Petition for Writ of Certiorari — Western Radio Services Co. v. Glickman
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Supreme Court, U..i.
otis, FILSD
‘ 952048 JUN 17 19%
OFFICE Gr iitE CLERK
No.
In the
Supreme Court of the United States
October Term, 1995
*
WESTERN RADIO SERVICES COMPANY, INC.
Petitioner,
VS.
DAN GLICKMAN, et al.
Respondents.
On petition for writ of certiorari to the United States Court of
Appeals of the Ninth Circuit
+
PETITION FOR WRIT OF CERTIORARI
+
JOHNSON, KLOOS & SHERTON, P.C.
ALLEN L. JOHNSON
Attorneys for Petitioner
767 Willamette Street
Suite 203
Eugene, Oregon 97401
(541) 687-1004
i
QUESTIONS PRF SENTED
NEPA
Under section 10 of the Administrative Procedures Act
of 1946 (APA), § 702, 5 U.S.C. §§ 551 et seq. (1970), and the
National Environmental Policy Act of 1969 (NEPA), 42 U.S.C.
§ 4321 et seq., “any person . . . adversely affected or aggrieved”
by an agency decision subject to NEPA Act may seek judicial
review of that decision in a federal court. The questions
presented are:
Whether electromagnetic interference at a federal
electronic telecommunications site is a "purely
economic impact" or a direct environmental impact
within the meaning of NEPA.
Whether a corporate commercial telecommunications
permittee using a shared federal electronic site subject
to electromagnetic pollution is within the zone of
interests protected or regulated by NEPA.
Whether prudential standing analysis under
NEPA requires a showing that the primary
interest of a plaintiff is not "economic" where
the economic harm is the result of a direct
environmental impact within the scope of the
Act.
ii
PARTIES
The petitioner is Western Radio Services, Inc., an
Oregon corporation wholly-owned by Richard Oberdorfer, its
chief executive officer.
The federal respondents, in their official capacity only,
are: Dan Glickman (replacing Michael Espy), Secretary, U.S.
Department of Agriculture; Jack Ward Thomas, Chief, U.S.
Forest Service; John Lowe, Regional Forester, Richard A.
Ferraro, Deputy Regional Forester; Tom Schmidt, Forest
Supervisor; Byron Cheney, District Ranger. The private
respondent is Slater Communications and Electronics, Inc., a
privately-held Oregon corporation.
Neither Petitioner nor the private respondent has any parent
companies or nonwholly-owned subsidiaries.
ill
TABLE OF CONTENTS
Page
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APPLICABLE FEDERAL LAWS ................. l
Daeinmmaneys Ge Stee CASE 2... ccc cc ccc ese 4
EE Si ES iyo ky WN ohod vive So 40 ees 5
1. This Court should grant review to resolve a conflict among
the circuits and to give effect to Congress’ intent to protect,
through NEPA, the public’s economic interest in pro-
tection of the human environment. .............. 5
2. The Ninth Circuit’s decision misapplies the concept of
prudential standing to improperly exclude a large class of
potential plaintiffs whose economic interests are within the
zone of interests protected and regulated by NEPA. 9
iV
3. The Ninth Circuit’s decision improperly categorizes as a
purely “economic effect” the direct, objectively-mea-
surable effect upon the environment of electrical
interference, thereby excluding from NEPA’s scope a
major pollutant of the nation’s airwaves. ........ 11
4. Respondents’ own handbooks, manuals, and directives
acknowledge the existence of the environmental harm in
PP SE ee Pe ey i me 13
5. Petitioner has demonstrated injury in fact and redress-
PPT REP ET Ee Tee Cee oes foe ee ee OEE 16
ee EN errr er rrr ny Pie ey 18
Vv
APPENDIX
Appendix A -- Opinion of the United States Court of
Appeals for the District of Oregon Circuit Dated
REE Say SOD inca he Coke es Ue. App |
Appendix B -- Order Dated May 3, 1994 of the United
States Court of Appeals for the District of
OND ook Sac aaa ek App 17
Appendix C -- Opinion of the United States District
Court for the District of Oregon Dated May 3,
FOO 2 be vedegeeneeesari een ce ee App 18
Appendix D -- Affidavit of Leslie F. Smith, Jr. ... App 30
Appendix E -- Affidavit fo Richard Oberdorfer .. App 34
Appendix F -- Affidavit of Kenneth R. Reiswig,
Ee Pe re et i Tahoe ny oe App 40
Appendix G -- Complaint for Declaratory and Injunctive
Relief
vi
TABLE OF AUTHORITIES
Page(s)
CASES:
Bennett v. Plenert, 63 F.3d 915 (9th Cir. No. 94-35008),
cert granted 116 U.S. S.Ct. 915 (1996). ............ 4,5
Lujan v. Defenders of Wildlife, 504 U.S. 555, 112
S.Ct. 2130, 119 L.Ed 2d 351 (1992) ....... 8, 13, 19, 20
Metropolitan Edison Co. v. People Against Nuclear
Energy, 460 U.S. 766 (1983) ........-.eee0e. 14, 15, 16
National Helium Corp v. Morton, 455 F.2d 650,
OSS IGE ON... F078) 60a SSAA eee 4, 13,14
Nevada Land Action Assoc. v. United States Forest
Service, 6 F.36 71S Bi Ce. Te). -nadasnescseeeuas 6
Port of Astoria v. Hodel, (1979), 595 F.2d 467,
phic, MUERTE CEE ETT eee eC Por oe eee 7,10
Robertson v. Methow Valley Citizens Council,
490 U.S. 332, 350, 109 S.Ct. 1835, 104 L.Ed.2d
BOR CPE) ondvuccsusecavidaseess ener 9
Sierra Club v. Morton, 405 U.S. 727, 92 S.Ct. 1361,
kom fh ys eee ee ert ye ee 5
Vii
Strycker's Bay Neighborhood Council, Inc. v. Karlen,
444 U.S. 222, 100 S.Ct. 497, 62 L.Ed.2d 433
COPEL dhs pee bus eensaucbihucnsceteks Chiseac ie 18
United States v. Students Challenging Regulatory
Agency Procedures (SCRAP J), 412 U.S. 669, 686,
fn. 12, 93 S.Ct. 2405, 37 L.Ed.2d 254 (1973) .. 5,6, 8, 20
Vermont Yankee Nuclear Power Corp v. NRDC, 435
U.S. 519, 551, 558, 55 L.Ed.2d 460, 98 S.Ct.
LEUe SPORE. SSecn bru Rid bie ehhecadeh asc atweks 18
STATUTES:
APA
SR EOE dnb db anse uk nipeer ey eablteat ive hes l
COURTS
NOD Sih d sacha boneneesis banca eneis l
Sis 565 i Pe idk aks 6 ed whee 8
ESA
UR I a in peach aie ins 5, 13
Vili
NEPA
ee Cee OO ie wiscdedéner vere keer. 1,2,4
Rk 8 ll. Srey ree ie ramet re y
NFMA
Se CE EAE Sr SPE Re kOe Chae e haw aT ERR 9
REGULATIONS:
a ET ue Kanab ce tenweeeeeee een 18
PR EE oo oN oad e oe EeeeKS a iaveteceeree 8
MISCELLANEOUS:
Berry, The Unsettling of America ...............4.. 12
Forest Service Manual § 2728, Interim
I o564 0805086 bk 4 nko be a ees 13, 14, 15
Forest Service Handbook 2709.11, Ch. 40, § 48.1 Item
yo) SERRE EA Boas Mine te eter MCA SMe Pe ARNG 2 Oe 14
Forest Service Handbook 2719.11, Ch 48 ........... 14
Grad, Treatise on Environmental Law.............. 12
Petitioner Western Radio Services Company, Inc.
respectfully petitions for a writ of certiorari to review the
judgment of the United States Court of Appeals for the Ninth
Circuit.
OPINIONS BELOW
The decision of the United States Court of Appeals for
the Ninth Circuit (App 1- 16) is reported as Western Radio
Services v. Espy, 79 F.3d 896 (9th Cir. 1996). The decision of
the United States District Court (App 17-29) is not reported.
JURISDICTION
The decision of the United States Court of Appeals for
the Ninth Circuit was filed and entered on March 18, 1996. No
petition for rehearing was filed. The jurisdiction of this court
is invoked under 28 U.S.C. § 1254(a).
APPLICABLE FEDERAL LAWS
Section 10(a) of the Administrative Procedures Act
states:
“A person suffering legal wrong because of
agency action, or adversely affected or
aggrieved by agency action within the meaning
of a relevant statute, is entitled to judicial
review thereof... .” 5 U.S:C. 702(a)
Environmental Policy Act,
Section 2 (42 U.S.C 4321) of the National
Environmental Policy Act, “Purpose,” states:
“The purposes of this Act are: To declare a
national policy which will encourage productive
and enjoyable harmony between man and his
environment; to promote efforts which will
prevent or eliminate damage to the environment
and biosphere and stimulate the health and
welfare of man; .. .”
Section 101 (42 U.S.C 4331) of the National
Environmental Policy,” states:
“(a) The Congress, recognizing the profound
impact of man’s activity on the interrelations of
all components of the natural environment,
particularly the profound influences of
population growth, high-density urbanization,
industrial expansion, resource exploitation, and
new and expanding technological advances and
recognizing further the critical importance of
restoring and maintaining environmental quality
to the overall welfare and development of man,
declares that it is the continuing policy of the
Federal Government . . . to use all practical
means . . . to create and maintain conditions
under which man and nature can exist in
productive harmony, and fulfil the social,
economic, and other requirements of present
2
“Declaration of National
and future generations of Americans.
“(b) In order to carry out the policy set forth in
this Act, it is the continuing responsibility of the
Federal Government to use all practicable
means, . . . to impr /e and coordinate Federal
plans, functions, programs, and resources to the
end that the Nation may---
“(1) fulfill the responsibilities of each
generation as trustee of the environment for
succeeding generations;
(2) assure for all Americans safe, healthful,
productive, and aesthetically and culturally
pleasing surroundings;
(3) attain the widest range of beneficial uses
of the environment without degradation, risk to
health or safety, or other undesirable and
unintended consequences;
\ (4)--..
“(5) achieve a balance between population and
resource use which will permit high standards of
living and a wide sharing of life’s amenities;
and
“(6) enhance the quality of renewable
resources and approach the maximum attainable
recycling of depletable resources.”
Section 102 (42 U.S.C 4332) of the National
Environmental Policy Act, “Declaration of National
Environmental Policy,” states:
“The Congress authorizes and directs that, to the
fullest extent possible: (1) the policies,
regulations, and public laws of the United States
shall be interpreted and administered in
accordance with the policies set forth in this Act
”
STATEMENT OF THE CASE
This case is appropriate for the granting of certiorari for
three reasons:
First, the decision of the Ninth Circuit concerning the
application of prudential standing “zone of interests” tests to
actions brought under the National Environmental Policy Act
(42 U.S.C. 4231 et seq.) is in conflict with the decisions of
other circuits on the same issue, i.e., whether a plaintiff’s
interest in enforcement of a NEPA claim must be primarily
"environmental" rather than"economic” This issue is especially
timely because this Court has pending before it a case involving
substantially the same issue under the Endangered Species Act
(ESA). See Bennett v. Plenert, 63 F.3d 915 (9th Cir. 1995), cert
granted, 116 U.S. 915,517 S. Ct.___, 134 L.Ed.2d 469 (March
4
ee
SPODELI ie oe
SOY RE ATP OBA a RE Spee wey Mey oF
SRE T LEE ICON RENEE tiga .
25, 1996). The Court's analsyis of economic Standing under
NEPA should stay current with its analysis of economic
standing under the ESA because the two statutes are frequently
litigated in tandem. Concurrent consideration will enable the
Court to provide timely guidance and to and to fully consider
the broader implications of its holdings.
Second, this case raises an important issue of law
concerning the scope of interests protected or regulated by the
National Environmental Policy Act., i.e., whether NEPA
protects the economic as well as the environmental interests of
' The questions presented by the petition for certioriari in
Bennett under the citizen suit provision of the Endangered
Species Act of 1973, 16 U.S.C. 1540(g)(1), are:
“Whether the broad standing mandated by
Congress in the citizen suit provision of the
Endangered Species Act is subject to a zone
of interest test as a further, judicially-imposed
prudential rule of standing;
“If standing to sue under the Endangered
Species Act is subject to prudential
limitations, whether those limitations permit
only environmental plaintiffs to challenge
government conduct alleged to violate the
terms of the Act or whether the claims of
economic injury raised by public water
suppliers and wter users are also within the
zone of interests protected or regulated by the
Act." Bennett, supra, Pet. for Cert., p. i
5
claimants subject to environmental harms. This is an important
procedural issue which has not been previously addressed by
the Court.
Third, this case raises an important issue of law
concerning whether pollution of the airwaves by stray
electromagnetic emissions constitutes a direct effect on the
environment within the meaning of NEPA.
The procedural background is as follows:
In 1978 Respondent Forest Service granted Petitioner a
special use permit to operate a "mobile radio-commercial
communications" facility at the Gray Butte Electronics Site
within the Ochoco National Forest in eastern Oregon. ER 29-
32; AR 17-20. Over the years, Respondent Forest Service has
issued numerous additional special use permits for the
operation of various electronic transmittal units at the Gray
Butte site. The result is a crowded electronic site at top of the
peak. ER at 38; AR at 0026 (February 26, 1980, letter from
Forest Supervisor stating that "Gray Butte is fast becoming a
high density electronic site.")
Petitioner has continuously expressed to the agency its
concern with the potential for these operations to interfere with
Petitioner's operation. ER 33-37; AR 21-25.
In 1981 the Forest Service adopted a new Gray Butte
Electronic Site Management Plan to amend a plan that had been
initially adopted in 1973. AR 86 (1981 Gray Butte Electronic
6
Site Management Plan) The new plan stated: "Use of the site
has increased steadily during recent years. In May, 1980, it was
determined . . . that the current plan was not adequate for
projected use . . .." ER 40 (excerpts from site plan).
The 1981 site plan was preceded by an environmental
assessment (EA) which incorporated the "assumption" that uses
at Gray Butte should be limited "to mobile radio
communications or other compatible users." ER 39; AR 49.
This restriction to mobile radio communications or other
compatible users recognized that other uses such as continuous
broadcast operations, had the potential to interfere with mobile
radio communications if placed at the same site. The plan's
restriction was consistent with the Forest Service Manual
(FSM), which at the time required that "high power broadcast
stations, FM, television, radar, should be separated [from
mobile radio communications] by one mile if possible." ER
337. The site plan was subsequently amended from time to
time, but interference problems continued.
On November 19, 1992, the Supervisor of the Ochoco
National Forest issued a Notice of Decision (1) adopted a
supplemental Environmental Assessment (EA); (2) making a
Finding of No Significant Impact; and (3) amending the site
plan to authorize the issuance of a new special use permit to
Respondent Slater Communications based upon the amended
site plan, but inconsistent with the prior site plan. The
November 19, 1992, package of decisions omitted equipment
standards, separation requirements, and other safeguards that
had been requested by Petitioner and other users. ER 256; AR
1094. Petitioner appealed the decisions on January 14, 1993.
ER 257-280; AR 1115 -1138. On May 4, 1993, the Regional
Forester affirmed the Supervisor's decisions. ER 281-283; AR
Petitioner then filed this action in the district court,
under 5 U.S.C. sec. 702 and 28 U.S.C. sec. 1331. Petitioner
alleged, inter alia, that the agency had violated the National
Environmental Policy Act and implementing regulations ((42
U.S.C. §§ 4321 et. seq. and 40 C.F.R. § 1508) by failing
"to support their actions with an adequate
consideration of reasonable alternatives and an
adequate determination, record, and decision
document establishing that those actions will
not, separately, or collectively, constitute a
major federal action having a significant impact
on the human environment." Complaint
paragraph. 28. App 48.
Following submission of the record and discovery, both
parties moved for summary judgment based upon the record,
depositions, and affidavits. The District Court ruled against
Petitioner on the merits of a claim under the National Forest
Management Act, and dismissed Petitioner's NEPA claim on
the ground that a recent Ninth Circuit decision, Nevada Land
Action Ass'n v. U.S. Forest Services, 8 F.3d 713 (9th Cir. 1993)
“categoricaily" excluded "from NEPA standing those with
economic injuries." Western Radio Services v. Espy, (DC Or
93-552-MA, May 3, 1994). App 16, 27.
Petitioner appealed to the Ninth Circuit Court of
Appeals under 28 U.S.C. Sec. 1291. The Ninth Circuit,
reviewing the NEPA standing issue de novo, affirmed the
dismissal of the NEPA claim on the ground that (a) electronic
interference is an "economic" injury and (b) a NEPA plaintiff's
injury must be primarily environmental in nature under the
prudential standing "zone of interests" test in Lujan v.
Defenders of Wildlife, 504 U.S. 555, 560 (1992). App 13-14.
8
ARGUMENT
NEPA Standing--Zone of Interests: Businesses threatened
with adverse economic effects of direct environmental
impacts are within the Zone of Interests Protected by
NEPA.
l. The Ninth Circuit Court of Appeals erred in
applying rules of prudential standing to bar all potential
plaintiffs under NEPA whose “primary” interest is
“economic” rather than ‘environmental.”
Almost a quarter-century ago, this Court announced in
the landmark United States v. Students Challenging Regulatory
Agency Procedures (SCRAP I), 412 U.S. 669, 686, fn. 12, 93
S.Ct. 2405, 37 L.Ed.2d 254 (1973) that standing under NEPA
is “not confined to those who show economic harm. . .” (citing
Sierra Club v. Morton, 405 U.S. 727, 92 S.Ct. 1361, 31 L.Ed.2d
636 (1972). The question presented here is whether standing
under NEPA is confined to those who show noneconomic
harm. That question was specifically reserved in SCRAP I,
where this Court found it
‘g . umnecessary to consider the various
allegations of economic harm on which the
appellees also relied in their pleadings and
which the Government contends are outside the
purposes of NEPA.” 412 U.S. 686, fn. 13.
The govetnment has renewed that contention in this
case, and it has prevailed. This Court has never addressed the
question reserved in Sierra Club and SCRAP I: Does economic
harm to a plaintiff resulting from environmental harm bring that
9
plaintiff within the zone of interests protected by the National
Environmental Policy Act?
This question grows more pressing as the nation’s
population and economy expand. Can only the hikers and the
birdwatchers take the field on behalf of the environment? Are
only noneconomic interests protected by NEPA? Will an entire
category of potentially powerful allies in the battle for
environmental quality be sidelined or driven into opposing
ranks by a narrow reading of the broad purpose and policy
statements posted by Congress on the front door of the nation’s
primary environmental protection statute?
The Ninth Circuit has ruled in this case that
“Because NEPA suits are reviewed
under the Administrative Procedure Act, ...a
plaintiff alleging a NEPA claim must also
‘assert an interest arguably within the zone of
interests to be protected or regulated by NEPA.’
Nevada Land Action, 8 F.3d at 715-16...
NEPA’s purpose is ‘to protect the environment,
not the economic interests of those adversely
affected by agency decisions. Therefore, a
plaintiff who asserts purely economic injuries
does not have standing to challenge an agency
action under NEPA.’ Id. at 716 [citations
omitted and emphasis added by court] App 15.
Applying this analysis to the case at hand, the Ninth
Circuit ruled as follows:
“Western’s only complaint is that the
Service’s permit will cause economically
10
harmful interference. No one alleges that
Slater’s new facility ‘will have a primary impact
on the natural environment.’ [Quoting from Port
of Astoria v. Hodel, 595 F.2d 467, 475 (9th Cir.
1979)]. .. . Western’s sole complaint was
alleged interference, which we have held is
purely economic.” [citing Hodel.] Western’s
injury is therefore not one that NEPA aims to
redress.” App 15.
In this case, Petitioner Western Radio has rested its
claim to standing under NEPA primarily upon its economic
interest in avoiding the adverse environmental effects of stray
electromagnetic emissions. The likely economic impact upon
Petitioner is the impairment of Petitioner’s ability to provide
high-quality telecommunications facilities to users of the
telecommunications site which it operates under a Forest
Service permit on the Gray Butte electronic site.
Petitioner is in the position of most corporate businesses
affected by environmental pollution. Corporations don’t drink
water, breathe air, or listen to music. They use water, air, and
the airwaves in the course of making, advertising, and selling
soup, computer chips, television shows, and almost everything
else humans produce, sell, use, and enjoy. Their primary
interest in an unpolluted environment is undoubtedly economic.
The Ninth Circuit would deny them standing.
Under the Ninth Circuit Court’s decision in this case,
ABC, CBS, NPR, and U.S. West would have no standing under
NEPA to challenge the licensing of a telecommunications
facility generating stray electromagnetic energy that effectively
jammed their satellite communications systems. Their
“primary” interest would be “economic,” not “environmental.”
1]
Under NEPA, people, not trees, have standing.
Whatever may have happened to western civilization’s
anthropocentrism during the enlightened 1980's, NEPA’s
purposes are explicitly instrumental and anthropocentric.
Congress acted to protect the interests of people, including their
economic interests, in a clean and healthy environment. NEPA
explicitly recognizes a wide range of human interests in the
protection of the environment. To paraphrase this Court’s
words in SCRAP I, NEPA recognizes that economic and
productive well-being, like aesthetic and environmental well-
being, are important ingredients of the quality of life in our
society.
On many issues, including the availability of judicial
review to any third-party plaintiff, it is true that “the legislative
history [of NEPA] is remarkably uninformative considering the
long history of the act.” 2 Grad, Treatise on Environmental
Law, § 9.01(h) (1995). On the other hand, the words of the Act
itself are the best evidence of legislative intent, and NEPA is
both expansive and explicit on the range of interests it is
supposed to serve. The statements of purpose and policy in
Sections 101 and 102, set forth verbatim above, repeatedly
emphasize the symbiotic relationship between a healthy
environment and a healthy economy, between conservation of
resources, and economic productivity. The statute itself
recognizes, in more prosaic terms, that “Neither nature nor
people alone can produce human sustenance, but only the two
together, culturally wedded.” Wendell Berry, The Unsettling of
America, (Sierra Club Books: 1977), p. 9.
The “sweeping policy goals announced in § 101 of
NEPA” (Robertson v. Methow Valley Citizens Council, 490
U.S. 332, 350, 109 S.Ct. 1835, 104 L.Ed.2d 351 (1989)) stand
in marked and significant contrast with the narrow, wildlife-
12
centered focus of the Endangered Species Act, 87 Stat. 884, as
amended, 16 U.S.C. 1531 et seq. See Lujan v. Defenders of
Wildlife, 504 U.S. 555, 558, 112 S.Ct. 2130, 119 L.Ed.2d 351
(1992). NEPA’s focus is on the “human environment.” Its
purpose is to safeguard the full range of economic and
noneconomic benefits that accrue from a healthy environment.
It recognizes that both Western Radio and recreational users of
Gray Butte have a common interest in assuring that the Forest
Service adequately consider the potential environmental
impacts of decisions affecting the peak and its surrounding area.
2 The Ninth Circuit’s ruling is in conflict with the
rulings of other circuits.
The Nisith Circuit’s ruling on economic standing is in
conflict with the rulings of other circuits. Specifically, the
District of Columbia Circuit has ruled that
“. . . courts should deny standing to businesses
asserting NEPA claims only when ‘the
companies are motivated solely by protection of
their own pecuniary interests and . . . the public
interest aspect is so infinitesimal that it ought to
be disregarded altogether.” National Helium
Corp. v. Morton, 455 F.2d 650, 655 (10th Cir.
1971). |
In National Helium, the plaintiff company had
contracted to supply helium to the government. Helium is a by-
product of natural gas production. If it is not captured, it is lost
into the atmosphere. When the government cancelled the
contract, the company sued under NEPA on the ground that the
cancellation would result in the loss of natural resources. The
direct environmental harm was to a resource in which the
13
plaintiff had an economic stake. To cail it merely “economic”
harm would be to ignore the source of that economic harm in a
loss clearly within the scope of the National Environmental
Policy Act.
As the Ninth Circuit’s opinion acknowledges with some
understatement, its ruling is also in “tension” with the Ninth
Circuit’s own earlier ruling in Port of Astoria v. Hodel, (1979),
595 F.2d 467, 476 (1976). In Hodel, citing National Helium, it
had granted standing to a broadcasting company worried about
interference from a proposed power line because the
broadcaster’s “economic injuries [were] . . . causally related to
an act that lies within NEPA’s embrace.” The distinction drawn
by the court between the two cases was that the earlier case
involved a “primary” environmental impact, namely, the
construction of an aluminum reduction plant that would be
made possible by the new transmission lines. 595 F.2d at 476.
Other "individual" plaintiffs living in the affected area and a
"Concerned Citizens" group had alleged these "ecological and
environmental injuries resulting from the construction and
operation of the Alumax plant." Jd.
The “primary” versus “secondary” distinction is
unexplained in these cases. It is not the same as “direct” versus
“indirect,” a concept recognized in this Court's NEPA standing
jurisprudence. See, e.g., Metropolitan Edison v. People Against
Nuclear Energy, 460 U.S. 766, 203 S. Ct. 556, 75 L.Ed.2d 534,
543 (1983)("The direct effects on the environment of this action
include release of low-level radiation, increased fog. . ., and the
release of warm water into the Susquehanna River." ) Rather,
it seems to involve some sort of conclusion about the merits of
the claim that an environmental impact is “major” or
“significant.” Whatever it is, it has no basis in NEPA, in
Article Ill of the Constitution, or in the case law of this Court.
[4
3. The Ninth Circuit’s decision categorically excludes
from the scope of NEPA a major physical environmental
pollutant.
The Ninth Circuit’s decision is uniquely preclusive
because it conflates two kinds of harm--the interference itself,
and the economic loss resulting from impairment of that part of
the environment essential to Plaintiff’ s economic well-being.
Interference, of course, is not “purely economic.” It is
not economic at all. It is a physical phenomenon. It is direct
environmental harm. It exists in the real world. It is detectable
and measurable by instruments (and when amplified, by the
senses) in the same way that microbes, temperature changes,
and particulates are. Students learn about interference in high
school physics, not in college economics classes. Interference
is electromagnetic pollution of the space through which it
travels. Stray electromagnetic emissions pollute the human
environment just as surely, physically, and directly as do heat,
chemicals, particulates, and other kinds of pollutants affecting
everything from deep sea creatures to space navigation and
satellite communications.
If such harm is categorized as “economic,” and therefore
not within the scope of NEPA, then it makes no difference
whether the interference is major or minor, hypothetical or
existing. The Ninth Circuit’s classification scheme eliminates
the need for such assessment, even though the analysis required
involves physics and technicians rather than psychology and
psychiatrists.
Even the plaintiffs in Metropolitan Edison Co. v. People
Against Nuclear Energy, 160 U.S. 766, 103 S.Ct. 556, 75
L.Ed.2d 534 (1983) had standing; this Court recognized that
15
their claim involved a direct physical impact on the
environment----radioactive emissions. On the merits, this Court
found that the agency had no obligation to address the
attenuated, unquantifiable, and subjective potential harm
alleged, which was “psychological damage” resulting from
plaintiffs’ perception of the increased “risk of a nuclear
accident.” Jd. 103 S.Ct. at 560.
4. Respondent’s own handbooks, manuals, and
directives acknowledge the existence of the environmental
harm in question.
In this case, there is no question that the environmental
harm exists and will continue to exist unless the kinds of
measures recognized as necessary by the Forest Service itself
are taken. Electromagnetic interference with two-way
communications facilities by continuous broadcast facilities is
recognized as a fact in the agency’s own manual and handbook,
as well as in the environmental assessment and site plan.
The U.S. Forest Service has officially recognized that:
(1) interference requires prophylactic rather than solely
remedial measures; and (2) that the problem is inherent at
compact electronic sites involving both two-way and
continuous broadcast facilities. Forest Service Manual Chapter
2728.6, special use applications must be denied if “the use is
not compatible with current uses." Chapter 2728.5 recognizes
that interference problems are inherent on such sites and that
preventative measures such as separation of incompatible uses,
equipment standards, and the like are necessary:
"The compatibility of communications uses with
one another is basically a function of frequency
relationships, geographic separation, the amount
16
ee
and period of power emission, and equipment
design characteristics. Problems may be
mitigated by judicious use of frequency
assignments by the responsible agency, by
locating incompatible uses on different site, or
by the addition of special equipment, i.e. by
adding filters. Site designation and the site plan
will identify the intended use of the site. Uses
which are considered incompatible will not be
authorized on the site. Interim Directive
#68/90-3, FSM Chapter 2728.5.
The Forest Service Handbook acknowledges that
“(t]he inherent interference problems between
broadcast uses and other uses often make
resolution of interference problems
impractical.” FSH 2709.11-93-2, chapter
48.8(b); ER at 292; AR at 1161.
The 1989 Gray Butte Electronic Site Management Plan ("Site
Plan"), as amended November 19, 1993, includes the following
requirements implementing the consistency and compatibility
standards of § 251 and the Forest Service Manual:
"2. Minimize interference potential through facility
designs, location, spacing, capacity, zoning, and
equipment standards."
The Gray Butte Electronic Site was designated by the
last Environmental Assessment completed for the Site in 1980
for mobile two-way radio and other compatible uses. The
Forest Service Handbook 2709.11, Chapter 48, identifies
continuous broadcast as non-compatible with mobile two-way
17
—— = - ”*
——a_eaae
radio, and further requires the separation of non-compatible
uses by one mile. No Regional criteria have been established
that allow the separation between continuous broadcast uses
and mobile two-way radio uses to be permitted at less than the
agency's national one-mile horizontal separation standard. That
requirement has been in effect in the Forest Service Manual
since 1978.
The Forest Service Manual (Interim Directive #68/90-3)
lists several conditions which must be met before special use
authorizations will be issued at communications sites:
"Authorizations will not be issued until: . . . (c)
coordination with the current holders on the site,
including a 30-day comment period concerning the
application; (d) acceptable design measures or other
satisfactory resolution of potential incompatibility have
been agreed to by the applicant and the existing holders
on the site, including the Forest Service, if applicable."
Interim Directive #68, FSM 2728.8 (emphasis added);
see also 36 C.F.R. § 251.55(b)(3).
As the above passages and the record citations in the
margin show, such interference is a problem acknowledged by
other users and by the agency itself, as both endemic to such
sites and as existing at the specific site in question.’
? Affidavit of Leslie Smith, former president of Oregon Radio
Frequency Council. ER at 182; AR at 606; App 30. May 14, 1991,
G.L. Mobilcomm letter to district ranger, noting serious interference
problems at Gray Butte and stating that Mobilcomm was losing
customers as a result. ER at 251; AR at 1040; App 40. March 24,
1994, affidavit of Kenneth R. Reiswig, Sr., senior communications
18
If electromagnetic pollution of the airwaves
(interference) is an environmental harm, and if NEPA protects
the economic interests of corporations in avoiding such harm,
then Petitioner has amply carried its burden of demonstrating
that there are genuine issues of material fact sufficient to
survive a motion for summary judgment on the issue of its
standing to challenge Respondent’s environmental assessment
and finding of no significant impact. Lujan v. Defenders of
Wildlife, 504 U.S. 555, 561, 112 S.Ct. 2130, 119 L.Ed. 2d 351
(1992).
Petitioner is a current and continuing licensee sharing
the limited public resource that has been impaired by the
pollutant. The responsible agency has officially recognized
both (1) the inevitability of the environmental harm in the
absence of appropriate preventative safeguards, and (2) the
availability of such safeguards. Other users and experts have
provided affidavits attesting to both the environmental and the
economic harm. The interference is likely to continue and
perhaps worsen in the absence of preventative measures. On the
merits, Petitioner contends that such measures would be
necessary to support a finding of no significant impact
(FONSI). Those measures were not adopted.
technician for Pacific Power and Light Co., describing interference
problems at Gray Butte and stating that “Our new method of resolving
the interference to Pacific Power and Light Co. involves leaving the
site.” ER 465, App 40.
19
5. Petitioner has demonstrated injury in fact and
redressability.
Instead of preparing an EIS or a supportable FONSI,
Respondent has simply made an unsupported determination,
contrary to its own official acknowledgments, that no such
measures are necessary and that no EIS is required. The Ninth
Circuit, reviewing the District Court’s decision on standing de
novo, has concurred on the ground that, because “interference”
is an “economic injury,” Plaintiff’s “injury is therefore not one
that NEPA aims to address.” App 15. The Court correctly
summarizes the Article II elements of standing as follows:
“In Lujan v. Defenders of Wildlife, 504
U.S. 555 (1992), the Supreme Court delineated
the three minimum constitutional requirements
to have standing to challenge an alleged injury.
First, the plaintiff must allege an actual or
imminent invasion of a concrete and legally-
protected interest. Second, there must be a
causal connection between the injury and the
alleged harmful conduct. Third, it must be
likely that a favorable decision will redress the
injury. Jd. at 560-61.” App 14.
Unfortunately, the Ninth Circuit’s amplifications of the
Lujan tests are clouded by the leakage of prudential standing
considerations into the third element, converting it to a kind of
zone of interests clone by requiring that the "primary" harm
“caused” by the federal action be "environmental." The Ninth
Circuit’s adds more turbidity by conceputally collapsing an
economically important category of direct physical harm--stray
electromagnetic emissions affecting the broadcast spectrum--
and the resulting economic harm.
20
The result is a muddy legal puddle, opaque and
treacherous, in the middle of the information superhighway.
A proper analysis of redressability starts with the
understanding that interference is a physical harm to the
environment and that the subject of the litigation is more than
a single facility permit. The issue raised by Petitioner is
whether Respondent’s amendment of its site plan should
include new anti-pollution safeguards applicable to all
electronic facilities and users on the site. Respondent’s failure
to heed its own institutional wisdom, as confirmed by user
experience at Gray Butte, will be redressed if Respondent is
required to adopt measures sufficient to support its FONSI.
Respondent’s failure to take the action required by NEPA in the
absence of such measures will be redressed if Respondent is
required to prepare an Environmental Impact Statement.
Plaintiff has amply demonstrated that the harms alleged
exist, whatever their specific source, that they involve
electromagnetic pollution of the human environment, and that
Plaintiff's economic well-being is dependent upon the absence
or at least the minimization of such pollution. Affidavit of
Richard Oberdorfer, ER 312-19, APP 34.
NEPA does not mandate substantive outcomes once an
EIS has been performed. Strycker’s Bay Neighborhood Council,
Inc. v. Karlen, 444 U.S.222, 100 S. Ct. 497, 62 L.Ed.2d 433
(1980); Vermont Yankee Nuclear Power Corp. v. NRDC, 435
U.S. 519, 551, 558, 55 L.Ed.2d 460, 98 S.Ct. 1197 (1978).
However, the agency has not performed an EIS, and it is has not
adopted the preventative measures recognized by its own
manuals and handbooks as necessary to support a Finding of No
Significant Impact. Those measures would be substantive and
would redress Plaintiff's substantive injury. In the absence of
21
a
such measures, an EIS would be necessary, and the preparation
and adoption of an EIS would then redress Plaintiff's
procedural injury. Strycker, supra.
CONCLUSION
The Court is asked to picture a once-pristine pool fed by
a mineral spring, deep in a national forest. Because of its special
qualities, the spring has been used for years as a source of water
for several small bottlers operating under permits from the
United States Forest Service, which administers the permits in
conformance with its adopted site plan. Over the years, the
bottlers have had trouble with turbidity, which has made the
spring water less clear and the bottled water less marketable.
The Forest Service has recognized, in its official handbooks,
manuals, and directives, that certain equipment, practices, and
locational factors contribute to the turbidity. Detection of
specific turbidity sources is difficult, but that prevention
through appropriate siting, spacing, use, and equipment
standards is feasible. |
One of the bottlers, who perhaps isn't as dependent as
others on maintaining the purity of the pool, seeks an
amendment to the site plan so that it can obtain a new permit
which is not consistent with the old site plan. Another bottler,
which has suffered losses because of the turbidity problem,
asserts that the site plan amendment should incorporate more
effective safeguards and that the permit should be issued only
in accordance with those new safeguards. The Forest Service
declines, asserting only that the existing ineffective system of
post-hoc complaint-driven remediation will continue.
MES, RE oy
OF RR Td oo PES PRE BOLI Seer
The second bottler, alleging that the turbidity problem
is damaging its business, brings a NEPA challenge the site plan
22
amendment, the relicensing under the amendment, and the
agency’s finding of no significant impact accompanying the two
decisions.
The question posed by the hypothetical needs an
authoritative answer: Did Congress intend to protect the
economic interests of that bottler in the prevention of pollution
of natural resources of economic value to at least the same
extent that this Court has determined Congress intended to
protect the aesthetic interests of the plaintiffs in SCRAP,
supra?.
The protection of three "pools," each one a "natural
resource,” and each one a part of the "human environment,” is
at issue in this case:
The first pool is the tiny peak of Gray Butte, crowded
with public and commercial users, recognized as a special
resource by the Ochoco National Forest Plan and the Gray Butte
Electronic Site Plan.
The second pool is the large area of central Oregon
served by users and consumers of the telecommunications
services provided from the peak of Gray Butte.
The third pool is the entire airspace so essential to
modern telecommunications. That space is is the limpid lens
through which our species sees with its electronic eyes. It is the
silence through which we hear with our electronic ears.
All three pools are increasingly subject to a wide range
of potentially damaging contaminants, including electrical
interference. Those affected by electromagnetic pollution range
from homeowners, hikers, small business owners, and
23
firefighters to international corporations and the military. If all
such harm is economic, and if economic harm alone is not a
basis for standing to protect that pool, then a large class of users
is excluded from the protection of the statute.
In the Ninth Circuit, the broad and inclusive purposes
of Congress have been narrowed and distorted to make NEPA
a tool for only a segment of those for whose benefit it was
enacted.
What is needed now, almost a quarter-century after
SCRAP, is an act of timely judicial prevention and remediation:
Prevention is needed in the form of a decision of this Court that
removes the legal turbidity clouding the pool of NEPA standing
jurisprudence. Cure is needed in the form of an order
remanding the decision below for serious consideration on the
merits by a court with jurisdiction to address the merits of
DATED: June 17, 1996.
Petitioner’s NEPA claim.
‘ri ey
JOHNSON, KLOQ¥& SHERTON, P.C.
ALLEN L. JO
Attorney of Record for Petitioner
Western Radio Services, Inc.
24
App. 1
APPENDIX A -- OPINION OF THE UNITED STATES
COURT OF APPEALS FOR THE
DISTRICT OF OREGON
CIRCUIT DATED MARCH 18, 1996
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF OREGON
No. 94-35605
WESTERN RADIO SERVICES COMPANY,
INC., Oregon corporation
APPELLANT
V.
MICHAEL ESPY et al,
APPELLEES
Appeal from the United States District Court
for the District of Oregon
Malcolm F. Marsh, District Judge, Presiding
Argued and Submitted
October 17, 1995 - Portland, Oregon
Filed March 18, 1996
Before: J. Clifford Wallace, Dorothy W. Nelson,
and Melvin Brunetti, Circuit Judges.
Opinion by Judge Wallace
App. 2
SUMMARY
Administrative Law/Natural Resources and Energy/
Administrative Law
The court of appeals affirmed district court judgments.
The court held that it had no authority to bind the United
States Forest Service (Service) to guidelines in the Service's
manual or handbook, and the Service did not abuse its
discretion in issuing a special use permit.
The Gray Butte Electronics Site is located in a national
forest. Pursuant to special use permits issued by the Service,
appellee Slater Communications & Electronics, Inc. and
appellant Western Radio Services Company, Inc. operate and
maintain mobile radio communications facilities at Gray Butte.
The Service issued a special use permit to Slater to
construct, maintain, and rent a new building and tower on
Gray Butte. Western appealed from the Service's decision to
issue a permit, complaining about possible interference
problems at the site. Western settled with the Service.
The Service adopted a new site plan and issued Slater a
new building permit. The new site plan permitted only
"compatible uses" and required equipment or towers that
cause interference to be adjusted or removed. Western
complained of potential interference and appealed from the
Service's reissuance of a permit to Slater, but the Forest
Supervisor denied the appeal. The Regional Forester refused
to reverse the Service's decision to issue a permit. The
Service conducted meetings with users, and Gray Butte site
users agreed on a location for Slater's new facility. The
Forest Supervisor issued a Decision Notice and finding of no
significant impact, stating an intention to issue Slater a special
use permit to construct a building and tower. The Regional
App. 3
Forester affirmed the decision to issue a permit, and the Chief
of the Forest Service declined discretionary review.
Western sued in the district court, alleging that the
Service's decision to issue Slater a building permit violated the
National Environmental Policy Act (NEPA). Western also
claimed that the decision violated the National Forest
Management Act because the Service allegedly did not comply
with applicable regulations, including a Forest Service Manual
and Forest Service Handbook. The district court rejected
Western's claims and granted summary judgments for the
Service and Slater. The court held that the Service did not
abuse its discretion in issuing a special use permit to Slater,
and Western did not have standing to bring a NEPA claim.
Western appealed.
fl] The district court properly retained jurisdiction.
Western stated a claim against the Service for issuing a special
use permit to Slater. The Federal Communications
Commission did not have the authority to redress Western's
complaints about the permit's issuance.
[2] The Manual and Handbook were not substantive in
nature, [3] they were not promulgated in accordance with the
Administrative Procedure Act's procedural requirements, [4]
and they were not promulgated pursuant to an independent
congressional authority. [5] Thus, the Manual and Handbook
did not have the independent force and effect of law. [6]
Moreover, even assuming that the Manual and Handbook
were incorporated into the Secretary of the Department of
Agriculture's regulations, the Secretary could not bind the
Service to a Manual or Handbook that was neither
promulgated pursuant to congressional procedures nor
contemplated in a statute.
eT
App. 4
[7] A regulation specified that the Service could consider
whether a special use permit would be compatible with
existing uses. In this case, the Service made a compatibility
assessment, and its decision to issue Slater a building permit
was not arbitrary or capricious. The permit authorized Slater
to construct a new facility and raze its old one; it did not
authorize any new uses that could cause interference;
moreover, the permit provided that if the equipment or
tower's installation caused interference, Slater would be
required to make adjustments. The Service considered
compatibility of uses and did not abuse its discretion in issuing
a permit to Slater.
—————————oOOoOoOermo-owrweooooeeeeeeee
[8] Western's only complaint was that the Service's permit |
would cause economically harmful interference. Western's |
injury, therefore, was not one that NEPA aimed to redress.
COUNSEL |
Michael D. Axline, Johnson & Kloos, Eugene, Oregon, for
the plaintiff-appellant.
Joan M. Pepin, United States Department of Justice,
Washington, D.C., for the federal defendants-appellees.
Rose M. Z. Freeby, Evans, Freeby & Jennings, Salem,
Oregon, for defendant-appellee Slater Communications.
~ OPINION
WALLACE, Circuit Judge:
Western Radio Services Co., Inc. (Western) appeals from
the district court's summary judgments for the United States
App. 5
Forest Service (Service) and Slater Communications &
Electronics, Inc. (Slater.). The district court held that the
Service did not abuse its discretion in issuing a special use
permit to Slater and that Western did not have standing to
bring a claim under the National Environmental Policy Act
(NEPA). The district court had jurisdiction under 5 U.S.C.
§ 702 and 28 U.S.C. § 1331. We have jurisdiction over this
timely appeal pursuant to 28 U.S.C. § 1291. We affirm.
I.
The Gray Butte Electronics Site is located on the Crooked
River National Grassland in the Ochoco National Forest in
Oregon. The Service and the Department of Agriculture
manage the site and have authority to issue special use permits
for land under their control; however, permits for uses coming
within Federal communications Commission (Commission)
jurisdiction are contingent upon Commission authorization and
licensing. Pursuant to special use permits issued by the
Service, Slater and Western operate and maintain mobile radio
communications facilities at Gray Butte. Slater and Western
originally received permits in 1976 and 1978, respectively.
On December 10, 1986, the Service issued a special use
permit to Slater to construct, maintain, and rent a new
building and tower on Gray Butte. Western appealed from the
Service's decision to issue a permit, complaining that the new
building would exacerbate interference problems at the site
and that the permit did not conform to the applicable site plan.
Eventually, Western settled with the Service and the Service
agreed to update the Gray Butte Site Plan. In 1989, the
Service adopted a new site plan and in 1990, it issued Slater
a new building permit. The 1989 Site Plan permits only
"compatible uses of the site" and requires any equipment or
tower that causes interference to be adjusted or removed.
App. 6
Again, Western complained of potential interference and
appealed from the Service's reissuance of a permit to Slater.
The Forest Supervisor denied the appeal.
On appeal from the Forest Supervisor's denial, the
Regional Forester refused to reverse the Service's decision to
issue a permit. However, the Regional Forester directed the
Service either to document its efforts to resolve Western's
complaints about current or potential interference or to hold
meetings with site users to address potential incompatibility
problems. The Service conducted several meetings with
users, and the Regional Forester determined that the Service
had complied with the earlier decision. Approximately two
months after the Regional Forester's approval, Gray Butte site
users agreed on an acceptable location for Slater's new
facility. Richard Oberdorfer, Western's president, disputes
that he ever agreed to this location. The Forest Supervisor
issued a Decision Notice and a finding of no significant
impact, stating its intention to issue Slater a special use permit
to construct a building and tower at the agreed-upon site.
Western again appealed to the Regional Forester, who
affirmed the decision to issue a special use permit. On May
17, 1993, the Chief of the Forest Service declined
discretionary review. The Chief's determination constituted
final agency action.
Western then filed this action in the district court, alleging
that the Service's decision to issue Slater a building permit
violated NEPA. Western also asserted that the decision
violated the National Forest Management Act, 16, U.S.C §
497, because the Service allegedly failed to comply with
‘applicable regulations. Western argued that applicable
regulations included the Forest Service Manual (Manual) and
Forest Service Handbook (Handbook), in addition to the
regulations promulgated under 16 U.S.C. § 497 and codified
at 36 C.F.R. §§ 251.50 et seq. (1995). The district court
App. 7
rejected Western's claims.
II.
Slater suggests we not address the merits of the appeal.
Slater argues that the district court lacked jurisdiction over
Western's claims because Western did not exhaust
administrative remedies. Slater asserts that Western should
have complained to the Commission before filing in the
district court.
[1] It is within our discretion to require exhaustion,
Montes v. Thornburgh, 919 F.2d 531, 537 (9th Cir. 1990),
and we will generally require that a plaintiff exhaust all
administrative remedies before assuming jurisdiction. White
v. Jacobs Eng'r Group Long Term Disability Benefit Plan,
896 F.2d 344, 352 (9th Cir. 1989). Here, the district court
properly retained jurisdiction. Western's complaint states a
claim against the Service for issuing a special use permit to
Slater. It was the Service, and not the Commission, that
issued the use permit. Although the Commission deals with
problems of interference, the Commission does not have the
authority to redress Western's complaints about the issuance
of the permit. Nor can the Commission redress Western's
complaints about the location of Slater's new facility. We will
not require Western to complain to the Commission about a
Service permit before bringing an action in the district court.
Il
We therefore turn to the merits of the appeal. We review
a summary judgment de novo. First Pacific Bank v. Gilleran,
40 F.3d 1023, 1024 (9th Cir. 1994), cert. denied,116 S. Ct.
App. 8
55 (1995). This review requires us to determine (1) whether
there is a genuine issue of material fact when the evidence is
viewed in the light most favorable to the nonmoving party and
(2) whether the district court correctly applied the law. Jd.
When reviewing an administrative agency's decision, we
view the case from the same position as the district court.
Nevada Land Action Ass'n v. United States Forest Service, 8
F.3d 713, 716 (9th Cir. 1993) (Nevada Land Action). An
agency's decision should be overturned if it was "arbitrary,
Capricious, an abuse of discretion, or otherwise not in
accordance with the law." 5 U.S.C. § 706(2)(A); Idaho
Farm Bureau Fed'n v. Babbitt, 58 F.3d 1392, 1401 (9th Cir.
1995). Review under the arbitrary and capricious standard is
narrow and the reviewing court may not substitute its
judgment for that of the agency. Marsh v. Oregon Natural
Resources Council, 490 U.S. 360, 376 (1989) (Marsh). We
must determine whether the agency's decision was made after
considering the relevant factors and whether the agency made
a clear error of judgment. /d. at 378. We may reverse the
agency's decision as arbitrary or capricious only if the agency
relied on factors Congress did not intend it to consider,
entirely failed to consider an important aspect of the problem,
offered an explanation that ran counter to the evidence before
the agency, or offered one that is so implausible that it could
not be ascribed to a difference in view or the product of
agency expertise. Dioxin/Organochlorine Center v. Clarke,
57 F.3d 1517, 1521 (9th Cir. 1995).
The Service issues special use permits subject to
regulations promulgated by the Secretary of the Department of
Agriculture (Secretary). See 16 U.S.C. § 497. Generally,
the Service's decision to issue or deny a permit is subject to
judicial review. See KOLA, Inc. v. United States, 882 F.2d
361, 364 (9th cir. 1989) (KOLA). However, we will review
an agency's alleged noncompliance with an agency
App. 9
pronouncement only if that pronouncement actually has the
force and effect of law. United States v. Fifty-Three (53)
Eclectus Parrots, 685 F.2d 1131, 1136 (9th Cir. 1982) (Fifty-
three Parrots). We will not review allegations of compliance
with an agency statement that is not binding on the agency.
Western contends that the Service acted arbitrarily and
capriciously by issuing a permit and following a procedure
that failed to comply with the Service's regulations, 36 C.F.R.
§§ 251.52, 251.54 (1995) and the Service's guidelines in its
Manual and Handbook.
The National Forest Management Act authorizes the
Secretary to issue regulations "for the purpose of constructing
Or maintaining buildings, structures, and facilities for
industrial or commercial purposes whenever such use is
related to or consistent with other uses on the national
forests." 16 U.S.C. § 497(c). In 1980, the Service adopted
regulations setting forth standards to consider in issuing
special use permits. 36 C.F.R. § 251.54 (1995). These
regulations have the force and effect of law. KOLA, 882 F.2d
at 364.
Section 251.54(i) contains various factors that the Service
may consider when denying a permit. Section 251.54(i)(1)
provides that a Service official may deny issuance of a special
use permit if the proposed use "would be inconsistent or
incompatible” with other existing forest uses. Also, section
251.52 states: "Special use authorizations. . .shall be in such
form and contain such terms, stipulations, conditions, and
agreements as may be required by the regulations of the
Secretary and the instructions of the Chief."
In addition to these regulations, the Office of the Chief,
pursuant to 36 C.F.R. § 200.4 (1995), issued the Manual and
Handbook. Western argues that the Service violated various
provisions of the Manual and Handbook. It argues that the
Manual and Handbook have the independent force and effect
App. 10
of law and that the Service therefore acted arbitrarily and
capriciously in failing to follow them. Western alternatively
argues that even if the Manual and Handbook do not have the
independent effect of law, sections 251.52 and 251.54 adopt
the Manual and Handbook by reference, thereby rendering
them binding. If we hold that the provisions in the Manual
and Handbook do not have the force and effect of law either
independently or by reference, we will not need to review
Western's contention that the Service failed to comply with the
guidelines contained in either. We therefore turn to the first
issue.
A.
To determine whether the Manual and the Handbook have
the independent force and effect of law:
the agency pronouncement must (1) prescribe
substantive rules -- not interpretive rules, general
statements of policy or rules of agency organization,
procedure or practice -- and (2) conform to certain
procedural requirements. To satisfy the first
requirement the rule must be legislative in nature,
affecting individual rights and obligations; to satisfy
the second, it must have been promulgated pursuant to
a specific statutory grant of authority and in
conformance with the procedural requirements
imposed by Congress.
Fifty-Three Parrots, 685 F.2d at 1136 (internal quotations and
citations omitted); see also Chrysler Corp. v. Brown. 441
U.S. 281, 301 (1979) (Chrysler).
[2] Neither the Manual nor the Handbook satisfies either
App. 11
of the requirements in Fifty-Three Parrots. First, the Manual
and Handbook are not substantive in nature. In United States
v. Doremus, 888 F.2d 630, 633 n.3 (9th Cir. 1989), cert.
denied, 498 U.S. 1046 (1991), we explained in dictum that
"the Forest Service Manual merely establishes guidelines for
the exercise of the Service's prosecutorial discretion; it does
not act as a binding limitation on the Service's authority." See
also Stone Forest Industries v. United States, 973 F.2d 1548,
1551 (Fed. Cir. 1992) (Manual does not have the force and
effect of law); Lumber, Prod. and Indus. Workers Log Scalers
Local 2058 v. Unites States, 580 F. Supp. 279, 283 (D. Or.
1984) (Manual is "basically a large compilation of guidelines.
. .[and] not a ‘substantive’ rule" (internal quotations and
citations omitted)). The Manual and Handbook are a series of
"[pJrocedures for the conduct of Forest Service activities." 36
C.F.R. § 200.4(b),(c)(1) (1995).
[3] The Manual and Handbook are not promulgated in
accordance with the procedural requirements of the
Administrative Procedure Act. Neither is published in the
Federal Register or the Code of Federal Regulations. See
parker v. United States, 448 F.2d 793, 797 (10th Cir. 1971),
cert. denied, 405 U.S. 989 (1972). They are not subjected to
notice and comment rulemaking; they are not regulations. Hi-
Ridge Lumber Co. v. United States, 443 F.2d 462, 455 (9th
Cir. 1971) (Manual "does not rise to the status of a
regulation").
[4] Nor are the Manual and Handbook promulgated
pursuant to an independent congressional authority. The
National Forest Management Act authorizes the Secretary to
promulgate regulations, but the Manual and the Handbook are
not regulations from the Secretary. 36 C.F.R. § 200.4(d)(1)
(1995) (Chief of Forest Service promulgates rules in Manual
App. 12
and Handbook). The manual and handbook provisions are
contemplated in a Service regulation, not in a congressional
statute.
[5] We hold that the manual and Handbook do not have the
independent force and effect of law.
B.
Western also argues that even if the Manual and Handbook
do not have the independent force and effect of law, sections
251.52 and 251.54(i)(1) incorporate by reference the Manual
and Handbook and therefore bind the Service to the procedural
guidelines contained therein. Western argues that section
251.52, which requires special use permits to comply with
"the instructions of the Chief," effectively binds the Service to
the provisions in the Manual and Handbook. Western also
argues that section 251.54(i)(1), which states that an officer
"may deny issuance" of a permit if the permit would be
incompatible with existing uses, requires the Service to look
to the Manual and Handbook for compatability guidelines.
[6] Neither of these arguments has merit. Both the
Supreme Court in Chrysler, 441 U.S. at 301, and our court in
Fifty-Three Parrots, 685 F.2d at 1136, explicitly require
agency rules to be substantive and to be promulgated
according to certain procedural requirements before they can
bind an agency. Even assuming that the Manual and
Handbook are somehow incorporated into the Secretary's
regulations (although they are not mentioned in either section
251.54(i)(1) or 252.52, the Secretary cannot bind the Service
to a Manual or Handbook that is neither promulgated pursuant
to congressional procedures nor contemplated in a statue.
Mere incorporation does not convert a procedural guideline
ne <i A aaa lial
App. 13
into a substantive regulation. We therefore have no authority
to bind the Service to the guidelines in the Manual or the
Handbook. Even if we did have that authority, there is
nothing in the record to support Western's complaints that the
Service violated the provisions in the Manual or Handbook.
C.
Because we hold that neither the Manual nor the
Handbook has the force and effect of law, we review the
Service's issuance of a permit only under its binding
regulations. After eliminating the claims based on the Manual
and Handbook, Western seems to argue that the Service failed
to follow 25 C.F.R. § 251.54(i)(1) and therefore acted
arbitrarily and capriciously.
[7] Section 251.54(i)(1) specifies that the Service may
consider whether a special use permit would be compatible
with existing uses. Although the provision is discretionary,
we hold that the Service did make a compatibility assessment
and that its decision to issue Slater a building permit was not
arbitrary or capricious. The permit authorizes Slater to
construct a new facility and raze its old one. The permit does
not authorize any new uses that could cause interference. To
the extent that merely moving sites or changing equipment
will create new interference problems, the permit provides
that if Slater's "installation of [new] radio equipment or tower
causes interference, [Slater] will be required to make
adjustments to solve the interference problem, or remove the
problem causing equipment. If interference problems cannot
be resolved, authorization for the use will be terminated and
equipment removed from the site." The Site Plan therefore
considered the issue of compatibility even though the record
contains no documented evidence of incompatibility. In fact,
a
App. 14
Oberdorfer, Western's president, technician, and general
manager, admitted that a properly constructed new facility
might actually reduce "considerably" potential interference.
Overall, the record indicates that the Service did consider
compatibility of uses and did not abuse its discretion in issuing
a permit to Slater.
IV
Western argues that the district court erred in holding that
it did not have standing to assert a claim under NEPA. We
review the issue of standing de novo. Nevada Land Action, 8
F.3d at 715.
In Lujan v. Defenders of Wildlife, 504 U.S. 555 (1992),
the Supreme Court delineated the three minimum
constitutional requirements to have standing to challenge an
alleged injury. First, the plaintiff must allege an actual or
imminent invasion of a concrete and legally-protected interest.
Second, there must be a causal connection between the injury
and the alleged harmful conduct. Third, it must be likely that
a favorable decision will redress the injury. Jd. at 560-61.
Because NEPA suits are reviewed under the
Administrative Procedure Act, Marsh, 490 U.S. at 375-76, a
plaintiff alleging a NEPA claim must also “assert an interest
arguably within the zone of interests to be protected or
regulated" by NEPA. Nevada Land Action, 8 F.3d at 715-16
(citation and internal quotation omitted). NEPA's purpose is
"to protect the environment, not the economic interests of
those adversely affected by agency decisions. Therefore, a
plaintiff who asserts purely economic injuries does not have
standing to challenge an agency action under NEPA. " Id. at
716 (citations omitted and emphasis added); Port of Astoria v.
Hodel, 595 F.2d 467, 475 (9th Cir. 1979) (Hodel) (where
alleged injuries "represent only pecuniary losses and frustrated
nears are, Mami set East ed
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App. 15
financial expectations that are not coupled with environmental
considerations," injuries are outside NEPA's zone of
interests).
Despite our more recent decision in Nevada Land Action
to the contrary, Western points to language in Hodel that
suggests that a plaintiff who suffers purely economic injury
may still have standing. In Hodel, several plaintiffs alleged
that the construction of an aluminum reduction plan would
severely impact the environment. Another plaintiff,
Hermiston Broadcasting Company, complained only that
power transmission lines to be built to service the plant would
interfere with Hermiston's broadcasts. Hodel held that the
primary impact of the plant was environmental, and that
Hermiston had standing because its purely economic injuries
were "causally related to an act that lies within NEPA's
embrace." Hodel, 595 F.2d at 476.
[8] Although this narrow holding in Hodel may cause
tension with the broader and more recent holding in Nevada
Land Action, we need not pursue the matter. Western's only
complaint is that the Service's permit will cause economically
harmful interference. No one alleges that Slater's new facility
"will have a primary impact on the natural environment." /d.
On appeal, Western now attempts to characterize the alleged
interference as an "environmental impact," yet Oberdorfer
admitted that Western's sole complaint was alleged
interference, which we have held is purely economic. See id.
(allegations that new transmission lines would cause broadcast
interference "may be classified as economic"). Western's
injury is therefore not one that NEPA aims to redress.
V.
Slater asks that we exercise our discretion and impose
App. 16
sanctions against Western and its counsel. Fed. R. App. P.
38: 28 U.S.C. §§ 1912, 1927. Although we have little
tolerance for plaintiffs who use our court solely as a means of
harassment or competitive gain, we do not believe that
Western's appeal is frivolous. Therefore, we decline to
impose sanctions in this case at this time.
AFFIRMED.
App. 17
APPENDIX B - ORDER DATED MAY 3, 1994
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF OREGON
Civil No. 93-552-MA
WESTERN RADIO SERVICES COMPANY,
INC., Oregon corporation
APPELLANT
V.
MICHAEL ESPY et al,
APPELLEES
Appeal from the United States District Court
for the District of Oregon
Malcolm F. Marsh, District Judge, Presiding
Marsh, Judge.
In accordance with my opinion filed on this date,
plaintiff's motion for summary judgment (#36) is DENIED;
federal defendants' motion for summary judgment (#44) is
GRANTED; defendant Slater's cross-motions for summary
judgment (#60, #61) are GRANTED insofar as they join in
federal defendants’ motion for summary judgment and are
DENIED as MOOT as to other issues not reached with this
opinion. Slater's request for Rule 11 sanctions is denied. All
pending motions to supplement and strike are DENIED as
MOOT.
IT IS SO ORDERED.
App. 18
APPENDIX C -- OPINION OF THE UNITED STATES
DISTRICT COURT FOR THE
DISTRICT OF OREGON
DATED MAY 3, 1994
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF OREGON
No. 93-552-MA
WESTERN RADIO SERVICES COMPANY,
INC., Oregon corporation
APPELLANT
V.
MICHAEL ESPY et al,
APPELLEES
Appeal from the United States District Court
for the District of Oregon
Malcolm F. Marsh, District Judge, Presiding
Opinion by Judge Marsh
App. 19
MARSH, Judge.
Plaintiff filed this action seeking declaratory and injunctive
relief against the Forest Service's issuance of a special use
permit to Slater Communications & Electronics, Inc.
("Slater") for the construction of a communications facility at
Gray Butte in the Crooked River National Grassland.
Plaintiff, federal defendants and defendant Slater have filed
cross-motions for summary judgment and all parties agree that
the issues are ripe for decision based upon the administrative
record and documents now on file.
BACKGROUND
The administrative record in this action reveals that Gray
Butte has been an active site for communications facilities
since the late 1960s. The original Gray Butte Electronic Site
Plan of 1970-73 notes six permittees holding permits on Gray
Butte for TV translator, radio and transmission line
installations. AR 5-12. Defendant Slater received a permit to
install, maintain and operate "electronic equipment" with FCC
station authorization on February 3, 1976. AR 13-16. Slater
has used this permit for mobile radio communications.
Plaintiff received a similar permit for 2-way mobile radio
communication facilities in 1978. AR 17-20.' Permits are
contingent upon FCC authorizations and applicable FCC
licensing requirements. AR 206.
On December 6, 1986, federal defendants issued a special
use permit to Slater for the construction of a new building on
App. 20
Gray Butte.2 AR 202-210. Plaintiff appealed this decision
and eventually settled with the federal defendants and Slater
by entering into a settlement whereby the Forest Service
agreed to update the 1981 site plan. AR 268-271.
On June 20, 1989, the Forest Service adopted an updated
site plan for Gray Butte. AR 291-304. On August 1, 1989,
the Forest Service prepared an Environmental Impact
Statement and Record of Decision for the Ochoco National
Forest which included the Gray Butte site plan as a designated
"electronic site." AR 347-418.
Thereafter, on March 8, 1990, the District Ranger issued
a new special use permit to Slater to replace its building on
Gray Butte and construct a new building approximately 160’
from plaintiff's facilities. AR 479-513. Plaintiff appealed this
decision and its appeal was denied on July 27, 1990 by the
Forest Supervisor. AR 937-941. In his decision, the
Supervisor cited that fact that the output of the power
transmitters would be limited to a maximum of 150 watts and
further, that the new permit would not authorize any
additional equipment not already operating at the site. AR
938.
Plaintiff appealed the Supervisor's decision to the Deputy
Regional Forrester [sic]. On January 16, 1991, the Regional
Forrester [sic] affirmed the District Ranger's decision to issue
the permit to Slater finding that:
"(T]he Forest Supervisor and District Ranger acted
appropriately in deciding that the special use permit
for replacing and constructing a building and tower on
ee
App. 21
Gray Butte can be issued to Slater Communications
and Electronics, Inc. If the building and tower cause
interference, the Site plan had adequate provisions to
require the offender party to add filters or other
equipment that would mitigate any interference
caused."
AR 985. However, the Regional Forrester [sic] [sic] also
found that the record was devoid of "any attempts to resolve
potential incompatibility" and therefore directed the Forest
Service Supervisor to either document such efforts if they took
place, and if they did not, to "invite users on the site,
including the applicant, to meet to discuss any concerns they
may have about potential incompatibility of the proposed
action and attempt to come to some resolution of potential
incompatibility." AR 986, 997.
Pursuant to the Regional Forrester [sic] 's directive, the
District Ranger conducted four meetings with Gray Butte
users, including plaintiff and Slater, on March 6, 1991, April
4, 1991, April 30, 1991 and October 16, 1991. AR 1004,
1019-21, 1034-36, 1055-58. The first "meeting objective"
identified was to determine “how to resolve potential
interference and incompatibility." AR 1004. Slater proposed
relocating his new building outside the designated site area to
the northeast to eliminate interference problems. Id. Plaintiff
proposed that it by [sic] allowed to replace its site to an area
south of its present site and that it be allowed to relocate
antennas to a sidehill to reduce interference, and noted that
there appeared to be no opposition to either its proposal or
Slater's. AR 1005. At the April 4, 1991 meeting, Slater
again proposed a new location for his building on the
southeast side. At the April 30, 1991 meeting, the users
discussed technical site standards and "briefly discussed" four
alternatives for relocating Slater's building. AR 1036. The
App. 22
minutes note that issues the users will consider an evaluating
the four alternatives include: site impacts, interference and
visual impacts. Jd.
On August 22, 1991, the Regional Forester issued a
memorandum noting that the parties met the requirements of
his remand regarding compatibility discussions and directing
that the Forest Supervisor could proceed with issuing the
permit to Slater. AR 1052.
During the fourth meeting on October 16, 1991, the user
group convened its meeting at the Gray Butte site to evaluate
the four proposed alternative locations for Slater's new
building. Plaintiff urged the group to accept Alternative 2
which would have placed the building to the north. The group
rejected this proposal finding that the site was "too steep to be
feasible for construction.” Slater indicated that it preferred
Alternative 4 to the southeast, approximately 153' from
plaintiffs’ facility. Plaintiff objected on grounds that this
alternative would not provide the "most separation," and,
according to the minutes "insisted that the minimum
acceptable separation from his tower to any new development
is 200 feet." AR 1057. The group then paced off 200 feet
and decided that the southeast location "would still be
feasible." Minutes reflect that the group then "agreed" that
this location would be the preferred location. Plaintiff
disputes that he ever agreed to the southern location. AR
1059; Second Affidavit of Richard Oberdorfer, p.7.
On November 19, 1992, the Forest Service issued a
supplemental environmental impact statement (SEIS), a
finding of no significant impact (FONSI), and a supplement
Gray Butte Electronic Site Management Plan for the Ochoco
National Forest pertaining to changes at the Gray Butte
Electronic site and the decision to select "Alternative E” (the
location 200’ southeast from plaintiff's facility selected by the
user group) for the construction of Slater's new facility. The
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App. 23
SEIS notes public involvement though the participation of the
electronic site users who explored alternative locations
"because they perceived interference problems" with the
original site. AR 1094-95; 1099.
Plaintiff's communications facility is 40' from Slaters
current facility and approximately 200' from the proposed new
construction site. Plaintiff contends that it has experienced
interference with other existing facilities? and that it
anticipates that the interference will continue and worsen with
Slater's new facility. Plaintiff asserts two claims for relief:
first, that the issuance of the permit violates the National
Forest Management Act (NFMA), 16 U.S.C. § 497: and
second, a violation of the National Environmental Policy Act
(NEPA), 42 U.S.C. § 4321, because defendants failed to
adequately consider reasonable alternatives in the preparation
of environmental assessments.
On September 17, 1993, I denied federal defendants'
motion to dismiss the complaint, rejecting their assertion that,
under the doctrine of primary administrative jurisdiction,
plaintiff "essentially" raised an issue of radio interference to
which the Federal Communications Commission (FCC) has
primary jurisdiction and administrative expertise. In so
holding, I noted that plaintiff's complaint focussed on a fairly
App. 24
narrow challenge to the Forest Service's decision of
November 19, 1992. I further noted that, although Plaintiff
might have filed a complaint against Slater before the FCC
regarding interference, plaintiff's challenge against the Forest
Service in this case relates to the site selected for construction
of a communications facility and whether the Forest Service
adequately considered interference within this limited context.
In addition, I denied defendants' motion to dismiss for failure
to state a claim under the NMFA, finding that, based upon the
Ninth Circuit's decision in Kola, Inc. v. United States, 882
F.2d 361, 364 (9th Cir. 1989), the issuance of a special use
permit is subject to judicial review. Finally, I rejected
defendants’ motion to dismiss plaintiff's NEPA claim for
insufficient proof of redressibility, and rejected an untimely
argument for dismissal on standing grounds, noting that
economic injury might state a claim under a narrow exception
noted in Port of Astoria, Oregon, v. Hodel 585 F.2d 467, 476
(9th Cir. 1979).
DISCUSSION
1. NFMA Violations
The decision to issue or not to issue a special use permit
under the NFMA is generally subject to judicial review.
Kola, Inc. v. United States, 882 F.2d 361, 364 (9th Cir.
1989); and Methow v. Reg. Forrester [sic] , 883 F.2d 810,
813 (9th Cir. 1987), rev'd on other grounds sub nom,
Robertson v. Methow Valley Citizens Council, 109 S. Ct. 1835
(1989). A Forest Service permit decision under the NFMA is
reviewable by way of the Administrative Procedures Act, 5
U.S.C. § 701, et seg., and is subject to an abuse of
discretion, arbitrary and capricious standard of review. Kola
882 F.2d at 363-64.
_ ei il a oe ee
App. 25
The statute invoked in count one is NFMA, 16 U.S.C. §
497 which provides in pertinent part as follows:
"The Secretary of Agriculture is authorized, under
such regulations as he may make and upon such terms
and conditions as he may deem proper . . . (c) to
permit the use and occupancy of suitable areas of land
within the national forest, . . for the purpose of
constructing or maintaining buildings, structures and
facilities for industrial or commercial purposes
whenever such use is related to or consistent with
other uses on the national forests."
In 1980, the Forest Service adopted regulations setting
forth standards to consider in issuing special use permits. 36
C.F.R. § 251.54. Thereafter, in Kola, the Ninth Circuit noted
that the Secretary's 1980 regulations provided sufficient
guidelines regarding permit applications to enable a district
court to determine if a permit grant or denial was arbitrary,
capricious or an abuse of discretion. Kola, 882 F.2d at 364.
Specifically, such guidance exists in 36 C.F.R.
251.54(i)(1) which provides that an officer may deny a special
use permit if the proposed use "would be inconsistent or
incompatible" with other existing forest uses. Under Kola,
radio frequency compatibility is a factor the Secretary is
directed to consider and thus, his failure to do so -- either
completely or adequately -—- is subject to judicial review under
the limited standards set forth in the APA.
In this case, plaintiff claims that the Forest Service failed
to determine if Slater's special use permit would be
"compatible" with existing uses at the site in violation of 36
C.F.R. 251.54(i)(1) and further, failed to utilize interference
criteria set forth in the Forest Service Manual (FSM), Forest
Service Handbook (FSH) and the original 1980 site plan.
App. 26
Specific criteria identified in the FSH and Site Plan include
frequency relationships, geographic separation, the amount
and period of power transmission, and equipment design
characteristics. AR 1160. Plaintiff claims that the Forest
Service considered only one of these factors -- the amount of
power transmission -- in reaching its decision to issue the
Slater permit. In addition, plaintiff argues that the FSH
requires that existing users must agree on compatibility prior
to the issuance of a permit and that permits be denied where
there is capacity available in existing facilities. Plaintiff's
specific complaint with the Slater permit which it feels
threatens to harm its financial interest is the Forest Service's
failure to adequately consider location and spacing.
Government defendants contend that they have fulfilled
duties imposed by the applicable Forest Service Regulations.
In addition, government defendants dispute that either the
FSM or FSH has the force of law under 36 C.F.R. § 251.52
since neither constitutes a duly promulgated regulation, but
contend that even if legally binding, they have complied with
both.
First, I agree with the federal defendants that neither the
FSH or FSM have the force or effect of law because they are
general guidelines for use by Forest Service employees and
are neither published in the federal register nor codified in the
Code of Federal Regulations. Lumber Prod. & Indus. Work
Log Scalers v. United States, 580 F. Supp. 279, 283-84 (D.
Or. 1984) (FSM does not have force and effect of law,
rejecting NEPA claim filed by lumber work's union against
FS' recognition of a competing log scaler coop); Hoskins
Lumber Co. Inc v. United States 24 Ct. Cl. 259, 266 (1991)
(same); see also Hi-Ridge Lumber Co. v. United States, 443
F.2d 452, 455 (9th Cir. 1971) (noting in dicta that FSM does
not "rise to the status of a regulation"); Stone Forest Ind., Inc.
v. United States, 973 F.2d 1548, 1551 (Fed. Cir. 1992);
shad
App. 27
ONRC v. Devlin, 776 F. Supp. 1440, 1447-48 (D. Or. 1991)
(Forest Service Guide re vegetation management do not have
force and effect of law). Thus, federal defendants' alleged
non-compliance with FSM or FSH provisions is not subject to
judicial review.
Further, even if I did find that the FSH and FSM imposed
mandatory, judicially reviewable obligations upon the Forest
Service, I find that the criteria set forth in those documents
were satisfied -- power transmission levels, equipment design
as well as technical interference and spatial factors were all
considered through these Forest Service-user group meetings.‘
Therefore, the single issue remaining under the NFMA is
whether the Forest Service acted arbitrarily or capriciously in
approving the second location for the Slater facility under 36
C.F.R. 251.54(i)(1) by failing to adequately address
compatibility issues. From my review of the record, I find
that the four meetings that took place between the Gray Butte
site users and the District Ranger following the Regional
Forester's January 16, 1991 directive fully addressed the
federal defendants' duties to address compatibility concerns
pursuant to 36 C.F.R. 251.54(i)(1). The product of these
meeting formed the basis for the Forest Service's ultimate
decision to amend the site plan and go forward with permitting
construction under the permit in the November 19, 1992
decision notice, SEIS and FONSI that plaintiff challenges in
this case.
App. 28
Based on the foregoing, I find that plaintiff has failed to
demonstrate that the federal defendants acted arbitrarily or
capriciously in issuing the construction permit to Slater or in
amending the Site plan and issuing an SEIS and FONSI on
November 19, 1992. Accordingly, plaintiff's motion for
summary judgment in favor of its first claim is denied and
defendants’ cross- motions against claim are granted.
2. NEPA Violations
Two months after my decision denying defendants’
motions to dismiss plaintiff's NEPA claims on standing
grounds, the Ninth Circuit issued its decision in Nevada Land
Action Ass'n v. U.S. Forest Services, 8 F.3d 713 (9th Cir.
1993) which holds that "a plaintiff who asserts purely
economic injuries does not have standing to challenge an
agency action under NEPA.” /d., at 716. Although the Ninth
Circuit did not cite that portion of the decision in Port of
Astoria v. Hodel, 595 F.2d 467 (9th Cir. 1979) that I relied
upon in denying defendants’ motion to dismiss, see Id., at 476
(standing re Hermiston Broadcasting Company), it fails to
acknowledge the distinction drawn in Port of Astoria between
economic injuries in general and economic injuries that are
“causally related to an act that lies within NEPA's embrace,"
by categorically excluding from NEPA standing those with
economic injuries.
Standing is a basic jurisdictional prerequisite. See Idaho
Conservation League v. Mumma, 956 F.2d 1508, 1513 (9th
Cir. 1992). Plaintiff does not dispute that its basis for
standing in this action is its own financial interests. See
Complaint, para. 21. Based upon the court's recent decision
in Nevada Land Action, | find that the plaintiff lacks standing
to pursue its claim under NEPA.
Further, even assuming plaintiff had standing under
eee ——EeEawaw ss nee
App. 29
NEPA, I agree with defendants that the relocation of Slater's
facility is not a "major" federal action having a "significant
impact" on the environment which would trigger additional
NEPA requirements. In addition, I would also find that
plaintiff would lack standing to raise the issue of prior public
participation in the preparation of the SEIS and FONSI since,
as a site user, plaintiff was actively involved in the process
and had a full opportunity to raise its concerns and grievances
regarding site selection, interference and compatibility
concerns prior to the issuance of the SEIS and FONSI.
Finally, I agree with the federal defendants that plaintiff has
failed to establish redressability -- although the record is
replete with plaintiff's complaints regarding interference and
potential interference in the past, there is nothing in the record
to substantiate plaintiff's claim that interference will be
exacerbated by the construction of Slater's new facility.
CONCLUSION
Based on the foregoing, I find that plaintiff has failed to
establish that the federal defendants’ actions were arbitrary or
capricious under the NFMA and further find that plaintiff has
failed to state a viable claim under NEPA. Accordingly,
plaintiff's motion for summary judgment (#36) is DENIED;
federal defendants’ motion for summary judgment (#44) is
GRANTED; defendant Slater's cross-motions for summary
judgment (#60, #61) are GRANTED insofar as they join in
federal defendants' motion for summary judgment and are
DENIED as MOOT as to the other issues not reached with
this opinion. Slater's request for Rule 11 sanctions is denied.
All pending motions to supplement and strike are DENIED as
MOOT.
DATED this 3 day of May, 1994.
Malcolm F. Marsh
United States District Judge
App. 30
APPENDIX D -- AFFIDAVIT OF
LESLIE F. SMITH, JR.
I, Leslie F. Smith, Jr., Being duly sworn, say:
1. I make this affidavit in support of Western Radio Services
and Richard Oberdorfer in the appeal of the above-
captioned Decision Notice authorizing the issuance of a
special use permit to Slater Communications for the
construction of a tower and building at the Gray Butte
Electronics Site.
2. I hereby affirm that the attached statement represents my
opinion regarding the potential adverse impacts of the
proposed construction on the existing users of the Gray
Butte site and on Richard Oberdorfer's facility in
particular.
Dated: April 16, 1990.
/s/ Leslie F. Smith, Jr.
SUMMARY EVALUATION OF INTERFERENCE
FACTORS AT GRAY BUTTE
Leslie F. Smith, Jr. is principal of Tele-Smith Associates,
a telecommunications consulting company located in Eugene,
OR.
He owned and managed Telecomm Systems, Inc. for over
30 years. He was one of the organizers and President of
Oregon Radio Frequency Council. He is presently President
of Oregon Radio Common Carriers Association. Licensed by
the FCC (Radio Telephone Ist), National Association of Radio
App. 31
& Telecommunications Engineers. Member of Institute of
Electrical and Electronic Engineers. Has done FCC land
mobile application engineering. Done work for Alyeska
Pipeline Service Co..
The map submitted with the prospectus shows that there
will be approximately 50' separation between the prospectus
site and the existing communications sites. This spacing will
provide only approximately -36 db isolation wheras most land
mobile systems need on the order of -90 db. The same 50'
separation in the vertical plane will yield approximately -62 db
isolation. In most systems additional devices are necessary to
provide the proper isolation which in all cases creates a
reduction in performance over that of a system without the
additional devices.
At frequencies of 152 MHZ obstacles with dimensions of
3.078' which equals one (1) wavelength will cause substantial
disruption to the propagation of RF energy. In the prospectus
an antenna tower of 20' on side is permitted. This dimension
will have an adverse affect on existing systems due to the size
and close proximity.
If transmitters that are installed on the proposed tower are
of the broadband variety, the potential for transmitter
intermodulation interference is extremely high. Transmitter
intermodulation is one of the more difficult types of
interference to locate and correct.
It is my opinion that no additional tower should be
constructed and that one of the existing towers should be used
to accommodate any new antennas. If this accommodation can
not be reached then the new tower should be constructed to a
height to provide vertical isolation of at least 100 db.
As part of this evaluation are attached copies of ORFIC
Standards that were adopted which are noted as MINIMUM.
App. 32
ORFIC RECOMMENDED MINIMUM SITE
STANDARDS FOR RADIO COMMUNICATIONS
1. Transmitters should have a band pass cavity that would
provide:
30-50 MHZ, 20db attenuation at 500 KHz
70-88 MHZ, 10 db attenuation at 1 MHZ
130-170 MHZ, 10 db attenuation at 350 KHz
400-520 MHZ, 5 db attenuation at 1 MHZ
2. Transmitters operating in the range of 130-520 MHZ
should also have a ferrite isolator with a minimum of 20
db rejection in the reverse direction. The isolator should
be installed between the transmitter and the cavity.
3. Notch type duplexers should be preceded by a band pass
cavity.
4. A low pass filter or a band pass cavity should be
between the isolator and the antenna.
5. Jacketed Heliax transmission line is recommended.
Unjacketed transmission line of any type is strongly
discouraged.
6. To-secure transmission line to towers, nylon tie wraps or
insulated wire is recommended. Wrap lock is
discouraged.
10.
11.
12.
13.
App. 33
The use of double shielded coaxial cable from radio
equipment to isolators, cavities, duplexers, etc. to heliax
transmission line is strongly recommended.
Radio equipment should be housed in RF tight metal
cabinets and properly grounded.
Antennas should not be indiscriminately moved after
initial mounting and test.
Consideration should be given to insulating guy wires,
bonding across clevices brackets, etc. Do not leave
loose wire or metal objects on towers.
It is recommended that a band pass cavity be placed in
the feedline to receivers.
In extreme cases of radio interference, notch filters,
crystal filters and dual ferrite isolators and/or band pass
cavity may be required. The need for additional filtering
equipment will be determined on a case by case basis.
Each transmitter should be identified with a copy of the
FCC license, person's name and phone number
responsible for the equipment, the receive frequency and
transmit frequency, plus any tone control frequencies.
These recommendations are made as a result of actual
experience of ORFIC members who have found serious
intermodulation problems caused by failure to meet those
standards listed above.
App. 34
APPENDIX E -- AFFIDAVIT OF
RICHARD OBERDORFER
1. My name is Richard Oberdorfer and I make this
affidavit in support of Western Radio Service Inc.'s Motion
For Summary Judgment in this case.
2. I am the founder and President of Plaintiff Western
Radio Services, Inc. (WRS), an Oregon corporation in good
standing. WRS has been operating a mobile radio
communications site at the Gray Butte electronics site in the
Ochoco National Forest since 1978, when it was awarded a
special use permit for the site by the Forest Service. Under
the permit and in reliance upon the plans, rules, and
regulations protecting users and facilities on the Gray Butte
Electronic Site, Western Radio Services has made Gray Butte
the cornerstone of its operations. WRS has made a substantial
investment in installing, operating, and maintaining high
quality equipment at Gray Butte since 1978.
3. During the 15 years that WRS has held a special use
permit for operation of the Gray Butte site, I have visited the
site on innumerable occasions and have participated in
numerous meetings with the Forest Service and other site
users.
4. The operation of some of the other permittees at the
Gray Butte site has caused significant interference with the
operation of WRS's facility, has significantly decreased the
quality of the service WRS is able to provide to its customers,
and has caused customers to leave WRS or not sign on with
WRS. The ability to provide high quality communications
service to our customers is essential to the financial survival
of WRS. Currently the health and future of our business is
App. 35
impaired and is threatened with further impairment by
interference with our transmissions caused by incompatible
uses, equipment, operations, and facilities at the Gray Butte
site which do not comply with applicable regulations,
standards, plans, and guidelines.
5. I have attempted to inform the Forest Service of
interference problems in two ways. First, I have repeatedly
commented upon and objected to proposed special use permits
prior to their issuance, to inform the Forest Service of the
problems that could be anticipated given the nature of the
equipment authorized by the proposed permit. Second, I have
frequently informed the Forest Service of actual interference
problems as they occur at the site and violations of permit
terms by other permittees when I have discovered such
violations.
6. I have reviewed the Administrative Record (AR) filed
by the Forest Service in this case. That record documents
some, but by no means all, of my attempts to inform the
Forest Service of interference problems at the site. In my
notice of appeal to the Forest Supervisor of June 12, 1987, I
identified a number of specific interference problems I had
experienced at the site. AR at 0253, 0254. The Forest
Service never investigated or responded to the specifics in this
appeal. As early as 1979 I had informed the Forest Service
and FCC of interference problems at this site. AR at 0021 -
0023. In 1980 the Forest Service acknowledged interference
problems (AR at 0026 - Forest Supervisor letter to Regional
Forester) but since that time the Forest Service has been
reluctant to acknowledge or investigate interference problems
and has issued a number of special use permits for facilities
and uses that have contributed to further degradation of the
site.
App. 36
7. The Forest Service granted a special use permit for
a continuous broadcast television transmitter to Rod Johnson
over the objection of the Forest Service's own radio
technician. AR 0199. See Exhibit A to this affidavit,
attached. Interference problems are also documented in the
record at AR 0201 (November 19, 1986, letter to District
Ranger documenting interference problems); 0211 (December
16, 1986, letter documenting interference); 0212 (responding
to December 16 letter - enforcement action taken); 0213
(January 14, 1987, letter); 0216 (February 17, 1987 letter
from Alan Slater to District Ranger acknowledging improper
installation of towers); 0230 (April 18, 1987, letter identifying
interference and summarizing oral presentation); 0240 (letter
from WRS to Forest Supervisor explaining where interference
is occurring and why); February 18, 1988, letter from WRS
to District Ranger identifying interference problems); 0283
(June 1, 1989, letter from WRS to Forest Supervisor
documenting interference experienced both by WRS and G.L.
Mobilcomm); August 4, 1989, notice of appeal to Regional
Forester, referring to interference experience by WRS and
G.L. Mobilcomm); 0461 (January 23, 1990, letter from WRS
to Forest Supervisor identifying Slater Communications
facility as source of ongoing interference problems); 0606
(April 16, 1990, affidavit of Leslie Smith, former organizer
and President of Oregon Radio Frequency Council, identifying
interference problems at Gray Butte site); 0710 (May, 1990,
decision memo authorizing special use permit for Warm
Springs tribe, noting interference problems raised during
public scoping); 1053 (September 27, 1991, letter from WRS
to district ranger explaining interference problems and
causes); 1059 (November 16, 1991, letter from WRS to
district ranger, stating WRS is losing customers and can't fill
space in facility due to interference problems)
App. 37
8. WRS has not been the only permittee to experience
interference problems at the site. As noted above, G.L.
Mobilcomm has also experienced these problems. On May
14, 1991, G.L. sent the district ranger a letter noting serious
interference problems and stating that G.L. was losing
customers as a result. AR at 1040. This letter also documents
the fact that Slater Communications backed out of an
agreement that all three facility owners had reached as to the
best location for Slater's site. Attached to this affidavit as
Exhibit B is an additional letter from G.L. Mobilcomm that
was not included in the record, again stating that there are
interference problems and G.L. is losing customers.
9. Attached to this affidavit are additional documents
demonstrating that my customers have experienced problems
with interference at the Gray Butte site. See Exhibits C - F.
Also attached are several exhibits showing that Slater
Communications has been the source of many of these
interference problems. See Exhibits G - L (including
documentation that Slater Communications has repeatedly
installed unauthorized transmission equipment in its already
sub-standard facility). The Slater Communications facility at
the Gray Butte site is nothing more than a wooden shed with
a metal roof, and was scheduled for removal in 1986 due to its
substandard quality and consequent potential for interfering
with other facilities at the site. As of the time of this affidavit,
Slater's facility is still operating at the site and still causing
interference with the operation of my facility. I have invested
substantial resources in keeping my facility up to date and
reducing any potential for interference from my facility.
Slater has not made a similar investment.
10. The WRS facility at the Gray Butte site is operating
at only 50% of capacity. To my knowledge, the GL
App. 38
Mobilecomm facility at the site is also operating at roughly
50% of capacity. Additional compatible uses of the site can
certainly be accommodated in existing facilities. I can find
nothing in the record to show that the Forest Service has
determined that the demand for compatible uses at the site
exceeds the capacity in existing facilities.
11. At the last inspection of the Slater Communications
facility on April 27, 1992, I found noncompatible uses and
two-way equipment that did not meet manufacturers’
specifications and was installed in an electrically and
mechanically unsound manner.
12. In 1989, WRS's special use permit was amended to
locate a standby generator and propane tank on an existing
concrete slab near its facility. Prior to the installation of the
propane tank, and without first obtaining a special use permit
to do so, Slater Communications installed a 20-foot monopole
tower on the same concrete slab. The tower has prevented
WRS from installing the propane tank. The Forest Service
has refused to require Defendant Slater Communications to
remove its tower. During a review of CRNG permit files on
January 14, 1994, I could not find an authorization for the
tower, and to the best of my knowledge, none exists. The
transmitters installed on this tower are interfering with WRS's
ability to provide high quality service to its customers.
13. The history of noncompliance and nonenforcement
described in the record and in this affidavit renders it
impossible for me to assure existing and potential customers
that these problems will be corrected by allowing new and
continuing incompatible and noncomplying uses and facilities
subject only to the same kind of conditions and enforcement
procedures that have been repeatedly demonstrated to be
App. 39
ineffective. Such assurance will be possible for WRS and its
customers only when the Defendant Forest Service makes a
demonstration of full compliance with all compatibility
requirements a precondition to approval and imposes
conditions based upon clear and objective technical standards.
14. Large areas of public waters, forest lands,
rangelands, and a national monument are protected in part by
emergency fire, police, and safety services dependent upon
clear, reliable electronic telecommunications through the Gray
Butte electronic site. Interference caused by the
incompatibility and noncompliance described here and in the
record pollutes and significantly impairs the public airwaves
in the region served by Gray Butte. In my opinion as a
longtime operator and user of Gray Butte and the natural
resources surrounding it, the supplemental Environmental
Assessment and the documents to which it is tiered completely
fail to show how the site plan amendment, assessment, and
authorization under review will avoid or mitigate these
significant and adverse impacts to the environment of Central
Oregon. In my opinion as an experienced user of the site and
owner, operator, and user of mobile telecommunications sites,
including Gray Butte, these documents provide no
information, data, analysis, enforcement standards or
mechanisms upon which I or my customers can reasonably
base a judgment that the site will function without continuing
unnecessary and damaging interference.
I declare under penalty of perjury that the foregoing is
true and accurate to the best of my knowledge.
Dated this 25th day of January, 1994.
/s/ Richard L. Oberdorfer
App. 40
APPENDIX F -- AFFIDAVIT OF
KENNETH R. REISWIG, SR.
I, KENNETH R. REISWIG SR. make the following affidavit
under penalty of perjury:
l.
I am Senior Communications Technician for Pacific
Power and Light. Pacific Power and Light has had a
transmitter WNHJ 514 on Gray Butte since about 1989.
I have been involved in the maintenance and repair of
this transmitter for about 3 years. I have been aware
and taken steps to minimize the interference problem at
Gray Butte to our facilities, pretty much without success.
We have cavities on the VHF and UHF links, plus a
crystal filter and isolator (to prevent us from
interfering). We tuned the cavity on the VHF as tight as
possible for more attenuation on receive. We tried to
make our grounding as good as possible, with the
ground mat available. The interference, which involves
some kind of mixing, is telephone conversations and
dialing, busy signals and the Jefferson County Sheriff.
The interference seems to be much worse at times,
fading to usable levels.
Our new method of solving the interference to Pacific
Poser and Light Co. involves leaving the site, we have
a new site on Grizzly Mt. and all indications are that we
are not going to have a problem at this new site. We
will be leaving Gray Butte sometime in April 1994, so
any interference on Gray Butte will not be caused by
Pacific Power and Light Co.
DATED this 29th day of March, 1994
/s/ Kenneth R. Reiswig, Sr.
App. 41
APPENDIX G -- COMPLAINT FOR DECLARATORY
AND INJUNCTIVE RELIEF
INTRODUCTORY STATEMENT
Be
This is an action for declaratory and injunctive
relief to prevent the installation or, if necessary, to require the
removal of an additional telecommunications tower on Gray
Butte, northeast of Madras, Oregon. Plaintiffs contend that
Defendants have failed to comply with and enforce applicable
rules requiring that the proposed facility and operation will not
cause, continue, or aggravate interference with existing
telecommunications facilities and operations serving Central
Oregon from the Gray Butte site. Specifically, Plaintiff
challenges the following decisions of the Forest Supervisor for
the Crooked River National Grassland, Ochoco National
Forest, Pacific Northwest Region of the U.S. Forest Service
(Forest Service) as set forth in its Decision Notice of
November 19, 1992, (Exhibit A):
1) granting a Special Use Permit to Slater
Communications and Electronics, Inc. (Slater);
2) amending the Gray Butte Electronic Site Plan;
3) making a Finding of No Significant Impact (FONSI)
under the National Environmental Policy Act of 1969 and
thereby deciding not to prepare an Environmental Impact
Statement (EIS); and
4) authorizing implementation of the subject decisions
and the erection and operation of the additional
communications facilities.
App. 42
y J
Plaintiff seeks preliminary and permanent injunctions
directing the federal defendants to rescind the decision of
November 19, 1992, and any subsequent affirmance thereof,
unless and until defendants comply with 16 U.S.C.§ 497(c),
36 C.F.R. §§ 251.54-.56, NEPA, and 40 C.F.R. §§ 1501-
1508, as described in paragraphs 24-30. Plaintiff also seeks
declaratory judgments interpreting the "consistent use"
requirements of 16 U.S.C. § 497(c) and 36 C.F.R. §§
251.54(i), .56(a)(2), as described in paragraphs 24-25, and
declaring defendants actions to be in violation of law as
alleged herein.
JURISDICTION AND VENUE
3.
This court has subject matter jurisdiction over this action
under 28 U.S.C. § 1331 (federal question jurisdiction).
Plaintiff's cause of action arises under the Administrative
Procedures Act (APA), 5 U.S.C. §§ 702 and 706; the United
States Forest Planning Act, and implementing regulations 16
U.S.C. § 497(c); 36 C.F.R. §§ 251.54-.56; and the National
Environmental Policy Act (NEPA) and implementing
regulations, 42 U.S.C. §§ 4321 et seq.; 40 C.F.R. §§1501-
1508.
4
Venue is properly vested in this court pursuant to 28
U.S.C. § 1391(e).
PARTIES
3
Plaintiff Western Radio is an Oregon Corporation in
is thelist cna rea cea cae
App. 43
good standing. Plaintiff is adversely affected and aggrieved
by the defendant's administrative decision of November 18,
1992, and the May 4, 1993, affirmance thereof, as more fully
described herein.
6.
Defendant Michael Espy is the United States Secretary
of Agriculture. The Forest Service is an agency within the
Department of Agriculture. Defendant Dale Robertson is
chief of the National Forest Service. Defendant John Lowe is
Regional Forester for the Pacific Region of the National
Forest Service. Tom Schmidt is Forest Supervisor for the
Ochoco National Forest. Byron Cheney is District Manager
for the Crooked River National Grassland District of the
Ochoco National Forest. All defendant federal officers are
sued here in their official capacities.
7.
Defendant Slater Communications and Electronics (Slater
Communications) is an Oregon Corporation in good standing
with its principal place of business in Salem, Oregon.
Defendant Slater Communications is the applicant for the
permits, approvals, and determinations in question. Slater
Communications currently owns and operates facilities on
Gray Butte and will own and operate the facilities in question.
STATEMENT OF FACTS
8.
Plaintiff owns and operates a communications facility on
Gray Butte in the Crooked River National Grassland, which
is federal land under USDA and Forest Service jurisdiction.
This facility uses UHF and VHF frequencies to provide
services which include a public mobile telephone service, two-
App. 44
way radio, and repeaters. Plaintiffs’ facility, equipment, and
operations are in full compliance with the Forest Service's
Gray Butte Electronic Site Management Plan (Site Plan).
9.
Defendant Slater Communications operates 4a
communications facility at Gray Butte, 40 feet from plaintiffs’
facility. | Defendant Slater Communication's buildings,
equipment, and operations are substandard and do not comply
with the Site Plan for Gray Butte. The Site Plan, among other
things, called for the removal of the Slater facility several
years ago. The interference problems have not been resolved
or addressed in spite of repeated requests by the plaintiffs and
in spite of extensive documentation of the problems. Slater's
communications operations at Gray Butte have consistently
generated interference with transmissions to and from the
facilities of Plaintiff and other occupants of the Gray Butte
Electronic Site.
10.
Defendants have failed to resolve the interference
problems despite repeated requests and extensive
documentation by Plaintiff. Defendant District Ranger has
failed to carry out his obligation to suspend the authorization
of the party in violation and terminate the incompatible use.
11.
In June 1989 the Gray Butte Electronic Site Plan was
updated, and an Environmental Assessment (EA) completed.
12.
On March 6, 1990, the District Ranger granted a Special
Use Permit to Slater for a building and tower, and approved
the environmental assessment.
App. 45
13.
Plaintiffs appealed, and the Forest Supervisor granted a
stay in April 1990. On July 27, 1990 the Supervisor affirmed
and granted the permit.
14.
Plaintiffs filed a second-level appeal to the Regional
Forester on August 10, 1990. On January 17, 1991, the
Deputy Regional Forester affirmed the Supervisor's decision,
but noted that there was no documentation in the record
showing that the Supervisor had complied with Forest Service
Manual 2728.8 interim directive #68 (now Forest Service
Handbook 2709.11, amendment 2209.11-92-17, § 7(3)(d)),
requiring the decision officer to attempt to resolve potential
incompatibility problems between the users. The Regional
Forester's order therefore directed the Supervisor to complete
the required process and document its completion.
15.
Following this order, the Forest Service held a series of
meetings with plaintiff, with Slater Communications, with
other users, and with consultants. The participants agreed on
a specific location considered acceptable for future
development, and the removal of Slater's existing facility by
August 1, 1992. The official defendants and Slater
Communications did not implement this agreement. As a
result, the old Slater Communications facility remains in
existence and in operation.
16.
On November 19, 1992, the Forest Supervisor issued a
second Decision Notice authorizing the issuance of a Special
Use Permit to Slater, amending the Site Plan, relocating
Slater's building site, supplementing the March, 1990, EA,
App. 46
and making a Finding of No Significant Impact (FONSI)
under NEPA. The notice allowed implementation of the
decision any time after December 6, 1992, in the absence of
an administrative stay, pursuant to 36 C.F.R. § 217.10(a), (h).
The special use permit authorized Slater Communications to
construct a new facility at a site only 160 feet from Plaintiff's
facility.
17.
The supplemental EA fails to consider all reasonable
alternatives as required by 40 C.F.R. §§ 1502.14; 1508.9(b)
Specifically, the EA fails to consider a no-action alternative,
as required by 40 C.F.R. § 1502.14(d). The supplemental EA
does not adequately address the impacts of each alternative,
including cumulative impacts, as required by 40 C.F.R.§
1508.9(b). It fails to address in any meaningful way the
interference problem or current conditions and experience to
date with operators, equipment, and facilities on the site. The
EA also erroneously states that the existing users concur in the
alternative selected.
18.
Plaintiffs filed an administrative appeal of the November
19, 1992, decision on January 14, 1993, with the Regional
Forester, requesting a stay of the permit and a withdrawal of
the decisions.
19.
On February 10, 1993, the Regional Forester denied
plaintiffs’ request for stay, allowing the issuance of the permit
but stayed the construction at the new site. This was "the
final administrative determination of the U.S. Dept. of
Agriculture" regarding the request for a stay. On May 4,
1993, Defendant Deputy Regional Forester Richard A.
App. 47
Ferrarro affirmed the November 19, 1993 determinations of
Forest Supervisor Tom Schmidt, and in so doing, committed
the same errors.
20.
The decision of November 19, 1992, as affirmed, to
amend the Site Plan and issue a Special Use Permit to Slater,
allowing Slater to relocate its communications facility and
construct a new building and tower, does not adequately
address the incompatibility problem or correctly apply the
applicable law; as a result, the interference will continue and,
in all probability, will worsen.
21.
These interference problems have seriously impaired the
plaintiffs' ability to provide a consistently high level of service
to their customers and have resulted in significant lost
revenues and business opportunities. Gray Butte has remained
a second-rate electronic communications site, unable to
provide the affected users with the high levels of service that
would otherwise be possible given Gray Butte's excellent
location, setting, and configuration. The November 19, 1992,
decision, and the May 4, 1993 affirmance thereof perpetuate
these harms by failing to address the incompatibility between
plaintiffs’ existing use and the newly-approved use.
y 4 3
If this court does not enjoin Defendants form issuing the
permit, the facilities will be constructed and operated,
interfering with public telecommunications at Gray Butte and
causing irreparable harm to Plaintiff, other users and
operators, and the public.
App. 48
CLAIMS FOR RELIEF
KKK
COUNT Il
27.
Defendants’ decisions of November 19, 1992
and May 4, 1993, constitute major federal action significantly
affecting the quality of the human environment under the
National Environmental Policy Act (NEPA), 42 U.S.C. §§
4321 et seq. and 40 C.F.R. § 1508.
28.
Both the EA and supplemental EA which Defendants did
prepare are inadequate under the requirements of 40 C.F.R.
§ 1508.9. Defendants have failed to support their actions with
an adequate consideration of reasonable alternatives and
adequate determination, record, and decision document
establishing that those actions will not, separately or
collectively, constitute a major federal action having a
significant impact on the human environment.
29.
Defendants' inadequate EAs violate NEPA and 40
C.F.R. 1501-1508 and are thus subject to judicial review
under 5 U.S.C. §§ 702, 706(2)(D).
PRAYER FOR RELIEF
WHEREFORE, plaintiffs respectfully request that the
Court:
REKK
App. 49
3. Declare that Defendants’ decisions of November 19,
1992, and May 4, 1993, violate NEPA and 40 C.F.R. §§
1501-1508.
4. Declare that Defendants’ actions as set forth above
are not in accordance with law, contrary to 5 U.S.C. §
706(2)(A).
5. Declare that Defendants’ actions as set forth above
are not in compliance with procedures required by law,
contrary to 5 U.S.C. § 706(2)(D).
6. Issue a preliminary injunction as well as a
permanent injunction, ordering defendant to rescind the
Special Use Permit it issued to Slater Communications,
withdraw its November 19, 1992, and May 4, 1993,
decisions, and prohibiting Defendant Slater Communications,
Inc., from operating or relocating, unless and until defendant
complies with 16 U.S.C. § 497(c), 36 C.F.R. §§251.54-.56,
FSM 2728.8 I.D. No. 68, and NEPA, as described herein.
‘2 Award Plaintiff its reasonable fees, costs,
expenses, and disbursements associated with this litigation.
8. Grant Plaintiff such other relief as the Court may
deem just and proper.
Dated May 10, 1993.
/s/ Allen L. Johnson, OSB #73153
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.