Opposition Brief — Zapata v. Texas
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SUPREME COURT of the UNITED STATES
OCTOBER TERM, 1973
NO. 73-283
TULES ZAPATA,
Petitioner
VS.
THE STATE OF TEXAS,
Respondent
On Petition for Writ of Certiorari to the
Court of Criminal Appeals of the State of Texas
RESPONDENT’S BRIEF IN OPPOSITION
JOHN L. HILL
Attorney General of Texas
LARRY F. YORK
First Assistant
JOE B. DIBRELL
Assistant Attorney General
LONNY F. ZWIENER
Assistant Attorney General
SARAH J. SHIRLEY
Assistant Attorney
Attorneys for Respondent
P. O. Box 12548, Capitol Station
Austin, Texas 78711 '
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SUBJECT INDEX
OPINION BELOW .........-- 0 eee ee ee eee eeceee
JURISDICTION ..... cece cece eee eee eeerecece
QUESTIONS PRESENTED ........-.eeeeeeeeeees
CONSTITUTIONAL PROVISIONS INVOLVED
STATEMENT OF THECASE .........-0+eeteeee 3
ARGUMENT AND AUTHORITIES ............++5- 4
1. The Court of Criminal Appeals of State of Texas
did not commit constitutional error in holding
that the evidence before the trial court was
insufficient to raise the issue of Petitioner's
competency to stand trial, such as to conduct a
separate competency hearing during the trial .... 4
LTP EEE OLLI GS EBT LTE FBIM NET NER
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2. The trial court did not commit constitutional
error in not empaneling a jury to determine
Petitioner’s competency after the hearing sub- f
sequent to the trial. ........+.+++++: errr ese 8 :
3. The indictment charging Petitioner with murder
with malice aforethought set forth the offense in
plain and intelligible language, sufficient to
satisfy constitutional requirements. ..........-- 8
CONCLUSION ..cccccccccccccceceeccccccccess 10
|
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PSE NIE POMBE AS LYS Dh ee ae
CERTIFICATE OF SERVICE .......----+eeeeeees
APPENDIX ..... See ele LC le ee en or
INDEX OF AUTHORITIES
Cases
Bartell v. U.S.,
og FE Fe PPPrerrvereryrTerrr re
Green v. U.S.,
389 F.2d 949 (U.S.App. D.C. 1969) ......
U.S. ex rel Harris v. Illinois,
457 F.2d 191 (7th Cir. 1972) ...........
Heard v. U.S.,
390 F.2d 866 (U.S.App. D.C. 1968) ...... 6
Morales v. State,
427 S.W.2d 51 (Tex.Crim.App. 1968) ..... 6
Fae ET ee ee hy ee
Pate v. Robinson,
SBS U.S. STS CIGSGS) ccc cccsosessecesss 4,5, 6,7
Rice v. U.S., j
420 F.2d 863, 865 (1969) .............. 6 r
U.S. ex rel Roth v. Zelker, E
455 F.2d 1105 (2nd Cir. 1972) .......... 6
Sims v. Lane,
411 F.2d 661, 666 (7th Cir. 1969) ....... 5
Townsend v. State,
427 S.W.2d 55 (Tex.Crim.App. 1968) ..... 6
INDEX OF AUTHORITIES (contd.)
Cases Page
Tyler v. Beto,
391 F.2d 993 (Sth Cir. 1968) .............. 6
U.S. v. Bearden,
423 F.2d 805 (Sth Cir. 1970) ...........2-. 9
U.S. V. Kahn,
381 F.2d 824 (7th Cir. 1967) .......6...... 9,10
U.S. v. Missler,
414 F.2d 1293 (4th Cir. 1969) ............. 9
U.S. v. Pleasant,
469 F.2d 1121 (8th Cir. 1972) ............. 10
U.S. v. Silverman,
430 F.2d 106 (2nd Cir. 1970, cert.den.
OZ U.S. FSB, UDTE) . nc cccccccccccccccees 10
Wilson v. Bailey,
375 F.2d 663 (4th Cir. 1967) ............-. 6
Zapata v. State of Texas,
493 S.W.2d 201 (1973) ....ccccccccscccces 2
Statutes
United States Constitution
5th, 6th and 14th Amendments ............ 3
Vernon’s Annotated Code of Criminal Procedure
Ce eee eked ee bikteseeees
IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1973
NO. 73-283
TULES ZAPATA,
Petitioner
VS.
THE STATE OF TEXAS,
Respondent
On Petition for Writ of Certiorari to the
Court of Criminal Appeals of the State of Texas
RESPONDENT’S BRIEF IN OPPOSITION
OPINION BELOW
The Opinion of the Court of Criminal Appeals of the
State of Texas, for which review is sought here, is reported
aT!
oe ne
SRS SP SUT
in Zapata v. State of Texas, 493 S.W.2d 201 (1973). A
copy of the Opinion is attached to this Respondent’s Brief
in Opposition.
JURISDICTION
‘The formal jurisdictional requisites of the petition and
its timely filing would appear to be satisfied although
Respondent disputes Petitioner’s contention that any
rights guaranteed by the Constitution of the United States
have been violated.
QUESTIONS PRESENTED
Respondent believes that the questions presented for
review should be stated as follows:
(1) Did the Court of Criminal Appeals of the State of
Texas commit constitutional error in holding that the
evidence before the trial court was insufficient to raise the
issue of Petitioner’s competency to stand trial, and that
hence the trial court was not required, sua sponte, to
conduct a separate hearing during the trial to determine
Petitioner’s present sanity.
(2) Did the Court commit constitutional error in failing
to impanel a jury to determine Petitioner’s competency
after the hearing subsequent to the trial.
(3) Did the Court of Criminal Appeals of the State of
Texas commit constitutional error in holding that the
indictment set forth the offense in plain and intelligible
language, sufficient to satisfy constitutional requirements.
CONSTITUTIONAL PROVISIONS INVOLVED
Petitioner contends that Fifth, Sixth and Fourteenth
Amendments to the Constitution of the United States, as
well as Article 46.02, Texas Code of Criminal Procedure,
are involved herein.
<LI S AP per tate wnegecseens py
STATEMENT OF THE CASE
On May 31, 1971, Petitioner shot and killed her
husband. She was indicted and tried before a jury for the
offense of murder with malice aforethought. Petitioner
relied upon the theory of self defense as the basis of her
defense. During the trial, testimony was given on behalf of
the Petitioner concerning her mental state prior to and
subsequent to the commission of the crime. At no time did
Petitioner assert that she was presently incompetent to
stand trial. No request was made for a sanity hearing, nor
was any charge to the jury on the issue of present or past
insanity sought.
The jury found the Petitioner guilty of the offense as
charged, and she was sentenced to confinement for
twenty-five years in the Texas Department of Corrections.
Notice of Appeal was given by the Petitioner. Subse-
quently, Petitioner filed an Application for Writ of Habeas.
Corpus in the convicting court, in which she contended
that confinement in jail pending the outcome of the appeal
of her conviction endangered her life. A hearing was
conducted, at which testimony was given relating to
Petitioner’s mental state. The Court ordered the transfer to
the state hospital of Petitioner for an evaluation of her
mental condition. Subsequently, an order was entered by
the court mandating the return of Petitioner to the
Guadalupe County Jail. The Order recited the conclusion
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of the Unit Director and of the Clinical Director of the
State Hospital to the effect that Petitioner was mentally
competent to stand trial.
The Court of Criminal Appeals of the State of Texas
affirmed the conviction of Petitioner, which affirmance is
challenged in the Petitioner’s instant Petition for Certio-
rari.
ARGUMENT AND AUTHORITIES
1. The Court of Criminal Appeals of the State of
Texas did not commit constitutional error in
holding that the evidence before the trial court
was insufficient to raise the issue of Petitioner’s
competency to stand trial, such as to require the
court, sua sponte, to conduct a separate com-
petency hearing during the trial.
Petitioner initially contends that the trial court’s failure
to conduct, sua sponte, a separate hearing during the trial
to determine Petitioner’s present competency to stand trial
deprived Petitioner of due process of law. In support of
such contention, Petitioner relies upon the holding of this
Court in Pate v. Robinson, 383 U.S. 375 (1966) to the
effect that failure to afford the defendant a hearing on the
issue of present competency violates due process where
evidence before the trial court raises a sufficient doubt as
to said defendant’s sanity at the time of trial. Petitioner
asserts that the testimony at the trial of Dr. William
Gonzaba, concerning Petitioner’s mental condition prior to
and subsequent to the commission of the crime, was
sufficient to raise such a doubt.
In Pate, the defendant, Robinson, was convicted of
a m
murdering his wife. Although the fact of the murder was
conceded at the trial, defense counsel claimed that the
defendant was insane at the time of the commission of the
offense, and was also not competent to stand trial. The
defendant had a history from childhood of mental
disturbance. He had previously murdered his infant child
and had then attempted suicide. He had been confined as a
psychopathic patient in a state mental institution. At the
trial, four witnesses testified that the defendant was
insane. Despite such evidence, the trial court failed, sua
sponte, to conduct a separate hearing on the defendant’s
competency to stand trial. While no demand was made by
the defense for such a hearing, the Court held that “‘on the
basis of this record, we cannot say that [the defendant]
waived the defense of competence to stand trial”.
The present case presents a situation readily distin-
guishable from that involved in Pate. There the sanity of
the defendant was the central, and indeed the sole issue in
the case. The evidence indicated almost conclusively that
the defendant was insane. The quantity and quality of the
evidence in the present case was markedly different.
Petitioner claimed self-defense as her sole defense. The
testimony of Dr. Gonzaba went only to Petitioner’s state
of mind prior to and subsequent to the commission of the
crime, as supportive of her contention that she was afraid
her husband, the deceased, was going to kill her. Unlike
Pate, no significant evidence of present incompetency to
stand trial became manifest during the trial of Petitioner.
| The test for competency to stand trial has been stated
to be “whether the defendant has sufficient present ability
to consult with his attorney with a reasonable degree of
rational understanding, and whether he has a rational as
well as factual understanding of the proceedings against
him,” Sims v, Lane, 411 F.2d 661, 666 (7th Cir. 1969).
vallne
se
Such test is different from that employed to determine
criminal responsibility at the time of the commission of
the offense. Pate does not mandate a hearing on present
competency where the evidence before the court does not
warrant one, U.S. ex rel Roth v. Zelker, 455 F.2d 1105
(2nd.Cir. 1972), nor in every case in which the issue is
raised, Wilson v. Bailey, 375 F.2d 663 (4th Cir. 1967);
Tyler v. Beto, 391 F.2d 993 (Sth Cir. 1968). The evidence
must be such that a bona fide doubt is raised in the mind
of the trial court as to the competency of the defendant to
stand trial, as defined by the test stated above, for judicial
due process to compel a sua sponte hearing, Green v. U.S.,
389 F.2d 949 (U.S.App. D.C. 1969). Moreover, the
convening of a competency hearing is within the discretion
of the trial judge, based on the facts which are before him
in a particular case. Heard v, U.S., 390 F.2d 866 (U.S.App.
D.C. 1968). The question is such cases, therefore, is one of
whether, the trial court abused its discretion. As the Court
of Appeals for the Fifth Circuit stated in Rice v. U.S., 420
F.2d 863, 865 (1969):
“In order [for the defendant] to prevail on [the
incompetency] point, the record must reflect that
the court was presented with sufficient facts to
believe that the defendant's mental condition was so
suspect as to require the court to order a[n] ...
exam. Requesting such . . . is within the discretion of
the court, and the defendant must show that the
evidence of incompetency was so strong that the
court abused its discretion in refusing to inquire
further into the defendant’s competency.”
As is recognized by Petitioner, the Court of Criminal
Appeals of Texas has conscientiously applied the doctrine
of Pate, Townsend v. State, 427 S.W.2d 55 (Tex.Crim.
App. 1968); Morales v. State, 427 S.W.2d 51 (Tex.Crim.
-
App. 1968). The Court of Criminal Appeals, however, has
required, in accordance with Pate, that the evidence raise a
bona fide doubt as to the defendant’s condition to
comprehend his situation or to make his defense before a
duty devolves upon the trial court to cause a sanity hearing
to be held on that issue. As the Court stated in Townsend,
supra, at page 63,
a ~~~ Veruper
“it is the trial court in whose mind a real doubt of
sanity on mental capacity must be raised before that
court is required to order an inquiry solely on its own
intiative ... [the court’s] ... decision will not be
disturbed in the absence of an abuse of sound judicial
discretion.”
Nothing in the opinion of the Court of Criminal Appeals
in the instant case is contrary to the doctrine of Pate, or to
previous state holdings. The court merely held that by
announcing ready and entering a plea without a request for
a competency hearing in accordance with Article 46.02,
V.A.C.C.P., Petitioner waived her right to a separate
hearing before the trial. It did not hold that by failing to
request a hearing, Petitioner waived all right thereto. Had
significant facts come to the attention of the court during
the trial indicating that Petitioner was incompetent to
stand trial, the Court would have been required to hold,
sua sponte, a competency hearing. The only evidence
before the court which even touched upon the issue,
however, was the testimony of Dr. Gonzaba, which went
solely to the state of mind of the Petitioner as it pertained
to the claim of self defense. At no time was any evidence
presented to the court of Petitioner’s alleged incom-
petency to stand trial, as such is defined, nor did anything
occur at the trial to indicate to the trial court the
possibility of any lack of competence of Petitioner to
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stand trial. Respondent submits that no error of constitu-
tional dimension which would warrant granting of certio-
rari was committed by the trial court in failing to conduct
a sua sponte competency hearing.
2. The trial court did not commit constitutional
error in not empaneling a jury to determine
Petitioner’s competency after the hearing subse-
quent to the trial.
Petitioner next asserts as grounds for granting certiorari
that error was committed by the trial court in failing to
empanel a jury to determine Petitioner’s competency after
the hearing subsequent to the trial. A hearing was held by
the trial court upon Petitioner’s Application for Writ of
Habeas Corpus, wherein Petitioner alleged that confine-
ment in jail pending the appeal of her conviction endan-
gered her health. Dr. Benhard Langrebe testified on behalf
of Petitioner. The Court ordered Petitioner transferred to
the San Antonio State Hospital for mental evaluation. On
the basis of the evaluation report, in which the Unit
Director and the Clinical Director of the hospital con-
cluded Petitioner competent to stand trial, Petitioner was
subsequently returned to jail. Her conviction was then
affirmed by the Texas Court of Criminal Appeals. As Pate
does not require a jury determination of competency to
stand trial, the trial court’s failure to empanel a jury
violated no due process right of Petitioner, and hence
raises no federal question.
3. The indictment charging Petitioner with murder
with malice aforethought set forth the offense in
plain and intelligible language, sufficient to satisfy
constitutional requirements.
= s
Petitioner additionally contends that the indictment,
charging her with murder with malice aforethought, was
not sufficiently clear to inform her of the offense charged,
nor positive enough to support a plea of former jeopardy.
The basis of such contention is the omission of the word
“‘did”’ in the indictment, which reads as follows:
“, .. that Mrs. Tules Zapata, on or about the 3rd day
of May, A.D., 1971, and before the presentment of
this indictment, in said County (Guadalupe) and
State (Texas), then and there unlawfully, with malice
aforethought, kill Luis Zapata by shooting him with a
gun, against the peace and dignity of the State.”
In 1913, this Court held in Bartell v. U.S., 227 U.S. 427,
431 that:
“. . . in passing on the legal sufficiency of an
indictment, it is necessary only to determine whether
or not it satisfies the requirements of the Sixth
Amendment that the accused in a criminal prosecu-
tion shall be informed of the nature and cause of the
accusation against him, and is adequate to enable him
to plead the judgment entered as res judicata of any
further prosecution for the same offense.”
The principle announced therein continues to provide the
test for determining the legal sufficiency of the indict-
ment, U.S. ex rel Harris v. Illinois, 457 F.2d 191 (7th Cir.
1972); U.S. v. Bearden, 423 F.2d 805 (5th Cir. 1970).
Indictments are to be read for their clear and practical
meaning, and convictions are not to be reversed because of
minor deficiencies which do not prejudice the defendant,
U.S. v. Kahn, 381 F.2d 824 (7th Cir. 1967); U.S. v.
Missler, 414 F.2d 1293 (4th Cir. 1969). Whether the
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elements of an indictment are sufficiently alleged does not
‘depend on “nice attention to technicality or formalistic
recitals”, U.S. v. Kahn, supra. It is enough that the
necessary facts appear in any form, or by their fair
construction can be inferred from the specific allegations
made, U.S. v. Kahn, supra; U.S. v. Silverman, 430 F.2d
106 (2nd. Cir. 1970, cert.den. 402 U.S. 953, 1971); U.S. v.
Pleasant, 469 F.2d 1121 (8th Cir. 1972).
The Court of Criminal Appeals of Texas, in passing on
the sufficiency of the indictment involved herein, held that
the omission of the word “did” failed to render the
indictment fatally defective. In so holding, the court
overruled previous cases stating a contrary rule. The
Constitution of the United States does not preclude such
action, so long as the indictment continues to satisfy the
requirements set forth above. The Court read the defini-
tion of malice aforethought, which was stated to be “the
voluntary and intentional doing of any unlawful act by
one of sound memory and discretion with the purpose,
means an ability to accomplish the reasonable and prob-
able consequences of the act”, in conjunction with the
indictment. The Court then held that, when considered
with the definition, the indictment set forth “in plain and
intellegible words” the offense charged. Respondent sub-
mits that the indictment as a whole conveys sufficient
information to satisfy the requirements of the Sixth
Amendment to the United States Constitution, and that
the Texas Court of Criminal Appeals did not commit
constitutional error in so holding.
‘CONCLUSION
For the foregoing reasons, Respondent respectfully
submits that Petitioner has failed to present any sub-
i.
Ne tee ee a od nS ae oe er i
stantial constitutional issues which would warrant the
relief requested. The petition for writ of certiorari should
be denied.
Respectfully submitted,
JOHN L. HILL
Attorney General of Texas
LARRY F. YORK
First Assistant
i
P ee
JOE B. DIBRELL
Assistant Attorney General ;
SARAH J. SHIRLEY
Assistant Attorney General
LONNY F. ZWIENER
Assistant Attorney General
Attorneys for Respondent
P. O. Box 12548, Capitol Station
Austin, Texas 78711
eS
CERTIFICATE OF SERVICE
I, Lonny F. Zwiener, Assistant Attorney General of
Texas, attorney for the Respondent, do hereby certify that
a copy of the above and foregoing Respondent’s Brief in
Opposition has been deposited in the United States Mail,
certified and postage prepaid, on this the day of
December, 1973, addressed as follows: Honorable Harry
A. Nass, Jr., 1414 Tower Life Bldg., San Antonio, Texas
78205; and Honorable Ruben Montemayor, 1414 Tower
Life Bldg., San Antonio, Texas 78205, Attorneys for
Petitioner.
LONNY F. ZWIENER
Assistant Attorney General
= =
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APPENDIX.
TULES ZAPATA, Appellant
NO. 45,782, v. —-— Appeal from Guadalupe County
THE STATE OF TEXAS, Appellee
OPINION
This is an appeal from a conviction for murder with
malice. Punishment was assessed by the jury at forty-five
years.
The sufficiency of the evidence is not challenged. A
summary of the facts is set out for a better understanding
of the grounds of error presented.
On the evening of May 3, 1971, Kathryn Soefje, a
dispatcher for the Seguin police department, received a call
at approximately 10:00 p.m. from one of appellant’s
children saying that there was a domestic quarrel at the
family residence. Officers Layne Dietz and Mike Rosas
were dispatched to investigate the call. Both officers
testified that appellant threatened to kill her husband in
their presence. After calming the two, the officers left.
At approximately 11:30 p.m. the same evening, Officers
Roy Paez and Kenneth Strong were summoned to the
Zapata residence to investigate an alleged shooting. Upon
their arrival at the home they were met by the appellant.
She told the officers that she had shot her husband, and
then she handed them a pistol.
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Initially, the appellant contends that the trial court
erred in failing to conduct a separate hearing on her
present competency to stand trial. She argues that the
uncontroverted testimony of Dr. Gonzaba raised sufficient
question as to her incompetency for a period of three
years prior to this offense.
No motion for a preliminary hearing on the issue of
competency to stand trial under the provisions of Article
46.02, V.A.C.C.P., was filed. In fact, appellant’s counsel
announced ready and the appellant personally entered her
own plea. Counsel then announced that the appellant did
not deny shooting her husband and stated that she did it in
self-defense. During the trial and after the State had rested,
appellant called Dr. William Gonzaba as a witness. He
testified that appellant had suffered from hallucinations
and various other symptoms of depression prior to and
immediately after the shooting occurred. Nowhere does it
appear that he considered appellant incompetent to stand
trial nor that she was unable to distinguish right from
wrong. In fact, at the trial appellant, testifying in her own
behalf, gave no indication that she was mentally incom-
petent. She answered all questions fully and completely
with the assistance of an interpreter. Nor is there anything
in the record to indicate that appellant’s counsel ever
requested that she be examined by a psychiatrist. Further,
there is no request by appellant’s counsel for a com-
petency hearing during the trial.
Appellant, by announcing that she was ready and
entering her plea without any suggestion of insanity to the
court, waived her right to a separate hearing before the
trial. A trial judge is not required to conduct such a
hearing on his own motion absent any significant facts
being brought to his attention or absent circumstances and
_~14—
ERR NT,
actions which should have indicated a need for a separate
determination. Boss v. State, 489 ‘.\\.2d 580. We hold
that the testimony of Dr. Gonzaba did not give rise to an
issue of appellant’s competency to stand trial, specially
when analyzed in comparison with appellant’s ov 1 actions
and testimony during the trial.
Next, appellant alleges that the trial cour erred in
refusing to grant her motion to quash the indic ment. She
argues that the failure to use the word “d.J” in the
charging portion of the indictment is fatal It is her
contention that such omission is in violation of Articles
21.02(7), 21.03 and 21.04, V.A.C.C.P.
The indictment appears in the record as follows:
“The Grand Jurors for the County of Guadalupe,
State of Texas, duly selected, impaneled, sworn,
charged and organized as such at the May Term, A.D.
1971, of the 25th Judicial District Court of said
County, upon their oaths present in and to said
Court, that Mrs. Tules Zapata, on or about the 3rd
day of May, A.D. 1971, and before the presentment
of this indictment, in said County and State, then and
there unlawfully, with malice aforethought, kill Luis
Zapata by shooting him with a gun, against the peace
and dignity of the State.”
Appellant, relying on Mesa v. State, 462 S.W.2d 600,
argues that the word “did” is an essential word in the
indictment. It is her position that the word “did” must
appear just prior to “... then and there unlawfully,” or
before “... kill Luis Zapata,” in order that the indictment
contain everything that is necessary to be proved with the
required degree of certainty.
atte.
a: aS bit ovhi sre?
The real issue is whether the indictment sets out the
offense charged in plain and intelligible language. We are
mindful of our holding in Moore v. State, 473 S.W.2d 523
(1971), where Presiding Judge Onion, speaking for the
majority, said:
“It is, of course, not sufficient to say that the
accused knew with what offense he was charged, but
the inquiry must be whether the charge in writing
furnished that information in plain and intelligible
language.”
Before analyzing the language of the indictment in the
present case, it is necessary that we look at the definition
of “malice aforethought.” The legal definition of such, as
defined by the Court, is “the voluntary and intentional
doing of an unlawful act by one of sound memory and
discretion with the purpose, means, and ability to accom-
plish the reasonable and probable consequences of the
act.” Witty v. State, 171 S.W. 229 (1915). Now a careful
reading of the charging portion of the indictment shows
“that Mrs. Tules Zapata, on or about the 3rd day of May,
A.D. 1971, and before the presentment of this indictment,
in said County and State, then and there unlawfully, with
malice aforethought, kill Luis Zapata by shooting him with
a gun.” (Emphasis Supplied)
Considering the definition of malice aforethought in
connection with the indictment, we hold that the indict-
ment sets forth the offense in plain and intelligible words
as required under the provisions of Article 21.02(7),
V.A.C.C.P. The insertion of “did” in one of the two places
or both would make the charging portion read smoother
and more grammatically correct. To the extent that other
_16—
+ secnaraae At PRP AN Ak NARRATE RS RIMINI RE Like y ye er Sar
cases are in conflict with this holding, they are overruled.
See Edmondson v. State, 41 Tex. 496.
Also, the appellant claims that the indictment should
have been quashed because Mexican Americans were
systematically excluded from grand juries in Guadalupe
County. She relies on the grand jury list for the years 1967
through 1971. Those lists show that twelve percent of the
grand jurors, during those years, had Mexican American
names. Counsel for appellant argues that since Guadalupe
County has approximately a fifty percent Spanish surname
population, such percentage should reflect in the make-up
of the grand juries. What appellant has failed to show is
how many females with Spanish surnames may have
married other than Spanish surname maies and served on
such juries. Nor does her evidence reflect how many
Spanish surname persons were summoned for such duty
and requested to be excused because of job requirements
or health reasons, Also, we note from the record that three
Mexican Americans served on the grand jury which
indicted appellant. We perceive no harm to appellant. See
Ex parte Woods, 483 S.W.2d 464, and Jaquez v. State, 473
S.W.2d 530. |
The appellant next contends that the prosecutor sup-
pressed evidence. She argues that the trial court erred in
refusing to grant her motion for discovery of a tape
recording taken at the grand jury proceedings. She argues
that the contents of that recording would show that the |
prosecutor had information concerning a knife allegedly
found on the deceased’s body, such information being vital f
to the issue of self-defense.
The record shows that in the hearing on his motion,
appellant called Officers Paez and Strong as witnesses.
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Both officers denied the existence of such a knife. Also,
the district attorney denied that he had any knowledge of
a knife being found on the deceased. The trial judge called
for the inventory of deceased's clothing and personal items
taken from his body. It did not reflect the existence of a
knife. After the trial judge denied the motion for
discovery, he instructed the district attorney to bring him
the tape recording and he would listen to it. If the
recording produced any information about a knife, he said
that he would change his previous denial. Nothing further
is shown. Appellant has not shown any harm.
Lastly, appellant contends that even if she is not
entitled to hear the tape recording of the testimony before
the grand pry, the tape recording itself violated the
provisions o/ Article 20.02, V.A.C.C.P. Even if such were a
violation, it vould not require a reversal of this cause.
No reveriible error being shown, the judgment is
affirmed.
Douglas, Judge
(Delivered April 25, 1973)
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TULES ZAPATA, Appellant
NO. 45,782 v. Appeal from GUADALUPE County
THE STATE OF TEXAS, Appellee
DISSENTING OPINION
The majority holds that the word “did” is no longer an
essential word in an indictment alleging murder with
malice aforethought when charging the acts which con-
stituted the crime involved. The majority appears to
conclude the word may be supplied by argument or
intendment, and is necessary only if the pleader wants to
be “‘more grammatically correct.” In so holding, the
majority expressly overrules Edmondson v. State, 41 Tex.
496 (1874), and other cases in conflict, thereby abrogating
a general rule of pleading in criminal cases that has existed
in this jurisdiction for over one hundred years.
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Fer ar Ke
os
errs
In support of his contention that the indictment was
fatally defective, the appellant relies upon Article
21.02(7), Vernon’s Ann.C.C.P. (requisites), which requires
that the “offense must be set forth in plain and intelligible
language,” and upon Articles 21.03 and 21.04, Vernon’s
Ann.C.C.P. These articles respectively read, as follows:
“Everything should be stated in an indictment
which is necessary to be proved.”
- LT Ogg Ee roe ag Ne
And
“The certainty required in an indictment is such as
will enable the accused to plead the judgment that
may be given upon it in bar of any prosecution for
the same offense.”
Pipa ghee me
OQ PEL ,
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It has long been established that it must be alleged in
plain and intelligible words that the accused did things
which constituted the offense. See Article 21.02, supra,
note 37, and authorities there cited. And, “[f] acts must be
alleged by direct, certain, and positive averments, and not
by way of argument and inference.” 1 Branch’s Ann.P.C.,
2d ed., $513, p. 495-496.
In Hutchison vy. State, 26 Tex. 111 (1861) (concerning a
prosecution for unlawfully killing an animal coming within
the meaning of an estray), the court said:
“. . . The omission cf so important a word (did), a
word indispensable to make sense, in charging the
offense, ought not to be supplied by intendment.”
State v. Daugherty, 30 Tex. 360 (1867) (unlawful
interference with private property or private rights), held
that where an indictment omits a material word, although
it be but a preposition or a helping verb, the court will not,
from a knowledge of the language, supply the missing
word so as to supply the probable intention of the grand
jury. The court, thus, sustained a judgment quashing an
indictment on the basis of the omission of the word “did”’,
the State then having the right to appeal.
And, in Edmondson vy. State, 41 Tex. 496 (1874) (a
murder prosecution), where the offense was alleged to
have been done with “express malice aforethought,” the
court said:
“. . . [T] he averment, as to injuries inflicted with a
stick, not only lacks the proper specification of time
and place, but omits the word ‘did’ in a connection
where it was material—an omission which has been
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repeatedly held good ground for quashing an indict-
ment.”
In 1876, the Court of Appeals in Ewing v. State, 1 Tex.
App. 362 (1876) (a prosecution for abortion), cited with
approval the foregoing cases, and said:
“The indictment in this case is fatally defective
because it fails to allege that the defendant ‘did’ the
acts charged as constituting the crime. This word is
indispensable, and cannot be supplied by intend-
ment.”
OR Eye
To the same effect are the holdings in Tompkins v.
State, 4 Tex. App. 161 (1878) (keeping a disorderly house
for the purpose of public prostitution), and Moore v.
State, 7 Tex. App. 42 (1879). And Walker v. State, 9 Tex.
App. 177 (1880), noted that the omission of the word
“did” in the pleadings had been “uniformly adjudged
substantial.”
In Jester v. State, 9 S.W. 616 (Tex.Cr.App. 1888)
(involving a burglary prosecution), the Court of Appeals
said:
TL ASR ERR eS RO Re eer ove
“. . « In the indictment, as it appears in the record, f
there is a fatal defect, in so far as it undertakes to
charge ny 5 It alleges that the defendant ‘then
and there, by force, break and enter a house,’ etc.;
omi cing the essential word ‘did’. If such omission be
in the original indictment, a conviction for said
offense cannot be sustained upon it. Moore v. State, 7
Tex. App. 42; Valesco v. State, 9 Tex. App. 77... .”
In Barfield v. State, 45 S.W. 1015 (Tex.Cr.App. 1898)
(a prosecution for unlawfully carrying a pistol), it was
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MN SO eID 9p par Peete
noted that the omission of the word “did” in charging the
acts committed, in an unbroken line of decisions, has been
held to invalidate the complaint, information or indict-
ment as the case may be. A reversal was ordered.
This court in Ivey v. State, 247 S.W.2d 105 (Tex.Cr.
App.) (preventing another from engaging in a lawful
vocation), recognized the general rule involved ‘but held
the words “in doing so” to be sufficient in the indictment.
And, as late as 1971, this court in Mesa v. State, 462
S.W.2d 600 (Tex.Cr.App. 1971), stated:
“It is true that ‘[t]he word “did” is an essential
word in indictments, informations and complaints,
where the acts which constitute the offense are being
set forth.’ 1 Branch’s Ann. P.C., 2d ed., Sec. 512, p.
495 and cases there cited. Further, ‘[i]f the word
omitted is essential to the certainty necessary in the
description of the offense it cannot be supplied by
intendment, and of consequence such omission is
fatal to the validity of the indictment.’ Id.””'
See also 30 Tex.Jur.2d Indictment and Information § 22,
p- 571-572 and 4 Wharton’s Criminal Law and Procedure
§1761, p. 555 (1957).
In the instant case, the appellant, prior to trial, made a
written motion to quash the indictment on the very
ground now urged on appeal citing cases in support of the
general rule discussed. The motion was overruled.
1In Mesa, supra, an aggravated assault case, the court held that the
failure to use the word “‘did”’ for a third time in the pleading was not
reversible error under the circumstances.
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snieiaee ad atl
TEE ONT RE a RIOT RIN RS oor
It is difficult to imagine that, when the indictment was
so challenged, the prosecutor did not seek a new one
eliminating the question from the case. See Barfield v.
State, supra; Mesa v. State, supra. He did not, and now the
majority, in order to affirm the conviction, abolishes the
general rule which has prevailed for so long without
establishing another. The majority does not make clear
whether this holding will apply only to murder with malice
cases or will have application to all cases where malice
aforethought is not alleged, or whether there is one rule
for murder cases and another for other cases.
I cannot agree to such action. In my opinion, the
omission of the word “did” was fatal for the offense was
not charged in plain and intelligible language. As this court
said in Moore v. State, 473 S.W.2d 523 (Tex.Cr.App.
1971),
“It is, of course, not sufficient to say that the
accused knew with what offense he was charged, but
the inquiry must be whether the charge in writing
furnished that information in plain and intelligible
language... .”
I dissent.
Onion, Presiding Judge
(Delivered April 25, 1973)
Roberts, J., joins in this dissent.
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SPEREECRIO Dian AS PORN Cotes he ra ere He y
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