Appendix — Zimmerman v. Oregon Department of Justice
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SCOT L. ZIMMERMAN, Plaintiff,
v.
STATE OF OREGON DEPARTMENT OF
JUSTICE, Defendant.
CV 97-959-PA
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
October 31, 1997, Decided
Plaintiff Scot L. Zimmerman brings this employment dis-
crimination action against defendant Oregon Department of
Justice. Plaintiff alleges that defendant failed to accommodate
his poor eyesight while training him to work as a child sup-
port agent. Plaintiff brings claims under the Americans with
Disabilities Act of 1990 (ADA), 42 U.S.C. §§ 12101 to
12213, and state law.
Defendant moves to dismiss for failure to state a claim
and lack of subject matter jurisdiction. I grant the motion.
BACKGROUND
Plaintiff alleges that he began working for defendant on
June 21, 1995, as a trial employee. Defendant discharged him
on December 18, 1995, when he refused defendant’s request
that he remain on trial service.
After the state Employment Department denied unem-
ployment benefits, plaintiff requested administrative review.
The Employment Department initially denied plaintiff's
claim, which included allegations of discrimination, on April
App. 2
19, 1996.' After a hearing, the Employment Department
again denied plaintiff's claim on June 19, 1996.
On December 18, 1996, plaintiff filed a complaint with
the Oregon Bureau of Labor and Industries (BOLI). Johnston
Affid., Attach. B.? Plaintiff later withdrew the BOLI com-
plaint and filed this action on June 23, 1997.
STANDARDS
The court should not grani a motion to dismiss for failure
to state a claim under Federal Rule of Civil Procedure
12(b)(6) unless it appears beyond doubt that the plaintiff can
prove no facts in support of the claim. Conley v. Gibson, 355
U.S. 41, 45-46 (1957). The court should construe the com-
plaint in the light most favorable to the plaintiff. Rosen v.
Walters, 719 F.2d 1422, 1424 (9th Cir. 1983).
A motion to dismiss for lack of subject matter jurisdiction
under Federal Rule of Civil Procedure 12(b)(1) may attack
the substance of the complaint’s jurisdictional allegations
even though the allegations are formally sufficient. St. Clair
v. City of Chico, 880 F.2d 199, 201 (9th Cir. 1989).
DISCUSSION
I. Failure to File Timely Complaint With BOLI
Defendant moves to dismiss plaintiffs first two claims,
which are under Title I of the ADA, 42 U.S.C. §§ 12111 to
12117, because plaintiff filed his complaint with BOLI more
than 300 days after his alleged discharge. To bring an action
in federal court for employment discrimination under Title I
I will accept these dates as true. Plaintiff asserts them in his response
brief but not in the complaint.
Plaintiff did not allege the date of the BOLI filing in his complaint.
However, plaintiff does not dispute that the date was December 18, 1996.
See Plitf..s Memo. in Support at 2 (“Plaintiff also filed a Complaint with
the Civil Rights Division of the State of Oregon on December 18, 1996.”).
App. 3
of the ADA, a person first must file a charge of discrimination
with the federal Equal Employment Opportunity Commission
(EEOC) or with a state or local agency able to grant relief
from the unlawful employment practice. See 42 U.S.C.
§ 12117(a) (adopting Title VII’s filing requirements, which
are set forth in 42 U.S.C. § 2000e-5(e)(1)). There is a 180-
day deadiine for filing discrimination charges with the EEOC
and a 300-day deadline for filing charges with the state or lo-
cal agency. 42 U.S.C. § 2000e-5(e)(1). The filing deadline
acts as a statute of limitations and failure to file a timely
charge bars a subsequent action in federal court. Delaware
State College v. Ricks, 449 U.S. 250, 256-57 (1980).
Here, plaintiff was discharged on December 18, 1995, and
did not file a charge of discrimination with BOLI until De-
cember 18, 1996, well past the 300-day deadline. Plaintiff
contends that he beat the deadline by filing his claim for un-
employment benefits, which included allegations of discrimi-
nation, within 300 days.
I find no support for plaintiff's contention that filing a
claim for unemployment benefits with the state Employment
Department can be considered the equivalent of filing a claim
with BOLI, even if the claim includes charges of discrimina-
tion. Cf. Williams v. Board of Educ., 972 F. Supp. 248, 250
(S.D.N.Y. 1997) (filing complaint with U.S. Dep’t of Educa-
tion Office of Civil Rights not equivalent to filing with the
EEOC or a state or local agency). Plaintiff does not dispute
that BOLI, not the Employment Department, has a memoran-
dum of understanding with the EEOC to accept discrimina-
tion claims. The Employment Department’s jurisdiction is
over unemployment insurance and compensation, not dis-
crimination against disabled employees. Compare
ORS 657.601 (legislature established Employment Depart-
ment to “administer the unemployment laws,” “provide for
the operation of a state-wide employment service.” manage
an information system on the state labor market, and “provide
child care advocacy .. .”) with ORS 659.435 (legislature
App. 4
grants Commissioner of BOLI enforcement powers to correct
discrimination against disabled persons).
Plaintiff also has not shown grounds for equitable tolling.
See Irwin v. Department of Veterans Affairs, 498 U.S. 89, 96
(1990) (courts have allowed equitable tolling when the claim-
ant filed defective pleading during statutory period or was
induced by the defendant’s misconduct into missing the filing
deadline, but not when the claimant fails to exercise due dili-
gence); Baldwin County Welcome Center v. Brown, 466 U.S.
147, 151-52 (1984) (claimant who fails to act diligently can-
not invoke equitable principles to excuse lack of diligence).
Plaintiff's first two claims must be dismissed for failure to file
a timely complaint with BOLI.
II. Employment Discrimination Claim under Title II of the
ADA
Plaintiff's third claim is under Title II of the ADA, 42
U.S.C. §§ 12131 to 12134. Defendant moves to dismiss, con-
tending that Title II does not create a cause of action for em-
ployment discrimination.
The Ninth Circuit has not addressed this issue. The Justice
Department interprets Title II as prohibiting employment dis-
crimination,’ while courts addressing the issue are split, with
a majority agreeing with the Justice Department. See Bledsoe
v. Palm Beach Soil and Water Conservation Dist., 942
F. Supp. 1439, 1443 (S.D. Fla. 1996) (collecting cases and
concluding that although a majority hold that Title II creates a
cause of action for employment discrimination, majority view
is inconsistent with the ADA); Dominguez v. City of Council
Bluffs, 974 F. Supp. 732, 1997 WL 484647, at *4 (S.D. lowa
1997) (noting split of authority and following majority view).
> 28 C.F.R. § 35.140(a) (“No qualified individual with a disability shall,
on the basis of disability, be subjected to discrimination in employment
under any service, program, or activity conducted by a public entity.”’).
App. 5
I reject plaintiff's interpretation of Title II because it is in-
consistent with the structure of the ADA as a whole. In Title
I, Congress created a comprehensive scheme prohibiting em-
ployment discrimination. In Title II, headed “Public Serv-
ices,” Congress prohibited governments from discriminating
against disabled persons in providing services such as public
transportation or parks. See 42 U.S.C. § 12132 (“no qualified
individual with a disability shall, by reason of such disability,
be excluded from participation in or be denied the benefits of
the services, programs, or activities of a public entity, or be
subjected to discrimination by such entity.”); Bledsoe, 942 F.
Supp. at 1443-44. Allowing employment discrimination
claims under Title II would make Title I almost completely
redundant as applied to public employees.’ After establishing
a comprehensive statutory scheme in Title | to prohibit dis-
crimination by both public and private employers, why would
Congress then create a vague implied remedy for employment
discrimination, available only to public employees? But see
Winfrey v. City of Chicago, 957 F. Supp. 1014, 1023 (N.D.
Ill. 1997) (speculating that Congress may have considered
notice of employees’ claims unnecessary for public employ-
ers and concluding that majority view not “so absurd as to
require a different construction of the statute”). Public em-
ployees would have no reason to bring discrimination claims
under Title I if Title I] allowed them to take claims directly to
federal court without exhausting administrative remedies.
Bledsoe, 942 F. Supp. at 1445.
The wording of Title II also does not support plaintiff s
argument. As courts on both sides of the dispute have noted,
Title II does not address employment. Bledsoe, 942 F. Supp.
at 1444; Petersen v. University of Wisconsin Bd of Regents,
818 F. Supp. 1276, 1278 (W.D. Wis. 1993) (coverage of em-
* Title | applies to employers with fifteen or more employees, while Title
II applies to all governmental entities, regardless of size or number of em-
ployees.
App. 6
ployment discrimination “is not obvious from the plain lan-
guage’; finding coverage based on Justice Department rule).
One could broadly construe the phrase “services, programs, or
activities of a public entity” to include employment. How-
ever, that reading ignores Title I’s specific coverage of em-
ployment discrimination. See Decker v. University of Hous-
ton, 970 F. Supp. 575, 578 (S.D. Tex. 1997).
Plaintiff argues that I should accept the Justice Depart-
ment’s interpretation of Title II. However, courts are the final
authorities on statutory construction, and a court must reject
an agency construction that is inconsistent with the statutory
mandate. Vance v. Hegstrom, 793 F.2d 1018, 1023 (9th Cir.
1986). The Justice Department’s regulations are inconsistent
with Title Il and the entire ADA. See Bledsoe, 942 F. Supp.
at 1448-49.
I conclude that Title I] does not cover employment dis-
crimination. Accepting plaintiff's position would create a
“completely bewildering” statutory scheme:
Both Title I and Title{] II apply to employment, al-
though Title II says nothing at all on the subject and Ti-
tle | lays out a comprehensive scheme to deal with em-
ployment issues; Title I says an employer must hire 15
employees to be sued for employment discrimination,
but you can get around this under Title II if your em-
ployer is an arm of the State; Title 1 says you must ex-
haust administrative remedies, but you can ignore this
requirement too if you are employed by the State. If this
is really what Congress meant, then the ADA surely
must rank as one of the great drafting debacles of recent
umes.
Bledsoe, 942 F. Supp. at 1445-46. Plaintiff's third claim must
be dismissed for failure to state a claim.
III. Eleventh Amendment Immunity
Defendant moves to dismiss plaintiff's fourth claim,
which is under ORS 659.425, contending that the Eleventh
CPi ae ar sito
App. 7
Amendment bars the claim from being heard in federal court.
I agree.
The Eleventh Amendment protects a state from suit by its
own citizens in federal court. Clark v. State of California,
123 F.3d 1267, 1269, 1997 WL 525518, at *1 (9th Cir. 1997).
A state may lose its Eleventh Amendment immunity in two
ways: Congress can abrogate it by statute, or the state itself
may choose to waive it. /d.
Plaintiff argues, correctly, that Congress abrogated Ore-
gon’s Eleventh Amendment immunity for claims brought un-
der the ADA. See id. at *1-2. However, that abrogation ap-
plies only to claims under the ADA. The potential for sup-
plemental federal jurisdiction over state law claims cannot
abrogate a state’s Eleventh Amendment immunity.
The other exception to Eleventh Amendment immunity,
waiver by the state, also does not apply here. The court may
find a waiver only when expressly stated or “by such over-
whelming implication” as to leave no other reasonable inter-
pretation possible. See Micomonaco v. State of Washington,
45 F.3d 316, 319 (9th Cir. 1995). “For a state statute to con-
stitute waiver of Eleventh Amendment immunity, the statute
at issue must specify the state’s intention to be sued in federal
court, because the state has a constitutional interest in where
it may be sued.” /d. The statute at issue here contains no
waiver, express or implied, of Eleventh Amendment immu-
nity. I dismiss plaintiff's state law claim for lack of subject
matter jurisdiction.
CONCLUSION
Defendant’s motion to dismiss ( # 8) is granted.
DATED this 31st day of October, 1997.
OWEN M. PANNER
U.S. DISTRICT COURT JUDGE
App. 8
SCOT L. ZIMMERMAN, Plaintiff-Appellant,
Vv.
STATE OF OREGON
DEPARTMENT OF JUSTICE, Defendant-Appellee.
No. 97-36101
UNITED STATES COURT OF APPEALS FOR THE
NINTH CIRCUIT
March 18, 1999, Filed
Plaintiff brought this action claiming, in part, that defen-
dant’s employment practices discriminated against him in
violation of Title II of the Americans with Disabilities Act
(ADA), 42 U.S.C. § 12131, et seg. The district court dis-
missed the action, holding that Title II of the ADA does not
apply to employment. Addressing this issue of first impres-
sion for the Ninth Circuit, we affirm.
FACTUAL AND PROCEDURAL BACKGROUND
Because this is an appeal from the dismissal of an action
pursuant to Fed. R. Civ. P. 12(b)(6), we accept as true the
facts alleged in the complaint. Associated Gen. Contractors
of Am. v. Metropolitan Water Dist., 159 F.3d 1178, 1181 (9th
Cir. 1998).
On January 21, 1995, defendant hired plaintiff on a trial
basis as a child support agent. Plaintiff suffers from a dis-
abling eye condition that renders him visually impaired.
During his employment, plaintiff asked that defendant rea-
sonably accommodate his disability. Defendant refused and
thereafter retaliated against plaintiff. Finally, on December
18, 1995, defendant fired plaintiff.
sic aah
App. 9
On June 23, 1997, plaintiff filed this action alleging that
defendant had violated Titles I and II of the ADA and a simi-
lar state anti-discrimination statute. Zimmerman v. Oregon
Dep't of Justice, 983 F. Supp. 1327, 1328 (D. Ore. 1997). De-
fendant moved to dismiss the action pursuant to Fed. R. Civ.
P. 12(b)(6). Jd.
The district court first dismissed plaintiff's Title I claims.
holding that plaintiff had failed to file a timely charge with
the Equal Employment Opportunity Commission (EEOC).
Id. at 1328-29. The court also dismissed plaintiff's state law
claim, holding that defendant has Eleventh Amendment im-
munity. /d. at 1330-31. On appeal, plaintiff does not chal-
lenge either of those rulings.
Finally, the court dismissed plaintiff's Title II claim.
holding that Title II does not apply to employment. /d. at
1329-30. The court acknowledged that it is possible to inter-
pret the words of Title II broadly to cover employment. /d. at
1330. However, the court relied on contextual clues to reject
that interpretation:
I reject plaintiff's interpretation of Title II because it
is inconsistent with the structure of the ADA as a whole.
In Title 1, Congress created a comprehensive Statutory
scheme prohibiting employment discrimination. In Title
Il, headed “Public Services,” Congress prohibited gov-
ernments from discriminating against disabled persons
in providing services such as transportation or parks.
Allowing employment discrimination claims under Title
I] would make Title I almost completely redundant as
applied to public employees. After establishing a com-
prehensive statutory scheme in Title I to prohibit dis-
crimination by both public and private employers, why
would Congress then create a vague implied remedy for
employment discrimination, available only to public
employees? Public employees would have no reason to
bring discrimination claims under Title | if Title I al-
App. 10
lowed them to take claims directly to federal court with-
out exhausting administrative remedies.
Id. at 1329-30 (footnote and citations omitted). Plaintiff
brings this timely appeal to challenge that decision.
STANDARD OF REVIEW
We review de novo the district court’s dismissal of an ac-
tion pursuant to Fed. R. Civ. P. 12(b)(6). Steckman v. Hart
Brewing, Inc., 143 F.3d 1293, 1295 (9th Cir. 1998).
DISCUSSION
A. Statutory Overview
The ADA contains five titles: Employment (Title 1), Pub-
lic Services (Title II), Public Accommodations and Services
Operated by Private Entities (Title III), Telecommunications
(Title IV), and Miscellaneous Provisions (Title V).° Ameri-
cans with Disabilities Act of 1990, Pub. L. No. 101-336, 104
Stat. 327, 327-28 (1990). As those headings suggest, Title I
applies specifically to employment:
No covered entity shall discriminate against a qualli-
fied individual with a disability because of the disability
of such individual in regard to job application proce-
dures, the hiring, advancement, or discharge of employ-
ees, employee compensation, job training, and other
terms, conditions, and privileges of employment.
42 U.S.C. § 12112(a).
Congress has defined “covered entity” to include state
employers such as defendant. The term “covered entity” in-
cludes an “employer.” 42 U.S.C. § 12111 (2). In turn, “em-
ployer” includes a “person engaged in an industry affecting
commerce who has 15 or more employees.” 42 U.S.C. §
12111(S5)(A). Completing the picture of who is covered, the
* As codified, the telecommunications title is not a separate subchapter.
App. 11
statute defines “person” and “industry affecting commerce” to
include a governmental “industry, business or activity.” See
42 U.S.C. § 12111(7) (“The terms ‘person’ . . . and ‘industry
affecting commerce’, shall have the same meaning given such
terms in section 2000e of this title.”); 42 U.S.C. § 2000e(a)
(“The term ‘person’ includes one or more individuals, gov-
ernments, governmental agencies, political subdivisions . . .
.”; 42 U.S.C. § 2000e(h) (“The term ‘industry affecting com-
merce’ means any activity, business, or industry in commerce
or in which a labor dispute would hinder or obstruct com-
merce or the free flow of commerce and includes . . . any
governmental! industry, business, or activity.”).
Although Congress generally included governmental em-
ployers in Title I, it exempted the federal government from
that Title. See 42 U.S.C. § 12111(5)B) (“The term ‘em-
ployer’ does not include . . . the United States, a corporation
wholly owned by the government of the United States, or an
Indian tribe... .”). That being so, by including governmental
employers in Title I, but at the same time excluding federal
governmental employers, Congress was referring only to state
and local governmental employers such as defendant.
Neither party disputes that Title | ordinarily would apply
to piaintiff's action. However, Title I requires an employee
first to file a charge with the EEOC in a timely manner. See
42 U.S.C. § 12117(a) (incorporating the charge requirement
from Title VII of the Civil Rights Act of 1964, as amended).
Plaintiff failed to satisfy that requirement and, thus, is left to
argue that Title II also applies to state employment; Title II
does not require him to file a charge with the EEOC.
B. Chevron deference
Title II is the “Public Services” title of the ADA. Con-
gress required the Attorney General to promulgate regulations
implementing Title II. See 42 U.S.C. § 12134(a). Pursuant to
that grant of authority, the Attorney General has determined
that Title II applies to employment:
App. 12
No qualified individual with a disability shall, on the
basis of disability, be subjected to discrimination in em-
ployment under any service, program, or activity con-
ducted by a public entity.
28 C.F.R. § 35.140(a) (1998).
Under these circumstances, Chevron U.S.A. Inc. v. Natu-
ral Resources Defense Council, Inc., 467 U.S. 837 (1984),
governs our review of 28 C.F.R. § 35.140(a) and Title II. See,
e.g., Does 1-5 v. Chandler, 83 F.3d 1150, 1153 (9th Cir.
1996) (applying Chevron deference to other Title II regula-
tions). Although the parties agree that Chevron applies, not
surprisingly, they disagree about the outcome of a Chevron
analysis.
In Chevron, the Supreme Court devised a two-step proc-
ess for reviewing an administrative agency's interpretation of
a statute that it administers. See Chevron, 467 U.S. at 842-44.
See also Bicycle Trails Council of Marin v. Babbitt, 82 F.3d
1445, 1452 (9th Cir. 1996) (“The Supreme Court has estab-
lished a two-step process for reviewing an agency's construc-
tion of a statute it administers.”). Under the first step, we
employ our “traditional tools of statutory construction” to
determine whether Congress has expressed its intent unambi-
guously on the question before the court. Chevron, 467 U.S.
at 843 n.9. “If the intent of Congress is clear, that is the end
of the matter; for the court, as well as the agency, must give
effect to the unambiguously expressed intent of Congress.”
Id. at 842-43. If, instead, Congress has left a gap for the ad-
ministrative agency to fill, we proceed to step two. See id. at
843. At step two, we must uphold the administrative regula-
tion unless it is “arbitrary, capricious, or manifestly contrary
to the statute.” /d. at 844.
Plaintiff and the Attorney General, as amicus, argue that
Title Il is ambiguous and thus requires us to defer to the At-
torney General's regulation. Defendant, to the contrary, ar-
gues that Title I] expresses Congress’ intent unambiguously.
App. 13
We agree with defendant. Congress unambiguously ex-
pressed its intent for Title II not to apply to employment.
That being so, we end our inquiry at the first step of the Chev-
ron analysis and accord the Attorney General’s regulation no
weight. See National Credit Union Admin. v. First Nat'l
Bank & Trust Co., 522 U.S. 479 (1998) (“Because we con-
clude that Congress has made it clear that the same common
bond of occupation must unite each member of an occupa-
tionally defined federal credit union, we hold that the
NCUA’s contrary interpretation is impermissible under the
first step of Chevron.”) (emphasis in original); Sierra Club v.
United States Envtl. Protection Agency, 118 F.3d 1324, 1327
(9th Cir. 1997) (“Congress has spoken clearly on the subject
and the regulation violates the provisions of the statute. Our
inquiry ends at the first prong of Chevron.”). See also Patter-
son v. State of Ill., Dep't of Corrections, 1999 U.S. Dist.
LEXIS 1430, No. 98-4005, 1999 WL 68373, at *8 (C.D. II.
Jan. 26, 1999) (refusing to defer to 28 C.F.R. § 35.140(a), be-
cause “Congress clearly intended for employment disputes,
whether arising from public or private employment, to be
brought only under Title I of the ADA”); Decker v. Univer-
sity of Houston, 970 F. Supp. 575, 578 (S.D. Tex. 1997) (re-
fusing to defer to 28 C.F.R. § 35.140(a)), aff'd, 159 F.3d 1355
(Sth Cir. 1998) (Table).
C. Wording of Title II
Using our “traditional tools of statutory construction,”
Chevron, 467 U.S. at 843 n.9, “when interpreting a statute,
[we] look[ } first to the words that Congress used.” Sanchez
v. Pacific Powder Co., 147 F.3d 1097, 1099 (9th Cir. 1998).
“Rather than focusing just on the word or phrase at issue,
[we] look[ } to the entire statute to determine Congressional
intent.” Jd.
Title IIs operative section provides:
Subject to the provisions of this subchapter, no quali-
fied individual with a disability shall, by reason of such
App. 14
disability, be excluded from participation in or be denied
the benefits of the services, programs, or activities of a
public entity, or be subjected to discrimination by any
such entity.
42 U.S.C. § 12132. The term “public entity” means “any
State or local government” or “any department, agency, spe-
cial purpose district, or other instrumentality of a State or
States or local government.” 42 U.S.C. § 12131(1)(A) & (B).
As is evident, that section contains two clauses. First, 42
U.S.C. § 12132 says that no qualified individual with a dis-
ability shall, by reason of such disability, be excluded from
participation in or be denied the benefits of the services, pro-
grams, or activities of a public entity[.]
Congress did not define any of the terms in that clause ex-
cept “public entity” and “qualified individual with a disabil-
ity.” See 42 U.S.C. § 12131 (defining Title II's terms).
“When a statute does not define a term, we generally interpret
that term by employing the ordinary, contemporary, and
common meaning of the words that Congress used.” United
States v. Iverson, 162 F.3d 1015, 1022 (9th Cir. 1998).
A common understanding of the first clause shows that it
applies only to the “outputs” of a public agency, not to “in-
puts” such as employment. See Decker, 970 F. Supp. at 578
(“The phrase ‘services, programs, and activities,’ . . . under-
stood as a whole, focuses on a public entity's outputs rather
than inputs.”) (citation and internal quotation marks omitted).
First, employment by a public entity is not commonly thought
of as a “service, program, or activity of a public entity.” Sec-
ond, the “action” words in the sentence presuppose that the
public entity provides an output that is generally available,
and that an individual seeks to participate in or receive the
benefit of such an output.
Consider, for example, how a Parks Department would
answer the question, “What are the services, programs, and
activities of the Parks Department?” It might answer, “We
App. 15
operate a swimming pool; we lead nature walks; we maintain
playgrounds.” It would not answer, “We buy lawnmowers
and hire people to operate them.” The latter is a means to de-
liver the services, programs, and activities of the hypothetical”
Parks Department, but it is not itself a service, program, or
activity of the Parks Department.
Similarly, consider how a member of the public would an-
swer the question, “What are the services, programs, and ac-
tivities of the Parks Department in which you want to partici-
pate, or whose benefits you seek to receive?” The individual
might answer, “I want to participate in the Wednesday night
basketball league, or find out about the free children’s pro-
grams for the summer months.” The individual would not
logically answer, “I want to go to work for the Parks Depart-
ment.”
We conclude, then, that the wording of the first clause
does not suggest that Congress intended for Title II to apply
to employment.® Almost all other courts have, at least im-
plicitly, adopted the foregoing interpretation.’ In particular,
although they have held that Title II applies to employment,
they have not done so because of the wording of the first
clause. Instead, the courts that have considered that wording
have held that it does not apply to employment. See, e.g.,
Devker, 970 F. Supp. at 578 (so holding). See also Larra-
mendy v. San Mateo County Transit Dist., 1998 U.S. Dist
LEXIS 11711, No. 97-3436, 1998 WL 456283, at *3 n.1
(N.D. Cal. July 30, 1998) (holding that Title II does not apply
to the plaintiff's employment action, because the “plaintiff is
not claiming that he was trying to avail himself of a public
service, such as use of a public bus, administered by the Dis-
* If there were any doubt about the meaning of the first clause, it would be
resolved by resort to the statutorily defined term, “qualified individual
with a disability,” which we discuss in the text below.
” The only exception appears to be Dominguez v. City of Council Bluffs,
lowa, 974 F. Supp. 732, 736-37 (S.D. lowa 1997).
~
App. 16
trict; instead, he is claiming that the District, as employer,
violated his rights as an employee”); /skander v. Rodeo
Sanitary Dist., 1995 U.S. Dist. LEXIS 1620, No. C-94 0479-
SC, 1995 WL 56578, at *9 (N.D. Cal. Feb. 7, 1995) (“This
section concerns the rendering of services to the public by
public entities, i.e., public transportation. Title II is inapplica-
ble to the District’s composition of employees.”) (citation and
footnote omitted), aff'd on other grounds, 121 F.3d 715 (9th
Cir. 1997) (Table).
The second clause of 42 U.S.C. § 12132 states that no
qualified individual with a disability shall, by reason of such
disability, . . . be subjected to discrimination by any such en-
tity.
Some courts have held that the second clause is entirely
independent from the first and that it prohibits any form of
discrimination by a public entity. See Bledsoe v. Palm Beach
County Soil & Water Conserv. Dist., 133 F.3d 816, 822 (11th
Cir.) (“The language of Title II's antidiscrimination provision
does not limit the ADA’s coverage to conduct that occurs in
the ‘programs, services, or activities,’ of [a public entity].
Rather, it is a catch-all phrase that prohibits all discrimination
by a public entity, regardless of the context.”) (citation and
internal quotation marks omitted), cert. denied, 142 L. Ed. 2d
57, 119 S. Ct. 72 (1998); Innovative Health Sys., Inc. v. City
of White Plains, 117 F.3d 37, 44-45 (2d Cir. 1997) (same)
(not an employment action). See also Alberti v. City &
County of San Francisco Sheriff's Dep't, 32 F. Supp. 2d
1164, 1998 WL 954876, at *4 (N.D. Cal. 1998) (“The stat-
ute’s construction evinces congressional intent to keep the
term ‘or be subject to such discrimination’ broad. Although
Congress did not insert the word ‘employment’ it could be
read to include all forms of discrimination . . . .”); Downs v.
Massachusetts Bay Transp. Auth., 13 F. Supp. 2d 130, 135
(D. Mass. 1998) (“The [defendant] focuses exclusively on the
access to the ‘services, programs, or activities’ of public enti-
ties guaranteed by the first prong of this section, and disre-
a i i ia
App. 17
gards the general prohibition on discrimination provided by
the second prong.”).
Under that interpretation, Title II would be broad enough
to include employment discrimination by a public entity. We
do not, however, agree with that interpretation for two rea-
sons: (1) it takes the key phrase out of context, and (2) it con-
flicts with Ninth Circuit precedent.
Initially, the placement of the second clause in the single
sentence that forms 42 U.S.C. § 12132 suggests that the sec-
ond clause relates back to the same “services, programs, or
activities” of a public entity that the first clause covers.
Moreover, of course, Title II pertains to “Public Services.”
See Almendarez-Torres v. United States, 523 U.S. 224 ( 1998)
(“The title of a statute and the heading of a section are tools
available for the resolution of a doubt about the meaning of a
statute.”) (citation and internal quotation marks omitted).
Although placement of the second clause and the heading of
the section do not, by themselves, unambiguously indicate
Congress’ intent, the remainder of Title II does.
To prevail on a Title II claim, including a claim under the
second clause, a plaintiff must prove that he or she is a “quali-
fied individual with a disability.” See 42 U.S.C. § 12132 (so
providing); Weinreich v. Los Angeles County Metro. Transp.
Auth., 114 F.3d 976, 978 (9th Cir. 1997) (“To prove a public
program or service violates Title II of the ADA, a plaintiff
must show . . . [that] he is a ‘qualified individual with a dis-
ability.’”), cert. denied, 139 L. Ed. 2d 324, 118 S. Ct. 423
(1998). Title II defines that requirement:
As used in this subchapter:
The term “qualified individual with a disability”
means an individual with a disability who, with or with-
out reasonable modifications to rules, policies, or prac-
tices, the removal of architectural, communication, or
transportation barriers, or the provision of auxiliary aids
and services, meets the essential eligibility requirements
App. 18
for the receipt of services or the participation in pro-
grams or activities provided by a public entity.
42 U.S.C. § 12131(2) (emphasis added). A plaintiff is not
“qualified” to bring any Title II claim unless he or she “meets
the essential eligibility requirements” of a government serv-
ice, program, or activity provided by a public entity. The
second clause of § 12132 therefore must relate to a govern-
ment service, program, or activity; otherwise a plaintiff is not
“qualified” to bring a claim under that clause. Using the ordi-
nary meaning of the phrase emphasized above, we return to
what we said about the first clause of § 12132. Obtaining or
retaining a job is not “the receipt of services,” nor is employ-
ment a “program[ ] or activity provided by a public entity.”
Again, the “action” words in the statute assume a relationship
between a public entity, on the one hand, and a member of the
public, on the other. The former provides an output that the
latter participates in or receives.
This court already has hinted at the foregoing interpreta-
tion of the second clause. In Crowder v. Kitagawa, 81 F.3d
1480 (9th Cir. 1996), this court held that Congress’ placement
of the word “or” between the two clauses in 42 U.S.C.
§ 12132 indicates its intent to prohibit two things: “Due to the
insertion of ‘or’ between exclusion from/denial of benefits on
the one hand and discrimination by a public entity on the
other, we conclude Congress intended to prohibit two differ-
ent phenomena.” /d. at 1483. In particular, Congress in-
tended for the second clause to prohibit intentional discrimi-
nation, whereas it intended for the first clause to prohibit dis-
parate treatment of the disabled. See id. (“Congress intended
to prohibit outright discrimination, as well as those forms of
discrimination which deny disabled persons public services
disproportionately due to their disability.”).
Crowder, thus, suggests that both clauses prohibit dis-
crimination by a public entity in providing its services, pro-
grams and activities. The clauses differ only in their method
of prohibiting discrimination. See, e.g., id. at 1483-84 (“Few
App. 19
would argue that architectural barriers to disabled persons
such as stairs, or communication barriers such as the prefer-
ence for the spoken word, are intentionally discriminatory.
Yet, stairs can deny the wheelchair-bound access to services
provided on the second floor of a government building; and
communicating only by the spoken word can deny deaf per-
sons the ability to find out that it is the second floor where
they must go to obtain the services they seek.”).
In summary, the second clause of 42 U.S.C. § 12132, like
the first, prohibits discrimination only in a public entity's
“outputs.” Thus, the wording of 42 U.S.C. § 12132 does not
permit an inference that Congress intended-for Title II to ap-
ply to employment.
D. Structure of the ADA
Even were the wording of Title II ambiguous, by itself,
the structure of the ADA as a whole unambiguously demon-
Strates that Congress did not intend for Title II to apply to
employment. See National R.R. Passenger Corp. v. Boston &
Maine Corp., 503 U.S. 407, 417 (1992) (“In ascertaining
whether the agency’s interpretation is a permissible construc-
tion of the language, a court must look to the structure and
language of the statute as a whole.”’).
The structure of the ADA demonstrates congressional in-
tent in five main ways: (1) Congress placed employmen!-
specific provisions in Title I, which it labeled “Employment,”
whereas Congress placed no employment-related provisions
in Title Il, which it labeled “Public Services.” (2) Congress
defined “qualified individual with a disability” differently in
Title I than in Title II. In Title I, a person is “qualified” if the
person can work, whereas in Title II a person is “qualified” if
the person is eligible to receive services or participate in a
publicly provided program. (3) Allowing employment dis-
crimination claims under Title II would make Title | redun-
dant as applied to public employees and would eviscerate the
procedural requirements of Title I for those employees. (4)
App. 20
Congress gave regulatory authority to different agencies for
Title I and Title II. Congress gave authority over Title I to the
EEOC, the agency that administers most federal employment-
related statutes. (5) Congress expressly linked the employ-
ment-related provisions of the Rehabilitation Act to Title I of
the ADA, not to Title II. We discuss each of those aspects of
the ADA’s structure in turn.
First, Title 1 contains detailed and comprehensive em-
ployment provisions. Title II, on the other hand, is com-
pletely devoid of any employment provisions. For example,
in Title I (“Employment”), the term “qualified individual with
a disability” speaks to a person's qualifications to work. By
contrast, as discussed above, in Title II (“Public Services”) a
“qualified individual with a disability” means a person who is
eligible to receive services or to participate in a publicly pro-
vided program or activity. Compare 42 U.S.C. § 12111(8)
(Title I):
As used in this subchapter:
The term “qualified individual with a disability”
means an individual with a disability who, with or with-
out reasonable accommodation, can perform the essen-
tial functions of the employment position that such indi-
vidual holds or desires. For the purposes of this sub-
chapter, consideration shall be given to the employer's
judgment as to what functions of a job are essential, and
if an employer has prepared a written description before
advertising or interviewing applicants for the job, this
description shall be considered evidence of the essential
functions of the job.
with 42 U.S.C. § 12131(2) (Title II):
As used in this subchapter:
The term “qualified individual with a disability”
means an individual with a disability who, with or with-
out reasonable modifications to rules, policies, or prac-
tices, the removal of architectural, communication, or
App. 21
transportation barriers, or the provision of auxiliary aids
and services, meets the essential eligibility requirements
for the receipt of services or the participation in pro-
grams or activities provided by a public entity.
Likewise, in Title I, “reasonable accommodation” addresses
specifically the needs of the disabled in the workplace. Title
II does not contain a similar definition. Compare 42 U.S.C. §
12111(9) (Title I):
As used in this subchapter:
The term “reasonable accommodation” may include -
(A) making existing facilities used by employees
readily accessible to and usable by individuals with dis-
abilities; and
(B) job restructuring, part-time or modified work
schedules, reassignment to a vacant position, acquisition
or modification of equipment or devices. appropriate
adjustment or modifications of examinations, training
materials or policies, the provision of qualified readers
or interpreters, and other similar accommodations for
individuals with disabilities.
with 42 U.S.C. § 12131 (Title II) (using the undefined term
“reasonable modification”).
Congress thus crafted extensive employment-specific
provisions in Title I. It omitted any mention of employment
in Title II. In that circumstance, we must give effect to the
different wording and different focus of the two provisions.
See Russello v. United States, 464 U.S. 16, 23 (1983)
(“Where Congress includes particular language in one section
of a statute but omits it in another section of the same Act, it
is generally presumed that Congress acts intentionally and
purposely in the disparate inclusion or exclusion.”) (citation
and internal quotation marks omitted). See also Patterson,
1999 WL 68373, at *7 (relying, in part, on the different defi-
nitions of “qualified individual with a disability” to hold that
App. 22
“Congress never intended for Title II to cover employment
disputes’’).
We turn next to the principle of giv‘ng full effect to each
provision of a statute. Congress consciously and expressly
chose to include the employment practices of state and local
governments in Title I. To hold that Title II also governs
their employment practices would render Congress’ special
effort to ensure their inclusion in Title I superfluous. Public
employees could avoid the procedural requirements of Title I
by pursuing all their claims under Title II]. This court gener-
ally refuses to interpret a statute in such a manner. See
Northwest Forest Resource Council v. Glickman, 82 F.3d
825, 834 (9th Cir. 1996) (“We have long followed the princi-
ple that statutes should not be construed to make surplusage
of any provision.”) (citation and internal quotation marks
omitted).
Titles I and II of the ADA incorporate their remedies and
procedures from different acts: Title | incorporates provisions
of Title VII of the Civil Rights Act of 1964, as amended,®
while Title II incorporates provisions of the Rehabilitation
Act.” Title I thereby incorporates Title VII's charge require-
ment, whereas Title II] incorporates the Rehabilitation Act's
provisions, which do not require an employee to pursue any
administrative relief. See Smith v. Barton, 914 F.2d 1330,
* See 42 U.S.C. § 12117(a) (Title 1) (“The powers, remedies, and proce-
dures set forth in sections 2000e-4, 2000e-5 [charge requirement}, 2000e-
6, 2000e-8 and 2000e-9 of this title [Title VII] shall be the powers, reme-
dies, and procedures this subchapter provides to the Commission, to the
Attorney General, or to any person alleging discrimination on the basis of
disability in violation of any provision of this chapter, or regulations
promulgated under section 12116 of this title, concerning employment.”).
* See 42 U.S.C. § 12133 (Title 11) (“The remedies, procedures, and rights
set forth in section 794a of Title 29 [the Rehabilitation Act] shall be the
remedies, procedures, and rights this subchapter provides to any person
alleging discrimination on the basis of disability in violation of section
12132 of this title.”).
App. 23
1338 (9th Cir. 1990) (“Private plaintiffs suing under section
504 [of the Rehabilitation Act] need not first exhaust admin-
istrative remedies.”). Allowing employment claims under
Title II would render the charge requirement completely su-
perfluous for public employees.
Next, we consider Congress’ choices respecting delega-
tion of authority to the Executive Branch. Titles I and II dele-
gate the responsibility to promulgate regulations to different
agencies. Title I requires the EEOC to issue regulations in-
terpreting that title. 42 U.S.C. § 12116. Title II, on the other
hand, gives that power to the Attorney General. 42 U.S.C. §
12134(a). If both Title I and II apply to disability discrimina-
tion in employment, then it is possible for state and local gov-
ernments to be subjected to conflicting regulations.
Congress was aware of the problem that conflicting regu-
lations could create. In response to that potential problem,
Congress ordered the agencies charged with enforcing Title I
(the EEOC) and the Rehabilitation Act of 1973 (the Attorney
General) to “develop procedures to ensure that administrative
complaints filed under this subchapter and under the Reha-
bilitation Act of 1973 are dealt with in a manner that avoids
duplication of effort and prevents imposition of inconsistent
or conflicting standards for the same requirements under this
subchapter and the Rehabilitation Act of 1973.” 42 U.S.C. §
12117(b). Congress’ failure to include a similar provision for
coordination between Titles I and II is evidence that it did not
intend for the Attorney General to have any power over em-
ployment under Title II; it never envisioned that there could
be a conflict.
Finally, the ADA’s linkage of Title I and the Rehabilita-
tion Act establishes that Congress thought that the ADA’s
employment-related provisions were embodied in Title I. not
Title II]. Congress made this linkage even stronger in 1992
when it amended the Rehabilitation Act to incorporate em-
ployment-related standards from Title I, not Title II:
App. 24
The standards used to determine whether this section
has been violated in a complaint alleging employment
discrimination under this section shall be the standards
applied under title I of the Americans with Disabilities
Act of 1990 (42 U.S.C. 12111 et seq.) and the provisions
of sections 501 through 504, and 510, of the Americans
with Disabilities Act of 1990 (42 U.S.C. 12201-12204
and 12210), as such sections relate to employment.'°
29 U.S.C. § 794(d) (emphasis added).''
In conclusion, when viewed as a whole, the text, context
and structure of the ADA show unambiguously that Congress
did not intend for Title II to apply to employment. Under
these circumstances, we do not resort to legislative history,
and we do not defer to the Attorney General’s regulation.
See, e.g., Sloan v. West, 140 F.3d 1255, 1261 (9th Cir. 1998)
(“If the intent of Congress is clear from the face of the statu-
tory language, we must give effect to the unambiguously ex-
pressed Congressional intent.”); Moyle v. Director, Office of
Workers’ Comp. Programs, 147 F.3d 1116, 1120 (9th Cir.
1998) (“When interpreting a statute, we ordinarily first look
to the plain meaning of the language used by Congress. But if
the statute is ambiguous, we consult the legislative history, to
the extent that it is of value, to aid in our interpretation.”) (ci-
tation and internal quotation marks omitted), petition for cert.
filed, 67 U.S.L.W. 3394 (U.S. Dec. 3, 1998) (No. 98-927). '
'° The other cited sections of the ADA are among the “Miscellaneous Pro-
visions.”
'' Ordinarily, the 1992 Congress’ interpretation of a 1990 statute would
provide no guidance. However, 1992 was the first year in which the ADA
took effect, so the 1992 Congress was the first Congress that had to ad-
dress the interrelationship between the ADA and the Rehabilitation Act.
'? The Eleventh Circuit in Bledsoe stated that “extensive legislative com-
mentary regarding the applicability of Title I] to employment discrimina-
tion, however, is so pervasive as to belie any contention that Title II does
not apply to employment actions.” Bledsoe, 133 F.3d at 821. We again
part ways with the Eleventh Circuit. We have reviewed the legislative
App. 25
E. Rehabilitation Act
1. Express incorporation
Plaintiff and amicus argue that Title II expressly incorpo-
rates the Rehabilitation Act’s prohibition on employment dis-
crimination. We disagree.
Plaintiff and amicus rely, first, on 42 U.S.C. § 12133,
which provides:
The remedies, procedures, and rights set forth in sec-
tion 794a of Title 29 [the Rehabilitation Act] shall be the
remedies, procedures, and rights this subchapter pro-
vides to any person alleging discrimination on the basis
of disability in violation of section 12132 of this title.
(Emphasis added.) Because one of the “rights” in the Reha-
bilitation Act is the right to be free from employment dis-
crimination, plaintiff and amicus argue, 42 U.S.C. § 12133
incorporates that “right” into Title II.
However, 42 U.S.C. § 12133 incorporates only one sec-
tion of the Rehabilitation Act: 29 U.S.C. § 794a. That sec-
tion includes the Rehabilitation Act's procedural rights, not
its substantive rights. Congress’ choice to incorporate one
section of the Rehabilitation Act, which provides certain pro-
cedures, does not demonstrate that Congress also intended to
incorporate the rest of the Rehabilitation Act’s substance. In-
deed, it demonstrates precisely the opposite. See, e.g.,
Longview Fibre Co. v. Rasmussen, 980 F.2d 1307, 1313 (9th
Cir. 1992) (“No sensible person accustomed to the use of
words in laws would speak so narrowly and precisely of par-
ticular statutory provisions, while meaning to imply a more
general and broad coverage than the statutes designated. In
this case, expressio unius est exclusio alterius.”).
Second, plaintiff and amicus rely on 42 U.S.C. §
12134(b), which provides in part:
history thoroughly and find it ambiguous at best. More importantly, we
are bound by what Congress actually enacted.
App. 26
Regulations under subsection (a) of this section shall
be consistent with this chapter and with the coordination
regulations under part 41 of title 28, Code of Federal
Regulations (as promulgated by the Department of
Health, Education, and Welfare on January 13, 1978),
applicable to recipients of Federal financial assistance
under section 794 of Title 29.
They argue that, because 28 C.F.R. § 41.1 ef seq. (1989) pro-
hibited employment discrimination, the foregoing provision
demonstrates Congress’ intent to incorporate that prohibition
into Title II]. See 28 C.F.R. §§ 41.52-41.55 (so prohibiting).
See also 28 C.F.R. § 35.140 App. A (“The statutory language
of section [12134] of the ADA requires the Department to
issue a regulation that is consistent with the ADA and the De-
partment’s coordination regulation under section 504, 28
C.F.R. part 41. The coordination regulation specifically re-
quires nondiscrimination in employment.”). We again dis-
agree.
Unlike 42 U.S.C. § 12133, 42 U.S.C. § 12134(b) does not
suggest that Congress intended to incorporate any provisions
from the Rehabilitation Act into Title II. Instead, 42 U.S.C. §
12134(b) merely requires the Attorney General to ensure that
the regulations are “compatible” to the extent that they over-
lap. See, e.g., Webster’s Third New Int'l Dictionary 484 (un-
abridged ed. 1993) (“Consistently [means] . . . compatibly . . .
congruously . . . [or] in harmony with.”). The regulations in
question embrace four main topics: They define terms such
as “handicap” or “disability”; list types of prohibited dis-
crimination in programs, activities, and services; list types of
prohibited discrimination in employment, and set accessibility
standards. Because of the several topics, of which employ-
ment is but one, we infer that Congress intended employment
to be an area of regulatory overlap.
We conclude that Congress did not expressly incorporate
the substantive employment provisions of the Rehabilitation
Act into Title II.
App. 27
2. Implied incorporation
Even if Title II of the ADA does not expressly incorporate
the Rehabilitation Act’s substantive employment rights,
plaintiff and amicus argue, it impliedly incorporates those
rights. We are not persuaded.
Congress did model Title II on the Rehabilitation Act. See
Weinreich, 114 F.3d at 978 (“Title li of the ADA was ex-
pressly modeled after Section 504 of the Rehabilitation Act . .
..”). Plaintiff and amicus argue that, because Title II merely
expands the reach of the Rehabilitation Act, Title II must also
apply to employment.
Unlike the Rehabilitation Act, Title II applies to all public
entities, whether or not they receive federal financial assis-
tance. Thus, in some respects, it is true that Congress broad-
ened the provisions of the Rehabilitation Act in Title II.
On the other hand, the Rehabilitation Act also applied
(and still does apply) to private entities that receive federal
financial assistance. See 29 U.S.C. § 794(b) (“The term ‘pro-
gram or activity’ means all operations of . . . an entire corpo-
ration, partnership, or other private organization . . . .”) (em-
phasis added). See also Jacobson v. Delta Airlines, Inc., 742
F.2d 1202, 1209 (9th Cir. 1984) (holding that private airlines
are subject to the Rehabilitation Act if they receive federal
subsidies). Congress did not make private entities subject to
Title II; instead, they are subject only to Titles I, II], and V. In
other words, Congress also limited the reach of the Rehabili-
tation Act in Title II.
In the circumstances, Congress’ use of the Rehabilitation
Act as a model for Title II does not, standing alone, evidence
Congress’ intent to incorporate the employment provisions
from that Act into Title II, as distinct from Title I. Rather, we
must examine carefully the similarities and differences be-
tween the two statutes to determine whether Congress had
such an intent.
App. 28
Plaintiff and amicus note that Title I] contains wording
that is similar to the wording found in § 504 of the Rehabili-
tation Act. Before the enactment of the ADA, the Supreme
Court had held that § 504 applies to employment. Consoli-
dated Rail Corp. v. Darrone, 465 U.S. 624, 631-34 (1984).
Plaintiff and amicus argue that we must interpret Title II,
likewise, to apply to employment. See, e.g., Bledsoe, 133
F.3d at 821 (“It is significant that Congress intended Title II
to work in the same manner as Section 504 of the Rehabilita-
tion Act, because Section 504 was so focused on employment
discrimination that Congress enacted subsequent legislation to
clarify that Section 504 applied to other forms of discrimina-
tion in addition to employment discrimination.”) (citing Con-
solidated Rail, 465 U.S. at 626-32); Alberti, 1998 WL
954876, at *5 (“Congress modeled Title II of the ADA after
the Rehabilitation Act. ... When Congress passed the ADA
in 1990, it was clearly established that the Rehabilitation Act
covers employment discrimination.”) (citing Consolidated
Rail, 465 U.S. at 624); Downs, 13 F. Supp. 2d at 135 (“Lan-
guage in § 504 very similar to that of 42 U.S.C. § 12132 (and
similarly devoid of express reference to employment) had
long been understood to prohibit employment discrimina-
tion.”) (citing Consolidated Rail, 465 U.S. at 632); Ethridge
v. Alabama, 847 F. Supp. 903, 906 (M.D. Ala. 1993) (“A
primary purpose of § 12131 was to extend the reach of § 504
of the Rehabilitation Act of 1973 . . . Section 504, including
its amendments and regulations, clearly applies to employ-
ment discrimination.”) (citing Consolidated Rail, 465 U.S. at
626).
The answer is not so simple, for four reasons. (1) Textu-
ally, Congress did not borrow the wording of § 504 verbatim
when it drafted Title II, although the phrasing of the two stat-
utes is similar. (2) Contextually, surrounding sections of the
Rehabilitation Act relate explicitly to employment, whereas
no section of Title II relates to employment. (3) The Congres-
sional purpose to cover employment could not be carried out
App. 29
under the Rehabilitation Act except by construing its sole op-
erative provision, § 504, to encompass employment, whereas
the Congressional purpose ito cover employment is carried out
in a separate operative provision of the ADA (Title I). (4)
Congress has linked the Rehabilitation Act to Title I, but not
Title II, of the ADA.
We turn firsto-the-statutory text. “When a legislature
borrows an already judicially interpreted phrase from an old
statute to use it in a new statute, it is presumed that the legis-
lature intends to adopt not merely the old phrase but the judi-
cial construction of that phrase.” Long v. Director. Office of
Workers’ Comp. Programs, 767 F.2d 1578, 1581 (9th Cir.
1985) (citation and internal quotation marks omitted). See
also Collings v. Longview Fibre Co., 63 F.3d 828. 832 n.3
(9th Cir. 1995) (“The legislative history of the ADA indicates
that Congress intended judicial interpretation of the Reha-
bilitation Act be incorporated by reference when interpreting
the ADA.”). That rule of interpretation makes sense, how-
ever, only when the new statute contains materially the same
phrase as is found in the old statute. Here. Congress chose
not to adopt the broad wording of the Rehabilitation Act.
When the Supreme Court interpreted § 504 of the Reha-
bilitation Act, that section provided in part:
No otherwise qualified handicapped individual in the
United States, as defined in section 706(7) of this title,
shall, solely by reason of his handicap, be excluded from
the participation in, be denied the benefits of, or be sub-
ject to discrimination under any program or activity re-
ceiving Federal financial assistance or under any pro-
gram or activity conducted by any Executive agency or
by the United States Postal Service.
29 U.S.C. § 794 (1984) (emphasis added); Consolidated Rail,
465 U.S. at 632. The Rehabilitation Act’s phrase “under any
program or activity receiving Federal financial assistance” is
App. 30
broader than Title II’s phrase, “in . . . the services, programs,
or activities of a public entity.”
The focus of the emphasized phrase in § 504 of the Reha-
bilitation Act is the receipt of Federal financial assistance.
See Consolidated Rail, 465 U.S. at 631-36 (discussing the
meaning of the requirement that a program receive Federal
financial assistance). Discrimination is prohibited under any
program or activity that receives such assistance. This focus
naturally encompasses the entire operation of the program or
activity, for its federal funding may well flow into compensa-
tion for employees.
To the extent that there was any ambiguity about the
breadth of that wording when the Supreme Court decided
Consolidated Rail, Congress amended § 504 in 1988 to make
its breadth clear. That amendment defined the term “program
or activity” to include “all of the operations” of the entity.’
By contrast, the focus of Title I] of the ADA is on the
services, programs, or activities that a public entity provides.
That is an outward-looking focus.
In summary, when Congress enacted the ADA, § 504’s
“under any program or activity” wording was very broad.
Congress’ decision to use a narrower phrase in Title II indi-
cates its intent for Title II not to be coextensive with the Re-
habilitation Act.
'' Title 29 U.S.C. § 794(b) provides in part:
For the purposes of this section, the term “program or activity”
means all of the operations of -
(1)(A) a department, agency, special purpose district, or other
instrumentality of a State or of a local government; or
(B) the entity of such State or local government that dis-
tributes such assistance and each such department or agency (and
each other State or local government entity) to which the assistance
is extended, in the case of assistance to a State or local govern-
ment{[.]
App. 31
Moreover, unlike Title II of the ADA, the Rehabilitation
Act contained several employment-related provisions. For
example, Congress limited the application of § 504 to an
“otherwise qualified handicapped individual in the United
States, as defined in section 706(7).” 29 U.S.C. § 794 (1984).
In turn, 29 U.S.C. § 706(7) defines that term solely in relation
to employment. See 29 U.S.C. § 706(7)(A) (1984) (“The
term ‘handicapped individual’ means any individual who (i)
has a physical or mental disability which for such individual
constitutes or results in a substantial handicap to employment;
and (ii) can reasonably be expected to benefit in terms of em-
ployability.”) (emphasis added). See also 29 U.S.C. §
706(7)(B) (1984) (“For purposes of sections 793 and 794 of
this title as such sections relate to employment, such term
does not include any individual who is an alcoholic or drug
abuser whose current use of alcohol or drugs prevents such
individual from performing the duties of the job in question or
whose employment, by reason of such current alcohol or drug
abuse, would constitute a direct threat to property or the
safety of others.”’) (emphasis added).
In fact, one of Congress’ express purposes in enacting the
Rehabilitation Act was to “promote and expand employment
opportunities in the public and private sectors for handi-
capped individuals.” See Consolidated Rail, 465 U.S. at 626
(quoting 29 U.S.C. § 701(8) (1973)). These textual and con-
textual clues demonstrated that Congress intended for the Re-
habilitation Act to apply to employment despite the absence
of an express mention of employment in § 504 itself.
By contrast, Title II contains no employment-specific
provisions. Congress placed all of those provisions in Title I.
Unlike the ADA, the Rehabilitation Act has no separate title
specifically governing employment. See, e.g., Consolidated
Rail, 465 U.S. at 632 n.13 (contrasting the Civil Rights Act of
1964 because, “as the Court of Appeals observed, it was un-
necessary to extend Title VI more generally to ban employ-
App. 32
ment discrimination, as Title VIi comprehensively regulates
such discrimination”).
The Supreme Court’s interpretation of Title IX of the
Education Amendments of 1972 (which the Supreme Court
also has held applies to employment) highlights the effect of*
that difference in statutory structure. See North Haven Bd. of
Educ. v. Bell, 456 U.S. 512 (1982) (construing Title IX). Title
IX provides in part:
No person in the United States shall, on the basis of
sex, be excluded from participation in, be denied the
benefits of, or be subjected to discrimination under any
education program or activity receiving Federal finan-
cial assistance ....
20 U.S.C. § 1681(a) (emphasis added). As does the Reha-
bilitation Act, Title IX contains the phrase “under any .. .
program or activity receiving Federal financial assistance,”
which is broader than the corresponding phrase in Title II of
the ADA. The Supreme Court noted that the wording of Title
IX was “broad” and that it “favored” inclusion of employees.
North Haven, 456 U.S. at 520, 522. Even so, before con-
cluding that Title IX covered employment, the Court rea-
soned:
If we are to give [Title IX] the scope that its origins
dictate, we must accord it a sweep as broad as its lan-
guage. Because [Title IX] neither expressly nor im-
pliedly excludes employees from its reach, we should
interpret thé provision as covering and protecting these
“persons” unless other considerations counsel to the
contrary.
Id. at 521 (emphasis added) (citations and internal quotation
marks omitted).
There is no need under the ADA to interpret Title Il
broadly “to give [the ADA] the scope that its origins dictate.”
Unlike both Title IX and the Rehabilitation Act, the ADA
contains a detailed, separate employment discrimination title.
App. 33
Title I protects nearly all state and local government employ-
ees even if Title II does not apply to employment. See Bled-
soe v. Palm Beach Soil & Water Conserv. Dist., 942 F. Supp.
1439, 1444 n.4 (S.D. Fla. 1996) (“The Court recognizes that
the Supreme Court has construed similar language in the Re-
habilitation Act to include employment. However, the Reha-
bilitation Act only applied to any ‘program or activity,’ and
added that these were to be construed to include ‘all opera-
tions’ of the covered entities. The Court believes that by...
creating an entire new section devoted to employment, Con-
gress meant to bifurcate the ADA into one section dealing
with public and private employment relationships, and one
section dealing with government services.”) (citation omit-
ted), rev'd, 133 F.3d 816 (11th Cir.), cert. denied, 119 S. Ct.
72 (1998)."
Finally, as noted above, Congress amended the Rehabili-
tation Act to incorporate the employment provisions from Ti-
tle I of the ADA. See 29 U.S.C. § 794(d) (quoted at p. 2345
above). Because Congress expressly linked the Rehabilitation
Act’s employment provisions to Title I (but not to Title II), “it
would seem rather bizarre to find an employment cause of
action in Title II of the ADA on the grounds that Title II is
tied to the Rehabilitation Act, when the Rehabilitation Act
itself ties its employment cause of action to Title I.” Bledsoe,
942 F. Supp. at 1446.
In summary, the Rehabilitation Act does not provide a ba-
sis for interpreting Title II to apply to employment. To the
contrary, the differences between that Act and Title II further
Support the conclusion that Congress did not intend for Title
I] to apply to employment.
'* As the citation shows, the Eleventh Circuit has reversed the district
court’s decision in Bledsoe. We cite the district court’s decision for the
strength of its reasoning and not the force of its authority.
App. 34
F. Precedent
We are mindful that most courts have held that Title II
applies to employment. Ordinarily, we would find it difficult
to hold that the wording of a statute unambiguously indicates
a contrary congressional intent in the face of such precedent.
However, those courts generally have ignored the wording of
Title II altogether,'* including the definition of “qualified in-
dividual with a disability” from that Title and the surrounding
words in 42 U.S.C. § 12132. Instead, they have: (1) assumed
without analysis that Title II applies to employment,'® (2) re-
lied only on the Attorney General’s regulation and the legis-
lative history of the ADA, without discussion of the statutory
text and context,'’ (3) relied on the Rehabilitation Act without
'S The major exception is the Eleventh Circuit’s decision in Bledsoe.
Like the cases listed infra at footnote 13, that court relied primarily on the
ADA’s legislative history and the Attorney General’s regulation. See
Bledsoe, 133 F.3d at 821-22. However, the court also justified its result
with reference to the second clause of § 12132, which it described as a
““catch-all phrase that prohibits all discrimination by a public entity.’” /d.
at 822 (citation omitted); See also Alberti, 1998 WL 954876, at *4 (rely-
ing on the second clause of § 12132); Downs, 13 F. Supp. 2d at 135 (re-
lying on the second clause of § 12132). However, for reasons that we
already have discussed, we do not think that this reading of the statutory
text is correct.
'© See, e.g., Holmes v. Texas A & M Univ., 145 F.3d 681, 683-84 (Sth Cir.
1998); Doe v. University of Maryland Med. Sys., 50 F.3d 1261, 1264-65 &
n.9 (4th Cir. 1995); Motto v. City of Union City, 1997 WL 816509, at *8
(D.N.J. Aug, 27, 1997); Davoll v. Webb, 943 F. Supp. 1289, 1297 (D.
Colo. 1996); Dertz v. City of Chicago, 912 F. Supp. 319, 323-25 (N.D. Ill.
1995), reconsidered in part on other grounds, 1997 WL 85169 (Feb. 24,
1997); Doe v. County of Milwaukee, 871 F. Supp. 1072, 1074 (E.D. Wis.
1993); Eisfelder v. Michigan Dept. of Natural Resources, 847 F. Supp. 78,
83-84 (W.D. Mich. 1993); Finley v. Giacobbe, 827 F. Supp. 215, 219 n.3
(S.D.N.Y. 1993).
"" See, e.g., Hernandez v. City of Hartford, 959 F. Supp. 125, 133 (D.
Conn. 1997) (“On its face, Title II prohibits discrimination in ‘public
services’. A plain reading of the section does not reveal whether Title Il
covers employment discrimination addressed more specifically in Title I.
The regulations under and the legislative history of ADA Title I] make it
A i ag me i te
App. 35
analyzing whether Congress intended to incorporate its prohi-
bition against employment discrimination into Title 1,"® or
(4) relied solely on the foregoing precedent without inde-
pendent consideration of the problem.'? Because of the lim-
ited analysis performed in those cases - in particular, their
failure to consider the statutory text and context carefully - we
simply do not find them persuasive.
CONCLUSION
We realize that our decision creates an inter-circuit split
of authority. Although we are hesitant to create such a split,
and we do so only after the most painstaking inquiry, we must
follow the unambiguously expressed intent of Congress. We
therefore hold that Title II does not apply to employment.
AFFIRMED.
clear, however, that § 12132 prohibits employment discrimination by
public entities on the basis of disability.”) (footnote and citation omitted);
Wagner v. Texas A & M Univ., 939 F. Supp. 1297, 1309 (S.D. Tex. 1996)
(“Although it is not apparent from the plain language of § 12132, the
regulations issued by the Department of Justice make it clear that the pro-
hibition against discrimination by public entities includes employment
discrimination.”). See also Winfrey v. City of Chicago, 957 F. Supp.
1014, 1023 n.7 (N.D. Ill. 1997) (similar); Silk v. City of Chicago, No. 95 C
0143, 1996 WL 312074, *10 (N.D. Ill. June 7, 1996) (similar); Benedum
v. Franklin Township Recycling Center, No. 95-1343, 1996 WL 679402,
at *5 (W.D. Pa. Sept 12, 1996) (similar); Petersen v. Univ. of Wisconsin
Bd. of Regents, 818 F. Supp. 1276, 1278 (W.D. Wis. 1993) (similar).
'§ See, e.g, Bledsoe, 133 F.3d at 821; Alberti, 1998 WL 954876, at *5:;
Downs, 13 F. Supp. 2d at 135; Ethridge, 847 F. Supp. at 906.
9 See, e.g., Saylor v. Ridge, 989 F. Supp. 680, 688 (E.D. Pa. 1998) (“We
are inclined to follow the reasoning and holdings of our brethren which
also appears to be the view followed by the majority of courts nationwide
which have confronted this issue.”). See also Magee v. Nassau County
Medical Center, 27 F. Supp. 2d 154, 159 (E.D.N.Y. 1998) (similar); Fo-
bar v. City of Dearborn Heights, 994 F. Supp. 878, 885 n.3 (E.D. Mich.
1998) (similar); Bruton v. Southeastern Penn. Transp. Auth., No. 94- CV-
3111, 1994 WL 470277, at *2 (E.D. Pa. Aug. 19, 1994) (similar).
App. 36
SCOT L. ZIMMERMAN, Plaintiff-Appellant,
Vv.
STATE OF OREGON
DEPARTMENT OF JUSTICE, Defendant-Appellee.
No. 97-36101
UNITED STATES COURT OF APPEALS FOR THE
NINTH CIRCUIT
July 28, 1999, Filed
The panel has voted to deny the petition for rehearing en
banc.
The full court was advised of the petition for rehearing en
banc. A judge of the court requested a vote on whether to
rehear the matter en banc. The matter failed to receive a ma-
jority of the votes of the nonrecused active judges in favor of
en banc consideration. Fed. R. App. P. 35.
The petition for rehearing en banc is DENIED.
REINHARDT, Circuit Judge, with whom Circuit Judges
PREGERSON and HAWKINS join, dissenting from the de-
nial of reconsideration en banc:
I dissent from the court’s refusal to reconsider, en banc,
the panel’s decision in this important case of national signifi-
cance. The panel’s opinion holding that Title II of the Ameri-
cans with Disabilities Act (ADA) does not prohibit employ-
ment discrimination by public entities is directly contrary to
the plain language of the statute, to the clearly expressed in-
tent of Congress, and to the Department of Justice’s authori-
tative implementing regulations. Moreover, the panel’s
:
'
Ne tc ot. 1 aerate
App. 37
opinion conflicts either directly or indirectly with the position
taken by every circuit to confront the question, including
ours, See Norman-Bloodsaw v. Lawrence Berkeley Labora-
tory, 135 F.3d 1260, 1272 (9th Cir. 1998) (applying, without
discussion, Title II to employment discrimination claim);
Bledsoe v. Palm Beach County Soil and Water Conservation
Dist., 133 F.3d 816 (11th Cir. 1998) (holding that Title II ap-
plies to employment discrimination); Castellano v. City of
New York, 142 F.3d 58 (2d Cir. 1998) (applying Title II to
employee benefits discrimination claim); Holmes v. Texas A
& M, 145 F.3d 681, 684 (Sth Cir. 1998) (applying Title II to
employment discrimination claim); Doe v. University of
Maryland Medical Sys. Corp., 50 F.3d 1261 (4th Cir. 1995)
(applying Title II to employment discrimination claim using
same standards as under Rehabilitation Act), as well as with
18 of the 21 published district court opinions addressing the
issue.’ The Ninth Circuit now stands alone in adopting an
' Saylor v. Ridge, 989 F. Supp. 680 (E.D. Pa. 1998): Magee v. Nassau
County Medical Center, 27 F. Supp. 2d 154 (E.D.N.Y. 1998); Fobar v.
City Dearborn Heights, 994 F. Supp. 878 (E.D. Mich. 1998); Alberti v.
City and County of San Francisco, 32 F. Supp. 2d 1164 (N.D. Cal. 1998),
Downs v. Massachusetts Bay Transp. Auth., 13 F. Supp. 2d 130 (D. Mass.
1998); Winfrey v. City of Chicago, 957 F. Supp. 1014 (N.D. Ill. 1997);
Dominguez v. City of Council Bluffs, 974 F. Supp. 732 (S.D. lowa 1997);
Hernandez v. City of Hartford, 959 F. Supp. 125 (D. Conn. 1997); Roe v.
County Comm'n of Monongalia, 926 F. Supp. 74 (N.D. W. Va. 1996);
Graboski v. Guiliani, 937 F. Supp. 258 (S.D.N.Y. 1996); Wagner v. Texas
A & M Univ., 939 F. Supp. 1297 (S.D. Tex. 1996); Davoll v. Webb, 943 F.
Supp. 1289 (D. Colo. 1996); Dertz v. City of Chicago, 912 F. Supp. 319
(N.D. Ill. 1995); Doe v. County of Milwaukee, 871 F. Supp. 1072 (E.D.
Wisc. 1993); Eisfelder v. Michigan Dep't of Natural Resources, $47 F.
Supp. 78 (W.D. Mich. 1993); Finley v. Giacobbe, 827 F. Supp. 215
(S.D.N.Y. 1993); Petersen v. University of Wisconsin Bd of Regents, 818
F. Supp. 1276 (W.D. Wisc. 1993); Ethridge v. State of Alabama, 847 F.
Supp. 903 (M.D. Ala. 1993). Two of the three district court opinions
agreeing with Zimmerman have already been overruled: Bledsoe v. Palm
Beach Soil and Water Conservation Dist., 942 F. Supp. 1439 (S.D. Fla.
1996), rev'd, 133 F.3d 816 (1 Ith Cir. 1998), and Decker v. University of
Houston, 970 F. Supp. 575 (S.D. Tex. 1997). Decker is no longer good
App. 38
interpretation of the ADA that deprives disabled persons of a
right expressly granted them by Congress - the right to bring
an action for employment discrimination under Title II of the
ADA.
Overview
The panel holds that the “plain meaning” of Title II of the
ADA excludes discrimination in employment from the other-
wise broad anti-discrimination prohibition of that Title. Such
is not only not the plain meaning of Title II, but the panel’s
interpretation is directly contrary to the express language of
the Title, to the unequivocal legislative history of the Title
and to the uniform administrative interpretations of the Title
rendered by the agency charged by Congress with that func-
tion. Title II contains two independent clauses, each of which
serves to prohibit discrimination in employment. The Title
contains no language of exclusion and the panel points to
none. Rather it relies on a concept of its own creation - “in-
puts” and “outputs” - a concept found nowhere in the statute,
or in any of the pertinent materials, as well as on a structural
argument not accepted by any other circuit court. The panel’s
mode of statutory analysis at most results in a question of
statutory ambiguity. However, if Title Il were ambiguous, we
would still be required by the applicable rules of statutory
construction to hold that it covers every form of discrimina-
tion, including employment discrimination. Thus, the panel is
compelled to base its decision exclusively on its plain mean-
ing argument, an argument that cannot survive serious scru-
tiny.
law, given the Fifth Circuit's contrary opinion in Holmes. Thus, Patterson
v. Illinois Dep't of Corrections, 35 F. Supp. 2d 1103 (C.D. Ill. 1999) pro-
vides the slim reed of support on which Zimmerman rests. In addition to
these published cases, 4 out of 6 unpublished district court decisions dis-
agree with Zimmerman.
App. 39
A. Plain Meaning of the ADA
The plain meaning of Title II is that it prohibits employ-
ment discrimination as well as all other forms of discrimina-
tion by public entities against the disabled. The ADA was
enacted by Congress in 1990 “to provide a clear and compre-
hensive national mandate for the elimination of discrimina-
tion against individuals with disabilities.” 42 U.S.C. §
12101(b)(1). Title II provides that no disabled individual:
shall, by reason of such disability, be excluded from
participation in or be denied the benefits of the services,
programs, or activities of a public entity, or be subjected
to discrimination by such entity.
42 U.S.C. § 12132. The panel concludes that this language
obviously and unambiguously excludes discrimination in em-
ployment from its purview. Yet, there is nothing in the plain
meaning of the words that even suggests, let alone mandates,
this result. The words themselves are self-evidently broad
and inclusive. There are two clauses; each of which, properly
construed, includes a proscription on workplace discrimina-
tion.
1. First Clause
The first clause bars discrimination in any of the “pro-
grams, services, or activities” of a local governmental entity.
The plain and ordinary meaning of “activity” clearly does not
exclude hiring or employing workers. Indeed, putting people
to work is often the chief “activity” of municipalities. Al-
though Title II does not define these terms, the Rehabilitation
Act - with which Congress specified that Title II is to be in-
terpreted consistently - does. See 42 U.S.C. § 12133 (pro-
viding that “remedies, procedures, and rights” under Title II
are the same as those provided in § 794a of the Rehabilitation
Act); 42 U.S.C. § 12134 (providing that Title II should be in-
terpreted consistently with regulations under the Rehabilita-
tion Act). Section 508 of the Rehabilitation Act defines “pro-
gram or activity” as “all of the operations” of the govern-
App. 40
mental entity. 29 U.S.C. 794(b); Innovative Health Sys., Inc.
v. City of White Plains, 117 F.3d 37, 44 (2d Cir. 1997)
(holding that “activity” under Title II] has same meaning as
“activity” under the Rehabilitation Act and includes all op-
erations of the entity).
Furthermore, the Supreme Court has specifically inter-
preted the “programs and activities” language in the Reha-
bilitation Act to include employment, and thus to bar em-
ployment discrimination. Consolidated Rail v. Darrone, 465
U.S. 624, 631-34 (1984). The language at issue here (Title II)
is unquestionably broader than that in Consolidated Rail, par-
ticularly as Title II, unlike the Rehabilitation Act, contains an
independent discrimination clause banning all discrimination,
in addition to the clause which the Supreme Court construed:
the “programs and activities” provision that is common to
both statutes. Thus, there can be no justification for con-
cluding, as the panel does, that Title II is somehow narrower.
Indeed, applying Title II to discrimination in employment, the
Fourth Circuit concluded that the same standard applies to
employment discrimination actions brought under Title Il
and the Rehabilitation Act, because, as Judge Wilkins wrote
for the court, in an opinion joined by Judges Wilkinson and
Luttig, “the language of the Rehabilitation Act and Title i! is
substantially the same.” Doe v. University of Maryland
Medical Sys. Corp., 50 F.3d 1261, 1264 (4th Cir. 1995).
Moreover, the ADA contains a further provision stating that
“nothing in this chapter [the ADA] shall be construed to apply
a lesser standard than the standards applied under Title V of
the Rehabilitation Act of 1973 or the regulations issued by
Federal agencies pursuant to such title. 42 U.S.C. § 12201(a).
Where, as here, the language is not only similar, but indeed
broader, it must be accorded at a minimum the same meaning
- 1.e., prohibiting employment discrimination.
The panel attempts to distinguish the Supreme Court deci-
sion in Consolidated Rail by pointing out that the Rehabilita-
tion Act, unlike the ADA, was limited to those governmental
s
\s
%
-
£
{
:
App. 41
entities receiving federal funds. Thus, according to the panel,
the Supreme Court interpreted the Rehabilitation Act to bar
employment discrimination because it was possible that fed-
eral funds “may well flow into compensation for employees.”
The panel overlooks the fact, however, that in Consolidated
Rail, the Supreme Court expressly rejected the argument that
Congress was concerned about whether the federal funds
were to be used to promote employment, and instead said that
the Act was intended to “prohibit[] employment discrimina-
tion regardless of the purpose of federal financial assistance.”
465 U.S. at 632.
Despite the overwhelming legal authority that the phrase
“services, programs, and activities” under Title II is to be in-
terpreted consistently with the phrase “programs and activi-
ties” under the Rehabilitation Act, and thus to include em-
ployment discrimination, the panel arrives at precisely the
Opposite conclusion. In so doing, the panel rests its determi-
nation almost entirely on an erroneous and non-existent di-
chotomy between “inputs” and “outputs,” asserting that em-
ployment is in the former category, while “programs, serv-
ices, or activities” fall within the latter.
The distinction between “inputs” and “outputs” finds no
Support whatever in the statutory language (or in the legisla-
tive or administrative history). Indeed, the approach was first
concocted by a district court in Florida in a decision that has
since been reversed in an Eleventh Circuit opinion holding
that Title II does apply to employment discrimination. See
Bledsoe v. Palm Beach Soil and Water Conservation Dist.,
942 F. Supp. 1439, 1443 (S.D. Fla. 1996), rev'd, 133 F.3d
816 (11th Cir. 1998).2 The input-output format adopted by
> The input-output distinction was also adopted by a district court in
Texas, see Decker, 970 F. Supp. at 578, but that decision was subse-
quently implicitly overruled by the Fifth Circuit when it applied Title II to
discrimination in employment. See Holmes v. Texas A & M University,
145 F.3d 681, 684 (Sth Cir. 1998).
App. 42
the panel will plunge district courts, and this court as well,
into the impossible task of categorizing municipal and state
functions and activities into two newly created categories -
inputs and outputs - categories heretofore unknown to Con-
gress or the affected administrative agencies, to local or state
governments, or to the federal or state courts, with no stan-
dards or definitions to guide the entities or parties involved.
In any event, it is certainly hard to find “inputs” and “outputs”
in the plain meaning of Title II.
In reaching its decision that the plain meaning of Title II
excludes discrimination in employment from its coverage, the
panel also ignores the A.D.A.’s clear command that Title II
be interpreted consistently with the regulations issued under
the Rehabilitation Act. 42 U.S.C. § 12134. The particular
regulations specified in the text of the statute include specific
prohibitions against employment discrimination. The panel
refused, however, to consider that statutory command as evi-
dence that Title II prohibits employment discrimination be-
cause, it said, “employment is but one” of the topics covered
by the regulations. Slip Op. at 2348. The panel does not,
however, offer any reason why that fact should justify ignor-
ing the specific statutory requirement that those particular
regulations affecting employment discrimination be made ap-
plicable. Similarly, the panel refuses to give effect to the
statute’s directive in § 12133 that the “remedies, procedures,
and rights” under Title II shall be identical with those under §
504 of the Rehabilitation Act. The referenced section of the
Rehabilitation Act, in turn, provides that the “remedies, pro-
cedures, and rights [of Title VI of the Civil Rights Act] shall
be available to any employee or applicant for employment . . .
.” 29 U.S.C. 794a (emphasis added). The panel concludes
that this plain language does not demonstrate a congressional
intent to grant victims of employment discrimination a cause
of action, i.e. rights, under Title II because that section of the
Rehabilitation Act deals only with “procedural” rights. This
reasoning completely ignores the fact that the rights addressed
i
:
|
App. 43
are those of “any employee or applicant for employment.” In
this circumstance, it is irrelevant whether the rights are
viewed as “procedural” or “substantive,” although it is diffi-
cult, in any event, to comprehend why the panel concludes
that they are plainly only procedural.
2. Second Clause
The plain meaning of the second clause of § 12132 even
more clearly encompasses employment discrimination - if
that is possible. The second clause is separated from the first
by a comma followed by “or be subjected to discrimination
by any such entity.” The second and independent clause, like
the first, does not contain any language which limits it to an
“outward” focus; nor does its language in any way limit the
flat and unqualified statutory prohibition against discrimina-
tion by any public entity. Certainly, nothing in the statutory
language purports to exclude discrimination in employment.
To the contrary, the second clause plainly and unequivocally
prohibits covered entities from engaging in any discrimina-
tion. The panel, however, concludes that the second clause
also applies only to discrimination in the provision of “serv-
ices, programs, and activities” and cites Crowder v. Kita-
gawa, 81 F.3d 1480 (9th Cir. 1996), for support. Crowder in
no way supports the panel’s opinion; indeed, it is pertinent
only to the extent that it emphasizes the “or” that separates
the two independent clauses, and the substantive differences
in congressional intent with respect to these clauses. The
only issue in Crowder was whether discrimination with re-
spect to “services, programs, and activities” need be direct
and intentional, and the court said, “no,” a holding of no rele-
vance here.
The proper construction of the second clause was afforded
it by both the Eleventh and the Second Circuits. In Bledsoe,
the Eleventh Circuit wrote:
As the Second Circuit found in Jnnovative Health
Systems, Inc. v. City of White Plains, 117 F.3d 37, 44-45
(2d Cir. 1997), “the language of Title II’s antidiscrimi-
App. 44
nation provision does not limit the ADA’s coverage to
conduct that occurs in the ‘programs, services, or activi-
ties’ of [a public entity]. Rather, it is a catch-all phrase
that prohibits all discrimination by a public entity, re-
gardless of the context, .. . .” Accordingly, employment
coverage is clear from the language and structure of Ti-
tle II.
Bledsoe, 133 F.3d at 821. To conclude that the panel clearly
erred in holding that the plain meaning of Title II is that it is
inapplicable to discrimination in employment, we need only
look to what the Second and Eleventh Circuits have une-
quivocally stated regarding the Title’s second and independ-
ent clause. “It is a catch-all phrase that prohibits all discrimi-
nation by a public entity, regardless of the context... .” Jd.
The panel supports its niggardly construction of the sec-
ond clause by suggesting that Title II’s definition of “quali-
fied individual with a disability” somehow excludes coverage
for employment discrimination. Its argument essentially is
that the definition of that term in 42 U.S.C. § 12131(2) neces-
sarily limits Title II’s coverage to “services, programs or ac-
tivities.” Slip Op. at 2338-39. There are two obvious prob-
lems with this argument. First, it would read the second
clause of § 12132 - “or be subjected to discrimination” - en-
tirely out of the statute and render it redundant. Second, as
noted above, both Congress and the Supreme Court have al-
ready made it absolutely clear that programs and activities as
used in the Rehabilitation Act - with which the ADA is to be
interpreted consistently, see Bay View Addiction Research
and Treatment, Inc. v. City of Antioch, 1999 WL 351126, at
*3 (9th Cir. June 3, 1999), does cover employment. At most,
the definition of a disabled person in the definition section of
Title II raises a question, or creates an ambiguity, regarding
the meaning of Title II’s language. It does not in any way
“plainly” exclude employment discrimination from the pur-
view of a statute that, on its face, clearly covers it.
App. 45
As the Eleventh Circuit concluded in Bledsoe: “Accord-
ingly, employment coverage is clear from the language and
structure of Title II.” /d. In sum, the plain language of Title
Il prohibiting “discrimination,” coupled with the plain lan-
guage of other parts of Title II that incorporate by reference
parts of the Rehabilitation Act, demonstrates that Congress
unambiguously intended to include, and did include, em-
ployment discrimination within the scope of Title II. Such
coverage is provided for in the plain language of both the first
and the second clauses of § 12132, as indeed are all forms of
discrimination by public entities. Thus, the panel’s conclu-
sion that the plain meaning of the statute compels the opposite
result - that Title II excludes employment discrimination from
its Coverage - is to misread the Statutory language completely.
3. Structure
The panel states that Title I of the ADA prohibits dis-
crimination in employment, and then treats Titles I and II as
necessarily mutually exclusive, although other circuits have
consistently construed them as overlapping. See e.g., Bled-
soe, 133 F.3d at 820. In insisting on a necessary mutual ex-
clusivity, the panel ignores the plain statutory language of Ti-
tle II and relies on an entirely unsupportable theory that ap-
plying Title II to employment discrimination would render
Title 1 superfluous. In this respect as well, the panel clearly
errs. There are differences in the scope of coverage of em-
ployment discrimination under Title I and Title II (Title |
covers employers with 15 or more employees, while Title II
covers all public employers, regardless of size), the two Titles
evolved from different civil rights laws (Title I is modeled on
Title VII of the 1964 Civil Rights Act, while Title II is mod-
eled on the Rehabilitation Act and Title VI of the 1964 Civil
Rights Act), and there is a difference in the forms of relief
(compensatory and punitive damages are available under Title
I, but may not be under Title II), and the procedures to be
followed (administrative exhaustion is required under Title |
but not under Title II). Thus, the provisions of the two Titles
App. 46
are not coextensive; although both apply to employment,
neither is redundant.
Congress’s decision to provide two approaches to reme-
dying discrimination in employment in one complex disabil-
ity statute has caused some to question the wisdom of its pol-
icy and its rationale. It is, of course, not our function to do so.
See United States v. Burdeau, 1999 WL 421319, at *2 (9th
Cir. 1999) (Kozinski, J., dissenting from the order rejecting
the suggestion for rehearing en banc). In any event, if the fact
that two Titles appear to address the same general area of dis-
crimination raises some doubt about the meaning of one or
both Titles, the statute is, at most, ambiguous, and it is the
unequivocal legislative history to which we must turn.
Before doing so, 1 would add that the panel acted properly
in examining the statute’s structure and the statute as a whole,
as well as the statutory objectives and policies, if it believed
that its effort to determine Title II’s plain meaning would
benefit from such an examination. See Northwest Forest Re-
source Council v. Glickman, 82 F.3d 825, 830 (9th Cir.
1996). The problem here, in part, is that its examination led it
to the wrong result. The statutory structure does not support
the panel’s conclusion; nor does the statute as a whole. A
careful examination merely tells us that the statute contains
overlapping Titles. More significantly, the statute’s objec-
tives and policies not only do not support the holding the
panel reaches, but compel the opposite result. Nowhere in its
opinion does the panel suggest, nor could it, that any policy or
objective of the ADA argues for limiting any of its provi-
sions, including Title II, so as to exclude employment dis-
crimination. To the contrary, the policies and objectives of
the act were to eradicate all discrimination against the dis-
abled by public entities in every area, including employment
discrimination. It is a generous rather than a stingy reading of
Title II that furthers thse ADA’s policies and objectives.
App. 47
4. Summary
If anything is clear about this case, it is that the plain
meaning of the statute is not what the panel says it is. No
matter how apparent it may be that particular Statutory lan-
guage provides “X”, a court can determine, if it chooses, that
the statute does not provide “X”; and indeed, that “X” has
nothing whatever to do with it. It can do so by holding that
the statutory language plainly says what it plainly does not. A
court can announce that the word “dog” plainly means “cat” if
a panel so chooses, and a majority of eligible active judges
then elects not to take the case en banc.
That is what happened here: Congress, by plain language
(or “wording” as the panel insists on putting it) provided dis-
abled persons with a Title II remedy for discrimination in
public employment. The panel then held that the plain
meaning of the statute is that it did not, and a majority of our
active judges has now seen fit to allow the panel’s erroneous
pronouncement to stand.
What the panel and our court have done is of course not
unique. Courts have in the past chosen on various occasions
to read statutes as having precisely the Opposite meaning from
that dictated by the statutes’ plain language. Even the Con-
stitution has been the victim of this odd interpretive tech-
nique. The most prominent example is the perverse interpre-
tation given to the Eleventh Amendment in Hans v. Louisi-
ana, 134 U.S. 1, 14 (1890). There, the Court read the plain
language of the Amendment, which stated that the federal
courts lack jurisdiction to consider suits brought against a
state by “citizens of another state” as having almost precisely
the opposite meaning: that federal courts lack jurisdiction
over suits brought against a state by citizens of the same state.
The Court rejected the plaintiff s appeal to the plain language
of the amendment as “an attempt to strain the constitution and
the law to a construction never imagined or dreamed of.” Jus-
tice Bradley, writing for the majority, declined even to give
any policy justifications for the decision to ignore what he
App. 48
called “the letter” of the law, saying “it is enough for us to
declare” a contrary rule. 10 S. Ct. at 508. This ostensibly
“plain” meaning was reaffirmed by a divided Supreme Court
in 1987. See Welch v. Texas Dept. of Highways and Public
Transportation, 483 U.S. 468, 492 (1987) (declining to over-
rule Hans on the basis of stare decisis). Today, this contrarian
“construction” of the Eleventh Amendment’s plain language
lies at the heart of federalism’s recent resurgence. See Alden
v. Maine, 119 S. Ct. 2240, 1999 WL 412617, *13 (U.S. 1999)
(following Hans in declining to “adhere to the mere letter” of
the Eleventh Amendment).
Hans and other cases involving judicial failures to respect
the plain meaning of words contained in the Constitution or in
statutes do not, of course, excuse what our court does today.
To the contrary, this latest example should cause great con-
cern to those who volubly proclaim their fear that federal
judges do not demonstrate sufficient respect for the decisions
of other branches of government or for the Constitution’s
framers. Whether a congressionally granted right is invali-
dated under the guise of statutory construction or by reliance
on a Constitutional doctrine conjured up by the judiciary, the
result is the same; the will of the people has been improperly
frustrated.
B. Legislative History
The panel is compelled to rely on “plain language” that is
nowhere to be found in the statute because the legislative
history of Title Il overwhelmingly confirms that Congress did
indeed intend to ban employment discrimination in Title II. If
the statute were ambiguous - and that is the best that the panel
could legitimately hope to prove by its wording and structure
arguments - the legislative history would be dispositive. The
House Judiciary Committee Report states that “in the area of
employment, title I] incorporates” the regulations under the
Rehabilitation Act. H.R. Rep. No. 101-485(III) (1990). The
House Report also states that Title II is intended to prohibit
App. 49
forms of discrimination “identical” to those contained in Title
I - which deals exclusively with employment discrimination -
and that it is to “work in the same manner as section 504” of
the Rehabilitation Act, which also prohibits employment dis-
crimination. Jd. at 84. Likewise, the Senate Labor Commit-
tee Report states that employment discrimination is prohibited
by Title II: “The existence of non-disability related factors in
the rejection decisions does not immunize employers” mak-
ing adverse hiring determinations. S. Rep. No. 116, 10Ist
cong., Ist Sess., at 45 (1989). As the Eleventh Circuit ob-
served in Bledsoe, “extensive legislative commentary re-
garding the applicability of Title II to employment discrimi-
nation . . . is SO pervasive as to belie any contention that Title
II does not apply to employment actions.” 133 F.3d at 821.
The panel’s opinion never even acknowledges the exis-
tence of these authoritative Committee Reports and the clear
evidence of congressional intent. The panel insists instead
that the language and structure of the law unambiguously
makes clear that Title I] excludes “employment” discrimina-
tion from its scope. The reason the panel does not go beyond
this point is evident. Unless the panel can base its decision on
its argument that the plain language of the statute excludes
employment discrimination from the coverage afforded by
Title Il, the argument is over. If the ADA is “ambiguous,”
then in light of the legislative history, Title II must be held to
cover employment discrimination.
C. Chevron Deference
The panel is compelled to rely exclusively on its argument
that Title II plainly and unambiguously excludes discrimina-
tion in employment for another reason as well. If the statute
does not by its plain language compel exclusion of employ-
ment discrimination, and it is instead found to be ambiguous,
Chevron deference also requires that we hold that Title II
does indeed prohibit employment discrimination. Congress
delegated enforcement of Title II to the Department of Jus-
App. 50
tice, and directed it to promulgate regulations consistent with
the regulations implementing the Rehabilitation Act. 42
U.S.C. § 12134. Moreover, as the House Judiciary Commit-
tee Report states, the Department of Justice was directed to
specify the interpretation of the forms of prohibited discrimi-
nation where ambiguity existed and interpretation was re-
quired.
Unlike the other Titles in this Act, title I] does not list
all of the forms of discrimination that the title is in-
tended to prohibit. Thus, the purpose of this section is
to direct the Attorney General to issue regulations set-
ting forth the forms of discrimination prohibited. The
Committee intends that the regulations under Title II in-
corporate interpretations of the term discrimination set
forth in Titles I and III of the ADA to the extent that
they do not conflict with section 504 regulations.
H.R. Rep. No. 485(III), 101st Cong., 2d Sess., at 52 (1989).
This language was used in both the Judiciary and Education
Committee Reports.
The Department of Justice, acting pursuant to this clear
congressional command, issued regulations that straightfor-
wardly apply Title II to employment discrimination. 28
C.F.R. pt. 35, App. A (“Title II of the ADA applies to all ac-
tivities of public entities, including their employment prac-
tices.”); 28 C.F.R. § 35.140(a) (“No qualified individual with
a disability shall, on the basis of disability, be subjected to
discrimination in employment under any service, program, or
activity conducted by a public entity.”). If it is not plain from
the language, structure, and legislative history that Congress
intended to apply Title II to public employment, then, at the
very least, it is uncertain whether or not it intended to do so.
In such cases, the Department of Justice was authorized to fill
in the gaps. The Department's interpretation is neither arbi-
trary nor manifestly contrary to the statute. Instead, these
regulations faithfully adhere to Congress’s intent, are well
within the agency’s discretion, and are thus controlling.
App. 51
D. Conclusion
The plain language of the statute conclusively demon-
strates that, as every other circuit to have considered the issue
has concluded, Title II applies to employment discrimination.
Both major clauses of the provision independently proscribe
such discrimination. At the very least, the statute is ambigu-
ous, and in that event, both the unequivocal legislative history
and the uniform Department of Justice’s regulatory interpre-
tations, to which we must give deference, compel the conclu-
sion that Title II applies to employment discrimination. Un-
questionably, that is what Congress intended, and that is what
the other circuit courts have readily understood. Here, the
panel made a serious error of law in a case of great signifi-
cance, where uniformity is necessary. Its holding that the
plain language of Title II excludes employment discrimina-
tion is simply contrary to the applicable rules and precepts of
Statutory construction, as well as to all prior caselaw in the
circuit courts. For these reasons, I dissent.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.