Opposition Brief — Hurst v. Texas Department of Assistive and Rehabilitative Services (No. 06-1720)
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No. 06-1720
OFFICE OF THE CLERK
SUPREME COURT, U.S.
IN THE SUPREME COURT OF THE UNITED STATES
LOUISE ELIZABETH HURST,
Petiti
Vv.
TEXAS DEPARTMENT OF ASSISTIVE
AND REHABILITATIVE SERVICES, ET AL.,
Respondents
On Petition for Writ of Certiorari
To the United States Court of Appeals
For the Fifth Circuit
BRIEF IN OPPOSITION
GREG ASBOTT JOE H. THRASH
Attorney General of Texas Counsel of Record
Assistant Attorney General
KENT C. SULLIVAN Administrative Law Div.
First Assistant Attorney P.O. Box 12548
General Austin, Texas 78711-2548
512 475-4300
DAVID S. MORALES
Deputy Attorney General
for Civil Litigation
BARBARA B. DEANE
Chief, Administrative Law Div.
ATTORNEYS FOR RESPONDENTS
i
QUESTION PRESENTED
This case involves the appeal of an individual under the
federal Rehabilitation Act of 1973, 29 U.S.C. § 701, et seq., of
the denial of services she requested from the Department of
Assistive and Rehabilitative Services, the state agency
delegated the authority to administer this federal program for
the State of Texas. The federal district court held that the State’
of Texas had not waived its immunity under the Eleventh
Amendment of the United States Constitution with respect to
Title I of the Rehabilitation Act. Hurst v. Texas Dep't of
Assistive & Rehab. Serv., 392 F.Supp.2d 794 (W.D. Tex.
2005). This decision was affirmed by the U.S. Court of
Appeals for the Fifth Circuit. Hurst v. Texas Dep't of
Assistive & Rehab. Serv., 482 F.3d 809 (Sth Cir. 2007).
This case presents the following question:
Does Title I of the Rehabilitation Act contain a clear
statement of the intent of Congress to require a state to waive
its immunity under the Eleventh Amendment to the United
States Constitution in order to reccive federal funding for
programs authorized by the Act?
il
TABLE OF CONTENTS
I OI 86 bo ook Ce are eee ae ae i
SUE CE Ss ok 5 oh ce wee ew eee ee ee li
pe Serre re rey err ce eis eS or iv
og a ar eer pre 1
ere Pere rrr ary a 2
Reasons for Denying the Petition.................... 4
I. THERE IS NO DIRECT CONFLICT
AMONG THE CIRCUITS ON THE
inSUE IN THES CASE. 32... 2-20. eee 4
II. THE STANDARD FOR WAIVER
OF ELEVENTH AMENDMENT
ok eee eae Peers cere 6
Il. SECTION 102 OF THE REHABILITATION
ACT DOES NOT PROVIDE A CLEAR
STATEMENT OF INTENT TO REQUIRE A
WAIVER OF ELEVENTH AMENDMENT
IMMUNITY IN ORDER TO RECEIVE
FAM Mhs PRIME: 650 ins av ewenestans 7
[V. THe “STRUCTURE. OF THE
REHABILITATION ACT DOES NOT
PROVIDE A CLEAR STATEMENT OF
INTENT TO WAIVE ELEVENTH
AMENDMENT IMMUNITY.......... 12
lil
A. The Fact That the State Is the Only
Possible Defendant Does Not Make
This a Clear Statement of
Congressional Intent. .......... 13
B. This Court Has Not Adopted the .
Notion of a “Non-verbal Voluntary
Waiver” of Eleventh Amendment
Immunity, Nor Should It. ....... 5
ad Ms. Hurst’s Position Would
Reintroduce A Subjective Standard for
Interpretation of Eleventh Amendment
NS aE peer 16
V. CARINE ck sic ch ana snk cons 5 ae ees 17
iV
TABLE OF AUTHORITIES
CASES
Arlington Cent. School Dist. Bd. of Ed. v. Murphy,
548 U.S. _, 126 S.Ct. 2455 (2006) ...... 9,10, 15
AT&T Comm. v. Bellsouth Telecom.,
238 F.3d 636 (Sth Cir. 2001) ........... ae
Atascadero State Hosp. v. Scanlon,
Jie kik 7 i 2k.) See eee ame 1, 4, 6, 10,11
Boag v. MacDougall, 454 U.S. 364 (1982) ............ 5
Bunting v. Mellen, 541 U.S. 1019 (2004) ............. 5
College Savings Bank v. Florida Prepaid Post Secondary
Ed. Ex. Bd., 577 U.S. 680 (1999) ......... 16
Dellmuth v. Muth,
i OE AES ore arent 1, 10-12, 14
Diamond v. Michigan,
ie ef 4a. oe a. s | anne 4
Ex parte Young, 209 U.S. 123 (1908) ...........62.. 15
Hurst v. Texas Dep't of Assistive & Rehab. Serv.,
392 F.Supp.2d 794 (W.D. Tex. 2005). ......... i, 3
Hurst v. Texas Dep't of Assistive & Rehab. Serv.,
S62 F.36 GOP Ce. 2007) ow oo wn ew eves 2
v
Johnson-Lloyd v. Vocational Rehabilitation Office,
Bid FD. DAO EE PEE LIOR) occ cveccce 8
Jones v. Illinois Dep't of Rehabilitation Servs.,
504 F.Supp. 1244 (N.D.III. 1981), aff'd, 689 F.2d 724
i, Sy ERRAND Fas rarer aro 8
Kimel v. Florida Bd. of Regents,
Et Eo oi Sic cs cae aces pacewe es 6, 12
Lapides v. Board of Regents of University System of Georgia,
Ne Dy. Sr. nae Saree 5
McGuire v. Switzer,
734 F.Supp. 99 (S.D.N.Y. 1990) .............. 8
MCI Telecom. Corp. v. Illinois Bell Tei. Co.,
pee Bee el Ty eee.” : |) re tz. ¥5
Pace v. Bogalusa City School Bd.,
CR MOE Gea 3 ee. | rae 2
Pennhurst State School and Hosp. v. Halderman,
SE A EES gb ka dese eden anes eRs 4,9
Reaves v. Missouri Dept. Of Elem and Second. Educ.,
Ghd We O72 GN. DOUG) ov cbc cen seavnn 4
Rice v. Santa Fe Elevator Corp.,
ee ee ike cv kek Sass eoa dave eae 4
Ryan Stevedor. Co. v. Pan-Atlantic Steam. Corp.,
AON ook nn Cane dasaw seb ides 5
vi
Ryans v. New Jersey Comm'n for the Blind and Visually
Impaired,
242 F.Supp. 841.(D.N.J. 1962) .... 1... cece 8
Seminole Tribe of Florida v. Florida,
FOF re ORE OOR bi vo skin ceva scam ees i,
South Dakota vy. Dole,
RR Ne a. ck usa ache a eee 7
United States v. Bass,
EEE or, 65 bod ck take 4b 40 od KS 4
Verizon Maryland, Inc. v. Public Service Com'n of Maryland,
Pe eI skck as os ea on ia 4 a hee 15
CONSTITUTIONAL PROVISIONS
Spending Clause,
Ob ee Se. ne aera passim
Eleventh Amendment,
CE i CUE. Fn en heen cew dour passim
STATUTES
ep aes i os 8 5 hs oo eens 11
Pe ay Se PRETEND ees sk does kee 10
ee ee eS bo od ket ae ae 13
UGC ETTUOIIEAMD .... 8 ss, 13,14
Vil
SUSE CRIME oo ee 14
25 U.S.C. § 2710(d)(7)(B)(iiM) 0... eee eee eee 14
25 USC. 6 2TVINTMBNMD ©... oe cine 14
SUSE. ETIMRIINS «ose 14
USL. SITIO)... «5 5 ew 14
25 US.C $ 2710GICRIWD . . oc 14
USC. 6 71MIN) «os 14
oii) oh gs + GO: Renee anomie Rr b ese 3 8,9
29 U.S.C. § 722(c)S)I)G) 0... ee = 1, 8,9, 12, 14
PURE 2 osc ocs esis eee
CUS A Soke ee 12
Act of Sept. 26, 1973, Pub.L. 93-112, Title I, § 102,
Bf A PE Gs bswcnds dae een eee eee ee 8
Act of Nov. 29, 1975, Pub. L. 94-142, § 1,
ee PPR. > a ds ee Ane eee ha ee 11
Act of Oct. 21, 1986, Pub. L. 99-506, Title II, § 203,
SE PE? ova oe haces be wee 8
TEX: GOW TS Bree oo ck koa cee wei ener 2
Title I, § 102, Rehabilitation Act of 1973 ........ Se ee
1
BRIEF IN OPPOSITION
The District Court dismissed this case because it found
that the State of Texas had not waived its immunity under the
Eleventh Amendment to the U.S. Constitution. The Eleventh
Amendment prohibits suits by a citizen of a state or another
state or foreign country against a state in federal court. There
are exceptions to this limitation, but in order for Congress to
create an exception, it must provide a “clear statement” of its
intent to create an exception. Atascadero State Hosp. v.
Scanlon, 473 U.S. 234, 242 (1985). Congress has the power
to directly abrogate this immunity under the Fourteenth
Amendment, but for a program under the Spending Clause of
Article I of the U.S. Constitution, a state must agree
voluntarily to waive its immunity from suit. A part of that
voluntary waiver is the requirement of a clear statement of
intent to waive immunity in the law. 7
This lawsuit is brought under Title I, § 102 of the
Rehabilitation Act of 1973, as amended. 29 U.S.C.
§ 722(c)(5)(J)(i). This provision does not provide the clear
statement required to have an effective waiver of Eleventh
Amendment immunity. In fact, contrary to Petitioner’s
assertion, this Court considered language that is nearly
identical to this provision and determined that it did not meet
this requirement. Dellmuth v. Muth, 491 U.S. 223, 228 (1989).
Ms. Hurst substantially relies on the decision of the
Court of Appeals for the Fifth Circuit in AT&T
Communications v. BellSouth Telecommunications, Inc., 238
F.3d 636 (Sth Cir. 2001), but that case is distinguishable from
the current one. The federal Telecommunications Act
preempted state regulation of telecommunications, allowing
only a limited role for states as arbiters of disputes in a free
2
market industry. The Telecommunications Act prohibits
appeals to state courts, leaving the federal courts as the only
avenue of appeal. The Texas Department of Assistance and
Rehabilitative Services (DARS), on the other hand, is the state
agency that fully administers this rehabilitation program and is
responsible for all services to be delivered to consumers such
as Ms. Hurst. The appropriate precedent in the Fifth Circuit is
Pace v. Bogalusa City School Bd., 403 F.3d 272 (Sth Cir.
2005), and that case supports the decision in this case.
The Court of Appeals also found that the State of Texas
has not waived its Eleventh Amendment immunity through the
adoption of administrative rules or state statutes. DARS does
not have the authority to waive this immunity, because the
Texas Legislature has specifically reserved this power to itself.
TEX. GOv’T CODE § 311.034. Further, no act of the Texas
Legislature provides the unequivocal statement necessary to
waive Eleventh Amendment immunity.
STATEMENT OF THE CASE
Ms. Hurst became a client of the Texas Rehabilitation
Commission, the predecessor agency to Respondent DARS, in
the spring of 2002. She sought medical assistance for an
anomaly in her cervical spine. Ms. Hurst was examined by
two neurosurgeons and her final diagnosis called for what the
agency considered exploratory surgery. The agency
determined that this treatment was outside the scope of
services authorized in this program. Ms. Hurst requested an
administrative hearing to review this decision. A hearing was
held in September 2003 and the hearing officer upheld the
decision of the staff that the requested services could not be
3
provided under the policy of the agency. That decision became
final on October 24, 2003.
Following the adverse decision in the administrative
hearing at the agency, Ms. Hurst brought this suit in the U.S.
District Court. DARS filed a Motion to Dismiss based on
Eleventh Amendment immunity that was granted by the
District Court. Hurst v. Texas Dep't of Assistive & Rehab.
Serv., 392 F.Supp.2d 794 (W.D. Tex. 2005). The Court of
Appeals affirmed the decision, holding as follows:
Section 102 of the Rehabilitation Act
does not contain the necessary “clear-
statement” requiring a waiver of Eleventh
Amendment immunity if the State of Texas
accepts federal funds for this program. Neither
has Texas voluntarily waived its. Eleventh
Amendment immunity for this program. We,
therefore, affirm the judgment of the district
court dismissing this suit.
Hurst v. Texas Dep't of Assistive & Rehab. Serv., 482 F.3d
809, 814 (Sth Cir. 2007).
4
REASONS FOR DENYING THE PETITION
Ms. Hurst’s petition attempts to take the settled law of
this Court and turn it on its head. The “clear statement” test
has been consistently applied in Eleventh Amendment cases,
whether based on the Fourteenth Amendment or the Spending
Clause, for at least twenty years, since Atascadero State Hosp.
v. Scanlon, 473 U.S. 234 (1985). The test has been applied in
other cases involving the balance of powers between the states
and the federal government for many years before that.
Pennhurst State School and Hosp. v. Halderman, 451 U.S. 1
(1981); United States v. Bass, 404 U.S. 336 (1971); Rice v.
Santa Fe Elevator Corp., 331 U.S. 218 (1947). Contrary to the
Petition of Ms. Hurst, the decision of the Court of Appeals is
consistent with the decisions of this Court on the Eleventh
Amendment. It is the reversal of the decision of the Court
below that would introduce uncertainty into this area of
jurisprudence.
I. THERE [IS NO DIRECT CONFLICT
AMONG THE CIRCUITS ON THE ISSUE
IN THIS CASE.
Ms. Hurst has alleged that the petition should be
granted because “differing approaches among the lower courts
could create inconsistency among the circuits.” Petition at 6.
DARS wants to clarify that whatever potential there may be for
conflict, there are no current conflicts existing among the
Circuits that would justify granting the petition.
Ms. Hurst cites Diamond v. Michigan, 431 F.3d 262
(6th Cir. 2005) and Reaves v. Missouri Dept. Of Elem and
Second. Educ. , 422 F.3d 675 (8th Cir. 2005) in support of this
proposition. A review of these decisions shows that neither
5
Court of Appeals addressed the issue of Eleventh Amendment
immunity, nor did the district courts prior to those appeals. It
is difficult to find a conflict between these decisions and the
lower Court here when the issue was not addressed at all. If
the states of Michigan and Missouri did not raise the issue of
Eleventh Amendment immunity, it was waived. “[A] State's
voluntary appearance in federal court amounts to a waiver of
its Eleventh Amendment immunity, [citations omitted].”
Lapides v. Board of Regents of University System of Georgia,
535 U.S. 613 (2002).
Where there is a conflict in decisions among the
Circuits, it is appropriate for this Court to grant certiorari.
Ryan Stevedor. Co. v. Pan-Atlantic Steam. Corp., 350 U.S. 124
(1956). There are few published decisions that address the
opposite situation, where the Court determined affirmatively
that there was not a conflict and denied the grant of certiorari.
One such case was Bunting v. Mellen, 541 U.S. 1019 (2004).
In that case, the majority examined three Court of Appeals
decisions on sponsorship of nondenominational prayer at state
colleges and rejected grant of the writ due to “the absence of
a direct conflict among the Circuits.” /d. at 1021.
There is no conflict among the Circuits and therefore
no basis for the Court to consider granting certioran. The
possibility of a future conflict is not a basis for certioran. As
former Chief Justice Rehnquist stated, “[WJe must never
forget that this Court is not a forum for the correction of
errors.” Boag v. MacDougall, 454 U.S. 364, 367-368 (1982)
(dissenting opinion).
6
Il. THE STANDARD FOR WAIVER OF
ELEVENTH AMENDMENT IMMUNITY.
The Eleventh Amendment to the United States
Constitution states:
The Judicial power of the United States shall
not be construed to extend to any suit in law or
equity, commenced or prosecuted against one
of the United States by Citizens of another
State, or by Citizens or Subjects of any Foreign
State.
U.S. CONST. AMEND. XI. Generally, the Eleventh Amendment
prevents individual citizens from suing a non-consenting state
in federal court. Congress has limited power to abrogate the
Eleventh Amendment immunity, and the Court must answer
two questions to determine whether a particular law allows
such a suit. First, Congress must unequivocally express its
intent to abrogate that immunity; and second, if it did,
Congress must act pursuant to a valid grantof constitutional
authority. Kimel v. Florida Bd. of Regents, 528 U.S. 62, 73
(2000). “Congress may abrogate the States’ constitutionally
secured immunity from suit in federal court only by making its
intention unmistakably clear in the language of the statute.”
Atascadero, 473 U.S. at 242. Congress does not have the
power to abrogate the Eleventh Amendment under Article I of
the U.S. Constitution, but does have that power under § 5 of
the 14th Amendment. /d.
In order to waive immunity under the Spending Clause,
U.S. Const. Art. I, § 8, cl. 1, a state must voluntarily waive this
immunity. Under this theory, a State must have a real choice
and voluntanily agree to federally imposed conditions in order
7
to receive federal fumds, including waiver of Eleventh
Amendment immunity. Not all such conditioned waivers are
valid, however, and this: Court has established a test for these
waivers:
(1) Federal expenditures must benefit the general
welfare;
(2) The conditions imposed on the recipients musi be
unambiguous;
(3) The conditions must be reasonably related to the
purpose of the expenditure;
(4) No condition may violate any independent
constitutional prohibition; and
(5) The condition may not be coercive.
South Dakota v. Dole, 483 U.S. 203, 207-211 (1987).
DARS does not dispute that all but the second
requirement of the Dole test are satisfied. DARS is in
agreement with the lower courts that the statute here lacks a
clear statement of intent to condition funding on a voluntary
waiver of Eleventh Amendment immunity.
lil SECTION 102 OF THE
REHABILITATION ACT DOES NOT
PROVIDE A CLEAR STATEMENT OF
INTENT TO REQUIRE A WAIVER OF
ELEVENTH AMENDMENT IMMUNITY
IN ORDER TO RECEIVE FEDERAL
FUNDS.
Ms. Hurst complains of the Court of Appeals’ decision
that Section 102 of the Rehabilitation Act does not provide a
basis for jurisdiction im federal court. This case turns largely
8
on the question of whether 29 U.S.C. § 722(c)(5)(J)(i) provides
a Clear statement of intent to waive the Eleventh Amendment
immunity of the states. The statute provides as follows:
§ 722. Eligibility and individualized plan for
employment. ***
(c) Procedures ***
(5) Hearings. ***
(J) Civil action.
(i) In general.
Any party aggrieved by a final decision
described in subparagraph (1), may bring a civil
action for review of such decision. The action
may be brought in any State court of competent
jurisdiction or in a district court of the United
States of competent jurisdiction without regard
to the amount in controversy.
Section 722 was originally adopted as § 102 of the
Rehabilitation Act of 1973. Act of Sept. 26, 1973, Pub.L. 93-
112, Title I, § 102, 87 Stat. 368. Following the 1986
amendments to the Act (Act of Oct. 21, 1986, Pub.L. 99-506,
Title II, § 203, 100 Stat. 1815.), several courts found that there
was no private right of action to appeal the administrative
determination of the benefits due under the Act. See Johnson-
Lloyd v. Vocational Rehabilitation Office, 813 F.Supp. 1120,
1123-24 (E.D. Pa. 1993); McGuire v. Switzer, 734 F.Supp. 99,
111 &n. 11 (S.D.N.Y. 1990); Ryans v. New Jersey Comm'n
for the Blind and Visually Impaired, 542 F.Supp. 841, 845-46
(D.N.J. 1982); Jones v. Illinois Dep't of Rehabilitation Servs.,
504 F.Supp. 1244, 1249-51 (N.D. Ill. 1981), aff'd, 689 F.2d
724 (7th Cir. 1982).
In 1998, Congress again amended the Act and provided
9
for a private right of action in either state or federal court. This
amendment included the language at issue here, 29 U.S.C. §
722 (c)(S5)S)().
The title of 29 U.S.C. § 722 is “Eligibility and
individualized plan for employment.” This section of the Act
is a part of a program to provide benefits to individuals with
disabilities through federal grants to enable the individuals to
become gainfully employed. It is a welfare program,
authorized by the Spending Clause, U.S. Const. Art. I, § 8, cl.
¥
The Congress shall have Power To lay and
collect Taxes, Duties, Imposts and Excises, to
pay the Debts and provide for the common
Defence and general Welfare of the United
States; but all Duties; Imposts and Excises
shall be uniform throughout the United States.
As noted above, § 722 was amended in 1998 in
reaction to holdings of courts that there was no private nght of
action to appeal an administrative determination on eligibility
for services. There is no evidence of intent to link acceptance
of federal funds with a waiver of Eleventh Amendment
immunity under this provision, and, accordingly, there has
been no waiver of Eleventh Amendment immunity for 29
U.S.C. § 722 by acceptance of federal funds. There is no
mention of Eleventh Amendment immunity in this provision.
As this Court points out, “States cannot knowingly
accept conditions of which they are ‘unaware’ or which they
are ‘unable to ascertain’.” Arlington Cent. School Dist. Bd. of
Ed. v. Murphy, 548 U.S. __, 126 S.Ct. 2455, 2459 (2006),
citing Pennhurst, 451 U.S. at 17. In Murphy, the Court held
that a provision that a court may “award reasonable attorneys’
10
fees as part of the costs” to a prevailing parent in an
Individuals with Disabilities Education Act, 20 U.S.C. §
1415(i)(3)(B) case was not clear enough to allow the court to
also award cost of expert witness fees. id. Waivers of
immunity must be stated, not implied.
While cases dealing with abrogation of Eleventh
Amendment Immunity under the Fourteenth Amendment are
usually distinct from Spending Clause cases, this Court has
recognized that the “clear statement” test applied to
Congressional enactments is the same for both purposes.
Atascadero, 483 U.S. at 247. The following case involves
abrogation under the Fourteenth Amendment, but the clear
statement test is identical for waiver under the Spending
Clause.
In Dellmuth v. Muth, 491 U.S. 223, 228 (1989), this
Court reviewed the following language to determine if it
provided a clear statement of Congress’ intent to waive
Eleventh Amendment immunity:
(2) Any party aggrieved by the findings and
decision made under subsection (b) who does
not have the right to an appeal under subsection
(c), and any party aggrieved by the findings
and decision under subsection (c), shall have
the nght to bring a civil action with respect to
the complaini presented pursuant to this
section, which action may be brought in any
State court of competent jurisdiction or in a
district court of the United States without
regard to the amount in controversy. In any
action brought under this paragraph the court
shall receive the records of the administrative
11
proceedings, shall hear additional evidence at
the request of a party, and, basing its decision
on the preponderance of the evidence, shall
grant such relief as the court determines is
appropriate. [Emphasis supplied. ]
Act of Nov. 29, 1975, Pub. L. 94-142, § 1, 89 Stat. 773 [42
U.S.C. § 1415 (d)(2), repealed].
The Dellmuth Court held that the above language was
insufficient to waive Eleventh Amendment immunity. After
first rejecting the lower court’s holding that intent to waive
Eleventh Amendment immunity could be found in the
legislative history of an act of Congress, the Court stated:
Finally, 20 U.S.C. § 1415(e)(2), the centerpiece
of the Court of Appeals’ textual analysis,
provides judicial review for aggrieved parties,
but in no way intimates that the States’
sovereign immunity is abrogated. As we made
plain in Atascadero: "A general authorization
for suit in federal court is not the kind of
unequivocal statutory language sufficient to
abrogate the Eleventh Amendment.”
Dellmuth, 491 U.S. at 231.
This language, the highlighted portions of which are
word-for-word identical to the language at issue in this case,
was specifically rejected by this Court on the grounds that it is
not the clear statement necessary to waive a state’s Eleventh
Amendment immunity. Section 102 of the Rehabilitation Act
is precisely the kind of “general authorization for suit in
federal court” that this Court rejected as being insufficient to
12
waive Eleventh Amendment immunity. /d. There is no
indication that this Court has changed its opinion on this point,
since Dellmuth is still cited by the Court as one of the principle
sources of the clear statement test. Kimel, 528 U.S. at 73.
This law does not provide a clear statement of intent to waive
Eleventh Amendment immunity, and the District Court
properly dismissed this suit.
IV. THE “STRUCTURE” OF THE
REHABILITATION ACT DOES NOT
PROVIDE A CLEAR STATEMENT OF
INTENT TO WAIVE ELEVENTH
AMENDMENT IMMUNITY.
Ms. Hurst attempts to find a clear statement of the
intent of Congress to require the States to waive Eleventh
Amendment immunity in the overall “structure” of the
Rehabilitation Act. This approach is belied by the way in
which the appeals provision was added to the Act in the first
place. Prior to the 1998 amendment of the Act, there was no
appeal provision at all, and, as noted above, several courts had
so held. When the provision granting appeal was added, it
took the form ofa single subsection allowing “a civil action for
review of such decision * * * in any State court of competent
jurisdiction or in a district court of the United States.” 29
U.S.C. § 722(c)(5(J)().
This section of the Rehabilitation Act clearly does not
constitute a comprehensive structure for handling appeals such
as that contained in the Telecommunications Act of 1996, 47
U.S.C. § 151, et seq. The cases she cites, AT&T Comm. v.
Bellsouth Telecom., 238 F.3d 636 (Sth Cir. 2001) and MC/
Telecom. Corp. v. Illinois Bell Tel. Co., 222 F.3d 323 (7th Cir.
13
2000), dealt with the Telecommunications Act of 1996 and a
waiver of Eleventh Amendment immunity under the
Commerce Clause rather than the Spending Clause. Both are
found in Article I of the U.S. Constitution, and the
requirements for waiver of immunity by the States are similar.
There must be a clear statement of intent by the Congress of
intent to waive the immunity of the States and there must be a
voluntary waiver by the State. Thus, the analysis is similar.
A. The Fact That the State Is the Only Possible
Defendant Does Not Make This a Clear Statement of
Congressional Intent.
Ms. Hurst asserts that the fact that the State of Texas is
the only possible defendant in suits under the Rehabilitation
Act creates “unambiguous intent to waive state’s immunity
from suit. Petition at 9. Yet the Petitioner ignores the only
case in this Court that addresses a similar statute, Seminole
Tribe of Florida v. Florida, 517 U.S. 44 (1996). In that case,
this Court considered whether the Indian Gaming Regulatory
Act, 25 U.S.C. § 2701, et seg., contained “an unmistakably
clear statement of its intent to abrogate.” /d. at 56. That Act
provides authority for States to negotiate agreements with
Indian tribes for the conduct of gambling operations on Indian
lands. The only parties to the agreements are the States and
the tribes. The only defendants for the tribes to sue are the
States. The decision described the detailed statutory scheme
that provided for appeal to the federal courts:
Section 2710(d)(7)(A)(i) vests jurisdiction in
“(t]he United States district courts ... over any
cause of action ... arising from the failure of a
State to enter into negotiations ... or to conduct
such negotiations in good faith.” Any
14
conceivable doubt as to the identity of the
defendant in an action under § 2710(d)(7)(A)(i)
is dispelled when one looks to the various
provisions of § 2710(d)(7)(B), which describe
the remedial scheme available to a tribe that
files suit under § 2710(d)(7)(A)(i). Section
2710(d)(7)(B)(ii)(I1) provides that if a suing
tribe meets its burden of proof, then the
“burden of proof shall be upon the State ...”; §
2710(d)(7)(B){iii) states that if the court “finds
that the State has failed to negotiate in good
faith ..., the court shall order the State ...”; §
2710(d)(7)(B)\{iv) provides that “the State shall
... submit to a mediator appointed by the court”
and subsection (B)(v) of § 2710(d)(7) states
that the mediator “shall submit to the State.”
Sections 2710(d)(7)(B)(vi) and (vii) also refer
to the “State” in a context that makes it clear
that the State is the defendant to the suit
brought by an Indian tnbe -under §
2710(d)(7)(A)(1). In sum, we think that the
numerous references to the “State” in the text
of § 2710(d)(7)(B) make it indubitable that
Congress intended through the Act to abrogate
the States’ sovereign immunity from suit.
Id. at 56-57. By contrast, the single mention of an appeal to
federal district court in 29 U.S.C. § 722(c)(5)(J)(i) does not
provide the type of clear statement that this Court has
consistently required for a knowing waiver of a State’s
immunity. The provision also purports to allow appeal to state
courts. It does not deal with burden of proof. It does not
discuss mediation. In sum, there is only the kind of general
authorization for suit in federal court rejected in Dellmuth.
15
Somewhere between Seminole Tribe and Murphy, there
is a point below which a statement is no longer clear enough
to support a waiver of Eleventh Amendment immunity. In this
case, it is evident that Title I of the Rehabilitation Act is well
on the side where the statement is not clear enough to provide
notice to the States that they will waive their Eleventh
Amendment immunity by accepting federal funds.
B. This Court Has Not Adopted the Notion of a “Non-
verbal Voluntary Waiver” of Eleventh Amendment
Immunity, Nor Should It.
Petitioner relies on the analysis of the Circuit Courts in
the AT&T and MCI cases for the idea that something less than
a clear statement of the intent of Congress to condition the
receipt of federal funds on a waiver of Eleventh Amendment
immunity is required. Yet, this proposition has not been
adopted by this Court. The Court specifically declined to
decide the issue in another Telecommunications Act case:
“Whether the Commission waived its
immunity is another question we need not
decide, because-as the same parties also argue-
even absent waiver, Verizon may proceed
against the individual commissioners in their
official capacities, pursuant to the doctrine of
Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52
L.Ed. 714 (1908).”
Verizon Maryland, Inc. v. Public Service Com'n of Maryland,
535 U.S. 635, 645 (2002).
Ms. Hurst asks the Court to decide a constitutional
issue that the Court has specifically declined to decide in a
16
case of far greater implications for the public than the narrow
issue involved in this case. She has not provided a compelling
reason for granting the review of this case.
C.. Ms. Hurst’s Position Would Reintroduce A
Subjective Standard for Interpretation of Eleventh
Amendment Immunity.
While claiming that the language of the Rehabilitation
Act provides a clear statement of Congress’ intent to waive
Eleventh Amendment immunity, Ms. Hurst cannot resist resort
to the subjective standard that her position would impose on
the states:
In fact, the Respondents/Defendants obviously
recognized this clarity because after the Act
was amended in 1998 to add the judicial review
provision at issue here, the agency amended its
own regulations to provide for judicial review
in federal court.
Petition at 8. Ms. Hurst does not make to this Court the
argument rejected by the Court of Appeals that DARS waived
its immunity through its actions, rather choosing to bring it
forth as proof of the clarity of the language of the Act.
Unfortunately, the effect is the opposite of what is intended.
It merely illustrates that the effect of adoption of Ms. Hurst’s
position would lead this Court back in the direction of a
subjective standard for waiver of immunity thoroughly rejected
in College Savings Bank v. Florida Prepaid Post Secondary
Ed. Ex. Bd., 577 U.S. 680 (1999).
17
V. CONCLUSION
The Court should deny the petition for wnt of
certiorari.
September 27, 2007
Respectfully submitted,
GREG ABBOTT
Attorney General of Texas
KENT C. SULLIVAN
First Assistant Attorney General
DAVID S. MORALES
Deputy Attorney General for Civil
Litigation
BARBARA B. DEANE
Chief, Administrative Law
Division
JOE H. THRASH
Counsel of Record
Assistant Attoney General
Administrative Law Division
P.O. Box 12548
Austin, Texas 78711-2548
512 475-4300
ATTORNEYS FOR
RESPONDENTS
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.