Opposition Brief — Mullenix v. Luna, 136 S. Ct. 305 (2015) (No. 14-1143)
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- Supreme Court. US
PILE
JUN - 3 2015
& CLERK
SUPREME COURT IS.
No. 14-1143
Supreme Court of the United States
CHADRIN LEE MULLENIX,
IN HIS INDIVIDUAL CAPACITY,
Petitioner,
v.
BEATRICE LUNA, INDIVIDUALLY AND AS REPRESENTATIVE
OF THE ESTATE OF ISRAEL LEIJA, JR.; CHRISTINA MARIE
FLORES, AS NEXT FRIEND OF J.L. AND J.L., MINOR
CHILDREN,
Respondents.
On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the Fifth Circuit
BRIEF IN OPPOSITION
K. Paul Holloway Robert S. Hogan
LAW OFFICE OF PAUL Counsel of Record
HOLLOWAY HOGAN LAW FIRM, P.C.
207 E. 6th Street 1801 13th Street
Plainview, TX 79072 Lubbock, TX 79401
(806) 729-1209 (806) 771-7900
rob@hoganlaw.com
QUESTIONS PRESENTED
(1) Did the Fifth Circuit correctly conclude that
there were triable issues of fact precluding summary
judgment as to whether an officer in petitioner's
position could reasonably have believed that the
driver posed a threat justifying the use of deadly
force?
(2) Did the Fifth Circuit correctly hold that
triable issues of fact also precluded qualified
immunity at this stage?
ss
TABLE OF CONTENTS
QUESTIONS PRESENTED ......................cccccesecseeeeeeess i
TABLE OF AUTHORITIES. ...............c..ccccccccssocssccseeees til
STATEMENT OF THE CASE .................ccccccccceeeeeeeees 1
Be ie I weicticceccitiiietentcicsssencccstasaes l
SSSI SR eT eo 6
REASONS FOR DENYING THE WRIT .................... 8
I. The Fifth Circuit’s Decision Is Consistent
With This Court’s Precedents................0000...:000008- 8
A. The Fifth Circuit Correctly Held On The
Current Record That Petitioner’s Use Of
Deadly Force Violated The Fourth
B. The Fifth Circuit’s Refusal To Order
Summary Judgment On _ Qualified
Immunity Grounds Is Consistent With
This Court’s Precedent .....................::cseseeeees 13
Il. The Fifth Circuit’s Decision Does Not Conflict
With The Law In Any Other Court Of
I iia acide nasil saalechbasininahinaiennedhdtigty 18
A. Fourth Amendment Violation ...................... 18
B. Denial Of Qualified Immunity..................... 22
Ill. This Case Is A Poor Vehicle For Providing
Guidance On The Use Of Deadly Force
I. ccrrsincitnatidbunswasninmungubeniniesans 23
cache tcsienessenteritciininansesacoeinecsiniipmaieianmceinnniadien 26
TABLE OF AUTHORITIES
Page(s)
Cases:
Adams v. Speers,
473 F.3d 989 (9th Cir. 2007) ...............ccccccceeeeeeeee 17
Anderson v. Creighton,
8 __, EEETES SRE e ern o d 13
Brosseau v. Haugen,
543 U.S. 194 (2004) (per curiam)...... 14, 15, 16, 23
Cass v. City of Dayton,
770 F.3d 368 (Gth Cir. 2014) .............000...000..000000 20
Cole v. Bone,
993 F.2d 1328 (8th Cir. 1993) ...............0.c ccc eeeeee 21
Cordova v. Aragon,
569 F.3d 1183 (10th Cir. 2009)............... 17, 22, 23
Cowan v. Breen,
SER FBG TES (BS Clr. BOGB)....0..0.0000scccsecsesec0s000...- 18
Fenwick v. Pudimott,
vy ) # 8 fi Too | ) eee 22
Gonzalez v. City of Anaheim,
747 F.3d 789 (9th Cir.) (en banc), cert.
denied sub nom. Wyatt v. F.E.V., 135 S. Ct.
aes aneualcaniilatienbics 18
Graham v. Connor,
BS IID scevcsacscwnaccsnunseccsascnceiecsese 23, 24
Hope v. Pelzer,
i a sarissiceninianinuiinininnnietiane 14, 15
iv
Kirby v. Duva,
530 F.3d 475 (6th Cir. 2008) ......................c00cceee 17
Loch v. City of Litchfield,
689 F.3d 961 (8th Cir. 2012) ....... cece 21
Long v. Slaton,
508 F.3d 576 (11th Cir. 2007)......0.00000. 18, 19
Lytle v. Bexar Cty.,
560 F.3d 404 (5th Cir. 2009), cert. denied,
gtk Bg ne 14, 16, 17
McGrath v. Tavares,
TET F.BE BO (CUat Cie. BOVS)....0.cccccccccceccsscesceccsccces 21
Meadours v. Ermel,
463 F.3d 417 (Geis Cir. 9007) ........ccccesccscocscevececees 17
O’Bert v. Vargo,
S31 F’.3e BO (Ba Cir. BOOB)......cccccecccceccececcscscccscees 17
Plumhoff v. Rickard,
oF Re | ere ES passim
Quiles v. City of Tampa Police Dept.,
596 Fed. Appx. 816 (11th Cir. 2015)...........0....... 19
Retz v. Seaton,
741 F.3d 913 (8th Cir. 2014) ...................cccccccecees 13
Scott v. Hz rris,
OD Ge Pe ED icdiccidicciccocrcnnncaue passim
Smith v. City of Hemet,
394 F.3d 689 (9th Cir. 2005) ooo... cece 13
Smith v. Cupp,
430 F.3d 766 (6th Cir. 2005) 00.0.0... ccccceeeeeeeees 20
Tennessee v. Garner,
7 hi! G1 —-_ Ss tt passim
Thompson v. Mercer,
762 F.3d 433 (5th Cir. 2014).......000000000000.... 9, 10
United States v. Lanier,
a eninneuain 15
Vaughan v. Cox,
343 F.3d 1323 (11th Cir. 2003)......... 17, 19, 20, 23
Virginia v. Harris,
EER 16
Walker v. Davis,
649 F.3d 502 (6th Cir. 2011)..................0.cc000c0e00. 20
Warden, Md. Penitentiary v. Hayden,
a seesonnne 24
Waterman v. Batton,
393 F.3d 471 (4th Cir. 2005)... eee 18
Constitutional Authority:
MIL 1 <<<, ccsssescesndsvesestevevecoovernees passim
Rules and hegulations:
EEE 19
Other Authorities:
Apuzzo, Matt, Police Rethink Long Tradition on
Using Force, N.Y. Times, May 5, 2015, at Al.... 25
Baltimore Cty. Gov't, Tire Deflation Device
ED se cincecnbsctciireuscnedesesoocecoes 2
Boston Police Dep’t, Rules and Procedures: Rule
a cestesnnionnenne 2
Denver Police Dep’t, Operations Manual 204-9
EN 2
vi
N.Y. State Police, Annual Report (2007).................... 2
Rickert, Chris, How Do Police Road Spikes Work?
Wis. State J. (Mar. 17, 2010) ...................0....... eee 2
Seattle Police Dep’t, Manual (Jan. 1, 2015)............... 2
Shallwani, Pervaiz et al., Police Move to Revamp
Tactics, Wall St. J., Dec. 5, 2014, at Al ...0.0....... 25
Smith, Mitch & Matt Apuzzo, Police in Cleveland
Accept Tough Standards on Force, N.Y. Times,
I eg SIN CIRTRD cricnicietisnincebimiiinsenantiaiegsenins 25
STATEMENT OF THE CASE
A. Factual Background
On March 23, 2010, Texas Department of Public
Safety Trooper Chadrin Lee Mullenix was called in
by his supervisor, Sergeant Robert Byrd, for a
performance review. CA5 Record On Appeal (“ROA”)
730, 978. Byrd felt that Mullenix was failing to meet
expectations and instructed him to be more
“proactive” about making traffic stops. Pet. App. 6a;
ROA 978-79.
Later that night, a sergeant with the Tulia Police
Department saw Israel Leija, Jr. at a Sonic Drive-In
and attempted to arrest him on a motion to revoke
misdemeanor probation. Pet. App. 2a. The sergeant
approached Leija, who was idling in his vehicle with
the window open, and informed him that he was
under arrest. ROA 558. Leija asked if he could first
take his car home. Jd. The sergeant said no but told
him that his father could come pick up the car so that
it would not be impounded. Jd. Leija then “started
backing out” around the sergeant’s vehicle and drove
toward Interstate 27. Id. The sergeant followed
Leija and advised dispatch of the pursuit. Jd. 559.
Once on the highway, another officer, Corporal
Gabriel Rodriguez, became the primary officer
following Leija. Pet. App. 2a; see ROA 798. Dispatch
relayed that Leija had called and claimed that he
would shoot at officers if they did not abandon the
chase. Pet. App. 3a.
In response, officers from multiple agencies
decided to set up spike systems at three locations on
I-27. Pet. App. 3a. Law enforcement agencies across
the country routinely use spike systems to disable
2
vehicles during high-speed chases.’ A spike system is
a long strip of hollow needles that puncture and
gradually deflate the tires of any car that drives over
them. Chris Rickert, How Do Police Road Spikes
Work?, Wis. State J. (Mar. 17, 2010, 2:00 PM).? To
set up spikes, an officer pulls the strip across the
roadway and then takes cover. Jd. From cover, the
officer pulls on a cord to raise the spikes into position,
and then — once the fleeing motorist has driven over
the spikes — pulls again to yank the spikes out of the
way of other traffic. Jd. The officers involved in this
case had been trained on spikes and had learned how
to take protective positions after deployment. Pet.
App. 3a; see also ROA 739-40. They decided to set up
three sets of spikes along a ten-mile stretch of I-27.
See ROA 833-34. The first set would be deployed
underneath the overpass at Cemetery Road. See Pet.
App. 3a; see also ROA 737.
' See, e.g., N.Y. State Police, Annual Report 40 (2007),
available at http://troopers.ny.gov/introduction/Annual_Reports
/AnnualReport2007.pdf; Boston Police Dep't, Rules and
Procedures: Rule 301 §7.6.10 (2013), available at
http//bpdnews.com/rules-and-procedures; Seattle Police Dep't,
Manual § 13.031 (Jan. 1, 2015), available at http://www.seattle
.gov/police-manualtitle-13---vehicle-operations/1303 1---vehicle
-eludingpursuits; Denver Police Dep’t, Operations Manual 204-
9 (Apr. 30, 2015), available at http//www.denvergov.org/Portals
/720/documents/OperationsManual/204.pdf; Baltimore Cty.
Gov't, Tire Deflation Device Training (Feb. 26, 2015),
http://www.baltimorecountymd.gov/Agencies/police/training
section/stopstickstraining. html.
. http://host.madison.com/news/local/footnote-how-do-
police-road-spikes-work/article_8d768c50-3 149-1 1df-a7b6-
00 1cc4c002e0. html.
3
Meanwhile, Mullenix, who was working traffic
enforcement thirty-two miles away, heard about the
pursuit over his radio. ROA 734-35. He decided to
join the effort. Id. 735.
Instead of deferring to the plan to use spikes,
Mullenix radioed that he “might go to the bridge at
Cemetery Road with a rifle and see what kind of shot
fhe] get[s].” ROA 871 (08.Radio.RSCO1). Mullenix
said he wanted to shoot at the car’s engine. Pet. 6.
Yet he had no experience shooting at a moving
vehicle or training in stopping a car with gunfire.
Pet. App. 4a. His sole experience with shooting
moving objects had been firing at clay pigeons with a
shotgun. Id.
Arriving at the overpass, Mullenix asked over his
radio whether attempting to shoot the car with his
rifle was “worth doing.” Pet. 6. Rodriguez then
advised that Leija had slowed to 85 miles per hour.
Id. Mullenix responded by asking dispatch to contact
Sergeant Byrd “on the traffic [they] just heard and
ask what he advises.” ROA 869 at 9:55 (“Mullenix
Dash Cam.”). Without waiting for a response,
Mullenix left his car. Pet. 6.
Forty seconds after Mullenix asked for Byrd’s
advice, dispatch conveyed Byrd’s order to “stand by”
and “wait and see if the spikes work.” Mullenix Dash
Cam. at 9:55-10:35. As the record stands now, there
is a factual dispute about whether Mullenix heard
the order. Pet. 6. Mullenix claims that he left the
car immediately after asking his supervisor’s advice,
and that he never turned on his car’s loudspeakers to
hear the answer. See id. 6 n.2. But viewing the
evidence in the light most favorable to respondents
(as is necessary in the current procedural posture),
4
Mullenix heard the command - either from the radio
in his car through his open trunk or from the radio of
nearby officers — and then chose to disregard his
sergeant’s order. Pet. App. 5a, 28a-29a.
Mullenix waited on the bridge as three minutes
passed. Pet. App. 4a. During that time, he observed
no other cars on the interstate, and, indeed,
understood this rural portion of I-27 to be “very, very
lightly traveled.” ROA 721. Nor did Mullenix see
any pedestrians, businesses, or residences along the
highway. Pet. App. 16a; see also ROA 719-21.
While waiting, Mullenix also had a “casual
conversation” with a sheriff's deputy on the overpass.
Pet. App. 5a. Mullenix asked, “What do you think,
one shot right down on it?” Mullenix Dash Cam. at
11:06. The deputy replied, “You know we’re going to
have spikes ready.” Jd. at 11:09. By that time,
Sergeant Troy Ducheneaux had set up the spikes
below the overpass and had taken cover behind one of
the bridge’s pillars. ROA 740. Miullenix and the
deputy discussed Ducheneaux’s presence only in
regard to whether Mullenix himself “would hit
(Ducheneaux]; he did not indicate that he perceived a
threat to Ducheneaux from Leija.” Pet. App. 19a.
As Leija’s car came into view, Mullenix saw the
same thing that the other officers had been
observing: Leija was driving straight down the
highway. See ROA 867 (Rodriguez’s Dash Camera).
Leija drove without indicating that he was aware of
Ducheneaux’s presence or the spikes that lay ahead.
See id. at 15:30-16:00. It is uncontested that Leija
posed no threat to Mullenix. See ROA 745.
As Leija approached the overpass, but before he
reached the spikes, Mullenix rapidly fired six rounds
5
down into Leija’s car. Pet. App. 5a. “The evidence
indicates that at least four of Mullenix’s six shots
struck Leija’s upper body.” Jd. 6a. There is “no
evidence” that Mullenix hit the vehicle’s engine block.
Id. Leija then lost control of the car, and it flipped
numerous times before coming to a halt. Mullenix
proclaimed, “That ought to do it.” Mullenix Dash
Cam. at 12:00.
Leija died from his bullet wounds. Officers did
not find a weapon in his car. Meanwhile, referencing
his earlier performance review, Mullenix quipped to
Sergeant Byrd, “How’s that for proactive?” Pet. App.
5a-6a.
A lieutenant with the DPS Office of the Inspector
General (OIG) investigated the shooting. After
several months, the OIG issued a report finding that
in light of “the amount of time” Mullenix had to
assess the situation, he acted “without due regard for
the safety of [Ducheneaux] or Leija.”. ROA 865-66.
The OIG concluded, therefore, that Mullenix’s use of
deadly force was “reckless” and “Not Justified.” Id. at
866.°
3 In his deposition, the lieutenant who authored the report
tried to back away from some of his earlier conclusions. ROA
942-45. Petitioner also has objected to the admissibility of the
OIG report, claiming that it “was based on inadequate
information, is not reliable, is not relevant, was not properly
authenticated, and lacks foundation.” Jd. 904. The district
court has not ruled on this scattershot objection, and the Fifth
Circuit saw no need to consider the report, Pet. App. 24a n.3.
But because summary judgment could not be granted against
respondents without considering the report or declaring it
inadmissible, respondents reference it in this brief.
6
B. Procedural History
1. Respondents Beatrice Luna, as_ the
representative of Leija’s estate, and Christina Flores,
acting on behalf of Leija’s seven- and nine-year-old
children, brought excessive force claims against
petitioner under 42 U.S.C. § 1983. See ROA 23-36.‘
Following discovery, petitioner moved for summary
judgment, cleiming qualified immunity. Id. 456.
The district court concluded that genuine issues
of material fact precluded summary judgment. Pet.
App. 37a. In particular, the court noted that further
litigation was needed to determine whether, at the
time of the shooting, Mullenix reasonably believed
that Leija’s actions presented an immediate threat to
either officers or the public. Id.
2. The Fifth Circuit affirmed. Following this
Court’s lead in Scott v. Harris, 550 U.S. 372 (2007),
the Fifth Circuit independently reviewed the video
from the pursuit. Pet. App. 14a. The court of appeals
concluded the footage comported with respondents’
account of the chase. Id.
Viewing the totality of the evidence in the light
most favorable to respondents, the Fifth Circuit
concluded that none of the risk factors in Scott were
present. Pet. App. 13a-l4a. In particular, the court
of appeals noted that Leija’s driving had not posed a
serious risk to any other drivers and that petitioner
did not know where Ducheneaux was or indicate he
* Respondents also brought federal and state claims
against other defendants. ROA 23-36. These claims have al!
been withdrawn or dismissed. See id. 249, 451, 455, 982.
7
believed Ducheneaux faced any risk. Jd. 18a-19a.
Nor did Leija’s claim about having a weapon pose a
“sufficiently imminent” threat “at the moment of the
shooting.” See id. 18a. The court therefore held that
the facts as thus far developed “do not establish that
[petitioner] perceived an immediate threat at the
time of the shooting, sufficient to justify the use of
deadly force.” Id. 19a-20a.
In light of the long-standing prohibition against
using deadly force when suspects do not pose an
imminent threat to others, the Fifth Circuit further
concluded that petitioner was not entitled to
summary judgment on qualified immunity grounds.
Pet. App. 21la-24a.
Judge King dissented. She acknowledged that it
was a “close case” whether Mullenix “violated clearly
established Fourth Amendment law” and that
holding he did could be seen as “a fair, responsible
decision.” Pet. App. 92a. But she concluded that
Mullenix’s actions were not objectively unreasonable.
Id. 79a.
The Fifth Circuit denied Mullenix’s petition for
rehearing and rehearing en banc. Pet. App. 40a. In
the process, the panel substituted its original opinion
with one clarifying the standard of review. Id. 2a.
Judges Jolly and King authored dissents from the
denial of rehearing. Id. 40a, 51a.
REASONS FOR DENYING THE WRIT
This case involves the application of settled law
to unsettled facts. Faced with a claim of an
unconstitutional use of deadly force against a fleeing
motorist, the Fifth Circuit identified and applied this
Court’s well-developed jurisprudence to an
8
indeterminate record. The court of appeals’ fact-
intensive analysis is sound, and it does not conflict
with the law in eny other court of appeals.
Furthermore, in light of recent police shootings,
many law enforcement agencies are rethinking their
protocols on the use of deadly force. This Court
should await these developments before considering
the reasonableness of a response to any particular
factual scenario.
I. The Fifth Circuit’s Decision Is Consistent
With This Court’s Precedents.
A. The Fifth Circuit Correctly Held On
The Current Record That Petitioner’s
Use Of Deadly Force Violated The
Fourth Amendment.
This Court already has well-developed Fourth
Amendment law concerning the use of deadly force
during high-speed car chases, and the Fifth Circuit’s
jurisprudence on the subject comports with that
guidance.
1. In Tennessee v. Garner, 471 U.S. 1 (1985), this
Court made clear that “[iJt is not better that all
felony suspects die than they escape.” Id. at 11.
Instead, courts confronted with deadly force claims
must consider whether the “officer hald] probable
cause to believe that the suspect poseld] a threat of
serious physical harm.” Jd. When a person fleeing
from the police poses “no immediate threat to the
officer and no threat to others,” the use of deadly
force violates the Fourth Amendment. Id.
This standard requires courts to “slosh [their] way
through the factbound morass of ‘reasonableness.”
Scott v. Harris, 550 U.S. 372, 383 (2007). In Scott,
9
for example, another case involving a car chase, the
Court weighed “the risk of bodily harm that [the
officer’s} actions posed to [the suspect] in light of the
threat to the public that [the officer] was trying to
eliminate.” Jd. The Court reviewed a video shot from
the officer’s dashboard and noted that the motorist
was “racing down narrow, two-lane roads,” ran
multiple red lights, and “force[d] cars traveling in
both directions to their respective shoulders to avoid
being hit.” Jd. at 379. Thus, the Court held the
officer’s use of deadly force was reasonable because
the high-speed pursuit “posed a substantial and
immediate risk of serious physical injury.” Jd. at 386.
Similarly, in Plumhoff v. Rickard, 134 S. Ct. 2012
(2014), a suspect “passed more than two dozen other
vehicles, several of which were forced to alter course,”
id. at 2021, and “swerveled] through traffic at high
speeds,” id. at 2017 (citation and internal quotation
marks omitted). The suspect also hit multiple police
vehicles and accelerated into a police car while flush
against its bumper. Jd. at 2017, 2021. The Court
held that the officer's use of deadly force was
reasonable because it was “beyond serious dispute
that [the suspect’s] flight posed a grave public safety
risk.” Id. at 2022.
2. In this case and others, the Fifth Circuit has
followed this Court’s instruction that this legal
framework turns on highly fact-intensive analysis.
For example, in Thompson v. Mercer, 762 F.3d 433
(5th Cir. 2014) — issued five months before the
decision below — the Fifth Circuit held that an officer
who used deadly force to end a car chase did not
violate the Fourth Amendment. /d. at 439. The court
of appeals assessed “the threat to the public,” id. at
10
438 (emphasis omitted) (quoting Scott, 550 U.S. at
383), including the “inherent danger of vehicular
flight,” id. at 439 (internal quotation mark omitted).
The police there, as here, believed the suspect was
armed and watched him exceed 100 miles per hour
while driving down rural roads. See id. at 436. But
the suspect had also stolen a car with the occupant
still in it, drove the wrong way down the road, and
forced other motorists to pull off. Jd. at 436-39.
Furthermore, the officer who used deadly force was
the last one who could stop the suspect before he
reached a town. Id. at 440.
In this case, by contrast, the Fifth Circuit’s fact-
specific inquiry revealed that, for purposes of
summary judgment, petitioner did not have probable
cause to believe Leija posed an imminent threat to
the general public or officers. For starters, there
were no pedestrians, businesses, or residences by the
highway. Pet. App. 15a-16a; see also ROA 719-721.
Nor — in contrast to Scott and Plumhoff — had Leija
passed many other cars, much less run any off the
road. Pet. App. 13a. Thus, numerous higher-ranking
officers, including petitioner’s direct supervisor, had
settled on a plan to use spike systems. See id. 20a-
21a. As the Fifth Circuit put it, “There is no evidence
any other officer , hearing the same information
[petitioner] heard, including the information
regarding Leija’s threats, decided that deadly force
was necessary or warranted.” Id. 20a. To the
contrary, petitioner’s superior ordered him to “stand
by” and “wait and see if the spikes work.” Jd. 5a.
Viewing the facts in respondents’ favor, petitioner
intentionally disregarded that plan. Even though he
had no training in shooting moving vehicles,
11
petitioner decided to try to disable Leija’s car by
firing six rounds at it just seconds before it was set to
reach the spikes. See Pet. App. 4a. If the jury
accepts this version of the facts, it could reasonably
find — as the police department’s own inspector
general did — that the “risk of bodily harm” from
shooting was unnecessarily high compared to “the
threat to the public that [petitioner] was trying to
eliminate,” Scott, 550 U.S. at 383. See also supra at
5 (discussing OIG report).
Nothing about Officer Ducheneaux’s presence at
the scene alters this calculus. Petitioner claims that
he “did not actually know Ducheneaux’s position or
what he was doing beneath the overpass.” See Pet.
20 (citation and internal quotation marks omitted).
But petitioner was not rushed. He had time to check
on Ducheneaux’s. status, yet he _ discussed
Ducheneaux’s presence with the nearby deputy only
in regard to whether “he would hit [Ducheneaux]; he
did not indicate that he perceived a threat to
Ducheneaux from Leija,” Pet. App. 19a.
Furthermore, the Fifth Circuit found that petitioner
did know officers were trained to take protective
positions after deploying spikes. Jd. 19a; see also
ROA 739-40. Petitioner also knew the overpass had
concrete pillars that could be used for cover. ROA
740. Therefore, petitioner could believe Ducheneaux
was exposed only if he assumed that the officer had
disregarded his training. Under these circumstances,
a jury could find that the threat to Ducheneaux was
too attenuated “at the time of the shooting to
justify deadly force,” Pet. App. 20a.
Nor did the Fifth Circuit “minimize[]” Leija’s
threats to shoot police officers. See Pet. 18. It simply
12
refused to hold categorically that a threat always
green-lights the use of deadly force, reasoning that
“allegedly being armed and in a car fleeing are not,
by themselves, sufficient” to enable the use of such
force. Pet. App. 16a-17a (emphasis added). That
being so, the Fifth Circuit properly turned to the
“factual scenario here” and distinguished this case
from others where it had held that officers who shot
at “suspect[s} believed to be armed” did not violate
the Fourth Amendment. Id. 17a.
3. In addition to attacking the Fifth Circuit’s
reasonableness analysis, petitioner accuses the Fifth
Circuit of holding categorically that “the Fourth
Amendment forbids an officer to use deadly force
against a fleeing suspect unless and until alternative,
non-deadly means have failed.” Pet. 2. Not so. The
Fifth Circuit simply considered the fact that
alternative means were already in place as one
among many factors that “undermin[ed] the asserted
necessity for resorting to deadly force at that
particular instant.” Pet. App. 21a. It did not hold
that deploying tire spikes or any other tactic is a
necessary precondition to shooting at a fleeing
vehicle.
Not even petitioner maintains that the
availability of alternative means cannot be a factor in
assessing reasonableness. Nor could he. In Scott,
Justice Ginsburg made clear that “relevant
considerations” under the Court's. car-chase
jurisprudence include whether there was a “safer
way, given the time, place, and circumstances, to stop
the fleeing vehicle.” 550 U.S. at 386 (Ginsburg, J.,
concurring). Likewise, other courts of appeals have
held that “the availability of alternative methods of
13
capturing or subduing a suspect may be a factor to
consider” in the excessive force inquiry. Smith v.
City of Hemet, 394 F.3d 689, 701 (9th Cir. 2005); see
also Retz v. Seaton, 741 F.3d 913, 918 (8th Cir. 2014)
(“Depending on the circumstances, the ‘perspective’ of
a reasonable officer may include consideration of
alternative courses of action available at the time
force was used.”).°
B. The Fifth Circuit’s Refusal To Order
Summary Judgment On Qualified
Immunity Grounds Is Consistent With
This Court’s Precedent.
1. The Fifth Circuit enunciated and applied this
Court’s standard that, to defeat qualified immunity,
the constitutional right at issue “must be sufficiently
clear that a reasonable official would understand that
what he is doing violates that right.” Pet. App. 2la
(quoting Anderson v. Creighton, 483 U.S. 635, 640
(1987)) (internal quotation mark omitted). As the
Fifth Circuit also recognized, this inquiry revolves
around whether the official had “fair warning” that
the conduct at issue was unlawful. Jd. 22a (quoting
Hope v. Pelzer, 536 U.S. 730, 740 (2002)). The Fifth
Circuit followed this Court’s instruction, putting the
“focus. on whether the officer had fair notice” in
the specific context of the case at hand that his
* One of petitioner's amici suggests that petitioner's
superiors might have underestimated the danger that tire
spikes themselves presented. See Br. of Nat'l Ass’n of Police
Orgs. 15-16. If petitioner wishes to argue that using spikes is
comparably dangerous to firing a semiautomatic rifle down upon
a car, he may try to prove that at trial.
14
conduct was unlawful. Jd. 21a-22a (quoting Brosseau
v. Haugen, 543 U.S. 194, 198 (2004) (per curiam)).
2. The Fifth Circuit held that at the time of the
events here, it was “clearly established” that an
officer violates the Fourth Amendment by “shooting a
suspect fleeing in a motor vehicle” absent a
“sufficient threat of harm to the officer or others.”
Pet. App. 22a-23a (quoting Lytle v. Bexar Cty., 560
F.3d 404, 417-18 (5th Cir. 2009), cert. denied, 559
U.S. 1007 (2010)). Petitioner’s attacks on this
application of settled qualified-immunity principles
to the particulars of this case do not warrant
certiorari.
a. Long before the shooting here, this Court
made clear that the use of deadly force is permissible
only when the “officer has probable cause to believe
that the suspect poses a threat of serious physical
harm, either to the officer or to others.” Tennessee v.
Garner, 471 U.S. 1, 11 (1985). This Court had also
applied this reasonableness test to fleeing motorists,
measuring an officer’s actions against whether the
motorist “posed a substantial and immediate risk of
serious physical injury to others.” Scott v. Harris,
550 U.S. 372, 386 (2007); see also id. at 383-86.
Contrary to petitioner’s argument, this rule was
not too “general” to provide fair notice that
petitioner's conduct would violate the Fourth
Amendment. See Pet. 22-25. When “prior decisions
gave reasonable warning that the conduct then at
issue violated constitutional rights,” those decisions
provided the requisite “fair warning,” even when
there are “notable factual distinctions” between prior
case law and the case at hand. Hope, 536 U\S. at 740
15
(quoting United States v. Lanier, 520 U.S. 259, 269
(1997)).
That is the situation here. Viewing the evidence
in the light most favorable to respondents, Leija did
not, at the moment of the shooting, “pose[} a threat of
serious physical harm, either to the officer or to
others.” Garner, 471 U.S. at 11; see supra at 10-12.
While Garner involved a suspect fleeing on foot
instead of in a car, Leija’s driving did not pose so
much of a greater threat as to deprive petitioner of
fair warning of the governing law: that deadly force is
unreasonable when the suspect poses “no immediate
threat,” Garner, 471 U.S. at 11.
To be sure, this Court held in Brosseau that
Garner's test did not provide sufficient warning that
shooting a suspect who was attempting to flee in a
car was unlawful. 543 U.S. at 199. But this Court
later made clear that plaintiffs in respondents’
position could “defeat immunity” by showing that
“the officer's conduct in [their] case was materially
different from the conduct in Brosseau.” Plumhoff v.
Rickard, 134 S. Ct. 2012, 2023 (2014). And unlike
Brosseau, where the police confronted a “disturbed
felon” who refused to respond to repeated warnings
from an officer pointing a firearm in his face, the
police never warned Leija that they would use deadly
force. See Brosseau, 543 U.S. at 196, 200. Nor, in
contrast to Brosseau, had Leija been involved in a
fight immediately prior to the officer’s arrival or
physically struggled with a police officer over the
keys to his getaway vehicle. See id. at 195-96. Nor
was Leija in a crowded residential area or about to
drive into a small car occupied by a three-year-old.
See id. at 196.
16
At bottom, the level of particularity petitioner
demands would amount to giving “one free shot” to
every officer who was the first to use deadly force in
any new permutation of facts. Cf Virginia v. Harris,
558 U.S. 978, 981 (2009) (Roberts, C.J., dissenting
from denial of writ of certiorari) (“The effect of the
rule below will be to grant drunk drivers ‘one free
swerve’ before they can legally be pulled over by the
police.”). Even when all other officers involved in a
pursuit (as well a reviewing agency) realized in the
new situation that using deadly force was “Not
Justified,” ROA 866, an officer would be able to
insulate himself from trial based on ultimately
insignificant factual distinctions. This is not the law.
b. Even if a reasonable officer in petitioner's
shoes needed more fine-grained notice to know that
firing at Leija’s car would be unconstitutional, courts
had held at the time of the events here that officers’
conduct in analogous circumstances violated the
Fourth Amendment. See Pet. App. 22a-23a. In Lytle
v. Bexar County, 560 F.3d 404 (5th Cir. 2009), cert.
denied, 559 U.S. 1007 (2010), an officer fired on a
fleeing motorist who had already collided with one
vehicle during the chase and was on bond for felony
theft and unlawful possession of a firearm. Id. at
407-08. Even though the officer knew the suspect
had a history with weapons and could continue the
car chase, the Fifth Circuit held that his use of force
violated clearly established law because “no one was
in immediate danger.” Id. at 416-17.
In holding that the officer acted unreasonably,
Lytle stressed it was in line with a consensus among
the courts of appeals. 560 F.3d at 415-16 (citing
cases). For example, in Kirby v. Duva, 530 F.3d 475
17
(6th Cir. 2008), officers confronted a fleeing motorist
whom the officers knew to be “a violent, paranoid
individual” who owned numerous weapons and
“opened the door to his home only with a pointed
gun.” Id. at 477. Yet, in Kirby — as with this case —
the use of deadly force violated the potentially armed
suspect’s “clearly established” Fourth Amendment
rights because there was no “immediate danger to
anyone,” id. at 483 (emphasis added).
Other courts prior to 2010 likewise had
consistently denied qualified immunity in car chase
cases because there was no immediate threat. See,
e.g., Cordova v. Aragon, 569 F.3d 1183, 1190 (10th
Cir. 2009) (“Scott did not declare open season on
suspects fleeing in motor vehicles.” (citation and
internal quotation mark omitted)); Adams v. Speers
473 F.3d 989, 991 (9th Cir. 2007) (ninety-minute long
car chase); Vaughan v. Cox, 343 F.3d 1323, 1326-27
(11th Cir. 2003) (85-mile-per-hour chase after
colliding with a police cruiser). So too in other cases
involving potentially armed suspects because the
threats to police were not imminent. See, e.g,
Meadours v. Ermel, 483 F.3d 417, 423 (5th Cir. 2007)
(denying qualified immunity for officers who shot a
mentally ill man who threatened officers with a
sharp object); O’Bert v. Vargo, 331 F.3d 29, 33 (2d
Cir. 2003) (same for officers who shot a suspect
resisting arrest who had threatened to shoot them).
18
II. The Fifth Circuit’s Decision Does Not
Conflict With The Law In Any Other
Court Of Appeals.
A. Fourth Amendment Violation
Like the Fifth Circuit, other circuits have held
that officers may not use deadly force in the absence
of an imminent threat — including in a case that this
Court declined earlier this term to review. See, e.g.,
Gonzalez v. City of Anaheim, 747 F.3d 789, 797 (9th
Cir.) (en banc) (officer who shot driver of minivan
violated Fourth Amendment when there was no
immediate danger and alternative means were
available), cert. denied sub nom. Wyatt v. F.E.V., 135
S. Ct. 676 (2014); Waterman v. Batton, 393 F.3d 471,
482 (4th Cir. 2005) (officers were unjustified in
continuing to shoot at a fleeing car after the car had
driven past the officers and no longer posed a threat);
Cowan v. Breen, 352 F.3d 756, 763 (2d Cir. 2003)
(officer who shot at oncoming car violated Fourth
Amendment because officer was not in car’s path).
The law in the Eleventh, Sixth, First, and Eighth
Circuits is not to the contrary. The cases that
petitioner cites from those circuits reflect the fact-
intensive nature of excessive force cases, not any
disagreement about the law.
Eleventh Circuit: In the Eleventh Circuit, as in
the Fifth Circuit, the use of deadly force against a
fleeing motorist is justified only when the motorist
poses an imminent threat. For example, in
petitioner’s cited case, Long v. Slaton, 508 F.3d 576
(11th Cir. 2007), the Eleventh Circuit held that an
officer’s decision to shoot at a person who was driving
away in the officer’s police cruiser was reasonable.
Id. at 583. The court emphasized three key factors:
19
the driver was known to be mentally unstable and
suffering from a “psychotic episode,” id. at 578; the
officer had warned the driver that he would use
deadly force; and “fully equipped police cruiser(s]”
pose a special danger compared to regular cars. Id.
at 581-82. Because “the time to think [was] short,”
these facts — all absent here — established that the
need for deadly force at that moment was
particularly pressing. Jd. at 583.°
On the other hand, the Eleventh Circuit — just
like the Fifth Circuit — will find a Fourth Amendment
violation when the fleeing motorist did not pose an
imminent threat at the time deadly force was used.
For example, in Vaughan v. Cox, 343 F.3d 1323 (11th
Cir. 2003), which this Court distinguished in Scott v.
Harris, 550 U.S. 372, 384 (2007), and Plumhoff v.
Rickard, 134 S. Ct. 2012, 2024 (2014), the Eleventh
Circuit denied summary judgment to an officer who
shot a fleeing truck. 343 F.3d at 1330. The truck
was travelling at over 85 miles per hour, had evaded
a “rolling roadblock,” and collided with the back of a
police cruiser. Id. at 1326-27. The court of appeals
nonetheless held that the facts could show that the
driver posed no threat to the officer or any other
® Petitioner additionally relies on Quiles v. City of Tampa
Police Department, 596 Fed. Appx. 816 (11th Cir. 2015). Pet.
30. This is an unpublished case that is not precedential in the
Eleventh Circuit. See 11th Cir. R. 36-2 (2014). In any event,
the suspect in Quiles — who was fleeing on foot — presented an
imminent threat because he had just physically fought with a
police officer and it appeared that he had stolen that officer's
gun. See 596 Fed. Appx. at 819.
20
motorists when, without warning, the officer fired on
the truck. /d. at 1330-31.
Sixth Circuit: The law in the Sixth Circuit is no
different: deadly force is justified only when a
motorist presents an imminent threat. That was the
case in Cass v. City of Dayton, 770 F.3d 368 (6th Cir.
2014), which petitioner cites. There, the fleeing
motorist had been blocked by police cars when an
officer approached the car, drew his weapon, and
ordered the driver to stop. Jd. at 372. The driver
instead accelerated toward and hit the officer, then
hit a second officer, causing the second officer to
accidentally discharge his weapon. Jd. Hearing
gunfire and believing that other officers were in
danger, the first officer made a split-second decision
to fire at the car. Id. at 372-73. Given this imminent
threat, the Sixth Circuit held that the use of deadly
force was reasonable. Id. at 376.
At the same time, th> Sixth Circuit, like the
Fifth Circuit, will find a Fourth Amendment violation
when the threat is not imminent. In Walker v. Davis,
649 F.3d 502 (6th Cir. 2011), for example, the court
held that an officer may have violated the Fourth
Amendment when he rammed his car into a fleeing
motorcycle, killing the rider, because the facts could
show that the rider “posed no immediate threat to
anyone.” Id. at 503; see also Smith v. Cupp, 430 F.3d
766 (6th Cir. 2005) (denying summary judgment for
officer who fired at a suspect who was driving off in
the officer's squad car because jury could find that
the officer was no longer in the car’s path).
First Circuit: Though the First Circuit has not
addressed a case comparable to this one, there is no
reason to think that it would come to a different
21
outcome if it did. Petitioner's cited case, McGrath v.
Tavares, 757 F.3d 20 (1st Cir. 2014), involved an
immediate threat: the fleeing motorist accelerated
toward first the shooting officer and then his partner.
See id. at 23. The driver did so after leading the
officers on a high-speed chase through city streets,
weaving erratically, and occasionally driving in the
wrong direction. Jd. at 22-23. In the split-second the
officer had to act, the driver posed an “imminent
threat” to the shooting officer's life and his partner's.
See id. at 29.
Eighth Circuit: The Eighth Circuit also has not
considered a case like this one, though again there is
no reason to think it would disagree with the Fifth
Circuit. Petitioner’s cited cases, Loch v. City of
Litchfield, 689 F.3d 961 (8th Cir. 2012), and Cole v.
Bone, 993 F.2d 1228 (8th Cir. 1993), both stressed
imminent threats no: present here.
In Loch, which did not involve a car chase, the
Eighth Circuit held that an officer was justified in
using deadly force against a suspect the officer
reasonably believed was reaching for a weapon. 689
F.3d at 964, 966. Deadly force was similarly justified
in Cole, where the officer — after warning the driver
that he would shoot — fired on a fleeing eighteen-
wheeler. 993 F.2d at 1330-33. By the time of the
shooting, the driver had clearly demonstrated his
disregard for the safety of the police and others on
the crowded interstate by forcing “more than one
hundred cars” off the road, ramming into police cars,
and evading other means of ending the chase. Jd. at
1331.
22
B. Denial Of Qualified Immunity
Like the Fifth Circuit, several other circuits have
denied qualified immunity at the summary judgment
stage in circumstances similar to those here. See
supra at 17 (collecting other such cases). As with
petitioner’s claimed Fourth Amendment split, his
alleged qualified immunity split is founded on cases
that are easily distinguishable as they involved more
immediate and substantial threats to officers than
the attenuated threat here.
D.C. Circuit: In Fenwick v. Pudimott, 778 F.3d
133 (D.C. Cir. 2015), the D.C. Circuit held that — in
part because that court had no previous law on the
subject — it was not clearly established as of 2007
that it was unreasonable to shoot a fleeing car that
moments before had accelerated towards officers and
had hit one of them. Jd. at 137. The court indicated,
however, that had the threat to the officers clearly
passed by the moment of shooting, the shooting could
have been unreasonable under the law at the time.
See id. at 139-40. Were the D.C. Circuit to have
considered the facts here, therefore, its decision likely
would have been the same as the one below.
Tenth Circuit: Similarly, in Cordova v. Aragon,
569 F.3d 1183 (10th Cir. 2009), the Tenth Circuit
held that it was not clearly established as of 2006
that the officer could not shoot at a fleeing truck that
posed a “substantial but not imminent” threat to the
public. Jd. at 1189, 1192. There, the driver had
exhibited a clear disregard for others by driving off
the road, driving down the wrong side of an
interstate, running two red lights, and avoiding
alternative means of ending the chase. See id. at
1186. However, at the moment of shooting, there
23
were no other motorists in the immediate vicinity,
and it was disputed whether the shooting officer was
in the truck’s path. Jd. at 1187. The Tenth Circuit
reasoned that the case fell between Scott v. Harris,
550 U.S. 372 (2007), and Vaughan v. Cox, 343 F.3d
1323 (11th Cir. 2003), and therefore held that the
lawfulness of the use of force had not been clearly
established. Cordova, 569 F.3d at 1192-93.
Presented with the facts of this case, which are closer
to those in Vaughan, the Tenth Circuit in 2006 may
well have held that the officer was not entitled to
qualified immunity.
In any event, Cordova held that the officer’s use
of deadly force was unreasonable. 569 F.3d at 1195.
As a result, as of June 2009 — nine months before the
events in this case - the Tenth Circuit had
established that the Fourth Amendment prohibits
shooting at a fleeing vehicle that poses a substantial
but not imminent threat. Thus, if it had been
deciding this case, the Tenth Circuit would have
come to the same conclusion as the Fifth Circuit.
III. This Case Is A Poor Vehicle For Providing
Guidance On The Use Of Deadly Force
During Car Chases.
This Court already has a well-developed body of
case law concerning the use of deadly force. See, e.g.,
Graham v. Connor, 490 U.S. 386 (1989); Tennessee v.
Garner, 471 U.S. 1 (1985). Several of those cases
specifically involve car chases, including one from
just last term. See Plumhoff v. Rickard, 134 S. Ct.
2012 (2014); Scott v. Harris, 550 U.S. 372 (2007);
Brosseau v. Haugen, 543 U.S. 194 (2004) (per
curiam). Given the anomalous facts of this case and
the changing nature of police protocols, taking
24
another “slosh” through the doctrine’ of
reasonableness at this time, see Scott, 550 U.S. at
383, would not provide helpful guidance to officers or
lower courts in the mine-run of cases.
1. Anomalous facts. In the typical deadly force
case, officers need to make decisions based on near-
instantaneous assessments of the imminence of
threats. See, e.g. Plumhoff, 134 S. Ct. at 2020;
Graham, 490 U.S. at 396-97. Accordingly, this Court
has long instructed that assessing the reasonableness
of a challenged use of force “must embody allowance
for the fact that police officers are often forced to
make split-second judgments.” See Graham, 490
U.S. at 396-97. And qualified immunity similarly
protects such snap judgments, even if they later turn
out to have been mistaken, because it is undesirable
to require police officers to equivocate when delay
“would gravely endanger their lives or the lives of
others,” Warden, Md. Penitentiary v. Hayden, 387
U.S. 294, 298-99 (1967).
Here, however, the circumstances of petitioner’s
decision to use deadly force are highly unusual.
Petitioner was eager to use his rifle even before
getting to the overpass or observing any part of the
pursuit himself. Supra at 3-4. Once there, petitioner
had three minutes with a working radio to determine
if the threat to Officer Ducheneaux actually justified
deadly force. Jd. Instead, he disobeyed a direct order
from his commanding officer, ignored a plan others
had put in place, and attempted a challenging rifle
shot he had no training in executing. Id. Citing “the
amount of time” that petitioner had before shooting,
the OIG report concluded that “the evidence does not
justify [petitioner’s] actions.” ROA 866.
25
There is little to be gained by reviewing
petitioner’s renegade actions.
2. Changing protocols. In light of recent high-
profile police shootings — and the extensive publicity
surrounding them — law enforcement agencies have
been re-evaluating their protocols on the use of
deadly force. See, e.g, Pervaiz Shallwani et al.,
Police Move to Revamp Tactics, Wall St. J., Dec. 5,
2014, at Al. Among other things, agencies are
reassessing some of the accepted rationales for using
force at earlier stages of an engagement. Matt
Apuzzo, Police Rethink Long Tradition on Using
Force, N.Y. Times, May 5, 2015, at Al; Mitch Smith
& Matt Apuzzo, Police in Cleveland Accept Tough
Standards on Force, N.Y. Times, May 27, 2015, at Al
(describing new Cleveland police policy restricting
use of force as a “model” for other departments). In
rethinking how and when they use deadly force to
engage with threats, agencies are adjusting their
tactics and are generally moving towards de-
escalation. Shallwani, supra.
Because of these trends, future police responses
to situations like this one may be very different from
the officers’ actions here. And the resulting
reasonableness analysis may differ as well. See, e.g.,
Garner, 471 U.S. at 10-11 (giving “substantial”
weight to police department policies concerning use of
deadly force). This Court, therefore, should wait for a
case that concerns police behavior resulting from this
realignment — and more typical facts — to provide
lasting guidance for law enforcement.
26
CONCLUSION
The petition for a writ of certiorari should be
denied.
Respectfully submitted,
K. Paul Holloway Robert S. Hogan
LAW OFFICE OF PAUL Counsel of Record
HOLLOWAY HOGAN LAW FIRM, P.C.
207 E. 6th Street 1801 13th Street
Plainview, TX 79072 Lubbock, TX 79401
(806) 729-1209 (806) 771-7900
rob@hoganlaw.com
June 5, 2015
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.