Appendix — United Nuclear Corp. v. Thomas
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| Supreme Court, U.S.
— pe Fil. ED
85 - 1279 JAN 28 1986
N
JOSEPH F. SPANIOL. JR.
—=—
0.
IN THE iA
Supreme Court of the United States
OCTOBER TERM, 1985
UNITED NUCLEAR CORPORATION,
KERR-MCGEE CORPORATION,
QUIVIRA MINING COMPANY and
HOMESTAKE MINING COMPANY OF CALIFORNIA,
re Petitioners,
ENVIRONMENTAL PROTECTION AGENCY,
Respondent.
APPENDICES TO
PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
PETER J. NICKLES *
RICHARD A. MESERVE
FREDERICK G. HEROLD
COVINGTON & BURLING
1201 Pennsylvania Avenue, N.W.
P.O. Box 7566
Washington, D.C. 20044
(202) 662-6000
G. STANLEY CROUT
SUNNY J. NIXON
STEPHENSON, CARPENTER, CROUT
& OLMSTEAD
P.O. Box 669
142 W. Palace Avenue
Santa Fe, New Mexico 87501
(505) 982-4611
* Counsel! of Record
WILSON - EPES PRINTING Co., INC. - 789-0096 - WASHINGTON, D.C. 20001
) >
TABLE OF CONTENTS
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APPENDIX A
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
Nos. 83-1014, 83-1041, 83-1206, 83-1300
AMERICAN MINING CONGRESS, UNITED NUCLEAR CORPORA-
TION, HOMESTAKE MINING COMPANY, QUIVIRA MINING
COMPANY, KERR-MCGEE CORPORATION, SIERRA CLUB,
THE ENVIRONMENTAL DEFENSE FUND, INC., NATIONAL
RESOURCES DEFENSE COUNCIL, SOUTHWEST RESEARCH
AND INFORMATION CENTER, and JEAN SLATTERY,
Petitioners,
Vv.
LEE M. THOMAS, Administrator,
Environmental Protection Agency, and
ENVIRONMENTAL PROTECTION AGENCY,
Respondents.
STATE OF COLORADO,
Intervener.
[Filed Sept. 3, 1985]
Petition for Review of the Standards
Promulgated by the Environmental Protection Agency
Before LOGAN and McWILLIAMS, Circuit Judges, and
BOHANON, District Judge.*
* Honorable Luther L. Bohanon, Senior United States District
Judge for the District of Oklahoma, sitting by designation.
2a
LOGAN, Circuit Judge.
These consolidated cases involve challenges to the En-
vironmental Protection Agency’s (EPA) standards for
the cleanup and disposal of uranium mill tailings origi-
nating from designated inactive mill sites. The EPA
established these standards pursuant to its authority
under the Uranium Mil! Tailings Radiation Control Act
of 1978 (‘UMTRCA), as amended, 42 U.S.C. $$ 2022 and
7901-7942. The UMTRCA required the EPA to promul-
gate standards that could be applied generally to protect
the environment and-the public health and safety from
radioactive and nonradioactive hazards posed by uranium
mill tailings at both active and inactive processing sites.
Under the statutory scheme the federal government and
the affected state share the costs of the remedial action
taken to control mill tailings, see 42 U.S.C. § 7917, with
the possibility of later reimbursement from private par-
ties. id. § 7925. The EPA standards that we review here
pertain only to inactive mill sites. In a companion case
released this day we review regulations relating to active
mill sites. See American Mining Congress v. Thomas,
—— F.2d (10th Cir. 1985) (Active Sites Case).
The following parties filed petitions for review of these
standards: the American Mining Congress, a trade asso-
ciation; joint petitioners United Nuclear Corporation,
Kerr-McGee Corporation, Kerr-McGee Nuclear Corpora-
tion, and Homestake Mining Company; joint petitioners
Sierra Club, Environmental Defense Fund, Natural Re-
sources Defense Council, Southwest Research and Infor-
mation Center and Jean Slattery; and the State of Colo-
-ado as intervenor. In addition, the State of Wyoming
filed an amicus brief.
I
The final product of the milling process for uranium
ore is uranium-rich “yelloweake,” U.O.. The milling
process also produces a residue of either slime or coarse
sand. This residue, which comprises the uranium mill
3a
tailings piles, contains radioactive material, the most
significant of which is radium. Radium decays to produce
radon. Radon is an inert gas, some of which escapes
from the tailings particles into the atmosphere. Airborne
radon degrades into a series of short half-life decay
products that are hazardous if inhaled. [f the radon gas
does not escape the mill tailings piles, its decay products
remain in the piles and produce gamma radiation, which
may be harmful to people and animals living near the
mill tailings piles. Uranium mill tailings also contain
potentially dangerous nonradioactive materials such as
arsenic and selenium. These toxic and radioactive mate-
rials may be ingested with food or water. 48 Fed. Reg.
590, 592 (1983). See generally 1 Environmental Protec-
tion Agency, Final Environmental Impact Statement for
Remedial Action Standards for Inactive Uranium Proc-
essing Sites 3-68 (1982) [hereinafter FEIS-IN].
To deal with the perceived dangers presented by
uranium mill tailings, Congress enacted the UMTRCA.
When it passed this legislation in 1978, it stated, in a
section titled “Congressional findings and purposes”:
“uranium mill tailings located at active and inactive
mill operations may pose a potential and significant
radiation health hazard to the public, and that the
protection of the public health, safety, and welfare
. require[s] that every reasonable effort be made
to provide for the stabilization, disposal, and control
in a safe and environmentally sound manner of such
tailings in order to prevent or minimize radon
diffusion into the environment and to prevent or
minimize other environmental hazards from such
tailings.”
42 U.S.C. § 7901(a).
In the UMTRCA, Congress gave the Department of
Energy (DOE) and the Nuclear Regulatory Commission
4a
(NRC) responsibility for implementing a remedial pro-
gram to clean up and dispose of the mill tailings. See id.
<< 7911-7924. The EPA is responsible for promulgating
the general standards that the implementing agencies
must meet. See id. §§ 2022(a), 7918(a).
The EPA issued proposed general standards for the
remedial program in two parts: cleanup standards and
disposal standards. The EPA intended the cleanup stand-
ards to reduce the detrimental health consequences of
tailings that have been dispersed from the tailings piles
or used in construction. 45 Fed. Reg. 27,370, 27,370
(1980). The EPA intended that the disposal standards
place the tailings piles “in a condition which will be safe
for a long time.” Jd.
On April 22, 1980, the EPA Administrator published
for comment “Proposed Cleanup Standards for Inactive
Uranium Processing Sites.” 45 Fed. Reg. 27,370 (1980).
These proposed standards were “for cleanup of open lands
and buildings contaminated with residual radioactive
materials (mainly tailings) from inactive uranium proc-
essing sites.’ Id. The EPA made them immediately
effective as interim standards pending comment, review,
and promulgation of the final standards. The EPA also
issued a draft environmental impact statement to support
the proposed standards.
The proposed cleanup standards established allowable
levels of radium concentration in soil contaminated by
dispersed tailings. The standards also set permissible
levels of radon decay product concentration and gamma
radiation ir occupied or occupiable buildings affected by
the tailings.’
1 The propesed standard for soil contamination read:
“(a) tae average concentration of radium-226 attributable to
residual radioactive material from any designated processing
site in any 5 cm thickness of soils or other materials on open
5a
In addition, these proposed standards contained excep-
tions to strict compliance if certain criteria were met.
Id. at 27,375. At qualifying sites, the implementing
agency was to perform remedial action that would come
as close as possible to meeting the standard to which
the exception applied. Jd.
The EPA issued the second set of proposed standards,
the disposal standards, on January 9, 1981. 46 Fed. Reg.
2556 (1981). The disposal standards placed limits on
the radon release to the atmosphere from the tailings
piles and also placed limits on water contamination from
the piles. Jd. These standards required that the tailings
be disposed of in a manner “that provides a reasonable
expectation that these limits will be satisfied for at least
one thousand years.” * Id.
land within 1 foot of the surface, or in any 15 cm thickness
below 1 foot, shall not exceed 5 pCi gm.”
45 Fed. Reg. at 27,374. A curie is the amount of radioactive ma-
terial that produces 37 billion nuclear transformations per second.
One picocurie (pCi) = 10° Ci. Id.
The proposed standard for buildings stated that the levels of
radioactivity in any occupied or occupiable building shall not exceed,
due to residual radioactive materials from any designated processing
site, either: (1) 0.015 WL as an average annual indoor radon
decay product concentration, including background; or (2) 0.02
milliroentgen/hour of indoor gamma radiation above background.
Id. at 27,374-75. A WL or working level is “any combination of
short-lived radon decay products in one liter of air that will result
in the ultimate emission of alpha particles with a total energy of
130 billion electron volts.” Jd. at 27,374.
2 Specifically, the proposed standard for the radon emission limit
from the tailings pile read: “(a) The average annual release of
radon-222 from a disposal site to the atmosphere by residual radio-
active materials will not exceed 2 pCi/m*-sec.” 46 Fed. Reg. at
2562. A footnote to the standard read:
“The radon emitted from a tailings site after disposal will
come from the tailings and from materials covering them.
Radon emissions from the covering materials should be esti-
mated as part of developing a disposal plan for each site... .
After disposal], the radon emission standard is satisfied if the
emission rate is less than or equal to 2 pCi/m*-sec plus the
emission rate expected from the disposal materials.”
6a
In the proposed disposal standards the EPA left little
doubt that it foresaw covering the tailings piles as the
most viable means to achieve the proposed radon emis-
sion standards. The EPA stated,
“In the draft EIS we analyze the health and en-
vironmental protection benefits and the costs of sev-
eral levels of controlling tailings, assuming a variety
of potential control methods. We find that radon
emission levels of an ‘average’ pile can be reduced
to approximately the levels characteristic of ordinary
land by applying a soil cover at costs in a range of
about 1 to 14 million (1979) dollars.”
Id. at 2559.
One of the standards established limits for concentra-
tions of toxic substances in underground sources of drink-
ing water. Another water standard required that sub-
3 This standard provides:
“(b) Substances released from residual radioactive materials
after disposal will not cause
(1) The concentration of that substance in any underground
source of drinking water to exceed the level specified in Table
A, or
(2) An increase in the concentration of that substance in
any underground source of drinking water, where the concen-
tration of that substance prior to remedial action exceeds the
level specified in Table A for causes other than residual radio-
active materials. This subsection shall appiy to the dissolved
portion of any substance listed in Table A at any distance
greater than 1.0 kilometer from a dispusal site that is part of
an inactive processing site, or greater than 0.1 kilometer if
the disposal site is a depository site.
Table A
Milligrams /liter:
SEITE. neohiuicd- cident annsinateaehaneninlnbaoasiaabarntaciaosaahatenendicbeiaes 0.05
I eae ee eee ade ameiieiian 1.0
ERE PLS OR RE a Rs SACO IR 0.01
RIS AE TET Aon ae Rates a0T Et SUS le OW Ape OO CEE 0.05
[Continued }
7a
stances released from the disposal site “after disposal will
not cause the concentration of any harmful dissolved sub-
stance in any surface waters to increase above the level
that would otherwise prevail.” /d. at 2562.
The EPA received extensive comments on both the pro-
posed cleanup ar.d disposal standards. See Ii FEIS-IN
(‘summary of comments and responses). The comments
were wide ranging—the industry petitioners argued that
there was insufficient evidence of risk of harm to warrant
the standards, while the environmental groups argued that
the proposed standards did not provide adequate protec-
tion against the risks posed by the tailings. Both sides
buttressed their arguments with technical studies and
expert analysis.
Congress in 1982 discussed amendments to the
UMTRCA to extend the deadline for the promulgation of
final standards and enacted an amendment on January 4,
1983. See Act of Jan. 4, 1983, Pub. L. No. 87-415, sec.
18, 96 Stat. 2067, 2077 (1983) (codified at 42 U.S.C.
§ 2022(a)) (generally referred to as the “1982 amend-
ment”). Anxious to institute standards for the mill
tailings, Congress also provided that should the EPA
miss the extended deadline, remedial action would com-
3 [Continued }
Re ial bc Regt B rats RICO DM ART. p35 Me datet TA Co. 0.05
RR ee METAR Ri Ri rsa Fi ik Maat finn BVA ata ee 0.002
RRR eel note A en: Bo 0.05
Pm COE ID iis och sce eee 10.0
ee eae EES OS OES, RATA BE BLA: 0.01
FTN AILS Bata nln A Sel nha NO td A 0.05
pCi/liter:
Combined radium-226 and radium-228 ................ 5.0
Gross alpha particle activity
(including radium-226 but
excluding radon and uranium) ........... Shecatees 15.0
SINIIIIIID. Sid nhasschannsend ncsnpubudnibiciainahelatedes cabieplauaie 10.0”
46 Fed. Reg. at 2562-63.
amnesic asaen maaan
8a
mence using the proposed standards. /d.; House Conf.
Rep. No. 884, 97th Cong., 2d Sess. 44-45, reprinted im
1982 U.S. Code Cong. & Ad. News 3603, 3614-15. By
the time Congress passed the amendment its specified
deadline for inactive sites had already passed. See 42
U.S.C. § 2022(a). Important for our purposes is that
Congress also included in the 1982 amendment a sentence
explaining the various factors that it required the EPA
to consider in developing the standards: “In establishing
such standards, the Administrator shall consider the risk
to the public health, safety, and the environment, the
environmental and economic costs of applying such stand-
ards, and such other factors as the Administrator deter-
mines to be appropriate.” /d.
On January 5, 1983, one day after Congress passed the
amendment, the EPA promulgated the final “Standards
for Remedial Actioius at Inactive Uranium Processing
Sites,” which covered both cleanup and disposal require-
ments. 48 Fed. Reg. 590 (1983) (filed Dec. 30, 1982)
(codified at 40 C.F.R. §§ 192.00-.43 (1984)). The final
regulations differed, in some ways quite substantially,
from the proposed standards. In explaining the changes
in general terms the EPA said:
“In response to comments on the proposed stand-
ards for disposal and for cleanup, we have evaluated
a number of alternatives in terms of their costs and
the reductions achievable in potential health effects.
A number of changes have been made, including
raising some of the numerical limits and eliminating
some requirements. The purpose of most of these
changes is to make implementation easier and less
| costly. The changes should not result in any substan-
tial loss of health or environmental protection over
that which would have been provided by the proposed
standards.”
48 Fed. Reg. at 599.
After specifically explaining in a table the various
alternatives it had considered for disposal of the mill
9a
tailings piles, the EPA divided the alternatives into cate-
gories of least cost, optimized cost-benefit, or nondegra-
dation alternatives. Jd. at 591. To justify the less strin-
gent final disposal standards, the EPA said that the
original standards it had proposed were close to non-
degradation standards and that they would have been
difficult to implement because they required cleanup and
control limits close to background levels of radiation. /d.
It also said that “the small incremental health benefits,
when compared to the benefits for less stringent alterna-
tives, do not appear to justify the large additional costs.”
Id. In its final standards, the EPA purported to select
an “optimized cuost-benefit” rather than a “least cost”
alternative. Jd. The fina! standard for control or disposal
of the tailings piles set the radon emission limit at 20
pCi/m’s rather than the proposed 2 pCi/m*s limit.‘ /d.
Furthermore, the EPA changed the flat 1000 year dis-
posal longevity requirement, qualifying it with the lan-
guage, “to the extent reasonably achievable and, in any
ease, for at least 200 years,....” 40 C.F.R. § 198.02(a)
(1984).
The final regulation set the cleanup standard for land,
the maximum concentration level of radium 226, at 5
4
“§ 192.02 Standards.
Control shall be designed to:
(a) Be effective for up to one thousand years, to the extent
reasonably achievable, and, in any case, for at least 200 years,
and,
(b) Provide reasonable assurance that releases of radon-222
rs
from residual radioactive material to the atmosphere will not:
(1) Exceed an average release rate of 20 picocuries per
square meter per second, or
(2) Increase the annual average concentration of radon-222
in air at or above any location outside the disposal site by more
than one-half picocurie per liter.”
40 C.F.R. $192.02 (1984) (footnotes omitted) (emphasis in
original).
10a
pCi gram averaged over the first 15 centimeters of soil
and at 15 pCi’gram for soil layers more than 15 centi-
meters below the surface.” This standard was an increase
from the 5 pCi/gram level set out in the proposed stand-
ard for subsurface soil. 46 Fed. Reg. at 2562. After
explaining the differences between the proposed and final
regulations for dispersed tailings contaminating the soil,
the EPA stated that it believed the final standards ‘will
result in essentially the same degree of cleanup, and will
be simpler to implement.” 48 Fed. Reg. at 600.
The EPA also adjusted the final standards on the
limits for radioactivity in buildings affected by the mill
tailings. The EPA increased the maximum permissible
level of radon decay product concentration from 0.015 WL
to 0.03 WL, requiring, however, that ‘reasonable effort
shall be made to achieve, an annual average (or equiva-
lent) radon decay product concentration (including back-
ground) not to exceed 0.02 WL.” 40 C.F.R. § 192.12(b)
(1) (1984). The level of gamma radiation allowed by
the final standards is no more than 20 microroentgens
per hour over background level. Jd. § 192.12(b) (2).
Commenting upon the difficulty of assessing water con-
tamination at the various sites and stating a belief that
there was a low probability of additional contamination
6
“S$ 192.12 Standards
Remedial actions shall be conducted so as to provide reason-
able assurance that, as a result of residual radioactive materials
from any designated processing site:
(a) The concentration of radium-226 in land averaged over
any area of 100 square meters shall not exceed the background
level by more than—
(1) 5 pCi/’g, averaged over the first 15 cm of soil below the
surface, and
(2) 15 pCi/g, averaged over 15 cm thick layers of soil
more than 15 cm below the surface.”
40 C.F.R. § 192.12 (1984) (emphasis in original).
lla
at most sites, the EPA retreated from its proposed water
regulations, stating that it was refusing to enact general
regulations on the subject. 48 Fed. Reg. at 599. The
EPA, however, did recognize the potential for site-
specific water contamination problems. In the cases where
there was a potential for ground water contamination,
the EPA declared that it had provided:
“in the implementation section of these standards,
that judgments on the possible need for monitoring
or remedial actions should be guided by relevant con-
siderations described in EPA’s hazardous waste man-
agement system, and by relevant State and Federal
Water Quality Criteria for existing and anticipated
uses of the aquifer.”
Id. at 599-600. The EPA adopted the same approach to
surface water contamination, leaving the regulatory bur-
den to the DOE and the NRC on a site-specific basis,
although it indicated that it thought surface water would
be adequately protected in any case by its general dis-
posal standards. Jd.
The final standards, like the proposed standards, in-
corporated provisions allowing the implementing agency
to grant exceptions if certain criteria were met. See 40
C.F.R. §§ 192.21-.22 (1984).
The industry petitioners, the environmental groups, and
the State of Colorado raise the following issues for our
consideration: (1) whether the EPA must find that the
mill tailings piles present “sa significant risk” of harm
before promulgating standards under the UMTRCA; (2)
whether the EPA’s radon emission and radium-in-soil
standards are invalid because they are on-site standards
beyond the EPA’s authority to promulgate: (3) whether
the EPA standards unlawfully impose management, de-
sign, and engineering requirements; (4) whether the
PA should engage in a cost-benefit analysis in estab-
lishing the standards for the final regulations, particu-
12a
larly the radon emission standard; (5) whether the
EPA’s standards for the mill tailings piles are arbitrary
and capricious because they are unsupported by the record
and bear no rational relationship to the protection of the
public safety and health and the costs required to imple-
ment them; and (6) whether by abandoning general
water quality standards and standards regarding non-
radiological toxic pollutants the EPA has acted contrary
to the law.
The UMTRCA refers to the Administrative Procedure
Act, 5 U.S.C. $$ 701-706, for standards of judicial review
of rules promulgated under it. See 42 U.S.C. $ 2022(c)
(2). The appropriate standard of review for this type of
informal, notice and comment rulemaking is that an
agency’s action may be set aside if found to be “arbi-
trary, capricious, an abuse of discretion, or otherwise
not in accordance with iaw,” 5 U.S.C. § 706(2) (A). The
Supreme Court recently has reiterated a restrictive view
of the arbitrary and capricious standard, stating:
“The scope of review under the ‘arbitrary and ca-
pricious’ standard is narrow and a court is not to
substitute its judgment for that of the agency.
Nevertheless, the agency must examine the relevant
data and articulate a satisfactory explanation for its
action including a ‘rational connection between the
facts found and the choice made.’ ... In reviewing
that explanation, we must ‘consider whether the de-
cision was based on a consideration of the relevant
factors and whether there has been a clear error of
judgment.’ ... Normally, an agency rule would be
arbitrary and capricious if the agency has relied on
factors which Congress has not intended it to con-
sider, entirely failed to consider an important aspect
of the problem, offered an explanation for its decision
that runs counter to the evidence before the agency,
or is so implausible that it could not be ascribed to a
difference in view or the product of agency expertise.”
13a
Motor Vehicle Manufacturers Ass’n v. State Farm Mu-
tual Automobile Insurance Co., 463 U.S. 29, 43 (1983)
(citations omitted). In addition, as part of our review,
we also determine: (1) whether the agency acted within
the scope of its authority, and (2) whether the agency
complied with the prescribed administrative procedures.
See Citizens to Preserve Overton Park, Inc. v. Volpe, 401
U.S. 402, 415-17 (1971); American Petroleum Institute
v. EPA, 540 F.2d 1023, 1028 (16th Cir. 1976), cert.
denied, 430 U.S. 922 (1977); 5 U.S.C. § 706(A) (2) (C)
& (D).
II
A preliminary question arises as to what documents we
may review in considering these petitions. The EPA, sup-
ported by the environmental petitioners, has moved to
strike references in the briefs filed by industry peti-
tioners to documents and reports not in the record. In-
dustry petitioners not only allege that those items are
proper for our consideration but have moved to supple-
ment the record to include the documents and reports
that they cite. A decision on the appropriate use of these
materials is important, because, in this case, we are a
reviewing body, not an independent decision maker. We
do not substitute our judgment for the judgment of the
agency simply because we might have decided matters
differently. We agree with the comments in Deukmejian
v. Nuclear Regulatory Commission, 751 F.2d 1287, 1323-
1326 (D.C. Cir. 1984), that the agency’s action must be
reviewed on the basis articulated by the agency and on
the evidence and proceedings before the agency at the
time it acted. Aggressive use of extra-record materials
also would run directly counter to the admonitions of the
Supreme Court in Motor Vehicle Manufacturers Associa-
tion.
Thus, any exception to this general rule against the
use of extra-record materials must be extremely limited.
Nevertheless, a few courts have found exceptions. A
l4a
recent law review article discusses the problem that we,
and all other appellate courts, face in determining whether
and how to use extra-record citations. Stark & Wall,
Setting No Records: The Failed Attempts to Limit the
Record in Review of Administrative Action, 36 Ad. L.
Rev. 333, 335 (1984). The article notes that, on review,
parties have offered extra-record studies and other evi-
dence under a number of justifications, including (1)
that the agency action is not adequately explained and
cannot be reviewed properly without considering the cited
materials, see Citizens to Preserve Overton Park, Inc. v.
Volpe, 491 U.S. 402, 420 (1971); (2) that the record is
deficient because the agency ignored relevant factors it
should have considered in making its decision, see Hiatt
Grain & Feed, Inc. v. Bergland, 446 F. Supp. 457, 467
(D. Kan. 1978), aff'd on other grounds, 602 F.2d 929
(10th Cir. 1979), cert. denied, 444 U.S. 1073 (1980) ;
(3) that the agency considered factors that were left out
of the formal record, see Environmental Defense Fund,
Inc. v. Blum, 458 F. Supp. 650, 661 (D.D.C. 1978); (4)
that the case is so complex and the record so unclear that
the reviewing court needs more evidence to enable it to
understand the issues, see Bunker Hill Co. v. EPA, 572
F.2d 1286, 1292 (9th Cir. 1977); and (5) that evidence
coming into existence after the agency acted demonstrates
that the actions were right or wrong, see American
Petroleum Institute v. EPA, 540 F.2d 1023, 1034 (10th
Cir. 1976), cert. denied, 480 U.S. 922 (1977). As Stark
and Wall observe, when such justifications are offered
the court is forced as a practical matter to examine the
material, whether or not motions to supplement the record
are granted. 36 Ad. L. Rev. at 343-44.
In the instant case one or more of the above justifica-
tions are advanced with respect to virtually all extra-
record citations. We have in fact considered those ma-
terials to see if they fall within any of these possible
justifications. But the fact that we examine these ma-
terials for the limited purposes set forth above does not
15a
mean that the cited items should become a part of the
record in these cases. The references to such extra-record
items, we believe, are substantially akin to the practice of
citation to scientific treatises in ordinary civil cases.
Therefore, we deny the EPA’s motion to strike the refer-
ences; but we also deny all motions to supplement the
record except the EPA’s unopposed motion to supplement
the record with a letter of transmittal dated June 8,
1983, from Christopher Herman of the EPA to Larry
Boggs, counsel for petitioner American Mining Congress
and two accompanying memoranda dated April 27, 1983,
and June 7, 1983.
Iii
The industry petitioners ° contend that the language and
legislative history of tne UMTRCA require the EPA to
find that the mill tailings piles pose a “significant risk”
before the EPA may promulgate regulations dealing with
the mill tailings piles. Petitioners rely on Industrial
Union Department, AFL-CIO v. American Petroleum In-
stitute, 448 U.S. 607 (1980) (hereinafter the Benzene
case). In the Benzene case, Justice Stevens, for the plu-
rality, invalidated OSHA regulations intended to protect
workers from the carcinogenic effects of benzene. Justice
Stevens and three other members of the Court agreed
that under $$ 3/8) and 6/b)(5) of the Occupational
Safety and Heaith Act,’ before the Secretary may promul-
gate any permanent standards for workers’ health and
safety, he must find that their workplace presents a
significant risk of harm. Jd. at 642. In so concluding, the
plurality relied heavily upon the actual language from
$§3(8) and 6(b)(5). Id. at 641-42.
6 In the text of this opinion we refer to American Mining Con-
gress, United Nuclear Corporation, Kerr-McGee Corporation, Kerr-
McGee Nuclear Corporation, and Homestake Mining Company as the
“industry petitioners.” Although we recognize tnat some of their
arguments differ, most do overlap.
729 U.S.C. §§ 652(8) and 655(b) (5).
l6a
We believe that the Benzene case and all the other
OSHA cases requiring a threshold finding of significant
risk are readily distinguishable from the case at hand.
In the UMTRCA Congress commanded the EPA, the
NRC, and the DOE to deal with the problems posed by
uranium mill tailings:
“The Congress finds that uranium mill tailings lo-
cated at active and inactive mill operations may pose
a potential and significant radiation health hazard to
the public, and that the protection of the public
health, safety, and welfare and the regulation of in-
terstate commerce require that every reasonable effort
be made to provide for the stabilization, disposal, and
control in a safe and environmentally sound manner
of such tailings in order to prevent or minimize
radon diffusion into the environment and to prevent
or minimize other environmental hazards from such
tailings.”
42 U.S.C. $ 7901(a) (emphasis added). It would be dis-
ingenuous to hold, after reading Congress’ own state-
ment of its findings and purposes, that the EPA must
make its own determination of whether radon emissions
present a risk significant enough to warrant regulation
under the UMTRCA. Admittedly, the language “may
pose a potential and significant radiation health hazard
to the public” might lead one to question whether Con-
gress was resolute on the degree of danger the mill tail-
ings pose. Yet, even if Congress was unsure of the abso-
lute risk posed by mill tailings, it was sure of its desire
to stabilize and dispose of the tailings and that “every
reasonable effort be made to provide for the stabilization,
disposal, and control in a safe and environmentally sound
manner:. ... fd.
The legislative history of both the UMTRCA and its
1982 amendment confirm our belief that it is unneces-
sary for the EPA to make its own determination that the
tailings pose a significant risk. The House Report on the
17a
UMTRCA stated, “[a]s a result of being for all practical
purposes, a perpetual hazard, uranium mill tailings
present the major threat of the nuclear fuel cycle.” H.R.
Rep. No. 1480, Part 1, 95th Cong., 2d Sess. 11, reprinted
in 1978 U.S. Code Cong. & Ad. News 7433, 7433. Thus,
Congress considered the mill tailings a hazard, despite
evidence brought before it that mill tailings might not
pose an immediate danger to current generations. In
part two of the same House Report the NRC Chairman,
Dr. Joseph M. Hendrie, described how the mill tailings
piles present a hazard to the public health:
“Unlike high-level radioactive waste from the back
end of the nuclear fuel cycle, which contains products
of the fission reaction, mill tailings contain only
naturally occurring radioactive elements, in small
quantities. ...
The health effects of this radon production are tiny
as applied to any one generation, but the sum of
these exposures can be made large by counting far
into the future, large enough in fact to be the domi-
nant radiation exposure from the nuclear fuel cycle.”
Id. at 25, 1978 U.S. Code Cong. & Ad. News at 7452. By
including such passages in its report, Congress showed
it was clearly aware that the mill tailings themselves did
not pose an immediate grave danger to persons in being.
Nevertheless, Congress chose to consider protecting future
generations by enacting the UMTRCA and requiring the
immediate stabilization and disposal of those tailings.
The 1982 amendments did not change the thrust of the
original UMTRCA plan. The changes in the legislation
that pertained to the EPA’s duties under the UMTRCA,
according to the House Conference Report, were not
designed to change the EPA’s basic regulatory approach.
House Conf. Rep. No. 884, supra, at 47, 1982 U.S. Code
Cong. & Ad. News at 3617. Instead, Congress designed
the amendments to set out the factors that the EPA
18a
should consider in developing the standards. The Con-
ference Report indicated that Congress did not find fault
with the EPA’s proposed standards.
“In each instance, the conferees have agreed to in-
clude specific references in the appropriate sections
of the Atomic Enersy Act directing EPA and NRC,
in promulgating such standards or regulations, to
consider the risk to the public health, safety, and the
environment, the environmental and economic costs
of such standards of [sic] regulations, and such other
factors as EPA or NRC, respectively, determine to
be appropriate.
... The conferees note that this language reflects
accurately the current regulatory approach of the
agencies. The language agreed to by the conferees
should not result in any delays in establishment of
remedial action standards. EPA, for example, has
already advised the conferees that it is considering
costs in formulating its inactive site requirements.
. . . Moreover, in adopting the language, the con-
ferees intend neither to divert EPA and NRC from
their principal focus on protecting the public health
and safety nor to require that the agencies engage
in cost-benefit analysis or optimization.
The conferees are of the view that the economic
and environmental costs associated with standards
and requirements established by the agencies should
bear a reasonable relationship to the benefits ex-
pected to be derived. This recognition is consistent
with the accepted approach to establishing radiation
protection standards, and reflects the view of the
conferees that, in promulgating such general en-
vironmental standards and regulations, EPA and
NRC should exercise their best independent technical
judgment in making such a determination. At all
times, the conferees fully intended that EPA and NRC
recognize as their paramount responsibility protec-
19a
tion of the public health and safety and the environ-
ment.”
Id.
In this conference report there was no mention of the
necessity of finding “significant risk’ before promulgat-
ing regulations. We believe it would be outside the ap-
propriate bounds of judicial review for us to require a
showing of significant risk when Congress has been clear
in its approval of the EPA’s approach to mill tailing
regulation.®
8 Two discussions, one in the House and one in the Senate, on the
conference report may imply that the EPA should make a deter-
mination that it must find that radon presents a significant risk.
In one, Congressman Lujan stated:
“In addition, the conferees’ action is intended to lay to rest
suggestions, such as those made by EPA officials to mill oper-
ators in my State, that the preamble to the Mill Tailings Act
represents a congressional predetermination that a significant
risk exists from radon from mill tailings 0: that particular
forms of remedial action must be taken.
128 Cong. Rec. H8816 (daily ed. Dec. 2, 1982).
In the other, Senator Simpson, the bill’s floor manager, discussed
the significance of risks with Senator Wallop.
“Mr. WALLOP: ... It is my understanding that EPA and
NRC have stated that they felt compelled by the Mill Tailings
Act to impese stringent requirements, such as a 2-picocurie
radon emanation standard, irrespective of costs, because of
language in the preamble to the 1978 Mill Tailing Act. From
my reading of the applicable provision, the 1978 act directed
the agencies to take ‘every reasonable effort’ necessary to pro-
tect public health. Implicit in that language is a direction to
exercise reasonable discretion. Have [sic! the amendment
dispelled the misapprehension of the agencies on this point?
Mr. SIMPSON: I say... that, in my best estimate, they
have. The statement of [the] managers clearly states that it is
the agreement of the conferees that EPA and NRC, in promul-
gating standards and regulations, should exercise their best
independent technical judgments. The agencies should deter-
mine the risks associated will [sic] mil) tailings and the
significance of those risks. They should aiso examine various
20a
IV
The industry petitioners argue that the EPA’s radon
“flux” or emission limits and radium-in-soil cleanup
standards exceed the EPA’s statutory authorization be-
cause they operate inside the mill tailings sites. This
regulatory approaches to deal with significant risks that are
identified. Of course, we expect the approach ultimately adopted
to be reasonably related to the risks in terms of costs. In short,
Congress has not directed any specific regulatory program.
On technical issues relating to the regulation of mill tailings,
EPA and NRC should both exercise reasonable judgment on
the appropriate course to accomplish the basic purpose of the
act, which is to protect the public health and safety from
unreasonable risks.”
128 Cong. Ree. $13,055-56 (daily ed. Oct. 1, 1982).
We recognize the assistance in interpretation that these discus-
sions of the amendments provide. We are constrained, however,
by the language of the UMTRCA and the conference report tu find
that no showing of significant risk is necessary. A colloquy be-
tween two House or Senate members cannot change the conference
report, it merely is of assistance in interpreting it. See Remarks
by Congressman Udall, 128 Cong. Rec. H8824 (daily ed. Dec. 2,
1982) (*... we cannot with a colloquy change the law. We cannot
change the conference repurt. We can indicate what it means and
how it is interpreted by Members who served on it.”). To hold
that the EPA must determine that the tailings piles pose a signifi-
cant risk before rcgulating would change the entire structure of
the statute.
It is more reasonable to interpret the quoted comments to mean that
the EPA must consider the significance of the risk in weighing the
costs and benefits of the alternative standards, a subject we discuss
in Part VI. We do not believe that Congress intended the UMTRCA
to require the EPA to go through a two-phase analysis of: (1)
determining the significance of risk of radon emissions before
regulating, and (2) after a significance finding, balancing the costs
of the regulations against the benefits (reductions of risks, among
other things) of the alternatives. The language of the statute itself
and the legislative history of the statute and the amendment are
too clear on the need for regulations concerning uranium mill tail-
ings for us to interpret the statute to require a significant risk
fiiding before regulating. Instead, we believe that the alternative
that the EPA selects for regulating the piles should reflect the
significance of the risk that it believes the piles present.
2la
argument that the EPA may not adopt standards that
operate at the mill tailings sites derives from the 1970
Reorganization Plan which transferred the Atomic En-
ergv Commission (now NRC) authority to set generally
applicable environment standards to the EPA. See gen-
erally Quivira Mining Co. v. EPA, 728 F.2d 477, 480
(10th Cir. 1984) (history of reorganization). That act
defined standards to mean “limits on radiation exposures
or levels, or concentrations or quantities of radioactive
materials, in the general environment outside the bounda-
ries of locations under the control of persons possessing
or using radioactive material.” 84 Stat. 2086, 2088
(1970) (eodified at 5 U.S.C. App. § 2(a! (6) at 1132-33).
The AEC (now NRC) was to retain authority over the
licensing of commercial operations using or producing
radioactive materials. 5 U.S.C. App. at 1135.
The American Mining Congress argues that this strict
distinction between the EPA operating outside site bound-
aries and the NRC operating on-site has been maintained
in the UMTRCA. The reference to “outside the bound-
aries,” however, does not appear in the final version of
$ 275 of the UMTRCA. 42 U.S.C. § 2022(b). As finally
enacted that statute requires the EPA to adopt only
“standards of general application,” leaving ‘“implementa-
tion and enforcement” to the NRC in the conduct of its
licensing activities. /d. at § 2022(d). The legislative his-
tory and administrative interpretations prior to the
promulgation of these regulations are less than clear.
Yet Congress’ concern all along has been the procection
of the general public from radiation and other hazards
connected with these operations. See House Conf. Rep.
No. 884, supra, at 47, 1982 U.S. Code Cong. & Ad. News
at 3617. If one of the principal hazards is inert radon
gas that escapes from a pile into the atmosphere and
travels some distance, the obvious remedy is to prevent
that escape. Such remedy requires measures applicable
at the source. We hold that the EPA has not exceeded
its statutory authority in adopting this remedy.
a rn rr
22a
V
The American Mining Congress argues that the raden
“flux” or emission limits and radium-in-soil cleanup
standards limits are invalid because they influence, and
to a great extent define, the type of engineering or design
standard to be selected by the implementing agency. See
H.R. Rep. No. 1480, Part 1, supra, at 17, reprinted in
1978 U.S. Code Cong. & Ad. News at 7439 (“The EPA
standards and criteria should not interject any detailed
or site-specific requirements for management, technology
or engineering methods . . . on the Department of
Energy.”’}.
As noted above, Congress sought in the UMTRCA to
divide responsibility for disposal and cleanup among the
agencies, with the EPA setting standards for general
application and the DOE and the NRC implementing
those standards. See 42 U.S.C. §§ 7911-7925. This di-
vision of responsibility and authority, however, should not
be read to prevent the EPA from instituting a radon
flux or radium limit that could be translated into a cover-
ing measurement requirement. As we discuss in the next
section, the EPA had to meet a congressional mandate
of some sort of cost-benefit analysis in promulgating the
regulations. To do so it had to be able to estimate the
cost of implementing the regulations. To determine the
cost, the EPA had to have an approximate idea of the
type of remedial action that will be undertaken; other-
wise, its task is impossible. We therefore hold that the
EPA did not exceed its authority by enacting emission
limitations that appear to correlate directly with covering
measurements. Furthermore, because the standards are
general in nature—they apply to all sites—we do not
view them as site-specific “management, technology or
engineering” methods.
23a
VI
All petitioners criticize the EPA’s approach in con-
sidering costs and benefits in developing the standards.
The industry petitioners find fault with what they de-
scribe as the EPA’s failure to consider costs of disposal
and cleanup in comparison with what they perceive as the
limited health benefits of the regulation. The environ-
mental petitioners,’ on the other hand, argue that the
EPA should promulgate strict feasibility standards, with
a very limited review of the costs of implementing those
standards.
The environmental petitioners argue that the UMTRCA
requires the EPA to protect the public health to the
maximum extent possible, constrained only by technical
feasibility, and, to some extent economic feasibility. Feas-
ibility analysis, as the Supreme Court has used that term,
places a less severe restraint on agency action intended
to forestall environmental harm than cost-benefit analysis.
See American Textile Manufacturers Institute, Inc. v.
Donovan, 452 U.S. 490, 507-09 & n.27 (1981). Feasibility
analysis and cost-benefit analysis are mutually exclusive
approaches. /d. at 509. In light of the language of the
1982 amendment to the UMTRCA we must reject the
environmental petitioners’ argument that control of mill
tailings should be as extensive as is capable of being
performed. The amendment foreclosed the EPA’s use
of a feasibility standard in promulgating regulations by
requiring the EPA to consider “the environmental and
economic costs” of applying the standards. 42 U.S.C.
¢ 2022(a). The legislative history also reveals C ongress’
intent to forgo a feasibility standard. The conference
9In the text of this opinion we refer to joint petitioners Sierra
Club, Environmental Defense Fund, Natural Resources Defense
Council, Southwest Research and Information Center, and Jean
Slattery as the “environmental petitioners.” The arguments of the
State of Colorado as intervenor and the State of Wyoming as
aricus generally parallel those of the environmental petitioners.
24a
report noted that there should be a reasonable relationship
between the environmental and economic costs associated
with the standards and the benefits to be derived from
them. House Conf. Rep. No. 884, supra, at 47, 1982 U.S.
Cong. & Ad. News at 3617."°
We agree with the industry petitioners that the
UMTRCA does require a consideration of costs relative
to benefits, a cost-benefit analysis,’ by requiring a reason-
able relationship between costs and benefits. We have
no doubt, after reading the U MTRCA and its legislative
history, that Congiess gave the EPA a clear indication
of its intent to require some sort of cost consideration.
See American Textile Manufacturers, Inc., 452 U.S. at
510-11.
10 Also, discussing the amendments in the Senate with Senator
Schmitt, Senator Simpson rejected feasibility analysis for these
regulations:
Sen. Schmitt: “By requiring a consideration of environmental
and economic costs, is my understanding correct that the
Senator wants the regulatory agencies to consider more than
just the feasibility of their standards and regulations?
Mr. SIMPSON. The Senator’s understanding is correct. The
direction to consider costs requires more than a perfunctory
determination of whether a given cost can be borne by the
uranium industry or a particular licensee.”
128 Cong. Rec. $13,055 (daily ed. October 1, 1982).
11 Senator Simpson indicated that the amendment to the statute
did not require an “itemized cost-benefit approach.” He stated:
“Ag indicated in the statement of managers, standards and
requirements must bear a reasonable relationship to the ex-
pected benefits; that is, the costs to comply should be com-
mensurate with the risks. This is not to say that an itemized
cost-benefit optimization approach is required. In balancing
costs and risks to assure a reasonable relationship between the
two, judgment must be exercised by the agencies.”
128 Cong. Rec. $13,055 (daily ed. Oct. 1, 1982) (colloquy between
Sen. Simpson and Sen. Schmitt).
25a
Nevertheless, although Congress acknowledged a cost-
benefit requirement, it did not define what the EPA must
do to meet that requirement in promulgating regulations.
The label “cost-benefit analysis” encompasses everything
from a strict mathematical balancing formula to a less
strict standard that merely requires the agency to recog-
nize both the costs and benefits of specific proposed
alternatives and consider the differences in choosing an
appropriate alternative. “Labels are neither important
nor determinative.” American Petroleum Institute v.
EPA, 540 F.2d 1023, 1037 (10th Cir. 1976), cert. denied,
430 U.S. 922 (1977).
We read the UMTRCA to provide that the EPA must
consider the costs involved in the regulations and, with
the guidance of Congress’ intent, find that these costs
bear a reasonable relationship to the benefits derived.
See House Conf. Rep. No. 884, supra, at 47, 1982 US.
Code Cong. & Ad. News at 3617. The EPA must consider
Congress’ intent to protect the public health and safety
and the environment in its decision, because this intent
refines the cost-benefit standard by assigning the values
or weights that the EPA must use in its determination
of a balance ot benefits and costs. /d. (Congress con-
sidered protection of these things to be “paramount”’) ;
see generally American Petroleum Institute, 540 F.2d at
1028 (“the guiding star is the intent of Congress... .
All issues must be viewed in the light of that intent.’’).
The EPA labeled its final standard for control of the
tailings piles as an “optimized cost-benefit” alternative.
48 Fed. Reg. at 591. The legislative history of the statute
specifically stated that an optimized cost-benefit analysis
was not necessary. It also stated that even a cost-benefit
analysis was not required.
In the House Conference Report, discussing the 1982
amendment, it states,
“The language agreed to by the conferees should not
result in any delays in establishment of remedial
26a
action standards. EPA, for example, has already
advised the conferees that it is considering costs in
formulating its inactive site requirements. ... More-
over, in adopting the language, the conferees intend
neither to divert EPA and NRC from their principal
focus on protecting the public health and safety nor
to require that the agencies engage in cost-benefit
analysis or optimization.”
House Conf. Rep. No. 884, supra, at 47, reprinted in
1982 U.S. Code Cong. & Ad. News at 3617 (emphasis
added). The topic sentence of the next paragraph states,
however, that “|t|he conferees are of the view that the
economic and environmental costs associated with stand-
ards and requirements established by the agencies should
bear a reasonable relationship to the benefits expected to
be derived.” /d. This language, in the context of the
entire legislative history of the 1982 amendments, sce
infra notes 10 and 11, convinces us that Congress in-
tended cost-benefit analysis, but less strict than an op-
timized cost-benefit analysis.
VII
We must examine each standard to determine whether
the EPA properly considered in its analysis each factor
required by Congress. Moreover, we must determine
whether the EPA’s record supports the EPA’s action.
See Ethyl Corp. v. EPA, 541 F.2d 1, 36 (D.C. Cir.)
‘en banc), cert. denied, 426 U.S. 941 (1976).
A
The industry petitioners criticize the EPA’s change in
and justification for: its radon emission standard (al-
legedly from a risk of lung cancer to a risk of misuse) :
its linear-nonthreshold calculations of radon risk; and
its projected life-savings from the promulgation of the
regulations. They also criticize the insubstantial benefits
27a
of the regulations, which they say bear no rational rela-
tionship to their substantial costs.
We do not believe that misuse is an unreasonable
justification for the standard, particularly in light of the
fact that misuse of the tailings helped lead to the enact-
ment of the UMTRCA. See H.R. Rep. No. 1480, Part 1,
supra, at 11, 1978 U.S. Code Cong. & Ad. News at 7434."
We do not believe that the EPA shifted its justification
for the radon standard in a manner that desied any
party the opportunity to comment on the alleged newly
asserted justification, misuse of tailings. In its descrip-
tion of the proposed standard for “Control of Tailing
Piles” the EPA stated: “Many interrelated factors affect
the long-term performance of tailings pile disposal meth-
ods. They include external natural phenomena, such as
earthquakes, floods, windstorms, and glaciers, internal
chemical and mechanical processes, and human activities.”
46 Fed. Reg. at 2558 (emphasis added). Thus, given the
legislative history of the Act and the EPA’s own language
in the proposed standards, misuse, as a justification for
the standards, was sufficiently foreshadowed in the pro-
posed scheme; the parties here were not deprived of notice
or an effective opportunity to respond. See Small Refiner
Lead Phase-Down Task Force v. EPA, 705 F.2d 506, 547
(D.C. Cir. 1983); Beirne v. Secretary of Department of
Agriculture, 645 F.2d 862, 865 (10th Cir. 1981).
12 The Report stated :
“From the early 1940’s through the early 1970’s there was
little official recognition of the hazards presented by these
tailings. Federal regulation of the industry was minimal. As
a consequence, mill tailings were left at sites, mostly in the
Southwest, in an unstabilized and unprotected condition. Some
of these tailings were used for construction purposes in the
foundations and walls of private and public buildings. There,
through the concentrated emission of radon gas, the hazard
of the tailings and public exposure increased substantially.”
H.R. Rep. No. 1480, Part I, supra, at 11, 1978 U.S. Code Cong. & Ad.
News at 7434.
28a
This court recognizes the industry concerns over the
costs that must be incurred to prevent, using the EPA’s
calculations, approximately 170 to 240 potential lung can-
cer deaths per century in the United States from uncon-
trolled mill tailings from all inactive sites. 48 Fed. Reg.
at 593; I FEIS-IN at 67. We think there is reasonable
authority to support the EPA’s method of risk calcula-
tion in regard to its potential lung cancer death esti-
mate.’’ See Reserve Mining Co. v. EPA, 514 F.2d 492,
D07 n.20 (8th Cir. 1975) (en bane) (“Indeed, a number
of the disputes involve conflicting theories and experi-
mental results, about which it would be judicially pre-
sumptuous to offer conclusive findings.”’).
The industry petitioners also criticize the EPA’s “es-
timate that people living continuously next to some of the
piles may have lifetime excess lung cancer risks as high
as 4 chances in 100.” 48 Fed. Reg. at 593, 598. They
criticize these figures on several bases,"* arguing that:
(1) few people, if any, are subjected to this risk; (2)
18 This estimate is based upon a linear nonthreshold theory of
radiation danger. This theory presupposes that a linear extrapola-
tion of high dose radiation data yields an accurate estimate of low-
level radiation risk. Many question this theory of radiation risk.
See Management of Commingled Uranium Mill Tailings: Hearings
Before the Subcomm. on Procurement and Military Nuclear Sys-
tems of the House Comm. on Armed Services, 97th Cong., 2d Sess.
176, 186-87 (1982) (comments on proposed EPA standards). Never-
theless, we believe that, in making policy decisions, the EPA may
adopt a linear nonthreshold calculation to compute risks from low
levels of radiation. See McGarity, Substantive and Procedural
Discretion in Administrative Resolution of Science Policy Ques-
tions: Regulating Carcinogens in EPA and OSHA, 67 Geo. L.J.
729, 733-34 (1979).
The industry petitioners also draw our attention to the fact
that uranium tailings sites are a “trivial” source of radon in com-
parison to nat» . and agricultural releases. This fact may well
be true, but it does not prove that uranium mill tailings sites are
not a source of radiation risk that Congress instructed the EPA
to address.
29a
the estimate is unreasonable in its assumption that some-
one would live continuously near a tailings pile; (3) the
radon daughter concentrations to which nearby individ-
uals are allegedly exposed, which the EPA listed in the
Final Environmental Impact Statement, do not correlate
with the radon concentrations in the study the EPA
cites; (4) the EPA based the radon measurements on
inadequate sampling data; and (5) the risk measure-
ments include background radiation, not just radon from
the tailings piles. We address separately these rguments.
The EPA has made a “4 in 100” excess risk of lung
eancer calculation for those residing near the inactive
sites in its radon risk calculation.” This figure defines
both the risk created by the inactive mill tailings and
the benefit to be derived from instituting the radon emis-
sion standard—avoidance of that risk. We believe the
evidence in the record reasonably supports this risk esti-
mate figure.
Most of the inactive uranium mill tailing sites are lo-
cated in rather sparsely populated areas. Congress no
doubt was aware of this fact when it enacted the
UMTRCA and designated the specific sites to which the
regulations would apply.'* Sze 42 U.S.C. § 7912. There
are, however, piles located near cities with sizeable local
1° At one point in the text preceding the final regulations, the
EPA stated this risk to be about 3 chances in 100. 48 Fed. Reg.
at 597. We analyze the risk estimate as 4 chances in 100, however,
because that is what the EPA ultimately concluded to be the risk.
Id. at 593, 598.
16 The Final Environmental Impact Statement states that:
“We have estimated local and regional exposure at 6 of the
24 inactive sites (SW81). Although this sample is limited, it
includes all important urban sites except Canonsburg, Pa. The
remaining piles are in remote areas and collectively have only
about one tenth of the local and regional population exposures
that these six piles collectively have.”
I FEIS-IN at 59.
30a
populations, such as Salt Lake City, Utah, and Grand
Junction, Colorado. See I FEIS-IN at 60, Table 4-3. In
addition, as the EPA points out, population distributions
may change, as a consequence exposing more people to the
dangers of radon. I FEIS-IN at 59 (‘Although we have
ignored population changes since 1970, a future increase
in population at several of the urban sites seems likely.”).
Therefore, although we may agree with the industry pe-
titioners that few people are currently exposed to radon
from the piles, this fact does not necessarily negate the
need for regulation, especially in light of Congress’ pre-
sumed knowledge regarding the population density in
areas surrounding the designated sites."
We also reject industry petitioners’ assertion that it
is unreasonable that someone would live continuously
near a pile. Supposedly rational people in our society
continuously expose themselves to risks of greater mag-
nitude than those involved here: workers with nuclear
materials, underground coal miners, and many others.
Some do it for money, some because they underestimate
the risk. Radon emission from these piles will occur for
thousands of years unless prevented. Public awareness
of the dangers may wane. The industry petitioners’ criti-
cism does not undermine the validity of the risk assess-
ment; it only points to the limited number of persons
who currently may be subject to the risk.
Industry petitioners are correct that there were some
discrepancies between the exposure level estimates used
to calculate the risk factor included in the Final En-
vironmental Impact Statement, and the referenced study
conducted by consultants Ford, Bacon and \Davis Utah,
Inc." See Letter from Christopher Herman, Attorney,
17 See 42 U.S.C. § 7912 (processing site designations}.
18 The EP. readily acknowledged the discrepancy in the figures
used in Table 4-5 of the Final Environmental Impact Statement.
See Letter from Christopher Herman, Brief of American Mining
Congress, Addendum F. These discrepancies are as follows:
[ Continued }
8la
Air, Noise and Radiation Division, United States Fn-
vironmental Protection Agency, Brief for American Min-
ing Congress, Addendum F. Although these discrepancies
alter the risk estimates, we do not think that the devia-
tion is sufficiently significant to render the EPA’s upper
limit risk estimate to be unsupported by available data.
Precision is desirable, yet these discrepancies do not rise
to a level that would require invalidation of an esti-
mate as an arbitrary decision.
Industry petitioners criticize the EPA for calculating
risk from figures they allege were derived from inade-
quate sampling data and data that included background
levels of radiation, instead of figures based solely on the
radon emitted from the inactive sites. We do not find
these flaws fatal to the EPA’s conclusions. The sampling
data compiled by the researchers for the EPA is ade-
quate to support the EPA’s estimates.” An estimate of
18 [Continued |
Cited Recalculated *
Exposure Exposure
City Level Level
Salt Lake City ** 0.045 WL 0.04 WL
Grand Junction 0.045 WL 0.04 WL
Durango ~ 0.026 WL 0.02 WL
Rifle *** 0.007 WL 0.0085 WL
Gunnison 0.008 WL 0.007 WL
* These exposure levels are in turn used to calculate absolute and
relative risk estimates.
** The EPA suggested that this discrepancy resulted from the
change in the equilibrium factor from the Draft to the Final Envi-
ronmetnal Ympact Statement.
*** The EPA also conceded that it overstated the distance from
the piles to the nearest residents. It used a figure of 0.5 miles when
it should have used 0.1 miles.
19 The American Mining Congress faults the Ford, Bacon study’s
radon measurements because the figures are based on “a single 24-
hour sample.”” They contend that because of the “variability of
outdoor radon levels measurements must be taken over an extended
period of time.” They indicate that they would approve of forty-
32a
risk may reasonably include possible background risk—
to exclude it could lead to unrealistic assumptions regard-
ing the dangers that the sites do present.
B
The industry petitioners’ arguments against the EPA’s
radium-in-soil concentration standard, 40 C.F.R. § 192.12
eight hour samples taken at three-week intervals over a twelve-
month period.
This arguinent misrepresents the scope of the Ford, Bacon study.
It is true that each of the study’s radon measurements in all the
various locations at each mill tailings site appears to have extended
over a twenty-four hour period. See, e.g., Joint Appendix at 36, 39,
54, 77, 136. Yet it is also true that the EPA consultants used
numerous sampling locations at each tailings pile site when they
conducted these twenty-four hour measurements. See e.g., id. at
36, 41 (fifteen locations in Durango); 54, 62 (eight locations in
Grand Junction); 77, 83 (twenty-six locations in Salt Lake City) ;
136 (three locations at Spook site in Converse, Wyoming). Any
statistician would appreciate that larger sample sizes yield more
reliable data. But at some point a study must compromise perfec-
tion because of cost and limited time and resources. Here the
consultants extrapolated their data using models that took into
account existing information on the topography, weather patterns,
and local climate of each site as well as the current location and
configuration of tailings and residue at each site. See, e¢.g., id. at
40, 58-59, 79. We think that in these circumstances such a model
was an acceptable substitute for periodic samples taken over an
extended period of time. The American Mining Congress does not
question the validity of the data which comprised the model. It
only questions the methodology.
We are not scientists; we are generalist judges deciding whether
the methods used were reasonable. We have not been presented
with any reasons to distrust a twenty-four hour sample but not a
forty-eight hour sample. Given the other information in the con-
sultants’ study about variations in radon release at different hours
of the day, see, e.g., id. at 39, a cycle covering an entire day and
night does not seem arbitrary. Likewise, given information that
climate and weather patterns may affect radon release, a model
that takes inte account variations over an entire year at the par-
ticular site seems quite reasonable.
38a
(a) (1984), are similar. They say the standards are in-
valid because (1) the EPA’s assumptions about the like-
lihood of significant exposures from the concentrations
do not support the standard; and (2) the EPA’s assump-
tions about the relationship between radium concentra-
tions in the soil and indoor radon exposure and potential
health effects are arbitrary.
As the EPA points out, contaminated soil under or
near a building contributes significantly to indoor radon.
48 Fed. Reg. at 600. The EPA admits in the FEIS-IN,
and the industry petitioners point out, that the actual ex-
posure to radon from contaminated soil may vary from
the levels that the EPA assumed. Even considering the
possible inaccuracies of the EPA’s assumptions, there is
nothing in the record or arguments presented to convince
us that the EPA acted arbitrarily or capriciously in
promulgating this standard to deal with a significant
danger the tailings piles present.
The State of Colorado claims that the EPA provided
inadequate notice and opportunity for comment on the
one hundred square meter sample area for the radium
concentration standard. Although this sort of area des-
ignation admittedly could influence the effectiveness of
the standard, it is not the sort of change that necessi-
tates a new round of comment.
C
In its final standard the EPA increased the allowable
level of indoor radon concentration from 0.015 WL to a
maximum level of 0.03 WL, stressing that reasonable
effort should be made to achieve a radon concentration
level of 0.02 WL. See 40 C.F.R. § 192.12(b) (1) (1984).
The EPA justified this change on the basis that it would
ease implementation of the final standard. See 48 Fed.
teg. at 600. It further stated that “the final standard
deals adequately with complications introduced by the
presence of any high concentration of naturally-occurring
34a
radionuclides, and avoids unnecessary and costly remedial
actions that produce only marginal improvements.” *° Jd.
The environmental petitioners criticize the final stand-
ard for allowing an unjustified increase in risk, repre-
sented by the changes from the proposed to the final
standard. The proposed standards of 0.015 WL had an
estimated residual risk of lung cancer of 0.8 in 100. I
FEIS-IN at 108, Table 7-1. The “reasonable effort” level
of the final standard, 0.02 WL, had an estimated residual
risk of lung cancer of 1.3 in 100. 7d. Contrary to the
environmental petitioners’ argument, the EPA did evalu-
ate the residual risk of lung cancer of the ceiling level
of radon decay product, 0.03 WL including background,
by considering a range of levels between 0.0 WL above
background and 0.05 WL above background. 7d. The
FEIS-IN shows a residual risk of lung cancer of 5 in
100, which appears to be the top side risk at 0.05 WL
above background. Although this is a significant increase
in the risk, we cannot say the EPA acted arbitrarily or
capriciously or beyond its authority in allowing the higher
level and its attendant risk.
“°Tn a claim related to this indoor radon concentration standard,
the State of Colorado asserts that the EPA exceeded its authority to
set standards of general application and usurped the authority of
the states and implementing agencies by allowing the use of seal-
ants, filtration and ventilation devices to provide reasonable assur-
ance of reductions from 0.083 WL to below 0.02 WL. See 10 C.F.R.
$3 192.20(b) (3) (1984). The regulation provides that:
“Residual radicactive materials should be removed from build:
ings exceeding 0.02 WL so that future repiacement buildings
will not pose a hazard [unless removal is not practical-—see
S$ 192.21(c) |. However, sealants, filtration, and ventilation de-
vices may provide reasonable assurance of reductions from
0.93 WL to below 0.02 WL.”
10 C.F.R. § 192.20(b) (3) (1984) (emphasis added). We do not
read this language as compelling any particular action; instead we
read it as suggesting possible alternatives to reduce radon concen-
tration levels.
35a
D
Accepting the EPA’s risk calculation estimates and
thus its conclusion that the control of the tailings piles
will reduce health risks and provide benefits Congress
desired, we must now determine whether there existed a
reasonable relationship between the estimated benefits of
control of the tailings piles and the costs of providing
those benefits. We start with the obvious premise that
there can be no reasonable relationship in the abstract.
As we indicated earlier, Congress’ intent serves to define
the reasonableness of any relationship between costs and
benefits. Given Congress’ admonition that the EPA recog-
nize as its “paramount responsibility protection of the
public health and safety and the environment,” House
Conf. Rep. No. 884, supra, at 47, 1982 U.S. Code Cong. &
Ad. News at 3617, we review the EPA’s adoption of the
20 pCi/m*/see radon emission standard.
In the Final Environmental Impact Statement the EPA
analyzed the “Benefits Derived From Controlling Ura-
nium Mill Tailings Piles,” specifically considering the
benefits that would be provided under various remedial
alternatives—ranging from “No Standards” to the EPA’s
originally “Proposed Standard.” See I FEIS-IN at 99,
Table 6-6. The benefits enumerated were: the probable
reduction or elimination of human misuse of the tailings
after control; the permanence of the controls inhibiting
misuse and erosional spreading; the reduction in vulner-
ability of the site to flooding; the reduction in the residual
risk of lung cancer; the deaths avoided; and the surface
water protection provided. The alternative the EPA ulti-
mately selected in the final regulations, a 20 pCi m*/sec
standard,*' provides significant benefits, meeting Con-
gress’ concern that the standard protect the public health,
safety, and environment. The selected standard and its
“1 See I FEIS-IN at 128-29 (Alternative B selected).
ran errr
36a
corresponding control method,“ see [| FEIS-IN at 91,
according to the Fina] Environmental Impact Statement,
will most likely prevent misuse of the tailings for over
a thousand years, prevent erosional spreading for many
thousands of years, leave no sites vulnerable to flooding,
reduce residual risk of lung cancer by over 95%, avoid
190 deaths in the first 100 years of protection, and pro-
tect surface water from contamination for many thou-
sands of years. I FEIS-IN at 99, Table 6-6,
The environmental] petitioners criticize the validity of
thé final radon emission standard for not “preventing or
minimizing” diffusion of radon into the atmosphere. See
42 US.C. §7901ia) & {b) (lj). in the same vein, they
also criticize the tenfold increase in the level of emissions
permitted by the final standard, an increase from 2 pci
m*s to 20 pCi m’s, Despite this significant increase, we
believe that the EPA, through its fina] radon standard,
has sought to prevent or minimize radon emission, thus
meeting the Congress’ mandate. See I FEIS-IN at 99,
Table 6-6, at 101. Given the reduction in risk provided
by the final standard, we do not believe that the “tenfold
increase” in the level of emissions allowed by the final
standard makes that standard unreasonable, even jn
light of the change. We hold that the final standard js
Within a zone of reasonableness, see Small Refiner Lead
Phase-Down Task F orce, 705 F.2d at 525, and a logical]
outgrowth of the proposed standard, id. at 547.
All of the petitioners find fault with the EPA’s sug-
gested longevity requirement for the final radon emis-
sion standard—that the standard control emissions to the
extent reasonably achievable, have an effective life of
1000 years, and in any case, for at least 200 years. 40
C.F.R. § 192.02(a) (1984). The industry petitioners con-
-_—_—_————..
on
““ EPA’s selected alternative correlates to a three meter earth
cover requirement. I FEIS-IN at 91, Table 6-2. In addition Alter-
native B assumes three of the piles will be moved for flood contro]
reasons. See id. at 91; B-16.
37a
sider the thousand-year longevity goal unrealistic. The
environmental petitioners consider the reduced two hun-
dred-year minimum inadequate, especially in light of the
thousand-year proposed standard. We cannot say the
final standard fails to accomplish Congress’ goal of long-
term stabilization in view of Congress’ comrnand to take
costs into consideration. The final standard meets Con-
gress’ desire to avoid the health risks presented by the
tailings piles and provide a remedial program that will
result in long-term stabilization of the piles.
Congress stressed that the “remedial action must be
done right the first time.” H.R. Rep. No. 1480, supra,
at 40, 1978 U.S. Code Cong. & Ad. News at 7467. Given
Congress’ expressed desire to have a remedial program
that will stabilize the tailings piles and additionally, not
require continuous allocations of funds, id., we believe the
EPA acted reasonably in promulgating a standard based
primarily upon the adoption of a passive measure, an
earth covering. The industry petitioners particularly are
critical of EPA’s refusal to consider remedial measures
that are more dependent upon active controls such as
“maintenance” and “monitoring” by the impiementing
agencies. The EPA did consider such an alternative. I
FEIS-IN at 102, Alternative E. But it rejected that al-
ternative upon review of the benefits it would provide.
Id, at 98-104, 128-29. Arguably, EPA could have placed
more reliance upon the maintenance and monitoring ac-
tivities of the implementing agencies. Congress, how-
ever, did not require it to do so and instead indicated its
preference for a more perma..ent remedial program. The
IePA’s understanding of its duty under the statute to
rely principally upon passive control is sufficiently ra-
tional to withstand our review. See Chemical Manufac-
turers Association v. National Resources Defense Council,
Inc., 53 U.S.L.W. 4193, 4196 (U.S. Feb. 27, 1985).
EPA’s cost estimates for remedial action at the mill
sites and for off-site cleanup were 158 and 38 million
: 38a
(1981) dollars, respectively. EPA stated that the DOE
had estimated its additional costs for program develop-
ment and management (“overhead”) at 118 million
(1981) dollars. The total estimated expenditure was 314
million (1981) dollars. These figures include both cleanup
(off-site) and disposal (on-site) costs. 48 Fed. Reg. at
996. We recognize the tremendous costs that this cleanup
program represents. Nevertheless, we cannot condemn as
arbitrary the EPA’s determination that these costs bear
a reasonable relationship to the benefits to be provided.
In fact, in enacting the UMTRCA Congress was wel]
aware of the potential costs of the program. Assessing
the economic impact of the legislation in 1978, the House
Report stated:
“This legislation is not expected to have any sig-
nificant inflationary impact. Over the next 7 years,
22 tailing sites will be treated at a total cost rang-
ing anywhere from $15 million to $200 million, de-
pending largely upon whether tailings will be treated
and stored at their present location or, instead,
moved to newly prepared disposal sites. Little of this
cost is expected to be incurred during the next 3
years because of the time required to identify and
prepare disposal sites. Additional costs may be borne
by individual states if new disposal sites are re-
quired. But even taking these additional costs into
account, the impact of the legislation on inflation and
overly [sic] economic performance is expected to be
immeasurable [sic].”
H.R. Rep. No. 1480, supra, at 47, 1978 U.S. Code Cong.
& Ad. News at 7474. We must defer to the EPA’s find-
ing of a reasonable relationship between the costs and the
benefits of the remedial action program for disposal of
the mill tailings at the inactive sites. As we have said
before in another context, “[wJe are convinced that EPA
made a serious, careful, and comprehensive study of the
39a
costs which compliance will impose... . If Congress
believes that the cost is too high, it can amend the Act.
All we say is that EPA has complied with the statutory
mandate.” American Petroleum Institute v. EPA, 540
F.2d 1023, 1038 (10th Cir. 1976), cert. denied, 430 U.S.
922 (1977).
Vill
There is one area in which we agree with some of the
petitioners or the intervenor that the EPA sitandards are
not in compliance with the law or are inadequate and
require remand.
In its final standards the EPA abandonedl its proposed
general standards for limits of concentrations of toxic
substances in surface and ground water.** Sce 48 Fed.
Reg. at 591, 594; see also 46 Fed. Reg. at 2562 (text of
proposed standards). The EPA concluded that potential
contamination of surface and ground water should be
dealt with on a site-specific basis. 40 C.F.R. § 192.20/a)
(2) (1984); see also 48 Fed. Reg. at 594 (discussion of
final rules). In place of the proposed standard for control
of waterborne pollutants the EPA included a guideline,
stating that the DOE should assess each site individually
and establish any corrective or preventive programs neces-
sary to meet relevant state and federal water quality
standards. 48 Fed. Reg. at 591. It stated that those
programs should be consistent, to the maximum extent
practicable, with the Sclid Waste Disposal Act (SWDA),
42 U.S.C. $§ 6901-6986. 48 Fed. Reg. at 591; 40 C.FR.
§ 192.20(a) (2) & (3) (1984).
We agree with the environmental petitioners and the
State of Colorado that by its actions the EPA violated
its duty under the statute. In its proposed regulations
the EPA stated that there was a problem with water
contamination: “There is evidence of limited ground
water contamination at some of the inactive sites, but
23 See supra note 8.
40a
the prospects for long-term contamination have not been
fully assessed.” 46 Fed. Reg. at 2560. It then proposed
specific standards for water quality generally. Jd. at
2559-63. In the final regulations the EPA acknowledges
there are problems, 48 Fed. Reg. at 593, but states: “We
do not believe that the existing evidence indicates that
ground water contamination from inactive mil] tailings
is or will be a matter of regulatory concern.” Id. at 599.
We do not believe that the EPA, in issuing the final
regulations, declared that it was wrong before; indeed by
stating that potential contamination should be dealt with
on a site specific basis, id. at 594, it acknowledged that
problems exist at some sites.
The draft Environmental Impact Statement gave little
lidication of the possibility that the EPA would reject
the proposed water standards and adopt a “guidance” out-
line for the implementing agencies, abandoning any at-
tempt at specific numerical limits of toxic elements, The
only statement we could find in the draft EIS that could
be construed to indicate consideration of an alternative
similar to that adopted is this: “The proposed ground
water protection standards could be considered too strict
if implementing them would be unreasonably costly or if
they would be impossible to apply.” Environmental Pro-
tection Agency, Draft Environmental Impact Statement
for Remedial Action Standards for Inactive Uranium
Precessing Sites 8-8 (1980). The explanation of the
proposed water quality standard anticipated possible in-
creases in disposal costs to insure against future ground
water contamination, but gave no indication that this
possibility would make the proposed standards infeasible.
46 Fed. Reg. at 2560. Many of the comments submitted
to the EPA during the comment period after publication
of the proposed rules suggested that the EPA abandon
its proposed ground water standards. See, e.g., Il FEIS-
IN at D-36, -37, -44, -45, -46, But, regardless of the
tcnor of some of the comments, the final “guidance”
4la
siandard does not represent a logical outgrowth from the
proposed regulations.
In our view when the EPA acknowledged that ground
water contamination is a problem at some of the in-
active sites, it was required to adopt general standards.”
The UMTRCA provides that the EPA “promulgate stand-
ards of general application.” 42 U.S.C. § 2022(a). The
EPA was not to adopt “site-specific requirements.” H.R.
Rep. No. 1480, Part I, supra, at 16-17, reprinted in 1978
U.S. Code Cong. & Ad. News at 7439. By directing the
DOE to follow “relevant” state and federal quality stand-
ards consistent “to the maximum extent practicable”
with the SWDA, see 48 Fed. Reg. at 591; 40 C.F.R.
3 192.20(a) (2) and (3) (1984), the EPA was unlaw-
fully delegating to the states or to the DOE its own
rulemaking authority or was itself establishing standards
that could vary from site to site.
We do not agree, however, with Colorado’s argument
that an unlawful delegation is involved by the provision
of the regulations allowing exceptions from the standards
in particular circumstances--permitting the implement-
ing agencies, the NRC and the DOE, to “select and per-
form remedial actions that come as close to meeting the
otherwise applicable standard as is reasonable under the
circumstances.” 40 C.F.R. § 192.22(a) (1984). So long
as general standards are in place, permitting exceptions
for special circumstances in which costs might be out-
rageous or compliance impossible is not an abrogation of
the duty to promulgate general standards. A court could
determine, if required to do su, the reasonableness of an
exception granted in a specific case.
The environmental petitioners also complain that the
EPA has a duty to formulate general standards for non-
*4 Of course, a site with no contamination problems would auto-
matically meet any general requirements the EPA might set with-
out further corrective action.
42a
radiological hazards, toxic chemicals in the uranium tail.
ings, see 42 U.S.C. § 2022(a), but has not specifically;
addressed the subject except in conclusory form:
“We have reviewed the available data on toxic
elements in tailings and improved the FEIS-IN in
this respect [Appendix C]. We have concluded that
it is reasonable to expect that hazards from toxic
elements will be adequately limited if control anc
cleanup are carried out according to these fina!
standards.”
48 Fed. Reg. at 597. We are satisfied that the EPA’s
general regulations on radon emissions, requiring contro!
of the movement of and probable covering of the tailings
adequately deal with the nonradiological hazards of the
toxic chemicals, except as they may enter waterways o1
underground water supplies. If there is a possibility that
toxic chemicals will enter underground water supplies or
waterways, the statute mandates that the problem be
dealt with by general standards. On remand, the EPA
will have to treat these toxic chemicals that pose a ground
water risk as it did in the active mill site regulations.
IX
We reject all challenges to the regulations except as
discussed in Part VIII above. The following regulation,
concerning water contamination is set aside: 40 C.F.R.
§ 192.20(a) (2)-(3) (1984). The case is remanded to the
agency for further consideration of that specific provision.
43a
APPENDIX B
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
Nos. 83-2226, 83-2227, 83-2277, 83-2504, 83-2524,
84-1349, 84-1352, 84-1482
AMERICAN MINING CONGRESS, UNITED NUCLEAR CORPORA-
TION, HOMESTAKE MINING Company, AMAX, INC.,
SoLAR LopBy, THE ENVIRONMENTAL DEFENSE FUND,
Inc., NATIONAL WILDLIFE FEDERATION, SIERRA CLUB,
At MANGAN, CHAUNCEY KEPFORD and JupITH H
JOHNSRUD,
Petitioners,
Vv.
LEE M. THomas, in his capacity as Administrator of the
United States Environmental Protection Agency, and
ENVIRONMENTAL PROTECTION AGENCY,
Respondents,
STATE OF COLORADO, et al.,
Intervenors.
(Filed Sept. 3, 1985]
Petitions for Review of an Order of the
Environmental Protection Agency
44a
No. 84-1908
UNITED NUCLEAR CORPORATION,
HOMESTAKE MINING COMPANY, and
QUIVIRA MINING COMPANY,
Plaintiffs-A ppellants,
¥e
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
LEE M. THOMAS, and UNITED STATES NUCLEAR
REGULATORY COMMISSION,
Defendants-A ppellees.
Appeal from the United States District Court
for the District of New Mexico
(D.C. CIV No. 83-1602 HB)
Before LOGAN and MeWILLIAMS, Circuit Judges, a
BOHANON, District Judge.*
LOGAN, Circuit Judge.
I
These consolidated cases involve challenges to the F
vironmental Protection Agency’s (EPA) standards g
erning stabilization and control of byproduct materiz
primarily mill tailings, at licensed commercial uranit
and thorium processing sites (the active mill sites). 7
I; PA established these standards pursuant to its author
under the Uranium Mill Tailings Radiation Control
* Honorable Luther L. Bohanon, United States District Judge -
the District of Oklahoma, sitting by designation.
Lee }
45a
of 1978 (UMTRCA), as amended, 42 U.S.C. $§ 2022 and
7901-7942, the same statute that required the EPA to
promulgate standards applicable to the inactive mill sites.
With the exception of No. 84-1908, jurisdiction in this
court is based upon 42 U.S.C. § 2022(c) (2). No. 84-1908
arises out of a district court action in which plaintiffs
asserted that the active mill site regulations were promul-
gated outside the time limits prescribed by the UMTRCA.
The district court dismissed the suit on the ground that
the exclusive method of review was by petition in the
court of appeals under 42 U.S.C. $ 2022(c) (2); plaintiffs
have appealed that dismissal although they are raising
the identical issue regarding timeliness of promulgation
under their concurrent petition filed under $ 2022 (c) (2).
As in the inactive mill site challenges, sec American
Mining Congress v. Thomas, - F.2d (10th Cir.
1985) [hereinafter Inactive Sites Case}, petitioners may
be divided essentially into two categories: (1) the indus-
try petitioners—the American Mining Congress, a trade
association; and joint petitioners United Nuclear Corpora-
tion (and its subsidiary Quivira Mining Company) and
Homestake Mining Company; and (2) the “environmen-
tal” petitioners—The Environmental Defense Fund, the
National Wildlife Federation, the Sierra Club, the Solar
Lobby, Al Mangan, Chauncey Kepford, and Judith
Johnsrud. Intervenor, tne State of Colorado, aligns itself
on most issues with the environmental petitioners.
AMAX, Ine. aligns itself with the industry petitioners
although it is challenging only the inclusion of molybde-
num as a constituent of the nonradiological hazards desig-
nated in the ground water portion of the regulations.
The substances to be controlled and the UMTRCA’s
legislative background have been discussed briefly in the
companion case filed this day involving regulations for
inactive mill sites. The relevant hazards addressed by
the UMTRCA and its legislative history are the same for
the active and inactive site regulations, so we need not
46a
repeat that discussion here. See Inactive Sites Ca.
———— F'.20 at ‘slip op. part I).
Congress, apparently angered by the EPA’s inactic
imposed time limits upon the EPA’s authority to form
late regulations to govern the active mill sites. A 19.
amendment to the UMTRCA provided, “If the Admin:
trator fails to promulgate standards in final form und
this subsection by October 1, 1983, the authority of t
Administrator to promulgate such standards shall term
nate” in favor of the Nuclear Regulatory Commission, -
U.S.C. § 2022(b) (1). The EPA published proposed stan
ards for the active mill sites in the Federal Register «
April 29, 1983. 48 Fed. Reg. 19,584 (1983). The A
ministrator signed final standards on September 30, 198
und apparently released copies to the public on that da
The regulations did not appear in the Federal Registe
however, until October 7, 1983. 48 Fed. Reg. 45,95
(1983) (codified at 40 C.F.R. § 192.30-.43 (1984) ).
The EPA’s final standards, except those for grour
water, were essentially identical to those adopted for tl
inactive mill sites. Standards to be applied after the si’
closure period were to assure control of radiological ha
ards “for one thousand years, to the extent reasonabi
achievable, and, in any ease, for at least two hundre
years ....” 40 C.F.R. § 192.382(b) (1) (i) (1984). TH
final standards also established radon emission limits nc
to exceed an average release rate of 20 picocuries pe
square meter per second (pCi’m?s). Jd. § 192.32(b) (1
(ii). On-site land that meets the described standard -
not subject to the disposal standards elsewhere in. th
regulations. That described standard, based on the max
mum concentration level of radium-226 averaged ove
areas of 100 square meters, is the same as that at th
inactive mill sites: 5 picocuries per gram (pCi/g) ay
eraged over the first 15 centimeters of soil and 15 pci
for soil lavers more than 15 centimeters below the su
face. Id. § 192.32(b) (2).
'y
47a
The EPA ground water standards for the active mill
sites are in two parts: (1) a primary standard applicable
to new waste storage areas, including lateral expansions
of existing tailings piles, and (2) a secondary ground
water protection standard applicable to both old and new
piles. Jd. $ 192.32(a)(1)-(2). In almost all circum-
stances the primary standard would require a liner under
new impoundments and lateral extensions capable of
preventing migration of waste into the ground and water.
See 48 Fed. Reg. at 45,940-41 (discussion of § 192.32(a)
(1)-(2) requirements). Liners were not required for
existing impoundments, even though new waste could be
added. See id. at 45,931 (discussion of $ 192.32(a) (2)
requirements). The secondary standard in effect requires
that the ground water be protected by reducing the level
of toxic materials in the ground water to concentration
limits permitted by the Solid Waste Disposal Act
(SWDA), 42 U.S.C. $$ 6901-6986. The regulations neces-
sitate monitoring programs. 40 C.F.R. § 192.32(a) (2)
(1984). One SWDA requirement of impermeable cover
material was altered in the final regulations to permit
permeable cover in arid areas where evaporation exceeds
precipitation. Jd. § 192.32(a)(1); see 48 Fed. Reg. at
45,940 (discussion of basis for alteration). The stand-
ards permit exceptions, with the consent of the EPA,
for particular existing piles that cannot meet those stand-
ards except at extraordinary cost. 40 C.F.R. $ 192.521 a)
(2) (iv); see 48 Fed. Reg. at 45,941 (discussion of po-
tential exceptions). The standards add molybdenum and
uranium to the list of hazardous ground water constitu-
ents. 40 C.F.R. § 192.32(a) (2) (1).
For purposes of discussion and analysis we divide the
petitioners’ contentions into four categories: (1) the alle-
gation that the EPA acted beyond its authority because
it did not promulgate the regulations within the time
requirements of the statute; (2) those arguments suffi-
ciently common to challenges to both the inactive and
48a
active mill site regulations that they may be answered,
at least in part, by reference to the comnanion Jnactive
Sites Case; (3) the challenges to the ground water regu-
lations; and (4) AMAX, Ince.’s objection to the addition
of molybdenum as a constituent of hazardous material in
the ground water regulations.
II
Petitioners United Nuclear Corporation, Homestake
Mining Company, and Quivira Mining Company (here-
inafter United Nuclear) assert that the EPA exceeded
its jurisdictional authority because it promulgated these
regulations after the statutory deadline. In early 1983
Congress passed an amendment to 42 U.S.C. § 2022(b)
(1), which provides as follows:
“If the Administrator [of the EPA] fails to promul-
gate standards in final form under this subsection
by October 1, 1983, the authority of the Administra-
tor to promulgate such standards shall terminate, and
the [Nuclear Regulatory] Commission may take ac-
tions under this chapter without regard to any pro-
vision of this chapter requiring such actions to com-
ply with, or be taken in accordance with, standards
promulgated by the Administrator.”
It is apparently undisputed that the Administrator signed
the final regulations on September 30, 1983, and made
them available to the public on that day. In the preamble
to the regulations the EPA stated, “This standard is
promulgated on the date signed.” 48 Fed. Reg. at 45,946.
The agency filed the regulations with the Office of the
Federal Register on October 6; they appeared in the Fed-
eral Register on October 7, 1983.
The federal district court for the District of New
Mexico dismissed a challenge to the regulations’ timeli-
ness, holding that judicial review of the rules was vested
exclusively in the appropriate court of appeals pursuant
49a
to 42 U.S.C. § 2022(c)12). We have consolidated the
plaintiffs’ appeal of that ruling with the various petitions
for review of the regulations in the proceeding before
us. We agree with the district court that all challenges to
rulemaking aciion of the agency, including assertions that
the agency acted in excess of its statutory authority or
beyond its jurisdiction, should be initiated in the court
of appeals. See FCC v. ITT World Communications, Inc.,
52 U.S.L.W. 4507, 4509 (U.S. April 30, 1984). The Ad-
ministrative Procedure Act authorizes this reviewing
court to set aside agency action that is “in excess of
statutory jurisdiction, authority or limitation.” 5 U.S.C.
§ 70612) 1C).
Courts considering the statutory periods of limitations
for petitions for judicial review of administrative rule-
making, which commonly refer to the date of “promulga-
tion” of rules, e.g., 42 U.S.C. § 2022(c), have held that
review petitions are timely if filed within a designated
period after publication in the Federal Register. See En-
vironmental Defense Fund v. Gorsuch, 713 F.2d 802, 812
(D.C. Cir. 1983); Laminators Safety Glass Ass’n v.
CPSC, 578 F.2d 406, 408 (D.C. Cir. 1978). Relying
principally upon these cases, United Nuclear argues for
a uniform interpretation of the word “promulgate” as
meaning publication in the Federal Register. Under that
interpretation the EPA acted too late and thus beyond
its statutory authority.
We agree with those decisions that measure the limita-
tions period for seeking judicial review as beginning on
the date of publication in the Federal Register. No doubt
many parties affected by a ruie first learn of it upon
publication in the Federal Register. We believe, however,
that “promulgation” does not have a single accepted
meaning in all contexts. We agree with the EPA that
the purpose of the statutory provision was to compel
action by the EPA bef > October 1, 1883. See House
Conf. Rep. No. 884, 97t. ong., 2d Sess. 43-45, reprinted
50a
in 1982 U.S. Code Cong. & Ad. News 3603, 3613-15. In
establishing the deadline discussed here, Congress was
actually extending deadlines that the EPA had missed in
1979 and 1980. See id. The EPA represents, and the
other petitioners do not dispute, that the Administrator
signed the rules on September 30, 1983, and _ released
them to the public on that same day. At least one mean-
ing of promulgate is to make public; the EPA’s action
here effectively achieved that end. We do not think Con-
gress intended to throw away the fruits of EPA’s labors
simply because it did not publish the rule before the end
of September. We hold that the EPA met Congress’
deadline requirement.
IT]
Most of the arguments by the various petitioners are
substantially identical to those in the consolidated Jnactive
Sites Case decided this day.'! On the basis of the analysis
in that opinion, we again hold:
‘a) that a finding by the EPA of a “significant risk”
is not a prerequisite to promulgating the regulations (see
Inactive Sites Cases, F.2d at —— [slip op. part
III]);
(bi that the EPA may promulgate standards to apply
within the boundaries of the mill sites (see id. at
{slip op. part IV]);
(c) that the EPA’s standards do not unlawfully im-
pose management, design, and engineering requirements
(see id. at ——- clip op. part V|); and
(d) that the EPA properly considered cost-benefit fac-
tors in establishing standards (see id. at ——— {slip op.
part VI]).
1 Some environmental petitioners challenge the EPA’s failure to
promulgate any regulations controlling radon emissions from the
uranium processing itself, as opposed to the end product tailings.
This issue was not briefed and is not discussed hervin. It has been
held in abeyance by court orders requested by the parties pending
negotiations between the parties.
5la
Most of the various petitioners’ arguments that the
IsPA’s standards for radon emission and‘ radium in the
soil are arbitrary and capricious are also sufficiently dis-
cussed in the opinion on the inactive site regulations.
We need not elaborate on or repeat that discussion here.
Some of the figures with which we must deal are differ-
ent, however, and a few arguments have changed some-
what between the two sets of cases.
In formulating the active site regulations the EPA
estimated more potential lung cancer deaths from the
active mill site tailings, absent regulation, than from the
inactive mill site tailings: 500 deaths versus 170-240
deaths per century. See 48 Fed. Reg. at 45,929 ‘active
sites); id. at 598 (inactive sites). Although its final
regu:ations for the active sites repeated the 4 in 100
lifetime cancer risk for occupants of houses on tailings
in Grand Junction, Colorado—the figure it used in its
inactive site caleulations—the EPA estimates a 2 in 100
‘ifetime risk for people living continuously next to “some
tailings sites.” Jd. at 45,929. The EPA estimated the
cost of active site cleanup at $260 million (1983 dollars)
for tailings existing today at licensed sites, but a tota!
of $310 million to $540 million total cleanup cost to the
uranium milling industry for all tailings now in existence
and te be produced through the year 2000. /d. at 45,945.
For the standard selected for radon emissions, 20
pCi m*s, the range of incrementeél costs per death avoided
is estimated from $130,000 (nationwide for 1000 years)
to $2.5 million (regionally for 100 years). Jd. at
45,944-45. See generally Regulatory Impact Analysis of
Final Environmental Standards for Uranium Mill Tail-
ings at Active Sites 4-1 to 5-39 (detailed EPA costs and
benefits discussion). These are significant costs, if the
EPA’s figures are accurate. But we remain convinced
that Congress placed the responsibility for evaluating
them upon the EPA without imposing a specific cost-
benefit requirement. See Inactive Sites Case, ——~— F.2d
at ——— [slip op. part VI]. Therefore, the industry
petitioners’ arguments that the costs are too high for the
benefits gained, and the environmental petitioners’ argu-
ments that the industry should be forced to incur the
greater costs of standards that would save even more
lives, should be addressed to Congress or to the EPA,
not to this court. See American Petroleum Institute v.
EPA, 540 F.2d 1023, 1038 (10th Cir. 1976), cert. denied,
430 U.S. 922 (1977). The EPA has considered and re-
sponded to both of these complaints in justifying its
actions. See 48 Fed. Reg. at 45,933; see also I] Environ-
mental Protection Agency, Final Environmental Impact
Statement for Standards for the Control of Byproduct
Materials from Uranium Ore Processing A.3-i2 to -14
(1983) (hereinafter FEIS-AC).
In arguing that the EPA acted arbitrarily and ca-
priciously the American Mining Congress relies upon a
1984 report by a subcommittee of the EPA’s Scientific
Advisory Board which stated that the EPA “has not
assembled and presented a risk assessment that provides
a clear and adequate statement of the scientific basis for
developing standards to regulate airborne radionuclide
emissions.’”’ Subcommittee on Risk Assessment for Radio-
nuclides, Scientific Advisory Board, U.S. Environmental
Protection Agency, Report on the Scientific Basis of
EPA’s Proposed National Emission Standards for Haz-
ardous Air Pollutants for Radionuclides 34 (1984). The
EPA objects to our consideration of this report because
it was not in existence at the time the EPA issued its
final regulations.” Also, the EPA points out that this
report addressed the agency’s proposed standards in a
separate rulemaking proceeding under the Clean Air Act,
- The EPA has filed a motion to strike references to extra-record
items cited by the various petitioners. The industry petitioners
have moved to supplement the record with these additional mate-
rials. For the reasons we stated in the Inactive Sites Case,
F.2d at ——- [slip op. part II], we deny the motions to strike and
also deny all contested motions to supplement the record.
53a
that it was not based upon a review of the agency’s
record before us, and that the Scientific Advisory Board
criticisms were aimed generally at the manner in which
the EPA assembled the information for decision-making
rather than being critical of the background documents
themselves. We do not believe that report requires over-
turning the instant regulations. The report itself acknowl-
edges that scientists may differ in regulatory philosophy,
adopting different approaches to risk assessment.*
Industry petitioners also protest strongly that the EPA
acted inconsistently in the way these regulations require
addressing the risks compared with other regulations
promulgated under other acts: e.g., control of radiation
from high toxicity waste. We cannot evaluate here all the
factors that caused the EPA to adopt a different approach
in connection with its rulemaking under other laws, if
indeed it did act differently. The record shows that the
EPA did consider and respond to this inconsistency com-
plaint. See Il FEIS-AC at A.3-2 to -4. We are satisfied
that the EPA acted consistently in formulating regula-
tions for the inactive and active mill sites—except with
respect to the ground water regulations, which we discuss
separately in these opinions. That the EPA may be
faulted for its rulemaking under other acts is not the
3 The report states:
“(I }n the process of risk assessment, many assumptions must
be made. Scientists may be swayed in their choice of assump-
tions by their underlying regulatory philosophy. The choice of
a linear non-threshold dose-response relationship compared to
a linear quadratic or other relationship is a good case in point.
As evidenced by the National Academy of Science’s third re-
port on Biological Effects of Ionizing Radiation (BEIR III),
knowledgeable scientists disagree on which dose-response rel:-
tionship is best.”
Subcommittee on Risk Assessment for Radionuclides, Scientific Ad-
visory Board, U.S. Environmental Protection Agency, Report on the
Scientific Basis of EPA’s Proposed National Emission Standards for
Hazardous Air Pollutants for Radionuclides 7.
5da
kind of internal inconsistency we found to be arbitrary
and capricious in Squaw Transit Co. v. United States,
574 F.2d 492, 495-96 (10th Cir. 1978).
The American Mining Congress and the State of
Colorado make somewhat different arguments that a 5
pCi g radium standard for land adjacent to a tailings
pile is inconsistent with the radon emission standard of
20 pCi’ m*s on the pile itself. See 40 C.F.R. § 192.32(b)
(separate standards listed). We accept the EPA’s answer
that there is no inconsistency and that the radium cleanup
standard was designed to push concentrations in the land
sufficiently low to allow unrestricted use, contrary to
treatment of the tailings piles. See 48 Fed. Reg. at
45,947; II FEIS-AC at A.5-33.
IV
The EPA adopted a two part ground water standard
for active mill sites. 40 C.F.R. § 192.382(a) (1)-(2). The
primary standard, requiring use of a “liner,” applies only
to new waste depositories and to new portions of existing
waste depositories. 48 Fed. Reg. at 45,941. The secondary
standard, applicable to all impoundments, essentially
adopts the standards EPA issued under the Solid Waste
Disposal Act (SWDA) for hazardous wastes. Jd. at
45,940. It requires monitoring and levels of concentra-
tion low enough to meet drinking water standards within
500 meters of the edges of the waste impoundments. Jd.
at 45,940-41.
The American Mining Congress argues that these
ground water standards are unlawful because they apply
within the boundaries of the mill sites, and because they
impose management, design, and engineering require-
ments. These arguments do not impress us. We have
dealt with the on-site question in the context of radium
cleanup and radon emission standards in Part IV of the
Inactive Sites Case, F.2d at We see nothing
that compels a different conclusion in the EPA’s adoption
55a
of ground water standards for active mill sites. The opti-
mal method of preventing pollution of off-site water
supplies is to prevent radiological and other hazardous
substances from entering the ground water. General ap-
plication standards that allow the Nuclear Regulatory
Commission (NRC) to choose the means of implementa-
tion are consistent with the authority Congress vested in
the EPA. Although the regulations require a “liner” for
aew piles and extensions thereof, we understand that
term to refer to any impermeable barrier the NRC may
approve that will prevent seepage. See, e.g., Il FEIS-AC
at A.1-28, A.4-7. The regulations require the industry
to satisfy SWDA drinking water concentration standards
at specified distances from the pile, but they do not dictate
the kind of monitoring system that must be used or the
method by which purity levels must be achieved. These
decisions are left to the implementing agency, the NRC.
See id., at A.1-22, A.6-2.
Section 275(b) of UMTRCA states that the EPA’s
generally applicable standards must provide “protection
of human health and environment consistent with the
standards required under subtitle (C) of the Solid Waste
Disposal Act [SWDA], as amended, which are applicable
to such hazards... .” 42 U.S.C. $ 2022(b)12) (em-
phasis added). The industry petitioners’ principal argu-
ment against the EPA’s ground water regulations is that
the standards adopted were regulations for high-toxicity
low-volume chemical wastes and the EPA should have
analogized to low-toxicity high-volume mining wastes.
Thus, the argument is based upon the contention that the
EPA did not adopt standards for similar hazards. Fur-
ther, the industry petitioners assert that the mill tailings
rest over aquifers unsuitable for use as drinking water
and that it is improper for the EPA to establish drinking
water standards.
Te EPA made findings that conditions at tailing im-
poundments are not sufficiently different from the condi-
56a
tions it considered in developing SWDA standards to
necessitate a change in approach. 48 Fed. Reg. at 45,941;
I] FEIS-AC at A.1-2 to -3. In its SWDA regulations
the EPA refused to draw a distinction between high-
volume low-toxicity mining wastes and low-volume high-
toxicity chemical wastes. See 45 Fed. Reg. 33,140, 33,173-
75 (1980) (dicussion of basis for decision). Apparently
Congress has barred the EPA from applying SWDA regu-
lations to certain mining wastes pending an agency study
that was incomplete at the time the EPA was required
to promulgate final regulations for the active mine sites.
See II FEIS-AC at A.1-2 to -3. Yet, the EPA was under
pressure from Congress to promulgate license site stand-
ards by the October 1 deadline. Congress required the
EPA to adopt general standards applicable to all sites.
The EPA did adopt such standards. In this circumstance,
the EPA acted permissibly in adopting standards equiva-
lent to the drinking water standards.
United Nuclear argues that the EPA’s ground water
standards impermissibly intrude on state control of ground
water, a contention that we summarily reject. If United
Nuclear has standing to raise the question of preemption,
cf. Mountain States Legal Foundation v. Costle, 630 F.2d
704, 767 (10th Cir. 1980) (denying standing to pro-
industry private organization seeking to challenge EPA
air quality regulations), cert. denied, 450 U.S. 1050
(1981), we are satisfied that the UMTRCA’s directive
provides the basis for preemption.
The environmental petitioners argue that the ground
water regulations are inadequate. They first claim the
EPA’s decision not to apply the primary standard to
existing tailings impoundments is unreasonable because
seepage from these sources is already fouling the environ-
ment. The EPA’s response is that the existing impound-
ments are only exempted from the primary standard re-
quiring an impermeable barrier. The impoundments are
sull subject to the secondary standard. 40 C.F.R. § 192.32
57a
(a) (2). Violation of the secondary standard may require
the cperator to cease making new deposits and take cor-
rective action. Jd. § 192.33; see 48 Fed. Reg. at 45,941
(discussion of § 192.33). The EPA says it only adopts
standards, leaving the methods to achieve the standards
to those charged with management of the piles. It also
argues that mandatory stoppage of adding to existing
piles or removal of existing piles to new, lined impound-
ments could increase radon emissions and render addi-
tional large amounts of land permanently contaminated
and unproductive by increasing the number of piles. See
48 Fed. Reg. at 19,594-95; II FEIS-AC at A.4-10. We
accept as rational the EPA’s reasoning on these points.
The environmental petitioners also contend that the
EPA should require cleanup beyond the site boundaries.
The EPA argues in response that the issue is not prop-
erly before us because it was not raised during the
conment period and because the challenge is in reality
one to the SWDA regulations themselves. In addition,
the EPA explains that it determined that existing off-
site contamination should be addressed through its emer-
gency powers under SWDA and the “Superfund”’ statute,
the Comprehensive Environmental Response Cornpensa-
tion and Liability Act, 42 U.S.C. $$ 9604, 9606. It notes
1984 congressional amendments to SWDA that require
some changes in its approach under that act, and admits
it must reevaluate its position under the UMTRCA in
light of that development whic!. occurred after it issued
the active site final regulations. See Brief of Respond-
ents at 93 n.83. We accept as rational this explanation
for not imposing requirements for outside-the-boundaries
cleanup, and we cannot say the EPA’s actions were
arbitrary or capricious.
The environmental petitioners assert that the EPA did
not properly respond to comments during rulemaking,
particularly those concerning “compliance point” monitor-
ing, which suggested that sespage should be monitored in
58a
the vadose zone of rocks or sediment to detect pollution
before it reaches the aquifers. We are satisfied that the
EPA underiook a determined effort to respond to com-
ments during the rulemaking comment period. See gen-
erally II FEIS-AC at A.1-1 to 7-5 ‘summarized com-
ments and responses}. The record shows that the EPA
did respond to comments on ground water compliance
point monitoring generally, and possible vadose zone
monitoring in particular. Jd. at A.4-36 to -37 (compliance
point monitoring), A.6-2 to -3 (vadose zone monitoring).
The response to comments on vadose zone monitoring was
somewhat limited—but apparently because implementation
of ground water monitoring has been left to the Nuclear
Regulatory Commission. See id. at A.1-22, A.6-2. We
cannot say that the ground water monitoring guidelines
laid down by the EPA are irrational or unsuited to the
task. See 48 Fed, Reg. at 45,942 (guidelines listed).
Petitioners Kepford and Johnsrud argue that the EPA
did not give adequate consideration to deep well disposal
of mill tailings. The record shows that the EPA did con-
sider this proposal. See, e.g., 45 Fed. Reg. at 19,590; id.
at 45,931-32; I FEIS-AC at 8-16. The EPA acted within
its powers in rejecting this method, rationally finding it
had potential for more serious ground water contamina-
tion.
In sum, we reject all challenges to the EPA’s ground
water regulations for the active mil] sites,
V
AMAX, Ine., one of the world’s leading producers of
molybdenum, has petitioned for review of the active site
regulations for the specific purpose of challenging the
EPA’s designation of molybdenum as a “hazardous con-
stitutent” of uranium and thorium mill tailings and
subjecting molybdenum to the ground water protection
standards. No other petitioner has focused any attack
on the identification of particular minerals as nonradio-
59a
logical hazards. Therefore, before considering the merits
of AMAX’s claims we must consider AMAX’s standing
+o raise the issues in its petition. The EPA asserts that
AMAX lacks standing to challenge any aspect of the
UMTRCA active site regulations because it does not own
or operate any licensed uranium mill tailings sites and
therefore is not affected by the regulations. The regula-
tions specifically state that molybdenum is listed as a
hazardous constitutent “only for purposes of controlling
uranium and thorium byproduct materials. EPA does not
intend in this rulemaking to add molybdenum . . . to the
SWDA list of hazardous constituents.” 48 Fed. Reg.
45,926, 45,944 (1983).
Two sections of the United States Code apply directly
to this case. The UMTRCA itself provides that
“{jjudicial review of any rule promulgated under
this section may be obtained by avy interested person
only upon such person filing a petition for review
within sixty days after such promulgation in the
United States court of appeals for the Federal ju-
dicial circuit in which such person resides or has
his principal place of business. . . . The court shall
have jurisdiction to review the rule in accordance
with chapter 7 of Title 5 and to grant appropriate
relief as provided in such chapter.”
42 U.S.C. § 2022(c) (2) (emphasis added). Section 10(a)
of the Administrative Procedure Act, 5 U.S.C. § 702,
states that \
“fa] person suffering legal wrong because of agency
action, or adversely affected or aggrieved by agency
action within the meaning of a relevant statute, is
entitled to judicial review thereof.”
The concept of standing combines both constitutional
and prudential considerations. See Allen v. Wright, 52
U.S.L.W. 5110, 5114 (U.S. July 3, 1984); Valley Forge
Christian College v. Americans United for Separation of
60a
Church and State, Inc., 454 U.S. 464, 471 (1982);
Ozonoff v. Berzak, 744 F.2d 224, 227 (1st Cir. 1984).
At a minimum, Article III of the constitution requires
“the party who invokes the court’s authority to ‘show
{1] that he personally has suffered some actual or
threatened injury as a result of the putatively il-
legal conduct of the defendant,’ ... and [2] that the
injury ‘fairly can be traced to the challenged action’
and [3] ‘is likely to be redressed by a favorable de-
cision.’ ”
Valley Forge Christian College, 454 U.S. at 472 (cita-
tions omitted).
As a preliminary matter, we note that the reviewing
court, when ruling on a motion to dismiss for lack of
standing, “must accept as true all material allegations of
the complaint, and must construe the complaint in favor
of the complaining party.” Warth v. Seldin, 422 U.S.
490, 501 (1975). Even reading AMAX’s petition and
affidavit generously, we hold that it fails to meet either
the constitutional or prudential requirements of the stand-
ing doctrine.
First, the injury that AMAX claims it would suffer as
a result of the EPA’s listing of molybdenum as a toxic
substance is indirect. Neither AMAX nor its customers
own any uranium mill tailings sites. Therefore, they are
not subject to the UMTRCA or its regulations. AMAX,
however, alleges that state and local agencies that regu-
late AMAX’s customers are likely to restrict or prohibit
the discharge of molybdenum if the EPA classifies mo-
Ivbdenum as a hazardous substance. See Affidavit of Dr.
Gary G. Van Riper (Deputy Director of Environmental
Control, Climax Molybdenum Company, division of
AMAX). If this should occur, AMAX would be unable
to sell its product and would suffer economic injury.
Although an indirect injury can be sufficient to confer
standing on a party, the Supreme Court has stated:
bla
“When a governmental prohibition or restriction im-
posed on one party causes specific harm to a third
party, harm that a constitutional provision or statute
was intended to prevent, the indirectness of the in-
jury does not necessarily deprive the person harmed
of standing to vindicate his rights... . But it may
make it substantially more difficult to meet the mini-
mum requirements of Art. III: to establish that, in
fact, the asserted injury Was the consequence of the
defendant’s actions, or that prospective relief will
remove the harm.”
Warth v. Seldin, 422 U.S. at 504-05 (citation omitted).
Although the challenged regulation was adopted over
two years ago, AMAX does not refer to a single agency
that has restricted or proposed to restrict discharge of
molybdenum as a result of this action. AMAX refers only
to a proposed state regulation in Texas in 1979 classifying
molybdenum as a toxic substance that was used as the
basis for similar regulations in New Orleans, El Paso,
and Dallas. Affidavit of Dr. Gary G. Van Riper at 2-3.
Absent any allegation that a single state or local agency
has considered adopting the EPA’s classification of mo-
lybdenum as a hazardous substance, we believe that
AMAX has failed to demonstrate that it has or will
suffer “concrete and certali harm” as a result of the
EPA’s action. National Collegiate Athletic Ass’n v. Cali-
jano, 622 F.2d 1382, 1386 (10th Cir. 1980); see also
United States v. SCRAP, 412 U.S. 669, 688-89 (1975)
(“A plaintiff must allege that he has been or will in fact
he perceptibly harmed by the challenged agency action,
noi that he can imagine circumstances in which he could
be affected by the agency’s action.”’).
In reaching this conclusion, we are also influenced by
the decision of the United States Court of Appeals for the
District of Columbia Circuit in Association of Investment
Brokers v. SEC, 676 F.2d 857 (D.C. Cir. 1982). In that
case, the petitioners challenged the Securities and Ex-
§2a
chang> Commission’s (SEC) adoption of revisions to
Form U-4, the Uniform Application for Securities Indus-
try Registration. /d. at 858-59. The SEC only required
broker-dealers that it directly regulated to use the form.
Id. at 859. However, forty-six states and several self-
regulatory organizations, including the National Associa-
tion of Securities Dealers, Inc. and the New York Stock
Exchange, also adopted Form U-4. Jd. The petitioners
were not subject to the SEC’s regulation; instead, they
alleged that they were indirectly injured by the SEC
when other regulatory organizetions and states adopted
the SEC revisions. In rejecting standing, the court stated
that “{a!n order to the Commission concerning the form
could require cancellation or modification of provisions
for SECO breker-dealer filings but could not direct the
self-regulatory organizations and the states to follow
suit.” /d. at 862. The situation before us is comparable;
if state and local agencies follow the EPA and classify
molybdenum as a toxic substance. AMAX’s complaint
should be raised before these entities. Indeed, it is pos-
sibie that the EPA’s classification of melybdenum will
‘ause state and local entities to initiate their own investi-
gations of the toxicity of molybdenum. If so, it would
be the rules adopted as the result of such investigations
that might injure AMAX, not the EPA’s actions under
an act that does not regulate AMAX’s business.
iiven if we were to find that AMAX has met the
constitutional requirements for standing, we would have
to deny it standing based on prudential factors. The
Supreme Court recently described the prudential aspects
of a court’s determination of standing:
“Standing doctrine embraces several judicially self-
imposed limits on the exercise of federal jurisdiction,
such as the general prohibition on a litigant’s raising
another person’s legal rights, the rule barring adju-
dication of generalized grievances more appropriately
addressed in the representative branches, and the
63a
rquirement that a plaintiff's complaint fall within
the zone of interests protected by the law invoked.”
Alen ve Wright, 52 U.S.L.W. 5110, 5114 (U.S July 3.
1984).
Although several courts have questioned the continued
viability of the zone of interests aspect of the standing
doctrine, the Supreme Court has continued to apply it.
Id. at 5114. This circuit has been lenient in applying
the “zone of interest” test. We have said that “unless
the legislative history shows the plaintiff to be clearly
not within the statute’s ‘zone of interest,’ and it rarely
does. a court should demand no more than a sensible
relation between some subject of the statute and the
plaintiff's interest in the outcome of the litigation.”
National Collegiate Athletic Ass'n v. Califano, 622 F.2d
at 1986. The EPA specifically disclaims any treatment if
molybdenum as a toxic substance other than for purposes
of mill tailings byproducts disposal. See 45 Fed. Reg. at
45.949, Even generously interpreting the test, particu-
larly in the face of this disclaimer, it is difficult to read
the UMTRCA as a statute that in any Way intends to
regulate producers such as AMAX who do not own or
operate any licensed mill tailings sites,
Although AMAX correctly states that direct regulatory
impact is not required for a petitioner to come within
the interests test, the cases on which it relies involved a
fay more direct regulatory impact than AMAX alleges
that it might incur. In Cotorsky-Kaplan Physical Ther-
api Assoc... Lid. ¥. [’nited States, 507 F.2d 13638 (7th
Cip. 1975). for example, the plaintiffs, five professional
nhysical therapy corporations, were permitted to chal-
lence HEW regulations that conditioned Medicare pay-
ments to home health agencies on their hiring of non-
profit physical therapy corporations. Jd. at 1364-65, As
~ yesult of those regulations, several home health agencies
notified plaintiffs of their intent to terminate their con-
tracts. Jd. In allowing the private corporations to chal-
64a
lenge the regulations, even though they diu not apply
directly to them, the court stated that
‘if, pursuant to what it perceives to be its statutory
authority, a government agency regulates the con-
tractual relationships between a regulated party and
an unregulated party, the latter as well as the
former may have interests that are arguably within
the regulated zone for purposes of testing standing,
”
/d. at 1367. In contrast, neither AMAX, its customers,
nor the state and local agencies that might adopt the
EPA regulations are regulated under the UMTRCA.
In addition, in each of the cases that AMAX cites, the
plaintiff was injured when an agency effectively forbade
a third party from entering into or continuing a bene-
ficial relationship with the plaintiff. See Cotovshky-
Kaplan Physical Therapy Assoc., Ltd. v. United States,
supra; Apter v. Richardson, 510 F.2d 351 (7th Cir. 1975)
(subject on behalf of whom application for government
grant was submitted entitled to challenge denial of
grant).* In the instant case, however, the EPA has
exercised no authority over either AMAX or its cus-
tomers.
Accordingly, based on both constitutional and pruden-
tial factors, we deny AMAX standing and do not consider
its arguments on the merits.
VI
The challenges of all petitioners are rejected; we af-
firm the validity of the active mill site regulations.
4+AMAX also cites New Jersey Chapter Incorporated of the
American Physical Therapy Ass’n v. Prudential Life Ins. Co., 502
F.2d 500 (D.C. Cir. 1974), cert. denied, 420 U.S. 1004 (1975). In
this decision, however, the court never decided the standing issue
because it determined that, regardless of sianding, tne defendants
would prevail on the merits. Jd. at 504.
65a
APPENDIX C
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 192
[A-FRL 2211-8a |
Standards for Remedial Actions at Inactive Uranium
Processing Sites
AGENCY: U.S. Environmental Protection Agency.
ACTION: Final rule.
SUMMARY: We are issuing finai health and environ-
mental standards to govern stabilization, control, and
cleanup of residual radioactive materials (primarily mill
tailings) at inactive uranium processing sites. These
standards were developed pursuant to Section 275 of the
Atomic Erergy Act (42 U.S.C. 2022), as added by Section
206 of the Uranium Mill Tailings Radiation Control Act
of 1978 ‘Pub. L. 95-604), and were proposed in April
1980 and January 1981.
The standards apply to tailings at locations that qualify
for remedial action under Title I of Pub. L. 95-604. The
standards for control provide that the tailings be stabi-
lized in a way that gives reasonable assurance that the
health hazards associated with the tailings will be con-
trolled and limited for a long period of time. They also
establish a requirement to control releases of radon from
tailings piles. The standards for cleanup set limits on_
the radon decay-product concentration and gamma radia-
tion levels in buildings affected by tailings and on the
radium-226 concentiation in contaminated land
In response to comments on the proposed standards for
disposal and for cleanup, we have evaluated a number
of alternatives in terms of their costs and the reductions
achievable in potential health effects. A number of
changes have been made, including raising some of the
numerical limits and eliminating some requirements. The
i i ie ee i
66a
purpose of most of these changes is to make implementa-
tion easier and less costly. The changes should not result
in any substantial loss of health or environmental pro-
tection over that which would have been provided by the
proposed standards.
EFFECTIVE DATE: The final standards take effect on
March 7, 1983.
ADDRESSES: Final Environmental Impact Statement.
Background information is given in the Final Environ-
mental Impact Statement for Remedial Action Standards
for Inactive Uranium Processing Sites. (FEIS), EPA
Report 520/4-82-013-1. Single copies of the FEIS, as
available, may be obtained from the Program Manage-
ment Office (ANR-458), Office of Radiation Programs,
U.S. Environmental Protection Agency, Washington, D.C.
20460; telephone number 703-557-9351.
Docket. Docket Number A-79-25 contains the rulemak-
ing record. The docket is available for public, inspection
between 8:00 a.m. and 4:00 p.m., Monday through Fri-
day, at EPA’s Central Docket Section (A-130), West
Tower Lobby, 401 M Street, S.W., Washington, D.C.
20460. A reasonable fee may be charged for copying.
FOR FURTHER INFORMATION CONTACT: Dr. Stan-
ley Lichtman, Guides and Criteria Branch (ANR-460),
Office of Radiation Programs, U.S. Environmental Pro-
tection Agency, Washington, D.C. 20460; telephone num-
ber 703-557-8927.
SUPPLEMENTARY INFORMATION:
I. Introduction
On November 8, 1978, Congress enacted the Uranium
Mill Tailings Radiation Control Act of 1978, Pub. L. 95-
604 ‘henceforth designated “the Act’’). In the Act, Con-
gress stated its finding that uranium mill tailings “. . .
may pose a potential and significant radiation health
hazard to the public, ... and... that every reasonable
effort should be made to provide for stabilization, disposal,
67a
and control in a safe and environmentally sound manner
of such tailings in order to prevent or minimize radon
diffusion into the environment and to prevent or minimize
other environmental hazards from such tailings.” The
Administrator of the Environmental Protection Agency
(EPA) was directed to set “. . . standards of general
application for the protection of the public health, safety,
and the environment...” to govern this process of stabili-
zation, disposal, and control.
The Act directs the Department of Energy (DOE) to
conduct necessary remedial actions at designated inactive
uranium processing sites to achieve compliance with the
standards established by EPA. Standards are required
for two types of remedial actions: control and cleanup.
Control is the operation which places the tailings piles in
a condition that will minimize the risk to man for a long
time. Cleanup is the operation which reduces the poten-
tial health consequences of tailings that have been dis-
persed from tailings piles by natural forces or removed
by man and used elsewhere in buildings or land.
In April 1980, we proposed standards for cleanup of
tailings ‘45 FR 27376, April 22, 1980) and made them
effective immediately as interim standards (45 FR 27366,
April 22, 1980). We took this action to allow DOF to
begin remedial work immediately at some contaminated
buildings which posed a high level of risk. In January
1981, we proposed standards for control of tailings piles
(46 FR 2556, January 9, 1981) and issued a Draft En-
vironmental Impact Statement (DEIS) covering both the
control and cleanup standards. Public hearings on the
standards were held in Salt Lake City, Utah, on April
24-25, 1981; in Durango, Colorado, on April 27-28, 1981;
and in Washington, D.C., on May 14-15, 1981.
We received a wide range of responses to the proposed
standards and the DEIS. Sixty-eight substantive com-
ment letters were received and twenty-three individuals
testified or submitted comments at the public hearings.
Comments were received from a broad spectrum of par-
68a
ticipants, including private citizens, public interest groups,
members of the scientific community, representatives of
industry, and State and Federal agencies. We have care-
fully reviewed and considered these comments in prepar-
ing the FEIS and in promulgating these final standards.
The written comments are reproduced in the FEIS, which
also contains our detailed responses. The major issues
raised in public comments, our response to them, and the
detailed changes in the standards are given in Sections
III and IV. Below we simply summarize the major con-
clusions reached as a result of our review.
These standards are established to satisfy the purposes
of the Act to “. . . stabilize and control ... tailings in a
safe and environmentally sound manner and to minimize
or eliminate radiation health hazards to the public.” The
Act does not provide specific criteria to be used in deter-
mining that these purposes have been satisfied. We have
therefore made it our objective to establish standards
that take account of the tradeoffs between costs and
benefits in a way that assures adequate protection of
the public health, safety, and the environment; that can
be implemented using presently available techniques and
measuring instruments; and that are reasonable in terms
of overall costs and benefits. We have been especially
cognizant of the need to differentiate what would be
desirable from what we believe to be necessary to achieve
the purposes of the Act.
Substantial dissatisfaction with the proposed standards
was expressed in written comments and at the public
hearings. In response to these views, we carefully eval-
uated a number of alternatives with respect to the above
factors. Details of each of the alternative control and
cleanup standards we considered are given in the FEIS.
Selected results of our analysis that are pertinent to our
choices for each part of the final standard are given in
Section III of this Notice. The following table contains
a summary of the alternative standards we considered
for control of tailings piles.
69a
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The alternative cleanup and control standards can be
generally categorized as:
(1) Least cost alternatives which provide minimum
acceptable health protection, and depend upon the use of
institutional methods of control;
(2) Optimized cost-benefit alternatives which provide
longer term health protection, without reliance on insti-
tutional controls, but at somewhat higher costs; and
(3) Nondegradation alternatives which attempt to
achieve close to the same environmental consequences as
might occur if the ore had not been mined; these entail
much higher costs, and could result in some undesirable
environmental consequences.
%
Our analysis was based on assuming that remedial ac-
tions to satisfy “least cost” tailings pile control standards
would entail applying a thin earthen cover and little or
no reinforcement of relatively steep side slopes. Integrity
of the cover would be assured through active mainte-
nance for 100 years. Only minimal flood protection meas-
ures would be applied, and as few as one pile would be
moved to a more stable location. Covers would be pro-
gressively thicker and less dependent upon care under the
more stringent alternatives, with more gradual slopes
and greater use of rock for reinforcement. Under the
“nondegradation” alternatives, up to half of the piles
would be moved to satisfy either water protection or lon-
gevity requirements.
The alternative cleanup standards would require pro-
gressively more complete removal of tailings from more
buildings. Remedial methods that do not involve tailings
removal may be used on a limited basis under all but
“nondegradation” alternatives.
The more stringent land cleanup alternatives require
more complete removal of contaminated material, imply-
ing that larger areas may be cleaned up at each contam-
Tla
inated location and somewhat greater numbers of sites
qualify for cleanup. r
We concluded that the standards we originally pro-
posed approach a “nondegradation” alternative that
would, in at least some cases, be difficult to implement,
since they specify cleanup and control limits close to
background levels. More importantly, the small incre-
mental health benefits, when compared to the benefits for
less stringent alternatives, do not appear to justify the
large additional costs.
We selected an “optimized cost-benefit” rather than a
“least cost” alternative for the final standards, in part
because it provides much greater protection of health at
only a small increase above the least cost alternatives,
and in part because it does not place primary reliance on
institutional methods of control. The final standards pro-
vide for:
(1) Control systems for tailings piles—Control and
stabilization which will ensure, to the extent reasonably
achievable, an effective life of 1000 years, and in any
ease, for at least 200 years. This control and stabiliza-
tion will be designed to provide a barrier which will ef-
fectively minimize the potential for misuse and spread
of the tailings, limit the average radon emission —
the surface of tailings piles to no more than 20 pCi m°s,'
protect against flooding, and protect from wind and water
erosion. We have also provided an alternative equivalent
to the radon emission limit that is stated in terms of
the maximum radon concentration in air at locations off
the pile.
1A curie is the amount of radioactive material that produces 37
billion nuclear transformations (e.g., Cecays of radium into radon)
per second. A picocurie (pCi) is a trillionth of a curie. One pico-
curie of material produces just over two transformations per
minute. pCi/m*s is a unit for the release rate of radioactivity from
a surface (m=meter, s=second). pCi g is a unit for the radio-
activity concentration in a mass of material (g - gram).
72a
(2) Flood control—Diking or other flood protection
controls given first consideration, rather than moving
piles, when there is a risk from floods.
(3) Control of waterborne pollutants—DOE should
assess each site and establish any corrective or preventive
programs found necessary to meet relevant State and
Federal Water Quality Standards and to be consistent,
to the maximum extent practicable, with the Solid Waste
Disposal Act, as amended.
(4) Cleanup of buildings—An objective for reduction
of radon decay products of 0.02 WL,* with a maximum
limit of 0.03 WL.
(5) Cleanup of dispersed tailings—Limitations of soil
racium content to 5 pCi g (above background) averaged
over the top 15 centimeters of soil, and to 15 pCi g av-
eraged over any 15 centimeters of soil below this.
(6) Cleanup of off-site land—Remedial actions applied
only to situations that constitute a hazard; in those cases,
cleanup equivalent to the above standard for dispersed
tailings.
The Table below provides a summary comparison of
the proposed and final standards. The following sections
provide a more detailed discussion of the basis for the
final standards.
It should be noted that these standards in no way are
intended to establish precedents for other situations or
regulations involving similar environmental objectives,
but with different economic and or technological circum-
stances. For example, our forthcoming proposed stan-
dards for active uranium mills will be based on an inde-
pendent analysis of operating and future mills, which
~ A “working level” (WL) is any combination of short-lived radon
decay products in one liter of air that will result in the ultimate
emission of alpha particles with a total energy of 130 billion elec-
tron volts. Working level is a measure of the concentration of
radioactivity in the air, not of how rniuch radiation a person actually
receives.
73a
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74a
may result in different standards. Similarly, our reme-
dial action standard for contaminated buildings should
not be taken as an appropriate design goal for indoor
radon decay product concentration in new housing, or
as a remedial action goal appropriate for all circum-
stances.
II. Summary of Background Information
Beginning in the 1940’s, the U.S. Government pur-
chased uranium for defense purposes. As a result, large
quantities of tailings were created by the uranium mill-
ing industry. These tailings are a sand-like material, and
are attractive for use in construction and soil condition-
ing. Most of these mills are now inactive, and the ulti-
mate disposal of their tailings has not yet taken place.
In addition. tailings have been dispersed from the piles
at most of the sites by natural forces, or have been re-
moved by man for use in or around buildings, or on land.
The Act provides for the cleanup of these offsite tailings
as well as for the long-term control of the tailings piles.
Congress designated twenty-two inactive sites, and the
Department of Energy has added two more. The sites
-are located in the West, predominantly in arid areas, ex-
cept for a single site at Canonsburg, Pa. Tailings piles
at these sites range in area from 5 to 150 acres and in
height from a few feet to as much as 230 feet. The
amount of tailings at each site ranges from only residual
contamination to 2.7 million tons. The twenty-four des-
ignated sites combined contain about 26 million tons of
tailings covering a total of about 1,000 acres.
The most important hazardous constituent of uranium
mill tailings is radium, which is radioactive. We esti-
mate that these tailings contain a total of about 15,000
curies of radium. Radium, in addition to being haz-
ardous itself, produces radon, a radioactive gas whose
T5a
decay products can cause lung cancer. The amount of
radium in tailings, and, therefore, the rate at which
‘adon is produced, will decuy to about 10° of the cur-
rent amount in several hundred thousand years. Other
potentially hazardous constituents of tailings include
arsenic, molybdenum, selenium, uranium, and, usually in
lesser amounts, a variety of other toxic substances. The
concentrations of these materials vary from pile to pile.
Radiation and toxic materials may cause a variety of
cancers, and other diseases, as well as genetic damage
and teratogenic effects. Tailings are hazardous to man be-
cause: (1) decay products of radon may be inhaled and
increase the risk of lung cancer; (2) individuals may be
exposed to gamma radiation from the radioactivity in
tailings; and (3) radioactive and toxic materials from
tailings may be ingested with food or water. We believe
the first of these hazards is clearly the most important.
The radiation hazard from tailings lasts for many
hundreds of thousands of years, and some nonradioactive
toxic chemicals persist indefinitely. The hazard from
uranium tailings therefore must be viewed in two ways.
In themselves, the tailings pose a present hazard to hu-
man health. Beyond this immediate, but generally lim-
ited, health threat, the tailings are vulnerable to human
misuse and to dispersal by natural forces for an essen-
tially indefinite period. In the long run, this threat of
expanded, indefinite contamination overshadows the pres-
ent dangers to public health. The Congressional report
accompanying the Act expressed the view that the meth-
ods used for remedial actions should not be effective for
only a short period of time. It stated: “The committee
believes that uranium mill tailings should be treated...
in accordance with the substantial hazard they will pre-
sent until long after existing institutions can be expected
to last in their present forms,” and, that “The Com-
mittee does not want to visit this problem again with
additional aid. The remedial action must be done right
76a
the first time.” (H.R. Rep. No. 1480, 95th Cong., 2nd
Sess., Pt. I, p. 17, and Pt. II, p. 40 (1978).)
For the purpose of establishing standards for the pro-
tection of health, we assume a linear, nonthreshold dose-
effect relationship as a reasonable basis for estimating
risks to the general public from radiation. This means
we assume that any radiation dose poses some risk and
that the risk of low doses is directly proportional to the
risk that has been demonstrated at higher doses. We
recognize that the data available preclude neither a
threshold for some types of damage below which there
are no harmful effects, nor the possibility that low doses
of gamma radiation may be less harmful to people than
the linear model implies. However, the major radiation
hazard from tailings arises from alpha radiation, and
the National Academy of Sciences’ Advisory Committee
on the Biological Effects of Ionizing Radiation (the
BEIR Committee) stated in their 1980 report that for
“". . radiation, such as from internally deposited alpha-
emitting radionuclides, the application of the linear hy-
pothesis is less likely to lead to overestimates of risk, and
may, in fact, lead to underestimates.”
Our quantitative estimates of radiation risk are based
on our review of epidemiological studies, conducted in the
United States and in other countries, of underground
miners of uranium and other metals who have been ex-
posed to radon decay products, and on three reports: The
Effects on Populations of Exposure to Low Levels of
Ionizing Radiation (1972) and Health Effects of Alpha
Emitting Particles in the Respiratory Tract (1976) by
the BEIR Committee, and the report of the United Na-
tions Scientific Committee on the Effects of Atomic Radi-
ation entitled Sources and Effects of Ionizing Radiation
(1977). Details of our risk estimates are provided in
Indoor Radiation Exposure Due to Radium-226 in Flor-
ida Phosphate Lands (EPA 520/4-78-013) and in the
FEIS.
a
77a
Although the studies of underground miners show
that there is a significant risk of lung cancer from ex-
posure to radon decay products, there is some uncertainty
about its magnitude. Exposures of miners are estimated
from the time spent in each location in a mine and the
measured radon decay product levels at those locations.
However, radon decay product measurements were in-
frequert and often nonexistent for exposures of miners
prior to the 1960's. The uncertainty increases when data
for miners are used te estimate risk to the general popu-
lation because there are differences in age, physiology,
exposure conditions, and other factors between the two
populations. Nevertheless, we believe the information
available provides an estimate of risk which is probably
reliable within a factor of two or three, and that. this
constitutes an adequate basis for these standards.
It is not possible to reduce the risk to zero for people
exposed to radiation or, for that matter, to many other
hazardous materials. In order to decide on an appro-
priate level of a small residual risk, we evaluated the
costs and benefits of different levels of control. We also
considered technical difficulties associated with imple-
menting different levels of control.
The legislative record shows that Congress intended
that EPA set general standards and not specify any par-
ticular method of control. Therefore, our analyses of
control methods, costs, risks, and other pertinent factors
emphasize the general characteristics of uranium mill
tailings and the designated sites. The Act gives other
agencies of the Federal Government the responsibility to
decide how to satisfy these standards at specific sites.
They will issue site-specific Environmental Impact State-
ments or Environmental Assessments. as appropriate,
covering such matters.
The information upon which we based these health and
environmental standards for control and cleanup of tail-
78a
ings from inactive uranium processing sites is summar-
ized below. Additional background information and more
complete presentations are given in our notices of pro-
posed rulemaking (45 FR 27370, April 22, 1980, and 46
FR 2556, January 9, 1981) and in the FEIS.
A. The Risks from Tailings
Uranium mill tailings can affect man through four
principal environmental pathways:
° Diffusion of radon-222, the decay product of radium-
226, from tailings into indoor air. Breathing radon-222,
an inert gas, and its short half-life decay products, which
attach to tiny dust particles, exposes the lungs to alpha
radiation (principally from polonium-218 and polonium-
214:. The exposures involved may b. sarge for persons
who have tailings in or around their houses, or who live
very close to tailings piles. Additional, but smaller, ex-
posures to alpha radiation may result from long-lived
radon-222 decay products (principally lead-210 and polo-
nium-210). Exposure due te radon from tailings in or
around buildings is best estimated from direct measure-
ments of its decay products in indoor air.
* Direct exposure to gamma radiation. Many of the
radioactive decay products in tailings produce gamma
radiation. The'most important are lead-214, bismuth-
214, and thallium-210. Hazards from gamma radiation
are limited to persons in the immediate vicinity cf piles
or removed tailings. Exposure due to gamma radiation
from tailings is readily estimated from direct measure-
ments.
* Dispersal of small particles of tailings material ip
the air. Wind erosion of unstabilized tailings piles cre-
ates airborne tailings material. The predominant dose
is to the bones from eating foods contaminated by thor-
ium-230, radium-226, and lead-210, and is small. Expo-
sure due to airborne transport of radon and particulates
79a
from a pile usually cannot be directly measured, but may
be estimated using meteorological transport models.
°* Waterborne transport of radioactive and toxic ma-
terial. Dispersal of unstabilized tailings by wind or
water, or leaching, can carry radioactive and other toxic
materials to surface or ground water. Current levels of
contamination appear to be low or nonexistent. However,
some long-term future contamination of surface and
ground water and consequent intake by man and ani-
mals is possible. Potential exposures due to the trans-
port of waterborne contaminants are highly site-specific
and can generally only be determined by a careful sur-
vey program.
The following discussion of risks focuses largely on cur-
rent biological effects: however, these current effects
could be expanded by future misuse of tailings by man
and by uncontrolled effects of natural forces. Our stand-
ards reflect consideration of both current and future im-
pacts of tailings.
1, Air Pathways. We estimated the hazards posed by
radon emissions to air from uranium mill tailings piles
and from tailings used in and around houses. For the
first case we used meterological models and considered
people in the neighborhood of the pile, the population in
the local region, and the remainder of the national popu- —
lation. For the second, we drew largely upon experience
from contaminated houses in Grand Junction, Colorado.
Four sources of exposure were considered; inhaled short-
lived radon decay products, gamma radiation, the long-
lived radon decay products, and airborne tailings.
From our analysis we conclude:
(a) Lung cancer caused by the short-lived decay prod-
ucts of radon is the dominant radiation hazard from
tailings. Effects of gamma radiation, of long-lived radon
decay products, and of airborne tailings from the piles
80a
are generally much less significant, although high gamma
radiation doses may sometimes occur.
(b) Individuals who have tailings in or around their
houses often have large exposures to indoor radon and
hence high risks of lung cancer. For example, in 50%
of a sample of 190 houses with tailings in Grand Junc-
tion, Colorado, we estimate that the lifetime excess risk
due to exposure to short-lived radon decay products prior
to remediation may have been greater than 4 chances
in 100.
(ec) Individuals living near an uncontrolled tailings
pile are also subjected to high risks from short-lived ra-
don decay preducts. For example, we estimate that peo-
ple living continuously next to some of the piles may have
lifetime excess lung cancer risks as high as 4 chances
in 100.
(d) Based on models for the cumulative risk to all
exposed populations, we estimate that, without remedial
action, the radon from all the inactive sites considered
together could cause about 170 to 240 potential excess
lung cancer deaths per century. Of these, 55% to 80%
are projected to occur among persons living less than 50
miles from a pile.
There is a substantial uncertainty in these estimates
because of uncertainties in the rate of release of radon
from tailings piles. the exposure people will receive from
its decay products, and from our incomplete knowledge
of the effects on people of these exposures. In addition,
our estimates are based upon current sizes and geograph-
ical distributions of populations. If populations increase
in the future, the estimated impact would be larger.
We concluded that a primary objective of standards for
cieanup of tailings should be to remove or reduce existing
and potential risks due to radon decay products indoors.
Such risks from indoor radon decay products arise in
two ways—in existing buildings where tailings were
8la
used in construction and cause elevated levels, and from
land contaminated sufficiently to cause elevated levels in
new construction. A secondary objective should be to
reduce high exposures to gamma radiation due to tail-
ings in buildings or on land away from the tailings piles.
We concluded that a primary objective of standards for
control of tailings should be isolation and stabilization to
prevent their misuse by man and dispersal by natural
forces, such as wind, rain, and flood waters. A second
objective should be to reduce radon emissions from tail-
ings piles. A third objective should be the elimination of
significant exposure to gamma radiation from tailings
piles.
2. Water Pathways. Although water contamination
does not now appear to be a significant source of imme-
diate radiation exposure at the piles, both radionuclides
and nonradioactive toxic substances, such as arsenic,
molybdenum, and selenium, could be leached or other-
wise removed from tailings and contaminate water re-
sources. If this occurred, it could then affect crops, ani-
mals, and people. Such contamination could, in principle,
be caused by either past or future releases from the tail-
ings. Tailings piles at inactive sites have already lost
most of the water deposited in them during mill opera-
tions through evaporation and seepage. However, ele-
vated concentrations of radioactive or toxie substances
in ground water have been observed at only a few of the
designated sites (four are identified in the FEIS), and
in some standing water ponds (but not in running water).
Any future water contamination would arise from the
effects of rain or through flooding of a pile, from pene-
tration of a pile from below by ground water, or from
leaching of tailings transported off a pile.
A theoretical analysis performed for the Nuclear Reg-
ulatory Commission (NRC) of a larger model pile
showed that contamination of ground water by selenium,
82a
sulfate, manganese, and iron might exceed current drink-
ing water standards over an area 2 kilometers wide and
8 to 30 kilometers long. However, more than 95% of
this projected contamination was attributable to initial
seepage of process water discharged to the pile during
mill operations. The movement of contaminants through
a pile and subsoil to ground water depends on a com-
bination of complex chemical and physical properties, as
well as on local precipitation and evaporation rates.
Chemical and physical processes can effectively remove
or retard the flow of many toxic substances passing
through subsoil. However, some contaminants such as
arsenic, molybdenum, and selenium, can occur in forms
that are not removed. Typically, ground water can move
as slowly as a few feet per year, and only in coarse or
eracked materials does the speed exceed one mile per
year. For these reasons, contaminants from tailings may
not affect the quality of nearby water supply wells for
decades or longer after they are released. However, once
contaminated, the quality of water supplies cannot usu-
ally ve easily restored simply by eliminating the source
‘although, in some cases removing or isolating the tail-
ings may contribute to improving water quality).
Based on results from the NRC generic model for
mill tailings piles, it is likely that the few observed cases
of ground water contamination resulted from seepage of
the original liquid waste discharges from the mill. Addi-
tional future contamination of ground water should be
much smaller, and in most cases would be expected to be
minimized by measures required to control misuse of tail-
ings by man and dispersal by wind, ‘ain, and fiood
waters. These measures should also effectively eliminate
the threat of contamination of surface water by runoff
or from leaching of tailings transported off piles, and
provide reasonable protection of surface and ground
water from contamination by flooding. However, at a
few specific sites, especially in areas of high rainfall or
83a
where ground water tables intersect the piles, special con-
sideration of possible future contamination of grounu
water may be needed.
Though a few sites appear to have some existing con-
tamination due to the presence of tailings
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