Appendix — Maritime Overseas Corp. v. Hae Woo Youn
Supreme Court brief1994
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Supreme Court of the United States
OCTOBER TERM 1993
MARITIME OVERSEAS CORPORATION
AND ATLANTIA TANKER CORPORATION,
Petitioners,
VERSUS
HAE WOO YOUN,
Respondent.
PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF LOUISIANA
APPENDIX
Gerard T. Gelpi
Counsel of Record
C. Gordon Starling, Jr.
G. Beauregard Gelpi
Gelpi, Sullivan, Carroll & Gibbens
430 Notre Dame Street
New Orleans, Louisiana 70130
Telephone: (504) 524-9714
Attorneys for Petitioners, Maritime
Overseas Corporation and Atlantia
Tanker Corporation
A B Letter Service, Inc., 327 Chartres St., New Orleans, La. (504) 581-5555 J
rake \\
APPENDIX A
Youn v. Maritime Overseas Corp., 623 So.2d 1257
C4 aus tuk ee kb ee tawk Georeacuus la
APPENDIX B
Denial of Rehearing (La. Oct. 7, 1993) ............. l4a
APPENDIX C
Denial of Stay (La. Oct. 11, 1993)................. l5a
APPENDIX D
Maritime Overseas Corp. v. Youn, No. A-323 (U.S.
hs ds ae ev aes eth eee ns 16a
APPENDIX E
Youn v. Maritime Overseas Corp., 605 So.2d 187
(im. App. Gth Cir. 1902) ....................... 18a
APPENDIX F
Youn v. Maritime Overseas Corp., 609 So.2d 240,
ES ee eee 70a
APPENDIX G
Maritime Overseas Corp. v. Youn, ___ U.S. ___,
eg Se 73a
APPENDIX H
Maritime Overseas Corp. v. Youn, ___ U.S. ___,
ee 74a
‘i
INDEX (continued)
APPENDIX I
Denial of Supervisory Writs (La. App. 5th Cir.
March 6, 1900)... .. 643548455 75a
APPENDIX J
Denial of Certiorari or Review (La. April 16, 1990). . .78a
APPENDIX K
Testimony of Dr. Randolph Rice Concerning Found
(R. Vol. 9, 2381-2383, 2399-2400)................ 79a
APPENDIX L
Reasons for Judgment (23rd. J.D.C. Dec. 17, 1990) . .82a
APPENDIX M
Rehearing denied (La. 5th Cir. Oct. 19, 1992) ....... 93a
la
APPENDIX A
SUPREME COURT OF LOUISIANA
No. 92-C-3017
HAE WOO YOUN
Versus
MARITIME OVERSEAS CORP. ET AL
ON WRIT OF CERTIORARI TO THE COURT OF
APPEAL, FIFTH CIRCUIT, PARISH OF ST. JAMES
FILED
SEP 3 1993
LEMMON, Justice*
The sole issue before the court in this personal injury
case is whether the court of appeal erred in reducing the
trial court’s award of general damages and in deleting the
award of loss of found.
—
Plaintiff, a boatswain on a Liberian oil tanker, was
injured aboard ship in May of 1989 when a steam valve on
the port winch opened too quickly, causing the drum to
spin and the cable to whip around the deck out of control.
When plaintiff attempted to prevent the boom from falling
* Pursuant to Rule IV, Part 2, §3, Watson, J. was not on the panel which
heard and decided this case. See footnote in State v. Barras, 615 So.2d
285 (La. 1993).
2a
on his shipmates, the cable wrapped around plaintiff’s left
thigh and crushed his leg.
Plaintiff filed this action against the vessel owner,
the supplier of the crew that operated the vessel, and their
insurer. After a bench trial, the judge found the defendants
negligent in failing to repair the control level known to be
broken and to train the crew properly. Further finding
plaintiff was not contributorily negligent, the judge award-
ed plaintiff damages in the amount of $1,703,864, itemized
as follows:
Medical expenses, future $ 40,000
Past loss of net earnings 22,642
Future loss of net earnings 200,000
Past loss of found 3,748
Future loss of found 37,474
Past physical pain and
suffering 200,000
Future physical pain and
suffering 300,000
Past mental anguish and loss
of enjoyment of life 200,000
Future mental anguish and loss
of enjoyment of life 300,000
Disability and disfigurement 400,000
.
TOTAL 1,703.864
3a
On defendants’ appeal, the intermediate court af-
firmed the judgment in most respects, but reduced the
damages award by almost one-half. 605 So.2d 187. The
court reviewed plaintiff's injuries and resulting disability
and disfigurement, concluding:
Even though Youn’s injuries are undoubted-
ly severe, and permanent in some respects, we
find that in certain areas, the trial court abused
its discretion (on the high side) in awarding
damages of 1.4 million dollars. Accordingly, we
turn to comparable cases to determine the
highest amount the trial court could have
reasonably awarded in this case.
605 So.2d at 202. The court then reviewed comparable
cases and cut the awards of $500,000 for past and future
physical pain and suffering to $214,200, the awards of
$500,000 for past and future mental anguish and loss of en-
joyment of life to $214,200, and the award of $400,000 for
disability and disfigurement to $171,600.! The court fur-
ther deleted the $44,222 award for past and future loss of
found because of failure of proof.
On plaintiff's application, this court granted cer-
tiorari to review the appellate court’s reduction of the
awards. 609 So.2d 239.
In plaintiff's accident in May of 1989, his left thigh
received the full force of the falling boom. After brief un-
consciousness, he endured great pain while waiting an hour
1 The court thus reduced the total award of general damages from
$1,400,000 to $600,000.
4a
for the helicopter to transport him to the hospital. Dr.
David Davis, the vascular surgeon who became the
treating physician, found plaintiff's foot cool and lacking a
pulse and his thigh twice the normal size. Plaintiff had no
sensation below his knee and was justifiably fearful when
told he might lose his leg.
During the emergency surgery, Dr. Davis found that
plaintiff's femoral artery, the primary blood supply to his
leg, had been completely severed. The artery had to be
reconstructed by surgery requiring an incision from plain-
tiff’s groin almost to his ankle. The incision required skin
grafting sixteen inches long and six inches wide.
Recovery was painful because of rejuvenating of the
nerves and return of sensation. Development of an infec-
tion which required debridement further complicated the
recovery.
Dr. Martin Bell, the reconstructive surgeon who
described the muscle injury “‘as if muscle tissue had been
squeezed out like toothpaste,”’ found progressive necrosis
of the muscle tissue and eventually had to remove two-
thirds of the quadriceps muscle of the thigh. Dr. Bell also
performed four additional surgeries under general
anesthesia in May and June. The first surgery involved ex-
ploration, irrigation and debriding of the wound and secon-
dary closure of the wound with cadaver skin. The second,
which involved an abscess of the thigh, included removal of
the staples from the skin grafts and exploration, incision
and drainage of the hematoma. The third removed the
cadaver skin and regrafted with plaintff’s own skin taken
from his back. The fourth was for ischemic necrosis of the
5a
quadriceps muscle, consisting of removal of staples and
retentive sutures, regrating of the knee, and exploration
and evacuation of the hematoma and necrotic muscles of
the thigh.
During the five weeks of hospitalization and surgical
procedures, morphine and demerol were administered to
help plaintiff endure the pain. Plaintiff's distress was
worsened by the fact that he was alone in a foreign country
with demoralizing injuries to his leg.
Plaintiff returned to Korea after his release from the
hospital, but his hamstring muscle ruptured, requiring a
sixth surgery. The hamstring muscle is still not function-
ing normally.
At trial, Dr. Davis described plaintiff's leg as con-
sisting of bone, artery and skin, with all the muscle gone.
The lack of muscle protecting the artery which supplies
blood to the leg subjects plaintiff to significant risk of fur-
ther serious and life threatening injury. The reconstructive
surgeon testified that plaintiff's massive tissue defect,
with skin graft basically overlying the bone, has the poten-
tial to break down. The surgeon recommended additional
surgery to graft muscle mass onto the thigh.
Plaintiff's disability is permanent and likely to
worsen. He walks with a limp and cannot walk any great
distance. He cannot perform manual labor or heavy lifting,
cannot be on his feet for extended periods of time, cannot
climb stairs, and cannot do repetitive bending, stooping,
squatting or kneeling. Plaintiff's doctors have assigned a
permanent disability rating of thirty to thirty-eight per-
6a
cent. He has significant limitation of motion of the leg and
of the knee, as well as scarring of the donor sites on the
back and the opposite leg. Dr. Davis opined that his condi-
tion renders remote his chance for gainful employment in
Korea.
At the time of trial, plaintiff still had pain, swelling,
numbness, and lack of feeling in the leg. His physical condi-
tion is likely to worsen because vascular grafts have a
limited life span and are more prone to development of
blockage and arteriosclerosis than normal arteries.
Plaintiff suffers anxiety and mental pain over his
grotesque disfigurement. His wife was ‘‘disgusted’’ when
she saw his disfigured leg, and emotional problems have
developed over this concern. Plaintiff is also understan-
dably disturbed emotionally about his ability to fulfill his
family responsibilities and the probability of future
worsening of his physical condition.
The trial judge thoughtfully weighed these facts in
fixing the amount of the awards. In reasons for judgment,
the judge stated:
These awards are more than deserved. The
plaintff’s left leg is nothing more than a stick con-
necting his thigh bone to his ankle. The scarring
demonstrated in the pictures represents a river of
gruesome tattoos which encompass and circle the
entire leg, from groin to foot. Plaintiff's leg is em-
broidered with an ugly snake-like appearance.
The Court has never seen such a dismaying scene.
The Court was most impressed with plaintff’s
sincerity and obvious heartache over his condi-
7a
tion. Plaintiff’s leg is useless for anything other
than support. Dr. Davis described the skin over
the bone as a paper thin leg. Plaintiff is in con-
stant jeopardy of any intrusion into the leg, cut-
ting the vessel, and placing his life at risk. There
are no muscles, meat, nor fatty tissue in plain-
tiff’s left thigh. Plaintiff's leg swells constantly,
will never improve, and is expected to continue on
a consistently downward course. Plaintiff will
need future medical expenses because the vessels
grafted in his leg will wear out over time. This will
require at least two more surgeries based on
plaintiff’s life span. The Court does not see how
plaintiff can accomplish any type of future work
other than desk duty for which he appears both
situationally and educationally unsuited. The
plaintiff is totally and permanently disabled, can
never return to any kind of physical activity, and
must drag around with him, a constant reminder
of this event. The impression from plaintff’s
testimony, and viewing photographs of his ex-
isting condition, persuades the Court that plain-
tiff is a depressed, sorrowful, embarrassed,
gentleman who had previously led an active,
healthy, and vital existence. Plaintiff is described
as a model patient who was most grateful to his
American doctors for saving his life. Modern
medicine can only do so much, however, and
plaintiff's discussion of his wife’s reaction when
observing his leg upon his return home and to this
date, persuades the court that the disfigurement
award is required. Plaintiff leads a life of embar-
rassment, pain and shame as a result of the in-
jury. He will have lifetime problems. The indepen-
dent medical exam ordered by the defendants
8a
reflects 90 to 100% strength loss in the left leg,
and is described by their doctor, as a ‘‘near
traumatic amputation of the left lower extremi-
ty.”’ Plaintiff has a significant whole body impair-
ment rating.
For over an hour plaintiff lay on the deck of
the ship where he had worked with pride and
dignity, fearful that he would never again stand
on his own two feet. The obvious pain described
by Capt. Choi was immense both while waiting
for the helicopter, and at the hospital. Plaintiff
was placed under the most powerful sedatives for
most of his hospital stay. As recovery occurred,
pain increased with the regeneration of the
nerves. Today plaintiff has limited motion no
vitality, and no capacity to exercise or use the leg
because of its delicate nature. He lives in constant
apprehension of further injury. He has legitimate
concerns over blood ciots, loss of circulation and
graft failures. He lives in Korea, and wet and cold
weather create additional problems in his thigh
area which the doctors describe as expectable and
severe.
In Reck v. Stevens, 373 So.2d 498 (La. 1977), this
Court commented on appellate review of general damage
awards and on the ‘‘much discretion”’ in fixing damages ac-
corded to trial courts by La. Civ. Code art. 1934(3)(1870).2
The decision pointed out that the role of an appellate court
in reviewing general damages is not to decide what it con-
siders to be an appropriate award, but rather to review
the exercise of discretion by the trier of fact. Each case is
2 The same discretion is mandated today by La. Civ. Code art. 1999.
9a
different, and the adequacy or inadequacy of the award
should be determined by the facts or circumstances par-
ticular to the case under consideration.
In Reck, this court disapproved the appellate court’s
simply reviewing the medical evidence and then concluding
that the award for those injuries was excessive, without
taking into consideration the particular effect of the par-
ticular injuries on the particular plaintiff. This court fur-
ther disapproved of the use of a scale of prior awards in
cases with generically similar medical injuries to determine
whether the particular trier of fact abused its discretion in
the awards to the particular plaintff under the facts and cir-
cumstances peculiar to the particular case. The initial in-
quiry is whether the award for the particular injuries and
their effects under the particular circumstances on the par-
ticular injured person is a clear abuse of the ‘“‘much discre-
tion”’ of the trier of fact. Gaspard v. LeMaire, 245 La. 239,
158 So.2d 149 (1963); Ballard v. Natinal Indem. Co. of
Omaha, Neb., 246 La. 963, 169 So.2d 64 (1964); Lomenick
v. Schoeffler, 250 La. 959, 200 So.2d 127 (1967). Only after
such a determination of an abuse of discretion is a resort to
prior awards appropriate and then for the purpose of deter-
mining the highest or lowest point which is reasonably
within that discretion. Coco v. Winston Industries, Inc.,
341 So.2d 332 (La. 1976); Bitoun v. Landry, 302 So.2d 278
(La. 1974); Spillers v. Montgomery Ward & Co., 294 So.2d
803 (La. 1974).
The standard for appellate review of general damage
awards is difficult to express and is necessarily non-
specific, and the requirement of an articulated basis for
disturbing such awards gives little guidance as to what
‘10a
articulation suffices to justify modification of a generous or
stingy award. Nevertheless, the theme that emerges from
Gaspard v. LeMaire, 245 La. 239, 158 So.2d 149 (1963)
through Coco v. Winston Industries, Inc., 341 So.2d 332
(La. 1976), and through Reck to the present case is that the
discretion vested in the trier of fact is ‘‘great,’’ and even
vast, so that an appellate court should rarely disturb an
award of general damages. Reasonable persons frequently
disagree about the measure of general damages in a par-
ticular case. It is only when the award is, in either direc-
tion, beyond that which a reasonable trier of fact could
assess for the effects of the particular injury to the par-
ticular plaintiff under the particular circumstances that the
appellate court should increase or reduce the award.
In the present case the court of appeal apparently
believed that the general damage award for a leg loss or in-
jury could not exceed $600,000. In reaching this conclu-
sion, the court considered the medical injuries, but ap-
parently did not consider the terrified condition of plaintiff
while on the deck waiting for a helicopter after a near
traumatic amputation when he had attempted to protect
his shipmates; the physical pain and mental agony of the
surgeries and treatment while alone in the hospital in a
foreign country; the ‘“‘grotesque’’ appearance of the leg (as
characterized by the reconstructive surgeon) consisting on-
ly of bone, artery and skin; the justified fear of worsening
of the already fragile condition and of further injury or
death from otherwise innocuous physical contact; the ob-
vious concern over the inability to fulfill family respon-
sibilities because of the disability that certainly will require
continuing medical care and probably will worsen; the
devastating effect of the disability and disfigurement on
lla
plaintiff's marital relationship and personal esteem; and
the mental anguish and anxiety naturally accompanying
the above considerations and the continuing swelling,
numbness, pain and suffering.
When these and other factors are properly con-
sidered under the standards discussed above, we cannot
say that the trial judge abused his discretion in fixing the
generous awards of general damages. The awards are not
obviously the result of passion or prejudice, and they bear
a reasonable relationship to the elements of the proved
damages. Many rational triers of fact could have decided
that a lower award is more appropriate, but we cannot con-
clude from the entirety of the evidence in this record, view-
ed in the light most favorable to the prevailing party in the
trial court, that a rational trier of fact could not have fixed
the awards of general damages at the level set by the trial
judge or that this is one of those ‘‘exceptional cases where
such awards are so gross as to be contrary to right reason.”’
Bartholomew v. CNG Producing Co., 832 F.2d 326 (5th Cir.
1987). We accordingly reinstate that portion of the judge-
ment of the trial court relating to general damages.
As to the trial judge’s award for loss of found, the ap-
pellate court held that plaintiff had not established the
value of the loss and set aside the award.
“Found” is an admiralty term which describes the
element of damages representing the value of the living ex-
penses provided to a seaman by his employer as a condition
of employment while aboard ship. Found generally includes
expenses for food, lodging and clothing. Frank L. Maraist,
Admiralty in a Nutshell 194 (2d ed. 1988).
12a
Plaintiff clearly suffered this loss, inasmuch as he
will never again receive these sums from his employer while
aboard ship. The only issue is the precise value of the loss.
In Jordan v. Travelers Ins. Co., 257 La. 995, 245
So.2d 151 (1971), the plaintiff had failed to introduce in-
come tax returns and other earnings records, but had
testified regarding his employment history. The lower
courts denied his claim for loss of earnings because of
failure of proof. This court held that plaintiff had proved
that he, more probably than not, had sustained some loss
of pretrial and future earnings, and proceeded to fix an
award based on the less-than-perfect evidence.
In Stiles v. K-Mart Corp., 597 So.2d 1012 (La. 1992),
plaintiff proved that he would require future medical treat-
ment, but did not present expert testimony as to the cost
of the treatment. The court of appeal deleted the trial
court’s award for this item of damages, but this court
reinstated the award, noting:
When the record establishes that future
medical expenses will be necessary and in-
evitable, the court should not reject an award of
future medical expenses on the basis that the
record does not provide the exact value of the
necessary expenses, if the court can examine the
record and determine from evidence of past
medical expenses and other evidence a minimum
amount that reasonable minds could not disagree
will be required. La. Code of Civ. Proc. art. 2164.
597 So.2d at 1013.
ee
13a
Here, the trial judge set the award for loss of found
at $10 per day on the basis of evidence that plaintff’s
employer had provided meals, lodging and clothing to him
daily and the trial court’s inference that these daily items
would cost at least that amount. Moreover, awards for loss
of found in other reported decisions have far exceeded that
daily amount. We conclude that the award of $10 per day
was supported and should have been upheld.
Accordingly, the judgment of the court of appeal is
set aside in part, and the awards by the trial court for
general damages and loss of found are reinstated.
l4a
APENDIX B
SUPREME COURT OF LOUISIANA
No. 92-C-3017
HAE WOO YOUN
Versus
MARITIME OVERSEAS CORP. ET AL
ON WRIT OF CERTIORARI TO THE COURT OF
APPEAL, FIFTH CIRCUIT, PARISH OF ST. JAMES
APPLICATION FOR REHEARING DENIED.
WATSON, J. - not on the panel.
October 7, 1993.
15a
APPENDIX C
SUPREME COURT OF LOUISIANA
No. 92-C-3017
HAE WOO YOUN
Versus
MARITIME OVERSEAS CORP. ET AL
ON WRIT OF CERTIORARI TO THE COURT OF
APPEAL, FIFTH CIRCUIT, PARISH OF ST. JAMES
The motion to stay execution and enforcement of
judgment is denied.
October 11, 1993.
ati i,
16a
APPENDIX D
SUPREME COURT OF THE UNITED STATES
OFFICE OF THE CLERK
WASHINGTON, DC 20543
WILLIAM K. SUTER AREA CODE
CLERK OF THE COURT 202-479-3011
October 14, 1993
Re: Maritime Overseas Corporation,
et al.,
v. Hae Woo Youn
Application No. A-323
Dear Mr. Gelpi:
The application for a stay of enforcement of judg-
ment of Supreme Court of Louisiana pending timely filing
and disposition of a petition for a writ of certiorari in the
above-entitled case has been presented to Justice Scalia,
who on October 14, 1993 endorsed thereon the following:
‘Denied
14/X/93
AS”
17a
Very truly yours,
WILLIAM K. SUTER, Clerk
BY /s/_ Francis J. Lorson
Francis J. Lorson
Chief Deputy Clerk
NOTE: - FOR YOUR INFORMATION: A copy of
this letter has been sent to all interested par-
ties shown on the attached notification list.
18a
APPENDIX E
HAE WOO YOUN
v.
MARITIME OVERSEAS CORP.,
Atlantia Tanker Corp., and
Assuranceforengen Gard.
No. 91-CA-407
Court of Appeal of Louisiana
Fifth Circuit.
~ July 27, 1992.
Rehearing Denied, Oct. 19, 1992.
Paul Due, Due, Smith & Caballero, Baton Rouge,
Gordon Crawford, Gonzales, Lewis Unglesby, Unglesby
& Barrios, Baton Rouge, for plaintiff, appellee.
F. Scott Kaiser, Thomas Kiggins, Phelps, Dunbar,
Marks, Claverie & Sims, Baton Rouge, M.D. Yaeger, Terri-
berry, Carroll, Yancey & Farrell, New Orleans, James B.
Kemp, New Orleans, for defei.dants, appellants.
Before BOWES, GRISBAUM and WICKER, J).
BOWES, Judge.
Plaintiff, Hae Woo Youn, filed suit for damages, nam-
ing as defendants Maritime Overseas Corporation (MOC)
and Atlantia Tanker Corporation (Atlantia) under the
Jones Act, 46 U.S.C.App. Section 688 and also the general
maritime law pursuant to the “savings to suitors” clause
of 28 U.S.C. Section 1333. Youn subsequently amended
his petition to also name, as a defendant, Assuran-
ceforeningen [sic] GARD (GARD), the marine liability
insurer for MOC and Atlantia. After trial on the merits,
19a
judgment was rendered in favor of plaintiff and against
all defendants, in solido, for $1,703,864.00, plus interest
and costs. After the denial of defendants’ motions for
new trial, this appeal was perfected. We amend and as
amended, affirm in part and remand in part the judgment
of the trial court.
FACTS
Plaintiff, Hae Woo Youn, was the boatswain
(“bosun”) on the M/T Atlantia, a Liberia oil tanker
owned by Atlantia. The M/T Atlantia was operated by
and the crew furnished by MOC. On May 23, 1989, Youn,
and two other crew members, working under Youn’s
instructions, were using the ship’s port winch preparing
to hoist the ship’s gangway back on board in preparation
for the ship’s departure. The winch controls consist of a
lever and a steam valve. A crew member, O/S Hae,
locked the control lever into place (direction) and then
opened the steam valve to start the rotation of the gypsy
head drum, which pulls in the slack of the wire cable
used to hoist heavy objects. The steam valve opened too
quickly, causing the drum to spin too fast and out of
control, which resulted in the cable coming off the gypsy
head and whipping around uncontrollably on the deck
floor. Plaintiff called to Quartermaster Choi to engage the
stopper to keep the crane boom from falling, however,
Choi became frightened and abandoned his post. Youn
ran to the stopper and en route there, was hit by the
cable, causing serious and permanent injury and defor-
mity to his left leg.
20a
ISSUES: MOC AND ATLANTIA
On appeal, MOC and Atlantia allege the following
assignments of error:
1.
If the district court had subject matter jurisdiction, it
erred in denying defendants the right to a jury trial.
A
The trial court erred in assuming jurisdiction because
Youn designated his suit as an “admiralty or general
maritime claim pursuant to La.Code Civ.P. art. 1732(6)
thereby invoking the exclusive jurisdiction of the federal
admiralty courts.
2
The trial court erred in finding that the M/T ATLAN-
TIA was unseaworthy and that such condition caused
Youn’s injuries.
4.
The trial court erred in finding that defendants were
negligent and that such negligence caused Youn’s inju-
ries.
2la
>.
The trial court erred in finding no comparative negli-
gence on the part of Youn, who chose to use an unsafe
procedure because it was “faster” and “easier.”
6.
The trial court erred in denying defendants’ Motion
to Supplement the Record and Motion for New Trial
whereas Youn was permitted to offer post-trial evidence
to prove both liability and damages, and the evidence
offered by defendants was intended to prevent the per-
petration of a fraud on the court.
7.
The trial court erred in assessing liability against
MOC because it was not the owner or operator of the
M/T ATLANTIA, and was not Youn’s employer.
8.
The trial court’s award of general damages in the
amount of $1,400,000.00 is excessive. The award should
be substantially reduced or set aside and a new trial
ordered.
9.
The trial court erred in awarding prejudgment inter-
est as to the entire damage award since a substantial
portion of the award represents future losses for which
interest would not have accrued.
22a
10.
The evidence does not support the trial court’s award
for future medical expenses in the amount of $40,000.00.
11.
The evidence does not support the trial court’s award
for past loss of earnings in the amount of $22,642.00.
12.
The evidence does not support the trial court’s award
of past and future loss of “found” in the amount of
$41,222.00.
ISSUES: GARD
GARD alleges as error the following:
A
The trial court erred in not dismissing the petition, as
amended, for want of subject matter jurisdiction, plaintiff
having designated his claims as purely admiralty or mar-
itime claims of which federal district courts have exclu-
sive jurisdiction.
r
The trial court erred in denying the defendants their
substantive federal right to trial by jury of Jones Act and
general maritime law claims.
23a
.
The trial court erred in not maintaining GARD’s
exception of no cause of action or no right of action
against it under the Louisiana Direct Action Statute,
La.R.S. 22:655, or otherwise.
4.
With plaintiff not having met his burden of proving
any insurance coverage and the terms and provisions of
any such coverage, the trial court erred in rendering
judgment against GARD.
5
The trial court erred in denying GARD’s motion for
continuance of the trial.
We shall consider GARD’s assignments of error later
in logical sequence, but first we shall consider the assign-
ments of error by both Atlantia and MOC in convenient
groups as follows:
TRIAL BY JURY/SUBJECT MATTER JURISDICTION
Defendants, Atlantia and MOC, as well as defendant
GARD, first argue that the trial court action in striking
MOC and Atlantia’s request for a jury was error. They
also agree and urge that a plaintiff's designation of his
suit as admiralty or maritime under C.C.P. art. 1732(6)
impermissibly usurps jurisdiction of admiralty cases from
the federal courts. Finally, it is alleged that C.C.P. art.
24a
1732(6) is unconstitutional in that it operates to deprive a
defendant his right to trial by jury.
In response to plaintiff’s original petition, Atlantia in
its answer, requested trial by jury. Plaintiff then filed a
first supplemental and amending petition, in which he
clarified his position that he was filing suit both under
the Jones Act and under General Maritime Law and fur-
ther stated that “Plaintiff specifically designates this suit
as an admiralty or general maritime claim for purposes of
eliminating any right to trial by jury in accordance with
1732(6) of the Louisiana Code of Civil Procedure.”
Plaintiff next filed a second amended petition which
again stated that his claim was a general maritime claim
and therefore defendants had no right to a jury trial
under LSA-C.C.P. art. 1732(6).
MOC then filed its answer, and also requested a jury
trial therein.
Plaintiff filed a motion to strike defendant’s jury
demands which was granted by the trial court. MOC and
Atlantia applied for supervisory writs to this Court. Writs
were refused.
Defendant’s application for a review of our decision
was quickly filed with the Louisiana Supreme Court who
also refused writs. Hae Woo Youn v. Maritime Overseas
Corporation, 559 So.2d 1367 (La. 1990). Thus, our decision
was, in effect, affirmed by the Supreme Court.
Immediately before trial, GARD filed a removal
notice alleging that plaintiff’s election to proceed under
general maritime law operated to divest the trial court of
jurisdiction. Federal District Judge Sear of the Eastern
25a
District of Louisiana found no merit to defendant’s argu-
ment as it remanded the case back to state court before
the state court trial began.
Youn asserts that the decisions of this court and the
Louisiana Supreme Court, denying defendant’s super-
visory relief should be considered “law of the case,”
precluding further consideration of these issues.
The Louisiana Supreme Court explained the principle
of “law of the case” in Day v. Campbell-Grosjean Roofing &
Sh. Metal Corp., 260 La. 325, 256 So.2d 105, 107 (1971):
With regard to an appellate court, the ‘law of the
case’ refers to a policy by which the court will
not, on a subsequent appeal, reconsider prior
rulings in the same case. This policy applies
only against those who were parties to the case
when the former appellate decision was ren-
dered and who thus had their day in court.
Among reasons assigned for application of the
policy are: the avoidance of indefinite relitiga-
tion of the same issue; the desirability of consis-
tency of the result in the same litigation; and the
efficiency, and the essential fairness to both par-
ties, of affording a single opportunity for the
argument and decision of matter at issue. [Foot-
notes omitted].
The “law of the case” principle applies to all deci-
sions of an appellate court, not merely those arising from
the full appeal process. Mihalopoulos v. Westwind Africa
Line, Ltd., 511 So.2d 771 (La.App. 5 Cir.1987); City of New
Orleans v. Rasmussen, 542 So.2d 13 (La.App. 4 Cir.1989),
writ denied, 548 So.2d 334 (La.1989).
26a
Ordinarily, we would decline to reconsider this issue
pursuant to the principle of “law of the case.” However,
in this instance, we note that GARD was not a party to
the suit at the time the issue was raised by writs to this
Court and the Louisiana Supreme Court. The principle of
“law of the case” is to be applied only against those who
were parties to the cases when the former appellate deci-
sion was rendered and who thus had their day in court.
Gaudet v. G.D.C., Inc., 477 So.2d 731 (La.App. 1 Cir.1985);
Day v. Campbell-Grosjean Roofing & Sh. Metal Corp., supra.
Accordingly, we will consider these issues again in
this appeal.
LSA-C.C.P. art. 1732(6) provides that a trial by jury
shall not be available in:
A suit on an admiralty or general maritime
claim under federal law that is brought in state
court under a federal ‘saving to suitors’ clause,
if the plaintiff has designated that suit as an
admiralty or general maritime claim.
Defendants’ first allegation, that the trial court erred
in striking their request for jury trial, was found meritless
in Heinhuis v. Venture Associates, Inc., 558 So.2d 1244
(La.App. 1 Cir.1990), writ denied, 559 So.2d 1369 and 1385
(La.1990), wherein the court held that, pursuant to C.C.P.
art. 1732(6), the option of whether or not to have a jury
trial rests solely with the plaintiff. Furthermore, plaintiff's
cumulation of his Jones Act claim with an admiralty or
general maritime claim does not open the door for the
defendant Jones Act employer to demand a jury trial.
At the time of oral argument in November, 1991,
Heinhuis was the only positive ruling on this issue,
27a
although there was a case from the Fourth Circuit,
Gauchet v. Chevron USA Inc., 541 So.2d 272 (La.App. 4
Cir.1989), which expressed a contrary sentiment in dicta —
and at that time, we chose to follow the Heinhuis ruling as
the more correct interpretation. Since that time, however,
on May 26, 1992, the Louisiana Supreme Court has settled
the matter with finality by holding, on rehearing, that
Jones Act claims are admiralty and maritime claims and
that, pursuant to LSA-C.C.P. art. 1732(6), the plaintiff
alone had the right to elect whether his case would be
decided by a jury or by the trial court. Parker v. Rowan
Companies, Inc., 599 So.2d 296 (La.1992).
In Sons v. Inland Marine Service, Inc., 577 So.2d 225
(La.App. 1 Cir.1991), the First Circuit rejected defendants
second argument, that the legislature, in its enactment of
C.C.P. art. 1732(6), supra, prohibiting jury trials in admi-
ralty or general maritime cases, attempted to usurp juris-
diction of admiralty cases from the federal courts,
contrary to the United States Constitution. In rejecting
this argument, the First Circuit stated that:
. . . the article does not impermissibly usurp
jurisdiction of admiralty cases because state
courts already have concurrent jurisdiction over
i’ personam admiralty actions. Nothing in the
article seeks to establish jurisdiction over in rem
admiralty suits, which are exclusively within the
jurisdiction of federal courts. Therefore, defen-
dants’ first argument has not merit. At p. 229.
[Emphasis partially ours).
Defendants’ position was also rejected by the Eastern
District of Louisiana in Bergeron v. Quality Shipyards, 765
F.Supp. 321, 323 (E.D.La.1991), wherein the court said:
28a
Second, we are at a loss, from either a logi-
cal or legal perspective, as to how the invocation
of a state procedural rule which limits the avail-
ability of a jury trial in a state court proceeding,
confers upon this court exclusive federal admi-
ralty jurisdiction. It is well established that state
courts have concurrent jurisdiction to try in per-
sonam admiralty actions. [Citations omitted].
Defendants next argue that the trial court’s action in
striking their demand for trial by jury violated their
constitutional rights under the Supremacy Clause and the
Equal Protection Clause of the United States Constitution.
In Sons, supra, this same argument was rejected:
Defendants contend the trial court’s denial
of their request for a trial by jury denies them
due process, equal protection of the laws, and
equal access to the courts in violation of the
United States and Louisiana Constitutions.
However, the United States Supreme Court has
held that the Seventh Amendment right to jury
trials in civil cases is not so fundamental to the
American system of justice as to be required of
state courts by the due process clause of the
Fourteenth Amendment. See Melancon v.
McKeithen, 345 F.Supp. 1025, 1035 (E.D.La.1972),
affirmed, 409 U.S. 943, 1098, 93 S.Ct. 289, 908, 34
L.Ed.2d 214, 67° (1973); Rudolph v. Massachusetts
Bay Insurance Co., 472 So.2d 901 (La.1985). The
denial of a jury trial in a state civil proceeding
also does not violate the equal protection clause
of the United States Constitution. Letendre v.
Fugate, 701 F.2d 1093 (4th Cir.1983).
In addition, there is no due process right to
a jury trial in civil cases under the Louisiana
Constitution of 1974. See Fidelity & Guaranty
ee
29a
Insurance Company v. Succession of Smith, 525
So.2d 348, 353 n. 3 (La.App. Ist Cir.1988). At
page 229.
The court then noted that the state had legitimate
interests in enacting LSA-C.C.P. art 1732(6), first to make
the procedure in state admiralty cases consistent withthe
procedure in the federal court system, where a plaintiff
may also designate his claim as an admiralty or general
maritime claim to preclude defendant from having a jury
trial, (see F.R.C.P. 9(h) and Romero v. Bethlehem Steel Corpo-
ration, 515 F.2d 1249 (5th Cir.1975), and second to mini-
mize the delays and greater court costs which generally
attend jury trials. Sons, supra and Heinhuis, supra.
Finally, the court noted that the denial of a jury trial
does not operate to deny defendants access to the courts
as “they still will have an adequate opportunity to defend
themselves before an impartial trier of fact.” At page 230.
Accordingly, these assignments of error are rejected.
LIABILITY FOR PLAINTIFF’S INJURIES
Atlantia and MOC allege that the trial court erred in
finding them 100% liable to plaintiff under the theories of
unseaworthy and negligence.
Initially, we note that the Louisiana Supreme Court
has set down instructions very emphatically, and on sev-
eral occasions, relative to the findings of fact made by the
trial court, as enunciated in Rosell v. Esco, 549 So.2d 840
(La.1989) (and other cases) and more recently, and more
positively, in Martin v. East Jefferson General Hospital, et al.,
iinet
30a
582 So.2d 1272 (La.1991), and we acknowledge that appel-
late courts are bound to abide by same. In Martin, the
Supreme Court stated:
. ‘if the trial court or jury’s findings are
reasonable in light of the record reviewed in its
entirety, the court of appeal may not reverse,
even though convinced that had it been sitting
as the trier of fact, it would have weighed the
evidence differently.’ Sistler v. Liberty Mutual Ins.
Co., 558 So.2d 1106, 1112 (La.1990); Arceneaux v.
Domingue, 365 So.2d 1330 (La.1978). We have
instructed the appellate courts that when there
are two permissible views of the evidence, the
factfinder’s choice between them cannot be man-
ifestly erroneous or clearly wrong. [Emphasis
added].
Additionally, in Sutton v. Central Gulf Lines, Inc., 433
So.2d 888, 891 (La.App. 5 Cir.1983), this Court examined
the scope of review applicable in an admiralty case (Jones
Act):
Initially, we acknowledge that while we enjoy
full constitutional authority to review both the
law and facts in civil cases; nevertheless, under
federal law and jurisprudence, the findings of
the trial judge on the merits may not be dis-
turbed unless they are clearly erroneous. Jones
Act, 46 U.S.C.A. Section 688; Federal Rule of
Civil Procedure, Rule 52(a); Cooper v. Keyes Off-
Shore, Inc., 421 So.2d 385 (La.App. 1 Cir.1982);
Portier v. Texaco, Inc., 426 So.2d 623 (La.App. 1
Cir. 1982). The courts in Cooper, supra, and Por-
tier, supra, both looked to the United Sites
Supreme Court for an explanation of the ‘clearly
erroneous’ rule and in McAllister v. United States,
3la
348 U.S. 19, 75 S.Ct. 6, 99 L.Ed. 20 (1954), found
the following:
A finding is clearly erroneous when
‘although there is evidence to support it, the
reviewing court on the entire evidence is
left with the definite and firm conviction
that a mistake has been committed.’ 348
U.S. at 20, 75 S.Ct. at 7.
The trial court made findings of fact as follows:
The accident happened because the boat
was in an unseaworthy condition, and because
of negligence. The winch control lever had been
broken for some period of time and did not
operate. Accepting the testimony in the light
most favorable to the defendants, the Court
finds that the winch lever was dysfunctional.
Furthermore, the lever could easily and should
easily have been repaired during the six months
that it was broken while the boat was in Ameri-
can waters. The crew was non-trained. The
Court is impressed by the testimony of all crew
members that there were no safety manuals
written in Korean, that there was no training
provided for any crew members, and that the
procedure of MOC as to hire the Korean crew
member and put him on the boat. On-the-job
training can be expected to lead to accidents.
Defendants were negligent. They allowed the
crew to use the steam valve because the winch
lever did not work. The Court finds that the use
of the steam valve is not a safe method, and is
not the method intended in the design of the
ship for the use of the winch. Mr. Heu released
too much steam, accelerating the speed of the
winch, leading to the accident. The negligence
of a crew member in employing a method
32a
approved by his employer is actionable. Choi
was ordered to engage the crane reel stopper in
the event that the winch control lever began to
operate out of control. Choi, because he was
afraid, and was being peppered by debris com-
ing off the cable, ran from his post. This placed
Bosum Youn in the predicament of having no
stopper. At the time that Choi abandons his
post, the winch is out of control, Heu has over-
accelerated the steam, and the crane boom is
beginning to fall. Youn attempts to take action to
preserve his employer’s property and to save
the lives of his fellow workers. The winch cable
snaps Youn’s leg, creating his injury.
The Court resolves this as a simple matter.
The Court finds that there is gross negligence in
regard to the failure of MOC and Atlantia to
provide a seaworthy vessel, and to repair a
known broken piece of equipment. The burden
of the plaintiff is light. A vessel owner/
employer is deemed negligent if it fails to exer-
cise reasonable care to maintain a reasonably
safe work environment. In this case, the evi-
dence overwhelmingly preponderates in favor
of plaintiff and against defendant.
The Court finds as a fact, that the crew was
not properly trained in the operation of the
winch. The Court finds as a fact, that there was
no training to the crew as to what action to take
in the event the winch became out of control as
occurred here, and further, that because the ves-
sel owner failed to repair the broken winch, or
to employ an automatic stopper, it was foresee-
able that an event such as this would occur. The
Court finds that at ao time, did any superior
33a
member of the Atlantia crew, or MOC Corpora-
tion, require Youn or anyone else to use any
alternative method in winding the winch.
Defendants argue that the use of the gypsy
head to wind the excess cable onto the winch
drum, would avoid the accident. The defendants
suggest that all slack between the crane reel and
winch drum should be taken in. The Court was
impressed by the fact that the actions taken by
Youn appeared to be commonplace, and further
that the captain of the boat had no knowledge as
to what methodology was correct. The captain
admits that they were in a substantial hurry
because the pilot had come to move the boat
and that it was Youn’s job to get the crane in a
position to shove off. Youn testified and his
crew members support the idea, that the method
he was using was the most efficient, and that
they had never been instructed to avoid that
method nor of any safety hazards created by the
method.
The Court is not impressed by the defen-
dants’ efforts to blame the accident on Youn’s
use of the method employed by him, instead of
their failure to train their crew, and to repair
their broken equipment which they provided to
Youn.
The Court is not impressed by the claim that
Youn used a ‘shortcut’ in view of the Captain’s
testimony that they were in a hurry to take off,
and all witnesses’ testimony that Youn was an
experienced, knowledgeable bosun. The Court
finds that had the winch been repaired, or had
the untrained crew members stayed at their
post, or had the steam valve not been over-
charged, the accident would have been avoided.
34a
All this is directly placed at the feet of the
defendants. Furthermore, from reviewing the
evidence, including the photographs, the Court
does not believe that it would be practical or
probable, that all of the line could be placed on
the gypsy head.
* * *
The Court does not find Mr. Youn contrib-
utorily negligent. He acted in accordance with
his training, he was given inadequately trained
helpers, one of whom abandoned his post, and
he was required to work with defective equip-
ment. The Court is well aware of the pressure
placed upon a foreign seaman to do the job
required, and the inability of a seaman to refuse
his duties. The Court further notes the substan-
tial conflicts in the testimony of the crew
between their discovery depositions taken by
the plaintiff and their trial depositions several
days later. The Court recognizes in those deposi-
tions that the crew members were kept under
the total control of the defendants, that certain
relevant crew members were present in New
Orleans in order to provide information to
defense counsel, and at least one was then sent
to Tokyo rather than provided for testimony.
The record reflects that Port Captain Williams
made an inspection of the vessel right after the
accident, and condemned the actions of the crew
and recognized the failure of the equipment.
This information was not provided to plaintiff
until the eve of trial, and then only inadver-
tently. The Court, in evaluating the evidence,
believes the statements of the crew members
taken in the discovery depositions, believes the
statements of Captain Williams in his June
35a
inspection report, accepts the testimony of Cap-
tain George Blann as more reasonable based on
facts and evaluations consistent with accepted
maritime safety practices, and finds evidence in
favor of Youn on the issues of unseaworthiness,
negligence, and lack of comparative negligence
overwhelming.
A careful review of the entire record and particularly
the conclusions stated above have convinced us these
findings of fact are reasonable and are abundantly svffi-
cient to find liability in tort and under general maritime
law on the part of Atlantaia [sic] and MOC. Accordingly,
we find no manifest error in the findings of fact and
conclusions reached by the trial court.
CLAIMS UNDER (1) THE JONES ACT AND (2)
UNSEAWORTHINESS
The claims of negligence under the Jones Act and
because of unseaworthiness are separate and distinct
claims. Usner ov. Luckenbach Overseas Corp., 400 U.S. 494, 91
S.Ct. 514, 27 L.Ed.2d 562 (1971).
Under general maritime law, a shipowner has an
absolute duty to provide the members of his crew with a
seaworthy vessel. A ship is unseaworthy unless it and all
of its appurtenances and crew are reasonably fit and safe
for their intended purpose. Miles v. Melrose, 882 F.2d 976
(Sth Cir.1989), affirmed, Miles v. Apex Marine Corp.,
U.S. __, 111 S.Ct. 317, 112 L.Ed.2d 275 (1990). The duty of
a shipowner to provide a seaworthy vessel is absolute;
actual or constructive knowledge by the owner of the
unseaworthy condition is not necessary to support lia-
bility. In addition, a showing of due diligence or lack of
36a
negligence by the owner will not negate liability. Mitchell
v. Trawler Racer, Inc., 362 U.S. 539, 80 S.Ct. 926, 4 L.Ed.2d
941 (1960). To prevail on an unseaworthiness claim, a
plaintiff must show that the vessel was unseaworthy and
that the unseaworthy condition was the proximate cause
of his injury. Alverez v. ]. Ray McDermott & Co., 674 F.2d
1037 (Sth Cir.1982).
Under the Jones Act, a vessel owner is deemed negli-
gent if he fails to exercise reasonable care to maintain a
reasonably safe work environment. Ceja v. Mike Hooks,
Inc., 690 F.2d 1191 (5th Cir.1982).
The trial court found that the winch control lever was
broken, and therefore the crew had to use the steam valve
to control the winch. The seaman using the steam valve
released too much steam, accelerating the speed of the
winch and causing the accident. The trial court also
found that the crew was non-trained, and that this was a
fault or negligence assignable to the defendants and that
this also contributed to the accident.
We see no manifest error in the trial court’s judgment
finding that the vessel was unseaworthy and that Atlantia
and MOC were negligent in failing to provide to plaintiff
a safe place to work.
Atlantia and MOC agree upon and urge that plaintiff
was comparatively negligent in using the “line unat-
tached” instead of the “line attached method.”
In Ceja, supra at 1194, the court said:
Generally, a seaman has no duty to find the
safest way to perform his work. Comeaux v. T.L.
James & Co., supra, 666 F.2d [294] at 300 [5th
37a
Cir.1982]; Spinks v. Chevron Oil Co., 507 F.2d 216,
223 (Sth Cir.1975), clarified, 546 F.2d 675 (Sth
Cir.1977) (‘His duty is to do the work assigned,
not to find the safest method of work’). Rather,
the duty to provide for a safe course of conduct
lies primarily with the vessel owner. A seaman,
therefore, is not contributorily negligent merely
because he uses an unsafe tool or appliance or
proceeds in an unsafe area of the ship. Only
where it is shown that there existed a safe alter-
native available to him of which he knew or
should have known, can a seaman’s choice of an
unsafe course of action be properly considered
in determining whether he was negligent.
Accord Joyce v. Atlantic Richfield Co., 651 F.2d 676,
682-83 (10th Cir. 1981). [Emphasis partially
ours]. [Footnotes omitted].
The trial court found that the “line unattached”
method utilized by Youn was sanctioned by the defen-
dants, that this method was commonplace and was the
most efficient method to raise the gangplank. The court
further found that, from the evidence, use of the “line
attached” method was not practical or probable with
regard to plaintiff’s tasks at the time of the accident.
We see no error in the trial court’s decision finding
that plaintiff was not comparatively negligent.
Finally, defendants argue that the trial court erred in
disregarding OSHA regulations in its determination of
plaintiff’s standard of care. We see nothing in the record
which shows that plaintiff was aware of the OSHA regu-
lation which indicates that the “line attached method” is
safer nor do we find anything to show that defendant's
training, if any, of plaintiff included teaching plaintiff
38a
OSHA regulations. Furthermore, in light of the court's
finding that using the “line attached method” was neither
probable nor practical in this case, the trial court’s con-
sideration of the OSHA safety regulation would not
change the outcome of this case.
TRIAL COURT’S DENIAL OF INTRODUCTION OF
POST-TRIAL EVIDENCE AND/OR MOTION FOR NEW
TRIAL.
After the conclusion of the trial, MOC and Atlantia
sought to have introduced into evidence a videotape
demonstrating how to raise and lower the boom using the
portside winch on the M/T Atlantia. Defendants also
filed a motion for new trial alleging that this tape consti-
tuted newly discovered evidence.
We find that the trial court did not err in denying the
introduction of the videotape into evidence one month
after the conclusion of trial.
The videotape is experimental evidence attempting
to refute plaintiff’s expert’s testimony that there was too
much line on the portside winch which made using the
“line attached” procedure unsafe and/or impossible.
Before such evidence can be considered at trial a proper
foundation for its admissibility must be established.
There is ample jurisprudence holding that to establish a
proper foundation the offering party must affirmatively
show that the experiment was conducted under similar, if
not precise, conditions as were present during the origi-
nal act. Hunnicutt v. Kent, 434 So.2d 91 (La.App. 5 Cir.
1982), writ denied, 435 So.2d 442 (La.1983); Guidry v. Bos-
ton Old Colony Ins. Co., 540 So.2d 543 (La.App. 3 Cir.), writ
39a
denied, 543 So.2d 7 (La.1989). No such showing was made
in this case.
MOC and Atlantia alternatively allege that the video-
tape was “newly discovered” evidence and therefore the
trial court erred in not granting their motion for new
trial.
LSA-C.C.P. art. 1972 provides:
A new trial shall be granted, upon contra-
dictory motion of any party, in the following
cases:
(1) When the verdict or judgment appears
clearly contrary to the law and the evidence.
(2) When the party has discovered, since
the trial, evidence important to the cause, which
he could not, with due diligence, have obtained
before or during the trial.
(3) When the jury was bribed or has
behaved improperly so that impartial justice has
not been done.
To obtain a new trial on the basis of newly discov-
ered evidence there must be a clear showing not only that
the evidence was discovered after trial, but that every
reasonable and diligent effort was made to procure it
before trial. LeBlanc v. Consolidated Aluminum Co., 401
So.2d 1082 (La. App. 3 Cir.), writ denied, 409 So.2d 617
(La.1981).
Defendants argue that they did not become aware of
plaintiff’s expert’s opinion until September 12, 1990, six-
teen days before trial and that at that time they began
efforts to board the M/V Atlantia. The ship did not enter
the United States until September 24, 1990; and then it
40a
had to be moved several times. The videotape was made_
on September 28, 1990 (the same day the trial began) and
defendants received it October 1, 1990 one week after
trial. However, defendants did not seek to have the tape
introduced into evidence until November 2, 1990 - a
delay of over four weeks.
From the record before us, we find that defendants
have not borne their burden of showing that the video-
tape was “newly discovered” evidence and therefore are
not entitled to a new trial. Defendants had full knowl-
edge that the tape was being made on the day of trial.
However, they withheld this important information from
the court and opposing counsel and they made no
attempt to have the trial judge hold the case open until
the tape could be viewed and offered into evidence.
Furthermore, although defendants received the tape
on October Ist, they waited over a month to seek its
introduction into evidence. Under all these circumstances,
we see no abuse of discretion whatsoever in the trial
court’s ruling denying defendant’s motion for new trial.
Although this Court allowed defendants to supple-
ment their brief with a copy of the videotape out of an
abundance of caution to insure fairness, we decline to
examine the videotape since it was not introduced into
evidence at trial. Uniform Rules of Court - Courts of
Appeal — Rule 1-3. Coleman E. Adler & Sons, Inc. v. Wag-
goner, 538 So.2d 1131 (La.App. 5 Cir.1989).
LIABILITY OF MOC
Under both general maritime law and the Jones Act,
the employer of the seamen and the vessel owner may be
4la
liable for negligent injury or death, or injury or death
resulting from the unseaworthiness of the vessel. Sym-
eonides v. Cosmar Compania Naviera, S.A., 433 So.2d 281
(La.App. 1 Cir.), writ denied, 440 So.2d 731 (La.1983), cert.
denied, Cosmar Compania Naviera, S.A. v. Symeon Sym-
eonides, 465 U.S. 1079, 104 S.Ct. 1442, 79 L.Ed.2d 762
(1984).
MOC alleges that it does not own or operate the M/T
Atlantia and was not the employer of plaintiff, and there-
fore, the trial court erred in holding MOC liable under
general maritime law or under the Jones Act.
We are aware that only an employer can be liable
under the Jones Act. Karvelis v. Constellation Lines S.A.,
806 F.2d 49 (2nd Cir.1986), cert. denied, Constellation Lines
S.A. v. Karvelis, 481 U.S. 1015, 107 S.Ct. 1891, 95 L.Ed.2d
498 (1987). However, for the purposes of recovery, it may
be possible for a seaman to have more than one Jones Act
employer. Guidry v. South Louisiana Contractors, Inc., 614
F.2d 447 (5th Cir.1980). In determining who is an
employer for recovery under the Jones Act, “control” is
the critical inquiry:
Factors indicating control over an employee
include payment, direction, and supervision of
the employee. Also relevant is the source of the
power to hire and fire. The control which is
exercised must be substantial; the mere possi-
bility of some control over the actions of an
employee will not suffice to find an employer-
employee relationship.
Volyrakis v. M/V Isabelle, 668 F.2d 863, 866 (Sth Cir.1982).
We find here that MOC was an employer under the
Jones Act for the following reasons.
42a
The record in this case establishes that all of the crew
members of M/V Atlantia who testified, including plain-
tiff, stated that MOC was their employer. Port Captain
Williams also testified that the crew of the M/V Atlantia
were working “indirectly” for MOC. Donald Farmer of
MOC testified that MOC was responsible for “crewing”
the vessel and for attending to all crew matters. The
contract between MOC and Atlantia gave MOC “sole and
exclusive management . . . of the said vessel,” including
the power to hire and fire crew, prepare payroll and
otherwise conduct all business of the vessel — nothing
could be more clear. Furthermore, the reports of plain-
tiff’s injury were sent to MOC. In view of the above facts,
we see no manifest error in the trial court’s finding that
MOC was plaintiff’s employer.
Although both plaintiff and defendants argue the
ownership status of MOC, the trial court made no finding
regarding MOC’s status as owner pro hac vice of the
M/V Atlantia. Because we find plaintiff can recover dam-
ages from MOC, under the Jones Act, the issue of
whether MOC is also owner, pro hac vice,’ of an
1 An owner pro hac vice is:
. .. one who assumes by charter or otherwise ‘exclu-
sive possession, control, command, and navigation’
of a vessel for a specific period of time. An owner pro
hac vice ‘has complete — though perhaps only tempor-
ary — dominion over the vessel entrusted to him. He
commands her navigation and is entitled to avail him-
self fully of her services.’ ‘It is therefore tantamount
to, though just short of, an outright transfer of owner-
ship.’ [Citations omitted].
Bernier v. Johns-Manville Sales Corp., 547 F.Supp. 389, 394 (1982).
43a
unseaworthy vessel is academic and need not be
addressed. McFarland v. Justiss Oil Co. Inc., 526 So.2d 1206
(La.App. 3 Cir.1988).
DAMAGES
The trial court awarded damages to Hae Woo Youn as
follows:
1. Medical Expenses, future $ 40,000.00
2. Past loss of net earnings $ 22,642.00
3. Future loss of net earnings $ 200,000.00
4. Past loss of found $ 3,748.00
5. Future loss of found $ 37,474.00
6. Past physical pain and suffering $ 200,000.00
7. Future physical pain and suffering $ 300,000.00
8. Past mental anguish and
loss of enjoyment of life $ 200,000.00
9. Future mental anguish and
loss of enjoyment of life $ 300,000.00
10. Disability and disfigurement $ 400,000.00
TOTAL $1,703,864.00
MOC and Atlantia presents several allegations of the
excessiveness of these awards.
First, defendants allege that the trial court erred in
awarding $1.4 million in general damages.
In Sutton v. Central Gulf Lines, Inc., supra, this Court
set down the guidelines to review damage awards in a
Jones Act case:
In reviewing damages awarded to injured
seamen under the Jones Act, such awards will
44a
not be disturbed unless they are so large as to
shock the judicial conscience or indicate bias,
passion, prejudice, corruption or any other
improper notice. Allen v. Seacoast Products, Inc.,
623 F.2d 355 (Sth Cir.1980). Further, in non-jury
actions, the trial court’s determination of dam-
ages is reviewable only for abuse ef discretion,
subject to being set aside as a finding of fact
under the ‘clearly erroneous’ standard of Rule
52(a) of the Federal Rules of Civil Procedure.
Smith v. Manausa, 535 F.2d 353 (6th Cir.1976). As
to excessive awards, each case must be deter-
mined on its own facts and comparing damage
verdicts rendered in different cases is not a sat-
isfactory method for determining excessiveness
in a particular case. Allen, 623 F.2d at 364 (Quot-
ing Wiley v. Stensaker Schiffahrtsges, 557 F.2d
1168, 1172 (Sth Cir.1977).
However, if an abuse of discretion is found, then this
Court may resort to prior awards in comparable cases for
guidance in fixing the appropriate award. The award may
be lowered (or raised) to the highest (or lowest) point
which is reasonably within the trial court’s discretion.
Tracy v. Jefferson Parish, 523 So.2d 266 (La.App. 5 Cir),
writ denied, 530 So.2d 569 (La.1988); Spangler v. North Star
Drilling Co., 552 So.2d 673 (La.App. 2 Cir.1989).
Youn’s injury consisted of a severe lacerations [sic] of
the femoral artery and femoral vein in his left leg and
severed main artery and vein in the lower part of the leg,
requiring that both the artery and vein be replaced and
reconstructed. Youn initially spent five weeks and under-
went five surgeries at Our Lady of the Lake Hospital in
East Baton Rouge. Eventually, two-thirds of his quadriaps
muscle was removed. During his hospital stay, Youn was
45a
in great and sustain pain requiring heavy sedation. He
was also fearful that his leg would have to be amputated.
After his return to Korea, Youn ruptured the ham-
string muscle which required surgical repair. The condi-
tion of Youn’s leg as a result of the accident prevented the
hamstring muscle from healing normally, thus causing
additional damage.
Youn currently has between a 30-35% disability of the
left lower extremity, which translates to a 14% total dis-
ability rating of the entire body. The leg is void of muscle
mass, and consists of only bone, artery and skin. His left
leg is considerably thinner than his right and is covered
with scars from groin to foot. However, plaintiff is able to
walk without crutches or other aid, but he walks with a
moderate limp. He currently takes pain medication on an
occasional basis. Youn cannot stand for extended periods
of time and will never be able to do heavy work. In
addition, Youn may have to undergo further surgery in
the future. Youn also stated that the appearance of his leg
has caused him anxiety, embarrassment and pain and has
caused marital difficulties.
Even though Youn’s injuries are undoubtedly severe,
and permanent in some respects, we find that in certain
areas, the trial court abused its discretion (on the high
side) in awarding damages of 1.4 million dollars. Accord-
ingly, we turn to comparable cases to determine the high-
est amount the trial court could have reasonably awarded
in this case.
In Jaffarzad v. Jones Truck Lines, Inc., 561 So.2d 144
(La.App. 3 Cir.), writ denied, 565 So.2d 450 (La.1990),
plaintiff suffered injuries to both legs as a result of an
46a
automobile accident. Plaintiff was initially hospitalized
for over three months during which time three surgeries
were performed. After his release, he underwent two
more surgeries, and his doctor predicted that he would
need one more operation. Plaintiff was partially disabled,
with a 15% functional impairment to his left leg and a 5%
functional impairment to his right leg. He could not do
prolonged walking or manual labor. Plaintiff also suf-
fered from back pain due to his unnatural walking gait.
The trial court awarded damages of $250,000.00. On
appeal, the court increased plaintiff's award of general
and special damages to $450,000.00.
In Peterson v. Western World, 536 So.2d 639 (La.App. 1
Cir.1988), writ denied, 541 So.2d 858 (La.1989), the 39 year
old plaintiff fell fifteen to twenty feet off a structure and
sustained a severe compression fracture of the right
ankle, a fracture of the left heel and a compression frac-
ture of the spine. Plaintiff was hospitalized for one week
following surgery where two inch screws were implanted
in his right ankle. Plaintiff was then bedridden for three
weeks, wheelchair bound for a few weeks and then
walked with crutches for two - three weeks. During his
first few weeks, plaintiff’s pain was so great he could not
talk on the phone. Plaintiff underwent a second unsuc-
cessful operation to remove the screws from his ankle. At
the time of trial, plaintiff had a 25 to 40% permanent
partial disability, was expected to undergo at least one
more surgical procedure, was unable to continue working
Or participate in recreational sporting activities. On
appeal, the court affirmed a general damage award of
$400,000.00.
47a
In LeBleu v. Dynamic Indus. Constructors, 526 So.2d
1184 (La.App. 3 Cir.), writ denied, 528 So.2d 154 (La.1988),
plaintiff's right ankle was fractured in a construction
accident (plaintiff had lost his left leg in a prior hunting
accident.). After surgery, complications arose and plain-
tiff could not use the ankle at the time of trial. Plaintiff
was totally disabled, could walk only short distances
with extreme effort and could no longer enjoy recre-
ational activities. Plaintiff also developed traumatic neu-
rosis. On appeal the trial court affirmed a general damage
award of $300,000.00.
In Snyder v. Taylor, 523 So.2d 1348, 1355-56 (La.App. 2
Cir.), writ denied, 531 So.2d 267, 268 (La.1988), plaintiff
was involved in an automobile accident. His injuries
were, in Our opinion, similar in severity in many respects
to those suffered by the plaintiff here:
Plaintiff suffered multiple and severe inju-
ries. He was unconscious in the highway for
40-45 minutes before an ambulance arrived. The
witness Curtis said that before the ambulance
arrived he observed that
The bone was sticking out of [plaintiff's] left
thigh. His knee was turned around almost
touching his left buttock area. His right foot
was turned completely around, and his
ankle bone was sticking through his sock.
Curtis said that plaintiff was screaming as he held him
down and covered him with a blanket.
Plaintiff, his wife, and experts testified about the past
and present extent of his injuries and disabilities.
Depositions of Dr. Bailey and Dr. Moyer, the orthopedic
—
48a
surgeons who treated plaintiff, were introduced. Dr. Bai-
ley said:
He had an obvious open fracture of the
left femur, or the thighbone, between the—
knee and the hip, that the bone was broken
and out through the skin. * * *
He had a closed or a fracture without
protrusion of the bone through the skin of
the same leg below the knee, with obvious
deformity and swelling in that area, and an
obvious fracture that was out of line. [Both
bones below the knee were broken.] * * *
He had a dislocation of the right ankle,
again open with the entire lower tibia, or
shinbone, and the top of the ankle exiting,
or stuck out, through the skin, also. * * *
[The right foot] was attached, but was
rotated about 130 degrees . . . He had no
pulse in his foot.
Dr. Bailey stated that the repair of plaintiff's
right ankle and foot and left leg required several
surgeries in which plates and pins were inserted
and bone grafts were performed.
Although the most serious injuries suffered
by plaintiff were those to his lower extremities,
plaintiff also suffered a broken and lacerated
nose, a lacerated eyelid, a lacerated lip, a
severely lacerated left forearm, and broken and
disaligned teeth.
Also in Snyder:
Plaintiff underwent nine separate surgical pro-
cedures.
49a
Dr. Bailey expected plaintiff to suffer con-
tinued pain in his right ankle and weakness in
his left leg due to arterial injuries.
Dr. Moyer stated that plaintiff has restricted
motion of 20 percent in his right ankle and that
the left tibia (lower leg) is bowed or malaligned.
Dr. Moyer believed that the likelihood of a
degenerative process of the left knee was ‘very,
very good’ due to the malalignment in the left
leg. He recommended that plaintiff refrain from
any activity that would put pressure on his legs
and suggested swimming or bike riding for
physical activities.
Plaintiff testified at trial almost six years
after the accident. He said he continues to suffer
pain and stiffness in his right ankie, numbness
in his left leg, lower back pain and stomach
problems due to the extensive medication he has
taken since the accident.
Plaintiff, a healthy 28-year-old engineer in
1980, was physically active and enjoyed jogging
and suow skiing before the accident. He has
since been unable to engage in such activities.
Plaintiff suffered what was described as
severe pain, especially in the hours and days
immediately following the accident. He was
hospitalized more than 30 days. He was in the
early stages of a career which required physical
exertion. Plaintiff is forever prevented from par-
ticipating in many of the previous physical
activities he enjoyed and continues to suffer
pain with substantial prospects for further
degenerative problems.
Plaintiff’s physical injuries are comparable
to those suffered by the young plaintiff in Klein
50a
v. Himbert, 474 So.2d 513 (La.App. 4 Cir.1985),
who was awarded $300,000 in general damages.
Unlike the plaintiff Klein, supra, plaintiff’s dis-
abilities also prevent him from being a physi-
cally active civil engineer, a career for which he
was educated and trained.
The appellate court found no abuse of discretion in
the trial court’s award of $325,000.00.
In Simeon v. T. Smith & Sons, Inc., 852 F.2d 1421 (5th
Cir.1988), cert denied, T. Smith & Sons, Inc. v. Simeon, 490
U.S. 1106, 109 S.Ct. 3156, 104 L.Ed.2d 1019 (1989), plain-
tiff’s foot was nearly severed from his ankle. He was
hospitalized for two months and underwent a series of
operations. At the time of trial, plaintiff could only walk
short distances, had to use a cane and was unable to
return to work. He was depressed and was experiencing
marital difficulties. After trial, the jury returned a verdict
with a general award of damages of $1,250,000.00. The
trial court ordered a remittitur of $750,000.00. On appeal,
the court further reduced the award, awarding general
damages of $600,000.00. In reaching this figure, the court
examined eight cases involving comparable injuries,
which contained various awards of general damages
ranging from $75,000.00 to $500,000.00.
Comparing the facts in the above case and the var-
ious awards with the facts and the award in the present
case for total damages we find that a total of $600,000.00
is the maxinuum amount the trial court could have rea-
sonably awarded and accordingly, we find that the
awards of damages must be reduced in this case. |
We are aware that the comparable awards discussed
are all for “general” damages which would include past
5la
and future physical pain, past and future mental anguish
and loss of enjoyment of life and disability and disfigure-
ment. However, in the case sub judice, we find it necessary
to break down the award into categories (as did the trial
court) because of the necessity under admiralty law to
exclude pre-judgment interest on future, unaccrued non-
economic damages; see discussion, infra.
Accordingly, we partition the award of general dam-
ages as follows:?
TOTAL $600,000.00
Past Physical Pain and Suffering 85,800.00
Future Physical Pain and Suffering 128,400.00
Past Mental Anguish and
Loss of Enjoyment of Life 85,800.00
Future Mental Anguish and
Loss of Enjoyment of Life 128,400.00
Disability and Disfigurement 171,600.00
Past 68,640.00
Present and Future Damages 102,960.00
? In the original general damage award, the individual ele-
ments were proportionate to the whole in the following percent-
ages: Past physical pain and suffering — 14.3%; future physical
pain and suffering — 21.4%; past mental anguish and loss of
enjoyment of life - 14.3%; future mental anguish and loss of
enjoyment of life — 21.4%; and disability and disfigurement -
28.6%. Furthermore, the past awards compared to the future
awards in a ratio of 2 to 3. Accordingly, in reducing the award,
we have utilized the same percentages.
52a
PRE-JUDGMENT INTEREST
Atlantia and MOC allege that the trial court erred in
awarding pre-judgment interest on the damage award for
future losses. When a case is brought under the general
maritime law as well as a Jones Act claim, tried before a
judge, award of pre-judgment interest lies within the trial
court’s discretion. Mihalopoulos v. Westwind Africa Line,
Ltd., supra; Williams v. Reading and Bates Drilling Co., 750
F.2d 487 (5th Cir.1985).
However, while the trial court generally has discre-
tion to award pre-judgment interest on most damage
awards, pre-judgment interest is not awardable on future,
unaccrued damages. Boyle v. Pool Offshore Co., a Div. of
Enserch Corp., 893 F.2d 713 (5th Cir.1990); Spangler v. North
Star Drilling Co., supra.
Accordingly, we further amend the judgment to
reflect that plaintiff 1s entitled to pre-judgment interest on
awards for damages except those for future damages.
Plaintiff is entitled to interest from date of judgment on
those amounts.
FUTURE MEDICAL EXPENSES
In order to recover for future medical expenses, a
plaintiff must prove that it is more probable than not that
such expenses will be undertaken and incurred. Whatley
v. Regional Transit Authority, 563 So.2d 1194 (La.App. 4
Cir.1990), writ denied, 569 So.2d 965 (La.1990).
Dr. Davis, one of plaintiff’s initial treating physi-
cians, testified that the estimated longevity of a vascular
graft was 10 years, therefore, it was more probable than
53a
not that plaintiff would have to undergo surgery within
ten years. Plaintiff’s life expectancy from date of trial was
33.8 years; therefore, it is more probable than not that
plaintiff will be required to undergo more than one surgi-
cal procedure. Dr. Davis testified further that the present
cost of such surgical procedure is $10,000.00. Dr. Davis
also stated that plaintiff should see a vascular surgeon for
an examination once a year.
Dr. Martin Bell, another treating physician, testified
that he recommended reconstruction surgery for plain-
tiff’s thigh, which would currently cost $23,500 to
$42,000.
Plaintiff testified that he presently did not wish to
undergo surgery, however, Dr. Davis testified in effect,
that his physical condition would decline to the point in
the future where he would be required to undergo surgery.
Considering the above testimony we see no abuse in
the trial court’s discretion awarding $40,000.00 for future
medical expenses.
PAST LOST EARNINGS
Defendants allege that the trial court erred in award-
ing lost wages without taking into consideration that
Youn was paid full wages from the date of the accident
until October, 1989 and 60% of his wages from November,
1989 until the trial. Defendants argue that awarding
plaintiff the full amount of wages to which he was enti-
tled from date of accident to date of trial constitutes
double recovery.
54a
Plaintiff's argument in response is two-fold. First, he
argues that defendants failed to affirmatively plead offset
or credit as a defense and therefore cannot raise this issue
on appeal. Second, plaintiff alleges that defendants were
obligated to pay these amounts as maintenance and cure.
Affirmative defenses have been held to be:
. any response(s] by the defendant which
raises new matter which ‘assuming the allegations
of the petition to be true, constitutes a defense to
the action which will have the effect of defeating
the plaintiff's suit on the merits.’ Langhans v.
Hale, 345 So.2d 1226 (La.App. 1st Cir.1977), Mod-
icut v. Bremer, 398 So.2d 570 (La.App. Ist
Cir.1980), and Rourke v. Cloud, 398 So.2d 57
(La.App. 3rd Cir.1981).
Nolan v. Attwood, 484 So.2d 289, 292 (La.App. 3 Cir.1986).
The Third Circuit has also held that a claim of credit
Or payment is an affirmative defense which must be
specifically pleaded and provided by the defendant. Gal-
land v. Nat. Union Fire Ins. Co., 452 So.2d 397 (La.App. 3
Cir.1984). We are inclined to agree.
A review of the record shows that defendants did not
raise offset or credit as a defense in any of their pleadings
filed. However, in the case before us, defendants are not
precluded from raising payment as a defense for the
following reasons. At the trial, plaintiff stipulated that he
was paid his wages, pursuant to union contract. Donald
Farmer, MOC’s Assistant Manager of the Crew Depart-
ment, also testified that plaintiff was paid after the date of
the accident pursuant to union contract. Objection was
made by the defendants to the introduction of the union
contract itself; however, there is no objection on the
a eeasneacinnenealeneeeeiaieeneineaeneiaiiel
55a
record to the evidence that plaintiff received payment
from the date of injury to the date of trial.
C.C.P. art. 1154 provides:
When issues not raised by the pleadings are
tried by express or implied consent of the par-
ties, they shall be treated in all respects as if
they had been raised by the pleading. Such
amendment of the pleadings as may be neces-
Sary to cause them to conform to the evidence
and to raise these issues may be made upon
motion of any party at any time, even after
judgment; but failure to so amend does not
affect the result of the trial of these issues. If
evidence is objected to at the trial on the ground
that it is not within the issues made by the
pleadings, the court may allow the pleadings to
be amended and shall do so freely when the
Presentation of the merits of the action will be
subserved thereby, and the objecting party fails
to satisfy the court that the admission of such
evidence would prejudice him in maintaining
his action or defense on the merits. The court
May grant a continuance to enable the objecting
party to meet such evidence.
Accordingly, our view is that the pleadings in this
Case were enlarged to include the affirmative defense of
setoff or credit by the introduction of evidence of pay-
ments to plaintiff without objection. In accord, see Sider v,
Robin Temporary Service, 515 So.2d 1123 (La.App. 5
Cir.1987), writ denied, 519 So.2d 146 (La.1988) and Lacroix,
Waring and Derbonne v. Anderson, 461 So.2d 1187 (La.App.
3 Cir. 1984), writ denied, 465 So.2d 735, 737 (La.1985).
However, our view above is actually of no help to
defendants because plaintiff argues that the payments he
56a
received were in the nature of “maintenance” and not lost
wages — and we agree - for the following reasons.
In Ceja v. Mike Hooks, Inc., supra, the court held that
maintenance payments could not be deducted from an
award for past lost wages and it also defined “mainte-
nance,” as follows:
Appellant argues that the trial court erred
in using the motive of preventing double recov-
ery to offset the award of past lost wages with
the amount of maintenance paid. On the basis of
our recent decision, in Morel v. Sabine Towing &
Transportation Co., 669 F.2d 345 (5th Cir.1982), we
agree.
In Morel, appellant shipowner had appealed
the district court’s award of maintenance to an
injured seaman during a period of compensated
vacation. The Morel panel, viewing compensated
vacation as a method of deferred wage payment
and hence as ‘earned wages,’ held that the dis-
trict court’s award of both damage elements was
proper as wages were ‘separate and distinct
from maintenance.’ Id. at 347. The Court elabo-
rated:
‘Maintenance’ is the equivalent of the
food and lodging to which a seaman is enti-
tled while at sea. Maintenance, and its nec-
essary Companion cure, are hallowed rights
of seaman who are injured or become ill
while in the service of a ship.
Maintenance is neither a substitute for
wages nor is it to be considered in lieu of a
seaman’s wages, in whole or in part.
cece
57a
Id. at 346. We have conciuded therefore, that
absent an ‘explicit contractual provision specify-
ing that . . . wages [are] to be deemed a substi-
tute for maintenance, there is no basis for
crediting such earned wages against the vessel
owner’s maintenance obligation.’ Id. (quoting
Shaw v. Ohio River Co., 526 F.2d 193 (3d Cir.1975).
[Footnotes omitted].
In the case sub judice, the union contract specifying
plaintiff’s terms of employment and rate of pay provided:
SICK PAY
SECTION 17
(1) When a Seafarer is discharged and hospi-
talized at any port outside of Korea,
because of sickness or injury, the amount
equivalent to his Basic Wage daily prorate
shall be paid as the Sick Pay for the hospi-
talization period outside of Korea.
(ili) In case the sickness or injury is due to an
accident arising out of and/or in the
course of the Seafarer’s employment, he
shall be entitled to sick pay at a rate equiv-
alent to his Basic Wage daily prorata dur-
ing the medical attention for a maximum
period of four (4) months from the date of
his return to Korea, and when the sickness
or injury has not been cured after the lapse
of this four months, the Sick Pay shall be
sixty (60) percent of his Basic Wage there-
from until he is medically declared to have
reached a maximum cure or to be incur-
able.
It is apparent that this provision sets forth a method to
calculate the amount of “maintenance and cure” a seaman
58a
is entitled to; it does not state that wages are to be paid in
lieu of maintenance. Therefore, because there is no
express contractual provision specifying that wages are to
be deemed a substitute for maintenance we find that the
trial court did not err in awarding lost wages without a
credit for sums paid to plaintiff from date of accident to
date of trial as these latter sums constitute “maintenance
and cure” and not wages. See Ceja, supra.
LOSS OF “FOUND”
Defendants assigns [sic] as error, the award for the
“loss of found”> suffered by the piaintiff in the amount of
$41,222.00. We agree.
In his reasons for judgment, the trial judge gave this
rationale for this item of damages:
“The court finds that the plaintiff carried his
burden of proof on the issue of ‘found’ through
testimony that the plaintiff was provided with
clothing and meals everyday which would
equate to at least $10.00 per day in value. The
Court takes ‘judicial notice’ of the costs of such
matters.”
LSA-C.E. 201 provides:
A. Scope of Article. This Article governs
only judicial notice of adjudicative facts. In
3 “Found” is a term peculiar to admiralty cases. It is
usually defined as the sum which represents the living
expenses furnished to the seaman by his employer as a condi-
tion of employment. Maraist, Admiralty in a Nutshell. It
includes such elements as a seaman’s daily meals and his
clothing.
aerate eaten emmnmertmiaiiel
OP peat
59a
‘adjudicative fact’ is a fact normally determined
by the trier of fact.
B. Kinds of facts. A judicially noticed fact
must be one not subject to reasonable dispute in
that it is either:
(1) Generally known within the territorial
jurisdiction of the trial court; or
(2) Capable of accurate and ready deter-
mination by resort to sources whose accuracy
cannot reasonably be questioned.
C. When discretionary. A court may take
judicial notice, whether requested or not.
D. When mandatory. A court shall take
judicial notice upon request if supplied with the
information necessary for the court to determine
that there is no reasonable dispute as to the fact.
E. Opportunity to be heard. A party is
entitled upon timely request to an opportunity
to be heard as to the propriety of taking judicial
notice and the tenor of the matter noticed. In the
absence of prior opportunity to be heard, the
request may be made after judicial notice has
been taken.
F. Time of taking notice. A party may
request judicial notice at any stage of the pro-
ceeding but shall not do so in the hearing of a
jury. Before taking judicial notice of a matter in
its instructions to the jury, the court shall inform
the parties before closing arguments begin.
G. Instructing jury. In a civil case, the
court shall instruct the jury to accept as conclu-
Sive any fact judicially noticed. In a criminal
case, the court shall instruct the jury that it may,
60a
but is not required to, accept as conclusive any
fact judicially noticed.
In Elliott v. U.S. Fidelity & Guar. Co., 568 So.2d 155
(La.App. 2 Cir.1990), the court observed:
Disputed facts are not in the same vein as
the laws of nature, geographic and historical
facts, time, laws and other matters of common
knowledge. The resolution of disputed issues of
material fact by judicial notice is improper.
Pierce v. Board of Supervisors of Louisiana State
University, 392 So.2d 460 (La.App. 1 Cir.1979).
The value of lost meals and clothing are those types
of facts which are disputed. Consequently, we find that
the trial court was not entitled to take “judicial notice” of
the loss of found or the amount thereof. The record reflect
that plaintiff did not offer any evidence as to the value,
per day, of meals and clothing or as to how many days
the plaintiff would have been entitled to receive meals
and clothing. Accordingly, we hold that the trial court
did, indeed, err in awarding plaintiff $41,222.00 for “loss
of found.” This award of the trial court is obviously
manifestly erroneous and will be annulled and set aside.
APPLICABILITY OF THE DIRECT ACTION STATUTE
In pre-trial, GARD filed exceptions of no cause and/
or right of action, alleging among other things that it
could not be sued under the Direct Action Statute, LSA-
R.S. 22:655, because that statute did not apply to “ocean
marine and foreign trade insurances” quoting LSA-R.S.
22:611 which provides that “the applicable provision of
this [Insurance Code] shall apply to insurance other than
ocean marine and foreign trade insurances.” GARD now
Ee
6la
alleges on appeal that the trial court erred in denying .
GARD’s exception of no cause and/or right of action. We
do not agree.
R.S. 22:655 allows a plaintiff to proceed directly
against an insurance company who has issued a policy or
contract «f liability insurance. In Quinlan v. Liberty Bank
and Trust, 575 So.2d 336, 347 (La.1991) the court held that
the statute “applies to any insurance against the liability
of the insured for the personal injury or corporeal prop-
erty damage to a tort victim, regardless of whether the
policy is formed in liability or indemnity terms[.]”
[Emphasis supplied]. It has been held that protection and
indemnity insurance, and more particularly, ocean marine
indemnity insurance is subject to the Direct Action Stat-
ute. Olympic Towing Corp. v. Nebel Towing Co., 419 F.2d 230
(Sth Cir.1969), cert. denied, Nebel Towing Co. v. Olympic
Towing Co., 397 U.S. 989, 90 S.Ct. 1120, 25 L.Ed.2d 396
(1970); Cushing v. Maryland Cas. Co., 198 F.2d 536 (Sth
Cir.1952) rev'd on other grounds 347 U.S. 409, 74 S.Ct. 608,
98 L.Ed. 806 (1954).
In Coleman v. Jahncke Service, Inc., 341 F.2d 956, 960-61
(Sth Cir.1965), cert. denied, Jahncke Service, Inc. v. Greater
New Orleans Expressway Commission, 382 U.S. 974, 86 S.Ct.
538, 15 L.Ed.2d 465 (1966), the court said:
LSA-Rev. Stat. 22:611 provides that the Louisi-
ana Insurance Code ‘shall apply to insurances
other than ocean marine and foreign trade
insurances.’ The district court, however, held
that the policy issued to Jahncke, although a
policy of hull insurance, was also a public lia-
bility policy, subject to the Code, and therefore
to the Direct Action Statute. The policy insured
62a
Jahncke against liability for personal injury or
property damage caused by the Claribel. The
direct action statute, by its terms, applies to
every ‘policy or contract of liability insurance.’
Though historically no love has been lost
between the direct action statute and the Fifth
Circuit, we resist the temptation to manacle an
old and now beaten enemy. “There is no indica-
tion in sec. 655 that the Louisiana legislature
intended to deny the right of direct action to
persons covered by maritime policies, while
extending it to all others.
Accordingly, we agree with appettee‘s contention
that, the general language at the beginning of section XIV
(LSA-R.S. 22:611, supra) of the insurance code does not
supersede the more specific language of the Direct Action
Statute which allows a plaintiff to proceed directly
against all liability policies, including ocean marine
indemnity insurance policies.
The defendants cite Deshotels v. SHRM Catering, 538
So.2d 988 (La.1989); Backhus v. Transit Cas. Co., 549 So.2d
283 (La.1989) and Sifers v. General Marine Catering Co., 892
F.2d 386 (5th Cir.1990) in support of their contention that
the direct action statute does not apply to ocean marine
insurance. These cases involved the claims against the
Louisiana Insurance Guaranty Association (LIGA). We
find these cases distinguishable or inapplicable from the
instant case and decline to fellow them.* We are not
bound by these decisions and decline to follow them.
4 In Deshotels, supra at 992-93, the court stated that:
The Louisiana Insurance Code does not define
‘ocean marine’ insurance. That insurance is not only
63a
Accordingly, we conclude that the trial court cor-
rectly denied GARD’s exception of no cause and/or right
of action concerning the Direct Action Statute.
excluded from LIGA coverage but also from the
scope of Part XIV, which applies to ‘The Insurance
Contract’ and includes the Louisiana direct action
statute. In context, the term ‘ocean marine’ is used as
a synonym for traditional marine insurance, that is,
property insurance on hulls, freights and cargoes.
Blair [v. Sealift, Inc.], supra. It contrasts with the
definition of marine protection insurance in LSA-R.S.
22:6(13)(e), which is insurance against liability for
death or personal injury resulting from use of a
vessel ‘in ocean or inland waterways.’
Sifers, Coe [v. L & L Sandblasting, Inc., 707 F.Supp.
874 (W.D.La.1988)], George [v. Bailey Coke and Trans-
port, Inc., 672 F.Supp. 926 (E.D.La.1987)), Day and
Backhus erred in equating all insurance covering
maritime claims with ‘ocean marine’ insurance.
LSA-R.S. 22:1377 states that Guaranty Associa-
tion insurance applies ‘to all kinds of direct insur-
ance, except life, health and accident, title, disability,
mortgage guaranty, and ocean marine insurance.’
These categories enumerate different kinds of insur-
ance policies, rather than different risks. It follows
that the exclusion for ocean marine insurance does
not apply to employers’ liability policies which inci-
dentally cover risks associated with maritime activ-
ities.
In view of the liberal construction given LIGA’s
Protection to the insureds of insolvent companies, it
would be anomalous to allow employees to walk in
and out of LIGA protection as they board or disem-
bark from a vessel. LIGA has accepted premiums for
this covered claim and cannot now deny coverage.
An insurance policy which insures an employer
against liability to employees is not a policy of
64a
PROOF OF INSURANCE COVERAGE.
GARD alleges that the trial court erred in finding
them liable in solido because the plaintiff failed to prove
‘ocean marine’ insurance merely because it embraces
some maritime risks.
In Deshotels, a protection and indemnity policy such as the
one in this case was not considered an ocean marine policy.
In Backhus v. Transit Cas. Co., supra, the court found that
under the definitional statutes in the LIGA code, marine pro-
tection and indemnity policies fell within the scope of ocean
marine insurance. Two members of the Backhus court dissen-
ted.
In Sifers, supra, the Fifth Circuit followed Backhus, and
found that plaintiffs who have suffered personal injuries and
defendants who have been forced to pay for those injuries have
no recourse against LIGA pursuant to defendant’s protection
and indemnity policy, as those policies, under LIGA statutes,
were policies of marine insurance.
More recently, in Delaune v. Saint Marine Transp. Co., 749
F.Supp. 1463 (E.D.La.1990), the court held that the Louisiana
Supreme Court in Deshotels and Backhus implicitly overruled
the holding in Cushing, supra and its progeny, (including Cole-
man, supra) that under Louisiana state law a direct action may
be asserted against a marine protection and indemnity policy.
See also Perreira v. Saint Marine Transp. Co., 1991 A.M.C. 1213,
1990 WL 299890 (E.D.La.1990).
Furthermore we note that the federal courts of Eastern
District of Louisiana are not uniform in this conclusion.
In Tassin v. Hess Marine, 1990 W.L. 93831 (E.D.La., June 28,
1990) and in Butler v. Western Company, 1990 W.L. 93855
(E.D.La., June 28, 1990), the plaintiff was allowed to proceed
directly against the insurer of the ship owner/employer. The
court refused to apply Backhus and Sifers, citing Cushing and
Coleman and held:
There is no indication that the legislature
intended that the term ‘ocean marine insurance’ as
used in Section 22:611 should be applied to Section
65a
any insurance coverage by GARD for Atlantia and/or
MOC, and/or the terms and conditions of such coverage.
The burden of proof is on the plaintiff to establish
every fact in issue which is essential to his cause of action
or right of recovery, including the existence of the policy
sued on, its terms and provisions, and that his claim is
within its coverage. Vallery v. All American Life Ins. Co.,
429 So.2d 513 (La.App. 3 Cir.1983); writ denied, 434 So.2d
1091, 1100 (La.1983); Gulf Wide Towing v. F.E. Wright
(U.K.)., 554 So.2d 1347 (La.App. 1 Cir.1989); Barber v. Best,
394 So.2d 779 (La.App. 4 Cir.1981).
A review of the record reflects that plaintiff failed to
meet its burden of proof against GARD. GARD refused,
in the beginning of the trial to stipulate to its policy (as is
usually done) and plaintiff failed to introduce the policy
into evidence or otherwise prove any terms and condi-
tions of any such policy.
The only evidence in the record to Prove the exis-
tence and extent of insurance coverage is GARD’s answer
to plaintiff’s amended petition and Atlantia’s answer to
interrogatory No. 8. In its answer, GARD admitted that it
provided to the M/T Atlantia, and her Owner, a contract
of protection and indemnity, insuring against “certain
655 to deprive injured persons of the right to bring a
direct action against an insurance company merely
because the policy in question is a “protection and
indemnity’ policy while we certainly are not bound
by these cases emanating from the federal district
courts, they add strength to our position here.
Tassin v. Hess Marine, supra.
66a
specifically enumerated protection and indemnity risks.”
Atlantia, in answering interrogatory No. 8, said “Atlantia
Tanker Corporation is insured by Assuranceforeningen
GARD.” No other evidence of the existence or extent of
insurance coverage was introduced or admitted.
Since GARD admitted that some type of insurance
coverage existed, the plaintiff was entitled to use this
confession to prove its case. However, there is nothing in
the record which proves the terms and provisions of the
policy and/or that the coverage provided by the policy
encompasses plaintiff’s claim against Atlantia. Whereas
we conclude that GARD is technically correct in requiring
the plaintiff to introduce the policy and prove that it
covers the negligence and damages proven, we also do
not feel that equity or the ends of justice would be served
by allowing GARD to escape their just liability through
such technical legal maneuvering since both GARD and
Atlantia and MOC admitted the existence of a policy.
Accordingly, since we have ample precedence from other
courts for this action, we remand the case to allow plain-
tiff to obtain and introduce into evidence the policy and/
or evidence of its terms and provisions and the scope of
its coverage, all of which can be decided by the trial
judge. Mitchell v. Wall, 482 So.2d 817 (La.App. 4 Cir.1986);
Baleht Marine v. Fireman's Ins. Co. of Newark, 460 So.2d 16
(La.App. 1 Cir.1984); writ denied, 462 So.2d 654 (La.1985);
Lucas v. Doe, 371 So.2d 336 (La.App. 4 Cir.1979); Carriere v.
Triangle Auto SVC, 340 So.2d 665 (La.App. 4 Cir.1977).
67a
DENIAL OF CONTINUANCE.
On September 28, 1990, the first day of trial, GARD
sought a continuance, alleging that it had no knowledge
of the alleged defective condition of the control lever of
the winch until September 11, 1990, when plaintiff’s
deposition was taken. The motion for continuance was
denied and GARD applied to this Court for supervisory
writs. This Court refused to issue writs and denied relief,
finding no abuse of the trial court’s discretion. On appeal,
GARD again alleges as error the trial court’s denial of its
motion for continuance.
“A continuance may be granted in any case if there is
good ground therefor.” LSA-C.C.P. art. 1601. Such a
determination is within the sound discretion of the trial
court. Jen Point Properties, LTD v. Roussel, 506 So.2d 179
(La.App. 5 Cir. 1987).
The trial court, in denying the motion, stated that the
pleadings of plaintiff raised the issue of the defective
condition of the control lever, and therefore all parties
had notice of this issue from the inception of the lawsuit.
Although we feel our Previous denial of supervisory
writs is the “law of the case” (as per our previous discus-
sion herein), nevertheless, in an abundance of caution
and fairness, we have reviewed this issue again, see no
reason to change our previous position and, once more,
we find no abuse of discretion in the trial court’s ruling
denying GARD’s motion for continuance.
68a
DISPOSITION:
In accordance with our previous discussion herein,
the judgment in favor of plaintiff, and against Atlantia
and MOC finding them liable, in solido, for damages
incurred by plaintiff is amended to read as follows:
1. Medical expenses, future $ 40,000.00
2. Past loss of net earnings _ 22,642.00
3. Future loss of net earnings $200,000.00
4. Past loss of “found” -0-
5. Future loss of “found” -0-
6. Past physical pain and suffering 85,800.00
7. Future physical pain and suffering 128,400.00
8. Past mental anguish and
loss of enjoyment of life 85,800.00
9. Future mental anguish and
loss of enjoyment of life 128,400.00
10. Past Disability and disfigurement 68,640.00
Present and Future Disability and
disfigurement 102,960.00
TOTAL $862,642.00
The judgment is further amended to allow interest
from date of judicial demand for the awards for past loss
of net earnings, past physical pain and suffering, past
mental anguish and loss of enjoyment of life and past
disability and disfigurement. Interest is awarded from
date of judgment for the awards for future medical
expenses, future loss of net earnings, future physical pain
and suffering, future mental anguish and loss of enjoy-
ment of life and present and future disability and disfig-
urement.
Met Gaal Radh
69a
The judgment in favor of plaintiff and against GARD,
finding them liable, in solido, with the other defendants
is set aside and the case is remanded for final outcome
further proceedings in accordance with and not inconsis-
tent with this opinion.
Each party is to bear his own costs.
AMENDED, AND AS AMENDED, AFFIRMED IN
PART; SET ASIDE AND REMANDED IN PART.
70a
APPENDIX F
The Supreme Court of the State of Louisiana
HAE WOO YOUN
VS. NO. 92-C-3018
MARITIME OVERSEAS CORP.,
ATLANTIA TANKER CORP., AND
ASSURANCEFORENGEN GARD
IN RE: Martime Overseas Corp.; Atlantia Tanker Corp.;
- Defendant(s); Applying for Writ of Certiorari and/or
Review; to the Court of Appeal, Fifth Circuit, Number 91-
CA-0407; Parish of St. James 23rd Judicial District Court
Div. “C” Number 19,400
December 21, 1992
Denied.
PFC
JCW
HTL
PH
DENNIS, J., would grant the writ.
Supreme Court of Louisiana
December 21, 1992
/s/ Frans J. Labranche, Jr.
Clerk of the Court
For the Court
Se
7la
The Supreme Court of the State of Louisiana
HAE WOO YOUN
VS. NO. 92-C-3017
MARITIME OVERSEAS CORP,
ATLANTIA TANKER CORP., AND
ASSURANCEFORENGEN GARD
IN RE: Youn, Hae Woo; - Plaintiff(s); Applying for Writ of
Certiorari and/or Review; to the Court of Appeal, Fifth
Circuit, Number 91-CA-0407; Parish of St. James 23rd
Judicial District Court Div. “C” Number 19,400
December 21, 1992
GRANTED.
(See order attached)
Supreme Court of Louisiana
December 21, 1992
/s/ Frans J. Labranche, Jr.
Clerk of Court
For the Court
The Supreme Court of the State of Louisiana
HAE WOO YOUN
VS. NO. 92-C-3017
MARITIME OVERSEAS CORP, ET AL
a
72a
In re: Hae Wood Youn applying for Writ of Certiorari/
Review No. 19,400 on the docket of the 23rd Judicial
District Court for the Parish of St. James, and No. 91-
CA-0407 on the docket of the Court of Appeal, Fifth
Circuit, State of Louisiana.
And, whereas, the Court has this date, pursuant to
Article 5, Section 5, of the Constitution of Louisiana,
made and issued the following order, to-wit -— “It is
ordered that the writ of review issue; that the District
Court and the Court of Appeal send up the record in
duplicate of the case; and that counsel for all parties be
notified.”
Now, therefore, the said District Court and the Court
of Appeal is hereby commanded, in the name of the State
of Louisiana and of this Honorable Court, to send up
forthwith to this Court, at the City of New Orleans, the
record in duplicate of the above entitled case.
Witness the Honorable Justices of
the Supreme Court of the State of
Louisiana on this 21st day of Decem-
ber, in the year of Our Lord, One
Thousand, Nine Hundred and
Ninety-Two.
/s/ Frans J. Labranche, Jr.
Frans J. Labranche, Jr.
Clerk of Court
73a
APPENDIX G
In The
Supreme Court of the United States
October Term 1992
MARITIME OVERSEAS CORP.
AND ATLANTIA TANKER CORP.
Petitioners,
v.
HAE WOO YOUN
Respondent.
No. 92-1532
The petition for writ of certiorari is denied.
May 17, 1993
74a
APPENDIX H
In The
Supreme Court of the United States
October Term 1992
MARITIME OVERSEAS CORP.
AND ATLANTA TANKER CORP.
Petitioners,
HAE WOO YOUN
Respondent.
No. 92-1532
The petition for rehearing of order denying writ of
certiorari is denied.
June 21, 1993
75a
APPENDIX I
Application for
No. “90 -C- -90
COURT OF APPEAL, FIFTH CIRCUIT
STATE OF LOUISIANA
FEB - 5 1990
76a
/s/ (legible
Dty, Clerk
HAE WOO YOUN
VERSUS
MARITIME OVERSEAS CORPORATION AND
ATLANTIA TANKER CORPORATION
In Re MARITIME OVERSEAS CORPORATION AND
ATLANTIA TANKER CORPORATION
Applying for SUPERVISORY AND REMEDIAL WRITS
OF CERTIORARI, REVIEW, MANDAMUS AND/OR
PROHIBITION AND FOR A STAY ORDER DIRECTED
TO THE HONORABLE JOHN L. GOLDSMITH, JUDGE
23RD J.D.C., PARISH OF ST. JAMES, STATE OF LOUISI-
ANA, DIVISION “C”, NO: 19,400
Clayton G. Ramsey
James B. Kemp, Jr.
Attorneys at Law
400 Poydras St., 30th Floor
New Orleans, Louisiana 70130-3245
(504) 566-1311
Attorneys for Relator
Paul H. Due’
Attorney at Law
8201 Jefferson Highway
Baton Rouge, Louisiana 70809
(504) 929-7481
Attorneys for Respondent
Lewis O. Unglesby
Attorney at Law
246 Napoleon Street
Baton Rouge, Louisiana 70802
(504) 387-0120
——————————— |
77a
Gordon R. Crawford
Attorney at Law
324 E. Worthy
Gonzales, Louisiana 70737
(504) 647-2881
WRIT DENIED:
I see no reason to exercise our Supervisory jurisdiction in
this matter.
/s/ T.C.W., Jr.
JUDGE THOMAS C. WICKER, JR.
JJ. KLIEBERT AND GRISBAUM CONCURRING IN THE
DENIAL OF THE WRIT
A Jones Act claim may be brought as either a law claim or
an admiralty claim. Plaintiff’s amended petition speci-
fically designates his claim as an admiralty claim, thereby
eliminating any right to a jury trial. See La. C.C.P. art.
1732(6), FRCP 9(h), and FRCP 38(e).
/s/ T.J.K.
JUDGE THOMAS J. KLIEBERT
/s/ CG.
JUDGE CHARLES GRISBAUM, JR.
Gretna, Louisiana this 6th day of March, 1990.
78a
APPENDIX J
HAE WOO YOUN
v.
MARITIME OVERSEAS CORPORATION and
Atlantia Tanker Corporation.
No. 90-CC-0528.
Supreme Court of Louisiana.
April 16, 1990.
In re Maritime Overseas Corp.; Atlantia Tanker
Corp.; - Defendant(s); applying for writ of certiorari
and/or review; Parish of St. James, 23rd Judicial District
Court, Div. “C”, No. 19400; to the Court of Appeal, Fifth
Circuit, No. 90-CW-0090.
Denied.
ri
79a
) APPENDIX K
TESTIMONY OF
DOCTOR. RANDOLPH RICE
[2381]
Q. Okay. Let’s talk about found. Assuming found at a
value of ten dollars ($10.00) a day, what would that
translate to in economic loss for Plaintiff? Assum-
ing again that he would work seventy-six point five
percent (76.5%) of the time for his remaining seven-
teen point four three (17.43%) years.
A. For the past amount, that is from the date of his ac-
cident 1989 until today, at ten dollars ($10.00) a day,
the annual amount is three thousand six hundred
and fifty ($3,650.00). Past amount is three thousand
seven hundred and forty-eight dollars ($3,748.00),
and that’s taking the seventy-six and a half percent
(76-'2%) as being truly work time. And the present
value of[2382] the future, using a below-market dis-
count rate of three percent (3%), ten dollars ($10.00)
a day, but taking the seventy-six and half percent
(76-’2%), thirty-seven thousand four hundred and
seventy-four dollars ($37,474.00).
Q. And that’s again for the seventeen point four three
(17.43) years in the future and taking seventy-six
percent (76%) of those . . . seventy-six point five per-
cent (76.5%) of those days of the future, is that
right?
A. Yes, Sir.
2 > © >
80a
All right. And that’s also the present value... in
other words, that’s discounted by the below-market
discount rate or real rate of interest using three per-
cent (3%), is that right?
Yes, Sir.
Okay. Now, is it just a matter of mathematics using
those same comparisons? In other words, if found
were fifteen dollars ($15.00) a day, you would just
work it out?
You'd raise it by fifty percent (50%).[2383]
All right. And if it were hypothetically five ($5.00)
a day, it would be half of this amount.
Correct.
And seven dollars and fifty cents a day ($7.50),
three-quarters of this amount?
Yes, Sir.
Both past and future, right, right?
That’s true.
Okay. Thank you.
MR. DUE’: I’ll tender the witness.
Would you answer any questions
defense counsel has?
* * *
| mi i
8la
[2399]
Q. Mr. Due’ asked you some questions about found. Have
you been given any information by anyone as to the
value of any found that Mr. Youn may have enjoyed
while he working for the Defendant?
A. No, Sir. Other than the hypotheticals that I think Mr.
Due’ ran through from a range of even five to fifteen
dollars ($5.00-$15.00).
Q. But you’ve heard no .. - Mr. Youn hasn’t told you or
you have heard no evidence from anyone as to whether
or not or what the value of any found he might have
enjoyed would have been, is that correct ?[2400]
A. That’s true.
82a
APPENDIX L
Hae Woo Youn 23rd Judicial District
Court
vs. No. 19,400 Parish of St. James
Maritime Overseas Corp. State of Louisiana
and Atlantia Tanker
Corp., et al
Filed: December 20, 1990 /s/ Ilegible
Clerk of Court
REASONS FOR JUDGMENT
This matter came before the Court for trial Friday,
September 28, 1990.
Present in Court: The firm of Phelps-Dunbar
representing Maritime Overseas Corporation and Atlantia
Tanker Corporation; M. D. Yager, representing
Assuranceforeningen Gard, Paul Due’ and Lewis Unglesby
representing the plaintiff, Hae Woo Youn.
The matter had been set for trial, but the Friday
before the scheduled trial date, the Assuranceforeningen
Gard, MOC, and Atlanta filed a removal petition. This peti-
tion was filed without notice to the Court. Remand was
granted on September 27, 1990, by the Eastern District,
and the trial commenced on Friday, September 28, 1990.
At the commencement of trial, the defendant,
83a
Assuranceforeningen Gard, again requested a continuance
and re-urged its claims of lack of jurisdiction. The court
denied the relief, writs were taken to the Fifth Circuit
which were also denied during the course of the trial that
day. Counsel for Assuranceforeningen Gard participated in
the trial, filed pleadings, including an answer, questioned
witnesses, and adopted the witnesses provided by its in-
sured, Maritime Overseas Corporation and Atlantia
Tanker Corporation. Furthermore, counsel for
Assuranceforeningen Gard advised the Court on the
record, that it provided the insurance coverage to the ship
for the incident involved.
The issues to be decided by the Court are the
unseaworthiness of the M.V. Atlantia, the negligence of
defendants, what contribution those made to the injuries of
plaintizi, _ plaintiff's contributory or comparative
negligence, general damages, and the applicability of
punitive damages.
The Court is convinced that the defendant MOC, the
controlling force over the plaintiff, is plaintiff's employer.
This court is further convinced after review of the evidence,
pleadings, and the statements in Court, that
Assuranceforeningen Gard provides insurance for any
damages which may be assessed.
The accident happened because the boat was in an
unseaworthy condition, and because of negligence. The
winch control lever had been broken for some period of time
and did not operate. Accepting the testimony in the light
most favorable to the defendants, the Court finds that the
winch lever was dysfunctional. Furthermore, the lever
84a
could easily and should easily have been repaired during
the six months that it was broken while the boat was in
American waters. The crew was non-trained. The Court is
impressed by the testimony of all crew members that there
were no safety manuals written in Korean, that there was
no training provided for any crew members, and that the
procedure of MOC was to hire the Korean crew member and
put him on the boat. On-the-job training can be expected to
lead to accidents. Defendants were negligent. They allowed
the crew to use the steam valve because the winch lever did
not work. The Court finds that the use of the steam valve
is not a safe method, and is not the method intended in the
design of the ship for the use of the winch. Mr. Heu released
too much steam, accelerating the speed of the winch,
leading to the accident. The negligence of a crew member
in employing a method approved by his employer is ac-
tionable. Choi was ordered to engage the crane reel stopper
in the event that the winch control lever began to operate
out of control. Choi, because he was afraid, and was being
peppered by debris coming off the cable, ran from his post.
This placed Bosun Youn in the predicament of having no
stopper. At the time that Choi abandons his post, the
winch is out of control, Heu had over-accelerated the
steam, and the crane boom is beginning to fall. Youn at-
tempts to take action to preserve his employer’s property
and to save the lives of his fellow workers. The winch cable
snaps Youn’s leg, creating his injury.
The Court resolves this as a simple matter. The court
finds that there is gross negligence in regard to the failure
of MOC and Atlantia to provide a seaworthy vessel, and to
repair a known broken piece of equipment. The burden of
the plaintiff is light. A vessel owner/employer is deemed
~~
Fens Pe TT
85a
negligent if it fails to exercise reasonable care to maintain
a reasonably safe work environment. In this case, the
evidence overwhelmingly Preponderates in tavor of plain-
tiff and against defendant.
The Court finds as a fact, that the crew was not pro-
perly trained in the operation of the winch. The Court finds
as a fact, that there was no training to the crew as to what
action to take in the event the winch became out of control
as occurred here, and further, that because the vessel
owner failed to repair the broken winch, or to employ an
automatic stopper, it was foreseeable that an event such as
this would occur. The court finds that at no time did any
superior member of the Atlantia crew, or MOC corporation,
require Youn or anyone else to use any alternative method
in winding the winch.
Defendants argue that the use of the gypsy head to
wind the excess cable onto the winch drum, would avoid
the accident. The defendants Suggest that all slack
betweeen the crane reel and winch drum should be taken in.
The Court was impressed by the fact that the actions taken
by Youn appeared to be commonplace, and further that the
captain of the boat had no knowledge as to what
methodology was correct. The captain admits that they
were in a substantial hurry because the pilot had come to
move the boat and that it was Youn’s job to get the crane
in a position to shove off. Youn testified and his crew
members support the idea, that the method he was using
was the most efficient, and that they had never been in-
structed to avoid that method nor of any safety hazards
created by the method.
86a
The Court is not impressed by the defendants’ ef-
forts to blame the accident on Youn’s use of the method
employed by him, instead of their failure to train their
crew, and to repair their broken equipment which they pro-
vided to Youn.
The Court is not impressed by the claim that Youn
used a “‘shortcut’’ in view of the Captain’s testimony that
they were in a hurry to take off, and all witnesses’
testimony that Youn was an experienced, knowledgeable
bosun. The Court finds that had the winch been repaired,
or had the untrained crew members stayed at their post, or
had the steam valve not been overcharged, the accident
would have been avoided. All this is directly placed at the
feet of the defendants. Furthermore, from reviewing the
evidence, including the photographs, the Court does not
believe that it would be practical or probable, that all of the
line could be placed on the gypsy head.
Defendants’ reliance on certain OSHA regulations,
mentioned for the first time by defendants in post-trial
briefing, is unwarranted, since OSHA regulations are not
applicable to working conditions of seamen on vessels such
as the M. V. Atlantia. Clary v. Ocean Driling and Explora-
tion Comapny, 609 Fed.2d 1121 (5th Cir. 1980).
The Court does not find Mr. Youn contributorily
negligent. He acted in accordance with his training, he was
given inadequately trained helpers, one of whom abandon-
ed his post, and he was required to work with defective
equipment. The Court is well aware of the pressure placed
upon a foreign seaman to do the job required, and the in-
ability of a seaman to refuse his duties. The Court further
.
87a
notes the substantial conflicts in the testimony of the crew
between their discovery depositions taken by the plaintiff
and their trial depositions several days later. The Court
recognizes in those depositions that the crew members
were kept under the total control of the defendants, that
certain relevant crew members were present in New
Orleans in order to provide information to defense counsel,
and at least one was then sent to Tokyo rather than provid-
ed for testimony. The record reflects that Port Captain
Williams made an inspection of the vessel right after the
accident, and condemned the action of the crew and
recognized the failure of the equipment. This information
was not provided to plaintiff until the eve of trial, and then
only inadvertently. The Court, in evaluating the evidence,
believes the statements of the crew members taken in the
discovery depositions, believes the statements of Captain
Williams in his June inspection report, accepts the
testimony of Captain Blann as more reasonable based on
facts and evaluations consistent with accepted maritime
safety practices, and finds evidence in favor of Youn on the
issues of unseaworthiness, negligence, and lack of com-
parative negligence overwhelming.
1. Medicai expenses, future $ 40,000.00
2, Past loss of net earnings $ 22,642.00
3. Future loss of net earnings $ 200,000.00
4. Past loss of found $ 3,748.00
5. Future loss of found $ 37,474.00
6. Past physicial pain and suffering $ 200,000.00
a Future physicial pain and suffering $ 300,000.00
8. Past mental anguish and loss of en-
joyment of life $ 200,000.00
rien
88a
9. Future mental anguish and loss of en-
joyment of life $ 300,000.00
10. Disability and disfigurement $ 400,000.00
These awards are more than deserved. The plaintiff's
left leg is nothing more than a stick connecting his thigh
bone to his ankle. The scarring demonstration in the pic-
tures represents a river of gruesome tattoos which emcom-
pass and circle the entire leg, from groin to foot. Plaintiff's
leg is embroidered with an ungly snake-like appearance.
The Court has never seen such a dismaying scene. The
Court was most impressed with Plaintiff's sincerity and ob-
vious heartache over his condition. Plaintiff's leg is useless
for anything other than support. Dr. Davis described the
skin over the bone as a paper thin leg. Plaintiff is in cons-
tant jeopardy of any instrusion into the leg, cutting the
vessel, and placing his life at risk. There are no muscles,
meat, nor fatty tissue in plaintiff's left thigh. Plaintiff's leg
swells constantly, will never improve, and is expected to
continue on a consistently downward course. Plaintiff will
need future medical expenses because the vessels grafted in
his leg will wear out over time. This will require at least two
more surgeries based on plaintiff's life span. The Court
does not see how plaintiff can accomplish any type of
future work other than desk duty for which he appears
both situationally and educationally unsuited. The plaintiff
is totally and permanently disabled, can never return to
any kind of physical activity, and must drag around with
him, a constant reminder of this event. The impression
from plaintiff's testimony, and viewing photographs of his
existing condition, persuades the Court that plaintiff is a
depressed, sorrowful, embarrassed, gentleman who had
previously led an active, healthy, and vital existence. Plain-
© EE ae
89a
tiff is described as a model patient who was most grateful
to his American doctors for saving his life. Modern
medicine can only do so much, however, and plaintiff's
discussion of his wife’s reaction when observing his leg
upon his return home and to this date, persuades the Court
that the disfigurement award is required. Plaintiff leads a
life of embarrassment, pain and shame as a result of the in-
jury. He will have lifetime problems. The independent
medical exam ordered by the defendants reflects 90 to
100% strength loss in the left leg, and is described by their
doctor, as a “‘near traumatic amputation of the left lower
extremity.”’ Plaintiff has a significant whole body impair-
ment rating.
For over an hour plaintiff lay on the deck of the ship
where he had worked with pride and dignity, fearful that he
would never again stand on his own two feet. The obvious
pain described by Capt. Choi was immense both while
waiting for the helicopter, and at the hospital. Plaintiff was
placed under the most powerful sedatives for most of his
hospital stay. As recovery occurred, pain increased with
the regeneration of the nerves. Today plaintiff has limited
motion, no vitality, and no Capacity to exercise or use the
leg because of its delicate nature. He lives in constant ap-
prehension of further injury. He has legitimate concerns
over blood clots, loss of circulation and graft failures. He
lives in Korea, and wet and cold weather create additional
problems in his thigh area which the doctors describe as ex-
pectable and severe.
The lost wages and future medical are specific. The
Court finds that the plaintiff carried his burden of proof on
the isue of ‘‘found’”’ through testimony that the plaintiff
90a
was provided with clothing and meals everyday which
would equate to at least $10.00 per day in value. The Court
takes judicial notice of the costs of such matters.
This matter has presented this Court with no doubt
whatsoever as tc a proper verdict up to the remaining ques-
tion of punitive damages. In this proceeding punitive
damages are clearly available. The computation of punitive
damages comes through no precise measure, and no par-
ticular multiplier is required. Stokes v. Delcambre, 710
Fed. 2d 1120 (5th Cir. 1983). The Fifth Circuit has noted
that treble damages schemes are acceptable as a method of
applying punitive damages, and further that other higher
and lower multipliers are acceptable. In Matter of P & E
Boat Rentals, Inc., 872 Fed. 2d 642 (5th Cir. 1989), the
Fifth Circuit adopted the rule of U.S. Steele Corporation v.
Fuhrman, 407 Fed. 2d 1143 (6th Cir. 1969). The rule pro-
vides that the isolated action of a lower level employee, or
even a captain, does not support a finding that the corpora-
tion or owners are responsible. Stated precisely, the P & E
rule which this Court feels applicable in this circuit is:
“We think the better rule is that punitive
damages are not recoverable against the owner of
a vessel for the act of the master unless it can be
shown that the owner authorized or ratified the
acts of master either before or after the accident.
Punitive damages also may be recoverable if the
acts committed were those of an unfit master and
the owner was reckless in employeing him.’’ 872
Fed. 2d 652.
The Court also feels that Self v. Great Lakes Dredge
and Dock Company, 832 Fed. 2d 1540 (11th Cir. 1987),
eT
9la
must be considered herein. The Eleventh Circuit was
broken up from the Fifth Circuit, and ‘Eleventh Circuit
Law”’, like the “Fifth Circuit Law”, is of special considera-
tion for this Court. Stated precisely the Self rule is:
“Punitive damages should be available in cases
where the ship owner wilfuly violated the duty to
maintain a safe and seaworthy ship, as was found
to exist on the part of the Great Lakes by the
district court, or where the ship owner’s acts or
failure to act recklessly increase the danger of a
disaster.”’
It is this Court’s considered opinion and a specific
finding herein that based upon its factual determinations
under the Se/f standard punitive damages are due. | t is this
Court’s further considered opinion and a specific finding
herein that based upon its factual determinations under the
P & E standard punitive are not due. The Court cannot con-
template a more compelling example of a need for establish-
ment of a true standard which can be applied uniformly.
While the Court wil] State for the record that it feels
the Self standard the more preferable under the Court’s
understanding of Proper judicial application of
jurisprudence the Court will reluctantly consider itself
bound by the P & FE standard set forth by the Fifth Circuit
and deny punitive damages herein.
The Court taxes all costs against the defendants, in-
cluding the following expenses:
$ 6,294.22 - Vessel Inspection by Captain Blann
92a
$ 4,462.50 - Expert witness fee, Captain Blann
$ 1,622.50 - Dr. G. Randolph Rice
$ 295.11 - Smart Corporation
$ 344.00 - Deposition costs
The Court further awards plaintiff the following
medical expenses as costs necessary for the treating physi-
cians to arrive at their final opinions:
$ 311.00- Bone and Joint Clinic (Dr. Joe Morgan)
$ 50.00 - Plastic Surgery Group (Dr. Martin Bell)
$ 50.00 - CVT Surgical Center (Dr. David Davis)
The Clerk of Court is hereby instructed to file these
Reasons for Judgment in the minutes of this Court and to
notify Mr. Paul Due’, 8201 Jefferson Highway, Baton
Rouge, Louisiana 70809, to prepare and forward a judg-
ment for execution in accordance herewith.
Gonzales, Louisiana this 17th day of December,
1990.
/s/ John L. Goldsmith
John L. Goldsmith, Judge
23rd Judicial District Court
93a
APPENDIX M
HAE WOO YOUN
v.
MARITIME OVERSEAS CORP.,
Atlantia Tanker Corp., and
Assuranceforeigen Gard.
No. 91-CA-407
Court of Appeal of Louisiana
Fifth Circuit.
REHEARING WAS THIS DAY REFUSED IN THE
CASE.
October 19, 1992.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.