Petition for Writ of Certiorari — Custer County Action Ass'n v. Garvey
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01 652 OCT 17 2001
In The
Supreme Court of the United States
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CUSTER COUNTY ACTION ASSOCIATION; NATIONAL
AIRSPACE COALITION; THE WILDERNESS SOCIETY;
CUSTER COUNTY AIRPORT AUTHORITY; THE BOARD
OF COUNTY COMMISSIONERS OF CUSTER COUNTY,
COLORADO; LA VETA PEACE OF AIR ALLIANCE;
HUERFANO VALLEY CITIZENS ALLIANCE;
WOLF SPRINGS RANCHES, INC.; AND
CUSTER COUNTY BISON,
Petitioners,
V.
JANE F. GARVEY, AS ADMINISTRATOR OF THE
FEDERAL AVIATION ADMINISTRATION, AND
UNITED STATES AIR FORCE MAJOR GENERAL
PAUL A. WEAVER, JR., AS DIRECTOR OF THE
AIR NATIONAL GUARD,
Respondents.
¢
On Petition For Writ Of Certiorari
To The United States Court Of Appeals
For The Tenth Circuit
*
PETITION FOR WRIT OF CERTIORARI
4
BriAN B. O’NEILL
Counsel of Record for Petitioners
FagGRE & Benson LLP
2200 Wells Fargo Center
90 South Seventh Street
Minneapolis, MN 55402-3901
Telephone: (612) 766-7000
COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 342-2831
i
QUESTIONS PRESENTED FOR REVIEW
I. Whether the Tenth Circuit properly set aside the Fed-
eral Aviation Act provisioris for judicial review of Federal
Aviation Administration (“FAA”) decisions allocating
navigable airspace for military use on the grounds that
the political question doctrine precludes the federal
courts from “second-guessing” FAA decisions.
II. Whether the FAA and the Tenth Circuit can exempt
the FAA from the Federal Aviation Act requirement that
the FAA make specific, written and reasonable findings
that airspace is necessary in the interest of national
defense before allocating that airspace for military use.
III. Whether the National Environmental Policy Act
required the FAA and the Air National Guard (“ANG”) to
broaden the scope of the Environmental Impact State-
ment for the Colorado Airspace Initiative (“CAI”) to con-
sider the environmental impact of the nationwide
proliferation of military airspace.
IV. Whether the Third Amendment prohibits the mili-
tary from occupying non-navigable airspace over private
property during peacetime without the owner’s consent.
nn aN
Sanna
ii
LIST OF PARTIES AND CORPORATE DISCLOSURE
Petitioners are Custer County Action Association;
National Airspace Coalition; The Wilderness Society;
Custer County Airport Authority; The Board of County
Commissioners of Custer County, Colorado; La Veta
Peace of Air Alliance; Huerfano Valley Citizens Alliance;
Wolf Springs Ranches, Inc.; and Custer County Bison.
None of the Petitioners have parent companies and no
publicly held company has any financial interest in any of
the Petitioners.
Respondents are Jane F. Garvey, as Administrator of
the Federal Aviation Administration, and United States
Air Force Major General Paul A. Weaver, Jr., as Director
of the Air National Guard, and both were sued in their
official capacities only.
iil
TABLE OF CONTENTS
QUESTIONS PRESENTED FOR REVIEW .......---- i
LIST OF PARTIES AND CORPORATE DISCLOSURE ii
TABLE OF CONTENTS .....--ceeeeeeeeeeeeeeeeeees iii
TABLE OF AUTHORITIES ........000seeeeeeeeeeees vi
OPINIONS AND ORDERS BELOW ......----+++++: 1
JURISDICTION .........0cseeeeeeee eee eeee ee ee eee 1
CONSTITUTIONAL, STATUTORY AND REGULA-
TORY PROVISIONS INVOLVED ......---++05509 1
STATEMENT OF THE CASE.....--.--+00eeee eee 2
REASONS FOR GRANTING THE WRIT .....------ 6
I. WHETHER FAA DECISIONS REGARDING
THE ALLOCATION OF NAVIGABLE AIR-
SPACE FOR MILITARY USE ARE IMMUNE
FROM JUDICIAL REVIEW IS AN IMPOR-
TANT FEDERAL QUESTION THAT SHOULD
BE SETTLED BY THIS COURT .......------- 8
A. The Tenth Circuit Improperly Expanded
The Political Question Doctrine When It
Refused To Review The FAA’s Decision To
Establish The Colorado Airspace Initiative
Pursuant To 49 U.S.C. § 46110 And 5
U.S.C. § 706 On The Grounds That The
FAA’s Decision Was Akin To Military
B. The Tenth Circuit’s Refusal To Review FAA
Decisions Allocating Military Airspace
Allows Arbitrary Decisions Unsupported By
Substantial Evidence To Stand........----- 12
ii em |
iv
TABLE OF CONTENTS - Continued
Page
II. WHETHER FEDERAL COURTS CAN EXEMPT
THE FAA FROM THE FEDERAL AVIATION
ACT REQUIREMENT THAT THE FAA MAKE
A SPECIFIC FINDING OF NECESSITY
BEFORE IT ALLOCATES AIRSPACE FOR
MILITARY USE IS AN IMPORTANT FED-
ERAL QUESTION THAT SHOULD BE SET-
Bae DE TEES COIR oc caeectctncicsaavncsr 13
A. The Federal Aviation Act Provides That
The FAA Cannot Establish Any Airspace
For Military Use Without An Initial Deter-
mination That The Airspace In Question Is
Necessary In The Interest Of National
CDs oo oo. 0 6 ccdnveetaeeaid ees astivenrs 13
1. The FAA Cannot Exempt Its Own
Actions From A Congressional Man-
date Through The Use Of Administra-
tive Classifications Of Special Use
Ferrer TET oe ET Te Core 15
2. Federal Courts Cannot Exempt The
FAA From The Federal Aviation Act
Requirement That It Make A Specific
Written Finding That The Proposed
Military Airspace Is Necessary In The
Interest Of National Defense......... 18
B. The Tenth Circuit’s Holding That The FAA
Did Not Have To Make An Objectively
Reasonable Specific Finding Of Necessity
Conflicts With Prior Decisions Of This
UNG ons so bas ced Re RR Ra Oe APA pees Knees 19
Vv
TABLE OF CONTENTS - Continued
Page
III. WHETHER THE NATIONAL ENVIRONMEN-
TAL POLICY ACT (“NEPA”) REQUIRED THE
FAA AND THE ANG TO CONSIDER THE
ENVIRONMENTAL IMPACT OF THE
NATIONWIDE PROLIFERATION OF MILI-
TARY AIRSPACE IS AN IMPORTANT FED-
ERAL QUESTION THAT SHOULD BE
SETTLED BY THIS COURT.........----+++++ 22
IV. WHETHER THE THIRD AMENDMENT PRO-
HIBITS THE MILITARY FROM OCCUPYING
NON-NAVIGABLE AIRSPACE OVER PRI-
VATE PROPERTY DURING PEACETIME
WITHOUT THE OWNER’S CONSENT IS AN
IMPORTANT QUESTION OF CONSTITU-
TIONAL LAW... ..ccccccccccccccccccceeseoes 26
COPMCTAIOIOIN 0 cocci pcccccnctpctscvoventaracecsees 30
vi
TABLE OF AUTHORITIES
FEDERAL CASES _
Arnhold v. United States, No. 88-0934C(3), 1989 U.S.
Dist. LEXIS 17904 (E.D. Mo. June 13, 1989) ....... 30
Brown v. United States, 73 F.3d 1100 (Fed. Cir. 1996) .... 27
Chevron, U.S.A., Inc. v. Natural Resources Defense
Connect; inc., 467 US. Gar CBG G sc ice i ehesaekecss 16
Citizens to Preserve Overton Park, Inc. tv. Volpe, 401
U.S. 402 (1971), abrogated on other grounds by
Califano v. Sanders, 430 U.S. 99 (1977)...... 15, 20, 21
Custer County Action Ass'n v. Garvey, 256 F.3d 1024
CRUE Sah OSE i oes ices Poevaceweestassdareesedss 1
D & F Afonso Realty Trust v. Garvey, 216 F.3d 1191
eae sR rE er re eae ee ere 21
Dunlop v. Bachowski, 421 U.S. 560 (1975) overruled
in part on other grounds, Local No. 82 v. Crowley,
ET) SR ie emery ie 9
Engblom v. Carey, 677 F.2d 957 (2d Cir. 1982)..... 27, 29
Florida v. Riley, 488 U.S. 445 (1989)............... Per
Franklin v. Massachusetts, 505 U.S. 788 (1992) ........ 18
Kleppe v. Sierra Club, 427 U.S. 390 (1976) ............ 22
Kyllo v. United States, 121 S. Ct. 2038 (2001)......... 29
Laird @ Tatum, 000 US. 1. (1998)... .ccccnccssss sees: 27
Morongo Band of Mission Indians v. FAA, 161 F.3d
| Uk eS Re aire ae ee 25, 26
NORML v. Mullen, 608 F. Supp. 945 (N.D. Cal.
RE re re ran ern te eee ee i eae er eae 29
vii
TABLE OF AUTHORITIES - Continued
Page
National Parks & Conservation Ass'n v. FAA, 998
F.2d 1523 (10th Cir. 1993)........-seeeee eee eeeeeees 5
National Wildlife Fed’n v. Appalachian Regional -
Comm'n, 677 F.2d 883 (D.C. Cir. 1981).....-.--. 23, 25
Park N Fly, Inc. v. Dollar Park & Fly, Inc., 469 U.S.
189 (1985) .......---eeeeeee esc cnepiaeana dawienans 15
Southern Cal. Aerial Advertisers’ Ass n 0. FAA, 881 ;
F.2d 672 (9th Cir. 1989).....-..ee reer cere eereeeee 18
United States v. Morton Salt Co., 338 U.S. 632 (1950) .... 12
United States v. Causby, 328 U.S. 256 (1946)......---- 27
U.S. CoNsTITUTION AND FEDERAL STATUTES
U.S. Const. amend. IIIT ......---.+- seer eeeeeee 1, 26, 29
5 US.C. § 553(a)(1)... eee eee eee e eee e trees 2, 11
5 US.C. § 706......ecececcccrecesccccceccececes 2, 8, 9
5 U.S.C. § 706(2)(A) «--- eee eee eee e eee etree 12, 21
2B U-S.C. § 1254(1) ....-ceeecccccrencecerccererercers 1
A2 US.C. § 4332...... 0c eee e cece ee eceecerceccecces 2, 22
49 U.S.C. § 106(c)-(d) .. 1... eee rece e reer e renee eees : am
49 U:S.C. § 40102(a)(30)...... eee reer rere eerie 2, 28
49 U.S.C. § 40103(b) ....-- eee e eee eee eee 2, 6, 8, 28
49 U.S.C. § 40103(b)(3)...--- eee eee eee rere rere passim
49 U.S.C. § 40103(b)(4).. 0-0. ee eee rere rere reece 6, 11
49 US.C. § 44103(b)(2)....-.eceeeereeee eee eee eees 2,9
Vili
TABLE OF AUTHORITIES - Continued
Page
GP UBAK SG GRR ore oes envsicisecss eo 16, 14 1
oe Cae FO rrr errr rrr ee 2 3, @, 33, 12
OURE. § MUI 6 oGiciiic inc Be |e
LEGISLATIVE History
Statements of Dr. Leslie A. Bryan and A.B.
McMullen: The Federal Aviation Act: Hearing on
H.R. 12616 Before the House Subcomm. On Trans-
portation and Commerce of the Comm. On Inter-
state and Foreign Commerce, 85th Cong. 167-68,
PE CA a 10s bad Oa an pia en rae ck 0 0F bse ee 10
H.R. Conference Report No. 2556 (1958), reprinted
i BS Fad am Se rere r eerie Peer 10
FEDERAL REGULATIONS
56 ER Ph ea eae Ve S ek cds ccc rede senteei ens 2
Be Re ie Po ob ns cee dvees Veterizibents 2, 28
SP Ge He RO hr oa cb evinikednveds tiiecseeer ese 22
GD CAE. & TaD cn PrsvcvsweceedceseusieVeeas’ 2
GS CER: © SCRE) oo oc vcs cee cind inde 23, 24
PAA: Code FOGG GED. <ssccccicccevcesuvesys 2 13,44 97
PR: GORE FOUTS ec koi 04 dnd des FA eek ie 2, 14
OTHER
56 Fed. Res. SOPGS Guly 9, TOS}. ccc ecccccccccee 4
66 Pod. Mam, SOZE Chet 7) TIN caste tac ccvcvccsiss 1
1
PETITION FOR WRIT OF CERTIORARI
Petitioners Custer County Action Association, et al.,
respectfully pray that a writ of certiorari issue to review
the judgment and opinion of the United States Court of
Appeals for the Tenth Circuit, entered in Custer County
Action Ass’n v. Garvey on July 19, 2001.
OPINIONS AND ORDERS BELOW
The opinion of the United States Court of Appeals for
the Tenth Circuit is reported at Custer County Action Ass'n
v. Garvey, 256 F.3d 1024 (10th Cir. 2001), and is reprinted
in the appendix at page A-1. The FAA Order reviewed by
the Tenth Circuit was the Record of Decision (“ROD”)
issued by the FAA on October 1, 1999. The ROD is
reported at 64 Fed. Reg. 54721 (Oct. 7, 1999), and is
reprinted at A-41. The Tenth Circuit also reviewed the
Record of Decision of the Air National Guard, dated
October 28, 1997, which did not become final agency
action until it was approved by the FAA in the ROD. The
ANG’s Record of Decision is reprinted at A-59.
JURISDICTION
On July 19, 2001, the Tenth Circuit affirmed the FAA's
ROD (including the Air National Guard’s Record of Deci-
sion) establishing the Colorado Airspace Initiative
(“CAI”). This Court has jurisdiction to review the deci-
sion of the Tenth Circuit pursuant to 28 U.S.C. § 1254(1).
CONSTITUTIONAL, STATUTORY AND
REGULATORY PROVISIONS INVOLVED
The Third Amendment to the United States Constitution,
reprinted at A-92.
|
2
The Federal Aviation Act, 49 U.S.C. §§ 106(c)-(d),
40102(a)(30), 40103(b), 44103(b)(2), 46105(b), 46110(a)-(c),
reprinted at A-92-97.
The Administrative Procedure Act, 5 U.S.C. §§ 553(a)(1),
706: reprinted at A-97-98.
The National Environmental Protection Act, 42 U.S.C.
§ 4332, reprinted at A-98.
14 C.FR. §§ 73.3(a), 91.119(a)-(c), reprinted at A-102.
40 C.F.R. §§ 1500.1, 1508.25(a)(1), reprinted at A-100-01.
FAA Order 7400.2D § 27-3, reprinted at A-104.
FAA Order 7610.4] § 9-1-4, reprinted at A-125.
STATEMENT OF THE CASE —
The National Airspace System administered by the
FAA includes airspace that has been set aside for use by
military aircraft. So far, forty percent (40%) of the nation’s
airspace has been allocated to the military as Special Use
Airspace.’ As a result, one million square miles of prop-
erty in the United States are overflown regularly by mili-
tary aircraft conducting combat training exercises. See
Map at A-168 (depicting updated information originally
found in Long Range Airspace Planning (1992), A-169).
Proposals for further military airspace expansion, are
pending throughout the United States.
Special Use Airspace includes Military Operations
Areas (“MOAs”), Military Training Routes (“MTRs”) and
Restricted Areas (“RAs”). An MOA is an airspace of
defined vertical and lateral boundaries in which aircraft
1 Special Use Airspace consists of airspace of defined
dimensions identified by an area on the surface of the earth
wherein activities must be confined because of their nature, or
wherein limitations are imposed upon aircraft operations that
are not a part of those activities, or both. 14 C.F.R. § 73.3(a).
3
can perform military training activities separated from
instrument flight rules traffic, including such practice
activities as aircraft intercepts, turning and evasive
maneuvers, and air combat maneuvers. An MIR is a
military highway used for low-altitude military opera-
tions at high airspeeds. RAs are established for many
purposes. With respect to military training, RAs are usu-
ally reserved for training involving either grou id- or air-
based weapons and all civilian aircraft is restricted to
ensure the safety of aircraft not participating in the mili-
tary exercise.
Military aircraft have been using the airspace above
Colorado for training exercises, flights and bombing runs
for over 25 years. Units which train in Colorado airspace
include, among others, the 140th Tactical Fighter Wing of
the Colorado Air National Guard; the 302nd Airlift Wing
from Peterson Air Force Base, Colorado; the 150th Fighter
Wing from Kirkland Air Force Base, New Mexico; and
U.S. Army Helicopters from Fort Carson. Use of some key
MOAs and MTRs has increased four-fold since Environ-
mental Assessments were prepared for those areas in
1976 and 1977. Another key area, the Pinon Canyon
MOA, was established with no environmental review at
all. Exacerbating the environmental impact is the fact that
ANG and other military pilots consistently violate the
boundaries and altitude requirements established for
these MOAs and MITRs.
The origins of the CAI can be traced to 1991, when
the ANG proposed a new military airspace scheme
referred to as the Redeye Complex. Public opposition to
the Redeye Complex forced the ANG to issue a reformu-
lated proposal that became known as the CAI. The CAI
includes MOAs and MTRs that utilize the Airburst Bomb-
ing Range, a RA. See A-5-8. On July 9, 1993, the Air Force
and ANG published a Notice of Intent to Prepare the
a
Draft Environmental Impact Statement for the Initiative:
58 Fed. Reg. 36948 (July 9, 1993).
In January 1994, the CAI Working Committee (the
“Working Committee”) was formed, consisting of repre-
sentatives from the Air Force, the ANG, state and federal
agencies, congressional offices, the Colorado Governor’s
office and public groups. The Working Committee met to
discuss the Initiative and the preparation of the Draft EIS,
and documented its recommendations for changes to the
Initiative on May 25, 1994. The Working Committee con-
cluded that the CAI was designed to serve an already
obsolete Airburst Bombing Range, and recommended
that:
the Colorado Airspace Initiative be considered a
temporary, stopgap solution to be implemented
only over the short term to accommodate Colo-
rado Air National Guard training requirements
until a suitable alternative to the Airburst Range
is available.
A-199.
In the Draft EIS, although the ANG ignored the rec-
ommendations of the Working Committee and refused to
treat the Initiative as a temporary solution, it inexplicably
informed decisionmakers that the Initiative’ was
“designed according to the wishes” of the Working Com-
mittee. Nearly all of the public comments received on the
DEIS were in opposition to the Initiative.
The Final EIS prepared by the ANG incorrectly stated
that the preferred alternative (the CAI) would lead to a
decrease in military airspace utilization in Colorado. In
fact, the CAI expands the surface area over which mili-
tary aircraft are permitted to operate in the state, thereby
increasing the overall impact on private property and
property owners in Colorado.
5
The ANG issued its Record of Decision adopting the
Final EIS on October 28, 1997 and shortly thereafter sub-
mitted its airspace request to the FAA. Although large
numbers of critical comments were submitted to the FAA,
the FAA did not respond to that criticism and never
independently considered the question of whether the
requested airspace was necessary in the interest of
national defense.
While the Initiative was before the FAA, the Colo-
rado legislature, by joint resolution of the House and the
Senate, requested that its key components be relocated
and/or eliminated.
[I]t is the will of the General Assembly that the
Colorado Air National Guard shall diligently
pursue with input from community interest
groups, funding for the relocation of Airburst
Bombing Range and the potential elimination of
La Veta Military Operation Area and its associ-
ated Military Training Routes.
A-206. The FAA ignored these and numerous other
requests and concerns from federal and state agencies, as
well as numerous comments from individuals who had
experienced the disruptive and startling effect of contin-
ual overflights of their property. Instead, the FAA simply
adopted the ANG’s FEIS and, on October 1, 1999, issued a
Record of Decision (“ROD”) approving the Special Use
Airspace requested by the ANG. A-41-58. The FAA ROD
was the final agency action pertaining to the CAI.
The Tenth Circuit reviewed the FAA and ANG
Orders pursuant to 49 U.S.C. § 46110 and the Tenth
Circuit rule promulgated in National Parks & Conservation
Ass'n v. FAA, 998 F.2d 1523 (10th Cir. 1993) (extending
judicial review to the ANG’s decision and final Environ-
mental Impact Statement as incorporated into the FAA’s
final decision). The Tenth Circuit affirmed the orders.
6
REASONS FOR GRANTING THE WRIT
Petitioners respectfully request that this Court grant
certiorari because the United States Court of Appeals for
the Tenth Circuit has decided several important questions
of federal law that have not been, but should be, settled
by this Court.
First, even though the Federal Aviation Act mandates
that the FAA independently review the ANG’s proposed
military airspace allocations and make findings, sup-
ported by record evidence, as to whether the proposed
allocation is “necessary in the interest of national
defense,” the Tenth Circuit refused to review the basis of
the FAA’s decision to establish the CAI, holding that the
political question doctrine trumped the specific statutory
provisions at issue. See A-11-12. However, the political
question doctrine limits review only of a narrow range of
actions made by federal courts to “military” agencies,
and the Federal Aviation Act specifically provides that
military airspace allocation decisions are made by the
civilian Administrator and subject to judicial review just
like every other civilian agency action. 49 U.S.C.
§ 40103(b)(3), (4).
Second, even though the FAA did not make a finding
of necessity, and therefore did not have the authority to
act, the Tenth Circuit affirmed the FAA order establishing
the CAI. The Tenth Circuit relied on a combination of
faulty statutory interpretation and the FAA’s own
improper administrative classifications to exempt the
FAA from the statutory requirement that its orders
include the findings of fact on which they are based. The
Tenth Circuit held that 49 U.S.C. § 40103(b) only applied
to “Restricted Areas” and excused the FAA from making
formal findings regarding the military necessity of pro-
posed military airspace:
7
[E]ven if 49 U.S.C. § 40103(b)(3) does apply to
some portion of the Initiative as approved by
the FAA, nothing in that statute mandates that
the FAA make an express finding of necessity. In
the absence of a specific statutory directive, the
law does not always require an agency to make
formal findings.
A-13. This holding is in direct conflict with the Federal
Aviation Act and previous decisions of this Court and the
D.C. Circuit Court of Appeals, all of which require the
FAA to establish that its actions can reasonably be said to
be within the scope of its authority.
A third important federal question is whether the
FAA and ANG were required by the National Environ-
mental Protection Act (“NEPA”) to prepare a program-
matic Environmental Impact Statement (“EIS”) to assess
the connected impact of the CAI and the nationwide
proliferation of military airspace. The Tenth Circuit held
that a programmatic EIS was not required because there
was no “clear nexus between the Initiative and other
military airspace proposals across the Nation.” A-25-26.
Neither the FAA nor the Tenth Circuit asked, as required
by NEPA, whether there was a “clear nexus” between the
CAI and the national military airspace program. The CAI
is just one interdependent part of this program, which is
centrally managed as a national system, on a national
level. The nationwide proliferation of military airspace
pursuant to this program has environmental implications
that must be addressed under NEPA.
Finally, the question of whether the FAA and ANG
violated the Third Amendment when they charted air-
space as low as 300 feet above ground level throughout
segments of the MOAs and MTRs comprising the CAI,
including areas over houses, ranches, and farms, is an
important constitutional question worthy of review. The
8
Tenth Circuit found no constitutional violation, stating
that:
We simply do not believe the Framers intended
the Third Amendment to be used to prevent the
military from regulated, lawful use of airspace
above private property without the property
owners’ consent. . . . It is not reasonable to
expect privacy from the lawful operation of mil-
itary aircraft in public navigable airspace
: A-39. In fact, many ANG flights under the CAI do not
occur in public navigable airspace (i.e., any flights within
500 feet of a house, person, vessel, structure, etc.).
Whether these low-level military flights, with their
accompanying noise intrusions into private homes, when
sufficiently severe so as to rattle walls, break dishes,
disrupt sleep, and drown out conversation, are actionable
under the Third Amendment is an important federal
question that should be decided by this Court.
I. WHETHER FAA DECISIONS REGARDING THE
ALLOCATION OF NAVIGABLE AIRSPACE FOR
MILITARY USE ARE IMMUNE FROM JUDICIAL
REVIEW IS AN IMPORTANT FEDERAL QUES-
TION THAT SHOULD BE SETTLED BY THIS
COURT.
A. The Tenth Circuit Improperly Expanded The
Political Question Doctrine When It Refused To
Review The FAA’s Decision To Establish The
Colorado Airspace Initiative Pursuant To 49
U.S.C. § 46110 And 5 U.S.C. § 706 On The
Grounds That The FAA’s Decision Was Akin To
Military Action.
While section 40103(b) of the Federal Aviation Act
allows the Administrator to establish military airspace,
section 46110 provides that the Courts of Appeals have
exclusive jurisdiction to “affirm, amend, modify, or set
9
aside any part of the order and may order the Secretary
or Administrator to conduct further proceedings.” The
Courts of Appeals must review FAA orders pursuant to
the standards set forth in the Administrative Procedure
Act, where Congress expressly charged the judiciary with
ensuring that agencies do not make decisions in an arbi-
trary or capricious manner, OF decisions unsupported by
substantial evidence. 5 U.S.C. § 706.
Traditionally, federal courts have been very reluctant
to waive judicial review of agency decisions. In the
absence of an express prohibition of judicial review in a
statute, an agency “bears the heavy burden of overcom-
ing the strong presumption that Congress did not mean
to prohibit all judicial review of [its] decision.” Dunlop v.
Bachowski, 421 U.S. 560, 567 (1975) overruled in part on
other grounds, Local No. 82 v. Crowley, 467 U.S. 526 (1984).
“(O|nly upon a showing of ‘clear and convincing evi-
dence’ of a contrary legislative intent should the courts
restrict access to judicial review.” Id. (citations omitted).
When Congress desired to immunize FAA decisionmak-
ing under the Federal Aviation Act from judicial review,
it did so expressly. See 49 U.S.C. § 44103(b)(2) (providing
that a decision of the Administrator to issue a certificate
of registration of aircraft after revocation for a controlled
substance violation is not subject to administrative or
judicial review).
Contrary to both the Federal Aviation Act and this
Court's ruling in Dunlop, the Tenth Circuit restricted Peti-
tioners’ access to judicial review. Relying on an expansive
and unprecedented interpretation of the political ques-
tion doctrine, the Tenth Circuit refused to review Peti-
tioners’ administrative law claims because it did not want
to “second guess” or “interfere” with the FAA’s airspace
designation because it involved military considerations.
This was an improper and unprecedented expansion of
10
the political question doctrine, which. exempts only a
very narrow category of decisions made by the military
itself, and not by civilian agencies such as the FAA.
The Tenth Circuit’s refusal to review this FAA action,
and the FAA’s equally improper deference to the ANG,
leaves the military as the sole decisionmaker regarding
how Colorado airspace will be used. The text and history
of the Federal Aviation Act illustrate that Congress made
a specific choice to place the control of navigable airspace
not with the military, but in the hands of a civilian agency
accountable to the federal courts under the Administra-
tive Procedure Act. The extent of the authority of the
Administrator of the FAA and the nature of the relation-
ship between the military and the FAA were thoroughly
discussed during the debates surrounding the passage of
the Federal Aviation Act in 1958.
A primary concern of the testimony before the sub-
committees was that civil control of the FAA must “be
assured.” Statement of Dr. Leslie A. Bryan, Chairman of
the General Aviation Facilities Planning Group: The Fed-
eral Aviation Act: Hearing on H.R. 12616 Before the House
Subcomm. on Transportation and Commerce of the Comm. on
Interstate and Foreign Commerce, 85th Cong. 167-68 (1958),
A-139-40. See also Statement of A.B. McMullen, Executive
Director of the National Association of State Aviation
Officials: Id. at 232-33, A-159-60. Ultimately, Congress
concluded that the Administrator of the FAA must be a
civilian. If the administrator was a former officer in the
armed services, the deputy administrator must be a per-
son without any prior service as a regular military officer.
H.R. Conference Report No. 2556 (1958), reprinted in 1958
U.S.C.C.A.N. 3767. A-159-60. This statutory provision is
codified at 49 U.S.C. § 106(c)-(d).
11
The Federal Aviation Act functionally provides that
airspace allocation decisions must be free from undue
military influence to ensure “maximum use of the naviga-
ble airspace by civil aircraft.” 49 U.S.C. § 40103(b)(3). To
that end, military involvement in the allocation of air-
space is limited to a “consultation” between the Adminis-
trator and the Secretary of Defense. Id. (emphasis added).
The Act explicitly provides that, in peacetime, the civilian
Administrator has sole power to allocate airspace for
military purposes, and in turn limits this power to those
“areas in the airspace the Administrator decides are nec-
essary in the interest of national defense.” Id. Unless
specifically exempted from review by statute, all orders
issued by the FAA are subject to judicial review in the
United States Court of Appeals pursuant to 49 U.S.C.
§ 46110, and all factual findings of the FAA must be
supported by “substantial evidence.” § 46110(c).
The APA contains a “military exception” that immu-
nizes rulemaking decisions by military (not civilian)
agencies from judicial review under the APA, in essence
freeing the federal courts from the need to decide
whether review of military decisions would violate the
separation of powers doctrine. See 5 U.S.C. § 553(a)(1).
But the FAA is a civilian agency. Moreover, in the Federal
Aviation Act, Congress expressly provided that FAA reg-
ulations made pursuant to 49 U.S.C. § 40103(b)(3) are not
exempt from the APA under the military exception. 49
U.S.C. § 40103(b)(4). The Tenth Circuit’s application of
the political question doctrine in this case is thus directly
contrary to the unambiguous congressional intent as
expressed in 49 U.S.C. § 40103(b), § 46110 and the Admin-
istrative Procedure Act. This unprecedented restriction
on judicial review of FAA decisionmaking and military
airspace acquisition presents an important federal court
question worthy of this Court’s review.
12
B. The Tenth Circuit’s Refusal To Review FAA
Decisions Allocating Military Airspace Allows
Arbitrary Decisions Unsupported By Substan-
tial Evidence To Stand.
Congress has expressly provided that the Court of
Appeals shall “hold unlawful and set aside” FAA military
airspace allocation decisions that are “arbitrary, capri-
cious, an abuse of discretion, or otherwise contrary to
law.” 49 U.S.C. § 46110; 5 U.S.C. § 706(2)(A). Additionally,
the Court of Appeals must review the FAA’s findings of
fact to see whether they are supported by substantial
evidence. 49 U.S.C. § 46110(c).
The Administrative Procedure Act was framed
against a background of rapid expansion of the
administrative process as a check upon adminis-
trators whose zeal might otherwise have carried
them to excesses not contemplated in legislation
creating their offices. It created safeguards even
narrower than the constitutional ones, against
arbitrary official encroachment on private
rights.
United States v. Morton Salt Co., 338 U.S. 632, 644 (1950).
The courts, through judicial review of agency actions,
serve the vital role of “dispassionate” and “disinterested”
application of the APA safeguards. Id. at 640-41. The
Tenth Circuit abrogated its duty to safeguard the admin-
istrative process when it refused to review the Adminis-
trator’s decision because it didn’t want to “second-guess”
or “interfere” with the FAA’s decision to establish the
CAI. A-12.
Petitioners did not ask the Tenth Circuit to make a
military decision - Petitioners asked the Tenth Circuit to
review the FAA’s decisionmaking process in light of the
evidence that the FAA’s decision to implement the CAI
was arbitrary, capricious and unsupported by substantial
evidence. Petitioners have been adversely affected by
13
agency action and inaction, and the Federal Aviation Act
and Administrative Procedure Act allow them to seek
relief. By exempting FAA airspace allocation decisions
from judicial review, the Tenth Circuit has acted outside
of its judicial authority and functionally held that any
allocation of airspace for military purposes will stand
regardless of how frivolous, arbitrary or capricious the
decision may be.
Il. WHETHER FEDERAL COURTS CAN EXEMPT
THE FAA FROM THE FEDERAL AVIATION ACT
REQUIREMENT THAT THE FAA MAKE A SPECI-
FIC FINDING OF NECESSITY BEFORE IT ALLO-
CATES AIRSPACE FOR MILITARY USE IS AN
IMPORTANT FEDERAL QUESTION THAT
SHOULD BE SETTLED BY THIS COURT
A. The Federal Aviation Act Provides That The
FAA Cannot Establish Any Airspace For Mili-
tary Use Without An Initial Determination
That The Airspace In Question Is Necessary In
The Interest Of National Defense.
The Federal Aviation Act directs the FAA to establish
airspace for military use only in areas it decides are
“necessary in the interest of national defense.” 49 U.S.C.
§ 40103(b)(3)(A). This requirement is consistent with Con-
gress’s more general policy of “encourag[ing] and
allow[ing] maximum use of the navigable airspace by
civil aircraft.” 49 U.S.C. § 40103(b)(3). The FAA recog-
nizes that:
while establishment of special use airspace is
essential to national security and the military
mission, unnecessary proliferation of these areas
degrades the special use airspace program and
adversely affects the overall efficiency of the
National Airspace System.
14
FAA Order 7400.2D § 27-3a, A-105. Therefore, the FAA
requires that:
the volume of airspace to be included in any
specific area of special use airspace and the time
during which it is to be assigned shall be the
minimum required... .
Id. at § 27-3b, A-105 (emphasis added). Furthermore, the
FAA ordered that Special Use Airspace designations
“shall be limited to the minimum number of areas neces-
sary” and that Special Use Airspace activation “shall be
limited to the minimum area, altitude, and time required
for the activity/mission.” FAA Order 7610.4] § 9-1-4,
A-126 (emphasis added).
Petitioners argued to the Tenth Circuit that the FAA
violated these mandates when it approved the CAI with-
out ever making any determination that it is “necessary
in the interest of national defense.” The FAA’s record is
not only devoid of these findings, but is also devoid of
any written analysis that would support such a finding,
or demonstrate that relevant factors were considered.
Despite this complete lack of a record, the Tenth
Circuit concluded that the statute did not require that the
FAA make a specific finding of necessity before it estab-
lished the CAI. The three.bases for the Tenth Circuit's
ruling were: (1) in light of the FAA’s administratively
created distinctions between MOAs, MTRs and other
types of military airspace, the statute does not apply to
the CAI; (2) even if the CAI includes airspace covered by
the statute (such as Restricted Areas which even the
Respondents admit are covered by the statute), the stat-
ute contains no explicit directive requiring the FAA to
make a finding that the proposed airspace is necessary in
the interest of national defense; and (3) the record dem-
onstrated that the FAA believed that the CAI was neces-
sary in the interest of national defense. A-13-14.
15
However, a plain language reading of the Federal
Aviation Act illustrates that it applies to all decisions
establishing military airspace, that all such decisions
must be preceded by a determination that the allocation
is necessary in the interest of national defense and that
the basis for all FAA orders must be supported by find-
ings of fact. 49 U.S.C. §§ 40103(b)(3), 46105(b). Further,
the FAA’s decision to establish military airspace: cannot
be based on its subjective “belief” that the airspace is
necessary — previous decisions of this Court establish that
agency action must “reasonably be said to be within th[e]
range” of an agency’s statutory authority. See Citizens to
Preserve Overton Park, Inc. v. Volpe, 401 U.S. 402, 416
(1971), abrogated on other grounds by Califano v. Sanders, 430
U.S. 99 (1977).
Under the Tenth Circuit’s novel interpretation of the
Federal Aviation Act, the military has, as a practical
matter, been given unfettered discretion to designate the
airspace it wants.
1. The FAA Cannot Exempt Its Own Actions
From A Congressional Mandate Through
The Use Of Administrative Classifications
Of Special Use Airspace.
An agency’s obligation to comply with the dictates of
the statutes it administers is well-settled. “Statutory con-
struction must begin with the language employed by
Congress and the assumption that the ordinary meaning
of that language accurately expresses the legislative pur-
pose.” Park ‘N Fly, Inc. v. Dollar Park & Fly, Inc., 469 U.S.
189, 194 (1985). “When a court reviews an agency’s con-
struction of the statute which it administers, it is con-
fronted with two questions. First, always, is the question
of whether Congress has directly spoken to the precise
question at issue. If the intent of Congress is clesr, that is
16
the end of the matter; for the court, as well as the agency,
must give effect to the unambiguously expressed intent of
Congress.” Chevron, U.S.A., Inc. v. Natural Resources
Defense Council, Inc., 467 U.S. 837, 842-43 (1984).
Here, Congress has directly spoken to the precise
question at issue. The Federal Aviation Act sets forth a
two part process for the FAA Administrator to follow
when she “establishe[s] security provisions that will
encourage and allow maximum use of the navigable air-
space by civil airspace consistent with national security.”
49 U.S.C. § 40103(b)(3). The statute provides that the
Administrator, in consultation with the Secretary of
Defense, shall:
(A) establish areas in the airspace the Administrator
decides are necessary in the interest of national
defense; and
(B) by regulation or order, restrict or prohibit flight of
civil aircraft that the Administrator cannot identify,
locate, and control with available facilities in those
areas.
49 U.S.C. § 40103(b)(3)(A), (B) (emphasis added).
The statute plainly requires that all military training
airspace be distinguished and/or segregated from the
National Airspace System, but only after the FAA Admin-
istrator first decides such airspace is necessary in the
interest of the national defense. Once the Administrator
makes this necessity determination, she then has the
authority to restrict or prohibit civil aircraft in “those
areas.” 49 U.S.C. § 40103(b)(3)(B).
The Tenth Circuit discarded fundamental principles
of statutory construction and read the statute backwards
in order to exempt the CAI decision from the require-
ments of § 40103(b)(3). Under the Tenth Circuit’s novel
17
interpretation of the Federal Aviation Act, the circum-
stances of § 40103(b)(3)(B) become a precondition to the
obligations of § 40103(b)(3)(A) instead of the other way
around. A-13. In other words, the Tenth Circuit held that
the FAA’s obligation under Part A, to “establish areas in
the airspace the Administrator decides are in the interest
of national defense” is triggered only if, under Part B,
flight of civil aircraft must be regulated or restricted in
those areas because they cannot be identified, located or
controlled. Id.
On the basis of this statutory misreading, the Tenth
Circuit then relied on the FAA’s own administrative dis-
tinctions between Military Operation Areas and Military
Training Routes on the one hand and Restricted Areas on
the other hand. MOA and MTR flight activity is not
typically limited or altogether prohibited, as occurs in
RAs.2 Relying on this distinction, the Tenth Circuit incor-
rectly excused the FAA from determining whether the
former (MOAs and MTRs) are “necessary in the interest
of national defense.” A-13. The Tenth Circuit thus
improperly allowed the FAA to use administrative classi-
fications to regulate itself out of the requirements of a
congressional directive.
2 Although the FAA claimed that MOAs and MTRs were
“non-rulemaking airspaces,” in truth, the FAA does restrict civil
aviation in MOAs and MTRs. See, e.g., FAA Order 7400.2D § 31-7
(prohibiting IFR activity in MOAs absent “approved
separation”), A-123-24.
18
2. Federal Courts Cannot Exempt The FAA
From The Federal Aviation Act Require-
ment That It Make A Specific Written Find-
ing That The Proposed Military Airspace Is
Necessary In The Interest Of National
Defense.
After exempting MTRs and MOAs from the necessity
requirements of section 40103(b)(3)(A), the Tenth Circuit
acknowledged that the Airburst Range Restricted Area
(which is a pivotal component of the CAI) would unde-
niably be an “area” in which civil aircraft would be
restricted under 49 U.S.C. § 40103(b)(3)(B) and that at
least part of the CAI might be subject to 49 U.S.C.
§ 40103(b)(3)(A). However, instead of finally enforcing
the FAA’s statutory obligation to make a finding of neces-
sity before allocating airspace for military use, the Tenth
Circuit concluded that 49 U.S.C. § 40103(b)(3)(A) contains
no statutory directive requiring the FAA to make a “for-
mal finding” regarding the “necessity” of military air-
space before establishing Restricted or Prohibited Areas.
A-13.
In so holding, the Tenth Circuit improperly disre-
garded a section of the Federal Aviation Act which man-
dates that FAA orders include the findings of fact upon
which they are based. 49 U:S.C. § 46105(b). The designa-
tion of the airspace comprising the Initiative, for the
purposes of judicial review, is undeniably an “order.” See
Franklin v. Massachusetts, 505 U.S. 788, 797 (1992) (“The
core question [for determining when an agency order is
final] is whether the agency has completed its decision-
making process, and whether the result of that process is
one that will directly affect the parties”); Southern Cal.
Aerial Advertisers’ Ass’n v. FAA, 881 F.2d 672, 675 (9th Cir.
1989) (“the APA defines ‘order’ broadly as ‘the whole or
part of a final disposition . . . of an agency in a matter
other than rulemaking’ ”).
19
The Federal Aviation Act further requires that the
Administrator base her decision to allocate airspace for
military use on her decision that the allocation of airspace
is “necessary in the interest of national defense.” 4»
U.S.C. § 40103(b)(3)(A). Reading these provisions in pari
materia, the FAA must be required to make specific, writ-
ten findings of fact supporting its determination of neces-
sity, because the FAA order establishing the CAI must
include the findings of fact upon which it was based, and
the FAA is required to base its decision on a determina-
tion that the CAI was “necessary in the interest of
national defense.” At a minimum, whether 49 U.S.C.
§ 40103(b)(3)(A) and § 46105(b) require that the FAA
make independent findings regarding the necessity of
military airspace is an important question of federal law
that this Court should resolve.
B. The Tenth Circuit’s Holding That The FAA Did
Not Have To Make An Objectively Reasonable
Specific Finding Of Necessity Conflicts With
Prior Decisions Of This Court.
As explained above, under the Federal Aviation Act,
the FAA can establish airspace for military use only after
it determines that such an allocation is “necessary in the
interest of national defense.” 49 U.S.C. § 40103(b)(3)(A).
Despite this statutory requirement, the Tenth Circuit held
that no formal finding of necessity was required, and
observed that it was sufficient here that the FAA
“believed” requested airspace was necessary in the inter-
est of the national defense. A-14. In so holding, the Tenth
Circuit not only abdicated its own review obligations but
3 Significantly, the Tenth Circuit did not hold that the FAA
in fact made a finding that the CAI was necessary in the interest
of national defense. There was no evidence such a finding had
ever been made, and it was not.
20
also improperly expanded the FAA’s powers, which Con-
gress itself has carefully, and narrowly, defined.
The Tenth Circuit based its holding upon a restrictive
reading of Citizens to Preserve Overton Park, Inc. v. Volpe,
401 U.S. 402 (1971), abrogated on other grounds by Califano
v. Sanders, 430 U.S. 99 (1977). In the Tenth Circuit’s view,
that case stands for the proposition that an agency need
not always issue formal findings to support its actions.
A-13. But Overton Park does not excuse agencies from
their obligation to act on the basis of reasoned decisions
supported by reviewable records. Rather, Overton Park
stands for the very different principle that reviewing
courts must ensure that administrative agencies reason-
ably act within the scope of their statutory authority, and
make decisions that are not arbitrary, capricious, or other-
wise contrary to law. 401 U.S. 402.
In Overton Park, this Court set out a framework for
courts to follow when they review an administrative
action. First, the reviewing court must decide whether the
agency acted within the scope of its statutory authority.
Id. at 415. Here, the Tenth Circuit should have asked
whether the FAA properly construed its statutory obliga-
tions in establishing airspace for military use. As
described above, however, the Tenth Circuit failed to
address this question, instead allowing the FAA to act
without satisfying the statutory pre-condition of a neces-
sity finding.
Second, under Overton Park, the reviewing court is to
determine whether, on the facts, the agency can reason-
ably be said to have acted within the range of its author-
ity and discretion. Id. The Tenth Circuit again failed to
ask this question, and instead issued a one sentence state-
ment that the record “amply demonstrates” that the FAA
“believed” the CAI to be necessary, even though there
was no evidence in the record that the FAA ever indepen-
dently considered the issue of necessity, or reached any
determination of its own with respect to that issue.
21
Third, Overton Park requires that a reviewing court
must determine whether the actual decision made was
“arbitrary, capricious, an abuse of discretion, or other-
wise not in accordance with law.” 5 U.S.C. § 706(2)(A). To
make this decision, the court must engage in a searching
and careful review to determine whether the decision was
based on a consideration of the relevant factors and
whether there has been a clear error of judgment. Overton
Park, 401 U.S. at 416. The Tenth Circuit did not just fail to
engage in this searching and careful review, it improperly
invoked the political question doctrine to avoid making
any review of the FAA’s decisionmaking process.
Finally, this Court required that the reviewing court
determine whether the agency followed the necessary
procedural requirements. Id. at 417. Yet again the Tenth
Circuit overlooked this review obligation, and specifically
ignored the requirement in the Federal Aviation Act that
the FAA make specific findings that airspace is necessary
in the interest of national defense before allocating it for
military use. 49 U.S.C. §§ 40103(b)(3), 46105(b).
Under Overton Park, agencies must provide review-
ing courts with at least some record documenting an
actual decisionmaking process. If a reviewing court is
given nothing to review, agency heads could easily over-
step their authority and Congressional mandates could be
rendered meaningless with noone to enforce them. Over-
ton Park, 401 U.S. at 413. Without question, a statement of
findings and reasons, as required by the Federal Aviation
Act, is the most effective protection against arbitrariness.
Id. at 416.4
4 Consistent with this Court’s holding in Overton Park, the
D.C. Circuit Court of Appeals has held that the FAA cannot take
“an ipse dixit approach” to decisionmaking: “because we said
so” is not a permissible justification for agency action. D & F
Afonso Realty Trust v. Garvey, 216 F.3d 1191, 1196 (D.C. Cir.
22
Instead of ensuring that the FAA acted within the
authority granted to it by Congress in the Federal Avia-
tion Act, the Tenth Circuit expanded that authority by
ignoring the statutory requirements (including the
requirement that the FAA determine whether requested
military airspace is “necessary in the interest of national
defense”), by refusing to review the FAA’s action, and by
deferring to agency belief when reasoned decisionmaking
was required. This Court should grant certiorari, and
correct the Tenth Circuit’s fundamental error.
III. WHETHER THE NATIONAL ENVIRONMENTAL
POLICY ACT (“NEPA”) REQUIRED THE FAA
AND THE ANG TO CONSIDER THE ENVIRON-
MENTAL IMPACT OF THE NATIONWIDE PRO-
LIFERATION OF MILITARY AIRSPACE IS AN
IMPORTANT-FEDERAL QUESTION THAT
SHOULD BE SETTLED BY THIS COURT.
Public officials have an obligation under NEPA to
“make decisions that are based on understanding of envi-
ronmental consequences, and take actions that protect,
restore and enhance the environment.” 40 C.F.R.
§ 1500.1(c). This includes an obligation to prepare an
Environmental Impact Statement (“EIS”) on proposals for
all “major Federal actions significantly affecting the
human environment.” 42 U.S.C. § 4332. This serves to’
ensure that decisionmakers and the public are provided
with information about the larger context in which a
proposed action is to take place. See, e.g., Kleppe v. Sierra
Club, 427 U.S. 390, 400 (1976) (stating that Department of
Interior’s admission that a programmatic EIS was
2000) (reversing and remanding an FAA order where “the FAA
did not consider relevant factors or sufficiently explain the basis
of its decision” and this “post hoc rationalization for deviating
from procedure and for failing to substantiate its [action] cannot
pass muster as a matter of law”).
23
required for a national coal leasing program was “well
made” where “the new leasing program is a coherent
plan of national scope, and its adoption surely has signifi-
cant environmental consequences”).
Without question, airspace is an important part of
our environment, and federal programs affecting our air-
space are subject to these environmental study require-
ments. As the ANG acknowledges, airspace is a “precious
national resource.” A-169. As such, it belongs to the citi-
zens of this country. Congress has specifically directed
that this national resource is to remain in civilian hands
by charging the FAA to “encourage and allow maximum
use of the navigable airspace by civil aircraft consistent
with national security.” 49 U.S.C. § 40103(b)(3).
“A programmatic EIS reflects the broad environmen-
tal consequences attendant upon a wide-ranging federal
program. The thesis underlying a programmatic EIS is
that a systematic program is likely to generate disparate
yet related impacts.” National Wildlife Fed’n v. Appalachian
Regional Comm'n, 677 F.2d 883, 888 (D.C. Cir. 1981). The
purpose of a programmatic EIS is to promote better deci-
sionmaking for major federal actions consisting of a
number of related enterprises associated with a single
program and planned together. Id.
Agencies must include an evaluation of the environ-
mental impact of “connected actions” within the scope of
an EIS. 40 C.F.R. § 1508.25(a)(1)(iii). Actions are con-
nected if they “[aJre interdependent parts of a larger
action and depend on the larger action for their justifica-
tion.” Id. Despite these requirements, the FAA has
allowed the Air Force and other branches of the military
to gradually and systematically set aside 40% of the
nation’s navigable airspace for military use without con-
ducting any programmatic EIS of any sort. The military
airspace network is an ever-expanding spiderweb of
MTRs, MOAs, Restricted Areas, and other areas, all of
which are linked, and through which military aircraft can
24
travel from one end of the country to the other. See Map
of Existing and Proposed MOAs and MTRs, A-168
(depicting updated information originally found in Long
Range Airspace Planning (1992), A-169). The CAI is merely
one interdependent part of this national system. This
nationwide military airspace network, and not merely its
component parts, has significant impact on the human
environment.
In refusing to mandate a programmatic EIS, the Tenth
Circuit never considered whether justification for the CAI
was dependent on the existence of the national military
airspace program. Instead the Tenth Circuit asked and
answered the wrong question: whether the justification
for the CAI depended on other proposed airspace desig-
nations. It then concluded that the FAA and ANG were
not required to analyze the environmental impact of the
nationwide proliferation of military airspace because
there was no “clear nexus” between the CAI and other
military airspace proposals across the Nation. A-26.
As a result, the CAI was established without any
analysis, as required by 40 C.F.R. § 1508.25(a)(1)(iii), of
whether the various plans for Special Use Airspace
expansion in the United States are “connected actions”
because they are interdependent parts of the national
military airspace program, and depend on that program
for their justification. If the FAA and the Tenth Circuit
had asked these questions, they would have had to con-
sider the following facts, all of which establish that the
CAI was an interdependent part of a national (and at the
very least regional) plan:
e Military use airspace is centrally managed as a
national system, on a national level, as evidenced by
the fact that the CAI proposal originated in the ANG
and FAA headquarters in Washington D.C.
e The USAF Airspace Master Plan (which according to
the ANG, necessitates its current request for more
airspace) “establishes the basis for a comprehensive
25
analysis of total Department of Defense require-
ments. ... ” FEIS at ix.
e The CAI is part of the “Federal mission” to provide
the Department of Defense with “combat-ready air-
crews and support personnel for worldwide deploy-
ments, should the need arise.” ANG ROD, A-59.
e ANG units have increased as a percentage of the total
military force and thus have assumed a more promi-
nent role in our national defense. ANG ROD, A-60.
e “The ANG airspace planning focus is on regional and
interstate.” A-171.
e Regional Airspace Planning Committees meet to
determine airspace requirements and are made up of
senior ANG leaders from each state in a FAA region.
A-169-173. The ANG has acknowledged that there is a
role for a national Airspace Steering Committee.
A-173.
Instead, the Tenth Circuit decision grants agencies
permission to avoid their NEPA obligations by dividing
the national military airspace program into component
parts, each involving action with less significant environ-
mental effects than if they were considered as a whole.
Such “segmentation” is improper and contrary to the
requirements of NEPA and its implementing regulations.
See, e.g., National Wildlife Fed’n, 677 F.2d at 890 (” ... the
existence of a comprehensive program with cumulative
environmental effects cannot be escaped by disin-
genuously describing it as only an amalgamation of unre-
lated smaller projects”) (citations omitted)5; Morongo Band
5 The National Wildlife Federation court observed that in
determining whether it is too late for an agency to comply with
its obligation to issue a programmatic EIS, “[t]he question must
be what agency decisions are yet to be made, and what
decisions, although already made, remain open to revision.
National Wildlife Fed’n, 677 F.2d at 892 (citation omitted). The
26
of Mission Indians v. FAA, 161 F.3d 569, 579 (9th Cir. 1998)
(“connected actions must be considered together in order
to preclude an agency from dividing a project into several
smaller actions, each of which might have an insignificant
environmental impact when considered in isolation, but
which taken as a whole have a substantial impact”) (cita-
tions omitted).
The Tenth Circuit’s ruling allows the FAA and ANG
to artificially segment the national military airspace pro-
gram and thereby avoid preparing a programmatic EIS
under NEPA. Whether that ruling is appropriate is an
important federal question worthy of this Court's review.
IV. WHETHER THE THIRD AMENDMENT PRO-
HIBITS THE MILITARY FROM OCCUPYING
NON-NAVIGABLE AIRSPACE OVER PRIVATE
PROPERTY DURING PEACETIME WITHOUT
THE OWNER’S CONSENT IS AN IMPORTANT
QUESTION OF CONSTITUTIONAL LAW.
The Third Amendment to the United States Constitu-
tion provides that: “[n]o Soldier shall, in time of peace be
quartered in any house, without the consent of the
Owner, nor in time of war, but in a manner to be pre-
scribed by law.” U.S. Const. amend. III. The “philosophi-
cal underpinnings” of the Third Amendment empower
the federal courts to limit military operations in‘ peace-
time and to entertain claims of judicially cognizable
military airspace system (over one million square miles and
growing) is constantly in flux and rapidly expanding
nationwide. It has not remotely approached a state of
completion that would exempt the ANG and FAA from
conducting a programmatic EIS. Airspace allocation decisions
remain open to revision because they do not require physical
construction. Instead, boundaries in airspace can be shifted by
merely redrawing aviation charts if necessary. It is not too late
to hold the ANG and FAA to their NEPA obligations.
en ee
27
injury from military intrusion into the civilian sector.
Laird v. Tatum, 408 U.S. 1, 15-16 (1972). “[I]t is an unbend-
ing rule of law that the exercise of military power, where
the rights of the citizen are concerned, shall never be
pushed beyond what the exigency requires.” Id. at 20
(Douglas J., dissenting) (citations omitted).
Petitioners’ rights in their homes, and thus their
rights to resist military occupancy, extend beyond struc-
tures alone. “[P]roperty-based privacy interests protected
by the Third Amendment are not limited solely to those
arising out of fee simple ownership but extend to those
recognized and permitted by society as founded on law-
ful occupation or possession with a legal right to exclude
others.” Engblom v. Carey, 677 F.2d 957, 962 (2d Cir. 1982)
(broadly interpreting the term “home” in the Third
Amendment to include property rights protected by the
Fourth Amendment). y
It is well-settled under the Fifth Amendment that a
“taking” occurs when the government appropriates a pri-
vate party’s property interests in the airspace above its
property. See United States v. Causby, 328 U.S. 256, 264
(1946) (“[I]t is obvious that if the landowner is to have
full enjoyment of the land, he must have exclusive control
of the immediate reaches of the enveloping atmo-
sphere.”); Brown v. United States, 73 F.3d 1100, 1105 (Fed.
Cir. 1996) (“the Government does not have the right to
declare itself a co-tenant-in-possession [of the airspace
above a citizen’s property]”) (citations omitted). This
Court in Causby emphasized that the government had not
“merely destroyed property [with its overflights but was]
using a part of it for the flight of its planes.” Causby, 328
U.S. at 262-63. n. 7.
The Tenth Circuit’s holding that “it is not reasonable
to expect privacy from the lawful operation of military
aircraft in public navigable airspace,” A-39, is inapplica-
ble to Petitioners’ challenge to the CAI because the CAI
allocates non-public, non-navigable airspace for military
28
use. A concern raised during the hearings on the Federal
Aviation Act was the possibility of a flood of lawsuits
under the Fifth Amendment for takings of airspace above
civilian property by the military. See Statement of A.B.
McMullen, A-i50-52. To address this concern, Congress
added the word “navigable” to the Act and then defined
“navigable airspace” as “airspace above the minimum
altitudes of flight prescribed by regulations . . . including
airspace needed to ensure safety in the takeoff and land-
ing of aircraft.” See 49 U.S.C. § 40102(a)(30).
Under the Federal Aviation Act, only the FAA, a
civilian agency, has the authority to establish regulations
implementing the statute and to set the minimum altitude
of navigable airspace. 49 U.S.C. § 40103(b). Pursuant to
that authority, the FAA has set minimum flight altitudes
at 1,000 feet over congested areas, 500 feet over non-
congested areas, and 500 feet from any person, vehicle,
vessel or structure. 14 C.F.R. § 91.119(a)-(c). Aircraft may
never fly below an altitude sufficient to ensure a safe
emergency landing. Id. The airspace within 500 feet of a
person’s home is by definition non-navigable, and
thereby not public. Each time military pilots fly less than
500 feet from a house or other structure, they are physi-
cally placing themselves in that person's private property.
When the FAA charted CAI airspace as low as 300
feet, it opened the door to military use of private prop-
erty without consent. Despite promises to the contrary,
the military can and does use this Special Use Airspace at
its minimum charted altitudes, dependent only on the
military's own determination as to whether national
emergency OF special training requirements justify such
use. But Petitioners’ constitutional right of freedom from
military occupation of private property cannot be
trumped by the military's declaration of need. The Third
Amendment prevents that very situation.
29
The invasion of Petitioners’ property by ANG over-
flights goes beyond the physical presence of the planes
themselves. Under Engblom, Third Amendment protec-
tions extend at least as far as Fourth Amendment protec-
tions, and the Fourth Amendment is violated when
overflights “pry into or enter private homes or their
curtilage” and such “prying” is accomplished by
“repeated buzzings” that “at best disturb, and at worst
terrorize, the hapless residents below.” NORML v. Mullen,
608 F. Supp. 945, 957 (N.D. Cal. 1985); see also Florida v.
Riley, 488 U.S. 445, 452 (1989) (the presence of “undue
noise” affected the Court’s determination of the constitu-
tionality of a police overflight). During military over-
flights, walls shake, people are unable to sleep, carry on a
conversation or talk on the phone. The vibration and
noise caused by military overflights regularly enters
members’ homes and interferes with members’ use and
enjoyment of their property. This, in itself, amounts to
occupancy, or “quartering,” in violation of the Third
Amendment.
This Court recently recognized that “[i]t would be
foolish to contend that the degree of privacy secured to
citizens by the Fourth Amendment has been entirely
unaffected by the advance of technology.” Kyllo v. United
States, 121 S. Ct. 2038, 2043 (2001). The same is true with
the Third Amendment. Indeed, limiting the scope of the
Third Amendment to instances in which individuals are
required to take in infantry soldiers as boarders in their
homes would put private individuals “at the mercy of
advancing technology” by the military. See Kyllo, 121
S. Ct. at 2044. At least one federal court has found such a
limited application of the Third Amendment to be
impractical in modern times:
Can it be the Third Amendment protects the
United States citizens against deprivation of
property through deployment of infantry but
30
provides obstacles to any remedy for damages
done by million dollar airplanes?
Arnhold v. United States, No. 88-0934C(3), 1989 U.S. Dist.
LEXIS 17904 at *6 (E.D. Mo. June 13, 1989) (finding the
United States liable for a constitutional tort under the
Third Amendment where the vibrations from low-level
overflights physically invaded plaintiff’s home).
The Tenth Circuit refused to consider this claim, and
instead held that citizens have no constitutional recourse
when the military conducts training activities in non-
navigable airspace as near as 300 feet from their homes.
That interpretation of the Third Amendment is archaic
and unreasonable and warrants review by this Court.
CONCLUSION
For the reasons set forth above, petitioners Custer
County Action Association et al. respectfully request that
this Court grant the Petition for Writ of Certiorari and
provide such other relief that may be appropriate under
the circumstances.
Dated: October 17, 2001
Respectfully submitted,
Brian B. O’NerLi '
Counsel of Record for Petitioners
FagGRE & Benson LLP
2200 Wells Fargo Center
90 South Seventh Street
Minneapolis, MN 55402-3901
Telephone: (612) 766-7000
i
TABLE OF CONTENTS
Custer County Action Association v. Garvey, 256 F.3d
OE eh elt iccty ec cc A-1
Federal Aviation Administration Record of Deci-
sion for the Adoption of the Colorado Airspace
Initiative Prepared by the National Guard, 64
Fed. Reg. 54721 (Oct. 7, Ga eeeeses et A-41
Air National Guard Record of Decision for the
Colorado Airspace Initiative (Oct. 28, 1997) ..... A-59
Constitutional, Statutory and Regulatory Provi-
PN Seri Stn cece cicicty cist es. A-92
Excerpts from FAA Order 7400.2D, Procedures for
Handling Airspace Matters (Sept. 16, 1993) ...... A-104
Excerpts from FAA Order 7610.4J, Special Military
Operations (Nov. 3, cn, SNS ERS cle ae ata A-125
Excerpts from Statement of Dr. Leslie A. Bryan,
Chairman of the General Aviation Facilities
Planning Group, The Federal Aviation Act:
Hearing on H.R. 12616 Before the House Subcomm.
on Transportation and Commerce of the Comm. on
Interstate and Foreign Commerce, 85th Cong.
Pe AV 6s cen ddedd sdesbc'ecess cc. A-137
Excerpts from Statement of A.B. McMullen, Exec-
utive Director of the National Association of
State Aviation Officials, The Federal Aviation Act:
Hearing on H.R. 12616 Before the House Subcomm.
on Transportation and Commerce of the Comm. on
Interstate and Foreign Commerce, 85th Cong. 230,
PN OOP CNUOUD occ ecccsevecsevecs. sic... A-144
ii
TABLE OF CONTENTS - Continued
H.R. Conference Report No. 2556 (1958), reprinted
in 1958 U.S.C.C.A.N. 3767 ....ccccccccecevececs A-157
Map of Existing and Proposed Military Opera-
tions Areas and Military Training Routes in the
United States, updating information originally
found in Air National Guard: Long Range Airspace
Planning (Jan. 1992).......ee eee cece eee eee enees A-168
Executive Summary from Air National Guard: Long
Range Airspace Planning (Jan. 1992).....-.+++++: A-169
Colorado Airspace Initiative Working Committee
Recommendations (May 1994).......sseeeeeeeee A-194
State of Colorado Joint Senate Resolution 98-010:
Concerning the Impact of the Colorado Air-
space Initiative .........sseeeree ences eee eeeess A-206
A-l
PUBLISH
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
CUSTER COUNTY ACTION |
ASSOCIATION; NATIONAL
AIRSPACE COALITION; OPEN |
SPACE ALLIANCE; THE |
WILDERNESS SOCIETY; BOARD OF |
DIRECTORS OF MOFFAT |
CONSOLIDATED SCHOOL
DISTRICT NO. 2; CUSTER COUNTY |
AIRPORT AUTHORITY: FREMONT |
COUNTY AIRPORT; THE BOARD |
OF THE TOWN OF CRESTONE; |
THE BOARD OF COUNTY
COMMISSIONERS OF CUSTER |
COUNTY; THE BOARD OF COUNTY!
COMMISSIONERS OF FREMONT si0f
COUNTY, COLORADO; THE BOARD!
OF COUNTY COMMISSIONERS OF |
SAGUACHE COUNTY, COLORADO; |
THE SPIRITUAL LIFE INSTITUTE; |
LA VETA PEACE OF AIR |
ALLIANCE; CRESTONE MOFFAT i
BUSINESS ASSOCIATION;
HUERFANO VALLEY CITIZENS |
ALLIANCE; RURAL ALLIANCE FOR!
MILITARY ACCOUNTABILITY: |
WOLF SPRINGS RANCHES, INC.; |
THE HISTORIC PINES RANCH;
CUSTER COUNTY BISON; KAREN |
G. WORONOFF; DAVID S. |
WORONOFFE, |
|
Petitioners,
No. 99-9543
(Filed
July 19, 2001)
A-2
V.
|
JANE F. GARVEY, as Administrator of |
the FEDERAL AVIATION |
ADMINISTRATION; and UNITED |
STATES AIR FORCE MAJOR GENERAL |
PAUL A. WEAVER, Jr., as Director of |
the AIR NATIONAL GUARD, |
Respondents.
Appeal from the Federal Aviaton Administration
and the Air National Guard
Brian B. O’Neill (Michael A. Ponto, Elizabeth H. Schmies-
ing, and Michael D. Beach of Faegre & Benson LLP,
Minneapolis, Minnesota; and Colin C. Deihl of Faegre &
Benson LLP, Denver, Colorado, with him on the briefs) of
Faegre & Benson LLP, Minneapolis, Minnesota, for Peti-
tioners.
Ronald M. Spritzer (Lois J. Schiffer, Assistant Attorney
General; M. Alice Thurston, Department of Justice; Hans
I.E. Bjornson, Federal Aviation Administration; and
Randy Chambers, National Guard Bureau, with him on
the brief), Department of Justice, Washington, D.C., for
Respondents.
Before SEYMOUR, Circuit Judge, BRORBY, Senior Cir-
cuit Judge, and BROWN,’ District Judge.
* The Honorable Wesley E. Brown, Senior United States
District Judge for the District of Kansas, sitting by designation.
A-3
BRORBY, Senior Circuit Judge.
Petitioners ask us to reverse the Federal Aviation
Administration’s (FAA) and Air National Guard’s (ANG)
orders approving the Colorado Airspace Initiative (Initia-
tive) and finding adequate the Final Environmental
Impact Statement on the Initiative. They claim the orders
approving the Initiative and the underlying environmen-
tal impact analysis violate the Federal Aviation Act, 49
U.S.C. § 40103(b)(3), and the National Environmental Pol-
icy Act, 42 U.S.C. §§ 4321-4370(e). Petitioners further
claim implementation of the Initiative will violate their
property rights under the Third and Fifth Amendments to
the United States Constitution.
We exercise jurisdiction over the FAA's final order
pursuant to 49 U.S.C. § 46110. National Parks & Conserva-
tion Ass'n v. Federal Aviation Admin., 998 F.2d 1523,
1528-29 (10th Cir. 1993) supports extending our review to
the ANG’s decision and final environmental impact state-
ment as incorporated into the FAA’s final decision. Hav-
ing carefully reviewed the administrative record,! and for
} Petitioners have requested to supplement the
administrative record with numerous additional documents,
including affidavits, newspaper articles, U.S. Census Bureau
population estimates, and a “preliminary Draft” of a “Generic
Environmental Impact Statement for Air Force Low Altitude
Flying Operations.” Respondents oppose this request, except as
to the tape and transcript attached to the Affidavit of Elizabeth
A. Boike, which they agree represents an accurate transcription
A-4
the reasons set forth below, we deny the Petition for
Review.
BACKGROUND
This dispute was triggered by the Colorado Airspace
Initiative - proposed special use airspace changes to the
National Airspace System designed to: (1) provide the
necessary airspace for the 140th Tactical Fighter Wing of
the Colorado ANG to be able to train with the F-16
fighter jet under realistic conditions; and (2) respond to
changes in commercial aircraft arrival and departure
of a meeting that was part of the administrative process.
Judicial review of an agency decision is generally limited to
review of the administrative record. See Federal Power Comm'n v.
Transcontinental Gas Pipe Line Corp., 423 U.S. 326, 331 (1976);
accord Airport Neighbors Alliance, Inc. v. United States, 90 F.3d 426,
433 n.7 (10th Cir. 1996). The circumstances which warrant
consideration of extra-record materials are “extremely limited.”
American Mining Cong. v. Thomas, 772 F.2d 617, 626 (10th Cir.
1985) (listing possible justifications as: (1) the agency action is
not adequately explained and cannot be reviewed properly
without considering the cited materials; (2) the record is
deficient because the agency ignored relevant factors it should
have considered in making its decision; (3) the agency
considered factors that were left out of the formal record; (4) the
case is so complex and the record so unclear that the reviewing
court needs more evidence to enable it to understand the issues;
and (5) evidence coming into existence after the agency acted
demonstrates the actions were right or wrong), cert. denied, 476
U.S. 1158 (1986). The narrow conditions warranting an
exception to the general rule are not present in this case.
Accordingly, we deny Petitioners’ motion to supplement the
record, except for the unopposed affidavit of Elizabeth A. Boike.
A-5
corridors required for operation of Denver International
Airport.
The Colorado ANG is under the command and con-
trol of the Governor of Colorado and is also a reserve
component of the United States Air Force. ANG units
have increased as a percentage of the total military force
and thus have assumed a more prominent role in our
national defense. For example, the 140th Air Wing has
assisted in Operation Northern Watch, enforcing the no-
fly zone in northern Iraq, Operation Southern Watch,
enforcing the no-fly zone in southern Iraq, and in opera-
tion Coronet Night Hawk, intercepting drug runners
from Colombia. The Air Force provides the F-16 fighter
and other weapon systems to the ANG. Those systems
must be maintained and utilized pursuant to Air Force
and Department of Defense regulations. 32 U.S.C. § 701,
et seq. The ANG’s need for frequent, realistic training
exercises using these systems is obvious.
ANG pilots utilize three types of airspace in conduct-
ing their training exercises: Military Training Routes
(MTRs),2 Military Operations Areas (MOAs),? and
2 “A MTR is a long, low-altitude corridor that serves as a
flight path to a particular destination. A standard MTR usually
ranges from 500 feet to 1,500 feet above ground level.” “MTRs
are designed to provide military pilots with training routes to
practice navigational skills over a variety of terrain types and
provide access to MOAs, air-to-ground gunnery ranges, and
other destinations.”
3 “MOAs are larger expanses of airspace designed to
accommodate a wide variety of nonhazardous military flight
training maneuvers. The size of a MOA depends on the types of
A-6
Restricted Areas (RAs).* As finally approved, the Initia-
tive involved a total of fourteen modifications to MTR
and MOA airspace in Colorado. The FAA groups these
modifications into four actions:
1. Kit Carson MOA - This has been
renamed the Cheyenne MOA. It retains roughly
the same dimensions as the Kit Carson MOA,
except that the FAA directed that the western
boundary be shortened approximately 10 nauti-
cal miles in order to accommodate new
approaches to the Denver International Airport.
The minimum flying altitude was raised from
100 feet to 300 feet above ground level.
2. Pinon Canyon MOA and Two Buttes
MOA - This is the most significant change
found in the [Initiative]. While the Pinon Can-
yon MOA was already in existence, the Two
Buttes MOA is new. The Two Buttes MOA abuts
the eastern edge of the Pinon Canyon MOA to
create one large MOA. The Two Buttes MOA is
large enough to handle F-16 fighters engaged in
air-to-air combat training missions. The Pinon
Canyon MOA is used primarily for close-air-
support training.
air maneuvers that occur within the MOA. The maximum
altitude for a MOA is 17,999 feet above mean sea level. MOAs
are not created to prevent access by other aircraft, but rather to
show civil aircraft pilots where nonhazardous military flight
training may be taking place.” “MOAs are typically only
scheduled a few hours a day and are not in continuous daily
use.”
4 “A RA is usually reserved for training involving either
ground- or air-based weapons. These areas are restricted to
ensure the safety of aircraft - both military and civilian - not
participating in the training exercise.”
A-7
3. Fremont MOA - This MOA was divided
into three parts, named the Airburst A, B, and C
MOAs. The original MOA was enlarged at some
points and reduced at others. The modifications
allow more realistic training opportunities for
aircraft utilizing the existing Airburst range.
That portion of the Airburst MOA that leads to
the Airburst Range has a minimum altitude of
500 ft. above ground level... . The minimum
aititude of the rest of Airburst MOA will remain
the same as when it was the Fremont MOA,
1,500 ft. [above ground level].
4. MTRs into, out of, and through MOAs -
All other airspace modifications within the [Ini-
tiative] address how aircraft are to get to and
from the MOAs listed above. The previous
MTRs had no minimum altitude restrictions.
Under the [Initiative], all MTRs will be raised to
either 300 feet or 500 feet above ground level. A
number of MTRs were narrowed by the FAA as
part of its environmental mitigation.
According to the FAA,
[t]he remaining MOA, La Veta, is unchanged from its
previous use, except the FAA deleted a small portion for
the benefit of the Fremont County Airport. Although
some of the [Initiative] airspace is charted down to 300
feet above ground level, that airspace will not be flown
lower than 500 feet [above ground level] ‘expect [sic] in
national emergencies or [for] special training require-
ments.’ ”
The ANG issued its record of decision adopting the
above-referenced changes, identified as the “preferred
alternative” in the Final Environmental Impact Statement,
in October 1997. 62 Fed. Reg. 60487 (Nov. 10 1997). In
A-8
October 1999, the FAA issued a final order (1) adopting
the Final Environmental Impact Statement the ANG pre-
pared on the Initiative, and (2) directing that the
requested Special Use Airspace changes to the National
Airspace System identified as the preferred alternative in
the Final Environmental Impact Statement be imple-
mented. 64 Fed. Reg. 54721 (Oct. 7, 1999). Petitioners filed
their Joint Petition for Review of the ANG and FAA
orders in November 1999.
STANDARD OF REVIEW
The Administrative Procedure Act, 5 U.S.C. § 706, gov-
erns our review of the ANG’s® and FAA’s final decisions.
See Arapahoe County Pub. Airport Auth. v. Federal Aviation
Admin., 242 F.3d 1213, 1218 (10th Cir. 2001). We will set
aside an agency decision if it is “arbitrary, capricious, an
abuse of discretion, or otherwise not in accordance with
law.” 5 U.S.C. § 706(2)(A).© In determining whether an
agency’s decision is arbitrary or capricious, we “must
5 The Department of Defense, including the Airforce and
KNG [sic], is not excepted from National Environmental Policy
Act requirements. See Jackson County v. Jones, 571 F.2d 1004, 1007
(8th Cir. 1978).
6 More specifically, a reviewing court may set aside an
agency determination pursuant to 5 U.S.C. § 706(2) if it is (a)
arbitrary, capricious, an abuse of discretion, or otherwise not in
accordance with law; (b) contrary to constitutional right, power,
privilege, or immunity; (c) in excess of statutory jurisdiction,
authority, or limitations, or short of statutory right; (d) without
observance of procedure required by law; (e) unsupported by
substantial evidence; or (f) unwarranted by the facts to the
extent they are subject to de novo review. 5 U.S.C. § 706(2); see
Lewis v. Babbitt, 998 F.2d 880, 881-82 (10th Cir. 1993).
A-9
consider whether the decision was based on a consider-
ation of the relevant factors and whether there has been a
clear error of judgment. This inquiry must be searching
and careful, but the ultimate standard of review is a
narrow one.” Marsh v. Oregon Natural Res. Council, 490
U.S. 360, 378 (1989) (quotation marks and citation omit-
ted).
The agencies’ findings of fact are conclusive if sup-
ported by substantial evidence. 49 U.S.C. § 46110(c); see
also Wyoming Farm Bureau Fed’n v. Babbitt, 199 F.3d 1224,
1231 (10th Cir. 2000). The substantial-evidence standard
does not allow us to displace the agencies’ “ ‘choice
between two fairly conflicting views, even though the
court would justifiably have made a different choice had
the matter been before it de novo.’ ” Arapahoe County Pub.
Airport Auth., 242 F.3d at 1218 (quoting Wyoming Farm
Bureau Fed’n, 199 F.3d at 1231).
We review Petitioners’ constitutional claims de novo.
See Trimmer v. United States Dep’t of Labor, 174 F.3d 1098,
1102 (10th Cir. 1999).
ANALYSIS
Petitioners raise an indiscriminate number of statu-
tory and constitutional challenges to the ANG and FAA
decisions approving the Initiative. First, they claim the
FAA violated the Federal Aviation Act, 49 U.S.C.
§ 40103(b)(3)(A), FAA regulations and the Administrative
Procedure Act
by implementing the [Initiative]: (a) without
determining whether the Initiative is necessary
in the interest of national defense; (b) without
A-10
record evidence to support such a conclusion;
(c) in the face of substantial evidence that the
Initiative is not necessary in the interest of
national defense; (d) without accurate informa-
tion with which it could determine whether the
ANG has been using the minimum amount of
airspace necessary; and by unlawfully delegat-
ing its authority to set minimum altitudes of
flight to the military[.]
Second, Petitioners claim the ANG and FAA violated
the National Environmental Policy Act, 42 U.S.C. §§ 4321
et seq., and its implementing regulations, 40 C.F.R.
§§ 1500.1-1508.28,
by adopting an [Environmental Impact State-
ment] that: (a) fails to adequately analyze the
noise impacts of the Initiative; (b) omits analysis
of the cumulative impacts of the [Initiative] and
other airspace use in the region; (c) omits anal-
ysis of the impacts of military overflights on
Wilderness Areas, proposed wilderness,
national monuments, and proposed national
parks; (d) omits analysis of the nationwide
impacts of military airspace proliferation; (e) ©
fails to accurately and adequately analyze socio-
economic and growth-related impacts; and (f)
fails to consider reasonable alternatives|.]
Finally, Petitioners argue the ANG and FAA violated
the Fifth Amendment of the United States Constitution by
taking Petitioners’ property interests without due process
of law, and violated the Third Amendment by appropriat-
ing Petitioners’ property interests and invading Peti-
tioners’ privacy for military purposes during peacetime
without their consent. We address each claim in turn.
A-11
Federal Aviation Act Claims
Justiciability
The FAA asserts its decision the Initiative is neces-
sary in the interest of national defense, made in consulta-
tion with the Department of Defense, is not subject to
judicial review, “because it is a political question commit-
ted by the Constitution to the legislative and executive
branches of government.” Whether the political question
doctrine restricts our review of this matter is a question
of law we determine de novo. See Adkins v. United States,
68 F.3d 1317, 1322 (Fed. Cir. 1995).
The political question doctrine employs separation of
powers principles to restrict the justiciability of certain
issues. See Aktepe v. United States, 105 F.3d 1400, 1402-03
(11th Cir. 1997), cert. denied, 522 U.S. 1045 (1998). Matters
closely related to foreign policy and national security, for
example, “are rarely proper subjects for judicial interven-
tion.” Haig v. Agee, 453 U.S. 280, 292 (1981). Similarly,
courts afford the political branches of government a par-
ticularly high degree of deference in the area of military
affairs, because the Constitution expressly confers
authority over the military on the executive and legisla-
tive branches. Aktepe, 105 F.3d at 1403 (citing U.S. Const.
art. I, § 8, cls. 11-16; U.S. Const. art. II, § 2); Clark v.
Widnall, 51 F.3d 917, 921 (10th Cir. 1995). We do not
hesitate, however, to review military action (1) to deter-
mine whether military officials have acted within the
scope of their powers, (2) to determine whether military
officials violated their own regulations, (3) to evaluate the
constitutionality of statutes pertaining to the military, or
A-12
(4) to evaluate the constitutionality of court-martial con-
victions and selective service induction procedures. Clark,
51 F.3d at 921; see also Mindes v. Seaman, 453 F.2d 197,
200-01 (5th Cir. 1971).
We recognize the action at issue here technically is
not military action. The FAA is a civilian agency. By
statute, however, the FAA is instructed to determine
whether airspace is necessary to national defense in con-
sultation with the Defense Department. 49 U.S.C.
§ 40103(b)(3). Under these circumstances, we believe the
political question doctrine precludes us from second-
guessing or interfering with the FAA’s decision the Initia-
tive is necessary to provide airspace for military training.
See Gilligan v. Morgan, 413 U.S. 1, 5-11 (1973) (holding
issues of National Guard training and weaponry are
essentially professional military judgments within the
constitutionally vested responsibility of the legislative
and executive branches, and outside the courts’ compe-
tence). However, we are free to review whether, in mak-
ing that decision, the FAA acted within the scope of its
powers, followed its own regulations, and complied with
the Constitution. Clark, 51 F.3d at 921. We proceed, then,
to evaluate Petitioners’ claims to the extent they raise
issues within these permissible review parameters.”
7 While phrased as questions of administrative law,
Petitioners’ claims (1) no record evidence supports a decision
the Initiative is necessary for national defense, (2) substantial
evidence exists to show the Initiative is not necessary for
national defense, and (3) the FAA used inaccurate information
concerning the minimum amount of airspace necessary for
ANG training, in truth attack the substance of the FAA’s
necessity determination. Petitioners really are asking this court
A-13
Findings of Necessity
Petitioners claim the FAA violated the Federal Avia-
tion Act by failing to determine whether the Initiative is
necessary in the interest of national defense. Petitioners
are correct that 49 U.S.C. § 40103(b)(3)(A) directs the FAA
to establish airspace areas it deems necessary in the inter-
est of national defense. However, they overlook the speci-
fic purpose for that determination as set forth in
§ 40103(b)(3)(B): if, using “available facilities,” the
Administrator “cannot identify, locate, and control” civil
aircraft in those areas deemed necessary for national
defense, the Administrator shall restrict or prohibit civil
aircraft flight in those areas by regulation or order.
As the FAA points out, by definition, MTRs and
MOAs do not restrict or prohibit civil aircraft access. See
supra notes 2-3 and accompanying text. Arguably then, 49
U.S.C. § 40103(b)(3)(A) does not apply to the FAA’s
approval of modifications to MTR and MOA airspace in
Colorado. However, even if 49 U.S.C. § 40103(b)(3) does
apply to some portion of the Initiative as approved by the
FAA, nothing in that statute mandates that the FAA make
an express finding of necessity. In the absence of a speci-
fic statutory directive, the law does not always require an
agency to make formal findings. See Citizens to Preserve
Overton Park, Inc. v. Volpe, 401 U.S. 402, 417 (1971), abro-
gated on other grounds by Califano v. Sanders, 430 U.S. 99
(1977); cf. Southwestern Bell Mobil [sic] Sys., Inc. v. Todd,
to conclude the Initiative is not necessary in the interest of
national defense. For the reasons stated above, we will not delve
into the correctness of that determination.
A-14
244 F.3d 51, 59 (1st Cir. 2001) (finding no basis in lan-
guage of Telecommunications Act to require formal find-
ings of fact and conclusions of law from local zoning
board); AT&T Wireless PCS, Inc. v. City of Virginia Beach,
155 F.3d 423, 429-30 (4th Cir. 1998) (stating Congress
knows how to require formal findings when it so desires
as evidenced by Administrative Procedure Act and cer-
tain provisions of Telecommunications Act). Moreover,
the FAA’s approval of the Initiative does not constitute an
agency rulemaking or adjudicative action for which the
Administrative Procedure Act requires formal findings.
See 5 U.S.C. §§ 553(a)(2), 554(a). Most important, the
record here amply demonstrates the FAA did, in fact,
believe the Initiative to be necessary in the interest of
national defense, and articulated the reasons why. Peti-
tioners’ arguments to the contrary simply are not sup-
ported by applicable law or the record.
Limiting Military Airspace
Consistent with the purpose of the Federal Aviation
Act to “encourage and allow maximum use of the naviga-
ble airspace by civil aircraft,” 49 U.S.C. § 40103(b)(3);, the
FAA is instructed to minimize the amount of airspace
designated as special use airspace and to limit military
airspace to the area actually needed for training. See e.g.,
FAA Order 7610.4J { 9-1-4 (stating that special use air-
space designations “shall be limited to the minimum
number of areas necessary,” and special use area activa-
tion “shall be limited to the minimum area, altitude, and
time required for the activity/mission”). Petitioners
argue the FAA violated its own policy. They further assert
“the FAA appears to have improperly delegated [its
— o~-
A-15
authority to limit the amount of special use airspace] to
the military.” The record belies these claims.
The record shows the FAA reduced the special use
airspace the ANG initially requested. Some reductions
were incorporated at the FAA’s request prior to the ANG
issuing its record of decision. Others were incorporated
as the FAA formally reviewed the ANG record of decision
and National Environmental Policy Act documents. The
FAA further restricted the hours military training could
take place within the special use areas. This evidence that
the FAA independently reviewed and modified the Initia-
tive consistent with established FAA policy to minimize
the area, altitude and time allotted to military training
defeats Petitioners’ unsubstantial claims the agency vio-
lated that policy and improperly delegated its authority.®
\
8 Ina related argument, Petitioners assert the FAA failed to
keep factual data on the ANG’s Colorado airspace usage.
Petitioners believe the FAA improperly deferred to the ANG’s
inaccurate sortie counts - “[a] sortie consists of the take-off, all
the training events performed while in flight, and landing of a
single aircraft” - which made “the Initiative falsely appear to be
the ‘environmentally preferred alternative.’ ” According to
Petitioners, this “reliance . . . on conjecture rather than factual
data renders any ‘implicit’ determination that the Initiative
contains the minimum areas and airspace use necessary entirely
unreliable, in violation of FAA regulations.”
In support of these allegations, Petitioners cite two
documents - an informal, undated memo to “Doug” from
“Kent” regarding ANG flying hours, and a table of 1992-93
baseline sortie data. These isolated references to the use of
estimations or averages to quantify certain subsets of special
uses (i.e., sorties and MTRs) for certain years (FY 91, FY 93, FY
94), without any context to determine if or how the FAA used
this information, simply do not support the proposition that the
A-16
Minimum Flight Altitudes
Minimum safe altitudes are established by regula-
tion. 14 C.F.R. § 91.119. The general flight rule regulation
specifically proscribes the operation of aircraft “closer
than 500 feet to any person, vessel, vehicle, or structure”
Over open water or sparsely populated areas; the opera-
tion of aircraft closer than 500 feet above the surface in
areas other than congested areas; and the operation of
aircraft below “an altitude of 1,000 feet above the highest
obstacle within a horizontal radius of 2,000 feet of the
aircraft” over “any congested area of a city, town or
settlement, or over any open air assembly of persons.” 14
C.F.R. §§ 91.119(b), (c). The Final Environmental Impact
Statement indicates low altitude airspace within the Ini-
tiative will “be charted to 300 feet above ground level,
but not flown lower than 500 feet above ground level
except in national emergencies or special training
requirements.” Petitioners cite this statement as evidence
the FAA violated its own regulations by charting airspace
below the minimum altitudes prescribed by 14 C.FR.
§ 91.119. Citing FAA Order 7610.4J ¥ 11-4-3, Petitioners
further claim the FAA has unlawfully delegated its power
to define minimum safe altitudes to the military. Neither
claim withstands scrutiny.
FAA utterly failed to monitor the ANG’s use of Colorado
airspace in accordance with FAA regulations and established
policy.
It is more accurate to characterize Petitioners’ complaints
regarding the sortie data as a challenge to the adequacy of the
Final Environmental Impact Statement. To the extent the
baseline sortie data is relevant to Petitioners’ National
Environmental Policy Act claims, it is discussed infra.
A-17
First, as Respondents correctly point out, 14 C.F.R.
§ 91.119 does not set an absolute minimum altitude of 500
feet. Indeed, the regulation specifies no minimum alti-
tude for flight over open water or sparsely populated
areas so long as the aircraft is no “closer than 500 feet to
any person, vessel, vehicle, or structure.” 14 C.F.R.
§ 91.119(c). Most MOAs and MTRs are located in sparsely
populated areas, thus allowing a military pilot to fly
below an altitude of 500 feet in a remote MTR or MOA
and still be within navigable airspace, under the condi-
tions permitted by the regulation.
Second, we agree with Respondents this is not the
appropriate time or place for Petitioners to challenge the
legality of FAA Order 7610.4J, which addresses all “Spe-
cial Military Operations,” and is not specifically related
to the FAA’s approval of the Initiative. We also agree with
Respondents that to the extent FAA Order 7610.4) permits
the military to establish appropriate altitudes, it does so
under very narrow circumstances and does not constitute
the wholesale abrogation of authority Petitioners suggest.
Contrary to granting blanket permission to the military to
disregard minimum safe altitude regulations, Order
7610.4] holds military pilots responsible for adhering to
the provisions of 14 C.FR. § 91.119 when flying instru-
ment rule (“IR”) and visual flight rule (“VFR”) routes.
FAA Order 7610.4J UJ 11-6-7, 11-7-3(c). Only in the event
of an aircraft systems failure may the military establish
an altitude suitable for flight in instrument meteorologi-
cal conditions (the IFR altitude) “contrary to 14 C.E.R. [§]
91.119.” FAA Order 7610.4J { 11-4-3.b. “In no case will
flight operations be conducted at altitudes less than those
specified in 14 C.F.R. § 91.177 [Minimum altitudes for IFR
A-18
operations.].” Id. These circumstances provide no basis
for setting aside the FAA’s decision approving the Initia-
tive.
Finally, notwithstanding Congress’ general intent
that a civilian agency — the FAA - regulate navigable
airspace, see 49 U.S.C. § 40103(b), Congress expressly
gave the FAA broad authority to grant exemptions from
safety regulations, including minimum safe altitudes,
“when the Administrator decides the exemption is in the
public interest.” 49 U.S.C. § 40109(b). Petitioners have
failed to show how the FAA has exceeded that authority
if indeed it has exempted the ANG from the general
minimum altitude requirements.
For all these reasons, within the limited permissible
scope of appellate review, we conclude the FAA has not
violated the Federal Aviation Act, FAA regulations or the
Administrative Procedure Act by approving the Initia-
tive.
National Environmental Policy Act Claims
As we have stated on numerous occasions, the
National Environmental Policy Act “prescribes the neces-
sary process” by which agencies must take a “hard look
at the environmental consequences of proposed actions
utilizing public comment and the best available scientific
A-19
information;”? it “does not mandate particular results.”
Colorado Envtl. Coalition v. Dombeck, 185 F.3d 1162, 1171-72
(10th Cir. 1999) (quotation marks and citations omitted);
Holy Cross Wilderness Fund v. Madigan, 960 F.2d 1515,
1521-22 (10th Cir. 1992). In other words, the National
Environmental Policy Act ” ‘prohibits uninformed -
rather than unwise - agency action.’ “ Colorado Envtl.
Coalition, 185 F.3d at 1172 (quoting Robertson v. Methow
Valley Citizens Council, 490 U.S. 332, 351 (1989)).
9 The National Environmental Policy Act directs all federal
agencies to:
(C) include in every recommendation or report
on proposals for legislation and other major Federal
actions significantly affecting the quality of the
human environment, a detailed statement by the
responsible official on -
(i) the environmental impact of the proposed
action,
(ii) any adverse environmental effects which
cannot be avoided should the proposal be im-
plemented,
(iii) alternatives to the proposed action,
(iv) the relationship between local short-term
uses of man’s environment and the maintenance and
enhancement of long-term productivity, and
(v) any irreversible and irretrievable commit-
ments of resources which would be involved in the
proposed action should it be implemented.
42 U.S.C. § 4332(2)(C) (listing the requirements for an
environmental impact statement); see also 40 C.F.R. § 1500 et seq.
(Council on Environmental Quality regulations expanding upon
the appropriate form and content of an environmental impact
statement.)
A-20
Petitioners’ National Environmental Policy Act
claims generally attack the adequacy of the Final
Environmental Impact Statement, prepared by the ANG
and adopted by the FAA.?° Consistent with the intended
purpose of the Act to prescribe a process by which agen-
cies can make informed decisions, when we review the
adequacy of a final environmental impact statement
we merely examine “whether there is a reason-
able, good faith, objective presentation of the
topics [the National Environmental Policy Act]
requires an [environmental impact statement] to
cover.” Holy Cross, 960 F.2d at 1522 (quotation
marks and citation omitted). Our objective is not
to “fly speck” the environmental impact state-
ment, but rather, to make a “pragmatic judg-
ment whether the [environmental impact
statement]’s form, content and preparation fos-
ter both informed decision-making and
informed public participation.” Oregon Envtl.
Council v. Kunzman, 817 F.2d 484, 492 (9th Cir.
1987) (quotation marks and citation omitted).
Colorado Envtl. Coalition, 185 F.3d at 1172.
Impact Analysis
“An environmental impact statement must analyze
not only the direct impacts of a proposed action, but also
the indirect and cumulative impacts of ‘past, present, and
reasonably foreseeable future actions regardless of what
agency (Federal or non-Federal) or person undertakes
10 “An agency may adopt a Federal draft or final envi-
ronmental impact statement . . . provided that the statement
... meets the standards for an adequate statement under [the
Council on Environmental Quality] regulations.” 40 C.F.R.
§ 1506.3(a).
ee ee ee ee
A-21
such other actions.’” Id. at 1176 (quoting 40 C.F.R.
§ 1508.7); see also 40 C.F.R. §§ 1508.8 (including ecological,
aesthetic, historical, cultural, economic, social and health
impacts) and 1508.25(a)(2), (c). Petitioners claim the envi-
ronmental impact statement studying the Initiative failed
to adequately address noise impacts; the cumulative
impacts of all U.S. military, foreign military and non-
military overflights; impacts to existing and proposed
wilderness areas and national parks; the nationwide
impacts of low-level military aircraft operations; and the
socioeconomic impacts of overflights. We examine the
merits of each of these claims, combining our discussion
of the cumulative and nationwide impacts.
Noise
Petitioners assert the ANG employed a flawed meth-
odology that resulted in severely understated noise
impacts. They support this claim, in part, with a collec-
tion of comments from United States Air Force noise
analyses unrelated to the Initiative, including a 1987
Environmental Noise Assessment for Aircraft Training
Routes and a December 1990 “Preliminary Draft” of a
“Generic Environmental Impact Statement for Air Force
Low Altitude Flying Operations.”™
The administrative record establishes that the ANG
and FAA performed a detailed analysis of the Initiative’s
potential noise impacts, using the Onset Rate Adjusted
11 The Air Force never adopted this latter document as
final. Moreover, it is not a part of the administrative record in
this case.
A-22
Monthly Day-Night Average Sound Level methodology -
a cumulative sound metric that accounts for the sound
level, duration, and frequency of noise producing events,
and is “generally designed to determine the potential of
noise to interfere with human activity.” Morongo Band of
Mission Indians v. Federal Aviation Admin., 161 F.3d 569,
577 n.2 (9th Cir. 1998). The agencies also employed the
“sound exposure level” (SEL) metric to represent the
intensity and duration (i.e., sound impact) of a specific
noise event such as a single aircraft overflight. The Final
Environmental Impact Statement illustrates that these
particular methodologies are well-established and widely
accepted.
It is true, not all commenters agreed with the ANG’s
and FAA’s methodology or conclusion the Initiative
would result in no significant noise impact. The Final
Environmental Impact Statement considered these com-
ments and incorporated them into the final analysis. For
example, the agencies responded to concerns over using a
sixty-five decibel noise threshold in rural areas by lower-
ing that threshold to fifty-five decibels in certain areas
and by expanding the noise criteria used to evaluate
impacts in each affected area. The Final Environmental
Impact Statement also included a discussion of the con-
cept of natural quiet as a resource, additional information
concerning the relative noise impacts in rural settings,
and maps displaying noise contours for airspace
impacted by the Initiative. The conclusions reached in the
Final Environmental Impact Statement are based on data
gathered by, and the reasoned opinions of, recognized
experts. As we have stated before, “agencies are entitled
to rely on their own experts so long as their decisions are
A-23
not arbitrary and capricious.” Colorado Envtl. Coalition,
185 F.3d at 1173 n.12; see also Morongo Band of Mission
Indians, 161 F.3d at 577; City of Bridgeton v. Federal Aviation
Admin., 212 F.3d 448, 459 (8th Cir. 2000) (recognizing, in
upholding FAA’s noise methodology used to analyze
impacts of proposed airport expansion, “(t]he agency, not
a reviewing court, is entrusted with the responsibility of
considering the various modes of scientific evaluation
and theory and choosing the one appropriate for the
given circumstances” (quotation marks and citations
omitted)), cert. denied, 121 S.Ct. 855 (2001).
As so often is the case in disputes concerning the
potential environmental impacts of a project, Petitioners’
claim boils down to a disagreement over scientific opin-
ions and conclusions. While we appreciate Petitioners’
concerns over noise impacts, and do not ignore the fact
contradictory evidence and data may well exist, “the
mere presence of contradictory evidence does not invali-
date the [a]gencies’ actions or decisions.” Wyoming Farm
Bureau Fed’n, 199 F.3d at 1241. We cannot displace the
agencies’ choice between two conflicting views, even if
we would have made a different choice had the matter
been before us de novo. Arapahoe County Pub. Airport
Auth., 242 F.3d at 1218. Petitioners’ technical objections
do not demonstrate the ANG’s and FAA’s noise impact
analysis was unsupported by substantial evidence in the
administrative record, inadequate to foster informed pub-
lic participation and decision-making, or otherwise arbi-
trary and capricious. Nor do the objections support
Petitioners’ belated argument that a Supplemental Envi-
ronmental Impact Statement is necessary. This claim
therefore provides no basis for setting aside the Final
A-24
Environmental Impact Statement. See City of Bridgeton,
212 F.3d at 460 (citing cases in which courts have upheld
the FAA’s discretion to choose its noise impact methodol-
ogy).
Cumulative/Nationwide
Petitioners further challenge the adequacy of the
Final Environmental Impact Statement insofar as it
addresses cumulative impacts. They argue the ANG and
FAA failed to analyze all impacts of both military
(domestic and foreign) and non-military overflights in
areas affected by the Initiative. In addition, they claim the
ANG and FAA were required to prepare a comprehen-
sive, programmatic environmental impact statement “to
consider the impact of the nationwide proliferation of
military airspace” and low-level military aircraft opera-
tions.
While we do not find the cumulative impact analysis
to be a model of clarity or thoroughness, the Final Envi-
ronmental Impact Statement does (1) list anticipated sor-
ties and time spent at each altitude band by the 140th,
27th, and 150th fighter wings, as well as “other” military
aircraft; (2) apply the aircraft type and flying altitude
data in evaluating the noise impacts; and, perhaps most
important, (3) explain why the number of sorties are
reasonably considered the key component of the cumula-
tive impact analysis. The Final Environmental Impact
Statement further explains how the noise prediction
methodology accounts for both Initiative Activity and
non-Initiative Activity in each area likely to be affected
by the activities in a particular MOA or MTR, and how
A-25
the agencies derived and applied a worst-case analysis
based on the maximum number of aircraft operations
within each region of influence. Commercial and non-
military flight activity is neither related to nor dependent
on the Initiative - Petitioners make no showing [sic] such
activities, and thus any noise impacts from such activ-
ities, are likely to increase as a result of the Initiative. As
such, those activities need not be analyzed as direct or
indirect cumulative impacts caused by the Initiative. See
Allison v. Department of Transp., 908 F.2d 1024, 1031 (D.C.
Cir. 1990); C.A.R.E. Now, Inc. v. Federal Aviation Admin.,
844 F.2d 1569, 1574-75 (11th Cir. 1988). As to the possible
impact of more military pilots flying off course (i.e., pilot
noncompliance or misconduct), it was noted recent com-
pliance had been “extremely good,” and the agencies
identified and implemented a mitigation measure to min-
imize any such impact. The National Environmental Pol-
icy Act requires nothing more. See Park County Resource
Council v. United States Dep’t of Agric., 817 F.2d 609, 621-22
(10th Cir. 1987), overruled on other grounds by Village of Los
Ranchos de Albuquerque v. Marsh, 956 F.2d 970 (10th Cir.
1992). For these reasons, we hold the cumulative impact
analysis in the present case is legally sufficient. Cf. Kleppe
v. Sierra Club, 427 U.S. 390, 414 (1976) (“determination of
the extent and effect of [cumulative impacts on range of
resources], and particularly identification of the geo-
graphic area within which they may occur, is a task
assigned to the special competency of the appropriate
agencies”).
We further hold the Initiative is not a “connected
action,” triggering the need for a programmatic or nation-
wide environmental impact analysis. Put simply, projects
A-26
that have “independent utility” are not “connected
actions” under 40 C.F.R. § 1508.25(a)(1)(iii). The adminis-
trative record makes clear the Initiative has independent
utility. The Initiative was designed specifically to provide
the necessary airspace for the 140th Tactical Fighter Wing
of the Colorado ANG to be able to train with the F-16
fighter jet under realistic conditions, and to make changes
in commercial aircraft arrival and departure corridors
required for operation of the new Denver International
Airport. The record gives no indication, and Petitioners
cite no evidence, of a clear nexus between the Initiative
and other military airspace proposals across the Nation.
In the absence of such evidence, it is neither unwise nor
irrational to allow the Initiative to go forward indepen-
dent of other special use airspace designations or low-
level military flight training programs. See Airport Neigh-
bors Alliance, Inc., 90 F.3d at 430-31 (holding no cumula-
tive environmental impact statement was required where
no “inextricable nexus” existed between runway upgrade
and airport development master plan, and where pro-
posed runway upgrade was independent from other Mas-
ter Plan components); see also Morongo Band of Mission
Indians, 161 F.3d at 579-80; 46 Fed. Reg. 18026, 18033 (Mar.
23, 1981) (explaining that an area-wide or overview envi-
ronmental impact statement is “useful when similar
actions, viewed with other reasonably foreseeable or pro-
posed agency actions, share common timing or geogra-
phy”).
Wilderness Areas, National Monuments
and National Parks
Petitioners contend the ANG and FAA failed to ade-
quately analyze the Initiative’s impacts on the unique
A-27
natural quiet, aesthetic, visual and recreational resources
associated with certain wilderness areas, wilderness
study areas and proposed national parks underlying or
immediately adjacent to the Initiative.12 They support this
claim with comments from the Bureau of Land Manage-
ment, Department of Interior and other agencies, expres-
sing concern over potential impacts the Initiative might
have in these sensitive areas and criticizing the ANG and
FAA for not fully analyzing those impacts. According to
Petitioners, by approving the Initiative, the ANG and
FAA have preemptively destroyed the wilderness quali-
ties in these sensitive areas, and have further preempted
the authority of Congress and the President to designate
additional sensitive areas as wilderness areas in the
future.
We begin by noting that the National Environmental
Policy Act requires agencies preparing environmental
impact statements to consider and respond to the com-
ments of other agencies, not to agree with them. See 40
C.F.R. § 1503.4; Citizens Against Burlington, Inc. v. Busey,
938 F.2d 190, 201 (D.C. Cir. 1991). The administrative
record demonstrates the ANG and FAA considered the
concerns expressed by the public and other agencies
12 Petitioners refer specifically to the Great Sand Dunes
National Monument, the Florissant Fossil Beds National
Monument, the Bent’s Old Fort National Monument, the Sangre
de Cristo Wilderness, and the Greenhorn Mountains
Wilderness. The parties apparently agree the actual and
potential monuments, parks and wilderness areas are located
beneath or adjacent to the La Veta MOA, Airburst A MOA,
VR-413 and IR-409.
A-28
regarding potential impacts on wilderness and other sen-
sitive areas prior to concluding any such impacts would
be negligible. It is certainly Petitioners’ prerogative to
disagree with that conclusion. However, their emotional
assessment of the Initiative’s probable impacts on wilder-
ness areas, national monuments and national parks, and/
or the ability to designate and manage additional such
areas in the future, does not support a National Environ-
mental Policy Act claim.
The National Environmental Policy Act requires only
that the agencies make a reasonable, good faith effort to
analyze environmental impacts. The record in this case
verifies that the agencies identified possible noise
impacts on sensitive areas, including wilderness areas,
parks and monuments, and reasonably determined, after
considering public and agency comment alike, that any
impact on these areas would be insignificant, because (1)
low-level military training overflights took place in each
of the affected airspaces before the Initiative; (2) even
with implementation of the Initiative, none of the affected
airspaces would experience cumulative noise levels
greater than the 55 dB standard considered ideal by the
Environmental Protection Agency; and (3) the ANG
adopted specific measures, such as avoiding overflights
of wilderness when possible and flying a minimum of
2,000 feet above ground level, to mitigate any impact on
sensitive areas. We therefore uphold the ANG’s and
FAA’s environmental impact analysis as it pertains to
wilderness areas, national monuments and national
parks.
A-29
Socioeconomic and Growth
Petitioners argue the socioeconomic data in the Final
Environmental Impact Statement is outdated and inaccu-
rate, in violation of 40 C.F.R. §§ 1500.1(b), 1502.24 (requir-
ing agencies to insure the professional and scientific
integrity of environmental information). They cite extra-
record 1999 census data and Eric J. Nickell, The Colorado
Airspace Initiative and Economic Impacts on Custer, Huerfano
and Saguache Counties, Colorado, June, 1993 (Nickell
Study), as primary support for their contention the Initia-
tive’s socioeconomic impact will be much greater than
that identified in the Final Environmental Impact State-
ment.
The Final Environmental Impact Statement was pub-
lished in August 1997. Petitioners can hardly criticize that
document for failing to utilize 1999 census data. They
have neither argued nor shown the agencies must pre-
pare a supplemental environmental impact statement
based on updated census information. See Colorado Envtl.
Coalition, 185 F.3d at 1177-78 (explaining the National
Environmental Policy Act does not “require a supplemen-
tal environmental impact statement every time new infor-
mation comes to light. A supplemental environmental
impact statement comes into play only if the new infor-
mation is sufficient to show [the proposed action] will
affect the quality of the human environment in a signifi-
cant manner or to a significant extent not already consid-
ered.” (Quotation marks and citations omitted.)).
Moreover, the record reveals that both the ANG and the
Air Force reviewed the Nickell Study, but discounted it as
unreliable. The agencies instead relied on the previously
A-30
described noise impact analysis vis-a-vis impacts on resi-
dential and recreational land use; relevant population,
housing, employment and earnings data; and compara-
tive residential valuation data and tourism earnings data
in each region of influence. The ANG and FAA are enti-
tled to rely on their own experts so long as their decision
was not arbitrary and capricious. Wyoming Farm Bureau
Fed'n, 199 F.3d at 1241. To repeat, “the mere presence of
contradictory evidence does not invalidate the [a]gencies’
actions or decisions,” id., and we will not displace the
ANG'’s and FAA’s choice between conflicting views, Arap-
ahoe County Pub. Airport Auth., 242 F.3d at 1218.
We recognize Petitioners do not agree with the agen-
cies’ conclusions concerning the Initiative’s potential
socioeconomic impacts. However, the agencies’ socio-
economic impact analysis is supported by substantial evi-
dence in the administrative record, and was adequate to
foster informed public participation and decision-mak-
ing. The socioeconomic impact analysis is neither arbi-
trary nor capricious.
Keasonable Alternatives
Petitioners cizim the alternatives analysis in the Final
Environmental imypact Statement fails in two ways. First,
they argue the Final Environmental Impact Statement
does not include a “true” no-action alternative; and sec-
ond, they argue the Final Environmental Impact State-
ment does not consider other reasonable alternatives.
To comply with the National Environmental Policy
Act and its implementing regulations, the ANG and FAA
—-.-o eo
A-31
are required to rigorously explore all reasonable alterna-
tives to the Initiative, including a “no-action” alternative,
in comparative form, and give each alternative substan-
tial treatment in the environmental impact statement. See
40 C.F.R. §§ 1502.1, 1502.14(a-b), (d); 42 U.S.C.
§§ 4332(2)(C)(iii) & (E); Colorado Envtl. Coalition, 185 F.3d
at 1174. The National Environmental Policy Act does not,
however, “require agencies to analyze the environmental
consequences of alternatives it has in good faith rejected
as too remote, speculative, or . . . impractical or ineffec-
tive. What is required is information sufficient to permit a
reasoned choice of alternatives as far as environmental
aspects are concerned.” Colorado Envtl. Coalition, 185 F.3d
at 1174 (quotation marks and citations omitted). We
employ the “rule of reason” to ensure the ANG’s Final
Environmental Impact Statement contains sufficient dis-
cussion of the relevant issues and opposing viewpoints to
enable both the ANG and FAA to take a hard look at the
environmental impacts of the Initiative and its alterna-
tives, and to make a reasoned decision. Id. “The rule of
reason guides both the choice of alternatives as well as
the extent to which the Environmental Impact Statement
must discuss each alternative.” American Rivers v. Federal
Energy Reg. Comm'n, 201 F.3d 1186, 1200 (9th Cir. 1999)
(quotation marks and citation omitted).
As to the adequacy of the “no-action alternative,”
Petitioners claim “the ANG has been unlawfully and
increasingly undertaking major federal action that has
never been properly subject to environmental review
since it began low-level overflights in Colorado decades
ago.” According to Petitioners, the ANG and FAA inap-
propriately included this “unlawful activity” in their
ee
A-32
assessment of the military’s current airspace use, and that
a “true” no-action alternative may only reflect the
impacts of lawful activity. They further criticize the sortie
count data in the no-action alternative, claiming it to be
“far in excess of any studied or anticipated in any pre-
vious environmental analysis.” Petitioners cite no appli-
cable legal or factual authority for these propositions, and
apparently misunderstand the intended scope and pur-
pose of a no-action alternative.
In requiring consideration of a no-action alternative,
the Council on Environmental Quality intended that
agencies compare the potential impacts of the proposed
major federal action to the known impacts of maintaining
the status quo. See Association of Pub. Agency Customers,
Inc. v. Bonneville Power Admin., 126 F.3d 1158, 1188 (9th
Cir. 1997); 46 Fed. Reg. at 18027. In other words, the
current level of activity is used as a benchmark. 46 Fed.
Reg. at 18027. This is exactly what the ANG and FAA did.
The Final Environmental Impact Statement demonstrates
the ANG and FAA compared the impacts of the original
proposal and preferred alternative to the impacts of con-
tinuing to fly in the existing MTRs and MOAs. This. is all
the law requires. The requirement to consider a no-action
alternative does not provide Petitioners a vehicle in
which to pursue allegations that past ANG or FAA
actions received insufficient environmental analysis. The
time has passed to challenge past actions.}5
13 The ANG and FAA did in fact consider the alternative of
eliminating the Colorado ANG or existing military airspace in
Colorado altogether, but found that alternative to be
unreasonable. To the extent Petitioners are attempting to
A-33
Turning to the adequacy of the range of alternatives
considered, Petitioners claim (1) “unstudied” increases in
military airspace use over the last two decades pre-
empted consideration of other objectively reasonable
alternatives; (2) the three alternatives considered were
“nearly identical,” thus rendering the analysis “legally
inadequate;” and (3) the FAA inappropriately committed
resources, and thereby prejudiced the selection of alterna-
tives, before making a final decision. These claims, too,
are easily dismissed.
Petitioners’ claim that “unstudied” (and therefore
“unlawful”) increases in military airspace use over the
last two decades precluded any rigorous analysis of
reduced military use alternatives is really another
attempt to challenge the legality of past actions. As stated
above, the time has passed for such claims.
The Final Environmental Impact Statement identifies
seven alternatives the agencies considered: (1) the origi-
nal proposal; (2) the preferred alternative; (3) the no-
action alternative; (4) the use of other MOAs and MTRs;
(5) the elimination of the Colorado Air National Guard;
(6) the elimination of existing military airspace in Colo-
rado; and (7) the use of aircraft flight simulators. Apply-
ing the rule of reason to the question of whether this was
a sufficiently broad/diverse range of alternatives for con-
sideration, we look first to the intended purpose of the
proposed action. See Colorado Envtl. Coalition, 185 F.3d at
1174-75. The primary purpose of the Initiative is to
challenge that determination, we consider the issue below in
our discussion of the range of alternatives.
A-34
develop adequate training opportunities for Colorado
ANG pilots within the distance limitations specified by
the United States Air Force’s training standards. The
Final Environmental Impact Statement specifically dis-
cusses the training criteria against which each alternative
was evaluated, and then explains, in some detail, that |
alternatives four through seven were eliminated from
further detailed consideration after preparation of the
Draft Environmental Impact Statement because none
“allowed military flying units to meet their total training
requirements” — i.e., satisfy the very purpose of the Initia-
tive. The three remaining alternatives, which reflect var-
ious military airspace configurations and usage within
applicable training criteria parameters, are evaluated and
compared throughout the Final Environmental Impact
Statement.
The National Environmental Policy Act requires only
that reasonable alternatives be evaluated. 42 U.S.C.
§§ 4332(2)(C)(iii) and (E); 40 C.F.R. §§ 1502.1, 1502.14(a).
Alternatives that do not accomplish the purpose of an
action are not reasonable. Colorado Envtl. Coalition, 185
F.3d at 1174-76; see also City of Bridgeton, 212 F.3d at 456.
Petitioners have put forth no record evidence disputing
the existence or reasonableness of the United States Air
Force training criteria, including the training distance
limitations, as applied to the Colorado ANG; nor have
they identified an alternative the ANG and FAA failed to
consider which satisfies these criteria. Because the admin-
istrative record demonstrates the ANG and FAA defined
the objectives of the Initiative, identified alternatives that
would accomplish those objectives, and took a hard, com-
parative look at the environmental impacts associated
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with each reasonable alternative, Petitioners’ challenge to
the adequacy of the alternatives analysis fails.
Finally, Petitioners’ claim that the FAA implemented
the Initiative prior to adopting and approving the Final
Environmental Impact Statement is not supported by the
record. The FAA documents Petitioners cite as evidence
the FAA implemented the Initiative prior to issuing the
Record of Decision, make clear no final action would take
place on MTR modifications until “any changes dictated
by the Environmental Division’s on-going environmental
review can be addressed as a complete package,” and the
effective date for the proposed MOA modifications
would coincide with the final approval of the proposed
MTR modifications.
For all these reasons, we conclude the Final Environ-
mental Impact Statement prepared by the ANG and
adopted by the FAA satisfies National Environmental
Policy Act standards.
Constitutional Claims
Fifth Amendment
Petitioners ask this court to enjoin implementation of
the Initiative, claiming it “results in an unauthorized
taking of private property without due process or the
prospect of compensation.”"4 According to Petitioners,
the approved use of the airspace above their properties is
“unauthorized” because (1) the Initiative itself is being
14 Petitioners expressly disavow making a claim for
compensation under the Fifth Amendment. They “seek[ ] only
an injunction.”
A-36
implemented illegally - without a finding that it is neces-
sary to the national defense, where substantial evidence
shows that it is in fact contrary to the interest of the
national defense, and in the absence of National Environ-
mental Policy Act compliance; (2) the FAA violated its
own regulations establishing minimum altitudes of navi-
gation at 500 feet from any person or structure; and (3)
the FAA unlawfully delegated its statutory responsibility
for setting minimum altitudes of flight to the military.
The Fifth Amendment does not preclude the taking
of private property for public use. Rather, it requires the
government to justly compensate the private property
owner for any authorized taking. See Preseault v. Interstate
Commerce Comm’‘n, 494 U.S. 1, 11 (1990). Injunctive relief
is not available under the Fifth Amendment absent an
allegation the purported taking is unauthorized by law.
See Ruckelshaus v. Monsanto Co., 467 U.S. 986, 1016 (1984)
(“Equitable relief is not available to enjoin an alleged
taking of private property for a public use, duly autho-
rized by law, when a suit for compensation can be
brought against the sovereign subsequent to the taking.”)
“Unauthorized” conduct in the takings context equates to
the ultra vires actions of an agency, i.e., action explicitly
prohibited or outside the normal scope of agency respon-
sibilities. An agency may act within its authority even if
its action is later determined to be legally erroneous. See
Ramirez de Arellano v. Weinberger, 745 F.2d 1500, 1523 (D.C.
Cir. 1984), vacated on other grounds by 471 U.S. 1113 (1985);
Del-Rio Drilling Programs Inc. v. United States, 146 F.3d
1358, 1362-63 (Fed. Cir. 1998).
Arguably, if a government agency errs, i.e., exceeds
its jurisdiction, violates a statute, or acts arbitrarily or
A-37
capriciously, it should not be liable for a “taking” under
the Fifth Amendment. See, e.g., John D. Echeverria, Tak-
ings and Errors, 51 Ala. L. Rev. 1047, 1047-48 (2000). We
find intriguing the notion that takings involving erro-
neous government actions cannot be takings for “public
use” within the meaning of the Takings Clause, see id.;
however, we need not debate or decide that issue here.
For the reasons stated above, we conclude the Initiative
did not violate the Federal Aviation Act, FAA regulations,
or the National Environmental Policy Act. Moreover,
Petitioners fail to demonstrate the FAA or ANG exceeded
their authority under the relevant laws or regulations.
Consequently, Petitioners’ claim the Initiative constitutes
an “unauthorized” or “unlawful” taking cannot stand. Cf.
Preseault, 494 U.S. at 13 (finding clear statutory authority
for agency action giving rise to Fifth Amendment claims,
Supreme Court declined to decide what types of official
authorization, if any, are necessary to create Fifth Amend-
ment liability, and whether a taking had occurred, instead
leaving petitioners to pursue available Tucker Act rem-
edy). Their request for injunctive relief on Fifth Amend-
ment grounds is denied.
Third Amendment
Petitioners insist they have a Third Amendment right
“to refuse military aircraft training in airspace within the
immediate reaches of their property,” and that military
overflights occurring in the immediate reaches of their
A-38
property during peacetime, and without their consent,
“are per se unconstitutional.”15 We disagree.
Judicial interpretation of the Third Amendment is
nearly nonexistent. The crux of any such claim, however,
is whether the nature of the asserted property interest
falls “within the ambit of the Third Amendment’s pro-
scription against quartering troops ‘in any house, without
the consent of the Owner.’” Engblom v. Carey, 677 F.2d
957, 961-62 (2d Cir. 1982). Citing Engblom v. Carey, Peti-
tioners argue that “[bJecause a private party has rights to
the airspace above his or her property . . . the United
States military may not appropriate such property inter-
ests during peacetime without the property owners’ con-
sent.” This argument borders on frivolous.
In Engblom, the Second Circuit held that “property-
based privacy interests protected by the Third Amend-
ment are not limited solely to those arising out of fee
simple ownership but extend to those recognized and
permitted by society as founded on lawful occupation or
possession with a legal right to exclude others.” 677 F.2d
at 962. On that basis, and referring to Fourth Amendment
“legitimate expectation of privacy” doctrine by analogy,
the court reversed the summary dismissal of a Third
Amendment claim raised by striking correction officers
who, without their consent, were displaced from staff
housing by national guard members the State of New
15 The Third Amendment to the United States Constitution
provides “[n]o Soldier shall, in time of peace be quartered in any
house, without the consent of the Owner, nor in time of war, but
in a manner to be prescribed by law.” U.S. Const. Amend. III.
A-39
York brought in to staff the prison. Id. at 962-64. Accord-
ing to the majority, the rooms in which the striking cor-
rection officers claimed a Third Amendment property
interest were, for all intents and purposes, their homes.
Id. at 963. The striking officers were evicted from those
rooms in order to quarter national guardsmen sent to
staff the prison during the strike. These facts obviously
presented a much closer question than Petitioners present
here.
The property Petitioners seek to protect is the air-
space above their land. Taken to its logical extreme, Peti-
tioners would have the United States military seek
consent from every individual or entity owning property
over which military planes might fly, and then design its
training exercises to utilize only that airspace for which
permission was granted, or else risk Third Amendment
liability. We simply do not believe the Framers intended
the Third Amendment to be used to prevent the military
from regulated, lawful use of airspace above private
property without the property owners’ consent. See id. at
966-67 (Kaufman, Circuit Judge, concurring in part and
dissenting in part) (summarizing historical origin of
Third Amendment). Fourth Amendment principles do
not instruct to the contrary. Petitioners’ Fourth Amend-
ment rights would be violated only if society is willing to
recognize their subjective expectation of privacy in the
airspace above their property as reasonable. See California
v. Ciraolo, 476 U.S. 207, 211-12 (1986). It is not reasonable
to expect privacy from the lawful operation of military
aircraft in public navigable airspace. See United States v.
Causby, 328 U.S. 256, 261 (1946) (acknowledging that
while a Fifth Amendment remedy might exist if flights
A-40
over private property directly and immediately interfeze
with the enjoyment and use of the land, Congress has
declared “[t)he air is a public highway” and “[c]jommon
sense revolts at the idea” that aircraft operators would be
subject to trespass suits based on common law notions of
property ownership extending to the periphery of the
universe). Accordingly, Petitioners’ Third Amendment
claim fails.
CONCLUSION
Because we hold (1) the FAA did not violate the
Fede:al Aviation Act, FAA regulations or the Administra-
tive Procedure Act; (2) the Final Environmental Impact
Statement for the Initiative satisfied the National Envi-
ronmental Policy Act; and (3) Petitioners failed to estab-
lish a violation of either the Fifth or Third Amendments
to the United States Constitution, we deny the Petition
for Review and AFFIRM the challenged agency orders.
A-41
[Federal Register, Vol. 64, No. 194,
Thursday, October 7, 1999]
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
Record of Decision for the Adoption of the Colorado
Airspace Initiative Prepared by the Air National Guard
Acency: Federal Aviation Administration.
Action: Record of decision.
Summary: The Federal Aviation Administration (FAA),
after carefully reviewing the Final Environmental Impact
Statement (FEIS) prepared by the Air National Guard
(ANG), announces its decision to adopt the ANG FEIS
and implement the requested Special Use Airspace
changes to the National Airspace System in and around
the state of Colorado. This airspace initiative is known as
the Colorado Airspace Initiative (CAI).
For FurTHER INFORMATION Contact: Elizabeth Graffin,
Environmental Specialist, Environmental Programs Divi-
sion (ATA-300), Office of Air Traffic Airspace Manage-
ment, Federal Aviation Administration, 800
Independence Avenue, SW, Washington, DC 20591 (202)
267-3075.
SUPPLEMENTARY INFORMATION: As provided in 40 CFR
1506.3 and FAA Order 1050.ID, “Policies and Procedures
for Considering Environmental Impacts,” the FEIS of
another Federal Agency may be adopted in accordance
with the procedures in 40 CFR 1506.3. Under 40 CFR
1506.3(b), if the actions covered by an EIS and the actions
proposed by another Federal agency are substantially the
A-42
same, the agency adopting another agency’s statement is
not required to recirculate it except as a final statement.
The FAA has determined that the proposed action of
modifying existing and establishing new military training
airspace areas over the State of Colorado is substantially
the same as the actions considered in the ANG’s FEIS.
FAA staff has independently reviewed the ANG FEIS and
has determined that it is current and that the FAA NEPA
procedures have been satisfied. FAA has determined that
the FEIS adequately assesses and discloses the potential
environmental impacts of the proposed action. FAA staff
concluded that, after mitigation measures are taken into
consideration, the existing airspace can be modified and
new military training airspace can be established with no
significant impacts on environmental resources.
The ANG has requested this action to respond to
changers [sic] in readiness training requirements. The
requirements are reflected in specific United States Air
Force regulations for military aircraft and personnel oper-
ating in the affected airspace. Additionally, this action
responds to the changes in commercial aircraft arrival
and departure corridors required for operation of ‘the
Denver International Airport.
The Text of the entire Record of Decision is provided
as follows:
I. Introduction
This document serves as the Record of Decision
(ROD) for the Federal Aviation Administration’s
adoption of the Air National Guard’s (AGN) [sic] Final
A-43
Environmental Impact Statement (FEIS) and ROD for the
proposal known as the “Colorado Air Initiative” (CAI).
Pursuant to Section 102(2) of the National Environ-
mental Policy Act of 1969 (NEPA) and the Council on
Environmental Quality (CEQ) regulations implementing
NEPA procedures (40 CFR Section 1500-1508), the ANG
prepared and published a FEIS that analyzed the poten-
tial environmental impacts associated with modification
of existing airspace and the establishment of new military
training airspace in and around the state of Colorado. The
document also considered changes in airspace utilization
by military flying units.
The FEIS considered three alternatives, the “Pre-
ferred Alternative”, the “Original Proposal” and the “No
Action Alternative” as required by the CEQ regulations.
Five other alternatives has [sic] been identified but were
eliminated from further consideration.
The ANG has submitted the FEIS along with the
supporting aeronautical proposals to the FAA for consid-
eration and adoption pursuant to CEQ regulation 40 CFR
Part 1506.3. The proposal submitted by the ANG to the
FAA for consideration is the alternative designated by the
ANG as the Preferred Alternative. This alternative is also
the environmentally preferred alternative. The Preferred
Alternative proposes the modification of three existing
Military Operating Areas (MOA) and four Military Train-
ing Routes (MTR), the deletion of one MTR and a portion
of one other, as well as the establishment of one MOA
and three MTRs. One MOA would remain unchanged.
The following is a discussion of the proposal submit-
ted to the FAA, a brief discussion of the other alternatives
A-44
considered, environmental impacts and additional mit-
igation measures mandated by the FAA as well as the
decision of the FAA.
II. Background
The ANG prepared the CAI FEIS in support of its
request for modification to the National Airspace System
administered by the FAA. The ANG requested these mod-
ifications to address new military airspace training
requirements in part related to the modernization of their
aircraft and weapons systems. The ANG is also seeking
these modifications in response to changes in commercial
aircraft arrival and departure corridors dictated by the
FAA for the operations of the Denver International Air-
port.
The ANG issued the CAI FEIS in August 1997 and
executed its ROD in October 1997. In the spring of 1998,
the ANG submitted these documents to the FAA for
adoption pursuant to CEQ guidelines. Thereafter, the
ANG submitted its aeronautical proposals to the FAA,
formally requesting that the FAA make the requisite
changes to the National Airspace System.
The FAA held six informal airspace meetings. In
response to many of the comments received as well as to
incorporate safety and efficiency requirements, the FAA
mandated the additional mitigation measures that are
outlined in this document.
ee ee ee va
A-45
III. Proposal
The ANG FEIS analyzed three alternatives, the Pre-
ferred Alternative, the Original Proposal, and the No
Action Alternative. Implementation of either the Prefer-
red Alternative or the Original proposal would result in a
reduction in the number of operations compared to the
No Action Alternative (existing conditions). Five other
alternatives were originally identified but were not car-
ried forth for consideration. The ANG in its ROD dated
October 28, 1997, selected the Preferred Alternative. This
alternative was also the environmentally preferred alter-
native. The following is a discussion of the alternatives
considered.
Preferred Alternative
The Preferred Alternative was developed in response
to issues and concerns raised during the ANG scoping
process. This Alternative took into account comments
made by the CAI Working Group and recommendations
from former Governor Romer’s Office.
The Preferred Alternative proposes the modification
of three existing MOAs and four MTRs, the deletion of
one MTR and a portion of one other. It also proposes the
establishment of one MOA and three MTRs. One MOA
would remain unchanged. The proposal considered in the
FEIS is as follows:
e Modify Kit Carson A/B MOAs and rename
them Cheyenne High and Low MOAs. Mini-
mum altitude would be raised from 100 feet to
300 feet Above Ground Level (AGL).
ee
A-46
¢ Modify Pinon Canyon MOA. The eastern
border would be moved approximately 1 nauti-
cal mile (NM) to provide FAA clearance criteria
for a north-south airway.
e Utilize La Veta MOA. This MOA would
remain unchanged.
e Modify Fremont MOA and rename Airburst
MOA. The southeastern corner would be
extended east and south to connect with the La
Veta MOA. The modified airspace would be
renamed Airburst A, B and C would form con-
tiguous airspace with the La Veta MOA and the
Airburst range. This would exclude an area over
Canon City, Colorado and Penrose, Colorado.
The bottom elevation of Airburst B and C would
be 500 feet AGL.
e Establish Two Buttes MOA. This MOA would
be established east of the adjoining Pinon Can-
yon MOA. The MOA would be divided into low
and high areas. The elevation for low would be
300 AGL to 10,000 mean Sea Level (MSL). The
elevation for high would be 10,000 MSL but not
higher than Flight Level (FL) 180.
e Modify IR-409. The bottom elevation of this
MOA would be raised from surface to 300 feet
AGL for the two final segments and raised from
surface to 500 feet AGL for the remainder of the
route. The route width would be reduced from
16 NM to 10 NM along two segments, from 22
NM to 8 NM along one segment and from 16
NM to 6NM for the remainder.
e Delete VR-412.
e Modify VR 413. The floor would be raised
from surface to 500 feet AGL. The route width
would be reduced to 6 NM. The southwestern
A-47
most turning point would be 12 NM along the
centerline to eliminate flights over the Great
Sands Dune Natonal Monument. Restrictions
would be added to the route so that aircraft
would remain 2000 feet AGL to the maximum
extend [sic] possible when they cross the Sangre
de Cristo wilderness areas between Highways
50 and 285.
e Modify IR-414. The minimum altitude would
be raised from the surface to 300 feet AGL. The
width would be reduced from 28 NM to 6 NM.
An existing maneuver area would also be elimi-
nated.
e Establish XIR-424. Create a new MTR that
would follow the reverse ground path of IR-414
and then follow the existing ground path of
IR-409 to the Airburst Range. The bottom alti-
tude of XIR-424 would be 500 feet AGL from
Cottonwood to Airburst Range.
e Modify IR-415. This IR would be modified so
that it would join IR-409 at Cedarwood and
continue to the Airburst Range. The minimum
altitude for this route would be raised from the
surface to 300 AGL beginning at Point E near
Cedarwood and raised from the surface to 500
feet AGL from Point E to Airburst Range. The
width would be reduced from 21 NM to 10 NM
and from 33 NM to 10 NM.
e Modify IR-416. The southern portion of this
route from Point G to Point L would be deleted.
The altitude for the remaining route would be
raised from the surface to 300 feet AGL.
e Establish XIR-426. This new MTR would fol-
low the reverse ground path of the current
A-48
IR-416 from Point L to Point G. The minimum
altitude of this route would be 300 feet AGL.
e Establish XVR-427. This visual route would
begin approximately 7 NM south of the north-
ern border of Cheyenne MOA. The route would
proceed southwest then north and terminate at
Airburst Range. The new VR would conform to
the existing IR-409 route widths and altitudes
beginning at Point F. The minimum altitudes
prior to Point F would be 300 feet AGL.
Original Proposal
This Alternative had been identified by the ANG
during its scoping process and was retained for further
consideration within the FEIS. Under this Alternative,
four existing MOAs and MTRs would be modified, one
MTR and a portion of another would be deleted, and one
new MOA and three new MTRs would be established.
After considering public input received during the scop-
ing process, the ANG determined that the Preferred
Alternative was more responsive to the public while
ensuring that their training requirements could be accom-
plished. ?
No-Action Alternative
Under the No-Action Alternative, existing airspace
would continue to be utilized. No modifications to train-
ing airspace configuration would occur. However, the
operations at the Denver International Airport, since its
opening, have placed limitations on the ANG’s use of
existing airspace. In addition, new modern warfare train-
ing requirements mandated by the Air Force necessitated
A-49
modification to the existing airspace. The ANG deter-
mined that the existing airspace would not enable its
pilots to accomplish their training requirements in a man-
ner that would adequately prepare them for wartime
taskings. Therefore, this alternative was not considered a
viable alternative.
Alternatives Identified But Not Carried Forward For Further
Detailed Study
Five other alternatives were originally identified by
the ANG but were eliminated from further detailed study.
They are as follows: (1) Continued use of the existing
MOAs and MTRs aside from those addressed previously
and the creation of one MOA and five MTRs. The new
MOAs and MTRs were eliminated because they did not
meet criteria established for meeting aircrew proficiency
requirements or were dismissed by the FAA. (2) Estab-
lishment of 6 new MCAs. Each MOA was eliminated
from further consideration because it did not meet train-
ing or distance from home station requirements. (3) The
elimination of the 140th Wing of the COANG. The ANG
eliminated this alternative because its evaluations dem-
onstrated economic and logistical advantages associated
with individual state ANG units including the 140th
Wing. (4) Elimination of military training airspace in the
state of Colorado. This alternative would have impaired
the ability of pilots stationed in Colorado from accom-
plishing the required level of training. (5) Replacement of
all military aircraft training with simulator assisted train-
ing. Although simulator training does assist aircrews in
obtaining certain type [sic] of training it does not provide
the opportunity to obtain the most important aspect of
A-50
aircrew proficiency training, which is the requirement to
conduct actual military training flights.
Modification to the Initial Proposal Submitted to the FAA
In addition to the proposals considered in the FEIS
and considered as part of the Preferred Alternative, the
ANG ROD detailed minor modifications of five MTRs.
These modifications had been requested by the FAA
stemming from the FAA’s on going aeronautical review.
They are as follows:
e IR-409. Corridor width narrowed along sev-
eral legs.
e IR-414. Corridor width narrowed under
Cheyenne MOA.
e XIJR-424. Corridor width narrowed under
Cheyenne MOA.
e IR-416. Corridor width narrowed under Cou-
gar MOA. Southern half of the route would not
be eliminated.
e XIR-426. Proposal withdrawn (adoption of
the no action alternative)
IV. Environmental Consequences
The ANG, in its FEIS, considered the potential envi-
ronmental impacts associated with all three of the alter-
natives carried forth for analysis. The analysis for each
piece of airspace was conducted as if the maximum possi-
ble numbers of sorties were to be performed in that
airspace. The ANG FEIS considered the potential environ- —
mental consequences on the following: Noise, Airspace —
Management/Air Traffic, Land Uses and Resources,
*%
A-51
Safety, Visual Resources and Aesthetics, Biological
Resources (Vegetation, Wildlife and Domestic Animals
and Threatened and Endangered Species), Cultural
Resources, Air Quality, Socioeconomic Resources, Earth
Resources, Water Resources, Hazardous Material Release,
Human Health Effects and Natural Quiet. The EIS also
considered the cumulative impacts of the proposal. The
ANG ROD concluded the following:
Based on the analyses conducted for the
EIS, neither the Preferred Alternative, the Origi-
nal Proposal, nor the No-Action Alternative
result in significant environmental impacts. Any
impacts which may occur can be minimized
through the use of mitigation measures.” (ANG
ROD pg. 8)
V. Mitigation
After the publication of the ANG ROD, the FAA held
six informal airspace meetings: From the input received
from the public, as well as to assist the FAA in dissem-
inating real time information relating to military training
flights to the General Aviation population, the FAA deter-
mined that additional mitigation measures were neces-
sary. In addition to the mitigation measures the ANG set
forth in its ROD, the FAA mandated the following mod-
ifications:
e No operations to occur between the hours of
10:00 P.M. and 7:00 A.M.
e In addition to renaming the Kit Carson A/B,
Cheynne, the western boundary would be relo-
cated 10 NM to the east.
A-52
e Reduction of Pinon Canyon MOA. The east-
ern boundary would be modified to coincide
with the eastern edge of VR-109 and the western
boundary of Two Buttes MOA.
e Airburst A modified. The eastern, southern
and western boundaries would be the same as
the existing Fremont MOA. The southern
boundary would be moved north to avoid
Canon City and the Fremont Airport. Altitude
would remain the same, i.e., 1500 feet AGL but
not higher than FL 180.
e Airburst B modified. The southern boundary
of the existing Freemont [sic] MOA would be
moved east along the southern boundary of the
Fort Carson R-2601. The altitude would be 500
feet AGL but no higher than FL 180.
e Airburst C MOA modified. The southern
boundary would be extended south of the Air-
burst B MOA to highway 50, then west along
highway 50 to a point south of Airburst B MOA
then north to the southwest corner of the Air-
burst B MOA. The altitude would be 500 feet
AGL, but not higher than 8,500 feet MSL.
e IR-409 modified. Point E would be deleted as .
an alternative entry/exit point. The existing seg-
ment between Point H and Point I would
become VR-410/411.
e Creation of VR-410 and VR-411. These MTRs
were created in lieu of the expansion of the
Airburst MOA extending from R-2601 to the La
Veta MOA. VR-410 and VR-411 would be 6 NM
wide and would utilize the same centerline as
the existing VR-409. VR-410 would be the north-
bound route and VR-411 the southbound route.
The Special Operating Procedures (SOP) for
A-53
both routes would require that all operations
conducted south of U.S. Highway 50 occur at or
above 8,500 feet MSL.
e VR-413 narrowed in the vicinity of the town
of Moffat. Route restrictions and reporting
requirements added to the route SOP.
e La Veta MOA modified. The northwest tip of
this MOA would be removed to accommodate
Global Position System (GPS) approach pro-
cedures and airspace to the Fremont County
Airport.
e Elimination of the Cougar MOA.
The environmental analysis contained within the
FEIS was reviewed by the FAA and a determination made
that any potential environmental impacts associated with
the modifications made to the airspace proposals would
be consistent with those already disclosed in the FEIS.
VI. Public Involvement Process
Informal Aeronautical Meetings
In response to public interest in this proposal, the
FAA held six informal aeronautical public meetings in
1998. Meetings were held in Saguache, Westcliffe, Pen-
rose, Englewood, Colorado Springs and La Junta, Colo-
rado.
421 comments were received during these informal
meetings and many more were submitted in writing after
the meetings. The comments were read and charac-
terized. The major issues identified by the public during
this process and responses thereto were compiled in a
document entitled “Summary of Major Environmental
A-54
Comments During FAA Aeronautical Review.” This sum-
mary was mailed along with the FAA’s Federal Register
Notice dated April 27, 1999 declaring the Agency’s intent
to adopt the ANG FEIS to those individuals who had
expressed concern about the initiative or who had
attended an aeronautical meeting.
Informal Public Comment Period
In a Federal Register Notice dated April 27, 1999, (FR
Vol. 64, pg. 22670) the FAA announced that it was recir-
culating the ANG FEIS in compliance with CEQ regula-
tion 40 CFR Part 1506.3, and that it intended to adopt the
FEIS. The Federal Register Notice stated that FAA would
receive public comments for 30 days or until May 28,
1999. By letter dated May 3, 1999, the FAA notified inter-
ested members of the public of its intent to adopt the
ANG FEIS. Also included in the mailing was a copy of the
summary of major environmental concerns discussed
above.
The public comment period was extended an addi-
tional 30 days to provide the public the opportunity, to
submit their comment on the references made by the FAA
to the ANG aeronautical proposal. (FR dated May 20,
1999, Vol. 64, pg. 27612) In a letter dated May 19, 1999,
the FAA mailed a summary of those refinements to the
public and extended the period during which the FAA
would receive public comments until June 21, 1999.
At the request of members of the public, the period
during which the FAA would accept comment was
extended one final time. By Federal Register Notice dated
June 11, 1999, the FAA extended the informal public
A-55
comment period to August 2, 1999. (FR Vol 64, pp.
31676-31677) In excess of 400 comment letters were
received by the FAA in response to the Federal Register
Notices announcing its intent to adopt the ANG’s FEIS.
The letters were carefully read and considered. Major
areas of concern were identified and a general response
was sent to concerned citizens by letter dated August 11,
1999. All letters have become part of the administrative
record and have been considered by the federal decision-
_ maker. |
Summary of Issues of Concern to the Public
Informal aeronautical meetings were held by the FAA
to obtain aeronautical comments related to the proposed
modification to the National Airspace System. However,
the vast majority of comments made by the public during
the FAA’s six informal meetings were related to concerns
about the potential for environmental impacts and the
sufficiency of the environmental analysis performed by
the ANG. The primary concern was noise and the poten-
tial impact to quality of life for those who live under the
proposed airspace. Below is a list of the major environ-
mental concerns identified during the informal meetings
in addition to those raised by the public during the
informal public comment period. The ANG FEIS and
ROD were reviewed and a determination made that the
issues identified below were adequately analyzed within
the FEIS and ROD.
Issues of Concern
(1) Risk of aircraft accidents and the inability of
local fire and rescue to respond to an accident.
(2) Concern about overflights over Route 17.
(3) Noise impacts to the Moffat School.
(4) Potential disproportionate effects on low income
and minority populations. (Environmental Justice con-
cerns).
(5) Risk of collisions with other airspace users.
(6) Potential impacts on children’s health and
safety.
(7) Noise and compatible land use, including startle
effect on horses and other livestock and ate distur-
bance.
(8) Potential impacts to tourism and property
values.
(9) Inability to obtain ‘ Lacstionen quiet” over National
Park Service Parks.
(10) Potential Impacts to migratory birds and other
wildlife. -
(11) Accountability of the military pilots.
VII. Decision
After careful and thorough review of the ANG’s
FEIS, the FAA has determined that the FEIS complies
with the National Environmental Policy Act of 1969, (42
A-57
U.S.C. Section 4371 et seq.), the CEQ’s implementing
reguiations (40 CFR Sections 1500-1508), and FAA’s order
entitled “Policies and Procedures For Considering Envi-
ronmental Impacts” (1050 1d). The FAA has considered
the contents of the ANG FEIS, and the ANG ROD.
Under the authority delegated to me by the Adminis-
trator of the Federal Aviation Administration, I have
decided to adopt the ANG FEIS pursuant to CEQ regula-
tion 40 CFR 1506.3. Moreover, having considered the
environmental and aeronautical comments received from
the public, the FAA deems it necessary to undertake the
additional mitigation measures identified above.
Dated September 28, 1999.
William J. Marx,
Manager, Environmental Programs Division, Air Traffic Man-
agement Program.
Right of Appeal
This decision is taken pursuant to 49 U.S.C. Section
40101 et seq. and 49 U.S.C. Section 47101 and constitutes
an order of the Administrator, which is subject to review
by the Court of Appeals of the United States in accor-
dance with the provisions of 49 U.S.C. Section 46110.
Federal Aviation Administration,
Environmental Programs Division,
Air Traffic Airspace Management
Program, Attn.: Elizabeth Gaffin,
rm. 422, 800 Independence Ave.,
SW, Washington, DC 20591.
A-58
Issued in Washington, DC, on October 1, 1999.
William J. Marx,
Manager, Environmental Programs Division.
[FR Doc. 99-26170 Filed 10-6-99; 8:45 am]
hal ’
:
i
A-59
[OCT. 28, 1997]
RECORD OF DECISION
FOR THE
COLORADO AIRSPACE INITATIVE
INTRODUCTION
The Air National Guard (ANG) prepared an Environ-
mental Impact Statement (EIS) in accordance with the
National Environmental Policy Act (NEPA). It addressed
actions being proposed by the National Guard Bureau
(NGB) to modify existing and create new military train-
ing airspace. Changes in airspace utilization by military
flying units were also included. The actions would take
place primarily in Colorado, and are collectively referred
to as the Colorado Airspace Initiative (CAI).
The airspace addressed in the Final EIS will be used
primarily by the Colorado Air National Guard (COANG),
although other military service flying units will also use
the airspace. The Federal mission of these units is to
provide DoD with combat-ready aircrews and support
personnel for worldwide deployments, should the need
arise. During peacetime, units must maintain combat
readiness by conducting proficiency training. The 140th
Wing of the COANG is based at Buckley Air National
Guard Base (ANGB) in Aurora, Colorado, with one
detachment located at Fort Carson, Colorado. To serve its
Federal mission, aircrews of the 140th Wing fly the F-16
aircraft. In addition, F-16 aircraft from Cannon Air Force
Base, New Mexico, Kirtland Air Force Base, New Mexico, -
A-60
and various USAF B-1 and B-52 bomber units will con-
tinue to fly in Colorado and adjoining states. Other mili-
tary services (Navy, Marines, etc.) aircraft would also use
the proposed airspace on an infrequent basis.
Retention of Buckley ANGB and the 140th Wing
enables the USAF to maintain a combat ready force at a
facility operated. by the ANG which has accessible air-
space close by, and is supported by part-time professional
members of the local community.
The CAI serves to support the NGB’s request for
modification to the National Airspace System adminis-
tered by the Federal Aviation Administration (FAA).
These actions are to address modifications in military
airspace configuration and utilization to respond to
changes in readiness training requirements reflected in
specific USAF regulations for military aircraft and per-
~ sonnel operating in the affected airspace, such as the F-16
aircraft and aircrews of the 140th Wing and the COANG.
Another purpose is to respond to changes in commercial
aircraft arrival and departure corridors dictated by the
FAA for the operation of the new Denver International
Airport (DIA).
PURPOSE AND NEED FOR THE ACTION
The declining Department of Defense (DoD) budget
continues to reduce the active duty military force struc-
ture. However, force structure within the Air Reserve
Components, which include the ANG, has remained rela-
tively stable. Thus, reserve components missions are
increasing as a percentage of the Total Force. As a result,
the ANG is assuming a more prominent role in USAF
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plans for response to global wartime situations. To rap-
idly and effectively respond to these situations, ANG
‘units must continue training to the highest standards as
established by the USAF for active duty units.
Pilot proficiency training requires the use of military
airspace approved by the FAA known as MOAs and
MTRs that are spread over various types of terrain. An
air-to-surface gunnery range at Fort Carson, Colorado is
utilized to accomplish practice bomb deliveries. Training
scenarios include such activities as aircraft intercept and
air combat maneuvers in the MOAs and low-altitude
tactical navigation in the MTRs. Training in evasive tac-
tics may incorporate the use of flares at altitudes in
excess of 2,000 feet above ground level (AGL). Various
USAF directives and instructions require this proficiency
training.
Developments in military weapons systems, espe-
cially in evolution of look-down, shoot-down radar; long
range air-to-air missiles; and advanced long range air-to-
surface weapons have altered USAF doctrine and tactics.
These changes in doctrine and tactics have necessitated
modifying existing and creating new airspace for training
purposes. The 140th Wing flight training requirements
include air-to
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