Petition for Writ of Certiorari — Willems Industries, Inc. v. United States
Supreme Court brief1962
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APR 12 1962
JOHN F. DAVIS, CLERK
IN THE
Supreme Court of the United States
OctToBER TERM, 1961
yo, 867
LELAND A. CHAPPELLE, Petitioner
v.
Duper C. SHARP, eT AL., Respondents
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR
THE DISTRICT OF COLUMBIA CIRCUIT
Sommers T. Brown
Pav. M. RHODES
Counsel for Petitioner
Of Counsel:
Ruopes, Simms & Brown
612 Barr Building
Washington 6, D. C.
seuaamnidenmauanal
Panes ov Braces S. Assess, Waemmasen. D.C. -
*
SUBJECT INDEX
Page
Opinions Below 2. oi. 2c cccccccccccvcccsccccccvcccsce 2
ices icsebaabes ener grtteeeeeeettes 2
Question Presented ........ sGvenb ibe beweseerdyede’ 2
Statutes and Constitutional Provisions Involved ..... 3
Statement of the eR se ee ar a ood 3
ReaSons er Se SO WOUND a ka nicvreesccecsonsé 6
Decision Below in Conflict With Prior Decisions of
That Same Court and Contrary to Rules of Prac-
tice Established by This Court for Lower Courts.. 7
Even If Procedure Below Was Acceptable, Decision
Below Is Contrary to Law of Cases From This
SE Secswatsrebsbwesse Seeiadvesate vevdeeeees 10
Case Presents Question of Sufficient Importance to
Warrant This Court’s Attention ................ 13
NS ee aan ee OE ee ibe nh abe napaahane 14
CITATIONS
CasEs :
American Federation of Musicians v. Stein, 213 F. 2d
ee, Oe, Os Os cb oescecctevesecees
SE is SE ET Os Ep pc ticdchcvcenecencese 11
Brewer v. Simpson, 53 Cal. 2d 567, 349 P. 2d 289 .... 12
Callaway v. Hamilton Nat. Bk. of Wash., 90 U. S.
I Oe ey Be We OND cbc ccccvesctcscress 8, 10
Conley v. Gibson, 355 U.S. 41.0... cc cccccccccces 12
Galliher v. Cadwell, 145 U.S. 368 .............. 10, 11, 12
Hammond v. Hopkwns, 143 U.S. 224 ............... 8
Hoehn v. Crews, 144 F. 2d 655, cert. den. 323 U. S.
773, reh. den. 323 U. S. 817, affm’d 324 U.S. 200.. 11
Holmberg v. Armbrecht, 327 U.S. 392 ............. 11
Mount Vernon Savings Bank v. Wardman, 84 U. S.
Ba ah Ey BED BBO OOD ccccccccccccccccces 10
Subject Index Continued
Page
Pfister v. Cow Gulch Oil Co., 189 F. 2d 311; cert. den.
Rea ae ey ee ee eee
Riley v. Titus, 89 U. 8. App. D. C. 79, 190 F. 2d 653;
cert. den. 342 U.S. 855; reh. den. 342 U. S. 889 ....8, 10
Sibbach v. Wilson & Co., 312 U. 8.1 .............. 10
Sis v. Boarman, 11 App. D. C. 116 .............4... ll
Swart v. Johnson, 48 Cal. App. 2d 824, 120 P. 2d 699 12
Wieman v. Uppdegraft, 344 U.S. 183 ..........4... 6
STATUTES:
el ee Gi EN SEED cccssendicscvredsesens 2
Be ee Oh ae EE vevcccsacecscesscoas 3, 5, 7, la
BD Wie Ws Bip as BED Secdccedtevevecccs 3, 5, 7, 9, la
ConsTITUTIONAL Provisions:
Constitution of U. S., Fifth Amendment ...........
COPY BOUND CLOSE IN CENTER
IN THE
Supreme Court of the United States
Octoser Term, 1961
No.
LeLanD A. CHAPPELLE, Petitioner
v.
Duptey CO. Suarp, er au., Respondents
_
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR
THE DISTRICT OF COLUMBIA CIRCUIT
To the Honorable Chief Justice of the United States
And the Associate Justices of the Supreme Court
of the United States:
Leland A. Chappelle, petitioner herein, by his attor-
nheys, prays that a writ of certiorari issue to review the
judgment of the United States Court of Appeals for
the District of Columbia affirming the dismissal of
petitioner’s cause.
2
OPINIONS BELOW
The District Court wrote no opinion or findings of
fact. (J. A. 9).* The judgment of the Court of
Appeals has not been officially reported, but is printed
as Appendix B to this petition, infra, p. 3a.
JURISDICTION
The judgment of the Court of Appeals was dated
and entered on November 22, 1961. Appellant’s peti-
tion for rehearing was denied on January 15, 1962.
The jurisdiction of this Court is invoked pursuant to
28 U. 8. C. Section 1254(1).
QUESTIONS PRESENTED
In the opinion of petitioner, the questions presented
in this case are:
1. Under the Federal Rules of Civil Procedure, may
the defense of laches be raised by a motion to dismiss
for failure to state a claim upon which relief can be
granted ?
2. Does the time lapse of thirty-four and one-half
months, per se, that is, without any showing of preju-
dice to result from a change of circumstances, consti-
tute laches, so as to bar in its entirety a civil action
by a wrongfully discharged government employee seek-
ing reinstatement, a clearing of his employment records,
and lost pay?
* Page 9 of Joint Appendix of Brief for Appellant in Court
of Appeals.
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3
STATUTES AND CONSTITUTIONAL PROVISIONS
INVOLVED
This case involves questions relating to:
1. Rules 8(¢) and 12(b) of the Federal Rules of
Civil Procedure, 28 U. 8, C., F. B.C. P. 8(¢) and 12(b),
which are printed in Appendix A, infra, p. 1a.
2. The Fifth Amendment to the Constitution of the
United States, which is also printed in Appendix A,
infra, p. 2a.
STATEMENT OF THE CASE
solely on the facts pleaded in the complaint and the
date established by the affidavit.
Petitioner is a United States citizen and an experi-
enced firefighter who was employed by the Department
of the Air Force at Anderson Air Force Base, Guam.
He was a Schedule A employee (Excepted Appoint-
ment) who had served his probationary period and held
4 permanent status, which was within Tenure Group I
for reduction in force purposes. His civil service grade
was GS-081-10, $/4,
4
Following several denials by intermediate appeal
authorities, petitioner’s removal was reviewed by the
Grievance Review Committee of the Office of the See-
retary of the Air Force; and, based upon that review,
the Secretary ordered that petitioner be restored to
his position or to one of “like seniority, status
and pay”’.
That restoration order was issued under date of
December 20, 1956, but no action was taken by the local
personnel office to reinstate petitioner until February
26, 1957, when he was notified that he was being given
a “*Temporary Appointment”’ in a job in the civil serv-
ice grade of GS-081-11, 8/2. This position was in
Tenure Group III for reduction in force purposes. |
That purported restoration obviously was not a
compliance with the order of the Secretary that peti-
tioner be restored to a “‘ position of like seniority, status,
and pay’’. It was temporary rather than permanent;
it was in grade 11 step 2 rather than in grade 10 step 4;
and it was within Tenure Group III rather than Ten-
ure Group I for reduction in force purposes. And on
February 27, 1957, the very next day after the pur-
ported notice of restoration, petitioner was served with
notice that it was necessary to “‘separate you by redue-
tion in force because of a required reduction in per-
sonnel’’,
Petitioner was separated pursuant to that notice
and he remains so separated. He diligently pursued
his avenues for administrative relief and exhausted
them on August 1, 1957. During the almost two and
one-half years in which he was seeking to recover his
job and status by administrative actions, and since the
final administrative denial therein, petitioner remained,
and is now, a resident of the Island of Guam. He ob-
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5
tained other work as a means of earning a livelihood
but was unable to find a position comparable in pay and
other respects to that which had been taken from him.
On June 17, 1960, petitioner filed action in the
United States District Court for the District of Colum-
bia seeking equitable reliefs in the forms of a declara-
tory judgment rendering null and void the adminis-
trative actions which had deprived him of his job and
a mandatory injunction ordering a clearing of his
employment records a proper job reinstatement with
acerued seniority and status, and an award for mone-
tary loss. Federal jurisdiction was founded upon the
Act of June 25, 1948, ¢, 646; 62 Stat. 930; U.S.C. Title
28, sec. 1331, 1332.
Respondents, without having answered the complaint,
moved to dismiss for failure to state a claim upon
which relief could be granted. The sole grounds relied
Petitioner opposed the motion on the grounds that,
under Rule 8(¢) of the Federal Rules of Civil Proce-
dure, the defense of laches may not be raised in that
manner; and that even if it could be so raised, there
were not sufficient facts before the court to sustain the
defense.
The district court treated the motion as a motion
for summary judgment pursuant to Rules 12(b) and
56, F.R.C.P., and entered summary judgment dismiss-
ing the complaint.
Petitioner appealed, and the United States Court
of Appeals for the District of Columbia affirmed on
6
the grounds that the time interval of thirty-four and
one-half months between the date of exhaustion of the
administrative remedies and the date of filing of the
civil action constituted laches and, therefore, peti-
tioner’s claim was barred.
REASONS FOR GRANTING THE WRIT
By affirming the District Court’s dismissal of peti-
tioner’s complaint, the Court of Appeals has sustained,
in the process by which petitioner has been and is being
deprived of his job and federal employee status, two
additional departures from established law and the due
process of law to which petitioner is entitled.
The actions of the local personnel office is patently
failing to comply with the Secretary’s restoration
order, and in holding up any restoration action for a
period in excess of two months for the obvious purpose
of setting the stage for the reduction in force action
which was to follow within the twenty-four hours imme-
diately following the purported restoration, were gross,
arbitrary, and discriminatory deprivations of petition-
er’s rights to his job and status. Those rights are guar-
anteed protection by the ‘‘due process’’ clause of the
Fifth Amendment of the Constitution of the United
States, and petitioner is entitled to effect that protection
through the courts (Wieman v. Uppdegraft, 344 U.S.
183, 192).
When petitioner took his case to the courts, the courts
below refused to require that the respondents follow
the rules of procedure under which cases are to be
heard and in accordance with which petitioner at-
tempted to prosecute his case. Those rules have been
enacted as laws of the United States and the refusal by
the courts to enforce them led to the dismissal of peti-
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7
tioner’s case in violation of law and in the absence
of the “‘due process” contemplated and assured by
them.
In ruling upon the issue of laches which was treated
as raised in petitioner’s case, the courts below also
departed from the law as established by prior decisions
of this Court. By applying incorrect rules of law,
those courts have concluded that petitioner is not en-
titled to any relief and have refused to hear his case.
Decision Below in Conflict With Prior Decisions of That Same
Court and Contrary to the Rules of Practice Established
By This Court
Without having answered to petitioner’s complaint
in the trial court, respondents moved to have the com-
plaint dismissed for failure to state a claim upon which
relief could be granted. In their argument in support
of that motion, respondents relied solely upon the
defense of laches. No deficiency in the cause stated in
the complaint was alleged. It is clear, therefore, that
it was not a failure to state a claim that respondents
wished to put into issue—it was rather a defense to the
claim stated.
But Rule 8(c) of the Federal Rules of Civil Proce-
dure provides in pertinent part that:
8... (ce) Affirmative Defenses. In pleading to
a preceding pleading, a party shall set forth affirm-
atively accord and satisfaction, . . +) + » oy laches,
+ ++) +++, and any other matter constituting an
avoidance or affirmative defense. .
And Rule 12(b) then requires that:
... Every defense, in law or fact, to a claim for
relief in any pleading . . . shall be asserted in the
responsive pleading thereto if one is required. ...
8
The Rules are clear, therefore, in their requirement
that in order to raise the affirmative defense of laches
against a claim made in a complaint, said defense must
be asserted in the answer thereto, and may not be
raised by a motion to dismiss. (See Riley v. Titus,
89 U.S. App. D.C. 79, 190 F. 2d 653, 656, cert. den.,
342 U.S. 855, 72 S. Ct. 82, 96, L. Ed. 644, reh. den.,
342 U.S. 889, 72 S. Ct. 179, 96 L. Ed. 667; Callaway v.
Hamilton Nat. Bk. of Wash., 90 U.S. App. D.C. 228,
195 F. 2d 556, 562).
The reasonableness and desirability of such a rule
is made clear when we bear in mind that laches is an
equitable defense and, as such, can be determined and
applied or rejected only after a weighing of the equities
of the case in the light of all relevant facts. (Hammond
v. Hopkins, 143 U.S. 224, 250, 12 S. Ct. 418, 36 L. Ed.
134; Pfister v. Cow Gulch Oil Co., 189 F. 2d 311, cert.
den., 342 U.S. 887, 72 S. Ct. 177, 96 L. Ed. 665). Those
same facts will of necessity be relied upon and inter-
woven with other facts to be relied upon in the presenta-
tion or defense of the other issues of the case, and to
allow such an expansive and all-embracing issue as
laches to be singled out for a separate determination
would be tantamount to allowing the party raising it to
put the party against whom it is asserted to the intoler-
able task of a multiple proof of his claim—once to over-
come the assertion of laches, and again on the trial of
the merits.
The foregoing considerations apply with unusual
force and vigor in the case now before the Court because
the petitioner, although a native of the United States,
is and for some time has been a resident of the Island
of Guam, and to require multiple proofs in this case
would work peculiar prejudice and hardship upon him.
CORY ROLIND Cl OeCE IM Pe Aareo
9
That the Rules do not contemplate that the defense of
laches may be raised by motion is further evidenced
by the fact that Rule 12(b) specifically enumerates
certain defenses which, as exceptions to the general
rule may be made by motion; but laches is not included
among those exceptions. And again, the apparent rea-
son is that those exceptions consist of defenses technical
in nature and factually unrelated to the general issues.
The issues involved in the determination of the defenses
of lack of jurisdiction, improper venue, insufficiency of
process, and insufficiency of service of process, as ex-
amples of those excepted defenses, will turn on facts
independent of and unrelated to the facts needed in
the determination of substantive issues of the case
itself. But that is not the situation with the issue of
laches, since, as has been pointed out, the determina-
tion thereof requires a weighing and balancing of the
equities of the case.
It is clear, therefore, that a party’s cause should
not be tested against the defense of laches solely on the
facts alleged in the complaint and the time interval
involved. In federal pleading a party is not required
to anticipate and plead against the defense of laches.
He should not include such matter in his complaint
and he is entitled to have the defendant plead and
prove all the essential elements of the defense.
Petitioner relied upon this point in the trial court
but was overruled. He urged it again before the Court
of Appeals but that Court ignored it in its decision.
Petitioner asked for a rehearing for the reason that
no consideration was given to it in the decision but
rehearing was denied.
In refusing to address itself to the question, the
Court of Appeals silently has refused to follow the rule
10
which it had laid down in the Riley and Gallaway cases,
supra.
The federal rules of civil procedure have the force
and effect of statutes. (Sitbbach v. Wilson & Co., 312
U.S. 1, 7, 13; American Federation of Musicians v.
Stein, 213 F. 2d 679, cert. den. 348 U.S. 873.) As such
they are controlling of the procedure to be followed
in the federal courts, and the court is without authority
to vary that procedure to the clear prejudice of a
litigant.
Even If Procedure Below Was Acceptable, Decision Below Is
Contrary to Law of Cases From This Court
The only fact offered by respondents in support of
their motion to dismiss on the ground of laches was the
fact that approximately thirty-four (34) months had
elapsed between the date of petitioner’s exhaustion of
his administrative remedies and the date on which he
filed suit.
But it is firmly settled law that a time delay alone
does not constitute laches. As this Court said in Galli-
her v. Cadwell, 145 U.S. 368, 373, 12 S. Ct. 873, 36
L. Ed. 738:
.. . laches is not, like limitation, a mere matter
of time; but principally a question of the inequity
of permitting the claim to be enforced, an inequity
founded upon some change in the condition or
relation of the property of the parties.
Before the doctrine of laches may be applied, there-
fore, it must have been shown that the enforcement of
the asserted right would work an injustice upon the
party pleading the laches (See: Mount Vernon Savings
Bank v. Wardman, 84 U.S. App. D.C. 343, 173 F. 2d
COPY BOUND Ct Neb mw ecesees
11
The respondents in this case put in no evidence tend-
ing to establish that they would be prejudiced by a
granting of the reliefs sought.
The courts below, however, dismissed petitioner’s
complaint upon respondents’ showing of the single fact
that there had been a time lapse of approximately
thirty-four (34) months prior to his institution of the
suit. In so doing, the courts treated that period of
delay as laches per se as to the entire complaint.
of one of the parties,
It is clear, therefore, that a time lapse of thirty-four
34) months does not constitute laches per se, and the
12
make it of first importance that he should promptly
take the action requisite to effectively assert his
rights, to the end that if his contention be justified,
the government may be disturbed as little as pos-
sible, and that two salaries shall not be paid for a
single service.
But the public policy considerations which were
controlling in that case are not present in this case.
The factual situations of the two cases are significantly
different.
In this case the petitioner was purportedly reinstated
on one day and then removed by reduction in force
on the next day. It is clear that he never occupied a
job or position that has been filled by another employee.
It is equally clear that the government would be no
more disturbed by being required to properly reinstate
him now than it would have been if it had been required
to do so at an earlier time.
It is possible that he might not be entitled to lost
pay during the entire period that lapsed before he
brought suit, but that is a question which the trial
court should pass upon after hearing the facts relating
to the delay. The complaint should not have been
dismissed in the absence of respondents’ establishment
beyond doubt that petitioner could not prove any set
of circumstances entitling him to any of the reliefs
prayed for. Conley v. Gibson, 355 U.S. 41, 46. The
defense of laches is a creature of equity, intended to
protect a defendant who has been prejudiced by a delay
in bringing action (Galliher v. Cadwell, supra) and
as such it should not be treated as a device for punish-
ing a delinquent plaintiff when some or all of the
relief sought can be granted without prejudice to the
defendant (See: Swart v. Johnson, 48 Cal. App. 2d
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13
824, 120 P. 2d 699; Brewer v. Simpson, 53 Cal. 2d 567,
349 P, 2d 289).
Case Presents Question of Sufficient Importance to Warrant
This Court's Attention
This case presents questions of paramount public
interest and importance. Petitioner has been deprived
of his federal employment and status by arbitrary and
discriminatory conduct on the part of certain govern-
ment officials. He has sought the aid of the courts but
has been denied the right to have his case heard accord-
ing to the laws setting forth the rules of procedure for
the hearing of cases. And finally, he has had his cause
dismissed without regard to and in violation of the
rule of law on the substantive question raised.
The aforementioned violations of petitioner’s indi-
vidual liberties and rights is sufficient to bring the
matter before this Court and to cause the Court to
extend its arm in protection of those rights. But even
more is at stake. The excellence and integrity of a
government are tested and judged according to the
concern it manifests for the rights of its subjects.
Arbitrary and discriminatory tactics are violative and
destructive of such qualities, and such tactics have no
place within our governmental departments or system.
If we are to expect others to follow our lead, our
standards certainly must be higher than that.
If the fundamental and constitutionally guaranteed
rights of the citizens and the virtues of our system of
government are to be fostered and safeguarded, peti-
tioner’s case should be heard.
14
CONCLUSION
For the foregoing reasons, this petition should be
granted.
Respectfully submitted,
Sommers T. Brown
Pav. M. Rxopes
Counsel for Petitioner
Of Counsel:
Ruopes, Simms & Brown
612 Barr Building
Washington 6, D. C.
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APPENDIX A
Statutes and Constitutional Provisions Involved
28 U.S.C., F.R.C.P. 8(c) and 12(b):
Rule 8(c), General Rules of Pleading—A ffiirmative De-
fenses. In pleading to a preceding pleading, a party shall
set forth affirmatively accord and satisfaction, arbitra-
tion and award, assumption of risk, contributory negligence,
discharge in bankruptcy, duress, estoppel, failure of con-
sideration, fraud, illegality, injury by fellow servant, laches,
license, payment, release, res judicata, statute of frauds,
statute of limitations, waiver, and any other matter con-
stituting an avoidance or affirmative defense.
Rule 12(b), Defenses and Objections—How Presented.
Every defense, in law or fact, to a claim for relief in any
pleading, whether a claim, counterclaim, cross-claim, or
third-party claim, shall be asserted in the responsive plead-
ing thereto if one is required, except that the following
defenses may at the option of the pleader be made by
motion: (1) lack of jurisdiction over the subject matter,
(2) lack of jurisdiction over the person, (3) improper
venue, (4) insufficiency of process, (5) insufficiency of
service of process, (6) failure to state a claim upon which
relief can be granted, (7) failure to join an indispensable
party. A motion making any of these defenses shall be
made before pleading if a further pleading is permitted.
No defense or objection is waived by being joined with one
or more other defenses or objections in a responsive plead-
ing or motion. If a pleading sets forth a claim for relief
to which the adverse party is not required to serve a respon-
sive pleading, he may assert at the trial any defense in
law or fact to that claim for relief. If, on a motion assert-
ing the defense numbered (6) to dismiss for failure of the
Pleading to state a claim upon which relief can be granted,
matters outside the pleading are presented to and not
excluded by the court, the motion shall be treated as one
-
f
Rule 56, and all pa
acd te Ee lati aces petioaes te ac a
motion by Rule 56.
Constitution of United States, Fifth Amendment
No person shall be held to answer for a capital, or other-
wise infamous crime, unless on a presentment or indict-
ment of a Grand Jury, except in cases arising in the land
or naval forces, or in the Militia, when in actual service
in time of war or public danger; nor shall any person be
subject to the same offense to be twice put in jeopardy of
life or limb; nor shall be compelled in any criminal case
to be a witness against himself, nor be deprived of life,
liberty, or property, without due process of law; nor
shall private property be taken for public use, without
just compensation.
3a
APPENDIX B
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
No. 16310
Letamp A. Cuarreiiz, Appellant
v.
Duvizy C. Suanr, Secretary of the Department of the
Air Force, et al., Appellees
Appeal from the United States District Court
for the District of Columbia
Decided November 22, 1961
Mr. Sommers T. Brown, with whom Mr. Paul M. Rhodes
was on the brief, for appellant.
Mr. Nathan J. Paulson, Assistant United States Attor-
ney, for appellees. Mr. David C. Acheson, United States
Attorney, Mr. Charles T. Duncan, Principal Assistant
United States Attorney, aud Miss Doris H. Spangenburg,
Assistant United States Atiorney, were on the brief for
appellees.
Before Paerrrmax, Wasutworon and Bunoer, Circuit
Judges.
pay for the period of his unemployment. His appeal to
the Civil Service Commission was adversely decided on
4a
August 1, 1957. He filed his complaint June 17, 1960,
This was thirty-four and one-half months after the final ”
administrative action on his removal. The defendant
officials moved to dismiss, filing in support an affidavit
reciting facts which upon their face posed the problem
of laches. Plaintiff filed an opposition, in which he re.
ferred to the defendants’ ‘‘attempting to raise the issue
of laches’’. The trial court entered summary judgment,
The plaintiff’s case was barred by laches. The law
on the point was established by Arant v. Lane’ in 1919 and
has consistently been applied by the federal courts in many -
cases since then.2, The judgment of the District Court is
Affirmed.
1249 U.S. 367, 372.
2F.g., Norris v. United States, 257 U.S. 77 (1921); Nicholas.
v. United States, 257 U.S. 71 (1921); Jones v. Summerfield, 105
U.S. App. D.C. 140, 265 F. 2d 124 (D.C. Cir.), cert. denied, 361
U.S. 841 (1959); Drown v. Higley, 100 U.S. App. D.C. 326, 244°
F. 24 774 (D.C. Cir. 1957); O’Connor v. Summerfield, 99 U.S.
App. D.C. 249, 239 F. 2d 69 (D.C. Cir. 1956) ; Haas v. Overholser,
96 U.S. App. D.C. 22, 223 F. 2d 314 (D.C. Cir. 1955); Sawyer
v. Stevens, 95 U.S. App. D.C. 267, 221 F. 2d 822 (D.C. Cir. 1954),
cert. denied, 348 U.S. 959 (1955); Davis v. Summerfield, 95 U.S.
App. D.C. 78, 219 F. 2d 510 (D.C. Cir.), cert. denied, 349 US.
965 (1955); Grasse v. Snyder, 89 U.S. App. D.C. 352, 192 F. 2d.
35 (D.C. Cir. 1951) ; Caswell v. Morgenthau, 69 App. D.C. 15, 987
F. 2d 296 (D.C. Cir.), cert. denied, 305 U.S. 596 (1938). q
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