Petition for Writ of Certiorari — James v. United States

Supreme Court brief1970

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7 IN THE

SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1970

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Cases Cite

Page

Amador v. A/S J. Ludwig Mowinkels Rederi, 224 F 2d

437 (CCA 2d) cert. den. 350 U.S. 901, 76 S.Ct. 179 .... 30

Andrews v. Olin Mathieson Chemical Corp. (8th Cir.

2004) $34 F. Sd 482, 4988 we eee av

Arizona v. Anelich, 206 U.S. 110, 56 S. Ct. 707 ....... 30

Ballwanz v. Isthmian Lines, Inc. 319 F 2d 457 (4 Cir.

Ne i kw Gass 29

Bredy v. Southern Railway Co., 320 U.S. 476, 479, 64 S.

eae EET a nO 11,17,33

Callen v. Pennsylvania R. Co. 162 F 2d 832 .......... 15

Carpenter v. Baltimore & Ohio R. Co., 109 F 2d 375... 18

Chesapeake & Ohio R. Co. v. Smith, 42 F 2d 111; cd.

OR UR GR GR TAG. GR nn cccccccccccccccccccces 18

Crumady v. The Joechim Hendvik Pier, 358 U.S. 423,

79 S.Ct. 445 EASTER PO SIS eee Co tee ree ee Pe paiacacnns 19

D’Amico v. Licyd Brasileiro Patrinonic Nationale 364 F

i ae ee eins Sebo dine eneete doses 21

Didinger v. Pennsylvania R. Co., 89 F 24798 .......... 18

Dowell, Inc. v. dowers, 166 F 2d 214 ................ 11

AD

if

Poge

- Biliott v. Chicago, M-& St. P. Ry. Co. 24 8. C2. 85. 180

sores MOTE EE ME BLL 18

Ferrara v. Sheraton McAlpin Corporation, 311’ F. 94 294

a Oty Tee Ne FE eT, ake . 1

Gibbs v. Kiesel $82 F 9d 917 (1967) ................ 20

Gritlen v. United States 23% F. 2d 919 nenesendotnde ae

Hegans v. Parrell Lines, 237 F 9d 477................ 1

Harris v. Smith, 372 F 2d 806 (1967) ................ 16

Hemphill v. Mississippi Power Co., 04 F 24971 ........ a

Holley v. Manfred Stansfield, 186 F. Supp. 212 (ED Va.

NER RRME RV GE 5. ews = tied . 19

Hussein v. Isthmian Lines, Inc., 405 F 2d 946 (5 Cir. 1968) 8

Imperial Oil, Led. v. Drlik, 294 F 24 4 eerccccescccese ll -

dune T., Inc., v. King, 290 F 2d 404 pcecccoccccoece 1,29

Kincade v. Mikies, (6th (Cir.) 144 F. 9d 784 ote beeeees 17

Knox v. United States, 294 F 2d 354 (3rd Cir. 1961) ... 19

Lowery v. Hocking Valley RB. Co., 60 F 24 78 ..... —

Maccarone v. A/S Inger, 262 F 2d 560 (overriding cable). 11

Mehnich v. Souther 8. 8. Co., 881 U.S., 96, 64 8. ce.

EE thd ennsnddandbesdnen Sibianmesieimaabins 11,30

Metager v. 88 Kirsten Torm, 245 F. Supp. 227 (D. Md.

PED 50 ctccsnccbinssisanphcebasnienici 19

iti’

Powe

Minneapolis St. P. & S. S.M. R. Co. v. Metal-Matic, Inc. 8

Gir. 1063, SBS F. Bd OOS, O10 ... eee 17

Mitchell v. Trawler Racer, Inc., 362 U.S. $39,608...

ED cccccccccccccccewccccccccccceccesccccees 18

Mc Nello v. dohn B. Helly, Inc. 383 F 34 06 (1980) .... @

Nentesbet, inc. v. B. F. Raboy @ Co. 31 AD. 24 804,

STE é0n0060600660060600000000 pasese 31

Nashville, C. @ St. L.R. Co. v. York, 127 F 24. 606... 18

Melson v. Robin Line 6.8. Co., 39 F 20 490 ........... “3

C’xien v. Wilys Motors, Inc. 386 F 24 163 (1967) . ebin 30

Paluch v. Brie Lackawanna Railroad Company, 387 F 2d

a ees ciainndianene sees 9

Petterson v. Aleska Ghipping Co., 206 F 24 478, offd

347 US. 396 LPR ieeS600600000600600000008 30

Pike v. Geand Trunk Ry. Co,, 39 F. 255 aneketabonens 18

Pettchand v. Liggett & Meyers Tobacco Company, 360 F.

i tn pnncncneceedoetenseaneeeecetrs 10

wv

Reid v. Quebéc Paper Gales & Tranep. Co. Lad., 340 F 2a

BOB Gir. 10GB)... cw ccnes seteeeeeees 19

Rogers v. U.S. Lines, 206 F 2d 57, rev. per cur. 347 U.S.

084, 74S. Ct O49 ........ eeeeccssesocsosscecosssbl 30

Sams v. Haines, 299 F. Supp. 746 (2980). neeecees pane 7 ;

fen Antonio. Tike, 267 F 2d 983 (2988). wanes pee 15

Seance ¥. Poo! Shipping Co. Lad 296 F 24729 ..... 30

Sees Ghipping Co. v. Sigrachi, 296 U.S. 85, 08 8. Ch. 672.230

Suennon v. UL. 119 F. Supp. 106, 295 F. 34.487 ..... 10 |

Shokuwen Shimabukuro v. Higevoshi, 140 F. 94 13, of.

$82 US. 755,648. CL 1270.................05e0 8

/ Sn v2 Latm, 01. Sap. 088 GD Pa 108. 19

Southam R. Co. v. Deer, 240 F.73......... aealaaiaall 30

Southern Railway-Casolina Division Co. v. Bennett, 233

|___FAN tet 30

Speague v. The Texas Company, 250 F. 24 123 am 28

Standard O8 Go. of New York v. RL. Pitcher Co. 289 F.

MT citiiliintinn tii sneneiiiainiates ED 18

Vv

Page

Strika v. Netherlands Ministry of Traffic, 185 F. 2d 555

(2d Cir. 1960) ed. 342 U.S. 904,71 8 Ct. 614........ 19

Sweeney v. Erving, 228 U.S. 233, 338. Ct. 416 ........ 30

Texas Menhaden Company .v. Johnson, 332 F. 2d 527 (5

il ee Rata NR a 30

Wing v. Rockport Steamship Company, 30 F.R.D. 349,

(1962)........ a Ra bats ws 18

Other Authorities

a ea as iivacsscacncess 4

Rule 51,28 US.C.A. ...... Stent ale? oH

vi

IN THE

_ SUPREME COURT OF THE UNITED STATES

OCTOBER TERM 1969

PETITION FOR WRIT OF CERTIORARI TO THE

UNITED STATES COURT OF APPEALS FOR.

THE FIFTH CIRCUIT.

Your petitioner prays that a Writ of Certiorari issue to

review the judgment of the United States Court of Appeals

for the Fifth Circuit entered on June 24, 1970.

OPINIONS BELOW

The opinion of the United States Court of Appeals for

the Fifth Circuit FP. 2d and there were no opinions

rendered in the District Court. :

The judgment of the-United States Court of Appeals for

the Fifth Circuit was entered June 24, 1970. A petition for

1. Is the principle of uniform and equal justice to all

controlling on United States Courts of Appeal as to dis-

cretionary matters. Has an appellant the right to have a Court

of Appeals review errors such as the Court has held by many |

prior decisions were reviewable?

2. Do statements to a jury by counsel as to the law to

which exceptions are not sustained and, in substance, held to

be correct, have the same legal effect as instructions by the

3. is a lMtigant entitled to dear, unambiguous,

unconfusing and relevant instruction as to the law, free from

The Court below has enunciated a principle of law in

conflict with its prior uniform holdings in other comparable

situations.

The decision by the Court below has enunciated a

York attorney, all of which constitutes a radical departure

from the American concept of justice, as enunciated by this

Honorable Court and uniformly by other United States Courts

of Appeal. |

There has been a complete reversal of the well

established law as enunciated hy this Court that liability for

breach. of warranty of seaworthiness is not dependent on

negligence, which principle was overruled, in substance, by the

Court below affirming the correctness of the statement by.

respondent's counsel that in order for petitioner to be entitled

to a verdict he had to prove that Charlies F. Greer personally

committed a wrong or negligent act.

e

STATEMENT OF THE CASE

On the 6th day of January, 1966, petitioner had his

right leg mangled aboard the shrimping vessel ROVING

GAMBLER when caught by a cable wrapped around a drum

when he attempted to correct an override by kicking the

cable back into position.

In order to receive the benefit of Rule 56 of the Federal

Rules of Civil Procedure, petitioner, for the purposes of the

motion, consented to adopt the shipowner’s factual version of

the accident, thereby all controversial issues of fact were

eliminated as to the physical condition of the work area and

equipment involved.

The shipowner charged contributory negligence on the

part of the seaman in using his foot instead of his hand to

correct the override.

The shipowner did not put at issue any question as to

the physical condition of the work area or the drum or cable

involved.

The motion was denied.

At the trial, the same facts were urged.as a basis for a

directed verdict in the seaman's favor.

4

In the absence of any controversial issue of fact as to the

physical conditions of the work area and equipment, the

matter was one within the exclusive province of the Court to

decide as a question of law, and it was error for the Court to

refuse to act in accordance with the provisions of Rule 56 of

the Federal Rules of Civil Procedure and the uniform and well

established law laid down by this Honorable Court and other

Courts, as hereinafter more particularly set forth.

The Master of the vessel was Captain Pacetti whose

deposition was taken, which demonstrates the absence of any

controversial issue of fact as to the unseaworthiness being the

proximate cause of the accident.

The following are quotes from pages 47 and 48 of the

Captain's deposition.

“Q. Shouldn't the cables wind on the drum evenly

without having to resort to what you call kicking the

cables?

A. “¥es.”

“Q. How would that have anything to do with his leg

being caught in the drum?

A. Well, without it, he would have been able to dis-

engage the friction.

Q. Yes, sir, Sane eee Eee Ripe ah ayes 4 Me

with his foot being caught in the drum? §

—_

A. it — it wouldn't have had nothing to do

‘‘Pundamental error is a basis for appeal,

irrespective of the fact that a precise exception was not

taken.”

The record is devoid of any adequate instruction as to

the applicable law of the case, in total disregard of the fact

nn Sala

sop tit Salas Lawrene, In the ca of Sams o. Hains

a Supp. 746 (1969) comments on this question as

follows: (750)

As observed by Judge Brown in the Fifth Circuit case of

dune T., Inc. v. King, 290 F. 2d 404, at 406: “What is

customary in a trade may be evidence of due care—here

the reasonable fitness element on the concept of

seaworthiness—but it is not the legal measure of the

ny." Her & te fet Gat 0 Gene mn enw te

economically unfeasible.”

The absence of a man at the cable to guide it while it

was being taken up so as to prevent the foreseeable override

constituted unseaworthiness, on the basis of the absence of a

sufficient number of men to perform the work in question st

the time in question.

Hussein v. Isthmian Lines, Inc., 405 F. 2d 946 (5 Cir.

1968)

In the light of the charge, the jury could not possibly

understand that it would be justified in returning a verdict in

tever of petitioner on the basis of liability -jithout faut

The Court recailed the jury and, in effect, took from the

petitioner the right to obtain a verdict in his favor on the

basis of unseaworthiness.

The Court’s charge, in effect, was a directed verdict in

favor of the respondent, as no seaman could ever recover a

' verdict in his favor for any accident brought about by an

‘O.unsafe condition of the structure of the ship or its gear or

S

The decision by the Court below is in conflict with its

prior decision in Hussein v. Isthmian Lines, Inc., supra, —

wherein the Court stated at page 947:

“{1-3] The duty to furnish a seaworthy vessel (a vessel

and appurtenances reasonably fit for their intended use)

is absolute and is completely separate from the

shipowner’s duty under the Jones Act to exercise

reasonable care. Mitchell v. Trawler Racer, Inc., 362 U.S.

539, 549, 80 S. Ct. 926, 4 L. Ed. 2d 941, 948 (1960).

This duty is a type of liability without fault and may be

violated without regard to negligence. Seas Shipping

_ Company v. Sieracki, 328 U.S. 85, 94, 66 S. Ct. 872, 90

L. Ed. 1099, 1106 (1946). Since the record contains

evidence from which the jury could have found that the

appellant was required to work on a greasy ladder, and

was not furnished the proper equipment to do the job

assigned to him, the erroneous refusal to give the

requested charge was prejudicial. Waldron v.

Moore-McCormack Lines, Inc., 386 U.S. 724, 87 8. Ct.

1410, 18 L. Ed. (1967).”

In the case of v. Erie Lackawanna Reilroed

. Company, 387 F. 24 996 (1968), the lower court adopted the

conflicting principle, quoting from the decision in Freifield v.

Hennessy, 363 F. 2d 97; 99 (3 Cir: 1965), as follows:

S

“Where it. is apparent on the face of the record that

counsel failed to object to a fundamental and Highly

prejudicial error, and this failure may have resulted in a

miscarriage of justice, the error must be noticed and

rectified.”

See also Ratay v. Lincoln National Life Insurance

Company, 378 F.2d 209 (1967).

Also Freifield v. Hennessy, 353 F. 2d 97 (1965) where

the Court held at page 99:

(2

“The defendant argues that since the : plaintiff

interposed no objection to the court's instructions he °

resulted in @ miscarriage of justice, the error must be

noticed and rectified. Ibid. This exception to the general

tule is applicable to the instant case.

The judgment of the court below will be reversed

and the action will be remanded with instructions that a

new trial be ordered.”

That the charge by the trial court was defective, and the

court below in error is clearly demonstrated by the 4ecision

in the case of Pritchard v. Liggett & Myers Tobacco

Company, 350 F.2d 479 (1965). Quoting from the concurring

opinion of Cissuit dudge Posoman, the Sellowing qppens ot

page 487:

ie itt die teainn

but also because of another error. It instructed the jury

that they could not find an express warranty unless the

seller ‘actually intended to be bound by his statement.’

Such a requirement is contrary to the law of

Pennsylvania since the adoption of the Sales Act of 1915

by which Pennsylvania departed from its previous

adherence to the English rule. See 1 Williston on Sales

(Rev. Ed. 1948). § § 196-200; cf. Rothermel v. Phillips,

292 Pa. 371, 375-376, 141 A. 241 (1928). The true test

is not whether the seller actually intended to be bound

by his statement but rather whether he made an

affirmation of fact the natural tendency of which was to

induce the sale and which did in fact induce it. Act of —

May 19, 1916, P.L. 543, §12, 69 Purdon’s Pa. Stat.

Annot. §121; 1 Williston on Sales (Rev. Ed. 1948).

$199.”

The admission by the Captain that the cable was

overriding is further proof of unseaworthiness.

Shannon v. U.S. 119 F. Supp. 706, rev'd on other

10

Pounds, $06 F. 2d 457. ae ie a *

en pe en Oe

kinky or hed some other similar defect, or that theré was

some mal-alignment of the winch itself, and that, in and of

iteelf, is likewise evidence of unseaworthiness. Shannon v. r

Co ies Mannich & Southern 8:8. Co., 381 US. 96, 648.

In the case of Hagans v. Farrell Lines, 237 F. 24477,2 ”

drifting cable was held to constitute unseaworthiness.

Maccarone v. A/S Inger, 262 F. 24 600, (ovmiting

cable)

“Imperial Oil, Ltd. 6, Drith, 234 F. 24 4 |

Grillea v. United States, 282 F. 24°919

In the case of Brady v. Southern Railway Co., 820 U.S.

476, 479, the Court held as follows:

| “When the evidence is such that without weighing the

| credibility of the witnesses there can be but one

The decision by the court below was in conflict with

the Court of Appeals in the Fifth Circuit, in the case of

Dowell, Inc. v. Jowers, 166 F.2d 214, where the court stated

at page 221:

% Poke he .

“Rule 51 of the Federal Rules of Civil Procedure,

28 U.S.C.A., following section 728c, provides thai no

party may assign as error the giving or failure to give an

instruction unless he distinctly presents to the trial court

§

ee

his ground for objection. This conforms to the practice

generally followed in appellate procedure everywhere.

Hence, the error in instructing the jury in this case

cannot be complained of by the defendant. If it is

considered at all, it must be on motion of the court. The

court’s right in a proper case to consider on its own

motion errors patent upon the face of the record where

no objection was made, was considered by the United

States Court of Appeals for the District of Columbia in

Shimabukuro v. Nagayama, 1944, 140 F.2d 13, 15. We

find ourselves in thorough accord with the decision in

that case.

| ‘The power of an appellate court on its own motion

to consider grounds of error not raised below is not one

which should be exercised in an ordinary case.

‘But where it is apparent to the appellate court on

the face of the record that a miscarriage of justice may

occur because counsel hag not properly protected his

client by timely objection, error which has been waived

below may be considered on review. Mr. Justice Black

has recently said: “There may always be exceptional cases

or particular circumstances which will prompt a

reviewing or appellate court, where injustice might

otherwise result, to consider questions of law which were

neither pressed nor passed upon by the court or

administrative agency below.’ Hormel v. Helvering, 1941,

$12 U.S. 552, 557, 61 S.Ct. 719, 721, 85 L.Ed. 1037.’

——We think that in the interest of justice the court

here must act upon its own motion. So acting, we hold

that the trial judge’s charge to the jury constitutes

reversible error.”

. 12

The decision by-the court below was in conflict with the

decision of the United States Court of Appeals, District of

Columbia, in the case of Shokuwan Shimabukuro v

Higeyoshi Nagayma, 140 F.2d 13, c.d. 322 U.S. 755, 64 S.

Ct. 1270 where the court stated at page 15:

“The power of an appellate court on its own

motion to consider grounds of error not raised below is

not one which should be exercised in an ordinary case.”

But where it is apparent to the appellate court on

the face of the record that a miscarriage of justice may

occur because counsel has not properly protected his

client by timely objection, error which has been waived

below may be considered on review. 2 Mr. Justice Black

has recently said: ‘There may always be exceptional cases

or particular circumstances which will prompt ea

reviewing or appellate court, where injustice might

otherwise result, to consider questions of law which were

neither pressed nor passed upon by the court or

administrative agency below. 4

Heretofore this court has noticed error which

parties waived by failure to object at the trial court, to

avoid injustice in criminal cases.° There is no logical

reason for refusing to exercise our power to notice

fundamental error in cases where personal or property

rights are involved, and our Rule 17(i), which states the

principle, makes no distinction between civil and criminal

actions."S —

2mr. Justice Stone in Duignan v. United States, 1927,

274 U.S. 195, at page 200, 47 S.Ct. 566, at page 568,

71 L.Ed. 996, said: ‘This court sits as a court of review.

It is only in exceptional cases coming here from the

13

=

federal courts that questions not pressed or passed upon

below are reviewed.’

3Sibbach v. Wilson & Co. Inc. 1941, 312 U.S. 1, at page

16, 61 S.Ct. 422, at page 427, 85 L.Ed. 479, where Mr.

Justice Roberts said: ‘The District Court treated the

refusal to comply with its order as a contempt and

committed the petitioner thereafter. Neither in the

Circuit Court of Appeals nor here was this action

assigned as error. We think, however, that in the light of

the provisions of Rule 37, it was plain error of such a

fundamental nature that we should notice it. Section (b)

(2) (iv) of Rule 37 exempts from punishment as for

contempt the refusal to obey an order that a party

submit to a physical or mental examination. The District

Court was in error in going counter to this express

exemption. The remedies available under the rule in such

a case are those enumerr‘ed in Section (b) (2) (i) (ii) and

(iii). For this error we reverse the judgment and remand

the cause to the District Court for further proceedings in

conformity to this opinion.’

4tiormel v. Helvering, 1941, 312 U.S. 552, 557, 61 S.Ct.

719, 721, 85 L.Ed. 1037.

SPreed v. United States, 1920, 49 App. D.C. 392, 266 F.

1012; see Schwartz v. United States, 1926, 56 App. D.C.

106, 106, 10 F.2d 900, 901 (citing additional

authorities). McAffee v. United States 1939, 70 App.

D.C. 142, 160-151, 105 F.2d 21 (death penalty);

McKenzie v. United States 1942, 75 U.S. App. D.C. 270

126 F.2d 533 (death penalty); Boykin v. United States,

1942, 76 U.S. App. D.C. 147, 130 F.2d 416 (appeal and

record perfected under unusual circumstances).

14

S:Points Not Presented. Points not presented (errors not

assigned in criminal cases from the district court)

according to the rules of the court, will be disregarded,

though the court, at its option, may notice and pass

upon a plain error not presented or assigned.’ ;

And see Neufield v. United States, 1941, 73 App. D.C.

174, 190, 118 F.2d 375, 391; ‘A plain error may, of

course be noticed, especially in a criminal case, even

though not assigned.’ (emphasis added)

The decision by the court below is in conflict with the

decision in Callen v. Pennsylvania R. Co., 162 F.2d 8382,

where in substance the court held that the court's error is not

cured by the court's effort to explain the situation without

charging on its own motion to disregard the erroneous

construction of the law by defense counsel. The Court said at

page 835:

“That type of gytruction was especially important

in view of the confusion which had been created over

the status of the release.” ‘

The affirmance by the lower court of the decision of the

trial court, refusing to consider fundamental error, is in

conflict with the holding in the case of San Antonio v.

Timko, 868 F.2d 983 (1966), wherein the court held at page

986:

15

73 L.Ed. 706 (1929), which we will consider on appeal

even though the point was not raised at trial. Ferrara v.

Sheraton McAlpin Corp. 311 F.2d 294, 297 (2 Cir.

1962); Dowell, Inc. v. Jowers, 166 F.2d 214, 221, 2

A.L.R. 2d 442 (5 Cir.). cert. denied 334 U.S. 832, 68

8.Ct. 1346, 92 L.Ed. 1759 (1948); Shokuwan

Shimabukuro v. Higeyoshi Nagayama, 78 U.S. App. D.C.

271, 140 F. 2d 13, cert. denied, 322 U.S. 755, 64 S. Ct.

1270, 88 L.Ed. 1584 (1944); 5 Moore, Federal Practice

§ 46.02, pp. 1903-04. When we combine this episode

with the previous improprieties in summation and the

exceedingly thin character of the evidence, we are

convinced the judgment cannot be allowed to stand. See

F. W. Woolworth Co. v. Wilson, 74 F.2d 439, 442-443 (5

Cir. 1934).

The judgment is reversed and the cause remanded

for a new trial.”

“The decision by the court below is in conflict with the

decision by the United States Court of Appeals, 8th Circuit,

in the case of Harris v. Smith, 372 F.2d 806 (1967), where

the court stated at page 815:

“An additional ground of error, although not urged

- on appeal, should be noticed by this court because of its

substantial effect upon the rights of the parties. It is

within the discretion of this court to notice plain error

in civil appeals. As the late Judge Thomas stated for this

court in General Finance Loan Co. v. General Loan Co.,

8 Cir. 1947, 163 F.2d 709, at 711:

‘We may, however, in our discretion consider a

plain error apparent on the face of the record for the

purpose of avoiding a manifest miscarriage of justice,

16

or where the issue raised is one of public concern,

even in a civil case. Kincade v. Mikles, 8 Cir., 144 F.

2d 784; National Aluminate Corporation v. Permutit

Co. 8 Cir., 144 F.2d 93.’

See also, Andrews v. Olin Mathieson Chemical Corp. 8

Cir., 1964, 334 F. 2d 422, 428; Minneapolis St. P. & S.

S.M. R. Co. v. Metal-Matic, Inc. 8 Cir., 1963, 323 F. 2d

903, 910.”

The refusal by the court below to consider fundamental

error is in conflict with the holding by the Court of Appeals

in the 2nd Circuit, in the case of Ferrara v. Sheraton McAlpin

Corporation, 311 F.2d 204 (1962), where the court stated at

page 298:

“When the integrity of a trial court's judgment has

been called into question by a substantial departure. from

those rules, an appellate court cannot put aside this

responsibility merely because of the inadvertence of

appellant’s counsel at trial. That responsibility compels

us to reverse this judgment.

Reversed and remanded.”

The Supreme Court of the United States in Brady,

Admx. v. Southern Railway Co., 320 U.S. 476, 64 S. Ct. 232

(Dec. 1943) laid down the following principles of law as being

controlling:

(p. 284)

“When the evidence is such that without weighing the

credibility of the witnesses there can be but one

reasonable conclusion as to the verdict, the court should

determine the proceeding by non-suit, directed verdict or

otherwise in accordance with the applicable practice

17

rs

‘without submission to the or by judgment

aad eeeiait de enti tu oe direction of the

triel the result is saved from the mischance of

speculation over legally unfounded claims.”

Since the early cases of Elliott v. Chicago, M. & St. P.

Ry. Co., 14 8. Ct. 85, 150 U.S. 245, and Pike v. Grand Trunk

Ry. Co., 39 F. 255, our Courts have uniformly held that the

absence of an issue of fact in a personal injury action for

damages, rendered the question one of law for the Court,

In the case of Standard Oil Co. of New York vu. R. L.

Pitcher Co., 289 F. 678, the Court stated that while the

question of what was proximate cause was ordinarily for the

jury, yet, where the whole evidence offered not dispute upon

material points, it became a question of law for the Court.

See also:

Montgomery Ward & Co. v. Duncan, 311 U.S. 243, 61 S.

Ct. 189;

Wing v. Rockport Steamship Company, 30 F.R.D. 349

(1962);

Didinger v. Pennsylvania R. Co., 39 F. 2d 798;

Chesapeake & Ohio R. Co. v. Smith, 42 F. 2d 111, c.d.

282 U.S. 856, 51 S. Ct. 32;

Lowery v. Hocking Valley R. Co., 60 F. 2d 78;

Carpenter v. Baltimore & Ohio R. Co., 109 F. 2d 375;

Nashville, C. & St. L. R. Co. v. York, 127 F. 2d 606;

18

Mitchell v. Trawler Racer, Inc., 362 U.S. 539, 80 S. Cf.

926;

Crumady v. The Joachim Hendrik Fisser, 358 U.S. 423.

79 8. Ct. 445;

Metzger v. SS Kirsten Torm, 245 F. Supp. 227 (D. Md.

1965);

Smith v. J. Lauritzen, 201 F. Supp. 663 (ED Pa. 1962):

Knox v, United States, 294 F. 2d 354 (8d Cir. 1961):

Holley v. Manfred Standsfield, 186 F. Supp. 212 (ED

Va. 1960);

Strika v. Netherlands Ministry of Traffic, 185 F. 2d 555

(2d Cir. 1950) c.d. 342 U.S. 904, 71 S. Ct. 614;

Reid v. Quebec Paper Sales & Transp. Co. Ltd. 340 F.

2d 34 (2d Cir. 1965);

Petitioner, having stipulated to the elimination of any

controversial issue of fact by adopting respondent's version,

renders the question of liability one of law, calling for the

exclusive decision by the Trial Court. ‘

Implicit in the respondent's contention that ’ the

petitioner was guilty of negligence in using the jury rig which

was dangerous, is the admission that the winch was not.

reasonably safe for the purpose intended.

The negligence of the petitioner, if any, does not

constitute a basis for exoneration from liability for

19

unseaworthiness.

The allegation that the petitioner admitted that he

kicked the cable in order to have it function properly is the

fact that the cable did override and did not function in a

seaworthy manner.

The respondent's contention that petitioner's conduct

created the unseaworthiness in question has no support in

law. ,

This contention is not the law, but is contrary to well

established and uniform law, as pointed out in the case of

Skibinski v. Waterman Steamship Corporation, 360 F. 2d 539

(1966), where the Court stated at page 542:

¢*

Vv

“In defining unseaworthiness we are not concerned with

the conduct or process by which fitness is changed to

unfitness. Our focus is upon the resulting condition of

the ship. See Puddu v. Royal Netherlands Steamship

Company, 303 F. 2d 752, 757 (2d Cir.), cert. denied,

371 U.S. 840, 83 S. Ct. 67, 9 L. Ed. 2d 75 (1962)

(Hays, J., concurring).”’. os

In the case of Gibbs v. Kiesel, supra, the Court of

' Appeals for the Fifth Circuit considered that-it was not error

to decide the question of liability as a matter of law and have

the jury pess upon uncontroverted and admitted questions of

fact. . :

The admitted and uncontroverted facts in the instant

supported the motion for summary judgment and said

_ motion should have been granted in petitioner’s favor on

As recently as December 22, 1965, the Court

pr ine Second Circuit in the case of D'Amico v. Lord

(p. 972)

of Appeals

Further proof that petitioner was denied a fair and.

impartial trial:

In the opening statement respondent's counsel misstated

‘the law as follows: (96, 97 of minutes)

And answer that question specifically.

MR. RASSNER: That is objected to, Your Honor. That

certainly is not the law. Our first cause of action is that,

conceding that Charlie Green did nothing wrong.

THE COURT: All right.

‘MR. RASSNER: I object to counsel telling the Jury

what the law is.

THE COURT: I have your objection. Now, ladies and

gentlemen, there are two causes of action in this case.

One is predicated on the question of unseaworthiness,

and you will be instructed about the law applicable

The other is on the charge of negligence, and you will be

_ instructed about that.

And you may proceed.”

This erroneous. mis-statement of the law by respondent's

counsel was given the force and effect of the law of the case

by the Court going into a lengthy discussion of the unrelated

Sete < aeromee, oars ie Seneerag cabanas Oy

the Court.

“uit must appear that the injury was the natural and

probable consequence of the negligence or wrongful act

or unseaworthiness and that it ought to have been

foreseen in the light of the attending circumstances.”

‘This is not the law and clearly erroneous. |

This misinformation as to the applicable law is“s0

‘a io” the

“At the conclusion of the Court's instructions, petitioner's

counsel felt that the instructions constituted a directed verdict

for the defendant and stated so in the following words: ;

on

23.

that otherwise the vessel was seaworthy - - + would be

prejudicial to the Plaintiff; and I respectfully ask Your

Honor to charge the Jury that the definition of

unseaworthiness includes the absence. And I think it is

basic and fundamental - - - the absence of a sufficient

number of men to do a particular job.

Since we have made a concession that everything that

Your Honor has mentioned was seaworthy, it leaves us

with nothing.

We have no basis for a verdict then if Your Honor

doesn’t charge them.

And it is in the Pretrial Order.

We haven't any basis for a finding of unseaworthiness

without that charge.

THE COURT: I will give considerations to those

matters.”

The Court thereupon reconvened the jury to correct his

erroneous instruction, but failed to do so.

When the jury was recalled for further instruction after

petitioner’s -counsel raised objection to the charge, there was

no correction, in fact rather approval, in substance, of the

erroneous comments by respondent’s counsel of the law of

the case, which is demonstrated by the following which took

place during respondent’s counsel’s opening statement:

“Now, obviously in any accident - - - particularly an

accident of this nature - - - somebody has to have done

something wrong.

24

MR. RASSNER: May I have my objection sustained and

the Jury instructed to disregard that “somebody must be

Proven to have done something wrong’?

THE COURT: I am going to instruct the Jury and I am

sure that counsel will argue this within the framework of

I have your objection, counsel. You may be seated.

MR. RASSNER: May I have the instruction to the Jury

now to disregard the last comment of counsel?

THE COURT: No, sir. You may proceed, counsel.

MR. BEVERLY: To begin again: Obviously, in any

accident - - - particular one of this type - - - somebody

has to have done something wrong.

MR. RASSNER: I object to that, Your Honor. Now, he

has done that twice and that is not the law.

© eosin pen tenes ane

Counsel is entitled to latitude in arguing, and I am

instructing him that he may do that, and he understands

what the Court's instructions will be and I believe he will

do that within that framework.

And I have your objection, counsel.

All right, you may proceed.

MR. BEVERLY: Yes, sir. Your Honor, if I could be

allowed to complete my sentence, maybe this would

alleviate part of counsel from New York's problem.

Again, in an accident of this type - - - as in most every

accident - - - somebody has to have done something

wrong.

In this case, somebody did do something wrong.

Now, the allegations are, of course, that Charles Green

did something wrong.”

Instead of correcting these erroneous, misleading and

prejudicial statements of the law, the Court ordered

petitioner’s counsel to “sit down”.

The Court erroneously refused to sustain petitioner’s

objection to respondent’s counsel’s appeal to prejudice and

passion end to the inference that the respondent was

uninsured, as appears by the following:

“Now, Charlies Green is a man who was born and raised

here in Fort Myers, Florida.

He started working in the fishing business as a young

man. He has grown up in the fishing business.

MR. RASSNER: If Your Honor please, I object to that.

This is an appeal to prejudice.

THE COURT: Counsel, I am going to ask you to restrain

yourself now. You are out of order in making that

statement. .

The Jury is entitled to determine this.

In the meantime, I will ask you please to be seated.

MR. RASSNER: Yes, sir.

THE COURT: All right. You may proceed.

MR. BEVERLY: The point is this. This is a man who

has grown up in this community, and whether he was in

this community or any other community is immaterial.

The fact is that this is a man who has worked all his life

and he is going to continue working for the remainder of

his life; and money, to him, doesn’t come any easier

than it does to me or any other working man.

So keep in mind that he is the individual Defendant in

this lawsuit. That your verdict, if returned against Mr.

27

Green, will be against Mr. Green, individually.”

Further. prejudice to the petitioner’s case was the

comments by the Trial Court to petitioner’s counsel to “sit

down” when petitioner’s counsel was endeavoring to protect

the rights of a seaman in the Federal Court by means of

voicing what petitioner’s counsel considered valid objection.

It is respectfully submitted that the Court was in error in

failing to act sua sponte in correcting the following incorrect

statement by respondent's counsel of the law of the case.

**Because, again, we are-back to the same thing; and that

is who did what wrong? “:

Bl

Remember I asked you on Opening Statement to place

one question in your mind and attempt to keep it there

throughout the duration of this lawsuit and see how you

would answer it.

That question was: What did Charles Green do wrong?

And I would simply suggest to you at this point that the

evidence is, I think, very clear that Charles Green has

done nothing wrong.”

‘The Court below was in error in sustaining a judgment

entered on a verdict arrived at in the absence of any

understandable or applicable instructions as to the law of the

case.

In the case of Sprague uv. ee a 250 F. 2d

123, the Court stated:

“Because of the undisputed evidence on the-subject as to

~<a?

unseaworthiness the direction of a verdict in plaintiff's

favor was proper and the judgment is affirmed.” (p. 124,

. 250 F. 2d)

The vessel was unseaworthy as a matter of law. Ballwanz

vu, Isthmian Lines, Inc. 319 F. 2d 457 (4 Cir. 1963).

In the case of June T, Inc. v. King, 290 F. 2d 404

(1961), the Court stated at page 407:

“Conducting the operations with a single crew member,

the seaman hauling in nets from the starboard side could

not be both on the starboard side 9s occasion demanded

and on the port side to stop the winches if trouble arose.

The fact finder had a rational basis for concluding that

for the operations contemplated, there was more for one

man to do than was reasonably prudent. Of course, to be

inadequately or improperly manned is a classic case of an

unseaworthy vessel. See Boudoin v. Lykes Bros. S.S. Co.,

Inc., 1955, 348 U.S. 336, 75 S. Ct. 382, 99 L. Ed. 354,

1955 A.M.C. 488.”

“The Judge likewise credited the plaintiff’s testimony

that the cable was piling up on the winch drums and

that some action was necessary. The action taken by him

certainly could not be held as a matter of law to have

been the sole cause. Donovan v. Esso Shipping Co., 3

Cir., 1958, 259 F. 2d 65, 66-67, 1958 A.M.C. 2096. To

the extent that it was contributory, this would merely

reduce the damage award. Cox v. Esso Shipping Co., 5

Cir., 1957, 247 F. 2d 629, 636, 1957 A.M.C. 1927.”

Assuming that the petitioner kicked the cable, it in

nowise excuses the respondent for its breach of warranty of

seaworthiness.

29

In the case of Texas Menhaden Company v. Johnson,

332 F. 2d 527 (5 Cir. 1964), the Court held the vessel liable

when the line that libelant was handling caught his hand and

crushed it against a spoc'!.

The cases of Gibbs v. Kiesel, 382 F. 2d 917 (1967),

Saunders v. Pool Shipping Co., Ltd., 235 F. 2d 729 and June

T, Inc. vu. King, supra, clearly demonstrate the vessel's

liability.

See also:

Seas Shipping Co. v. Sieracki, 328 U.S. 65;

_ Petterson v. Alaska Shipping Co., 205 F. 2d 478, aff'd

| 847: US. 396; 74 S.Ct. 601.

Rogers v. U.S. Lines, 205 F. 2d 57, rev'd per curiam 347

U.S. 984, 74 S. Ct. 849;

Mollica v. Compania Sud Americana de Vapores, 202 F.

2d 25 (CCA 2d);

Amador v. A/S J. Ludwig Mowinckels Rederi, 224 F. 2d

437 (CCA 2d); ;

Nelson v. Robin Line S.S. Co., 39 F. 2d 430;

Mahnich v. Southern S.S. Co., supra; bs

Arizona v. Analich, 298 U.S. 110, 56 S. Ct. 707;

Southern Railway-Carolina Division Co. v. Bennett, 233

U.S. 80, 34 S. Ct. 566; .

30 ‘

Sweeney v. Erving, 228 U.S. 233, 38 8. Ct. 416:

Southern R. Co. v. Derr, 240 F. 73;

Baltimore & Ohio R. Co. v. Kast, 299 F. 419, c.d. 266

U.S. 613, 45 S. Ct. 95;

The decision by the court below charging the unrelated

principles of negligence law was not cured by the mention of -

_ the correct law concealed from the jury’s comprehension by

the confusing comments as to the principles of unrelated law.

The Supreme Court, Appellate Division, First Department, in

the case of Nantasket, Inc. v. E. F. Raboy & Co., 31 A.D.

804, 297 N.Y.S. 2d, 684, stated at page 686:

“While the Court had properly charged the general

principles of law applicable to the respective causes of

action, upon request plaintiffs-were entitled to a clear

and unequivocal charge that plaintiff’s negligence, if any,

was not a defense to the causes of action for breach of

contract. From a reading of the entire charge and

refusals to charge, we are unable to say that the jury. was

not confused as to the relationship of plaintiffs’

negligence, if any to the causes of action in contract.

(Bacon v. Celeste, 30 A.D. 2d 324, 292 N.Y.S. 2d 54).

In the instant case the trial court charged at great length

as to the law of negligence, unconnected with the law of the

case. Accordingly, the decision by the court below was in

conflict with that of the United States Court of Appeals of

the 6th Circuit; in the case of O'Brien v. Willys Motors, Inc.,

385 F.2d 163 (1967), wherein the following appears at page

167: :

31

a)

“It is also claimed that the court erred in

questioning the plaintiff’s witness, Mr. Billings, on his

testimony before it in another trial. The previous trial

was unconnected with the case at bar and we think the

questioning , was’ out of order and tended to be

prejudicial to the plaintiff.

oe

* * *&

In the case of McNello v. John B. Kelly, Inc., 283 F. 2d

96 (1960), the error comes squarely within ” concept. The

Court stated at page 102:

“The question of liability in the present case was

submitted to the jury with what was tantamount to no

instructions at all. Few more fundamental errors with

respect to a charge can be conceived. A holding that

counsel’s failure to take exception to such a procedure

bound his client would, in’our opinion, result ina om

miscarriage of justice.”

The decision by the court below is in conflict with the

uniform concept of applicable law not only laid down by the

United States Supreme Court, the various courts of appeal, as

heretofore noted, but of the ‘State Court of New York, as set

forth in the Nantasket case, supra. _

CONCLUSION

© :

1. Petiticaer having conceded that respondent’s version

of the physical conditions of the place of the accident could

be considered as correct, thus: obviating any conflict of fact,

. the decision as to liability became a question of law

exclusively within the. province of the Court for decision

pursuant to 45 amar § 51, as interpreted by this

Honorable Court in the case of Brady v. Southern R.R. Co.

420 U.S. 476, 64 S.Ct. 232, and other decisions, supra.

2. Where prejudicial error is apparent on the face of the

record, failure to object does not constitute a waiver of the

right to appeal.

3. When instructions to the jury are tantamount to no

instructions at all, failure to take exception to such procedure

is reviewable on the appeal to avoid a gross miscarriage of

justice.

4. When an Appellate Court enunciates a revolutionary

concept in conflict with holdings by the Supreme Court and

other Courts of Appeal, such decision merits consideration by

the United States Supreme Court, particularly where it is

quite apparent that a litigant was denied equal justice to that

uniformly accorded to other litigants on identical facts.

5. The. decision by the Court below affects every

litigant’s right to a fair and impartial trial and uniform and

equal administration of justice. es

6. The Court, over objection directing petitioner's \

counsel to sit down ratified respondent's counsel as to the

erroneous statement of the law which was, in substance, as

follows:

That petitioner could not recover unless he proved that

Charles F. Green, a local uninsured resident, had personally

wrongfully caused the accident.

Respectfully submitted,

_ JACOB RASSNER

Attomey for Petitioner

NOTICE OF APPEAL

IN THE UNITED STATES DISTRICT COURT FOR THE

_ MIDDLE DISTRICT OF FLORIDA

HOWARD LITTLE,

Plaintiff,

a

CHARLES F. GREEN,

Defendant.

Notice is hereby given that HOWARD LITTLE, plaintiff

- above named, hereby appeals to the United States Court of

Appeals for the Fifth Circuit from the order of August 1,

1968 denying plaitiff’s motion for summary judgment; the

order of Noyember 21, 1968 denying plaintiff’s motion for a

rehearing of the motion for a summary judgment; from the

judgment entered in this action on the 4th day of December,

1968 based on the jury’s verdict in favor of the defendant

and against the plaintiff; from the Court’s denial of plaintiff's

motion for a directed verdict at the close of the entire case

and from the order of Hon. Ben Krentzman, U.S.D.J. of

December 23, 1968, which denied plaintiff's motion for a

new trial and the fudgment thereon.

NORMAN MILLER JACOB RASSNER

Attorney for Plaintiff Attorney for Plaintiff

Office & P.O. Address Office & P.O. Address

19 W. Flagler Street 15 Park Row we

Miami, Florida New York, N.Y. 10038

I hereby certify that a true copy of the foregoing was

mailed to Beverly, Moyle, Gentry & Jones, Esqs., Attorneys

for Defendant, 707 N. Flagler Drive, West Palm Beach,

Florida this 8th day of January, 1969.

s/ Jacob Rassner

ORDER DATED NOVEMBER 21, 1968

A-2

IN THE UNITED STATES DISTRICT COURT FOR

THE MIDDLE. DISTRICT OF FLORIDA FT. MYERS DIVISION

HOWARD LITTLE,

Plaintiff,

vs.

CHARLES F'. GREEN,

Defendant.

THIS CAUSE came on for consideration upon the

plaintiff’s Motion for Summary Judgment pursuant to the

Federal Rules of Civil Procedure, Rule No. 56. The plaintiff's

motion for summary judgment was originally heard before the

Honorable Joseph P. Lieb and denied by his order of August

1, 1968. There has not been any additional or new affidavits,

memoranda or information submitted by the plaintiff or the

defendant in relation to the motion for summary judgment.

The Court has considered the plaintiff’s motion for

rehearing, the original motion for summary judgment,

supporting memoranda and affidavits and is otherwise advised

in the premises. It is, therefore,

ORDERED and ADJUDGED:

That the plaintiff’s motion ‘or a rehearing of the motion

Bl

for summary judgment be and the same is hereby denied.

DONE and ORDERED at Tampa, Florida, this 21st day

of November, 1968.

Ben Krentzman

BEN KRENTZMAN

UNITED STATES DISTRICT

JUDGE

B2

JUDGMENT OF JUDGE KRENTZMAN DATED JAN. 13, 1969

IN THE UNITED STATES DISTRICT COURT FOR THE

MIDDLE DISTRICT OF FLORIDA FORT MYERS DISTRICT

HOWARD LITTLE,

Pi A hae Pre hana Lactne as lel

Plaintiff,

vs.-

CHARLES F. GREEN,

Defendant. | ;

FINAL JUDGMENT

THIS CAUSE having been tried on the issues of

negligence and unseaworthiness before a jury at Fort Myers,

Florida, and a verdict of not guilty having been entered by i

the jury on December 4, 1968, it is

ORDERED AND ADJUDGED that the Plaintiff shall

take nothing by his suit against the Defendant, CHARLES F.

GREEN, and the Plaintiff shall go hence without day. The i

amount of maintenance ahd cure to which Plaintiff is entitled,

if any, having been severed upon stipulation of the parties :

from the issues presented to the jury herein, shall be fixed by

the Court upon final hearing to be set upon proper motion by ,

the Plaintiff. ,

C1

DONE AND ORDERED at Tampa, Florida, this 13th

day of January, 1969.

Ben Krentzman

United States District Judge

C-2

ORDER DATED DECEMBER 23, 1968

IN THE UNITED STATES DISTRICT COURT FOR THE

_ MIDDLE DISTRICT OF FLORIDA FT. MYERS DIVISION

HOWARD LITTLE,

Plaintiff,

vs.

CHARLES F. GREEN,

Defendant.

ORDER

THIS CAUSE came on for consideration upon” the

plaintiff’s motion for a new trial pursuant to Rule 59 of the

Federal Rules of Civil Procedure. The Court has considered

the motion and is otherwise advised in the premises. It is,:

therefore, |

ORDERED and ADJUDGED:

That the plaintiff’s motion for a new trial be and the

same is hereby denied.

DONE and ORDERED at Tampa, Florida, this 23rd day

of December, 1968.

BEN KRENTZMAN

BEN KRENTZMAN

UNITED STATES DISTRICT

JUDGE ,

D-1

EEE eee

ORDER DENYING PETITION FOR REHEARING EN

BANC

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

No. 28161

HOWARD LITTLE,

Plaintiff-Appellant,

versus

CHARLES F. GREEN,

Defendant-Appellee,

Appeal from the United States District Court for

the Middle District of Florida

Before BROWN, Chief Judge, COLEMAN and CLARK,

Circuit Judges.

BY THE COURT:

IT IS ORDERED that appellant’s petition for an order

enlarging the time for filing of a petition for rehearing en

banc in the above cause is hereby DENIED. -

E-1

LS ,

OPINION OF COURT OF APPEALS

IN THE

UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

No. 28161

HOWARD LITTLE,

Plaintiff- Appellant,

versus

CHARLES F. GREEN,

Defendant- Appellee.

Appeal from the United States District Court for the

Middle District of Florida

@

(June 24, 1970)

Before BROWN, Chief Judge, COLEMAN and CLARK,

Circuit Judges.

CLARK, Circuit Judge: Howard Little, a seaman who

was injured while working as a member of the crew of the

shrimp trawler ROVING GAMBLER, sued Charles F. Green,

the: owner of the vessel. Little’s complaint contained a count

under the Jones Act! for negligence, and a count under the

General Maritime Law for breach of the warranty of

seaworthiness.2 The issues of negligence and unseaworthiness

were tried to a jury and a general verdict was returned for the

defendant. The plaintiff appeals on a claim of confusion

between the legal principles applicable to negligence and the

strict liability doctrine of unseaworthiness which allegedly

arose both in. statements of counsel to the jury and in the

instructions of the court. He also contends the ROVING

146 U.S.C.A. Sec. 688 (1957).

2The complaint also contained a count for maintenance and cure, but ]

this issue was separated from the rest of the case and reserved for

the court. It is not before us on this appeal.

sat i er ne Oe ee

=~ es

GAMBLER was unseaworthy as a fatter of law. Finding no

reversible error in the record, we affirm.

ie

Plaintiff Little was acting as a rigman on the ROVING

GAMBLER on January 6, 1967. He was operating winches to

bring in the nets used for catching shrimp when the cable ‘

attached to the net overrode or wound upon itself on the

winch drum. Little tried to correct the override by kicking it.

His leg was caught in the cable and drawn into the winch and

he was seriously and permanently injured.

At the time of the accident the ROVING GAMBLER

had a crew of three: a captain who was in command and

usually piloted the vessel; a rigman who Operated the winches

which lowered and raised the nets; and a header who cut off

the heads of the shrimp. Both the captain and the leader were

supposed to assist in certain phases of the net operations.

The ROVING GAMBLER operated two large traw! nets

simultaneously — one off each side of the vessel — by trailing

them from cables attached to port and starboard booms

known as outriggers. The forward end of each trawl net was.

held open when in the ocean, by a pair of heavy wooden

vanes called doors. Each net and set of doors was put out and

hauled in through power supplied by a separate deck mounted

winch. Each winch utilized approximately 150 fathoms of

cable. This cable was shackled to an additional forty fathoms

of double cable forming a bridle which ran to each of the

doors.

Each winch. was separately controlled by a pair of levers,

One lever mounted horizontally and close to the deck of the

ship, was operated by foot. This horizontal lever functioned

as a brake to stop and hold the winch drum. The other lever

was mounted in a vertical position and was intended to be

F.2

operated by hand. By means of a friction coupling, this

vertical lever caused power to be transferred: to the winch.

’ This power operated only in one direction (that of winding in

the cable and nets), since the drag of the water on fhe nets as

the boat moved forward supplied the necessary force to carry

out the nets. The vertical levers were arranged so that pushing .

them toward each other operated the winches. Releasing the

vertical levers released the friction coupling and permitted the

winches to roll free, unless the foot lever brake was applied.

When raising the nets, the captain reduced fhe speed of the

trawler but remained in the wheelhouse until the bridle broke

water, at which time the speed was further reduced and the

captain was to come back to the winch and assist in the final

operations necessary to bring up the nets. ‘

The cable on the ROVING GAMBLER’s winches was

made of metal and was 3/8” in diameter. As it wound onto

the winch, the size of the cable and the tension induced by

the drag of the net were normally sufficient to keep it from

overriding on itself, but such a condition did occur

occasionally. When the bridle had left the water and begun to

wind onto the winch, the bulk of the shackle and the double

cable made it more likely that an override would occur than

when the single cable was being taken in. Such an override of

either the cable or the bridle was undesirable but it was not a

_ major problem. No mechanical means of correcting an .

override was provided on the winches aboard the ROVING

GAMBLER and no regularly used or known mechanical device

for correcting such overrides was disclosed by the proof. One

of Little’s witnesses testified: |

“Q Well, is there any other way for a man to do it [i.e.

prevent or. correct an override] 2? That you know

of? | ais

F-3 _

“A One of the latest methods we use, we have what we

a call a guide — I think one of our boats has it. It is a

piece of steel that we put down over the bridle and

it has a handle on it and we guide both those bridles

in with that handle. Pa

I haven't used it. I don’t know how effective that is.

“Q You do not have a mechanical means?

“A There is no other way except physical — you could

use your hands or your feet. That is the only way it

can be done. Or just: let is go like it is.

“Q You know of no other method of getting that cable

back?

j

“A No.” (Emphasis supplied) ee:

é The preferred method of eliminating an override was for one

7 of the crew members to tap the cable lightly with his hand.

Instead of following this practice, Little chose to kick the

cable on the occasion of his injury.

; Acting without the captain’s knowledge, Little had

; chained together the vertical levers that controlled the power

: to the two winches operating the separate nets with a jury rig

appliance he had brought aboard. The effect of this chain

device was to keep the power to the winches locked in the on

or incoming position without the necessity for the rigman’s

holding the two levers with his hands. Consequently, when

Little’s foot was caught, the winch power could not be

stopped by simply releasing his hand hold on the levers.

rt sbistatalipveabied dices i de

bith tabi

In his brief and argument here, Little urges reversal on

F-4

~

these points: (1) The vessel was unseaworthy as a matter of

law. (2) Counsel for defendant, in his opening statement and

closing argument, misstated the law applicable to

unseaworthiness by intimating that the jury must find that

Green had done something “wrong” in order for Little to

recover and the court failed to correct the misimpression

conveyed by such statement. (3) The instructions of the court

failed to properly set out the law to the jury, in that they

were confusing and improperly commingled principles of

negligence and unseaworthiness.

Little makes no valid challenge of the jury’s verdict on

the negligence issue which he raised below. There is

substantial evidence on which the jury could base its finding

that Little knew the dangers of kicking the cable to correct

an override. In fact it is without dispute that Little had been

twice warned against this practice. Therefore, if he was to

recover at all it must necessarily have been on the basis of

unseaworthiness.

J

I.

UNSEAWORTHINESS

_ In the pretrial stipulation, Little stated it to be his

contention that the vessel was unseaworthy because ‘“‘a cable

failed to wind evenly onto the drum [of the winch] but

instead overrode and that thereby an unseaworhty condition

existed; [and] that there were ‘not a sufficient number of

competent fellow seamen employed tox _ Perform the work

required of the plaintiff.” During argument over instructions

to the jury, counsel for Little stated:

“My entire case and my summation has been based on

the fact that the absence of a sufficient number of men

F-5

» to do a particular job — with the concession that

otherwise the vessel was seaworth[y] .... I respectfully

ask Your Honor to charge the Jury that the definition of

unseaworthiness includes the absence [of a sufficient

number of crewmen].”

In his brief in this Court, Little again contends that the

unseaworthy condition was the override. Evidence on both

theories was developed in the trial court and we will consider

them both on this appeal.

The Override. The jury had abundant evidence to find

that an override, in itself, was not dangerous. There was

testimony that the most that could happen when an override

occurred was that the nets or the doors might come up out of

the water unevenly, but that this difference in the location of

the doors, even if it amounted to four or five feet, had no

significant effect on the shrimping operations or the

equipment and was in nowise dangerous to the vessel or its

mission. Plaintiff testified, to the contrary, that the nets

would be “torn wide open” if the doors came up unevenly,

"and there was other testimony that if the nets came up

unevenly it was likely to throw the vessel off course. The jury

had the right to resolve this conflict in the testimony against

plaintiff and, therefore, the right to believe that an override

was not an inherently dangerous condition that required

correction. There was no evidence that the override aboard

the ROVING GAMBLER, which Little tried to correct, was in

any way a unique type of condition. It appears that an

override may occur as a normal incident to the use of shrimp

trawler winches. Counsel have directed our attention to no

authority to support the proposition that this mere possibility

of an override created an unseaworthy condition as a matter

of law. In the face of abundant evidence that overrides were

neither dangerous nor a condition that demanded correction

F-6

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418

wo King, 200 F.3d 404 (Gth Cr. 1961). But

no vessel is unseaworthy as « matter of law because

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Boltimore, 118 F.2d 643 (Gth Cir.

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up, then

captain was in the proper place and the number of men

— to do, and doing, the job

ondip aanbenteiecn

aboard the ROVING GAMBLER

to be done — was proper.

In ye Prag ap

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to furnish a

interded use.

fitness: rot

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When it came to the instructions themselves, the Court

very clearly tol? the jury that liability for unseaworthiness did

not depend upon negligence, fault or blame: In part the

charge stated:

“Liability for an unseaworthy condition does not in any

wy depend upon negligence or fault or blame. That is

to say, the ship owner or operator may have exercised

due cx, under the circumstances, and may have had no

notice or knowledge of the unseaworthy condition which

proximately caused, if it did, the injury orrdamage.”

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s

time, but

quite clear objection at the charge conference did

of

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not include the element of absence of a sufficient number of

men to Go a particular job and becawe the charge id not

state i hace verde that the burden of proof of contributory

negligence wes on the defendant. After this objection was

made the court recelied the jury and added these requested

chesges. No further objection appeared in the record before

the jury retired to consider their verdict. Counsel advised this

| -

contentic... i tas sort completely dehors the record.

The judgment appealed trom is in ail things

a

AFFIRMED. °

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F-16 na |

ORDER DATED JULY 31, 1968 |

UNITED STATES DISTRICT COURT

MIDDLE DISTRICT OF FLORIDA

TAMPA DIVISION

—_-

HOWARD LITTLE,

Plaintiff,

ORDER

THIS CAUSE came on for consideration upon Plaintiff's

Motion for Summary Judgment, and the Court having

considered said motion on the basis of the pleadings,

Interrogatories and Answers to Interrogatories, depositions,

affidavits, statenients and briefs of counsel for the respective

parties, and being otherwise fully advised in the premises, it is

therefore,

ORDERED and DECREED:

That plaintiff's Motion for Summary Judgment be, and

the same is hereby, DENIED.

DONE and ORDERED at Tampa, Florida, this 31st day

of July, 1968.

Joseph P. Lieb

UNITED STATES DISTRICT

JUDGE

G1

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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