Opposition Brief — Navajo Nation v. Hopi Tribe
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No. 95-199 ape % I. 3.
In The SEP 1 1995
Suprene Court of the nited Strtes oer"
oe
October Term, 1995
THE NAVAJO NATION,
Petitioner
VS.
THE HOPI TRIBE and THE UNITED STATES OF AMERICA.
Respondents.
On Petition for a Writ of Certiorari to the United States Court
of Appeals for the Ninth Circuit
BRIEF IN OPPOSITION FOR RESPONDENT
THE HOPI TRIBE
TIM ATKESON
Counse! of Record
JONATHAN BOONIN
ARNOLD & PORTER
Attorneys for Respondent
The Hopi Tribe
Suite 4000
1700 Lincoln Street
Denver, Colorado 80203
(303) 863-1000
726)
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Services, inc
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— — — —_— —_ — all Se ae ee eee
QUESTION PRESENTED
Whether the Ninth Circuit Court of Appeals correctly
determined that the Navajo-Hopi Settlement Act, 25 U.S.C.
§ 640d et seq., allows for an award of prejudgment interest against
the Navajo Nation in a suit brought by the Hopi Tribe pursuant to
that statute to collect rental payments for Navajo use of Hopi
lands.
4
. ‘
ul
TABLE OF CONTENTS j
Page ‘
‘
;
Question Presented ....ccccccccccccsseccccvceseeces i :
po tk Were ii |
Table OF CHBIORS 2. ccc ccccrcccccccccecssecccceees iii
Statutory Provisions Involved ...........0seseeeeee: ]
StatemeantOl the Case ..ccccscccccccesccccvcsescsss 5
Reasons for Denying the Writ ...........0eeeeeeeees 7
I. The Narrow Issue Raised by Petitioner Is of
Exceptionally Limited Applicability and Fails to
Raise an Important Question of Federal Law. .... 8
A. The Doctrine of Tribal Sovereign Immunity )
from Suit Is Not in Dispute and Is Not an Issue |
GR. ciccccesctunaceeesbectepesceseuen 8 |
B. The Settlement Act Applies Exclusively to )
Particular Disputes Between Two Indian '
THOU, cccccstaccciceutseuusseeabases 10
C. The Nation Only Challenges a Particular |
Application of an Acknowledged Legal
SURNENEE,. cc vcucvicvenseeveawssueeuess 10
II. The Ninth Circuit’s Decision Below Does Not
Conflict with, and in Fact Adopts and Applies,
Governing Precedent from the Supreme Court,
Other Circuits and Its Own Circuit. ............ 11
TN
iii
Contents
Page
Ill. The Decision of the Ninth Circuit Is Correct. .... 13
A. The Settlement Act Waives the Nation’s
Immunity from the Recovery of Prejudgment
i “os ee eek aah eedbeseseeerece 13
B. The Ninth Circuit’s Interpretation Is
Consistent with Other Provisions of the
. ccuerecereneeresecece 15
C. The Ninth Circuit’s Decision Is Correct on a
Number of Alternative Grounds. .......... 16
he AE eee ee ee ee ee ee 18
TABLE OF CITATIONS
Cases Cited:
Evans v. McKay, 869 F.2d 1341 (9th Cir. 1989) ......... 12
Franchise Tax Board v. United States Postal Service, 467
ED cacccadecessbvssereerecsevcocoe 15
General Motors Corp. v. Devex Corp., 461 U.S. 648 (1983)
tees cect ese pecebeoereeesees 13
Missouri v. Jenkins, 491 U.S. 274 (1989) ........200056: 17
Partington v. Broyhill Furniture Industries, Inc., 999 F.2d
269 (Tela Cig. 1993) 2. ccccccccccccccccccccccsccee 13
iv
Contents
Page
Pegues v. Mississippi State Employment Service, 899 F.2d
1449 (Sth Cis. 1990) ..cccccccccccccccccccccccces 17
Santa Clara Pueblo v. Martinez, 436 U.S. 49 (1978) ..... 12
Texas v. New Mexico, 482 U.S. 124(1987) ............ 17
Statute Cited:
Navajo-Hopi Settlement Act, 25 U.S.C. § 640d, et seq.
CPN boacunecaden We bets i0ds cdnbeteesbin evens passim
Rules Cited:
Supreme Comet Ree BG) «cc cvccvcccvcssscsssesesss 7
Supreme/Court Rule 10.1(a) .......ccccccccccccccces 13
Supreme Court Rule 10.1(C) .. wc ccccvccccccccceseces 7,8, 13
Other Authority Cited:
Robert L. Stern et al., Supreme Court Practice § 4.6 (7th
Ol, Te vd 6esdoeeneeneseedls chusstarereeous 12
)
:
:
7
|
No. 95-199
In The
Supreme Court of the United States
+
October Term, 1995
THE NAVAJO NATION,
Petitioner,
vs.
THE HOPI TRIBE and THE UNITED STATES OF AMERICA,
Respondents.
On Petition for a Writ of Certiorari to the United States Court of
Appeals for the Ninth Circuit
BRIEF IN OPPOSITION FOR RESPONDENT
THE HOPI TRIBE
The Hopi Tribe (“Tribe” or “Respondent”) respectfully
requests that this Court deny the petition for writ of certiorari
seeking review of the Ninth Circuit’s opinion in this case.
STATUTORY PROVISIONS INVOLVED
§ 640d-15. Payment of fair rental value for
use of lands subsequent to date of partition
(a) The Navajo Tribe shall pay to the Hopi
Tribe the fair rental value as determined by
2
the Secretary for all uses by Navajo
individuals of any lands partitioned to the
Hopi Tribe pursuant to sections 640d-7 and
640d-2 or 640d-3 of this title subsequent to
the date of the partition thereof.
25 U.S.C. § 640d-15(a) (1988).
§ 640d-17. Actions for accounting, fair
value of grazing, and claims for damages to
land
(a) Authorization to commence and
defend actions in District Court
Either tribe, acting through the
chairman of its tribal council, for and
on behalf of the tribe, including all
villages, clans, and _ individual
members thereof, is hereby authorized
to commence or defend in the District
Court an action or actions against the
other tribe for the following purposes
if such action or actions are not settled
pursuant to section 640d-2 or 640d-3
of this title:
(1) for an accounting of all sums
collected by either tribe since the 17th
day of September 1957 as trader
license fees or commissions, lease
proceeds, or other similar charges for
the doing of business or the use of
lands within the joint use area, and
judgment for one-half of all sums so
ne. 8
3
collected, and not paid to the other
tribe, together with interest at the rate
of 6 per centum per annum
compounded annually;
(2) for the determination and
recovery of the fair value of the
grazing and agricultural use by either
tribe and its individual members since
the 28th day of September 1962 of the
undivided one-half interest of the
other tribe in the lands within the joint
use area, together with interest at the
rate of 6 per centum per annum
compounded annually, notwith-
standing the fact that the tribes are
tenants in common of such lands; and
(3) for the adjudication of any
claims that either tribe may have
against the other for damages to the
land to which title was quieted as
aforesaid by the United States District
Court for the District of Arizona in
such tribes, share and share alike,
subject to the trust title of the United
States, without interest, notwith-
standing the fact that such tribes are
tenants in common of such lands:
Provided, That the United States may
be joined as a party to such an action
and, in such case, the provisions of
sections 1346(a)(2) and 1505 of Title
28 shall not be applicable to such
action.
4
(c) Further original, ancillary
or
supplementary actions to insure quict
enjoyment _
Either tribe may institute such
further original, ancillary, or
supplementary actions against the
other tribe as may be necessary or
desirable to insure the quiet and
peaceful enjoyment of the reservation
lands of the tribes by the tribes and the
members thereof, and to fully
accomplish all objects and purposes of
this subchapter. Such actions may be
commenced in the District Court by
either tribe against the other, acting
through the chairman of its tribal
council, for and on behalf of the tribe,
including all villages, clans, and
individual members thereof.
(ec) Remedies
All applicable provisional and final
remedies and special proceedings
provided for by the Federal Rules of
Civil Procedure and all other remedies
and processes available for the
enforcement and collection of
judgments in the district courts of the
United States may be used in the
enforcement and collection of
judgments obtained pursuant to the
provisions of this subchapter.
25 U.S.C. § 640d-17(a),(c),(e) (1988).
5
STATEMENT OF THE CASE
Between April 18, 1979 and October 31, 1984, individual
members of the Navajo Nation (“Nation” or “Petitioner’)
occupied more than 900,000 acres of the Hopi Reservation on
land known as the Hopi Partitioned Lands (“HPL”), using it for
homesite, farming, and grazing purposes. This occupation, which
continues today and is without the consent of the Tribe, prevents
the Tribe from using and enjoying its own land.
Pending the relocation of these Navajo individuals,
Congress provided in the Navajo-Hopi Settlement Act
(“Settlement Act”) that:
The Navajo [Nation] shall pay to the Hopi
Tribe the fair rental value as determined by
the Secretary [of the Interior] for all use by
Navajo individuals of any lands partitioned to
the Hopi Tribe pursuant to sections 640d-7
and 640d-2 or 640d-3 of this title subsequent
to the date of the partition thereof.
25 U.S.C. § 640d-15(a) (1988).
Pursuant to this section, the Department of the Interior
(“Department”) calculated the “fair rental value” owed by the
Nation to the Tribe for use of the HPL between April 18, 1979 and
October 31, 1984. The Department determined that the Nation
owed the Tribe $1,186,190.77 for grazing, $586,803.60 for
homesite, and $191,671.14 for farmsite use during that period.
The Nation appealed these rental determinations within the
Department to the Secretary of the Interior (“Secretary”). The
Secretary affirmed, with minor modifications, the homesite and
farmsite rental awards. The Secretary, however, refused to
TT Le ere
6
consider the Nation’s appeal of the grazing rental award, finding
that it had failed to file a timely notice of appeal as required by
Department regulation.
In separate proceedings, the Nation filed actions in the
United States District Court seeking review of: (1) the
Secretary’s affirmation of the homesite and farmsite rental
awards, and (2) the Secretary’s refusal to consider its appeal of
the grazing rental award. Simultaneously, the Tribe filed an
action in the district court seeking to enforce these rental awards.
The Tribe had previously brought an action seeking declaratory
relief that it could recover prejudgment interest on any rental
awards. This latter action was consolidated by the district court
with the actions seeking review and/or enforcement of the 1979-
84 rental determinations.
On July 6, 1992, the district court entered orders: (1)
affirming the homesite rental award; (2) affirming the grazing
rental award based on the Nation’s failure to file timely its
administrative appeal (Pet. App. 53); and (3) remanding the
farmsite rental award back to the Secretary to analyze further
certain issues. The district court also ruled that the Nation’s
sovereign immunity prevented the Tribe from recovering
prejudgment interest on the rental awards (Pet. App. 62).
The Nation filed separate appeals with the Ninth Circuit
challenging: (1) the district court’s affirmation of the
Department’s homesite rental determination, and (2) the district
court’s affirmation of the Secretary’s refusal to consider the
Nation’s challenge of the grazing rental determination.' The
Tribe cross-appealed, challenging the district court’s holding that
1. Because the district court remanded the farmsite rental award to the
Department for further review, that component of the rental award was not
appealed to the Ninth Circuit.
a rte aoe
Laie. REARS pe ee toners
7
the Nation’s sovereign immunity precluded an award of
prejudgment interest as a component of the rental awards.
The Ninth Circuit Court of Appeals, in a consolidated
opinion: (1) affirmed the homesite rental determination (Pet.
App. 21-22); (2) reversed the district court’s decision that the
Nation’s appeal of the grazing rental determination was time
barred (Pet. App. 29-30); and (3) reversed the district court’s
denial of prejudgment interest on the rental awards (Pet. App.
37).
In its petition, the Nation challenges only one of the issues
decided by the Ninth Circuit: the narrow question of whether the
court correctly allowed the Tribe to recover prejudgment interest
as acomponent of the rental awards.
REASONS FOR DENYING THE WRIT
The Court should deny the petition because it fails to present
any “special and important reasons” for granting the writ of
certiorari as required by Sup. Ct. R. 10.1, and because the Ninth
Circuit’s decision below was plainly correct.
First, the narrow issue raised in the petition is of
exceptionally limited applicability. The question presented is not,
as petitioner implies, an issue of importance to all Indian Tribes
(Pet. 11). Instead, the issue raised involves a case-specific
interpretation of the Settlement Act — a statute that by its own
terms applies only to particular land disputes between these two
Indian Tribes. As a case of such limited impact, the petition fails
to raise an important question of federal law. Sup. Ct. R. 10.i(c).
Second, contrary to petitioner’s assertions (Pet. 11-18), the
Ninth Circuit’s opinion below does not represent a departure
8
from, or conflict with, any precedent from this Court, from its
own circuit, or from any other circuit. In fact, in its decision the
Ninth Circuit consistently cites, relies upon, and applies the very
precedents that it is alleged to have consciously disregarded (Pet.
App. 30-37). The Ninth Circuit’s decision, then, does not raise a
conflict with any applicable law. Sup. Ct. R. 10.1(c).
Finally, the Court should deny the petition because the Ninth
Circuit’s decision below is correct. After carefully examining the
relevant provisions of the Settiement Act and its legislative
history, the Ninth Circuit correctly concluded that the Settlement
Act waived the Nation’s immunity from the payment of interest
in this case. Moreover, as set forth below, even if the Settlement
Act did not waive the Nation’s immunity from interest, the Ninth
Circuit’s opinion would have to be upheld on other grounds.
I,
THE NARROW ISSUE RAISED BY PETITIONER IS
OF EXCEPTIONALLY LIMITED APPLICABILITY
AND FAILS TO RAISE AN IMPORTANT QUESTION OF
FEDERAL LAW.
Instead of raising an issue of importance to all Indian Tribes
(Pet. 11), the petitioner is forced to concede that the question it
presents is quite “narrow” (Pet. 5,7, 11). The question presented
by the petitioner, in fact, is so narrow, case-specific and of limited
impact that it fails to raise an important question of federal law.
Sup. Ct. R. 10.1(c).
A. The Doctrine of Tribal Sovereign Immunity from Suit Is
Not in Dispute and Is Not an Issue Here.
In arguing that certiorari should be granted, the petitioner
devotes much of its brief to defending the proposition that, absent
an express waiver of its sovereign immunity, it cannot be sued
9
(Pet. 11-18). This basic and unassailable principle of tribal
sovereignty is not, however, at issue here.
In reaching its decision, the Ninth Circuit had to engage ina
two-part analysis of the Settlement Act. First, it had to determine
whether the Settlement Act waived the Nation’s sovereign
immunity from this suit. Second, the Ninth Circuit had to decide
whether the Settlement Act also contained an additional waiver of
the Nation’s immunity authorizing the award of prejudgment
interest. In its opinion, the Ninth Circuit found that the Settlement
Act contained the additional waiver (Pet. App. 33).
Despite all of its argument about general waivers of
sovereign immunity, the Nation has not challenged the first part
of the Ninth Circuit’s analysis. Indeed, it cannot.” This renders
meaningless a great deal of the Nation’s petition (Pet. 11-16),
where it repeatedly asserts that its immunity from suit must be
expressly and unequivocally waived. This is not and never has
been an issue.
Instead, the only issue before the Court (Pet. i) is the
Nation’s challenge to the second part of the Ninth Circuit’s
analysis: its finding that the Settlement Act also includes an
2. Ina provision of the Settlement Act that the Nation did not cite to the
Court, Congress waived the Nation's immunity from this suit:
Either tribe may institute such further original,
ancillary, or supplementary actions against the other
tribe as may be necessary .. . to fully accomplish all
objects and purposes of this subchapter [including an
action under 25 U.S.C. § 640d-15(a) to collect “fair
rental value”). Such actions may be commenced in the
District Court by either tribe against the other. . . .
25 U.S.C. § 640d-17(c) (1988).
10
additional waiver of the Nation’s immunity authorizing an award
of prejudgment interest on the rental awards.
B. The Settlement Act Applies Exclusively to Particular
Disputes Between Two Indian Tribes.
The petition thus presents a very narrow question of
statutory interpretation. Moreover, the statute the Nation asks the
Court to construe is one of exceedingly limited applicability. As
set forth in the petition and in the Ninth Circuit’s decision below
(Pet. 5-7, Pet. App. 4-6), the Settlement Act is a specific
Congressional response to a unique, longstanding land dispute
between the Nation and the Tribe. The Settlement Act does not
apply to any Indian Tribe not having an interest in the disputed
land.’ Furthermore, the Settlement Act does not apply to all
disputes that may arise between the Nation and the Tribe. It is
limited to those disputes involving the 1882 and 1934
Reservations. It is thus a statute of exceptionally limited
applicability and is not, as the petition implies (Pet. 11), one of
interest to other Indian Tribes.
As a result, any proclamation by the Court in this case
regarding the proper interpretation of the Settlement Act would
have no effect beyond the limited number of cases brought
between the Nation and the Tribe pursuant to the Settlement Act.
For this reason alone, the petition fails to raise an important
question of federal law.
C. The Nation Only Challenges a Particular Application of
an Acknowledged Legal Standard.
Moreover, as set forth in Part II below, in interpreting the
3. Besides the Nation and the Tribe, only the San Juan Southern Paiute
Tribe (“Paiutes”) might conceivably be affected by interpretations of the
Settlement Act. The Paiutes, however, have never been a party to this particular
case.
1]
Settlement Act, the Ninth Circuit applied all of the relevant
precedents from this Court, from its own circuit and from all other
circuits. The Nation does not dispute this (Pet. 12, 15). Instead,
the Nation argues that the Ninth Circuit misapplied the governing
law in this particular case when it interpreted the Settlement Act
as authorizing the award of prejudgment interest on the rental
awards (Pet. i, 13).
This is a crucial distinction, as it further demonstrates the
narrowness of the petitioner’s claim. The Nation does not accuse
the Ninth Circuit of creating a new legal standard. Instead, it
merely claims that in this particular case, the Ninth Circuit
misapplied the legal standard that the Nation itself agrees should
govern. Because the Nation can only challenge a particular
application of an agreed-upon legal standard in this case — as
opposed to the creation of a new legal standard — the Nation has
raised a very narrow issue. As such, the Nation has failed to
present an important question of federal law.
Il.
THE NINTH CIRCUIT’S DECISION BELOW DOES
NOT CONFLICT WITH, AND IN FACT ADOPTS AND
APPLIES, GOVERNING PRECEDENT FROM THE
SUPREME COURT, OTHER CIRCUITS AND ITS OWN
CIRCUIT.
The Nation concedes that the Ninth Circuit’s decision fails to
raise a conflict with any decision from another circuit court of
appeals.* Instead, the Nation argues that the Ninth Circuit’s
4. Moreover, the chances of there ever being such an inter-circuit
conflict are highly remote. All actions between the Nation and the Tribe
brought pursuant to the Settlement Act are to be filed exclusively in the United
States District Court in Arizona. See 25 U.S.C. § 640d(b) (defining “District
Court” as used throughout the Settlement Act to be the “United States District
(Cont'd)
12
decision conflicts with applicable decisions of this Court and
with decisions from its own circuit (Pet. 11-18). In particular, the
Nation asserts (Pet. 14) that the Ninth Circuit's decision conflicts
with this Court’s opinion in Santa Clara Pueblo v. Martinez, 436
U.S. 49 (1978) and with the Ninth Circuit's decision in Evans v.
McKay, 869 F.2d 1341 (9th Cir. 1989). This simply is not the
case.’
Instead of creating a conflict with these decisions, the Ninth
Circuit actually cites, adopts and applies these governing
precedents in arriving at its decision. For example, in holding that
the Tribe could recover prejudgment interest from the Nation in
this case, the Ninth Circuit explained:
We read the Settlement Act to include a
waiver of any tribal interest immunity in
terms sufficiently unequivocal to pass muster
even under the strict interpretive standard set
forth in Santa Clara Pueblo and McKay.
(Pet. App. 31 n.7).
The Ninth Circuit did not defy the law or announce a new
interpretation of it. Instead, it merely applied the governing law
(Cont'd)
Court for the District of Arizona”). It is thus highly unlikely that a court outside
the Ninth Circuit would ever have the opportunity to interpret this provision of
the Settlement Act. Without such a ruling, of course, an inter-circuit conflict
would be impossible.
5. Even if the Ninth Circuit's decision did conflict with a decision of
another panel from its own circuit, this would not justify granting the petition.
See Robert L. Stern et al., Supreme Court Practice § 4.6 (7th ed. 1993)
(“Ordinarily, a conflict between decisions rendered by different panels of the
same court of appeals is not a sufficient basis for granting a writ of certiorari.”).
13
to interpret the relevant provisions of the Settlement Act. As such,
the Ninth Circuit’s decision does not create a conflict with this
Court's decisions, with the decisions of other circuits, or with
decisions from its own circuit. Sup. Ct. R. 10.1(a),(c).
il.
THE DECISION OF THE NINTH CIRCUIT IS
CORRECT.
Finally, the Court should deny the petition because the Ninth
Circuit's decision below is correct. The Ninth Circuit correctly
found that the Settlement Act has waived the Nation’s immunity
from the recovery of prejudgment interest in this case. Moreover,
even if the Settlement Act did not waive the Nation’s immunity
from interest, the Ninth Circuit’s decision would have to be
upheld on other grounds.
A. The Settlement Act Waives the Nation’s Immunity from
the Recovery of Prejudgment Interest.
In the Settlement Act, Congress waived the Nation’s
immunity from this suit. 25 U.S.C. § 640d-17(c). In waiving the
Nation’s immunity, Congress also made clear that the Tribe
would be entitled to the full range of remedies available —
including the award of prejudgment interest.®
The Settlement Act provides that:
All applicable provisional and final remedies
6. The Ninth Circuit recognized that prejudgment interest “has become a
familiar remedy widely recognized by federal courts as a means to make a
plaintiff whole against a dilatory defendant.” (Pet. App. 33) (citing General
Motors Corp. v. Devex Corp., 461 U.S. 648, 655 (1983) and Partington v.
Broyhill Furniture Industries, Inc., 999 F.2d 269, 274 (7th Cir. 1993)).
as
and special proceedings provided for by the
Federal Rules of Civil Procedure and all other
remedies and processes available for the
enforcement and collection of judgments in
the district courts of the United States may be
used in the enforcement and collection of
judgments obtained pursuant to the
provisions of this subchapter.
25 U.S.C. § 640d-17(e) (1988).
Read in context with the other provisions of the Settlement
Act, the Ninth Circuit concluded that “Congress unequivocally
waived any tribal immunity from prejudgment interest” (Pet.
App. 32).
The Ninth Circuit explained:
(Pet. App
This blanket authorization of “all remedies
available” in federal district courts
necessitates some inquiry into what damages
and costs are currently recoverable there. But
in requiring this wide-ranging inquiry, the
statutory language does not ipso facto render
the congressional waiver of tribal interest
immunity therein equivocal. Rather than
compile an exhaustive list of currently
available remedies and add a clause
authorizing additional remedies upon their
introduction in federal court, section 640d-
17(e) reasonably relies on a more general
formulation that accomplishes the same
result with equal clarity and far greater
efficiency.
. 33) (emphasis added).
15
In light of the need to examine the “underlying
Congressional policy” of the Settlement Act (Pet. App. 36 (citing
Franchise Tax Board v. United States Postal Service, 467 U.S.
512, 521 (1984)), and this Court’s admonition to avoid a “crabbed
construction” of waivers of immunity (Pet. App. 36 (citing
Franchise Tax Board), the Ninth Circuit’s interpretation of the
Settlement Act is correct.
B. The Ninth Circuit’s Interpretation Is Consistent with
Other Provisions of the Settlement Act.
The Ninth Circuit’s decision does not, as claimed by the
Nation, render the Settlement Act “internally inconsistent” (Pet.
18-21). The Nation focuses on the fact that the payment of
interest is required in certain provisions of the Settlement Act, but
is not expressly required in § 640d-15(a). Based on this, the
Nation argues that this evinces a congressional intent not to allow
for interest on the grazing rental award.
As the Ninth Circuit recognized, the Nation’s argument fails
to take the whole statute into account. In certain sections of the
Settlement Act, Congress expressly required the payment of
interest. See 25 U.S.C. § 640d-17(a)(1); 25 U.S.C. § 640d-
17(a)(2). In those provisions, Congress mandated the award of
interest because at the time it enacted the Settlement Act, it knew
there would be an award, that the award was past due, and that the
award would be a liquidated, determinable sum. Congress also
knew that it would be easy to determine what amounts were owed
for each particular year (Pet. App. 35).
In other sections of the Settlement Act, Congress expressly
disallowed the recovery of interest. In § 640d-17(a)(3), for
instance, Congress allowed either tribe to recover for any damage
inflicted to the land by the other tribe. Congress disallowed the
recovery of interest on any such award because even though it
knew that damage had occurred, it also knew that precise proof as
16
to when particular damage occurred and as to how much damage
existed at any given time was uncertain (Pet. App. 35).
The Ninth Circuit recognized that 25 U.S.C. § 640d-15(a),
the relevant provision in this case, lies somewhere in between. It
neither requires nor proscribes an award of interest (Pet. App.
35). Because Congress neither specified nor prohibited
prejudgment interest in this section, the Ninth Circuit correctly
held that a court has discretion to award it:
While section 640d-15(a) does not address
interest awards, section 640d-17(e) explicitly
expresses Congress’ intention that, in the
event of litigation to enforce or collect a
judgment under the Settlement Act, federal
courts shall have at their disposal the full
panoply of remedies and processes available
therein, including prejudgment interest.
(Pet. App. 35-36).
Contrary to the Nation’s position, this reading of the
Settlement Act is entirely appropriate and does not render the
mention of interest in various subparts of § 640d-17(a)
“superfluous” (Pet. 20). In certain sections of the Settlement Act,
the award of interest is required. In certain sections of the
Settlement Act, the award of interest is prohibited. In this case,
where the award of interest is neither required nor prohibited, it is
within the Court’s discretion to award it.
C. The Ninth Circuit’s Decision Is Correct on a Number of
Alternative Grounds.
Finally, even if the Settlement Act did not waive the Nation’s
immunity from interest in this case, the Ninth Circuit’s decision
would still be correct.
17
First, there may be no need for an additional waiver of the
Nation’s immunity as to the payment of interest. See Missouri v.
Jenkins, 491 U.S. 274, 281 n.3 (1989) (noting that special rule
requiring an additional waiver of immunity as to interest applies
“only where the United States’ liability for interest is at issue”);
see also Pegues v. Mississippi State Employment Service, 899
F.2d 1449, 1454 (Sth Cir. 1990) (holding, in light of Jenkins, that
when Congress waives a state’s immunity to suit, it “does not
limit the tools with which courts could fashion relief. . . . The
award of prejudgment interest is one of those tools”). Hence, the
unequivocal waiver of the Nation’s immunity from suit in 25
U.S.C. § 640d-17(c) may be sufficient to waive the Nation’s
immunity from paying prejudgment interest on the rental awards.
Moreover, no additional waiver of immunity as to the
payment of interest is required in a case, like this one, where the
litigants are equal sovereigns. See Texas v. New Mexico, 482 U.S.
124, 132 n.8 (1987) (allowing award of post-judgment interest in
an action between two states, without requiring additional waiver
as to the payment of interest). The Ninth Circuit’s decision is thus
justifiable on a variety of grounds.
18
CONCLUSION
For the foregoing reasons, the petition for a writ of certiorari
should be denied.
Respectfully submitted,
TIM ATKESON
Counsel of Record
JONATHAN BOONIN
ARNOLD & PORTER
Attorneys for Respondent
The Hopi Tribe
Suite 4000
1700 Lincoln Street
Denver, Colorado 80203
(303) 863-1000
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