for Plaintiff to contact an
29a
I; EO counselor. Specifically, the Court finds that
Plaintiff has put forth evidence that he was actively
misled. As such, the Court finds that Defendant is
not entitled to summary judgment on the issue of
Plaintiffs failure to exhaust administrative
remedies.
IV. CONCLUSION
For the reasons set forth in detail above, the
Court finds that Defendant Secretary of the
Department of the Air Force’s Motion for Summary
Judgment [docket no. 33] should be DENIED. IT IS
SO ORDERED this 31st day of March, 2006.
Footnotes
'The following facts are described in the light most
favorahle to Plaintiff. Immaterial facts or factual
averments not supported by the record are omitted.
“Plaintiffs § 1981, Fifth Amendment, and Fourteenth
Amendment claims were dismissed by this Court’s
February 16, 2005 Order.
* This section provides in relevant part, “[a]n aggrieved
person must initiate contact with a Counselor within 45
days of the date of the matter alleged to be
discriminatory... .” 29 C.F.R. § 1614.105(a)(1).
‘Plaintiff does not assert, and presents no evidence to
establish, that the third mandatory exception applies.
‘Plaintiff asserts that he did not frequent the break
room but does not assert that he never used the break
room.
3la
Filed October 25, 2007
No. 06-6321
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
FRANKLIN R. PERKINS,
Plaintiff-Appellant,
MICHAEL W. WYNNE, * United States of America,
ex rel., Secretary, Department of the Air Force;
ALLEN B. DECKER, individually and in his official]
capacity,
Defendants-Appellees.
ORDER
Before HARTZ, EBEI, and TYMKOVICH, Circuit
Judges.
Appellant's petition for rehearing is denied.
The petition for rehearing en bane was transmitted to
all of the judges of the court who are in regular active
service. As no member of the panel and no judge in
regular active service on the court requested that the
court be polled, that petition is also denied.
32a
Civilian Progress Review Statement
* KK
Frank Perkins
* KK
Period Covered: 15 Aug -08 Oct 2002
* KK
1. Progress On Performance Plan Elements
Element 1-Element 7
(Needs significant Improvement)
Comments
*see specific comments on rear of form.
-need a more positive attitude to solve problems
-need a major adjustment in dealing with others
-ask questions, but manner of questions is paramount
2. Cooperation/Responsiveness
-Skilled at working with individuals or groups
-Is an enthusiastic follower
-Is a skilled leader
(Needs significant Improvement)
3. Organizational Skills
-Uses resources effectively
-Sees future problems and heads them off
-Plans and schedules work effectively
-Adapts well to new demands
(Needs significant Improvement)
4. Communication
-Listens well
-Effective in oral communication
-Writes clearly
(Needs significant Improvement)
Comments
-ready e-mail questions
-Answer e-mail questions
-too much rhetoric
5. Duty Performance
-Work of appropriate quality and quantity
-Work is timely
(Needs significant Improvement)
6. Thoroughness
-Complete a job *** to his/her own
Follows up when necessary
(Needs significant Improvement)
Rater: (Supervisor Signature) s/A.B. Decker
8 Oct 2002
Attachment for Civilian Progress Review for Frank
Perkins
Item 1:
Duty 1:
-Provide better supervision, delegation, and direction
to the MANB planning force
-Know specific planning references and the items under
discussion; talking multiple items makes it easy to get
subordinates and co-workers and supervisors confused
-Improve work allocations to handle total work taskings
34a
in a better way
-Provide recommendations to solutions rather than
surfacing problems.
Duty 2:
-Listen and follow recommendations and guidance of
DP employee relations
-Insure all employees are treated fairly under EEQ; but
uphold discipline standards
-—Improve manner when communicating with
subordinates
-continue to work improving our labor standards and
challenges of DMAP’s
Duty 3:
-work better to improve Material issues with and thru
SSC
-Make recommendations; Develop long term plans and
follow-thru;
-Need more close coordination over material costs and
recommended EISP increases.
Duty 4:
-[mprove working relations and communications within
and without Branch and Div.
-Show more Diplomacy; Don’t talk down or try to
impress with words or e-mails
-Work suspense in a timelier manner, Perform
adequate research before sending E-mail answers.
Duty 5:
-Work with Fixers and sections more closely on
Production issues
-Need major help this year with Labor standard
reviews and increases;
-Keep E-3 efforts going; Be Proactiv n ne
workloads into branch
Duty 6:
-No changing of performan u thout Branch or
Division Planner coordinati
Duty 7:
-Make sure planners use PPE while working issues o1
shop floor
Item 2:
-Need MUCH more Leadership, COOPERATION and
SKILL working with others
Item 3
-Watch Susp nse’s: More Li lit i oul f box”
ideas and thinking!!
Item 4:
-Need much improvement in listening and speaking;
answer the questions
Item 5:
-Did not complete 135 SORAP/botched Driver time
effort with — 135 acft Planner
Item 6:
-Learn SORAP process; Timely pursuit of facts and
administration/staff correspondence
36a
Decker Allen B Civ OC-ALC/MANB
irom: Thomas Linda J Civ 72 SPTG/DPCEM
Sent: Friday: September 7, 2002 1:47 B
To: Decker Allen B Civ OC-ALC/MANB
Subject: Frank
A. B., I just spoke with James Coil. He states we do
not have to do Notice of Improvement Period on a
Supv in ProbationaryPeriod He gave me some
guidelines and we need to get together next week.
Basically, James said just call him in, tell him the
specific problems and that right now he is not
performing acceptable manner. He has 30 days to
improve and if you got ore more complaint, he is being
taken off the supervisory position and put back to his
old position. We can talk more next weck.
LINDA THOMAS
ER SPECIALIST
72 SPTG/DPCEM
(405) 739-2262 | DSN 339-2762
4/2/02
Civilian Performance and Promotion Appraisal
Performance Rating
Franklin Perkins
Overall Performance Rating: Excellent: Employee
exceeds more than one-half of the critical elements and
meets all other elements.
1. Work Effort: Exerts effort and shows initiative in
starting, carrying out and completing tasks: spends
time effectively performing (Scale of 1-9 = 8: Far Above
Fully Suecessful)
2. Adaptability to Work: Picks up new ideas and
procedures quickly: is easy to instruct: can adapt to the
demands of new situations; understands and can oral or
written instructions (Seale of 1-9 = 9: Outstanding)
3. Problem Solving: Devises effective solutions to
problems or _ identifies effective methods and
procedures for accomplishing objectives. (Scale of 1-9 =
9: Outstanding)
4. Working Relationships: Sensitive to the behavior of
fellow workers, supervisors, and _ subordinates;
maintains effective working relationship with others.
(Seale of 1-9 = 9: Outstanding)
5. Communication: Communicates clearly and
effectively; whether orally or in writing. (Scale of 1-9 =
&: Far Above Fully Successful)
6. Work Productivity: Productive during work time;
38a
completes his/her work projects, duties, and tasks in a
timely manner. (Scale of 1-9 = 8: Far Above Fully
Successful)
7. Self-Sufficiency: Works independently with little
need for additional supervision or help: follows through
well: accomplishes all tasks required to con*** job on
his/her own. (Scale of 1-9 = 8 : Far Above Fully
Successful)
8. Skill in Work: Performs job-associated tasks well,
whether they require physical, technical, professional,
supervisory, or managerial skills, is con*** very skillful
on the job. (Seale of 1-9 = 7: Above Fully Successful)
9. Work Management: Effectively plans and organizes
work; properly follows or implements management
procedures, directives, regulations, or technical ability
to direct. or evaluate or substitute for absent
supervisor. (Seale of 1-9 = 8 : Far Above Fully
Successful)
Performance Award Nomination
Award Performance
Award Percentage: 1.29
EVALUATION AND SUBSTANTIATION OF
RATING
PE | | (C)Critical/ | Eval
# (N)NonCrit | *
1 | MET | ci ay - |clM
39a
2 “Mr. Perkins is very thorough in
reviewing technical data and other
| applicable data required for
developing repairs. He serves as a
consultant while implementing major
| | projects.13,9 °F
3 Mr. Perkins shows tnitative and is a |
| self starter in his approach to problem | |
|___ solving. 2,5,7, a an [C{|E
14 He plans, organizes, and coordinates |
technical project in an excellent | |
| manner.14,5 __|cle |
5 He exhibits the ability to effectively
communicate both orally and in | |
| writing. 4,6 ICIE |
a MINT. saeco _ | N| M
(7 | MET. IN| M
ok
*Enter N(Did not meet) M(met) FE (Exceeded)
40a
Civilian Rating of ***
Perkins Franklin R
**K + kK
4/3/03
Part A. Position Requirements. (Was the employce’s
performance Unacceptable or Acceptable n_ the
Performance Plan’s critical elements?)
Element 1 — 6: Meets
Overall Performance Rating: R — Acceptable: Rated
“Meets Standards” on all critical elements
Part C. Awarded Justification (Part B may serve as
Part C award justification)
1. No complaints received during this rating period.
2. No complaints received during this rating period.
Provided exceptional technical support in technical data
review and recommendations provided to cognizant
engineering authorities regarding the TF33 Main Fuel
Control Cage and Valve Project.
4. No documented counscling sessiuns required during
this rating period.
5. No reprimands required during this rating period.
6. No instances of PPE or safety noncompliance
reported during this rating period.
Part D. Performance Award
Award P — Performance
Award Percentage or Amount - $711.00
Ala
Rater (Supervisor’s signature) s/Michael O. Clonce
Appraisal I*actors - Manner of Performance
Appraisal factors listed below represent work
behaviors that can be observed in the context of the
employee’s current position and are considered
predictive of performance at the next higher level.
Based on your observations of the employee's
performance, rate VERY appraisal factor, Use the
following scale making the ratings. Place the number
(1-9) in the block preceding the factor.
1. Work Effort: Exerts effort and shows initiative in
starting, carrying out and completing tasks: spends
time cffectively performing (Seale of 19 = 9:
Outstanding)
2. Adaptability to Work: Picks up new ideas and
procedures quickly: is easy to instruct: can adapt to the
demands of new situations; understands and can oral or
written instructions (Scale of 1-9 = 9: Outstanding)
3. Problem Solving: Devises effective solutions to
problems or identifies effective methods and
procedures for accomplishing objectives. (Scale of 1-9 =
9: Outstanding)
4. Working Relationships: Sensitive to the behavior of
fellow workers, supervisors, and — subordinates;
maintains effective working relationship with others.
(Seale of 1-9 = 9: Outstanding)
5. Communication: Communicates clearly and
effectively; whether orally or in writing. (Scale of 1-9 =
42a
8: Far Above Fully Successful)
6. Work Productivity: Productive during work time;
completes his/her work projects, duties, and tasks in a
timely manner. (Scale of 1-9 = 9: Outstanding)
7. Self-Sufficiency: Works independently with little
need for additional supervision or help: follows through
well: accomplishes all tasks required to complete job on
his/her own. (Scale of 1-9 = 9: Outstanding)
8. Skill in Work: Performs job-associated tasks well,
whether they require physical, technical, professional,
supervisory, or managerial skills, is considered very
skillful on the job. (Scale of 1-9 = 8: Far Above Fully
Successful)
9. Work Management: Effectively plans and organizes
work; properly follows or implements management
procedures, directives, regulations, or technical ability
to direct or evaluate or substitute for absent
supervisor. (Scale of 1-9 = 9: Outstanding)
43a
Decker Allen B Civ OC-ALC/MANB
From: Perkins Franklin R Civ OC-ALC/MANBP
Sent: Thursday, October 17, 2002 6:33 AM
To: Decker Allen B Civ OC-ALC/MANB
Subject: RE: 895 Performance Plans
Mr Decker: My performance plan submitted can be
modified without any problem. In the superman's class
they are instructing that only one plan is to be
submitted to the journeyman target grade. It was
mentioned previously, I'll make contact with Ms Gibson
who is the personnel rep to verify it and submit
whatever everyone else is doing. Realistically, we
already have Journeymen trainees.
Krank
---Original Message---
From: Allen B Civ OC-ALC/MANB
Sent: Thursday, October 17, 2002 5:58 AM
To: Perkins Franklin R Civ OC-ALC/MANBP;
Caban David Civ OC-ALC/MANBP Subject; Fw; 895
Performance Plans
Looks like we have some work to do,
We need to discuss ASAP with Charlotte when all
return A. B. Decker
A.B. Decker, Civ, USAF
Chief, Commodities Sheetmetal and Composites
Production Branch (MANB) DSN; 336-2684
commerdal: (405) 736-2684
Fax: {405} 734-8437 or DSN FAX 336-6437
44a
---Original Message----
From; Corcoran Charlotte A Civ OC-ALC/MANMP
Sent: Wednesday, October 16, 2002 5:35 PM
To: Decker Allen B Civ OC-ALC/MANB
Subject: 895 Performance Plans
I have reviewed MANBPs performance plans. | believe
all of the performance plans need rebuilt. During the
Employee Relations seminar on interim appraisals,
they were explicit that we could not include anything
that pertained to conduct. In my opinion absenteeism
end tardiness would be considered conduct issues. They
should be excluded from the performance plans.
Conduct is separate issue from performance. | know we
often question this, but according to Employee
Relations, the two must be segregated. | tried to reach
Daisy or Linda to confirm and get their opinion, but
both are on leave. I also noted that all grades had the
same criteria. ‘his must definitely be corrected. We
cannot expect trainee to perform to the GS-11 standard.
I amin class at Rose State Thursday and Friday, so |
will follow up Monday morning.
| had 2 meeting with all of the planning chiefs on the
30th of September. | thought | made it quite clear that
the performance plans would be consistent throughout
the division. Everyone agreed to use the performance
plans provided by Pat via e-mail. I did note that our
template was on the outdated form. I will also validate
with Employee Relations if this is a reason to
reconstruct them
Charlotte Corcoran
OC-ALC/MANMP/736-7660
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.