Amicus Curiae Brief — Bauchman ex rel. Bauchman v. West High School
Supreme Court brief1998
Ask Donna
What actually matters in this document.
Text
Supreme Court, U.S
FILED
No. 97-1764 MAY 20 j908
| OFFACE OF THE CLER
In The
Supreme Court of the United States
OCTOBER TERM, 1997
RACHEL BAUCHMAN,
” Petitioner,
WEST HIGH SCHOOL, et ai.,
Respondents.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
BRIEF OF THE AMERICAN FEDERATION OF
SCHOOL ADMINISTRATORS AND THE ASSOCIATION
FOR SUPERVISION & CURRICULUM DEVELOPMENT
AS AMICI CURIAE IN SUPPORT OF
PETITION FOR WRIT OF CERTIORARI
DAVID B. ISBELL
Counsel of Record
ERIKA F. KING
COVINGTON & BURLING
1201 Pennsylvania Ave., N.W.
P.O. Box 7566
Washington, D.C. 20044-7566
(202) 662-6000
May 29, 1998 Counsel for Amici
i
TABLE OF CONTENTS
Page
INTEREST OF THE AMICI CURIAE ........... 1
Asmeerene GN AUSUMEENE . 8k ee ce eee we ee l
IE ee ea) re a otras 2
A. THIS COURT’S ESTABLISHMENT CLAUSE
JURISPRUDENCE, WHICH THE TENTH CIRCUIT
CHARACTERIZED AS "MUDDLED," IS IN NEED
i CRN Sk ee eo ee Coe ee 3
B. THE TENTH CIRCUIT IN BAUCHMAN
MISCONSTRUED THIS COURT’S
ESTABLISHMENT CLAUSE JURISPRUDENCE. . 4
1. The Tenth Circuit’s approach to the "purpose"
inquiry was fundamentally flawed. ........ 4
a. The "endorsement" test neither replaces nor
eviscerates the purpose prong of the Lemon
MM aetk's 5 ok aa 6 dee he oe ee 3
b. There is no basis for the Tenth Circuit’s
refusal to consider Mr. Torgerson’s actual
Ngee a oi ewe wok era Ns eS 7
c. Articulation of some "plausible" secular
purpose is insufficient to pass Establishment
SIN oe hn Gia wk eS 8
——————
il
d. The Tenth Circuit’s purpose analysis
undermines amici’s ability to protect minority
and dissenting students. ........... 1]
i)
The Tenth Circuit’s approach to the “effect”
inquiry was also clearly incorrect. ....... 1]
a. The Establishment Clause requires an inquiry
into the purpose and the effect of a challenged
OU ce ek eke eee 11
b. The Tenth Circuit was incorrect to hold Ms.
Bauchman to a “reasonable observer" standard
with respect to the effect of Mr. Torgerson’s
OG, an ke eke ee es 12
Le)
The notion, seemingly embraced by the Tenth
Circuit, that unconstitutional coercion cannot occur
outside the context of a formal prayer exercise, was
0 CG 3? Os a SLRS a eee 14
C. THE TENTH CIRCUIT DECISION, IF ALLOWED
TO STAND, WILL MAKE COMPLIANCE WITH
THE LAW MORE DIFFICULT FOR THE AMICI. 17
1. As a matter of principle, the wall of separation
between church and state should be impenetrable in
eee oe ee 17
Nm
As a practical matter as well, the wall of separation
between church and state should be impenetrable in
the public schools, and the ban on proselytism
Ce OE GR. . ao wh ee 18
L.A sh 05. beeen eee ee ea 20
ee
lil
TABLE OF AUTHORITIES
Cases Page
Abington v. Schempp, 374 U.S. 203 (1963) ..... 16, 17
Agostini v. Felton, 117 S. Ct. 1997 (1997) ..... 3, 16
Bauchman v. West High School, 132 F.3d 542 (10th Cir.
ee ie Rs Ok ne a dors Re oe Passim
Board of Education v. Mergens, 496 U.S. 226 (1990) .. 7
Board of Education v. Pico, 457 U.S. 853 (1982) ... 10
Capitol Square Review & Advisory Board v. Pinette, 515
nL ON ts ya Ce eg Ce a 12
County of Allegheny v. ACLU, 492 U.S. 573
DUR i tye ee oa a ee eed 2, O40,
Doe v. Duncanville Independent School District, 70 F.3d
EI I a ey a a na Svc wee eee 3,4
Edwards v. Aguillard, 482 U.S. 578 (1987) . 3,9, 10, 16
Empe: ¥. Viale; 370 U.S. 421 (19GZ) ... 2. ek. 15
Epperson v. Arkansas, 393 U.S. 97 (1968) ....... 10
Everson v. Board of Education, 330 U.S. 1 (1947) .. 17
iV
Florey v. Sioux Falls School District, 619 F.2d 1311 (8th
Cae Se ee a ee ee a a ae Ae es 3
Grand Rapids v. Ball, 473 U.S. 373 (1985) ..... 16, 18
Lee v. Weisman, SUD U.S: 371 G92) ww cae. 4,15
Lemon v. Kurtzman, 403 U.S. 602 (1971) ...... passim
Lynch v. Donnelly, 465 U.S. 668 (1984) ...... 6, 8, 13
McCollum v. Board of Education, 333 U.S. 203
FRE eos ee ewe Ce eee eee eee 16
Rosenberger v. University of Virginia, 515 U.S. 819
CE sates S Glee ee a ee ee ek ae
Wallace v. Jaffree, 472 U.S. 38 (1985) ....... 9, 15
Washington v. Davis, 426 U.S. 229 (1976) ....... 12
Other Authority
Charles Black, Structure and Relationship in Constitutional
ES a rk ee eG ee ee ee 9
Note, Religion and the State, 100 Harv. L. Rev. 1606
SUP eee Oe ee eee ee ee ee 14
Laurence Tribe, American Constitutional Law
ae Oe Pe i a a a a re we 14
INTEREST OF THE AMICI CURIAE
Amici” are the American Federation of School
Administrators and the Association For Supervision &
Curriculum Development. They are national organizations of
educators and administrators, charged with teaching a
complete, well-rounded, public school curriculum to the
roughly 40 million school-age children attending this nation’s
public schools. In carrying out their educational tasks, amici
are also obliged to ensure the safety of the children and
adolescents entrusted to their care, and to ensure the
protection of their constitutional and civil rights. Amici seek
to ensure that each public school curriculum (and extra-
curriculum) reflects, to the extent appropriate and to the extent
constitutional, the needs and desires of the particular
community in which the school lies. They also have a duty to
protect the academic freedom and religious freedom of the
teachers employed by the public schools. Amici urge review
and reversal of the decision below, Bauchman v. West High
School, 132 F.3d 542 (10th Cir. 1995), because that decision
improperly dismantles the wall of separation between church
and state in the public schools, and will make their
discharging of these varying goals and responsibilities
considerably more difficult, if not impossible. All parties
have consented to the filing of this Brief and their letters of
consent have been filed with the Court.
SUMMARY OF ARGUMENT
Citing the "confusion" and "inconsistency" in this Court’s
Establishment Clause jurisprudence, and apparently as a
consequence misconstruing the pertinent precedents, the Tenth
“ Counsel for the amici curiae authored this brief in its entirety. No
person or entity, other than the amici curiae, their members, or their
counsel, made a monetary contribution to the preparation or submission of
this brief.
ee eens
2
Circuit in Bauchman effectively dismantled the wall of
separation between church and state in the public schools,
allowing a public school teacher to continue a 20-year
program of proselytism and harassment of religious dissenters.
In dismissing Ms. Bauchman’s claims and denying her
leave to amend her complaint, the Tenth Circuit relied on
numerous incorrect statements of the controlling law. Most
notably, it dispensed with the first two prongs of Lemon v.
Kurtzman, 403 U.S. 602 (1971), altogether, on the ground
that the purpose prong of Lemon "is an unworkable standard
that offers no useful guidance to courts,” 132 F.3d at 552,
substituting a watered-down version of the endorsement test,
and then relying on the proposition that the Establishment
Clause is violated only if the State has no plausible secular
purpose for its actions. /d. at 554. It further suggested that
the inquiry into "purpose" does not entail consideration of the
government actor’s subjective intent. Jd. at 560. Further, the
Tenth Circuit applied a "reasonable observer" standard in
assessing whether the effect of Mr. Torgerson’s actions was
to advance religion. Jd.
These are clear errors of law. Amici submit that despite
the fragmentation in the governing Supreme Court precedent,
Mr. Torgerson’s conduct was unquestionably beyond the pale.
The Court should make it perfectly clear that Courts of
Appeals may not hide behind conflicting dicta in the
governing jurisprudence in order to sanction proselytism.
ARGUMENT
Amici adopt the statement of the case in the Petition For
Writ of Certiorari filed by Rachel Bauchman on April 27,
1998. They write separately to emphasize one aspect of the
factual makeup of the case.
3
The Tenth Circuit’s most fundamental error was its view
that it fell within an existing line of cases involving "religious
choral music." See Doe v. Duncanville Independent School
District, 70 F.3d 402 (Sth Cir. 1995); Florey v. Sioux Falls
School District, 619 F.2d 1311 (8th Cir. 1980). This case,
however, is not about the constitutionality of the inclusion of
religious songs in a choral curriculum. It is about the
constitutionality of proselytism in a public high school setting.
A. THIS COURT’S ESTABLISHMENT CLAUSE
JURISPRUDENCE, WHICH THE TENTH CIRCUIT
CHARACTERIZED AS "MUDDLED," IS IN NEED
OF CLARIFICATION.
This Court’s Establishment Clause jurisprudence is often
criticized for a lack of clarity and consistency. See, e.g.,
Edwards v. Aguillard, 482 U.S. 578, 639 (1987) (Scalia, J.,
dissenting) (deploring the Court’s "embarrassing Establishment
Clause jurisprudence"); Rosenberger v. University of Virginia,
S15 U.S. 819, 861 (1996) (Thomas, J., concurring)
(characterizing the Court’s Establishment Clause jurisprudence
as in "hopeless disarray"); County of Allegheny v. ACLU, 492
U.S. 573, 656 (1989) (Kennedy, J., concurring in part and
dissenting in part) (observing that jurisprudence may be in
need of "[s]ubstantial revision").
The fragmentation of the Court’s decisions in this area,
see, €.g., Agostini v. Felton, 117 S. Ct. 1997 (1997) (Opinion
of the Court delivered by O’Connor, J., in which Rehnquist,
C.J., and Scalia, Kennedy, and Thomas, JJ, joined) (dissent
of Souter, J., in which Stevens and Ginsburg, JJ, joined, and
in which Breyer, J., joined as to Part ITI) (dissent of Ginsburg,
J., in which Stevens, Souter, and Breyer, JJ, joined), and the
seeming-adoption of a multitude of potentially applicable tests
4
for the public school context,* have prompted Courts of
Appeals addressing religion in the public schools to preface
their analyses with remarks on the confusion in the governing
law. See, e.g., Bauchman, 132 F.3d at 551 (referring to the
"existing, muddled Establishment Clause precedent"). In
short, the "confusion" and "muddle" in the Supreme Court
cases — a natural, but unfortunate, result of fragmentation in
the Court’s opinions — has seemingly left some Courts of
Appeals with the impression that they have a wide latitude of
choice among the Court’s dicta in this critical area of First
Amendment law, allowing them to acquiesce in impermissible
breaches of the wall of separation between church and state.
The decision of the Tenth Circuit below is illustrative.
B. THE TENTH CIRCUIT IN BAUCHMAN
MISCONSTRUED THIS COURT’S
ESTABLISHMENT CLAUSE JURISPRUDENCE.
1. The Tenth Circuit’s approach to the "purpose"
inquiry was fundamentally flawed.
This case presents fundamental issues as to the nature of
the "purpose" inquiry in Establishment Clause cases: whether
the "endorsement" test has replaced the Lemon test; whether
a defendant need only articulate some plausible secular
= The Courts of Appeals appear to believe there are three “separate” tests
of constitutionality under the Establishment Clause: the Lemon test from
Lemon vy. Kurtzman, 403 U.S. 602 (1971), an endorsement test stemming
from Justice O’Connor’s concurrence in Lynch v. Donnelly, 465 U.S. 668
(1984), and a coercion test stemming from Justice Kennedy’s opinion in
Lee v. Weisman, 505 U.S. 577 (1992). See, e.g., Duncanville, 70 F.3d
at 406 (using all three "tests" to affirm an injunction against a school and
its employees from leading, encouraging, promoting, and participating in
prayers with or among students during curricular or extracurricular
activities).
Ee
5
purpose; how a state actor’s intent is to be probed by a
reviewing court; and what sort of factual allegations on the
issue Of purpose suffice to defeat a motion to dismiss in
federal court. The Tenth Circuit’s approach to the purpose
inquiry, in which it dispensed with Lemon, ruled that the
Establishment Clause is violated only when the conduct in
question is wholly motivated by religious considerations, and
concluded that the Clause does not require a subjective inquiry
into the intent of the state actor whose conduct is at issue, was
plainly wrong.
a. The "endorsement" test neither replaces nor
eviscerates the purpose prong of the Lemon
test.
Writing that the endorsement test "is now widely accepted
as the controlling analytical framework for evaluating
Establishment Clause claims," the Tenth Circuit chose to
"apply both the purpose and effect components of the refined
endorsement test" when evaluating Ms. Bauchman’s claim.
132 F.3d at 552. It then held her to a requirement of showing
that Mr. Torgerson had no secular purpose for selecting songs
with religious content and having the choir perform in
religious venues (thus conveniently dispensing with the
remaining factual allegations relating to proselytism). Finding
a number of "plausible" secular purposes (outside the record),
the court ruled that Ms. Bauchman’s complaint "fail[ed] to
state an Establishment Clause claim under the purpose
component of the endorsement test." /d. at 555.
The Tenth Circuit’s analysis reflects a fundamental
misunderstanding of the role of the three prongs of Lemon.
As the Court wrote in Lemon itself, to be constitutional, a
challenged statute (or, here, a state actor’s conduct) must have
a secular purpose, its principal or primary effect must be one
that neither advances nor inhibits religion, and it must not
6
foster excessive entanglement with religion. See Lemon, 403
U.S. at 613. This is nothing more than an articulation of a
straightforward and traditional "purpose and effect" inquiry,
and a recognition of the clause’s ban on government
"intermeddling" in the affairs of religion.
The endorsement inquiry articulated in Lynch by Justice
O’Connor (but not accepted as a substitute for Lemon by the
Court)* does not dispense with this traditional inquiry into
the purpose and effect of a challenged government action.
Indeed, the Tenth Circuit erred in further "watering down" the
endorsement test by dispensing with the subjective inquiry into
actual purpose. As the dissent in Bauchman noted, "Justice
O’Connor, the originator of the endorsement test, believes the
proper focus . . . is the subjective purpose of the
governmental actor." 132 F.3d at 565 (Murphy, J.,
concurring in part and dissenting in part). Judge Murphy
concluded from his own review of the post-Lynch cases that
"a majority of the Court would invalidate any governmental
action subjectively intended to endorse religion." /d.
In short, contrary to the ruling of the Tenth Circuit, the
Lemon test requires a rigorous examination of a government
actor’s subjective purpose and his actual effect; and the so-
called endorsement test (which in any event does not "replace"
Lemon) requires nothing less.
2 See, e.g., Allegheny, 492 U.S. at 669 (Kennedy J., concurring in part
and dissenting in part) (joined by Rehnquist, C.J., and White and Scalia,
JJ.) ("{ T]he endorsement test is flawed in its fundamentals and unworkable
in practice.").
|
7
b. There is no basis for the Tenth Circuit’s
refusal to consider Mr. Torgerson’s actual
intent.
The Tenth Circuit next took the puzzling position that
“any attempt to use allegations regarding Mr. Torgerson’s past
conduct to evidence a continual controlling unexpressed or
psychological motive to further a religious purpose by
selecting religious songs and religious performance venues
oversteps . . . pragmatic limits on the nature of our inquiry
into the ‘actual’ purpose of the challenged conduct. Put
simply, our examination must stop short of an attempt to
discern a defendant’s psychological motives vis-a-vis his past
conduct, underlying belief system or religious character." 132
F.3d at 560. The majority continued, "Torgerson’s
‘psychological motive’ in selecting the Choir’s repertoire and
performance venues is_ constitutionally irrelevant in
determining whether he acted with the ‘actual purpose’ of
advancing religion." Jd. at 563.
The Tenth Circuit’s erroneous dichotomy between
"subjective motive" and “objective purpose" reflects its
misreading of a comment in the Mergens decision (which in
any event dealt with a statute, rather than individual conduct).
As Justice Stevens observed in that case, the government may
not act with the person»! subjective view “that it would be
desirable for people to be religious or to adhere to a particular
religion." Board of Educ. v. Mergens, 496 U.S. 226, 286
n.21 (1990) (Stevens, J., dissenting). At the same time, the
Establishment Clause is not ordinarily concerned with
"whether the legislature [or a government actor] itself behaved
religiously." Jd. Amici agree that the Clause does not require
an inquiry into whether Mr. Torgerson himself acted out of
religious fervor (i.e., whether he believed his own religion
compelled him to the actions in question). However, the
Clause unquestionably required the Tenth Circuit to determine
8
whether Mr. Torgerson subjectively intended to convert, to
further religion, to preach, or to proselytize.* And the
allegations in Ms. Bauchman’s amended complaint
unequivocally point to an intent to proselytize.*
c. Articulation of some "plausible" secular
purpose is insufficient to pass Establishment
Clause review.
The Tenth Circuit’s position that the Establishment Clause
is Only violated when the conduct in question is wholly
motivated by religious considerations — i.e., when the
reviewing court can identify no plausible secular purpose, 132
F.3d at 553-55 — is incorrect as a matter of law.
Although dicta in Lynch suggest that a plaintiff must show
that the defendant’s actions were “motivated wholly by
$
The distinction is between “why” a person takes a step, and "to what
end” he takes that step. Both are subjective inquiries. The Establishment
Clause may well forbid the former inquiry (was he acting religiously, i.e.,
did Mr. Torgerson believe he would suffer eternal damnation if he failed
to proselytize, or did he merely believe he would not be fulfilling his duties
as a member of the Mormon Church); however, it requires the latter
inquiry (did he intend to convert and proselytize, or did he intend
something more innocuous).
> See, e.g., Amended Complaint (AC) ¢ 16b (forcing students to attend
offering of prayers and sacraments); ¢ 16g (frequent discussion of religions
content of songs in order to advocate his own beliefs); ¢ 16k (invoking
prayers during choir tours); ¢ 16e (frequent performance at religious
venues); ¢ 161 (instructing class that they should understand and accept the
religious message of the songs); see also Petition at 3-4 (Torgerson
admitted his preference for Mormon students; the class under Torgerson’s
direction regularly participated in Mormon worship services; Torgerson
wrote to choir parents that he had “trouble with this separationist concept” ;
and he instructed his class that a true appreciation of music comes through
religious experience).
9
religious considerations," 465 U.S. at 680, the author of the
endorsement test has herself taken a different position. See id.
at 690-91 (O’Connor, J., concurring) ("The purpose prong of
the Lemon test requires that a government activity have a
secular purpose. That requirement is not satisfied, however,
by the mere existence of some secular purpose, however
dominated by religious purposes.").
To be sure, the Tenth Circuit’s position draws comfort
from Justice O’Connor’s concurrence in Wallace v. Jaffree,
where she wrote that "the inquiry into the purpose of the
legislature in enacting a moment of silence law should be
deferential and limited,” and that "[ijf a legislature expresses
a plausible secular purpose . . . , then courts should generally
defer to that stated intent." 472 U.S. 38, 74-75 (1985)
(O’Connor, J., concurring). This dictum, however, reflects
merely the conventional wisdom that (federal) courts should
be deferential to (federal and state) legislatures regarding the
purpose of legislation. Deference is inappropriate and
unnecessary when a case involves instead the behavior of an
individual state actor. Concerns expressed by Justice Scalia
and Chief Justice Rehnquist about discerning the motive of
individual legislators, see, e.g., Aguillard, 482 U.S. at 625,
632-33, 636-38 (Scalia, J., dissenting), simply do not apply in
the context of an individual actor who can be cross-examined.
See also Charles Black, Structure and Relationship in
Constitutional Law 77-93 (1969) (arguing that review of
articulated purpose should become less deferential the smaller
the government body in question). Moreover, deference to a
state's articulation of secular purpose is belied by the Supreme
10
Court’s actual practice. The Court has repeatedly made it
plain that a "sham" secular purpose will not be tolerated.®
Amici contend that the proper result at the initial pleading
stage was articulated in Board of Education v. Pico, 457 U.S.
853 (1982), and continues to apply in "mixed motive" cases.
A complaint survives dispositive motions if it alleges facts
showing any actual (subjective) improper purpose behind the
challenged actions. In Pico, for instance, the plaintiff's
factual allegation of an actual improper purpose for the school
board’s removal of books from the school library in question
(disagreement with the social and political views expressed
therein) was deemed sufficient to defeat a motion to dismiss,
despite the obvious possibility of other plausible explanations.
Under the Pico precedent, Ms. Bauchman’s allegations of
improper purpose are more than adequate to keep her case in
federal court and to require a trial on the issue. See id. at 875
(noting that the "evidence at most creates a genuine issue of
material fact on the critical question of the credibility of
petitioners’ justifications for their decision").
© See e.g., Aguillard, 482 U.S. at 586-87 ("While the Court is normally
deferential to a State’s articulation of a secular purpose, it is required that
the statement of such purpose be sincere and not a sham."); Epperson v.
Arkansas, 393 U.S. 97, 108 (1968) (striking down anti-evolution statute
that forbade public school teachers from teaching theory of evolution,
citing newspaper advertisements and letters supporting adoption of the
statute, and observing that it is “clear that fundamentalist sectarian
conviction was and is the law’s reason for existence"). Both of these
decisions entailed a fairly rigorous judicial inquiry into the actual purpose
of the measures at issue.
11
d. The Tenth Circuit’s purpose analysis
undermines amici’s ability to protect minority
and dissenting students.
The Tenth Circuit’s approach to the purpose inquiry tells
teachers that they may attempt to convert, and that they may
preach, discriminate, and harass, so long as they also have a
plausible (not even an “actual") secular goal in so doing. It
tells administrators that they should not bother to police
classrooms for harassment, and tells principals that it would
be a waste of time to sanction teachers for proselytism.
Indeed, under the "any plausible secular purpose" standard,
students and parents have little incentive to report arguably
unconstitutional incidents to the authorities. This casual
approach to protection of fundamental constitutional rights —
extreme deference to any plausible explanation for harassing
behavior — would be flatly unacceptable in the context of
racial harassment and discrimination; it should be equally
unacceptable in the context of proselytism.
2. The Tenth Circuit’s approach to the "effect"
inquiry was also clearly incorrect.
a. The Establishment Clause requires an inquiry
into the purpose and the effect of a challenged
action.
Amici do not suggest that a state action violates the
Establishment Clause simply because the motives of the state
actors in question were improper. If Mr. Torgerson had
intended to advance Christianity in his classroom but had been
wholly ineffective — not in fact advancing it, not in fact
endorsing it, and not in fact pushing dissenting adolescents to
the social outskirts of his classroom — then although his
actions would have been improper, the clause might not have
12
been contravened. (One might call this "harmless error."
This is not such a case. Ms. Bauchman has made a clear
showing that Mr. Torgerson’s motives were improper, and —
as explained below — that the effect of his actions was
impermissible.
b. The Tenth Circuit was incorrect to hold Ms.
Bauchman to aé “reasonable observer"
standard on the question of the effect of Mr.
Torgerson’s actions.
Another issue in the case is whether the "effect" of a
challenged practice is to be measured by an objective or
subjective standard. The Tenth Circuit was plainly wrong in
its approach to the issue, which was to judge by a reasonable
observer standard and to discount Ms. Bauchman’s allegation
of the effect of Mr. Torgerson’s actions on the grounds that
she was describing the "subjective effect of the curriculum on
(herself]." 132 F.3d at 555.
The "reasonable observer standard” finds limited support
in the writings of Justice O’Connor. See Capitol Square
Review & Advisory Board v. Pinette, 515 U.S. 753, 779
(1995) (O’Connor, J. concurring) (stating that "the
- To say that improper purpose alone will not prove an Establishment
Clause violation is not to say that it is irrelevant. Take by way of analogy
the inclusion of Mark Twain’s Huckleberry Finn in a sixth grade public
school classroom. Imagine that the sole black pupil in the class were to
complain that the inclusion of the book and, particularly, class discussions
and enactment of certain portions of the book demeaning to blacks, made
her feel "second class." Absent discriminatory intent, an equal protection
claim would not lie. Washington v. Davis, 426 U.S. 229 (1976). But if
there were evidence that the teacher’s intent in assigning the book and
assigning “skits” from the storyline was, precisely, to stamp the black
students with the stigma of the past (a “badge” of "slavery"), then the
equal protection claim would be complete.
rr
13
endorsement inquiry is not about the perceptions of particular
individuals or saving isolated nonadherents from the
discomfort of viewing symbols of a faith to which they do not
subscribe"). And it may make sense in the sort of
Establishment Clause challenges wherein it was first
articulated — cases involving government symbols that give
the appearance of institutional endorsement of religion. See,
e.g., Allegheny, 492 U.S. at 595 (Blackmun, J.) (suggesting
endorsement test is "a sound analytical framework for
evaluating governmental use of religious symbols").
But the "reasonable observer standard" is wholly
inconsistent with the "“insider/outsider doctrine" also
articulated by Justice O’Connor. Under this principle, which
reflects in part the religious persecution to which our founding
generations had been exposed in the Old World, government
action is invalid under the Establishment Clause if it "sends a
message to nonadherents that they are outsiders, not full
members of the political community, and an accompanying
message to adherents that they are insiders, favored members
of the political community." Lynch, 465 U.S. at 688. This
is inherently and inescapably a subjective inquiry, and the
facts of this case suggest precisely this insider/outsider
effect.*
If the "effect" inquiry is to be meaningful in a case, it
must be situationally specific. In this case, the inquiry must
be the effect of Mr. Torgerson’s practice on a "reasonable
adolescent religious dissenter" under the circumstances and on
Rachel Bauchman in particular. See Note, Religion and the
* See, e.g., AC § 16d (application form for choir class inquiring about
religious affiliation); { 160 (berating dissenting students); ¢ 17d (inciting
Mormon parents and children to punish and ostracize Ms. Bauchman); §
17e (suggesting Ms. Bauchman leave choir class).
14
State, 100 Harv. L. Rev. 1606, 1648 (1987) ("[If the test] is
governed by the perspective of the majority, it will be
inadequately sensitive to the impact of government actions on
religious minorities, thereby in effect basing the protection of
religious minorities on the judgment of the very majority that
is accused of infringing the minority’s religious autonomy. If
the Establishment Clause is to prohibit government from
sending the message to religious minorities or nonadherents
that the state favors certain beliefs and that as nonadherents
they are not fully members of the political community, its
application must turn on the message received by the minority
or nonadherent."); see also Laurence H. Tribe, American
Constitutional Law § 14-5 at 1177 (2d ed. 1988) ("At least
concerning public schools, the endorsement question ought to
be asked from two perspectives: that of an objective observer
sympathetic to free exercise concerns, and that of the students
involved.").
The Tenth Circuit’s abandonment of a subjective effect
inquiry eviscerates the basic proposition that the Establishment
Clause promises protection from majoritarian oppression. It
would render meaningless efforts by amici to police the
schools for harassment of individual students by teachers. It
would deny amici their ability to respond to complaints from
individual students, and indeed provides no guidance to amici
when faced down by religious majorities seeking to impose a
sectarian agenda in the local public schools.
3. The notion, seemingly embraced by the Tenth
Circuit, that unconstitutional coercion cannot
occur outside the context of a formal prayer
exercise, was also erroneous.
The Tenth Circuit declined to examine the coerciveness of
Mr. Torgerson’s religious agenda, 132 F.3d at 552 n.8,
essentially on the theory that the case was not a "school
15
prayer" case. This reflects a misunderstanding of the Court’s
coercion analysis. While a plaintiff need not prove coercion
in order to prove an Establishment Clause violation, coercion
can occur in the public schools outside the context of a formal
religious exercise, and Ms. Bauchman made a plain showing
of coercion.
The First Amendment "guarantees that government may
not coerce anyone to support or participate in religion or its
exercise." Lee v. Weisman, 505 U.S. 577, 587 (1992). See
also Engel v. Vitale, 370 U.S. 421, 431 (1962) ("When the
power, prestige, and financial support of government is placed
behind a particular religious belief, the indirect coercive
pressure upon religious minorities to conform to the prevailing
officially approved religion is plain."); see also Wallace, 472
U.S. at 60 n.51 ("This comment has special force in the
public school context where attendance is mandatory."). The
observation that religious coercion has no place in our system
of separated church and state, however, does not mean that
Establishment Clause plaintiffs must always allege and prove
coercion. Indeed, as Justice O’Connor observed in the
Allegheny case, a rule of law that "fails to take account of the
numerous more subtle ways that government can show
favoritism to particular beliefs or convey a message of
disapproval to others, would not . . . adequately protect the
religious liberty or respect the religious diversity of the
members of our pluralistic political community." Allegheny,
492 U.S. at 627-28 (O’Connor, J., concurring in part and
concurring in the judgment, joined by Brennan and Stevens,
JJ.)
In any event, Ms. Bauchman presented considerable
evidence that Mr. Torgerson’s religious agenda was coercively
ee aN TREE RENT TE
16
imposed.* Her ability to excuse herself from choir (i.e.,
because the class was elective and because she was given the
option of sitting out of religious programs while still receiving
an A) cannot as a matter of law wipe out the improper
purpose and effect of Mr. Torgerson’s proselytism.
Permitting the excusal option to negate Establishment Clause
violations effectively amounts to a rule that individual school
teachers and the school systems may preach and proselytize in
class, so long as the classes are elective. This is, of course,
flatly inconsistent with the rulings in Edwards v. Aguillard,
482 U.S. 578 (1987), and Grand Rapids v. Ball, 473 U.S.
373 (1985). In both of these cases, the Court made it clear
that religious activities on public school premises from which
students may excuse themselves are — despite the excusal
option — impermissible.”
Moreover, as Justice Brennan’s detailed concurrence in
Schempp explains, the excusal option does not remedy the
Establishment Clause problem in the public school systems
precisely because school children in particular are highly
susceptible to peer group pressure where important norms and
values are involved. Abington School District v. Schempp,
374 U.S. 203, 290-91 (1963). See also McCollum v. Board
of Education, 333 U.S. 203, 227 (1948) (Frankfurter, J.,
concurring) ("That a child is offered an alternative may reduce
9
> See, e.g., AC ¢ 16b (requiring prospective students to identify their
religion on class application forms); ¢ 16h (stating he disagreed with
Supreme Court decisions forbidding advocacy of religion in public
schools); € 16n (suggesting students who dislike prayer at graduation
should “plug their ears").
~ Portions of Ball were overruled last term, see Agostini v. Felton, 117
S. Ct. 1997 (1997), but the jurisprudential evolution in question involved
the extent to which "Shared Time" programs constitute aid in furtherance
of religion. The excusal option was not at issue.
17
the constraint; it does not eliminate the operation of influence
by the school in matters sacred to conscience and outside the
school’s domain. The law of imitation operates, and non-
conformity is not an outstanding characteristic of children.").
C. THE TENTH CIRCUIT DECISION, IF ALLOWED
TO STAND, WILL MAKE COMPLIANCE WITH
THE LAW MORE DIFFICULT FOR THE AMICI.
1. As a matter of principle, the wall of separation
between church and state should be impenetrable
in the public schools.
Any intrusion of church into the public schools is
inconsistent with the basic mission of the public school
system. Public education is designed to prepare the young for
fully-educated participation in the civic democracy, to educate
them in secular and worldly subjects, so that they may make
informed decisions as adults. See Everson v. Board of
Education, 330 U.S. 1, 23-24 (1947) (Jackson, J., dissenting)
(noting that the public schools are organized "on the premise
that secular education can be isolated from all religious
teaching so that the school can impart all needed temporal
knowledge and also maintain a strict and lofty neutrality as to
religion" and that "[t]he assumption is that after the individual
has been instructed in worldly wisdom he will be better fitted
to choose his religion"). These goals cannot be effectuated if
the school system has become a machine for the advancement
of particular religions, or if internal strife and division along
religious lines has become a primary feature of the classroom.
See Schempp, 374 U.S. at 241-42 (Brennan, J., concurring)
(noting that “the public schools serve a uniquely public
function: the training of American citizens in an atmosphere
free of parochial, divisive, or separatist influence of any sort
— an atmosphere in which children may assimilate a heritage
common to all American groups and religions").
18
Further, intrusion of church into the public schools is
particularly problematic given the unique susceptibility of
children and adolescents to peer pressure when social norms
are involved. Indeed, this fact exacerbates and magnifies the
possibility of violations of religious liberty and the possibility
of coercion. This Court has consistently and correctly
recognized that children and adolescents are uniquely subject
to the influence of teachers, administrators, and other
students. They are particularly vulnerable to policies
exhibiting a preference for one religion or another. See Bail,
473 U.S. at 390 ("The symbolism of a union betweem church
and state is most likely to influence children of tender years,
whose experience is limited and whose beliefs consequently
are the function of environment as much as of free and
voluntary choice."). The risk of undue influence warrants
especial vigilance on the part of educators and on the part of
the courts regarding any practice that might plausibly be
unconstitutional.
2. As a practical matter as well, the wall of
separation between church and state should be
impenetrable in the public schools, and the ban on
proselytism should be absolute.
Court decisions that permit "some" intrusion of religion,
on a complicated set of facts, leave the door open for
considerable disagreement at the student, school, school
board, parent, and community level about "what else is
permissible." Thus, for instance, if the same facts were to
arise in a different high school in the Tenth Circuit, subject to
just slightly nuanced variation — for example, all of the same
alleged facts plus the choir’s adoption of "The Lord Bless You
And Keep You" as a "theme song"; or all of the same alleged
facts minus the covert religious tour but plus the assignment
of even more contemporary religious pop songs; or all of the
same facts and also choir class being mandatory for all
19
students — amici would find themselves with conflicting
obligations and responsibilities. They would be forced to
predict the results of a lawsuit brought by a dissenting student,
in the wake of unstable Tenth Circuit precedent clearly out of
line with the Supreme Court precedent, while balancing
(a) the need to protect students from harassment with (b) the
need to ensure education is well-rounded and complete and (c)
the need to protect the academic freedom of teachers and
respond fairly to the requests of the community regarding
curricular and extra-curricular decisions. How, in the wake
of the Bauchman decision, could the amici effectively assess
any of the three examples above?
Amici have specific responsibilities with respect to
religious freedom and the church-state clauses. These include
intervening in teacher-on-student or student-on-student
coercive situations, maintaining a constant alert for
proselytism, warding off conflict or strife on the basis of
religious belief within the school (and within the community
regarding the school), and maintaining a constant alert for
harassment of and discrimination- against students in a
religious minority. Amici submit that ambiguities and
fragmentation in the Court’s Establishment Clause cases
permit wildcard decisions like Bauchman, and leave school
teachers and administrators without guidance in matters of
religion. Reversal of the Tenth Circuit decision and
clarification of the controlling Establishment Clause law are
seriously needed.
“ The Tenth Circuit precedent is particularly unstable given the split
panel and the subsequent evenly-divided vote on Petitioner’s request for
rehearing. Amici have little confidence that Bauchman lays out a reliable
"rule of law" for even the Tenth Circuit.
20
CONCLUSION
The Court should grant the writ of certiorari because
the case was decided wrongly, because the Court’s
Establishment Clause jurisprudence is in need of
clarification if it is to provide guidance to the lower courts
and to public school teachers and administrators, and
because maintaining the wall of separation is vital in the
public school system.
Respectfully submitted,
DAVID B. ISBELL
Counsel of Record
ERIKA F. KING
COVINGTON & BURLING
1201 Pennsylvania Ave., N.W.
Washington, D.C. 20004
(202) 662-6000
Counsel for Amici
May 29, 1998
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.