Opposition Brief — Smith v. Black
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NO. 90-1164 a ee |
— OLFICE OF THE CLERK
Inu The Supreme Court of the United States
October Cerm, 1990
7 oe
WILLIE ALBERT SMITH
PETITIONER
VERSUS
LEE ROY BLACK, COMMISSIONER,
MISSISSIPPI DEPARTMENT OF CORRECTIONS
RESPONDENT
PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF MISSISSIPPI
BRIEF IN OPPOSITION :
MIKE MOORE
ATTORNEY GENERAL
STATE OF MISSISSIPPI
MARVIN L. WHITE. JR.
ASSISTANT ATTORNEY GENERAL
COUNSEL OF RECORD
CHARLENE R. PIERCE
SPECIAL ASSISTANT ATTORNEY GENERAL
POST OFFICE BOX 220
JACKSON. MISSISSIPPI 39205
TELEPHONE: (601) 359 3680
|
)
|
)
OFFICE OF THE ATTORNEY GENERAL
COUNSEL FOR RESPONDENT
Il.
QUESTION PRESENTED
Where Petitioner's Due Process:
Rights Were Not Violated By The
Use Of The Testimony of Thomas
And Wells Certiorari Should Be
Denied.
Where The Court Below Correctly
Decided That Clemons _v. Mississippi
Created A New Rule That Will Not Be
Applied To Cases On Habeas Review
Certiorari Should Be Denied.
TABLE OF CONTENTS
QUESTION PRESENTED ....++ « «
TABLE OF CONTENTS ....+ + « «
TABLE OF AUTHORITIES .....
INTRODUCTION . . . «© « «© «© «© © © «© «
OPINION BELOW .... + « © «© «© « «
JURISDICTION .... .
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED .. .
STATEMENT OF THE CASE ..... -«
A.
B.
Procedural History ......
Statement of Facts ......
REASONS FOR DENYING THE WRIT .
ARGUMENT ... +6 © © «© © « «
I.
Where Petitioner's Due Process
Rights Were Not Violated By The
Use Of The Testimony of Thomas
And Wells Certiorari Should Be
DemnsieG.-+ « «6 tS Ow we Se we
ii
13
13
13
II. Where The Court Below Correctly
Decided That Clemons _v. Mississippi
Created A New Rule That Wiil Not Be
Applied To Cases On Habeas Review
Certiorari Should Be Denied. os ae
(re Fo -« « « @ «@ «© wo ew elt
rr neces Gee SWAG «© «© «© 6 ee lle 56
iii
TABLE OF A RITIE
CASES PAGE
Brady v. Maryland, , 373 U.S. 667
> a ae en oe ee ee a
Burks v. Egeler, 512 F.2d 221, 229 (6th
Cir.), cert. denied, 423 U.S.
Ber COUPE ale ew ee et tl hl whl ehCUM
Butler v. McKeller, 494 U.S. ,» &k@
5. te. , 108 L.Ed.2d
SO? (1990) «2 «© =» «© © « J, 36, 44
Clemons v. Mississippi, 494 U.S. » £a8
S.Ct. 1441, 108 L.Ed.2d 725
(1990) .... 30, 35, 36, 44-50, 54
Clemons v. State, 535 So.2d 1354
[eames Rowe) «ss we wo wo ww we lw = CG
Collins v. Youngblood, 497 U.S. » age
S.Ce. Brae
111 L.Ed.2d 30 (1990) . . 32, 33, 35
Gideion v. Wainwright, 372 U.S. 335, 83
A Fe, YF
> bile. 2G FES (39682) «© se th tll !|CUKF
Giglio v. United akates, 405 U.S. 150
(ad7a)6 . « cs 2
Hill v. Black, 920 F.2d 249
Ce 3 i
In re Smith, 457 So.2d 911
ee a
Johnson v. State, 547 So.2d 59
faeees GOP) sc ew tw tw te th hl tle CU
iv
Marcella v. United Skates, 344 F.2d 876
(9th £igr. 1965) . - » tis & wie ee
Maynard v Cartwright, 486 U.S. 356, 108
S.Ct. 1853,
100 L. Ed. 2d 372 (1988) ...-+ +... 47
Mooney v. Holohan, 294 U.S. 103
e) | eee er ae ee ee eee ee
Parker v. Dugger, 498 U.S. , 822 BGS.
, 112 L.Ed.2d 812
C29RS) 6 6 4 6 oe 6: 0 oe ee
Penry v. Lynaugh, 492 U.S. , 109 §.Ct.
1212, 106 L.Ed.2d 256 (1989) ... 14
Saffle v. Parks, 494 U.S. » L130 §.Ct.
, 108 L.Ed.2d 415 (1990) .. 14, 36,
44
awyer v. mith, 497 U.S. , 130 §.Ct.
, 111 L.Ed.2d 193 (1990) .. 14, 35,
S1
Smith v. Black, 904 F.2d 111
(Stn Cir. 2990) «. - « 8, -ddg Bay hy
Smith v. Black, 904 F.2d 950 (5th Cir.
Fee ee le: + ae Se ae
Smith v. Black, 912 F.2d 1465
(Sth Che; 1909). tee ws
Smith v. Mississipp., 460 U.S. 1047
Fs ny se oh a ws
Smith v. State, 419 So.2d 563
(Meee. 1FG@p 26 2 ow we tt lt tt By ee
Smith v. State, 434 So.2d 212
(Miss. 19863) . . «+ ++» « « By 29
Smith v. State, 492 So.2d 260 -
(Miss. 1986) ...++ + 2« « « « LQ
Smith v. State, 500 So.2d 973
(Ries: T3906) «. «© = e+ se verve
Smith v. Thigpen, 689 F.Supp. 644
(§.D.Miss. 1986) ...+.++e Aly 12, 29
Smith v. Thigpen, Civil Action
No. JO@3-O0573(B) . ».» «© © © «© © «© @ Qe
Smith v. United SEAERR, 358 F.2d 683 (3rd
Cir. 1966)... ; 2 ‘2s &
Smith v. Hainyxight, 741 F.2d 1248 (11th
Cir. 1984) .. ° . 6 o « o 85
em v. Black, 909 F.2d 111 har Cir.
3990) «6 te ee . : — ee
Sublivan v. Sanders, 863 F.2d 218
(2nd Cir. 1988) ..... 1@, 18, 22
Sumner v. Mata, 449 U.S. 539
Cl Se re ee a a
Sumner v. Mata, 455 U.S. 591
(igget 8 6 et et ee he Re ST
Teague v. Lane, 489 U.S. ___, 109 S.Ct.
1060, 103 L.Ed.2d 334 (1989) .... 14,
16-18, 31, 32, 35, 44, 47-49, 52, 54
United States ex rel. Burnett v. Illinois,
619 F.2d 668, 674 (7th Cir.), cert.
denied, 449 U.S. 880 (1980) .... 15
vi
United States v. Agurs, 427 U.S. 97
(i976) . « .s
United States v. Jones, 614 F.2 80 (5th
Cir.), cert. denied, 446 U.S.
55: (h0we) «te sw we wee ew wo sh ss GQ
Wild v. Oklahoma 187 F.2d 409 panera
Cats. Aven) ~*.- «
Wiley v. State, 517 So.2d 1373
(Miss. 1987) ..... iss es Ba
AMENDME T AND _R PAGE
OO OEONOESS nse ee ee a 8
Eighth Amendment, United States
COMBEZEOCEOR 6. st ss te th te hl hl
Fourteenth Amendment, United States
GCOMpGEEEUGEOE « 6 ct we ewe ht hl thc tS
Miss. Code Ann., § 99-39-23(6),
(Supp. 1990) «+ «© ee see evsvnev ld
Miss. Code Ann., § 99-39-27(9)
(Supp. 1990) . . « «© = « = © » a S32
O.8.6 8 FeSRtes- kk ct we ee we ee RG
vii
NO. 90-1164
IN THE SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1990
WILLIE ALBERT SMITH,
Petitioner
versus
LEE ROY BLACK, Commissioner,
Mississippi Department of Corrections, et
al.,
Respondent
PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF MISSISSIPPI
INTRODUCTION
Respondent, Lee Roy Black,
respectfully prays that the Petition for
Writ of Certiorari to the Supreme Court of
the State of Mississippi be denied in this
case.
OPINION BELOW
The opinion of the United States
Court of Appeals for the Fifth Circuit
rendered on June 26, 1990, is reported as
1
Smith v. Black, 904 F.2d 111 (5th Cir.
1990). A copy of this opinion is before
this Court as Appendix A to the petition
for certiorari. On August 24, 1990, a
petition for rehearing and suggestion for
rehearing en banc was denied without
opinion. Smith v. Black, 912 F.2d 1465
(Sth Cir. 1990). See, Appendix B.
JURISDICTION
Petitioner seeks to invoke the
jurisdiction of this Court under the
authority of 28 U.S.C. §1254(1), he fails
to do so.
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
Petitioner contends that this case
involves the application of the Eighth and
Fourteenth Amendments of the United States
Constitution and Miss. Code Ann., §§ 99-
39-27(9) and 99-39-23(6), (Supp. 1990).
See, Appendix H.
STATEMENT OF THE CASE
A. Procedural History:
On March 15, 1981, petitioner was
arrested for the capital murder of Shirley
Roberts. On June 19, 1981, an indictment
was returned in the Circuit Court for the
First Judicial District of Hinds County,
Mississippi, charging petitioner with
killing Mrs. Roberts in the course of the
commission of a robbery. On July 27,
1981, the matter was called for trial. On
July 30, 1981, after returning a verdict
of guilty of capital murder, the jury
sentenced petitioner to death in the
following verdict:
We, the Jury, find
unanimously and beyond a
reasonable doubt the following
aggravating circumstances:
1. The capital murder
was committed while the
defendant was engaged in the
commission of robbery;
ae The capital murder was
committed for pecuniary gain;
3. The capital murder was
especially heinous, atrocious or
cruel;
We, the Jury, further find
unanimously from the evidence
and beyond a_ reasonable doubt
that, after weighing the
mitigating circumstances and the
aggravating circumstances, one
against the other, that the
aggravating circumstances do
outweigh the mitigating
circumstances and that the
defendant should suffer the
penalty of death.
Tr. at 1615.
Petitioner then took his automatic appeal
to the Mississippi Supreme Court, raising
the following assignments of error:
is The trial court committed
reversible error by admitting
[sic] the prosecution to
introduce the criminal record as
being that of the defendant's
and further by not declaring a
mistrial at that point.
2. The Mississippi Code
Annotated, §§ 97-3-21 and 99-19-
101 (Supp. 1978), are
unconstitutional and violative
of the Eighth and Fourteenth
+
Amendments to the United States
Constitution.
3. The trial court erred in
allowing the prosecution to
exhibit gruesome photographs of
the victim to the jury for long
periods of time during the
sentence phase when the same
photographs had been previous!y
studied by the jury during the
guilt phase of the trial.
4. The verdict of "guilty" in
the guilt phase of the trial is
contrary to the great weight of
evidence.
5. The sentence of "death" in
the sentencing phase of the
trial is contrary to the great
weight of the evidence.
6. The trial court erred in
allowing the jury to find during
the sentencing phase that the
murder was committed for
pecuniary gain.
7s The trial court erred in
overruling the defendant's
Motion to Suppress evidence
taken from the defendant's
apartment, and further erred by
admitting the evidence in the
trial over the defendant's
objection.
Brief of Appellant on direct
appeal.
On August 11, 1982, the conviction
and sentence were affirmed by Mississippi
Supreme Court. A petition for rehearing
was filed and the original opinion was
modified without disturbing the
affirmance. This September 22, 1982,
modified opinion continued to adhere to
the previous ruling affirming the
conviction and sentence of death. Smith
v. State, 419 So.2d 563 (Miss. 1982) (Smith
I).
Represented by new counsel petitioner
filed a petition for writ of certiorari
with this Court. In this first petition
Smith raised the following grounds:
1. Where defense counsel is
competent in some of the cross-
examination of prosecution
witnesses at a capital trial but
is absolutely supine in the face
of the prosecution's aggressive
thrust at voir dire and in
closing argument and fails to
protect his client's interests
at trial against the
argumentative approach of the
6
prosecution, may counsel be
deemed to have rendered
ineffective assistance?
# Should the standard for
counsel's ineffective assistance
be the farce and mockery test or
should that standard be
uniformly replaced by the
"reasonable competence"
standard?
3. Where police enter a
dwelling under exigent
circumstances without a WARRANT
and briefly spot evidence on the
premises before leaving to try
to find and save a crime victim,
may they return after there
resolution of the emergency
exigent circumstances and, still
without a warrant, search for,
identify and seize evidence?
Petition for Certiorari from Direct
Appeal.
On March 21, 1983, this Court denied
certiorari. Smith v. Mississippi, 460
U.S. 1047 (1983).
On April iy 1983, petitioner
commenced his sojourn through the
intricate labyrinth of post-conviction
collateral relief with the filing of an
Application for Leave to File a Petition
for Writ of Error Coram Nobis in the Lower
Court with the Mississippi Supreme Court,
pursuant to Miss. Code Ann. § 99-35-145
(Repealed April 17, 1984). On June l,
1983, the state supreme court denied
petitioner's request for relief holding
virtually all of his claims to be
procedurally barred. On July 27, 1983,
his petition for rehearing was denied.
Smith v. State, 434 So.2d 212 (Miss.
1983) (Smith IT).
On August 1, 1983, petitioner filed a
petition for writ of habeas corpus with
the United States District Court for the
Southern District of Mississippi. A stay
of execution was entered on August 17,
1983. Further proceedings were stayed in
the District Court until such time as
petitioner further exhausted his state
court remedies. On January 31, 1984,
8
petitioner filed a second Application for
Leave to File a Petition for Writ of Error
Coram Nobis with the Lower Court with the
Mississippi Supreme Court. Petitioner's
allegations involved the claim that two
witnesses perjured themselves at trial.
This Court granted the application on
September 26, 1984, and ordered an
evidentiary hearing in the circuit court
on the issue. In re Smith, 457 So.2d 9l1l
(Miss. 1984)(Smith III). An evidentiary
hearing was’ held on October 10, 1984, and
the trial court issued an unpublished
opinion and order on January 16, 1985,
denying the requested relief.
Petitioner appealed this ruling to
this Court. On March 9, 1986, the denial
post-conviction relief was affirmed by the
Mississippi Supreme Court. A petition for
rehearing was denied on August 13, 1986.
Smith v. State, 492 So.2d 260 (Miss.
1986) (Smith IV).
While this second state post-
conviction petition was pending
petitioner, in August, 1985, filed yet a
third post-conviction motion in state
court. This third motion to vacate
judgment and set aside sentence was filed
under Section 99-39-1, et seq., Miss. Code
Ann. (Supp. 1984). This motion was denied
by the Mississippi Supreme Court on
November 26, 1986. Rehearing was denied
on February 11, 1987. Smith v. State, 500
So.2d 973 (Miss. 1986)(Smith V).
On April 7, 1987, petitioner amended
his federal petition for writ of habeas
corpus and reactivated the proceedings in
the Federal District Court.
On June 13, 1988, the District Court
issued its memorandum opinion and order
denying habeas corpus relief to
10
petitioner. Smith v. Thigpen, 689 F.Supp.
644 (S.D.Miss. 1988). Petitioner then
filed a motion to alter or amend the
judgment entered by the District Court.
This motion was denied in a _ two page
memorandum opinion and order entered
August 26, 1988. Smith v. Thigpen, Civil
Action No. J83-0573(B). From this
judgment denying habeas relief petitioner
took an appeal to the United States Court
of Appeals for the Fifth Circuit.
On June 26, 1990, the Fifth Circuit
issued an opinion affirming the judgment
of the District Court denying habeas
corpus relief. The petition for rehearing
was denied, without opinion, on August 24,
1990. Smith v. Black, 904 F.2d 950 (5th
Cir. 1990). Petitioner then requested the
Fifth Circuit to stay the mandate pending
his petition for writ of certiorari this
motion was denied on September 24, 1990.
11
Smith's petition for writ of
certiorari from the ruling of the Fifth
Circuit was originally due on November 23,
1990. Petitioner requested and was
granted an extension of sixty (60) days.
B. Statement of Facts:
During the early morning hours of
March 15, 1981, petitioner, kidnapped,
raped and brutally murdered Shirley
Roberts. The facts of this case are
graphically and sufficiently set for n in
the opinions of the various courts that
have considered this case. See, Smith I,
419 So.2d at 564-565; Smith v. Thigpen,
689 F. Supp. at 646-647; Smith v. Black,
904 F.2d at 956-957.
12
REASONS FOR DENYING THE WRIT
Petitioner has presented no federal
question of substance warranting this
Court's exercise of its discretionary
certiorari jurisdiction.
ARGUMENT
I. Where Petitioner's Due
Process Rights Were
Not Violated By The
Use Of The Testimony
of Thomas And Wells
Certiorari Should Be
Denied.
A_QUESTION OF PERJURY?
Petitioner argues that this Court
should overturn the precedent of Mooney v.
Holohan, 294 U.S. 103 (1935), holding that
there be knowing use of perjured testimony
before there is a constitutional violation
that would cause reversal of a conviction
or sentence. Petitioner would have the
Court announce a standard thet would
require reversal of a conviction or
13
sentence if there was a showing that there
has been a “credible recantation of the
testimony in question" that "would most
likely change the outcome of the trial and
a state leaves the conviction in place."
The rule petitioner would have this court
adopt is found in the case of Sullivan v.
Sanders, 863 F.2d 218, 222 (2nd Cir.
1988). It is clear that such a decision
would be constitute the announcement of a
new rule. This is a course of action
which this Court has clearly stated that
it will not take in a case on federal
collateral review. Teague _v. Lane, 489
U.S. , 109 S.Ct. 1060, 103 L.Ed.2d 334
(1989) and Pen v. Lynaugh, 492 U.S. ’
109 §.Ct. 1212, 106 L.Ed.2d 256 (1989).
See, Sawyer v. Smith, 497 U.S. , 110
S.Ct. , 111 L.Ed.2d 193 (1990), Butler
v. McKeller, 494 U.S. » 110 §.Ct. .
108 L.Ed.2d 347 (1990) and Saffle _ v.
14
Parks, 494 U.S. __ , +4110 S.Ct. __, 108
L.Ed.2d 415 (1990). Therefore, even if
the Court were of a mind to adopt such a
rule we would submit that this is not the
proper case in which such a new rule
should be announced.
There can be no question that this
would be the announcement of a new rule as
the other court's that have considered
this question have held that there must be
knowing use of perjured testimony in order
for there to be a due process violation of
constitutional dimensions. See, United
States ex rel. Burnett v. Illinois, 619
F.2d 668, 674 (7th Cir.), cert. denied,
449 U.S. 880 (1980); Burks v. Egeler, 512
F.2d 221, 229 (6th Cir.), cert. denied,
423 U.S. 937 (1975); Smith v. Wainwright,
741 F.2d 1248, 1257 (llth Cir. 1984);
United States v. Jones, 614 F.2 80, 82
(Sth Cir.), cert. denied, 446 U.S. 945
15
(1980); Smith v. United States, 358 F.2d
683 (3rd Cir. 1966); Marcelia v. United
States, 344 F.2d 876 (9th Cir. 1965); Wild
v. Oklahoma 187 F.2d 409, 410 (10th Cir.
1951). Since this Court and the circuit
courts that have considered this question
have held that there must be a knowing use
of perjured testimony in order to make out
a due process violation it can hardly be
said that such a claim is one of those
"bedrock" elements of criminal procedure
that represent an exception to Teague.
Likewise, the invitation to the
district court and the court’ below to
adopt a negligence standard when
considering questions of perjured
testimony would require the announcement
of a new rule on habeas review. This
course of action would also be contrary to
the precedent of Teague and its progeny.
16
The question remains whether the
respondent has waived this point at this
stage of the proceedings. The brief of
respondent was filed less than a month
after the decision in Teague. While not
citing Teague in its brief to the court
below respondent did argue that the
district court was correct in rejecting
"[pjetitioner's request to. . . engraft
upon [the rule of Mooney] some sort of
negligence standard." Further, respondent
pointed out that petitioner had "cited no
authority from [the Fifth Circuit] or nay
other adopting such a standard." Finally,
respondent argued that the "District Court
was correct in eschewing such an
invitation [to adopt a negligence rule] by
petitioner and hoiding that the standard
set forth in Mooney was the proper test."
Brief fox Respondent-Appellees at 12. We
submit that this argument is sufficient to
17
preserve the Teague argument at this
stage.
While not waiving the bar against
announcing a new rule, respondent would
point out that even Sullivan requires a
credible recantation of the trial
testimony. We submit that there has been
no such credible recantation in the came
at bar.
The ristory of the so-called perjured
testimony is important to the discussion
before the case today. The contention is
that two of the state's witnesses, Thomas
and Wells, perjured themselves at trial
when they identified petitioner as the
person they saw abducting Shirley Roberts
from the Tote-Sum store on Robinson Road
in Jackson, Mississippi on March 15, 1981.
These witnesses later recanted their
identifications in written affidavits
obtained through the questionable tactics
18
of the defendant's family and a private
detective agency. Based on these
affidavits the Mississippi Supreme Court
ordered an evidentiary hearing in the
trial court on the matter of whether or
not the witnesses perjured themselves at
trial and whether or not the _ state
knowingly used perjured testimony. After
a hearing on theses claims the state trial
court issued a memorandum opinion and
order finding that there had been no
perjury and that there had been no knowing
presentation of faise evidence at trial.
On appeal from this ruling, the
Mississippi Supreme Court disagreed with
the trial court and held that the
witnesses did perjure themselves.! The
state supreme court also held, that at
1 The Mississippi Supreme Court
based its finding of perjury on the fact
that Thomas and Wells’ had never recanted
their recantation.
19
best there was negligent use of some
perjured testimony by the prosecution, but
because of the overwhelming nature of the
remaining evidence in this case this was
not ground for reversal of the conviction
or sentence.
On habeas review in the district
court the district court held that the
standard to be applied to perjured
testimony was whether or not the
prosecution actually knew that testimony
they used was. perjured. The negligence
standard was forwarded by petitioner was
rejected. Additionally, the district
court disagreed with the finding of the
Mississippi Supreme Court regarding
whether or not Thomas’ and Wells actually
perjured themselves. He agreed with the
state trial judge that held the
evidentiary hearing in this matter that
there was no perjury. The district court
20
properly articulated reasons for finding
that the Mississippi Supreme Court's
findings were not fairly supported by the
record. 2
On appeai to the Fifth Circuit the
court noted the unusual circumstance of a
petitioner arguing for federal deference
and the state urging agreement with the
district court's rejection of the state
Supreme court's conclusion. However, the
court below decided it did not have to
address this question because there was no
knowing use of perjured testimony by the
state. Therefore, there was no ground for
habeas relief.
In the state of the record before
this Court it can hardly be said that
)
2 The district court recognized
that it had to make detailed findings as
to why the finding of the Mississippi
Supreme Court was not fairly supported by
the record. He did so. 689 F. Supp. 652-
657.
21
there has been a credible recantation of
the trial testimony. The state trial
court and the federal district court have
found that there was no perjury. The
Mississippi Supreme Court has_ held that
because the recantations go unrecanted
there must be perjury. Where there is
such a disagreement over the question of
whether or not there has even been
perjured testimony introduced at trial it
can hardly be said that there is a
credible recantation of the trial
testimony. Therefore, petitioner's
argument under Sullivan, is unpersuasive.
Likewise, petitioner's urging of a
negligence standard is with out persuasive
force. As the court below held:
Smith's argument for an
extension of the negligence
standard of United States v.
Agurs, 427 U.S. 97, 96 S.C.t
2392, 49 L.Ed.2d 342 (1976), is
not sufficiently convincing to
override this practice. As the
22
district court explained,
Smith's use of Giglio v. United
States, 405 U.S. 150, 152-54, 92
S.Ct. 763, 765-66, 31 L.Ed.2d
104 (1972), to support the
negligence standard is
inapposite; Giglio concerned the
particular circumstances of the
nondisclosure of a promise of
nonproseuction made in exchange
for witness testimony. Agurs
afterward reported that the rule
of Brady may "arguably" apply in
the situation in which
"undisclosed evidence
demonstrates that the
prosecution's case includes
perjured testimony and that the
prosecution knew, or should have
known, of the perjury,' but was
clear in reporting the
subsequently settled rule that
knowing use of perjured
testimony was fundamentally
unfair. 427 U.S. at 103-04, 96
S.Ct. at 2397-98. The
discussion in Agurs relied on by
Smith more precisely referred to
the materiality of nondisclosed
evidence, a subject considered
below in connection with his
Brady claim.
Reviewed under the Mooney
standard, and assuming without
deciding that the in-court
identification constituted
perjury, Smith does not
establish that the prosecution
knew. Cf. Braxton, 641 F.2d at
395. For the very reasons
23
detailed by the district court
toward the contention the
testimony was not perjury, 689
F.Supp. at 652-657, the
prosecutors could reasonably
have concluded that the
inconsistency of Wells and
Thomas related to a reluctance
to testify. Both evidenced a
detailed observation of the
abduction in their initial
contact with he police, although
they indicated on that occasion
and others preceding trial that
they could not identify the
culprit. Thomas, however,
contended at trial that he had
in fact recognized Smith at the
police lineup, and had so
informed the prosecution on the
first day of the trial. Thomas
coherently explained his
vacillations: he had refrained
from identifying Smith to the
prosecution because of pressure
he felt from relatives, and
likewise had told Smith's
Sisters and defense counsel's
son that he could not identify
the perpetrator, but had to tell
the truth when eh was forced to
testify under subpoena. Wells,
the eyewitness whose testimony
proved less damaging to Smith,
Simply testified that he _ had
identified Smith at his first
Opportunity to do so, in the
photographic lineup. The
credibility of these
explanations is cast into
severest doubt by their after-
24
’ 7
trial recantations, but the
prosecution cannot be charged
with knowledge of their latent
positions. We cannot conclude
that what appears to have been
the Mississippi Supreme Court's
conclusion that the prosecution
did not knowingly use perjured
testimony, Smith v. State, 492
So.2d at 267, was not fairly
supported by the record. Sumner
v. Mata, 449 U.S. at 551-52, 101
S.Ct. at 771.
904 F.2d at 961-962.
The court below correctly concluded
that the prosecution did not knowingly use
perjured testimony. Petitioner's reading
of United States v. Agurs, 427 U.S. 97
(1976), Giglio v. United States, 405 U.S.
150 (1972), and Brady v. Maryland, , 373
U.S. 667 (1963), as overruling Mooney is
incorrect. Consequently, we submit that
the Fifth Circuit, the district court and
the Mississippi Supreme Court were all
correct in holding that there was _ no
knowing use of perjured testimony.
25
Therefor there is no relief available to
petition.
Further, respondent would reurge its
argument that the state trial court and
the federal district court were correct in
their findings that there was no perjury.
Respondent agrees with the teachings of
Sumner_v. Mata, 449 U.S. 539 (1981)
(Sumner I), holding that, generally a
finding of fact by a state court, even an
appellate court, is to be afforded a
presumption of correctness by a federal
court in a habeas proceeding. U.S.C.A.§
2254(d). However, this is not an
inviolate wall. In Sumner _v. Mata, 455
U.S. 591 (1982) (Sumner II), this Court
held:
{I]}f a federal court concluded
that the presumption of
correctness does not control, it
must provide a written
explanation of the reasoning
that led it conclude that one or
more of the first seven factors
26
listed in §2254 were present, or
the "reasoning which led it to
conclude that the state finding
was "not fairly supported by the
record." 449 U.S., 551, 66
L.Ed.2d, 101 S.Ct. 764.
71 L.Ed.2d at 484.
The district court fully complied with the
dictates of Sumner II making his detailed
findings as to why the Mississippi Supreme
Court's conclusion was not fairly
supported by the state court record. We
submit that the district court, like the
state trial court, was correct in his
conclusion that there was not perjured
testimony.
We would submit that the issue was
correctly decided by the court below and
certiorari should be denied.
II. Where The Court Below
Correctly Decided That
Clemons Vv. Mississippi
Created A New Rule That
Will Not Be Applied To
Cases On Habeas Review
Certiorari Should Be
Denied.
27
The court below was presented with a
question involving the application of the
"especially heinous" aggravating factor.
The states initial response to the
question was that the claim was
procedurally barred from consideration for
the failure to timely object at trial.
The Mississippi Supreme Court found the
claim to be procedurally barred from
consideration on state post-conviction
review stating:
At trial there was no
objection to the instruction on
the aggravating circumstance set
forth in Mississippi Code
Annotated § 99-19-101(5)(h) as
to the heinous, atrocious, or
cruel nature of the murder.
Likewise, the giving of this
instruction was not raised on
direct appeal, barring
petitioner from raising it in
post-conviction proceedings.
See Mississippi Supreme Court
Rule 42.
28
Smith II, 434 So.2d at 218.3
On habeas review the district court
held both in its original opinion and in
the opinion on the motion to alter or
amend that this claim was’ barred from
consideration because it was not raised at
trial or on direct appeal. Petitioner's
Claim was that "Mississippi's use of
heinousness as an aggravating factor is
not sufficiently limited." The district
court in answer held: "None of these
issues was raised at trial or on direct
appeal, and they are procedurally barred."
mith v. igpen, 689 F.2d 644, 662-663
(N.D. Miss. 1988). The procedural bar was
the basis of our response in the original
briefs filed in the court of appeals.
3 There is nothing ambiguous about
the application of the state procedural
bar to this question. Therefore, there is
no Harris v. Reed, 489 U.S. 255 (1989),
problem.
29
In the meantime this Court decided
the case of Clemons _v. Mississippi, 494
U.S. , 110 S.Ct. 1441, 108 L.Ed.2d 725
(1990). Petitioner requested and was
granted leave to file a supplemental brief
based on this Court's decision in Clemons.
The basis of the response of the state was
that the claim continued to be
procedurally barred from consideration for
the failure to present the claim at the
proper time andthe proper manner. This
response was filed on Apvzil 18, 1990.
On May 15, 1990, the court of appeals
requested that both parties file a reply
to the following question.
Does the claim of petitioner
that his sentence was
unconstitutionally imposed in
light of Maynard vs. Cartridge,
[sic] +86 U.S. 356 (1988), and
Clemons vs. Mississippi, 110
S.Ct. 1441 (1990), rely on
constitutional rules which are
"new" relative to the date on
which his conviction became
final, and which are the subject
30
of the non-retroactivity rule
Originating in Teague vs. Lane,
109 S.Ct. 1060 (1989)?
The respondent argued that the claim was
barred by Teague. Respondent also
reiterated that the claim was procedurally
Sesens in any event for the failure to
raise the claim in state court at the
proper time and the proper manner. 4
On June 26, 1990, the court below
issued its opinion holding that
consideration of the "especially heinous"
claim was barred by Teague. Smith, 904
F.2d 950 (5th Cir. 1990).°
4 We continue to assert that this
is a adequate and independent state law
ground that bars consideration of this
issue.
9 The court below decided that the
Teague inquiry should be made before an
inquiry in to whether or not the claim was
procedurally barred from review on state
law grounds. Finding that Teague, the
court concluded that it did not have to
reach the procedural bar question or the
merits of the claim.
31
The first question that we must
consider is whether it was proper for the
district court to raise the issue of non-
retroactivity on its own motion. The
basis of petitioner's argument is that
Collins v. Youngblood, 497 U.S. » 210
S.Ct. 2715, 113 L.Ed.2ad 30 (1990),
prohibits such action. While this court
made clear that a court "need not" raise
the Teague bar on its own motion, there is
no prohibition to one doing so. The Court
stated:
Generally speaking,
"[rjetroactivity is properly
treated as a threshold question,
for, once a new rule is applied
to the defendant in the case
announcing the rule, evenhanded
justice requires that it be
applied retroactively to all who
are similarly situated."
Teague, supra, at 300, 103
L.Ed.2d 334, 109 S.Ct. 1060.
The State of Texas, however, did
not address retroactivity in its
petition for certiorari or its
briefs on the merits, and when
asked about the issue at oral
argument, counsel answered that
32
the State had chosen not to rely
on Teague. Tr. of Oral arg. 4-
5. Although the Teague rule is
grounded in important
considerations of federal-state
relations, we think it is net
"jurisdictional" in the se se
that this Court, despite a
limited grant of certiorari,
must raise and decide the issue
sua sponte. Cf. Patsy v. Board
of Regents of Fla., 457 U.S.
496, 515, n. 19, 73 L.Ed.2d 172,
102 S.C.t 2557 (1982) (Eleventh
Amendment defense need not be
raised and decided by the Court
on its own motion.). We granted
certiorari to consider the
merits of respondent's ex post
facto claim, and we proceed to
do so.
111 L.Ed.2d at 38.
The clear implication from the Court's
opinion in Collins, is if the
retroactivity defense had been raised in
the briefs or even at oral argument that
the Court would have had to address the
question of retroactivity. The court
below considered the effect of Collins
before it proceeded to address the
question. The court held in footnote 12:
33
After Teague, which sua
sponte considered the
nonretroactivity issue based on
the suggestion on an amicus
brief, 109 S.Ct. at 1069,
circuit courts have split as to
the appropriateness of
considering Teague limitations
without the issue having been
raised by the parties. Compare,
e.g. Hill v. McMackin, 893 F.2d
810, 813 (6th Cir 1989)
(deciding application of Teague)
with Hanrahan v. Greer, 896 F.2d
241, 245 (7th Cir. 1990). The
Fifth Circuit has not explicitly
confronted the issue. Given
Teague itself and the subsequent
sua sponte resolution of Saffle
v. Parks, __ U.S. » £39
S.Ct. 1257, 1264 n. 1, 108
L.Ed.2d 415 (1990) (Brennan, J.,
dissenting), we believe the
better choice is to reach the
Teague issue now pressed by the
State. Compare Collins v.
Youngblood, — U.S. __, 110
S.Ce. 2715, 111 L.Ed.2d 30
(1990) (declining to reach
Teague question abjured by
counsel for state); Patsy v.
Board of Regents of Fla., 457
U.S. 496, S515 n. 19, 102 &.Ct.
2557, 2567 n.19, 13 L.Ed.2d 172
(1982) (complying with request
of state to pass on potential
Eleventh Amendment issue).
904 F.2d at 981.
34
We submit that Collins simply states that
Teague is not a jurisdictional rule that
must be raised in every case. This does
not prevent a court from raising the
question sua_ sponte. The court below
‘committed no error in raising the question
of retroactivity.
Looking to what the court below held we
find that it concluded that this Court
“limited for the first time Mississippi's
practice of supporting a death sentence on
the basis of a remaining, valid
aggravating factor." 904 F.2d at 983.
Judge King's analysis is clear and correct
in holding that Clemons represents new law
that is not available to petitioner ina
federal post-conviction setting. The
Opinion of the court below correctly
applies the constitutional standard to the
question at hand. Sawyer v. Smith, 497
U.S. , 110 S.Ct. 2822, 109 L.Ed.2d 193
35
(1990); Saffle v. Parks, 494 U.S. __, 110
S.Ct. 1257, 108 L.Ed.2d 415 (1990); Butler
v. McKeller, 494 U.S. » £03 -8.C6. 1212,
108 L.Ed.2d 347 (1990). A look at the
opinion of the Fifth Circuit will be
helpful as it would be hard to embellish
on the excellent analysis’ found there.
After looking at the opinion in Ciamons,
the court below held:
Saffle's reading of Lockett and
Eddings stressed that "[t]Jhere
is a simple and logical
difference between rules’ that
govern what factors the jury
ust be permitted to consider in
making its sentencing decision,
and rules that govern how the
State may guide the jury in
considering ans weighing those
factors in reaching a decision,"
and noted that rules regarding
"how [the jury] must consider
the mitigating evidence" were
not within the ambit of those
cases. _._—-s«dasU.S. at __, 110
S.Ct. at 1261; see also Sawyer
v. Smith, U.S. P , 110
S.Ct. 2822, 2828, 111 L.Ed.2d
193 (1990) ("general
proposition[s]" divined from
Lockett and Eddings
insufficiently determinative for
36
Teague test, aff'g Sawyer v.
Butler, 881 F.2d 1273 (5th Cir.
1989) (en banc). Mississippi's
practice neither addresses what
factors the jury may consider,
nor, in fact, any consideration
by the jury at all; the jury in
Smith's case. per instance, was
free to consider any statutory
or non statutory mitigating
evidence it chose. Mississippi
has simply developed a practice
as one component of its review
process that ignores invalid
aggravating circumstances for
the sake of valid ones.
Not until Clemons Vv.
Mississippi did the United
States Supreme Court
specifically apply Godfrey and
Maynard to the Mississippi
aggravating circumstance, and
before that application it could
at least be said that the
constitutional practice of
Mississippi's redemptive status
was ambiguous, making reasonable
for Teague purposes the rule
preceding Clemons. See Butler,
___ U.S. at > “S28 §.€8. at
1217; Saffle, U.S. at, 110
S.C.t at 1260-61. In Evans v.
Thigpen, 809 F.2d 239, 241 (5th
Cir.)(dicta), cert. denied, 483
U.S. 1033, 107 S.Ct. 3278, 97
L.Ed.2d 782 (1987), Edwards v.
Scroggy, 849 F.2d 204, 211 n.7
(Sth Cir. 1988), cert. denied,
ee, . 109 6.Ct. 1328,
103 L.Ed.2d 597 (9189), and most
37
recently in Stringer v. Jackson,
862 F.2d 1108, 1113-15 (5th Cir.
1990), which the Supreme Court
has vacated and remanded for
consideration in Light of
Clemons v. Mississippi, see
U.S. , 110 S.Ct. 1800, 108
L.Ed.2d 931 (1990), various
panels of this court have
sustained death sentences
premised in part on an invalid
aggravating circumstance by
recognizing the Mississippi
practice of sustaining verdicts
when supported by at least one
valid aggravating circumstance.
Under this practice, perhaps
first represented in Evans v.
State, 422 So.2d 737, 743 (Miss.
1982), cert. denied, 461 U.S.
939, 103 S.Ct. 2111, 77 L.Ed.2d
314 (1983), the Mississippi
Supreme Court typically would
recognize the problematic
constitutionality of the
"especially heinous, atrocious,
or cruel" aggravating
circumstance, possibly review
the sentence for proportionality
and under the Coleman limiting
construction of the
circumstance, and uphold the
sentence if in any event the
jury had found at least one
other valid aggravating
circumstance. See, e.g.,
Pinkney v. State, 538 So.2d 329,
355-58 (Miss.1988), vacated and
remanded for further
consideration in light of
Clemons v. Mississippi, U.S.
38
__, 110 S.Ct. 1800, 108 L.Ed.
931 (1990); Lanier v. State, 533
So.2d 473, 491 (Miss. 1988)
(alternative holding; sentence
vacated on other grounds) ;
Lockett v. State, 517 So.2d
1317, 1336 (Miss.1987)
(alternative holding), cert.
denied, 487 U.s. 1210, 108 S.C.t
2858, 101 L.Ed.2d 895 (1988);
Johnson v. State, 511 So.2d
1333, 1336-39 (Miss. 1987)
(alternative) rev'd sub nom.
Johnson v. Mississippi, 486 U.S.
578, 108 S.Ct. 1981, 100 L.Ed.2d
575 (1988); Stringer v. State,
500 So.2d 928, 944-45
(Miss.1986); Irving v. State,
498 So.2d 305, 314 (Miss. 1986)
(alternative holding), 481 U.S.
1042, 107 S.C.t 1986, 95 L.Ed.2d
826 (1987); Edwards v. State,
441 So.2d 84, 92 (Miss. 1983)
(alternative holding; sentence
vacated on divided opinion;
Tokman v. State, 435 So.2d 664,
670 (Miss. 1984) (alternative
holding), cert. denied, 467 U.S.
1256, 104 $.ct. 3527, 82
L.Ed. (1984).
This practice relied in
part on decisions of the Supreme
Court subsequent to Lockett and
Eddings (and subsequent by a
matter of months to the point at
which Smith's conviction became
final) that might with hindsight
be read as anticipating Clemons,
but at the time might have
appeared to confirm the
39
constitutionality of the
Mississippi practice. Zant v.
Stephens, 462 U.s. 862, 103
S.Ct. 2733, 77 L.Ed.2d 235
(1983), upheld a death sentence
administered under the Georgia
sentencing scheme when one of
the three aggravating
circumstances found by the jury
was subsequently held invalid by
the Georgia Supreme Court while
the other two aggravating
circumstances were specifically
upheld. Although the opinion
recognized the potential
difference attending a
"weighing" state, id. at 873
n.12, 890-91, 103 S.Ct. at 2741
n. 12, 2750, the chief import of
the decision was often viewed as
confirming the constitutional
latitude afforded the common
state practice of redeeming
death sentences when more than
one aggravating circumstance was
present, and Zant was relied
upon by this court and the
Mississippi Supreme Court in
warranting the Mississippi
practice. See, e.g., Stringer
v. Jackson, 862 F.2d at 113-14;
Lanier v. State, 533 So.2d at
491; Lockett v. State, 517 So.2d
at 1336; Johnson v. State, 511
So.2d at 1336-39; Stringer v.
State, 500 So.2d at 944-45;
Irving v. State, 498 So.2d at
314.146 Similarly, while the
plurality opinion in Barclay v.
Florida, 463 U.S. 939, 103 S.C.t
3418, 77 L.Ed.2d 1134 (1983),
40
might have suggested a
reservation regarding certain
circumstances in "weighing"
states, see id. at 954 n. 12,
the opinion also noted that
Florida, like Georgia, "requires
the sentencer to find at least
one valid aggravating
circumstance before the death
penalty may even be considered,"
id. at 954, 103 S.Ct. at 3427,
and ultimately upheld the
Florida scheme. Finally,
Maynard v. Cartwright left to
Oklahoma the redetermination of
sentence and recognized the
possibility that the court"would
not necessarily set aside a
death penalty where on appeal
one of several aggravating
circumstances has been found
invalid or unsupported by the
evidence." 486 U.S. at 365, 108
S.Ct. at 1860.
To the extent that these
cases contain reservations
distinguishing schemes like that
administered by Mississippi, it
cannot be said that such
distinctions represented legal
determinations that control the
outcome of Smith's case, and
certainly not so for the law
applicable at the time his
conviction became final. The
Supreme Court explicitly
acknowledged at a time prior to
that date that it would not
distinguish between functionally
Similar sentencing schemes, even
41
if the differences would obviate
the potential distinctions
marking a "weighing" state. See
Franklin v. Lynaugh, 487 U.s.
164, 108 S.Ct. 2320, 2331 n. 12,
101 L.Ed.2d 155 (1988) (citing
Adams v. Texas, 448 U.S. 38, 46,
100 S.Ct. 2521, 2526, 65 L.Ed.2d
581 (1980)); see also Stringer
v. Jackson, 862 F.2d at 1115
(opining that there is "no
difference, other than on in
semantics, between instructing a
jury to weigh aggravating
against mitigating circumstances
in determining the sentence in
instructing a jury to consider
all aggravating and mitigating
circumstances in deciding on the
sentence"). Of the large number
of cases which have enforced a
practice such as that of
Mississippi, the majority have
ignored fine distinctions among
the various states's capital
schemes. [Citations omitted. }
Rather than allowing the
federal judiciary a means of
reneging on its commitment to
the proposition that there is no
“one right way for a State to
set up its capital sentencing
scheme," Spaziano v. Florida,
468 U.S. 447, 464, 104 S.Ct.
3154, 3164, 82 L.Ed.2d 340
(1984), the Teague doctrine in
part tolerates the diversity of
state schemes by accepting the
fact that various jurisdictions
will not always correctly
42
anticipate the ultimate
constitutional significance of
every detail. Instead,
"reasonable, good-faith
interpretations of existing
precedents" are sufficient to
prevent application of new law.
Butler 110 S.Ct. at 1217; see
also Sawyer v. Smith, __ U.S.
at __, 110 §.Ct. at 2828-29
(incorrect characterization of
Supreme Court precedent by
Mississippi Supreme Court
further indicates extent to
which subsequent constitutional
ruling was not dictated.) We
hold, consequently, that the
application of Clemons to Smith
would involve the application of
a "new rule" on collateral
review, a practice normally
barred by Teague.
*6 Butler's observation
regarding the retroactivity of
judicial rhetoric is surely
appropriate to any effort to
locate the distinctions of
Clemons in Zant. In Johnson v.
Mississippi, for example, the
Court stressed its "“specific[ ]
relifance]" in that case on the
admissibility of evidence at the
sentencing hearing, 486 U.s.
578, 590, n.9, 10 S.Ct. 1981 n.
9, 100 L.Ed.2d 575 (1988), a
characterization of Zant that by
itself might well warrant
affirming Smith's sentence.
43
904 F.2d at 984-986.
Clearly, the Fifth Circuit applied
the proper constitutional standard when
analyzing whether or not Clemons
represents new law. There was close
adherence to the teachings of Butler and
Saffle. The decision in Clemons, setting
forth limitations on Mississippi's
practice of supporting a death sentence on
the basis of the remaining, valid
aggravating factors was not dictated by
prior precedent of this Court.
Even though the question of whether
or not Clemons, is new was answered ina
manner against petitioner's position, that
did not end the inquiry. As it was
required to do, the Fifth Circuit
continued its analysis to determine
whether or not Clemons represented a
decision that fell into one of the two
exceptions to the application of Teague.
44
Since, the decision in Clemons would
not decriminalize aoclass of conduct nor
would it prohibit the imposition of
capital punishment on a particular class
of individuals the first exception would
not have any application to Stringer's
case. Smith, 904 F.2d at 986.
Looking to the second exception the
Fifth Circuit held:
The second exception is for
those rare "watershed rules of
criminal procedure" which
implicate the fundamental
fairness and accuracy of the
criminal proceeding. See
Saffle, _— U.S. at _, 110
S.Ct. at 1263; Butler, 110 S.Ct.
at 1218. As the en banc court
noted in Sawyer v. Butler, 881
F.2d 1273, 1294 (Sth Cir. 1989)
(en banc), aff'd, sub nom.
Sawyer v. Smith, U.S. __,
110 §.Ct. 2822, 111 L.Ed.2d 193
(1990), this exception is
tailored to those rules designed
to redress constitutional
violations which "so distort the
judicial process as to leave one
with the impression that there
has been no judicial
determination at all, or else
skew the actual evidence crucial
45
to the trier of fact;s
disposition of the case," and
does not include procedurally
flawed contemplation or review
of relevant evidence. As the
Supreme Court recently observed
in Sawyer v. Smith, "[{ajJll of
our Eighth Amendment
jurisprudence concerning capital
sentencing is directed toward
the enhancement of reliability
and accuracy in some sense," but
Teague's second exception is
limited to "watershed" rules
affecting "bedrock procedural
elements." U.S. at , 110
S.Ct. at 2931. The rule on
which Smith would rely is not
such exalted stature.
Because we conclude that a
necessary component of Smith's
claim that the use of the
"especially heinous" aggravating
circumstance in his sentencing
phase was barred by Teague, we
do not consider whether that
claim has been procedurally
barred or has merit.
904 F.2d at 986-987.42
This analysis is correct. In
Clemons, the Court stated that on remand
the Mississippi Supreme Court could
preform a reweighing of the aggravating
and mitigating circumstances or it could
46
perform a "harmless error analysis" and
affirm a death sentence in the face of an
invalid aggravating circumstance. The
fact that the appellate court is allowed
to perform a harmless error analysis to a
Clemons error demonstrates that it is not
the "watershed" or "bedrock procedural
elements” spoken of in Teague. The Court
has usually cited Gideion v. Wainwright,
372 U.S. 335, 83 &§.Ct. 792, 9 L.Ed.2d 799
(1963) as an example of the type rule that
comes within this exception. It cannot be
said that Clemons or Maynard Vv.
Cartwright, 486 U.S. 356, 108 S.Ct. 1853,
100 L.Ed.2d 372 (1988), either one come
within this exception.
Petitioner, further contends’ that
Parker v. Dugger, 498 U.S. ; can OCs
, 112 L.Ed.2d 812 (1991), represents
the retroactive application of Clemons, to
a case on federal post-conviction review
47
thereby voiding the reasoning of the Fifth
Circuit. At first reading this
misconception might be entertained.
However, upon inquiry beyond the surface
we find this is not the case. Upon
inspection, the answer becomes clear. The
decision in Parker is, at best,
inconclusive as to whether Clemons should
be applied retroactively. The simple
reason for this position is that the bar
found in Teague, was never interposed as a
defense to the claim presented to the
United States Supreme Court. Teague is
not mentioned in the briefs filed by
Florida, nor was it mentioned at oral
argument of the case. 6 Therefore, Parker
does not represent precedent that causes a
6 As is noted in Florida's
petition for rehearing the issue upon
which Parker was reversed was not one of
the questions presented to the Court for
resolution.
48
—
conflict with the ruling of the court
below in Hill v. Black, 920 F.2d 249 (5th
Cir. 1990); Stringer v. Black, 909 F.2d
111 (5th Cir. 1990) and Smith.
In Parker, as we stated above, the
issue of retroactivity was not raised in
the briefs or at oral argument. This
Court was under no duty to raise the claim
on its own motion, a course that was
specifically declined by the State of
Texas. In the posture of the case, the
issue of the retroactivity of Clemons
never come up in Parker and the Court
chose not to address the issue on its own
motion. The decision offers no guidance
on the issue of whether or not Clemons is
to be applied retroactively.
Petitioner contends that respondent
has waived the point when it did not raise
Teague in the response to the supplemental
brief filed in the court below. However,
49
since the Fifth Circuit was free to raise
the retroactivity issue sua sponte it
cannot be said that the respondent has
waived the defense.
Petitioner's argument that under
state law Clemons is not new law because
the Mississippi Supreme Court, in Johnson
v. State, 547 So.2d 59 (Miss. 1989),
changed Mississippi law is not availing.
First, the Mississippi Supreme Court, in
Johnson, did not change Mississippi law.
It simply stated that it had two courses
of action open to it, remand the case to
the trial court for a new sentencing
hearing or reimpose the sentence of death
itself. There was no change in the law as
to the process the court would employ if
it chose to make the decision to reimpose
the sentence of death. This is clear as
the court cited its decision in Clemons v.
50
——
State, 535 So.2d 1354 (Miss. 1988), as the
basis for the decision.
In any event, this Court made plain
that "'the availability of a claim under
state law does not of itself establish
that a claim was available under the
United States Constitution.'" Sawyer, 111
L.Ed.2d at 209. In awyer, when
discussing reliance on state law to claim
that a rule is not new law, the Court
stated:
Reliance od State law cases for
the proposition that the rule
adopted in Caldwell was an old
one misapprehends the function
of federal habeas corpus. As we
have said, the "'relavant frame
of reference'" for the new rule
inquiry "'is not the purpose of
the new rule whose benefit the
[defendant] seeks, but instead
the purposes for which the writ
of habeas corpus is made
available.'" Teague, 489 U.S.,
at 306, 103 L.Ed.2d 334, 109
S.Ct. 1060 (quoting Mackey v.
United States, 401 U.S. 667,
682, 28 L.Ed.2d 404, 91 S.Ct.
1160 (1971)). Federal habeas
corpus serves to ensure that
7a
state convictions comport with
the federal law that was
established at the time the
petitioner's conviction became
final.
111 L.Ed.2d at 209-210.
Therefore, the state of the law in
Mississippi at present is not a factor
that is considered when making the
analysis as to whether a rule is new under
Teague.
Finally, petitioner argues that the
Mississippi Post-Conviction Collateral
Relief Act, allows for consideration of
"new law" in successive petitions.
Petitioner bases that assertion on Miss.
Code Ann., § 99-39-27(9) (Supp. 1990),
which states in part that "excepted form
[the prohibition to the filing of second
Or successive petitions] are those cases
in which the prisoner can demonstrate
either that there has’ been an intervening
decision of the supreme court of either
52
the state of Mississippi or the United
States which would have actually adversely
affected the outcome of his conviction or
sentence. . ." This might be persuasive
without reading the case law that has
construed this provision. In Wiley v.
State, 517 So.2d 1373 (Miss. 1987), the
Mississippi Supreme Court held:
Wiley refers to the "intervening
decision" of the U.S. Supreme
Court in Booth v. Maryland, ___
U.S. _ , 107 §.Ct. 2529, 96
L.Ed.2d 440 (1987). However, an
intervening decision alone does
not preclude a waiver under
Miss. Code Ann. § 99-39-21, but
can only except the case from
the effect of the three-year
statute of limitations in §99-
39-5(2) and the prohibition of
second petitions in § 99-39-
27(9). [Emphasis added. ]
971 $0.20 at 1377.
Wiley was pursuing his first post-
conviction petition when this decision was
rendered, Smith's presently has his fourth
petition pending before the state court.
53
As was pointed out above this claim was
held to be procedurally barred by the
Mississippi Supreme Court in the first
post-conviction petition. Therefore, the
exception could not grant petitioner
relief.
The Fifth Circuit correctly and
properly found that "the application of
Clemons to Smith's case would involve the
application of a ‘new rule' on collateral
review, a practice normally barred by
Teague." 904 F.2d 986. Since the
decision of the court below is correct
certiorari should be denied.
CONCLUSION
For the above and foregoing reasons
the petition for writ of certiorari to the
United States Court of Appeals’ for the
Fifth Circuit in this case should be
denied.
54
¥ —" |
Respectfully submitted,
MIKE MOORE
ATTORNEY GENERAL
STATE OF MISSISSIPPI
MARVIN L. WHITE, JR.
ASSISTANT ATTORNEY GENERAL
(Counsel of Record)
CHARLENE R. PIERCE
SPECIAL ASSISTANT
ATTORNEY GENERAL
COUNSEL FOR RESPONDENT
Office of the Attoreny General
Post Office Box 220
Jackson, Mississippi 39025
Telephone: (601) 359-3680
55
IFI F SERVICE
I, Marvin L. White, Jr., Assistant
Attorney General for the State of
Mississippi, do hereby certify that I have
this day caused to be mailed, via United
States Postal Service, first-class postage
prepaid, three (3) true and correct copies
of the foregoing Brief in Opposition to
the following:
Bruce D. Angiolillo, Esquire
Simpson Thacher & Bartlett
425 Lexington Avenue
New York, New York 10017-3909
This the 5th day of April, 1909: .
c K ,
4 MA. c ( . ko)
dam L. WHITE, JR. V4,
56
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