Opposition Brief — Angle v. Legislature of Nevada
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DEC 15 294
No. 04-542 |_OFFICE OF THE CLERK |
IN THE
Supreme Court of the United States
HON. SHARRON E. ANGLE, ET AL.,
Petitioners,
We
THE LEGISLATURE OF THE STATE OF NEVADA, ET AL..
Respondents.
On Petition For Writ Of Certiorari To The
United States Court Of Appeals For The Ninth Circuit
BRIEF IN OPPOSITION
WILLIAM L. KEANE
Counsel of Record
SCOTT G. WASSERMAN
LESLIE HAMNER
M. SCOTT MCKENNA
R. RENE YECKLEY
LEGISLATIVE COUNSEL BUREAU
NEVADA STATE LEGISLATURE
401 S. Carson Street
Carson City, NV 89701
(775) 684-6830
Counsel for Respondents The Legislature of the State of
Nevada, The Senate of the State of Nevada, Hon. Lorraine T.
Hunt, The Assembly of the State of Nevada, Hon. Richard D.
Perkins, Jacqueline Sneddon, Diane Keetch, Brenda Erdoes,
and Claire J. Clift
FEELIN LPO SE LEI BR OTR INE TE IASI EGE LEN MELE LEAH ESTEE MELA ALES AES OCLC ALIAS ET
i
QUESTIONS PRESENTED
. Whether this Court should exercise jurisdiction over a
case in which all Petitioners lack standing.
. Whether this Court should exercise jurisdiction over a
case in which not only do all Petitioners lack standing,
but many Petitioners also are subject to the Rooker-
Feldman doctrine for having previously litigated and
unsuccessfully appealed to this Court the Nevada
Supreme Court’s decisions at the core of the instant case.
. Whether this Court should exercise jurisdiction over a
case in which all claims for relief are either moot or not
viable based upon Respondents’ immunity.
. Whether this Court should exercise jurisdiction over a
case to review an unpublished decision which does not
create any split of authority.
. Whether this Court should exercise jurisdiction over a
case in which the Federal District Court and the Court of
Appeals reached the right result, the result is based upon
the Nevada Supreme Court’s interpretation of the Nevada
Constitution and, further, the result is supported by
alternative independent grounds.
li
TABLE OF CONTENTS
QUESTIONS PREBEIGS Giri scitaceninctibicticccnianiatinttaptnstnwesinnees i
TABLE OF CORTE iiccsssssicccsicsunsivsacctiintiniaisaatibiciniaivanate ii
TABLE OF AUT RAGES iii tidsccctenstattehnnnceennitnrcaccen iv
STATEMENT O68 ‘FiGB 6th csccinceksteinndtestvscdiisataintetocsnnanens l
REASONS FOR DENYING THE PETITION..................04.. 5
I. All Petitioners lock GB occcctienitieieninatsnren 6
A. Petitioners may be categorized as Legislator
Petitioners, Voter Petitioners and Taxpayer
PetitiOMens ........cccsccsssecessesorsasorsasasassssscsnssesorancessenasess 7
B. Legislator Petitioners lack standing..................00 7
C. Voter Petitioners lack standing...............ccceeeeeees 11
D. Taxpayer Petitioners lack standing....................0 14
II. The Rooker-Feldman doctrine applies _ to
Legislator Petitioners, but is not necessary to this
III. Petitioners’ claims for declaratory and injunctive
relief ave m0. .incssssscisscnssdosiensebeascaiaadlaansnbendasavieks 15
A. Petitioners’ claims for declaratory relief are
B. Petitioners’ claims for injunctive relief are
C. The exception to mootness for “voluntary
cessation” Gg0e: Will GENIE siccisssspethvtieshttiassicisescisces 17
D. The exception to mootness for “capable of
repetition yet evading review” does not
SUD My ........:cancsassnniiabbunsaaaiides sain Madea atiaalilesaiieniee 20
IV. The Ninth Circuit’s decision below does not
create any split Of SWEROTIRY .....scecccscceiscsacsscossssssscssenseee 21
{
i
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ill
A. There is no conflict with the Seventh Circuit
regarding the mootness of claims for
I I rile aslgacnnalinenaamnsienecmnnaadonigncs 22
B. There is no conflict with the First Circuit
regarding the mootness exception for
“capable of repetition yet evading review.” .......... 22
C. There is no conflict with the cases cited by
Petitioners regarding the standing of
Legislators to bring institutional injury
UNA sleet: dais Uk decideicig Ashapidedip Nihil ndnliipoediieSais 23
D. There is no conflict with the First, Fifth,
Eighth and D.C. Circuits regarding standing
for individual voters to bring vote dilution
en ata es ashe a gS tala Nee slipds lananniiienienis 25
E. There is no conflict with the D.C. Circuit’s
current jurisprudence regarding standing.............. 26
V. To alter the result in this case, this Court would
need to revisit and overturn the Nevada Supreme
Court’s interpretation of its own state
aa aaa sie cease atic nialianadlateasennadeeeaidatins 26
VI. Alternative independent grounds — specifically,
immunity — support the result in this case ................. 28
VII. On the merits, Petitioners bring only slightly
altered versions of the same claims which this
Court has already declined to hear in Guinn and
which still do not merit review ...........ccceeeeeteteeeeees 29
al allan hack biniohdabeddamenaadiindeks 30
IV
TABLE OF AUTHORITIES
Cases
Alabama v. Pugh,
A. Pe CPU iiiisisisetelinncisiascihedinsnnicencanhninenaniadeancomanen 28
Angle v. Guinn,
124 S. Ct. 1662 (March 22, 2004) ......... ee 1, 3, 27, 30
Arizona v. Evans,
SE She A ive csi casacchidaiepininitbnliciauivianinicbathtecaatiin 27
Arizonans for-Official English v. Arizona,
ee i Fe CE Diiackcnsdesschicinibinanetanittencaiensiicuyes 13, 15, 28
Ashcroft v. Mattis,
OR Ss EE CEP iicrtenrpicsinticinbsteverniin als canes capa 16, 22
Becker v. Federal Election Comm'n,
Fog mF Ph LS A RRO OnrDneenN Neen 22, 23
Bender v. Williamsport Area Sch. Dist.,
fp kk Be Sg, Se irren men meme Smee Teno 24
Campbell v. Clinton,
EE FF ies Gell Rei imaseariawncshcomecinmniceeannasane 8, 26
Chenoweth v. Clinton,
Rae a Se Be Dikneticcesdernccnernbetarnansenstias 8, 26
City News and Novelty, Inc. v. City of Waukesha,
ee isch cinisda sckcediincianiehisidinninaseiniieianens 17
City of Erie v. PAP’S A.M.,
ee I icin basiderasiainsinctcaneasahentadndiakphsinpiakionnns 17
City of Los Angeles v. Lyons,
Ne ee ieccdindessniiatinbsnisinsavcinouiibiianansascntenekcanasnicen 14
City of Mesquite v. Aladdin's Castle, Inc.,
ARs BE A CUE Misti darn tinesiesocacdsianennniniioensnnibesansaxnessans 17
Coalition for Sensible and Humane Solutions
v. Wamser, 771 F.2d 395 (8th Cir. 1985).......... cc eeeeeeeeeeee 25
reel
Coleman v. Miller,
Ee hice daavak iacaasdadnnsnaveiaedateanstnensbnn passim
Conway v. Searles,
Bs I Fn Ee. He BF Fa issecccsanensssvananissoinnxadainosens 24
Creel v. Freeman,
Fe Fe BM FFD ikashnsicinacdinntsesadesinsviviiapanapixs 25
Crue v. Aiken,
Fe A: BD aisnsasinnessntintineiassiasenrasieninsorie ae
Daughtrey v. Carter,
Ue Ws CE, EPPO iasetecescastsnsenccssndarcsnssizccoes 25
District of Columbia Court of Appeals
i PP, AAI Gils OE CRIS hv vieccccscessnsncccicdsosacecsssoass 14
Dyer v. Blair,
SPO F. BUD. UZBT UD TE, TST) oc cccsesccssssissncnssscsssnssnss 10
Exxon Corp. v. Wisconsin Dep't of Revenue,
Re ka I A IE a capac an hacahcekitncinddnaadiaasoncecapennsapningees 27
Exxon Mobil Corp. v. Saudi Basic Indus. Corp.,
Be Fe We Te A, DN sins ens cinticccacsecsscnsnnnsvctrsiiin 15
Friends of the Earth, Inc. v. Laidlaw Envil.
Servs. (TOC) Inc., 528 U.S. 167 (2000)...............ssc00s0e0. 17
Gomez v. Toledo,
A a hssshia inte sindks tans cenaraiarsededinannianccsanavacs 29
Guinn v. Legislature of State of Nevada,
FEW eRe BPR ONY, BMD) wins sscsnsasaccnconsessnssdsncsacasesces passim
Guinn v. Legislature of State of Nevada,
ee le I esha ecksstsa eas irncnsesinnnns passim
Gutierrez v. Pangelinan,
SIO EB FF CE, BO) ncissevascncccsre scssonsssecanenieses 8, 23
Johnson v. Fankell,
RU OE Boies diccdchcindsianencredasaniansanedsnsscaniasais 28
Lewis v. Continental Bank Corp.,
ee Me Ee Reis etancitcnscaces inst dacschanscebsunsenincekanand’s 9,15
vi
Locklear v. North Carolina State Bd. of
Elections, 514 F.2d 1152 (4th Cir. 1975)... 25
Lujan v. Defenders of Wildlife, _
a a iaipcchanielathineirniniainittcatiibalianiiacebae 6,7
Michel v. Anderson,
5 Fe ee tis Gs CUD tiscainctenctosetictnasbedamnonaboness 12, 26
Miller v. Johnson,
ee Se I cisicnsichtenlidciiiccinsbindiacsunbibecelenmtiamueutdion 25
Morales v. Vega,
A Fs Ss FORE Cae Ale SH TO iciniscotscsnsatincagieiscciineines 29
Murphy v. Hunt, :
I UP i eels 15, 21
National Park Hospitality Ass'n v. Department
of Interior, 538 U.S. 803 (2003) .......ccccceeceesteeeeeeees 10, 14
Nesmith v. Sheldon,
Be IEE TUTTI ic sonspsassiseiucnncesersndontsiecukindinsdediunsaiimmeaiiis 28
North Carolina v. Butler,
as A seins cidaeicaninccdadstibsoncatcninspaiaidiasiig dubai 27
O’Connor v. Donaldson,
a I TTT ns ccsisnisincshonceunstebsnenuasnabbonieniiddiumetendiatin 29
Perry v. Del Rio,
FL A ps a | Eee mm Arete > 1]
Preiser v. Newkirk,
RR TARE PUENTE E TE Raiacis cnsciesciinpancabapiinibedunnadacapbastiiindaaicas 15,17
Procunier v. Navarette,
AEE TR, SUP Oe TEIN sc sckintconsoniinatenidepdadsapieubilipnishandepsaubleieteticn 29
Raines v. Byrd,
ee a SE Ie PI Didcncnnccandncachpncidoibiapocbtiastanibasntanbans passim
Rea v. Matteucci,
Re Wee AEN GE, BOT Dt cccccnccnsnsdabiesddbdosnbapsiesttictepadaen 24
Rhodes v. Robinson,
NE ee Ee CE ls BE sectienntntscdinsbeinnncnisininsnnnnties 22
— eee
Vii
Richardson v. Town of Eastover,
Fe Ne Te CN ls NID sicicscccssiceinscniccincccincncciisncoues 24
Schlesinger v. Reservists Comm. to Stop
WF FI, SE Ue. Be IGF wiisneitsncscsstnnssccnseiassacicissniins 14
Skaggs v. Carle,
See cae Pe Wins Melle: BUFF tc sscctnsnsssicsiindenissinnssttieansnas 25, 26
Spencer v. Kemna,
ee WII icinntcinhieaNibdascapadsnanshiciadencapicnossncisagnibeonne 21
Steel Co. v. Citizens for a Better Env't,
es Si I cceictelbsidcincdsscceipninssncinibapethassedssnncserabobias 9
Suitum v. Tahoe Regional Planning Agency,
a a Ie iiiinitndndaiththeiitindbatinleibesnniitiiiinenainasendasne 14
Supreme Court of Virginia v. Consumers Union
of United States, Inc., 446 U.S. 719 (1980) uc 29
Tenney v. Brandhove.
Se Ee IE Biliididinhccicsvsvsitindeinniiteaininahas iiacAsniavuceseidiies 29
United States v. AVX Corp.,
a GN I iii cnctescnicecibiecnenscscsnbocanoine 25
United States v. Concentrated Phosphate Export Ass'n,
393 U.S. 199 (1968)... silelaadaaiaphaceniliniliclatian 17,18
United States v. Munsingwear, Inc.,
SE ils MEI inns cosctsanssensnsaccbssincasadanucsitionanpieninnsinitn 15
United States v. Richardson,
I Os I iis hikes sis sins sctnadnstiadédnenssnaibhccananh 14
United States v. Students Challenging Regulatory
Agency Procedures, 412 U.S. 669 (1973)........:ccccccccseeeees 17
Vote Choice, Inc. v. DiStefano,
Gat Pe eaitichictnncnscinotscastbsonsabencsstnciinseinecnis 25
Weinstein v. Bradford,
ee te: Ie ei schctsnddaiiisnentichsictbissnntsadddiécsbosabadaaencedein 21
Will v. Michigan Dep't of State Police,
re ae ee Shite ioehlceaturiccinicdcaaseithichueainbnndcdibacnnibesasbiads 28
Williams v. Eggleston,
TBA ef 2: RMU erent NUR me mM MRE, 28
Wolff v. McDonnell,
SR 3 | | ene Ronn Om EHR N TERT NR 16, 22
Wood v. Strickland,
RE |: 5) Re me RE ee er pO nH Be REED 29
Constitutional Provisions
Os i teins 28, 29
U.S. Cont. art. IV, § 4 (Guarantee Clause) ............. eee 30
A, SE Sr SRE Oe hei ckcabenneecencnainidcsecialinanomnnabanneaioces 13
Statutes
Oe ae Be Se IE eaten sasasevcaninsicsannbinkeatsatanigesedieniiendn’ 28
BE Te Se, AG A EO Pisiciconsiaccnsicnsticiaaieldass<ahbaipknixocimnes 28
Legislative Measures
SE IE I hiss c isha ni indidipanstacnsancasdidionnuiusaanannanaeumnaetileeds 4
I IE ich hciid snilsiisccheiaaneisininlaies dxutreduagiadadumunbinmalduatinanie passim
BN IIIT TN avidin snsiciletnshacdenphuinsehookenacbiskshananiaansenidhansnssinbeadiaaati A
Other Authorities
Assembly Daily Journal, Twentieth Special Session
2003, The Twenty-Fifth Day, July 19, 2003.0... +
Cox, Don, Candidates come to dinner: Hopefuls
discuss issues at tables of local residents, Reno
Gazette-Journal, October 27, 2004 ...............cccccceeeeseeeeeees 20
Economic Forum, State of Nevada, Forecast of
Future State Revenues, December 1, 2004 ...................... 19
1X
Neff, Erin, ‘$/ million race’ begins in earnest, Las
Vegas Review-Journal, April 28, 2004.........0....ccceeeee
Ryan, Cy, Rainy day fund gets boost from economy,
Las Vegas Sun, December 7, 2006 ..........0.ccccccscscsccccscessee
Thevenot, Carri Geer, SUPREME COURT:
Challenger holds lead on justice: Poll shows
Guinn appointee slightly trailing Las Vegas
attorney, Las Vegas Review-Journal, October 22,
l
STATEMENT OF THE CASE
At its core, the instant case is an attempt to relitigate in
federal court the Nevada Supreme Court’s decisions in
another case — Guinn v. Legislature of the State of Nevada
— a case to which many of the Petitioners in the instant case
were parties, and regarding which they exhausted all
available challenges and appeals without success. Guinn v.
Legislature, 71 P.3d 1269 (Nev. 2003) (“Guinn I’), reh’g
denied and opinion clarified, 76 P.3d 22 (Nev. 2003) (“Guinn
IT’), cert. denied sub. nom., Angle v. Guinn, 124 S. Ct. 1662
(March 22, 2004). In Guinn I, the Nevada Supreme Court
issued an order and writ of mandamus (“Guinn Order”)
directing the Nevada Legislature to enact revenue-raising
bills upon simple majority votes rather than two-thirds votes
during a specified and limited period of time. Pet. App. 3a,
9a; Guinn I, 71 P.3d at 1276; Guinn II, 76 P.3d at 24.
Respondents’ proceeded to obey the Guinn Order as the
Guinn Order required them to do. Petitioners then brought
the instant action against Respondents based upon
Respondents’ actions in preparation for enacting legislation
pursuant to the Guinn Order as well as Respondents’ alleged
intent to actually enact legislation pursuant to the Guinn
Order. Pet. App. 9a. Petitioners have maintained this case
through the Ninth Circuit Court of Appeals (“Ninth Circuit”)
and to this Court despite the fact that the Guinn Order was
litigated and appealed to the fullest extent possible in the
Guinn litigation and, pursuant to that litigation, the Guinn
Order was never found by any court to be invalid or incorrect
in any way. Angle, 124 S. Ct. at 1662-63; Guinn II, 76 P.3d
at 33. Petitioners also have maintained this case despite the
fact that, soon after the decision of the United States District
Court for the District of Nevada (“District Court”), the Guinn
' For the purposes of the instant brief, “Respondents” includes only those
Respondents on whose behalf this brief is filed, specifically, the Nevada
Legislature and the other Respondents who are entities, officers or
employees of the Nevada Legislature.
2
Order expired without any legislation actually being enacted
by simple majority votes. Pet. App. 3a; Guinn II, 76 P.3d at
34 (Maupin, J., dissenting). These facts are explained below.
In June of 2003, Nevada Governor Kenny Guinn
(“Governor Guinn’) called the Nevada Legislature to its 20th
Special Session, the primary purpose of which was to enact a
bill to increase taxes so that the budget of the State would be
fully funded as required by the Nevada Constitution. Guinn
I, 71 P.3d at 1273. On July 1, 2003, as the Nevada
Legislature’s 20th Special Session continued, Governor
Guinn commenced the Guinn case by requesting, in part, that
the Nevada Supreme Court issue a writ of mandamus
ordering the Nevada Legislature to raise revenue for
education by a date certain. Pet. App. 8a; Guinn J, 71 P.3d at
1272. The Nevada Legislature responded with a brief
arguing both against the issuance of the writ and in favor of
interpreting the legislative voting requirements in the Nevada
Constitution to require two-thirds votes to enact revenue-
raising bills. Guinn II, 76 P.3d at 28. However, neither of
these arguments of the Nevada Legislature prevailed. On
July 10, 2003, based upon the facts and circumstances
present during the 20th Special Session, the Nevada Supreme
Court issued its Guinn J opinion and order, which interpreted
the legislative voting requirements in the Nevada
Constitution to require — solely for the duration of the 20th
Special Session — simple majority votes to enact revenue-
raising bills. Pet. App. 8a-9a; Guinn I, 71 P.3d at 1274-76;
Guinn II, 76 P.3d at 24-25. Then, also pursuant to its Guinn |
opinion and order, the Nevada Supreme Court issued a writ
of mandamus ordering the Nevada Legislature to proceed
with the 20th Special Session using simple majority votes to
enact revenue-raising bills. Pet. App. 8a-9a; Guinn I, 71 P.3d
at 1276; Guinn II, 76 P.3d at 24.
The period during which the Nevada Supreme Court’s
Guinn Order directed the actions of the Nevada Legislature
expired by the terms of the Guinn Order itself as of the end of
3
the 20th Special Session of the Nevada Legislature —
specifically, on July 22, 2003. Pet. App. 2a, 9a; Guinn II, 76
P.3d at 25, 33. However, a number of the Petitioners in the
instant case continued to challenge and appeal the Guinn
Order. They first filed a petition for rehearing at the Nevada
Supreme Court. Guinn II, 76 P.3d at 25. When the petition
for rehearing failed (Guinn IJ, 76 P.3d at 33), they then
appealed the Guinn Order to this Court through a petition for
a writ of certiorari, which this Court denied. Angle, 124 S.
Ct. at 1662-63.
Ironically, despite the Guinn Order, no revenue-raising
bills were actually enacted with less than a two-thirds vote in
each house of the Nevada Legislature because the only
revenue-raising bill that was enacted, Senate Bill 8, received
a two-thirds vote in each house.” Pet. App. 2a, 4a; Guinn II,
76 P.3d at 33. Senate Bill 8, enacted on July 21, 2003,
appropriated money to fund education and increased taxes to
balance the budget. Guinn II, 76 P.3d at 33. This brought
the 20th Special Session to an end and, thereby, caused the
Guinn Order to expire by its own terms.’ Pet. App. 3a;
Guinn IT, 76 P.3d at 25, 33.
While the Guinn Order was in effect, it changed the result
on only one vote in one house of the Nevada Legislature. On
July 13, 2003, three days after the Guinn Order was issued,
the Nevada Assembly voted upon an amended version of
Senate Bill 6, a revenue-raising bill which would have
required a two-thirds vote for passage in the absence of the
Guinn Order.’ Pet. App. 9a. As required by the Guinn
Order, the Nevada Assembly and its officers and employees
? The history of Senate Bill 8 is available at http://www.leg.state.nv.us/
20thSpecial/Reports/history.cfm?ID=1258.
* Both houses of the Nevada Legislature adjourned sine die within
minutes of 1:30 a.m. on July 22, 2003, less than 3 hours after Senate Bill
8 received final approval by two-thirds votes in both houses.
* The history of Senate Bill 6 is available at http://www.leg.state.nv.us/
20thSpecial/Reports/history.cfm?ID=1235.
4
considered Senate Bill 6 to be passed from the Nevada
Assembly upon the simple majority vote that occurred on that
day. /d. However, although the Guinn Order would have
required Senate Bill 6 to be considered enacted if the Nevada
Senate had thereafter approved the Assembly version of
Senate Bill 6 by a simple majority vote, such approval from
the Nevada Senate never occurred. Pet. App. 4a. Instead,
Senate Bill 6 ended up in conference committee, where it
died on July 22, 2003, when the 20th Special Session ended.”
Petitioners incorrectly assert that the Guinn Order also
affected the result of the vote on Senate Bill 5, an amended
version of which was passed by the Nevada Assembly by a
simple majority vote on July 20, 2003 (two days before the
Guinn Order expired).° Pet. 10. Petitioners contend that
Senate Bill 5 would have required a two-thirds vote for
passage if not for the Guinn Order. Id. However, as opined
by Legislative Counsel Brenda Erdoes on the floor of the
Nevada Assembly before the vote on Senate Bill 5, the bill
did not raise revenue, and therefore did not require a two-
thirds vote, without regard to the Guinn Order.’ Ms. Erdoes’
legal opinion, which she provided as part of her official
duties as legal counsel to the Nevada Legislature, and which
was an interpretation of Nevada law separate from the
Nevada Supreme Court’s decisions in the Guinn litigation,
has never been disputed by any court. In any case, Senate
Bill 5 was never enacted. It was sent to the Nevada Senate
for approval, but no further action was taken on the bill so it
died in the Nevada Senate on July 22, 2003, when the 20th
Special Session ended.*
* See supra notes 3 and 4.
° The history of Senate Bill 5 is available at http://www.leg.state.nv.us/
20thSpecial/Reports/history.cfm?ID=1232.
” Ms. Erdoes opined in response to a question from Assemblyman Beers.
Assembly Daily Journal, Twentieth Special Session 2003, The Twenty-
Fifth Day, July 19, 2003, available at http://www.leg.state.nv.us/
20thSpecial/Journal/Assembly/Final/aj025.html.
® See supra notes 3 and 6.
5
On July 14, 2003, Petitioners commenced the instant case
in the District Court — the day after Senate Bill 6 was passed
by the Nevada Assembly upon a simple majority vote (July
13, 2003), and eight days before the 20th Special Session
ended (July 22, 2003). Pet. App. 9a. Petitioners brought the
instant case secking declaratory and injunctive relief and
nominal damages relating to Respondents’ obedience to the
Guinn Order. Id. The District Court found that the Rooker-
Feldman doctrine prevented the District Court from having -
subject matter jurisdiction over the claims of the Petitioners
who were also parties in the Guinn litigation, because the
instant case “constitute[d] a direct attack on the [Guinn]
decision of the Nevada Supreme Court.” Jd. at 12a-13a. For
all Petitioners remaining after the application of the Rooker-
Feldman doctrine, the District Court dismissed the case based
upon Petitioners’ failing to state a claim upon which relief
could be granted, given that Respondents were simply
following Nevada law as mandated by the Nevada Supreme
Court. Jd. at 13a-14a. The District Court dismissed the
instant case on July 18, 2003. /d. at 7a, 14a.
Before the Ninth Circuit could hear Petitioners’ appeal of
the instant case, the Nevada Legislature enacted Senate Bill 8
with two-thirds votes in both houses, thereby bringing the
20th Special Session to an end. /d. at 2a. With the end of the
20th Special Session, the Guinn Order expired and Senate
Bill 6 died. Jd. at 3a-4a. The Ninth Circuit found that
Petitioners lacked standing to bring their claim for nominal
damages and that Petitioners’ claims for declaratory and
injunctive relief were moot. /d. at 3a, 5a.
REASONS FOR DENYING THE PETITION
Petitioners face insurmountable jurisdictional problems,
the foremost being that all Petitioners lack standing because
all fail the threshold “case or controversy” requirement
necessary for standing. Additionally, certain Petitioners and
certain claims also fail at the jurisdictional stage based upon
6
the Rooker-Feldman doctrine and, given the events since
Petitioners filed the instant case, mootness.
Even if the aforementioned jurisdictional problems did
not exist, further features of this case make it an undesirable
case for this Court to review. First, the decision below of the
Ninth Circuit is an unpublished decision, and even if the
decision below had precedential value, it would not create
any split of authority. Second, to change the result in this
case, this Court would need to depart from its longstanding
policy of avoiding the revisiting and overturning of state
supreme courts’ interpretations of their own state
constitutions. Third, there are alternative independent
grounds supporting the result in this case — specifically,
various forms of immunity applicable to Respondents —
which were not reached by the lower courts because of the
many threshold problems presented by this case but which
nonetheless show that the decisions below reached the right
result. Finally, even if we assume, arguendo, that the
foregoing jurisdictional and other problems did not exist, on
the merits, Petitioners have simply brought slightly altered
versions of the same claims which this Court declined to hear
when certiorari was sought in the Guinn case and which still
do not merit review.
I. _ All Petitioners lack standing.
The party invoking federal jurisdiction bears the burden
of establishing standing. Lujan v. Defenders of Wildlife, 504
U.S. 555, 561 (1992). In Lujan, this Court identified three
criteria that Petitioners must satisfy to establish standing. /d.
at 560. Two of these criteria are most relevant to the instant
case. First, “the plaintiff must have suffered an injury in fact
— an invasion of a legally protected interest which is (a)
concrete and particularized, and (b) actual or imminent, not
conjectural or hypothetical.” /d. (citations, footnotes and
quotations omitted). Second, “it must be ‘likely,’ as opposed
to merely ‘speculative,’ that the injury will be ‘redressed by a
7
favorable decision.”” Jd. at 561. In the instant case, all
Petitioners have failed to satisfy these criteria.”
A. Petitioners may be categorized as Legislator
Petitioners, Voter Petitioners and Taxpayer
Petitioners.
The entire group of Petitioners can be divided into three
categories such that every petitioner falls into at least one
category. First, the category of “Legislator Petitioners” .
includes those Petitioners who are Legislators. Pet. 8; Pet.
App. 9a. They assert claims based upon nullification or
dilution of their votes as Legislators. Pet. 8; Pet. App. 9a.
Second, the category of “Voter Petitioners” includes those
Petitioners who assert claims related to voting. Pet. 8; Pet.
App. 9a. Third, the category of “Taxpayer Petitioners”
includes those Petitioners who assert claims related to the
possibility of paying Nevada taxes enacted with less than a
two-thirds vote in each house of the Nevada Legislature. Pet.
App. 9a.
B. Legislator Petitioners lack standing.
Legislator Petitioners contend that their votes as
Legislators were diluted because the Guinn Order required
revenue-raising bills during the 20th Special Session to be
considered passed on simple majority votes‘ rather than two-
thirds votes. Pet. 8, 22. However, the Guinn Order applied
to all members of both houses equally. Thus, Legislator
Petitioners’ claim is a claim of an institutional injury.'°
* The remaining criterion is that “there must be a causal connection
between the injury and the conduct complained of — the injury has to be
‘fairly . . . trace[able] to the challenged action of the defendant, and not
. .. th[e] result [of] the independent action of some third party not before
the court.”” Lujan, 504 U.S. at 560 (alteration in original). Petitioners may
even fail here, as the Nevada Supreme Court, not Respondents, caused the
alleged injuries. Cf Raines v. Byrd, 521 U.S. 811, 830 n.11 (1997).
' Raines, 521 U.S. at 821 (“[A]ppellees have not been singled out for
specially unfavorable treatment as opposed to other Members of their
ee
8
Because they are claiming an_ institutional injury,
Legislator Petitioners’ standing is governed by this Court’s
precedents in Raines v. Byrd, 521 U.S. 811 (1997) and
Coleman v. Miller, 307 U.S. 433 (1939). Raines, 521 U.S. at
821. In Coleman, 20 of 40 Kansas Senators were found to
have standing to assert an institutional injury based upon the
Kansas Legislature’s enactment of a resolution over the 20
Senators’ “no” votes. Coleman, 307 U.S. at 438. The
resolution was enacted by the Kansas Legislature when the
Lieutenant Governor, as presiding officer of the Senate, cast
the tie-breaking vote to override the “no” votes of the 20
Senators, and then the lower house of the Kansas Legislature
also voted to approve the resolution. /d. at 436. As stated by
this Court in Raines:
It is obvious, then, that our holding in Cu/2man
stands (at most . . . ) for the proposition thai
legislators whose votes would have been sufficient to
defeat (or enact) a specific legislative Act have
standing to sue if that legislative action goes into
effect (or does not go into effect), on the ground that
their votes have been completely nullified.
Raines, 521 U.S. at 823 (emphasis added and footnotes
omitted). Thus, the 20 Senators had standing because if they
succeeded in their claim that the Lieutenant Governor should
not have been able to vote, then the effectiveness of the
legislative action would have been reversed.'' Their
cognizable injury in fact was that the bill went into effect
over their “no” votes, and the redress available from a
respective bodies. Their claim is that the Act causes a type of
institutional injury (the diminution of legislative power), which
necessarily damages all Members of Congress and both Houses of
Congress equally.”’).
'' See also Gutierrez v. Pangelinan, 276 F.3d 539, 545-46 (9th Cir. 2002):
Campbell v. Clinton, 203 F.3d 19, 29, 31 (D.C. Cir. 2000) (Randolph, J.,
concurring); Chenoweth v. Clinton, 181 F.3d 112, 116 (D.C. Cir. 1999).
9
favorable decision was to cause the resolution not to be
effective.”
Application of Coleman, as clarified by Raines, to the
facts of the instant case shows that Legislator Petitioners do
not have standing to bring their institutional injury claim.
First, no legislation went into effect over the “no” votes of
one-third of the members of either house of the Nevada
Legislature. Guinn II, 76 P.3d at 34 (Maupin, J., dissenting).
Hence, there is no cognizable injury. Second, because no
legislation went into effect, there is no legislation for this
Court to cause not to be effective if Legislator Petitioners
receive a favorable decision. Hence, there is no redress
available.'? If a revenue-raising bill had gone into effect
despite the requisite number of Legislator Petitioners’ “no”
votes, then the Legislator Petitioners would have had
standing to assert their institutional injury pursuant to Raines
and Coleman. But that simply did not happen.'*
"? Petitioners assert that there was no injury for this Court to redress in
Coleman because the resolution at issue was a resolution in which the
Kansas Legislature ratified a proposed amendment to the United States
Constitution, and the constitutional amendment never ultimately garnered
enough state ratifications to become effective. Pet. 25. However,
Petitioners misread Coleman. When this Court decided Coleman, this
Court noted that the ratification of the proposed amendment by an
adequate number of states was an ongoing possibility. Coleman, 307
U.S. at 452. Thus, the Kansas Legislature’s ratification had a live and
ongoing significance, and the rea! and significant remedy this Court could
offer the Senators was to cause Kansas’s ratification not to be effective.
'? Respondents note that psychic satisfaction and payment for attorney’s
fees accrued in maintaining the instant case are inadequate forms of
redress to support standing. Steel Co. v. Citizens for a Better Env’t, 523
U.S. 83, 107 (1998) (“[P]sychic satisfaction is not an acceptable Article
III remedy because it does not redress a cognizable Article III injury.”);
Lewis v. Continental Bank Corp., 494 U.S. 472, 480 (1990) (“{An]
interest in attorney’s fees is, of course, insufficient to create an Article III
case or controversy where none exists on the merits of the underlying
claim.”’).
'* Legislator Petitioners urge this Court to break from its established
jurisprudence regarding institutional injuries to address controversies
10
The stumbling block for Legislator Petitioners is that,
when the instant case was brought in District Court, their
claim was not yet ripe because Senate Bill 6 was still mired at
an intermediate stage in the legislative process (and then their
claim never did ripen because Senate Bill 6 ultimately died in
that legislative process).'° When this case was brought, it
concerning legislation at intermediate steps in the legislative process. Pet.
25. In support of their position, Petitioners argue that the Kansas
Legislature’s resolution in Coleman, which finalized Kansas’s ratification
of the amendment to the United States Constitution, was simply one step
toward ultimate approval of the amendment. Pet. 25. Petitioners
analogize the constitutional amendment ratification process in Coleman to
the Nevada Legislature’s process in enacting bills through passage in two
separate houses. /d. However, this analogy fails because the Kansas
Legislature’s resolution was a completed legislative act of the Kansas
Legislature while Senate Bill 6 was not a completed act of the Nevada
Legislature. Legislative resolutions sometimes do nothing more than
state a legislature’s official position, with perhaps little or no effect upon
the law of the land, but they are still completed legislative acts.
Petitioners’ analogy would be more appropriate if, instead of challenging
Senate Bill 6, they were challenging a one-house resolution adopted by
the Nevada Assembly which expressed the position of the Nevada
Assembly in an official and final manner. But those are not the facts of
this case.
'S As stated by now-Justice Stevens: “As federal judges we are satisfied
that we may not participate in preliminary stages of a State’s legislative
process.” Dyer v. Blair, 390 F. Supp. 1287, 1289 (N.D. Ill. 1974)
(finding unripe a challenge to the defeat of a resolution by the Illinois
House of Representatives because of the House’s enforcement of an
allegedly unconstitutional requirement of a three-fifths vote for passage,
with the court finding a lack of ripeness because the Illinois Senate had
not yet acted (and ultimately did not act) on the resolution). Cf National
Park Hospitality Ass'n v. Department of Interior, 538 U.S. 803, 807-08
(2003) (“Ripeness is a justiciability doctrine designed to prevent the
courts, through avoidance of premature adjudication, from entangling
themselves in abstract disagreements over administrative policies, and
also to protect the agencies from judicial interference until an
administrative decision has been formalized and its effects felt in a
concrete way by the challenging parties.”) (emphasis added and
quotations and citations omitted). The District Court recognized the
11
was still possible that Senate Bill 6 could have been approved
by both houses of the Nevada Legislature on two-thirds
votes. For example, if the conference committee had not let
Senate Bill 6 die, but instead had returned the bill with a
compromise position reconciling the competing Assembly
and Senate versions of the bill, then another vote by each
house would have been necessary before the bill could have
been enacted. At that point, each house might have approved
the compromise bill by a two-thirds vote. This is just one of
many possibilities as to how the Nevada Assembly might
have had another opportunity to obtain a two-thirds vote on
Senate Bill 6. Further, when this case was brought, it was
reasonable to believe that Senate Bill 6 might not go into
effect — as shown by the fact that it never did. The point of
these observations is that, until a legislative process is
complete, it is impossible to know what its results will be.'°
So disagreements (such as the one in the instant case)
regarding incompletely-processed legislative acts are
necessarily abstract, hypothetical and based upon conjecture.
They simply are not ripe — and in the instant case,
Petitioners’ claims never did ripen.
C. Voter Petitioners lack standing.
Voter Petitioners raise two distinct claims. First, Voter
Petitioners . proffer the derivative claim that the alleged
institutional injury suffered by Legislator Petitioners is also
an injury to Voter Petitioners. Pet. 26. With regard to this
alleged institutional injury, if Legislator Petitioners have no
cognizable injury in fact which can be redressed by a
favorable decision, then neither do Voter Petitioners.
As discussed in Part 1.B., supra, pursuant to the precedent
of this Court in Raines and Coleman, as applied to the facts
ripeness issue, but disposed of the case otherwise. Pet. App. 14a (“[W]c
need not address the substantial issues of immunity and ripeness.”).
'© Perry v. Del Rio, 66 S.W.3d 239, 255 (Tex. 2001) (“[P]redictions
about the probable course of the legislative process are notoriously
unreliable, as anyone remotely familiar with the process well knows.”).
12
of the instant case, Legislator Petitioners could not establish a
cognizable injury in fact regarding their claim of an
institutional injury, and, in any case, a favorable decision
could not redress Legislator Petitioners’ alleged institutional
injury. As also discussed in Part I.B., supra, Legislator
Petitioners’ claim was not ripe when brought, and never
ripened. Because Voter Petitioners’ first claim is simply
derivative of Legislator Petitioners’ claim, the same
infirmities cause Voter Petitioners not to have standing to
bring their first claim.
Before turning to Voter Petitioners’ second claim,
Respondents note that even if Legislator Petitioners could
establish a cognizable injury in fact regarding an institutional
injury which could be redressed by a favorable decision, it
does not necessarily follow that Voter Petitioners have
standing to bring their derivative claim. The Guinn Order
applied to all Legislators equally and so affected equally the
representation provided to all Nevadans. The Guinn Order
did not provide that the representation provided to any
specific and identifiable Nevadan would be reduced as
compared to any other Nevadan. Thus, even if Legislator
Petitioners had a viable claim of an institutional injury
(which they do not), Voter Petitioners would still need
to show that all Nevadans (because Voter Petitioners are
not distinguishable) have standing to bring suit on an
alleged institutional injury suffered by all Nevada
Legislators equally.'’ In fact, there is authority to suggest the
'7 Although Petitioners cite the D.C. Circuit’s decision in Michel v.
Anderson, 14 F.3d 623 (D.C. Cir. 1994), Michel does not address this
circumstance even if we assume, arguendo, that the Michel Court’s
reasoning still has validity on this point. See Part IV.E., infra (discussing
the fact that Michel does not represent the D.C. Circuit’s current
jurisprudence). In Michel, unlike the instant case, the D.C. Circuit was
addressing a circumstance in which specific and identifiable constituents
(i.e., constituents of representatives from states such as Illinois) were
having their representatives’ voting power reduced so as to increase the
voting power of the delegates of other specific and identifiable
13
opposite — that such general claims of improper conduct by
the government, without particularized injury to the Voter
Petitioners, are insufficient to sustain standing. '*
Voter Petitioners’ second claim is that their votes for the
Gibbons Initiative, which was the ballot question by which
the two-thirds vote requirement for revenue-raising bills was
added to the Nevada Constitution, were diluted by the Guinn
Order. Pet. 5 n.1, 8, 27. Significantly, Voter Petitioners do
not claim any problem with the two elections, in 1994 and -
1996, in which the Gibbons Initiative was approved as an
amendment to the Nevada Constitution.'? Instead, Voter
Petitioners’ claim is that they do not agree with the manner in
which the two-thirds vote requirement has been interpreted
by the Nevada Supreme Court in the Guinn decisions.
Respondents observe that once the two-thirds vote
requirement became part of the Nevada Constitution, it
became the law for all Nevadans, not only those who voted
for it. Thus, Voter Petitioners’ claim is the same as the claim
that could be brought by any Nevadan — specifically, the
allegation that entities, officers and employees of the State
Government are not following the Nevada Constitution as the
claimants believe it should be followed. However, a general
claim that the government is not following the law, absent
some particularized injury to the claimant, does not give the
claimant a cognizable injury in fact sufficient to establish
standing.” Therefore, Voter Petitioners fail to establish
standing for their second claim.
constituents (i.e., constituents of delegates from non-state jurisdictions
such as Puerto Rico). Michel, 14 F.3d at 626.
"8 See infra note 20.
' The Nevada Constitution requires that amendments to the Nevada
Constitution via initiatives be approved twice. Nev. Const. art. 19, § 2.
*® Arizonans for Official English v. Arizona, 520 U.S. 43, 64 (1997) (“To
qualify as a party with standing to litigate, a person must show, first and
foremost, an invasion of a legally protected interest that is concrete and
particularized and actual or imminent. An interest shared generally with
the public at large in the proper application of the Constitution and laws
Ak ray te eA ge ”
14
D. Taxpayer Petitioners lack standing.
Taxpayer Petitioners participated in the instant case to
enjoin the operation of the Guinn Order so as to prevent the
possibility that Taxpayer Petitioners might be required to pay
a tax enacted without a two-thirds vote in each house of the
Nevada Legislature. Pet. 9a. However, no tax was enacted
without a two-thirds vote in each house of the Nevada
Legislature, either at the time the instant case was filed or
thereafter. Pet. App. 2a-4a; Guinn II, 76 P.3d at 34 (Maupin,
J., dissenting). Given these facts, Taxpayer Petitioners’
claims were not ripe when the instant case was filed, and
never became ripe.” In short, Taxpayer Petitioners never
suffered a cognizable injury in fact, and there never was
anything for a favorable decision to redress.
II. The Rooker-Feldman doctrine applies to Legislator
Petitioners, but is not necessary to this case.
All Legislator Petitioners were parties to the Guinn case
at the Nevada Supreme Court. Pet. App. 12a. In the Guinn
litigation, Legislator Petitioners attacked the Nevada
Supreme Court’s Guinn Order directly. In the instant case,
Petitioners, including Legislative Petitioners, attack the
Guinn Order indirectly by attacking Respondents for obeying
the Guinn Order. Thus, as the District Court observed,
Petitioners in the instant case were, in essence, requesting
that the District Court review and overturn the Nevada
Supreme Court’s decision in Guinn I. Pet. App. 12a.
Therefore, pursuant to this Court’s precedent in District of
Columbia Court of Appeals v. Feldman, 460 U.S. 462, 482
(1983), the District Court recognized that it did not have
will not do.”) (quotations and citations omitted); City of Los Angeles v.
Lyons, 461 U.S. 95, 111 (1983); Schlesinger v. Reservists Comm. to Stop
the War, 418 U.S. 208, 220 (1974); United States v. Richardson, 418 U.S.
166, 175 (1974).
*! Cf, National Park Hospitality Ass'n, 538 U.S. at 807-08; Suitum v.
Tahoe Regional Planning Agency, 520 U.S. 725, 736 n.10 (1997).
15
Subject matter jurisdiction over the Legislator Petitioners’
claims. Pet. App. 12a.
However, the Rooker-Feldman doctrine is not necessary
to the result of the instant case. All Petitioners lack standing,
in addition to the other infirmities of this case raised by
Respondents in the remainder of the instant brief. The
Rooker-Feldman doctrine does nothing more than present
just one more reason why Legislator Petitioners’ claims .
should fail at the jurisdictional level of inquiry. Thus, there
is no need for this Court, as proposed by Petitioners (Pet. 10
n.4), to hold this Petition until this Court resolves Exxon
Mobil Corp. v. Saudi Basic Indus. Corp., 364 F.3d 102 (3rd
Cir. 2004), cert. granted 2004 WL 2058940 (U.S. Oct. 12,
2004) (No. 03-1696).
III. Petitioners’ claims for declaratory and injunctive
relief are moot.
A. Petitioners’ claims for declaratory relief are
moot.
Petitioners sought declaratory judgments that the Nevada
Assembly’s treatment of Senate Bill 6 as passed on a simple
majority vote violated the Nevada Constitution and diluted
their votes. Pet. App. 9a. However, when a party’s requested
relief can no longer affect the rights of the parties to the case,
or the issues in the case are otherwise no longer live, then the
claim for declaratory relief is moot.22 As correctly noted by
the Ninth Circuit below, Petitioners’ claims for declaratory
? Lewis, 494 U.S. at 477 (“Article III denies federal courts the power to
decide questions that cannot affect the rights of litigants in the case before
them, and confines them to resolving real and substantial controvers[ies]
admitting of specific relief through a decree of a conclusive character, as
distinguished from an opinion advising what the law would be upon a
hypothetical state of facts.”) (quotations and citations omitted). See also
Arizonans for Official English, 520 U.S. at 48; Murphy v. Hunt, 455 U.S.
478, 481-82 (1982); Preiser v. Newkirk, 422 U.S. 395, 401-02 (1975);
United States v. Munsingwear, Inc., 340 U.S. 36, 39-40 (1950).
16
relief are moot because Senate Bill 6 died without being
enacted. Pet. App. 2a-3a. Senate Bill 6 will be treated in
exactly the same manner without regard to any decision in
the instant case — specifically, it will be treated as a bill
which was not enacted. Therefore, Petitioners’ claims for
declaratory relief are moot.
Before leaving this point, Respondents note that, under
certain circumstances, a claim for declaratory relief can
survive mootness if it is needed as a predicate for monetary -
relief.7> In the instant case, Petitioners did seek nominal
damages. Pet. 8. However, as the Ninth Circuit correctly
noted below, Petitioners lacked standing to bring their claims
for damages. Pet. App. 5a. See also Parts I.B., LC. and I.D.,
supra. Further, even if Petitioners had standing, Petitioners’
claims for damages should fail based upon Respondents’
immunity. See infra Part VI. When a claim for damages that
was initially brought in a case is not viable, or at some point
loses viability, then that claim for damages cannot save from
mootness a related claim for declaratory relief that is
otherwise moot.”*
B. Petitioners’ claims for injunctive relief are moot.
Petitioners sought to enjoin Respondents from
considering Senate Bill 6 or any other revenue-raising bills to
be passed or enacted with less than a two-thirds vote in each
house of the Nevada Legislature. However, when the issues
in a case are no longer live, then a claim for injunctive relief
in that case is moot.2 As correctly noted by the Ninth
Circuit below, Petitioners’ claims for injunctive relief are
moot. Pet. App. 3a. The claims are moot, quite simply,
because Senate Bill 6 died and the Guinn Order expired
without any revenue-raising bill being enacted with less than
” Wolff v. McDonnell, 418 U.S. 539, 555 (1974).
- Ashcroft v. Mattis, 431 U.S. 171, 172 (1977) (finding claim for
declaratory relief moot after claim for damages eliminated).
*S See supra note 22.
‘ 17
a two-thirds vote in each house. Further, now that the Guinn
Order has expired, Respondents have no duty or authority,
and have not even claimed any duty or authority, to treat
revenue-raising bills as passed or enacted with less than a
two-thirds vote. Therefore, Petitioners’ claims for injunctive
relief are moot.
C. The exception to mootness for “voluntary
cessation” does not apply.
As the Ninth Circuit correctly held, the voluntary
cessation exception to mootness does not apply to the instant
case. Pet. App. 3a. The voluntary cessation exception exists
to ensure “that a party should not be able to evade judicial
review, or to defeat a judgment, by temporarily altering
questionable behavior.””° Without this exception, “the courts
would be compelled to leave ‘[t]he defendant . . . free to
return to his old ways.’”?’ When determining whether a case
is rendered moot by “a defendant’s voluntary conduct,” this
Court applies the following standard: “‘A case might
become moot if subsequent events made it absolutely clear
that the allegedly wrongful behavior could not reasonably be
expected to recur.’””*° In determining what is needed to
establish such a reasonable expectation, this Court has
explained that “‘pleadings must be something more than an
ingenious academic exercise in the conceivable.’””
”° City News and Novelty, Inc. v. City of Waukesha, 531 U.S. 278, 284 n.1
(2001).
*” Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC) Inc., 528 U.S.
167, 189 (2000) (quoting City of Mesquite v. Aladdin’s Castle, Inc., 455
U.S. 283, 289 n.10 (1982)).
* Friends of the Earth, 528 U.S. at 189 (emphasis added) (quoting United
States v. Concentrated Phosphate Export Ass’n, 393 U.S. 199, 203
(1968)).
”? Preiser, 422 U.S. at 403 (quoting United States v. Students Challenging
Regulatory Agency Procedures, 412 U.S. 669, 688-89 (1973)). See also
City of Erie v. PAP’S A.M, 529 US. 277, 303 (2000) (Scalia, J.,
concurring) (“The test for mootness we have applied in voluntary-
termination cases is not whether the action originally giving rise to the
18
In the instant case, Respondents did not voluntarily
decide that they would consider revenue-raising bills to be
passed and enacted on simple majority votes. That decision
was made by the Nevada Supreme Court by the terms of its
Guinn Order, the issuance of which the Nevada Legislature
fought against. Respondents also did not voluntarily decide
that they would cease to consider revenue-raising bills to be
passed and enacted on simple majority votes. That decision,
too, was made by the Nevada Supreme Court by the terms of
its Guinn Order. Further, there is no possibility that the
effectiveness of the Guinn Order will recur — that fact is
assured by the terms of the Guinn Order. As the Ninth
Circuit found:
Neither of the two allegedly harmful actions in this
case (i.e., the Nevada Supreme Court writ of
mandamus ordering the Legislature to conduct the
20th Special Session under “simple majority rule,”
and the “passage” of SB 6 itself) may ever be
repeated, as they were both directed to specific
periods in time that have already passed (i.e., the 20th
Special Session, and the period for planning the 2004
budget).
Pet. App. 3a. Finally, with or without the Guinn Order, there
is no reason to believe that Respondents will ever voluntarily
choose to consider revenue-raising bills as passed or enacted
on simple majority votes, as they never voluntarily chose to
do so in the first place.
Putting aside the issues of the involuntary nature of
Respondents’ conduct, as well as the final and complete
expiration of the Guinn Order, it is additionally worth noting
that it is highly unlikely that the special circumstances which
led to the decision in Guinn J would ever recur, much less
controversy could not conceivably reoccur, but whether it is ‘absolutely
clear that the . . . behavior could not reasonably be expected to recur.””)
(emphasis added) (quoting Concentrated Phosphate Export Ass'n, 393
U.S. at 203).
19
recur and then also result in the issuance of a Guinn-like
order, especially during the 2005 Legislative Session. Such a
recurrence would require the combination of several
extraordinary factors. First, the State of Nevada would have
to find itself in dire economic conditions as it did in 2003
when the State grappled with the economic losses suffered by
the gaming and tourism industries as a result of the historic
“9/11” attack on our nation. This factor seems highly
unlikely, especially for 2005, as Nevada’s state revenues
continue to exceed earlier expectations.°” Second, the
Legislature would have to be at an impasse with education as
the last item still unfunded. After 2006, it may be impossible
for this particular factor to recur. The voters recently passed
Question 1 on the Nevada 2004 General Election Ballot
which, if passed by the voters again in 2006, will amend the
Nevada Constitution to require that education be funded first,
thereby avoiding forever the circumstances that precipitated
the decision in Guinn I. Third, the Governor would have to
take the unusual step of bringing an action in the Nevada
Supreme Court to request the issuance of a writ of mandamus
against the Nevada Legislature. Finally, the Nevada Supreme
Court would have to take the unusual step of again issuing
such a writ of mandamus ordering the Nevada Legislature to
proceed on revenue-raising bills under simple majority rule.
This factor is especially unlikely to recur as the composition
of the Nevada Supreme Court has changed considerably since
the Guinn decisions. Four of the seven justices who will
"cy Ryan, Rainy day fund gets boost from economy, Las Vegas Sun,
December 7, 2004, available at http://www.lasvegassun.com/sunbin/
stories/sun/2004/dec/07/5 1794444 | .html?cy%20ryan%20rainy%20day
(“After the Economic Forum last week made its predictions of tax
collections for the coming two years, legislative fiscal experts estimated
there will be $330 million extra on June 30, 2005, the end of this fiscal
year.”). See also State of Nevada Economic Forum, Forecast of Future
State Revenues, December 1, 2004, at p. 7, available at
http://www.leg.state.nv.us/Icb/fiscal/Economic%20Forum/EF%20Dec%2
01%202004%20Report.pdf.
20
serve on the Nevada Supreme Court as of January 1, 2005,
appear to disagree with, or at least question, the decisions
issued in Guinn.’ Therefore, even in the unlikely event that
another case similar to Guinn is presented to the Nevada
Supreme Court, it would not be reasonable to expect the
same decisions.
D. The exception to mootness for “capable of
repetition yet evading review” does not apply.
As the Ninth Circuit correctly held, the “capable of
repetition yet evading review” exception to the mootness
doctrine does not apply to the instant case. Pet. App. 3a.
This Court has consistently held that:
[T]he capable-of-repetition doctrine applies only in
exceptional situations, where the following two
3! Justice Maupin, who still serves on the Nevada Supreme Court,
dissented in part to the decision in Guinn I. Since the Guinn decisions,
three of the other six justices have been replaced. The new justices,
Justice Douglas, Justice Hardesty and Justice Parraguirre, were recently
elected to the Court, and each justice has commented on the decision in
Guinn I. See Don Cox, Candidates come to dinner: Hopefuls discuss
issues at tables of local residents, Reno-Gazette Journal, October 27,
2004, available at http://www.rgj.com/news/stories/html/2004/10/26/
83742.php (“Was the Supreme Court correct when it ruled last year
to allow the Legislature to pass a tax hike without the two-thirds
majority vote required by the constitution? Hardesty: No. I disagreed
with the court’s handling of the case and the analysis of the decision.”);
Carri Geer Thevenot, SUPREME COURT: Challenger holds lead on
justice: Poll shows Guinn appointee slightly trailing Las Vegas
attorney, Las Vegas Review-Journal, October 22, 2004, available
at http://www.reviewjournal.com/Ivrj_home/2004/Oct-22-Fri-2004/news/
25066004.htm!l (“Douglas has said he thinks the justices acted
prematurely with their ruling in Guinn v. Legislature. He said they should
have told lawmakers ‘to go back to work and not come back until they
passed a budget.’”); Erin Neff, ‘$/ million race’ begins in earnest, Las
Vegas Review-Journal, April 28, 2004, available’ at
http://www. parraguirre2004.com/news3.html (“‘I may not agree with that
decision, and I may not have ruled that way,’ Parraguirre said . . .‘I
wasn’t privy to the extensive briefing that took place in that case. I wasn’t
privy to any of the arguments.””’).
21
circumstances [are] simultaneously present: (1) the
challenged action [is] in its duration too short to be
fully litigated prior to cessation or expiration, and (2)
there [is] a reasonable expectation that the same
complaining party [will] be subject to the same action
again.
Spencer v. Kemna, 523 U.S. 1, 17 (1998) (emphasis added -
and quotations and citations omitted). Further, this Court has
explained that:
[This] Court has never held that a mere physical
or theoretical possibility was sufficient to satisfy the
test [described in Spencer, above].... Rather, we
have said that there must be a “reasonable
expectation” or a “demonstrated probability” that the
same controversy will recur involving the same
complaining party.
Murphy v. Hunt, 455 U.S. 478, 482 (1982) (quoting
Weinstein v. Bradford, 423 U.S. 147, 149 (1975)).
In considering these rules and explanations, it is clear that
this exception to mootness does not apply because there is
not any reasonable expectation that the same allegedly
harmful acts will recur involving Petitioners or anyone else.
As the Ninth Circuit found, it is impossible for the specific
acts at issue in the instant case (e.g., compliance with the
Guinn Order) ever to be repeated. Pet. App. 3a. Further, as
discussed in Part III.C., supra, there is not any reasonable
expectation that the unique combination of special
circumstances which led to Guinn J will recur and also result
in a future Guinn-like order.
IV. The Ninth Circuit’s decision below does not create
any split of authority.
The decision below of the Ninth Circuit is an unpublished
decision, but even if the decision below had precedential
value, it would not create any split of authority.
22
A. There is no conflict with the Seventh Circuit
regarding the mootness of claims for declaratory
relief.
Petitioners forget a pertinent aspect of the instant case —
specifically, their lack of standing to bring their claims for
nominal damages — while asserting a false conflict between
the Ninth Circuit’s decision below and the Seventh Circuit’s
decision in Crue v. Aiken, 370 F.3d 668 (7th Cir. 2004). Pet.
19. Petitioners correctly identify the legal principle at issue,
which is that a claim for declaratory relief which would
otherwise be moot can remain live if needed as a predicate
for a live claim for damages.’ Pet. 19. The Ninth Circuit
has demonstrated its awareness of this legal principle, as
exemplified in Rhodes v. Robinson, 380 F.3d 1123, 1128 n.8
(9th Cir. 2004). However, in the instant case, the Ninth
Circuit correctly found that Petitioners failed to establish
standing to bring their claims for nominal damages, so those
claims for damages were not live. Pet. App. 4a-Sa. See also
Parts I.B., I.C. and I.D., supra. Therefore, because there was
no live claim for damages for which Petitioners’ claim for
declaratory relief was needed, the Ninth Circuit was able to
correctly find that the claim for declaratory relief was moot
without any conflict with the Seventh Circuit in Crue.”
B. There is no conflict with the First Circuit
regarding the mootness exception for “capable
of repetition yet evading review.”
Petitioners misread the Ninth Circuit’s decision below in
asserting a false conflict between the Ninth Circuit’s decision
below and the First Circuit’s decision in Becker v. Federal
Election Comm'n, 230 F.3d 381 (1st Cir. 2000). Pet. 21. The
First Circuit focused on the likelihood of repetition —
specifically, the practically certain nature of corporate
2 See Wolff, 418 U.S. at 555; Crue v. Aiken, 370 F.3d 668, 677-78 (7th
Cir. 2004).
8 See Ashcroft, 431 U.S. at 172 (finding claim for declaratory relief moot
after claim for damages eliminated).
23
sponsorship of presidential debates in the future — as well as
the short length of a presidential election campaign season.
Becker, 230 F.3d at 389. The Ninth Circuit did not forget
about the short length of Nevada legislative sessions. Rather,
the Ninth Circuit focused on the fact that Petitioners’ alleged
injuries concerned the Guinn Order, which had permanently
expired, so the injuries could not recur. Pet. App. 3a. See
also Part III.C., supra. Not only was the Ninth Circuit
correct in finding that Petitioners’ alleged injuries could not
recur, but even if we assume, arguendo, that the Ninth
Circuit’s factual finding was wrong, the Ninth Circuit was
still applying the same test as the First Circuit and simply
coming to a different conclusion by applying the same test to
different facts. Thus, there is no conflict.
C. There is no conflict with the cases cited by
Petitioners regarding the standing of Legislators
_ to bring institutional injury claims.
Petitioners misread or misapply a number of cases
throughout their discussion of Legislator Petitioners’ standing
(see Pet. 22-26), and Respondents address the most
significant of these mistakes here. First, as already discussed
in Part 1.B., supra, this Court’s decisions in Raines and
Coleman require that Legislator Petitioners be found not to
have standing to bring their claim of an institutional injury
because Legislator Petitioners sought to defeat a legislative
measure and, in fact, that legislative measure did not go into
effect. Thus, the Ninth Circuit correctly followed Raines and
Coleman in finding Legislator Petitioners lacked standing.
Therefore, there is no conflict.*4
* Here, Petitioners also incorrectly assert a conflict with the Ninth
Circuit’s own precedent in Gutierrez, 276 F.3d at 545-46. In Gutierrez,
the Ninth Circuit correctly found that the Governor of Guam had standing
to bring his institutional injury claim because (1) his “vote” alone (i.e.,
approving or vetoing legislation) should have been enough to approve the
legislation in question, and (2) the legislation he sought to approve did
not go into effect despite what he alleged was his “vote” of approval. Id.
24
Next, Petitioners invoke Rea v. Matteucci, 121 F.3d 483,
485 (9th Cir. 1997), Conway v. Searles, 954 F. Supp. 756,
767 (D. Vt. 1997), and Richardson v. Town of Eastover, 922
F.2d 1152, 1158 (4th Cir. 1991), for the proposition that it is
possible for a due process violation to occur if a state
legislature does not follow its own procedures. Pet. 23.
These are the cases regarding which Petitioners mistakenly
assert that there are conflicts involving the Fourth and Ninth
Circuits and the District of Vermont. Pet. 25. However,
none of these cases involve claims of an institutional injury.
Further, in none of these cases was standing even an issue, as
the plaintiffs in these cases (unlike the Petitioners in the
instant case) alleged concrete and particularized injuries
sufficient to support standing.*’ Therefore, none of these
cases conflict with the Ninth Circuit’s decision below
regarding Legislator Petitioners’ standing to bring claims of
institutional injuries.
Petitioners also misread this Court’s dicta in footnote 7 of
Bender v. Williamsport Area Sch. Dist., 475 U.S. 534, 544
n.7 (1986). In footnote 7, this Court hypothesized that if
state law had provided that the school board in question could
only take its action (i.e., decide to forgo the appeal in
question) by unanimous consent, but the board had put its
action into effect over the dissent of one member, then the
dissenter would have standing under Coleman. Such
reasoning is consistent with the Ninth Circuit’s application of
Raines and Coleman in the decision below because, in
accordance with this hypothetical, the dissenter’s vote should
have been enough to defeat the action but the action
nonetheless was put into effect, thereby fulfilling the
requirements for standing to challenge the institutional injury.
Therefore, there is no conflict.
* Rea v. Matteucci, 121 F.3d 483, 484 (9th Cir. 1997); Conway v.
Searles, 954 F. Supp. 756, 759 (D. Vt. 1997); Richardson v. Town of
Eastover, 922 F.2d 1152, 1154 (4th Cir. 1991).
EE oe ee ee ae a ee
25
D. There is no conflict with the First, Fifth, Eighth
and D.C. Circuits regarding Standing for
individual voters to bring vote dilution claims.
Petitioners misread the Ninth Circuit’s decision below in
asserting a false conflict with this Court and with the First,
Fifth, Eighth and D.C. Circuits in Miller v. Johnson, 515 U.S.
900 (1995), Coalition for Sensible and Humane Solutions v. -
Wamser, 771 F.2d 395 (8th Cir. 1985), Vote Choice, Inc. v.
DiStefano, 4 F.3d 26 (1st Cir. 1993) (citing United States v.
AVX Corp., 962 F.2d 108, 113-14) (1st Cir. 1992), Daughtrey
v. Carter, 584 F.2d 1050 (D.C. Cir. 1978), Creel v. Freeman,
531 F.2d 286 (Sth Cir. 1976), and Locklear v. North Carolina
State Bd. of Elections, 514 F.2d 1152 (4th Cir. 1975)2° Pet.
26. Petitioners mistakenly assert that the Ninth Circuit
implicitly adopted the following test with regard to standing
for individual voters bringing vote dilution claims: “Vote
dilution or outright vote nullification claims by individual
voters could only be sustained if the candidate opposed (or
supported) by the disenfranchised voters was actually elected
(or defeated).” Pet. 25. The Ninth Circuit adopted no such
test and never applied any such test to individual voters.
Instead, with regard to determining the standing of the
Legislator Petitioners to bring their claim of an institutional
injury, the Ninth Circuit quoted and applied this Court’s
decision in Raines, as follows: “[L]egislators whose votes
would have been sufficient to defeat (or enact) a specific
legislative Act have standing to sue if that legislative action
goes into effect (or does not go into effect), on the ground
that their votes have been completely nullified.” Pet. App. 5a
(quoting Raines, 521 U.S. at 823). Although Legislator
Petitioners styled their claim as a claim for dilution of their
votes as Legislators, the Ninth Circuit implicitly and
correctly treated this claim as a claim of an institutional
injury which was subject to the standing requirements of this
* Respondents address Skaggs v. Carle, 110 F.3d 831, 833 (D.C. Cir.
1997), in Part IV.E., infra.
26
Court’s decisions in Raines and Coleman. Pet. App. Sa. See
also Part 1.B., supra. With regard to the remainder of the
alleged “vote dilution” claims, as brought by the Voter
Petitioners, these claims also were not actual vote dilution
claims. Instead, Voter Petitioners asserted a derivative
institutional injury claim and a generalized claim that the
government was not following the law, neither of which
Voter Petitioners had standing to bring. See Part I.C., supra.
Thus, as the Ninth Circuit did not adopt or apply the test
Petitioners attribute to the Ninth Circuit, there is no conflict
with this Court and the First, Fifth, Eighth and D.C. Circuits.
E. There is no conflict with the D.C. Circuit’s
current jurisprudence regarding standing.
Petitioners rely on the D.C. Circuit’s decisions in Michel
v. Anderson, 14 F.3d 623 (D.C. Cir. 1994), and Skaggs v.
Carle, 110 F.3d 831 (D.C. Cir. 1997), for a number of
propositions regarding standing to maintain claims of
institutional injuries. Pet. 23, 26, 29. However, these
opinions are not the current jurisprudence of the D.C. Circuit
on these issues. After this Court’s decision in Raines, which
specifically identified Michel and then did not follow the
reasoning in Michel (see Raines, 521 U.S. at 816), the D.C.
Circuit changed its approach to standing for claims of
institutional injuries, as exemplified by the post-Raines D.C.
Circuit case of Campbell v. Clinton, 203 F.3d 19 (D.C. Cir.
2000), cert. denied, 531 U.S. 815 (2000).*’ Thus, there is no
conflict.
V. Te alter the result in this case, this Court would
need to revisit and overturn the Nevada Supreme
Court’s interpretation of its own state constitution.
In deciding the Guinn cases, the Nevada Supreme Court
determined that the facts and circumstances present during
the 20th Special Session produced an “irreconcilable
conflict” between certain provisions of the Nevada
* See also Chenoweth, 181 F.3d at 116.
+gQ
27
Constitution, and therefore interpreted one of these
provisions (i.e., funding education) to have precedence over
another of these provisions (i.e., a two-thirds vote to enact
revenue-raising bills). Guinn I, 71 P.3d at 1276; Guinn II, 76
P.3d at 25. In accordance with this interpretation, the Nevada
Supreme Court then ordered the Nevada Legislature to
proceed under simple majority rule during the 20th Special
Session. Guinn I, 71 P.3d at 1276. Thus, the Nevada
Supreme Court’s Guinn decisions and the resultant Guinn
Order were based solely and completely upon the Nevada
Supreme Court’s interpretation of the Nevada Constitution.
In the instant case, Petitioners’ contentions boil down to
nothing more than assertions that Respondents complied
with, and intended to continue to comply with, the Guinn
Order and the provisions of the Nevada Constitution as
interpreted by the Nevada Supreme Court in Guinn.*® Thus,
unless this Court revisits and overturns the Nevada Supreme
Court’s interpretation of the Nevada Constitution in Guinn,
Petitioners have no case. In dismissing the instant case, the
District Court noted this fact when it stated that “[u]nless the
Nevada Supreme Court’s decision in Guinn v. Legislature is
set aside, the defendants herein were in compliance with the
law as mandated by the highest court of the State of Nevada.”
Pet. App. 14a.
This Court has long followed a policy of avoiding the
revisiting and overturning of a state supreme court’s
interpretation of its own state constitution.’ If this Court
** Of course, Petitioners would contend that the Nevada Supreme Court’s
interpretation of the Nevada Constitution in Guinn was incorrect. But, as
previously stated, Legislator Petitioners have already challenged and
appealed Guinn to the fullest extent possible, and the Guinn decisions
were never found to be incorrect. Angle, 124 S. Ct. at 1662-63; Guinn II,
76 P.3d at 33.
*” North Carolina vy. Butler, 441 U.S. 369, 376 n.7 (1979) (“[T]his Court
must accept whatever construction of a state constitution is placed upon it |
by the highest court of the State.”). See also Arizona v. Evans, 514 U.S. |
1, 9 (1995); Exxon Corp. v. Wisconsin Dep't of Revenue, 447 U.S. 207,
\
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ai |
28
simply maintains its longstanding policy, then all claims of
all Petitioners fail.
VI. Alternative independent grounds — specifically,
immunity — support the result in this case.
In addition to the foregoing, the District Court and the
Ninth Circuit could have reached the same result —
specifically, a result favorable to Respondents — by
considering the immunity of the various Respondents.”” This
is especially relevant with regard to Petitioners’ claims for
damages pursuant to 42 U.S.C. § 1983 (2003).
First, as Respondents Nevada Legislature, Nevada
Assembly and Nevada Senate are institutional arms of the
State of Nevada, all are immune from Petitioners’ suit
pursuant to the Eleventh Amendment to the United States
Constitution.*! Further, Respondents Hon. Richard Perkins,
Speaker of the Nevada Assembly, and Hon. Lorraine Hunt,
Lieutenant Governor and President of the Senate, as officers
of the State being sued in their official capacities, also enjoy
a degree of Eleventh Amendment immunity.”
226 n.9 (1980); Williams v. Eggleston, 170 U.S. 304, 310-11 (1898);
Nesmith v. Sheldon, 48 U.S. 812, 818 (1849). Cf Johnson v. Fankell, 520
U.S. 911, 916 (1997) (“Neither this Court nor any other federal tribunal
has any authority to place a construction on a state statute different from
the one rendered by the highest court of the State. This proposition,
fundamental to our system of federalism, is applicable to procedural as
well as substantive rules.”) (emphasis added and citations omitted).
“ The District Court recognized the immunity issue, but disposed of the
case otherwise. Pet. App. 14a (“[W]e need not address the substantial
issues of immunity and ripeness.”).
“' Will v. Michigan Dep’t of State Police, 491 U.S. 58, 62 (1989);
Alabama v. Pugh, 438 U.S. 781, 782 (1978); Nev. Rev. Stat. 41.031(3)
(2003) (providing that Nevada does not waive its Eleventh Amendment
immunity).
® Arizonans for Official English, 520 U.S. at 69 n.24 (“State officers in
their official capacities, like States themselves, are not amenable to suit
for damages under § 1983.”). Additionally, Respondent Perkins, an
Assemblyman as well as Speaker of the Nevada Assembly, enjoys
absolute immunity from suit brought under 42 U.S.C. § 1983 while acting
29
Second, Respondents Hunt and Perkins, to the extent not
covered by the Eleventh Amendment immunity discussed
above, and Respondents Jacqueline Sneddon, Diane Keetch,
Brenda Erdoes and Claire Clift, who are all employees of the
Nevada Legislature being sued in their official Capacities,
raised in the District Court and continue to maintain the
affirmative defense that Respondents acted based upon a .
good faith belief that their actions were lawful.” This
affirmative defense is a type of qualified immunity,
applicable to the officers and employees of the Nevada
Legislature in the instant case because they do not exercise
broad independence of judgment with respect to performing
the official duties concerning which Petitioners complain —
specifically, the treatment of a bill as passed or defeated upon
a given vote.“
VII. On the merits, Petitioners bring only slightly altered
versions of the same claims which this Court has
already declined to hear in Guinn and which still do
not merit review.
In petitioning this Court for a writ of certiorari in the
instant case, Petitioners have brought claims which in
substance are the same claims Legislator Petitioners brought
to this Court in the appeal of the Guinn case and which this
Court declined to hear. Angle, 124 S. Ct. at 1662-63. In
in his capacity as a State Legislator. Supreme Court of Virginia v.
Consumers Union of United States, Inc., 446 U.S. 719, 732-34 (1980);
Tenney v. Brandhove, 341 U.S. 367, 377-79 (1951).
* Cf Gomez v. Toledo, 446 U.S. 635, 639 (1980) (“[W]e have held, on
the basis of [c]Jommon-law tradition ... and strong public-policy
reasons, that certain categories of executive officers should be allowed
qualified immunity from liability for acts done on the basis of an
objectively reasonable belief that those acts were lawful.”) (quotations
and citations omitted); Procunier y. Navarette, 434 U.S. 555, 561-62
(1978); Wood v. Strickland, 420 U.S. 308, 320-22 (1975); O'Connor vy.
Donaldson, 422 U.S. 563, 577 (1975); Morales v. Vega, 483 F. Supp.
1057, 1060 (D.P.R. 1979).
“ See supra note 43.
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30
Guinn, the Legislator Petitioners claimed that the Nevada
Supreme Court had committed various constitutional
violations in its issuance of the Guinn Order. In the instant
case, Petitioners claim that Respondents have committed
these violations by following the Guinn Order. Pet. App.
14a. At their core, they are the same claims, even including
the nonjusticiable political questions arising from the alleged
violations of the Guarantee Clause of Article IV of the United
States Constitution. Pet. 8, 12. These claims did not merit
review then, and still do not merit review.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted,
WILLIAM L. KEANE
Counsel of Record
SCOTT G. WASSERMAN
LESLIE HAMNER
M. SCOTT MCKENNA
R. RENE YECKLEY
LEGISLATIVE COUNSEL BUREAU
NEVADA STATE LEGISLATURE
401 S. Carson Street
Carson City, NV 89701
(775) 684-6830
Counsel for Respondents The Legislature of the State of
Nevada, The Senate of the State of Nevada, Hon. Lorraine T.
Hunt, The Assembly of the State of Nevada, Hon. Richard D.
Perkins, Jacqueline Sneddon, Diane Keetch, Brenda Erdoes,
and Claire J. Clift
Dated: December 14, 2004.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.