Amicus Curiae Brief — Massachusetts v. EPA
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4718 (op |
No. 05-1120 OCT 24 2006
IN THE
Supreme Court of the Anited States
—_—_———— -— —
COMMONWEALTH OF MASSACHUSETTS, ef ai..
Petitioners.
Vv.
ENVIRONMENTAL PROTECTION AGENCY, ef al.,
Respondents.
—_— -- —
On Writ of Certiorari to the
United States Court of Appeals
for the District of Columbia Circuit
BRIEF FOR AMICUS CURIAE
WASHINGTON LEGAL FOUNDATION
IN SUPPORT OF RESPONDENTS
_— ——+ —_—_—— =_
PETER S. GLASER DANIEL J. POPEO
CHRISTINE J. SOMMER PAUL D. KAMENAR
LYNNE C. RHODE Counsel of Record
TROUTMAN SANDERS LLP WASHINGTON LEGAL FOUNDATION
401 9th Street, N.W. 2009 Massachusetts Ave., N.W.
Suite 1000 Washington, D.C. 20036
Washington, D.C. 20004 (202) 588-0302
202) 274-2998 ; “ar
(ane) Attorneys for Amicus Curiae
DOUGLAS A. HENDERSON
TROUTMAN SANDERS LLP
600 Peachtree Street, N.E.
Suite 5200 |
Atlanta, GA 30308
(404) 885-3479
October 24, 2006
I DLE OI OEE A TT TE, AE EE aS AA te
WitSON-EPES PRINTING CO., INC. = (202) 789-0096 -— WASHINGTON. D.C. 20001
QUESTIONS PRESENTED
Amicus curiae Washington Legal Foundation will
address the first question presented as set forth in the Brief
for Petitioner Commonwealth of Massachusetts, ef al.,
specifically:
1. Whether the Administrator of the Environmental
Protection Agency has authority to regulate air pollutants
associated with climate change under section 202(a)(1) of
the Clean Air Act, 42 U.S.C. 7521(a)(1).
ill
TABLE OF CONTENTS
PAGE(S)
TABLE OF AUTHORITIES .........scssscsssssssessseeesssees iv
INTERESTS OF AMICUS CURIAE ..scccssssssssessssvees 1
SUMMARY OF ARGUMENT. ......sssscsssssessssseesssees 2
EELS oe SE 3
I. POTENTIAL GLOBAL CLIMATE
CHANGE HAS BEEN THE MOST
PROMINENT ENERGY AND
ENVIRONMENTAL ISSUE OF RECENT
YEARS ......... leon. Spiianaiiiahidaeediedaiienipenipeanenescesien 3
A. THE PUBLIC DEBATE................. 3
B. WHERE THE ISSUE STANDS
II. CONTRARY TO PETITIONERS’ CLAIM,
THIS CASE IS ABOUT-CONSIDERABLY
MORE THAN JUST VEHICLE TAILPIPE
TED: | serctinncritibthnsiabindibdaiuieicenen 11
III. CONGRESS CANNOT BE UNDERSTOOD TO
HAVE AUTHORIZED EPA TO REGULATE
ON A SUBJECT OF SUCH OVERRIDING
SOCIETAL IMPORTANCE AS GLOBAL
CLIMATE CHANGE WITHOUT HAVING
CLEARLY AND SPECIFICALLY
EXPRESSED ITS INTENTION TO DO SO .... 14
IPI TY sinccitscnipntcsinbdblantanenisininiinceonseninainscia 20
iV
TABLE OF AUTHORITIES
PAGE(S)
CASES
Adams Fruit Co. v. Barrett, 494 U.S. 638
CIID .xccccstvsceicsiisuniqnaipteinceniimiiidnlanielaasta anaes 18
ACLU v. FCC, 823 F.2d 1554 (D.C. Cir. 1987),
cert. denied, 485 U.S. 959 (1988) .............cccceeeee 18
Arizona v. California, 373 U.S. 546 (1962).............. 18
Chisom v. Roemer, 501 U.S. 380 (1991)..............0008 17
Chrysler v. Brown, 441 U.S. 281 (1979).....0.......00. 19
Connecticut Nat'l Bank v. Germain,
Fae Cy ly OT CO OOD cicrivtntitittnticasibaadiins 16, 17, 18
Envtl. Def. v. Duke Energy Corp.,
BO &. CE, BROCE covtiniscientinitgiaestemne |
Massachusetts v. EPA, 415 F.3d 50 (2005) .............. 4
FDA v. Brown and Williamson
Tobacco Corp., 529 U.S. 120 (2000).................. a
Harrison v. PPG Industries, Inc., 446 U.S. 578
CF GID nccssoncvicscisesscitoninesseibibaiiledaidsiaianiniaeanmanil 17
Huffman v. Western Nuclear, Inc.,
GEG UB. GED CUD erccintsoscsnsnsigiicitinsiiciiatisimasiiana 2,12
Indus. Union Dept., AFL-CIO v. Am.
Petroleum Inst., 448 U.5.607 (1980) .......00..... 18
MCI Telecomm. Corp. v. AT&T Co.,
DAF UB. ZIG CIPO cersccccnigsisaciceetusncincihaantineiita 17
New York v. EPA, No. 06-1131 (D.C. Cir.),
per curiam order of Court of Appeals
(Bat. 13, BEDE) sccccccscscecsconsascosossnacsvercsnasosasosiens 11
Rapanos v. United States,
126 B. Ce, ZIG GOD vvcccescvsstsonintisncinsninianinaian l
Train v. NRDC, 421 U.S. 60 (1974)............cccccccecceee 14
' United States v. Robel, 389 U.S. 258 (1967) ............ 18
Union Elec. v. EPA,
ei ninecnsentsnencen 14
Whitman v. Am. Trucking Ass'ns,
SS SE 1,13
STATUTES AND RESOLUTIONS
Clean Air Act (“CAA”) CAA § 103(g)(1),
SL SS ee 16
~ CAA § 108(a), 42 U.S.C. § 7408(a)..cccccccsceceeeee 11, 12
CAA § 110(a), 42 U.S.C. § 7410(a)........0..ccccccceeeees 14
Rg all D> ae 16
RE” ol >. RE eee Ee 13
CAA § 172(c)(6), 42 U.S.C. § 7502(c)(6) ..........0.00. 13
CAA § 173(a)(1), 42 U.S.C. § 7503{a)(1) ........... 13
| oh) ae 13
CAA § 202(a), 42 U.S.C. § 7521(a).............002. 1, 11, 16
CAA § 202(g)-(i), 42 U.S.C. § 7521(g)-(i) Zecseeooe.-. 16
CAA § 302(h), 42 U.S.C. § 7602(h) ........0...00000.. 15, 16
CAA § 412 (note), 42 U.S.C. § 7651k (note) ........... 16
CAA § 602(e), 42 U.S.C. § 7671(e).........cccccceceeeees 16
CAA Title I, Part D, 42 U.S.C. §§ 7501-7509(a) ..... 16
CAA Title VI, 2 U.S.C. §§ 7671-7671(q)............00. 17
Energy Policy Act of 1992, Title XVI,
| 9
Energy Security Act of 1980 § 711,
ES a 9
vi
Food and Agriculture Act of 1990, Title XXIV,
FS S| 8 eRe 7)
Global Change Research Act of 1990,
15 U.S.C. §§ 2931-2938... eeeeeees pucsasnesueoaee 9
Global Climate Protection Act of 1987,
re Oe I I cichpteniticsintcsinsincinciinbetnaenines )
National Climate Program Act of 1978,
a ena Se I iidchtinncictesaiieninnnsbiingitinianianen )
Departments of Veterans Affairs and Housing and
Urban Development, and Independent Agencies
Approriations Act, 1999, Pub. L. No. 105-276,
112 Stat. 2461, 2496 (1998)... ce ceeeseedereeeees 10
Departments of Veterans Affairs and Housing and
Urban Development, and Independent Agencies
Approriations Act, 2000, Pub. L. No. 106-74,
213 Seat. 1067, 1OBD CIDP)... cccrcccecssecossercrecceees 10
Departments of Veterans Affairs and Housing and
Urban Development, and Independent Agencies
Approriations Act; Energy and Water
Development Appropriations Act, 2001,
Pub. L. No. 106-377, 114 Stat. 1141, 1441A-41
United Nations Framework Convention on Climate
Change, May 9, 1992, S. TREATY Doc No. 102-38
t.. By ft ks Se 9
LEGISLATIVE HISTORY :
151 CONG. REC. $7029 (2005)..........cccsesccssseeseseseeees 9
S. EXEC. REP. NO. 102-55 (1992).......cccccceeceesseeeeeeeees 10
Vil
Hearings Before the Senate Comm. on Energy
and Natural Resources, 100th Cong., 2d Sess.
(1988) (Testimony of James Hansen,
I aii ccenreenipclahisnadianieniinineiiiinialinie 8
Hearings Before the Senate Comm. on Clean
Air and Nuclear Regulation of the Senate Comm.
on Environment and Public Works, 103d Cong.,
2d Sess. (1994) (Testimony of Robert
Sussman, EPA Deputy Administrator) ............... 3
Hearings Before the Senate Comm. on Energy
and Natural Resources, 106th Cong., Ist Sess. (1999)
(Testimony of Jay Hakes, ELA Administrator)... 6
A Legislative History of the Clean Air
Act Amendments of 1970, 93d Cong..,.
2d Sess. (Comm. Print 1974) .00.0........eccceeeeeeeee 15
REGULATIONS
Control of Emissions from New Highway
Vehicles and Engines, 68 Fed. Reg. 52,922
NI ic SN cicindintdeecintprecnnciices tncpthincenapneeniiiintin 4,12
OTHER MATERIALS
AN INCONVENIENT TRUTH (Paramount Classics
and Participant Productions 2006).................... 8
Box Office Report website,
http://www. boxofficereport.com.................:0:00+ 8
Stephen Brown, “Dispelling The Myth of a Cost-Free
Global Warming Treaty,” National Center
for Policy Analysis, Brief Analysis 298
SEE, NUE ichiidhchiiensccincitpasitigncinianianicsnieniieniaieiiia 6
Comments of the Working Group to Oppose
Expanded EPA Authority, November 29, 1999.. 6
Viil
Commission on Presidential Debates,
October 8, 2004 Debate Transcript .................... 8
Environmental Protection Agency, Policy Options
For Stabilizing Global Climate Change, Final
Report to Congress, Office of Policy, Planning,
and Evaluation, PM221 (1990)... 15
Felix Frankfurter, Some Reflections on
the Reading of Statutes, 47 COLUM. L. REV.
TT ITUTEEE siiipstehdchiechiitelbtsceitibpcbpcenigipaietitathie atanindinaenin 17
Ernest Gellhorn and Paul Verkuil, Controlling
Chevron-Based Delegations, 20 CARDOZO L.
a, Se ncsenantpnnscianiiitnptnitenitiiduintiaipeka 17
International Panel on Climate Change,
Climate Change: Mitigation (2001)............. 6, 7,19
Kyoto Protocol To The United Nations
Framework Convention on Climate Change,
8 ek een 10
John J. Manning, The Nondelegation Doctrine
as a Canon of Avoidance, 2000 Sup. CT. REV.
Ee E ccciertnsicscacntenttimnnrcinntcinimnanduniniiinintiiablnts 19
Peter S. Glaser, EPA 's Latest Maneuvers On
“Global Warming” Legally Suspect (WLF Legal
Backgrounder, Nov. 3, 2000) ...........cccceseseeeeees 2
Gerald H. Yamada, EPA Lacks Authority To Regulate
Carbon Dioxide Emissions (WLF Legal Opinion
IE, GE, Biles HED ddcnrevcdcicescetencesnuthiusen 2
National Research Council, Climate Change
Science: An Analysis of Some of
the Key Questions (2001) ..........ccccccccseeeeneeeeeees 5
National Resources Defense Council website,
http://www.ndrc.org/global Warming/default.asp 4
ix
THE DAY AFTER TOMORROW
CAI ae WINN CIID ccisdintrecceccccsencecusssesevsooses
Webster’s Seventh New Collegiate
Se Cire atnliesiedindnitnentenideincsitensssechiintestctnnssies
Wharton Economic Forecasting Associates, Inc.,
Global Warming: The High Cost of the
Kyoto Protocol, National and State Impacts
Saal skesiasninishesiahdiaeheiebtaaibimaplansaantnipieediiebibinatiesmrsiin
INTERESTS OF AMICUS CURIAE
The Washington Legal Foundation (““WLF”) is a
national, non-profit public interest law and policy center
based in Washington, D.C., with supporters nationwide.
WLF’s supporters include consumers, businesses, and
property owners who are adversely affected by excessive
regulation of their activities under various environmental
statutes such as the Clean Air Act (“CAA”) and Clean Water
Act.
Over the years, WLF has filed amicus briefs in this
Court and lower federal courts opposing the federal
government's assertion of regulatory and enforcement
authority over certain environmental and health matters. See,
e.g., Rapanos v. United States, 126 S. Ct. 2208 (2006);
Whitman v. Am. Trucking Assn’s, Inc., 531 U.S. 457 (2001);
FDA v. Brown & Williamson Tobacco Corp., 529 U.S. 120
(2000); Envtl. Def v. Duke Energy Corp., cert. granted, 126
S. Ct. 2019 (2006).
More particularily, WLF appeared as amicus in the
court of appeals below in the instant case as am outgrowth of
WLF’s opposition to a 1999 citizen petition filed with the
EPA by a group of organizations led by the International
Center for Technology Assessment (“ICTA”) seeking
regulation of greenhouse gas (“GHG”) emissions from new
motor vehicles under CAA § 202(a), 42 U.S.C. § 7521. WLF
successfully argued in its 47-page filing that EPA should
deny ICTA’s petition for rulemaking both because the CAA
All parties have consented to the filing of this brief. Their
consents are on file with the Clerk of the Court. Pursuant to
Supreme Court Rule 37.6, WLF states that no counsel for a party
authored this brief in whole or in part and that no person or entity,
other than WLF and its counsel, contributed monetarily to the
preparation and submission of this brief.
was not intended to apply to emissions of GHGs and because
there was a lack of evidence showing a risk to human health
and welfare from anthropogenic GHG emissions. Moreover,
any such regulation would impose excessive and
unnecessary costs on our society and economy.
In addition, WLF’s Legal Studies Division has
produced numerous studies, reports, and monographs
concerning EPA's excessive and questionable regulations
and enforcement practices and policies. See, e.g., Yamada,
EPA Lacks Authority To Regulate Carbon Dioxide Emissions
(WLF Legal Opinion Letter, Oct. 30, 1998); Glaser, EPA ’s
Latest Maneuvers On “Global Warming” Legally Suspect
(WLF Legal Backgrounder, Nov. 3, 2000).
While WLF agrees with all the arguments presented
by the EPA in this case as to why the judgment of the court
of appeals should be affirmed, including Petitioners’ lack of
standing, WLF will focus its brief on the administrative law
and related public policy issues as it did in the court of
appeals.
SUMMARY OF ARGUMENT
In FDA v. Brown & Williamson Tobacco Corp., 529
U.S. 120 (2000), in determining whether Congress intended
to regulate tobacco products under the Food, Drug and
Cosmetic Act, the Court observed that “we must be guided
by a degree of common sense as to the manner in which
Congress is likely to delegate a policy decision of such
economic and political magnitude to an administrative
agency.” /d. at 133. The Court’s reliance on common sense
interpretation applies with particular force to potential
regulation of carbon dioxide (“COQ 2”) and other- GHGs.
Tobacco regulation pales as a matter of social and economic
importance in comparison with regulation of GHGs because
carbon-based fuels are at the heart of our economy and the
way we live our lives. Indeed, potential global climate
change and GHG regulation have become the seminal energy
and environmental issue of recent years. It is extremely
unlikely that Congress authorized regulation in an area of
such importance without explicitly saying so and without
creating a legislative record reflecting so momentous a step.
ARGUMENT
I. POTENTIAL GLOBAL CLIMATE CHANGE
HAS BEEN THE MOST PROMINENT ENERGY
AND ENVIRONMENTAL ISSUE OF RECENT
YEARS.
A. The Public Debate.
The claim that human activity is changing the global
climate has unquestionably been the most prominent issue at
the intersection of American energy and environmental
policy in recent years. No other issue engenders such
extreme predictions of global environmental damage as are
made by those who advocate the necessity of GHG controls.
At the same time, because significant cuts in GHG emissions
would require substantial reductions in the use of fossil fuels
such as oil, coal and natural gas even as the economy
continues to grow, no other issue creates economic and
social challenges of such magnitude. For instance, EPA has
observed both that (1) climate change is “perhaps the biggest
environmental threat to the planet’”” and (2) “i]t is hard to
imagine any issue in the environmental area having greater
Hearings Before the Subcomm. on Clean Air and Nuclear
Regulation of the Senate Comm. on Environment and Public
Works, 103d Cong., 2d Sess. (April 14, 1994) (testimony of
Robert Sussman, EPA Deputy Administrator).
‘economic and political significance’ than regulation of
activities that might lead to global climate change.”
The briefing in this case illustrates the dramatic
nature of claimed global climate change damages. For
instance, relying on out-of-context statements from various
scientific reports, various amici here warn of unprecedented
temperature increases, polar ice cap melting, rising sea levels
inundating coastal communities, killer storms combined with
devastating drought, huge losses of species, epidemic
diseases, and the like. See Amici Curiae briefs of Climate
Scientists, North Coast Rivers Alliance, ef a/., and Wildlife
Conservation Interests. These assertions mirror similar
statements often made by various members of the Petitioners
_ group.’
The claim that there is a scientific “consensus” on the
likely dire consequences of continued GHG emissions is
vigorously contested by many in the scientific community.
The Court is referred to the November 29, 1999 comments
filed with EPA in this proceeding by the Working Group to
Oppose Expanded EPA Authority containing a detailed
summary of the state of the science. Additionally, EPA, in its
denial of the underlying Petition for Rulemaking, concluded
that the scientific consensus claimed by Petitioners does not
exist and that considerable uncertainty remains on key
scientific questions. The lead opinion below rejected
Petitioners’ contention that EPA’s conclusions in this regard
are arbitrary. Massachusetts v. EPA, 415 F.3d 50, 57-58
> Control of Emissions from New Highway Vehicles and Engines,
68 Fed. Reg. 52,922, 52,928 (Sept. 8, 2003).
* For instance, Petitioner NRDC’s website warns of “dangerous
consequences: drought, disease, floods, lost ecosystems . .
sweltering heat to rising seas . . . [t]he polar ice cap is shrinking
fast.” Nrdc.com, Global Warming, http://www.nrdc.org/global
warming/default.asp.
(D.C. Cir. 2005). Citing the National Research Council
(“NRC”) report Climate Change Science: An Analysis of
Some of the Key Questions (2001), EPA said:
As the NRC noted in its report, concentrations
of GHGs are increasing in the atmosphere as
a result of human activities (pp. 9-12). It also
noted that “[a] diverse array of evidence
points to a warming of global surface air
temperatures” (p. 16). The report goes on to
state, however, that “[bJecause of the large
and still uncertain level of natural variability
inherent in the climate record and the
uncertainties in the time histories of the
various forcing agents (and particularly
aerosols), a causal linkage between the
buildup of greenhouse gases in_ the
atmosphere and the observed climate changes
during the 20th century cannot be
unequivocally established.”
68 Fed. Reg. at 52,930.
Noting “{t]he science of climate change is
extraordinarily complex and still evolving,” EPA listed the
numerous areas of continuing uncertainty identified by the
NRC. According to EPA, “these uncertainties limit. our
ability to assess each of these factors and to separate out
those changes resulting from natural variability from those
that are directly the result of increases in anthropogenic
GHGs.” Id.
The economic side of the issue prompts equal
controversy, because significantly reducing GHG emissions
would be an extraordinary societal undertaking. CO, the
principal human-produced GHG, is the unavoidable by-
product of combusting fossil fuels, and fossil fuels are, by
far, the largest source (70 percent) of energy in America. Jd
at 52,928. As the Intergovernmental Panel on Climate
Change (“IPCC”), a source on which Petitioners rely in their
brief, has noted, “[e}missions of GHGs are associated with
an extraordinary array of human activities.” IPCC, Climate
Change 2001: Mitigation (“IPCC 2001”), at 608, available
at http://www.ipee.ch/. The United States Energy
Information Administration (“EIA”) reached the same
conclusion: “there are a vast number of entities that emit
carbon — homes, factories, vehicles, commercial facilities,
and other agricultural resources unlike [for instance] the
relatively few electricity generators covered by the SO,
reduction program in the first phase.” Hearings Before the
Senate Comm. on Energy and Natural Resources, 106th
Cong., Ist Sess. (March 25, 1999) (testimony of Jay Hakes,
EIA Administrator). According to EPA, “[v]irtually every
sector of the U.S. economy is either directly or indirectly a
source of GHG emissions.” 68 Fed. Reg. at 52,928. Because
significantly controlling carbon emissions would entail
fundamental changes to our economy and the way we live, a
variety of authorities have concluded that the cost of such
controls would be massive.”
* With respect to the cost of complying with the Kyoto Protocol,
see Wharton Economic Forecasting Associates, Inc., Global
Warming: The High Cost of the Kyoto Protocol, National and
State Impacts, 1998 (loss of 2.4 million jobs; annual loss of $300
billion in U.S. GDP). A study by Stephen Brown, senior
economist at the Federal Reserve Board, determined that in order
to meet the emissions cuts of Kyoto, U.S. domestic consumption
would be reduced by 25 percent, the equivalent of stopping all
highway, rail, air and sea traffic permanently. Both documents are
cited and discussed in WLF’s comments in the record of the EPA
proceedings below. See November 29, 1999 comments filed by
Working Group to Oppose Expanded EPA Authority in the record
of this case.
7
Global climate change also differs fundamentally
from other energy and environmental issues the U.S. faces.
According to the IPCC, “[t]he global nature of the problem
. . . Implies that the full breadth of human social structures is
encompassed.” IPCC 2001, at 607. The IPCC notes:
A combination of several features lends the
climate problem its uniqueness. They include
public good issues arising from _ the
concentration of GHGs in the atmosphere that
requires collective global ction, the
multiplicity of decision makers ranging from
global down to the micro level of firms and
individuals, and the heterogeneity of
emissions and their consequences around the
world. Moreover, the long-term. nature of
climate change originates from the fact that it
is the concentration of GHGs that matters
rather than their annual emission and _ this
feature raises the thorny issues of
intergenerational transfers of wealth and
environmental goods and bads. Next, human
activities associated with climate change are
widespread, which- makes narrowly defined
technological solutions impossible, and the
interactions of climate policy with broad
socioeconomic policies are strong. Finally
large uncertainties or in some areas even
ignorance characterize many aspects of the
problem and require a risk management
approach to be adopted in all [decision-
making frameworks] that deal with climate
change.
Id. at 66.
For these reasons, potential global climate change has
been a prominent feature of public discourse and policy
debate for many years. The matter assumed central
importance with widely reported Congressional testimony by
NASA scientist James Hansen in 1988 as to a potentially
runaway greenhouse effect, Hearings Before the Senate
Comm. on Energy and Natural Resources, 100th Cong, 2d
Sess. 39 (1988), and the formation that year of the IPCC. To
date, global climate change has probably been the subject of
more than two hundred hearings and briefings before various
congressional committees. Regulatory and non-regulatory
legislation on the subject has been introduced in Congress —
yearly since the late 1980s. It is a topic debated in the last
three presidential elections, and was raised in the debates
between President Bush and Senator Kerry. Commission on
Public Debates, October 8, 2004 Debate Transcript. Global
climate change is now a widely discussed topic in books,°
magazines, ’ the internet® and even the movies.
° The term “global warming” yields 19,283 hits in a search of
books on Amazon.com (Oct. 13, 2006).
’ Based on a search of the Nexis Mega news file, 880 articles
were published with the term “global warming” in their titles in
the last thirty days (Oct. 16, 2006).
* The term “global warming” yields about 50,200,000 hits on
Google (Oct. 13, 2006).
% See An Inconvenient Truth (Paramount Classics and Participant
Productions 2006), a highly publicized documentary still in
theaters. The film The Day After Tomorrow (20th Century Fox
2004) dramatizing sudden climate change was the fifth highest
box office film of 2004. boxofficereport.com, Http://www.box
officereport.com (last visited Oct. 18, 2006).
’ 9
B. Where the Issue Stands Today.
Given the prominence of the global warming issue to
date, there ought to be no dispute as to where the debate
stands today in terms of Congressional action. The record of
Congressional action on global climate change is detailed in
Respondents’ brief. As shown by Respondents, Congress has
consistently rejected proposals to require or even authorize
mandatory controls on GHG emissions, most recently in the
current Congress. See, e.g., 151 CONG. REC. $7029 (daily ed.
June 23, 2005) (Senate rejection of S.A. 826, the so-called
McCain-Lieberman bill). Instead, Congress has enacted
several statutes mandating scientific research and calling for
negotiations to develop an international framework for
addressing climate change globally.'°
_ These international negotiations have not resulted in
the United States agreeing to GHG emission reductions.
International negotiations first were mandated by Congress
almost two decades ago in the Global Climate Protection Act
of 1987. In 1992, President George H. W. Bush signed, and
the Senate approved, the United Nations Framework
Convention on Climate Change (“UNFCCC”), which
brought together a coalition of countries for a coordinated
approach to climate change. United Nations Framework
Convention on Climate Change, May 9, 1992, S. TREATY
Doc No. 102-38 (1992), 1771 U.N.T.S. 107.
'° See National Climate Program Act of 1978, 15 U.S.C. §§ 2901-
2908, ef seq.; section 711 of Energy Security Act of 1980, Pub. L.
No. 96-294; Global Climate Protection Act of 1987, 15 U.S.C. §
2901 note; Global Change Research Act of 1990, 15 U.S.C. §§
2931-2938; Title XXIV of the Food and Agriculture Act of 1990,
Pub. L. No. 101-624, § 2401; Title XVI of the Energy Policy Act
of 1992, Pub. L. No. 102-486.
10
The UNFCCC did not mandate emission reductions
by the United States or any other countries. Instead, the
“shared understanding” of the Executive Branch and the
Senate when the Senate gave its advice and consent to
ratification was that the UNFCCC did not impose “legally
binding targets and timetables for reducing emissions of
greenhouse gases.” S. EXEc. REP. No. 102-55, at 14 (1992).
Nevertheless, the United States has been actively
involved in international activities under the UNFCCC to
address global climate change. Negotiations led to the Kyoto
Protocol in December 1997, which called for mandatory
GHG emissions reductions by developed nations. Kyoto
Protocol to the United Nations Framework Convention on
Climate Change, Dec. 11, 1997, 37 I.L.M. 22. In a resolution
addressing the Protocol, the Senate formally expressed
misgivings over the prospect that the economic burdens of
GHG reductions would be shouldered exclusively by
developed nations, S. Res. 98, 105th Cong. (1997) (resolving
by vote of 95-0 to urge the President not to sign any
agreement that would result in serious harm to the economy
or that did not include commitments regarding GHG
emissions by developing nations). Although President
Clinton signed the- Protocol, he did not present it to the
Senate for advice and consent to ratification. Thereafter,
Congress enacted annual legislation affirmatively barring
EPA from implementing the Protocol. See Pub. L. No. 105-
276, 112 Stat. 2461, 2496 (1998); Pub. L. No. 106-74, 113
Stat. 1047, 1080 (1999); Pub. L. No. 106-377, 114 Stat.
1141, 1441A-41 (2000).
At present, the global climate change issue remains
highly controversial and a matter of intense public debate.
Nevertheless, the fact that the United States has not ratified
the Kyoto Protocol or enacted legislation mandating GHG
emission controls means that, to date, our country has
affirmatively elected not to require such controls.
11
IL. CONTRARY TO PETITIONERS’ CLAIMS,
THIS CASE IS ABOUT CONSIDERABLY
MORE THAN JUST VEHICLE TAILPIPE
EMISSIONS. ‘
Petitioners seek to minimize the importance of this
case by characterizing it as concerning only GHG emissions
from new motor vehicles. Pet’rs Brief at 28. In reality, the
determination they seek, that EPA must regulate GHG
emissions under that section, could trigger a massive GHG
regulatory program because it could require that EPA adopt
regulations affecting virtually any source that emits GHGs in
non-trivial amounts. This is because, as Petitioners
recognize, the triggering language they rely on in CAA §
202(a) (“emission of any air pollutant ... which in his [the
EPA Administrator’s] judgment cause, or contribute to, air
pollution which may reasonably be anticipated to endanger
public health or welfare”) is identical to triggering language
for a host of other CAA regulatory programs. Pet’rs Brief at
35 (“...the trigger for much of the regulatory action that
occurs under the Act is the endangerment of public health or
welfare”). Indeed, a lawsuit seeking to compel EPA to set
GHG New Source Performance Standards for new or
modified stationary sources already has been filed and was
stayed pending the outcome of the Court’s decision here. See
New York v. EPA, No. 06-1131 (D.C. Cir.), per curiam order
of Court of Appeals (Sept. 13, 2006).
The most far-reaching regulatory program that could
result if the Court were to accept Petitioners’ reading of the
CAA is promulgation of a National Ambient Air Quality
Standard (“NAAQS”) for CO). Petitioners claim that a CO,
NAAQS would not necessarily be required under their
reading of the CAA because the endangerment finding is
only one of three findings required to trigger promulgation of
a NAAQS under CAA § 108(a), 42 U.S.C. § 7408(a). Pet’rs
12
Brief at 28-29. But Petitioners do not contest that the second
finding (presence of the pollutant in the ambient air resulting
from “numerous or diverse mobile or stationary sources”)
would be purely ministerial for CO2. And while they seem to
suggest that the third finding (the Administrator “plans to
issue air quality criteria under this section”) might leave
discretion in the Administrator to decline to issue NAAQS
for CO, they do not actually take that position. Pet’rs Brief
at 29. Assuming the Administrator made the first two
findings, it is hard to understand how he could then decide
not to issue air quality criteria initiating the NAAQS-setting
process.
A NAAQS program for CO) would be completely
unworkable. Despite Petitioners’ attempt in a footnote to
argue that CO. NAAQS attainment issues would be no
different than attainment issues for other NAAQS that are
affected by international emissions, id at 29 n. 19, CO,
attainment issues in fact would be far different than those for
any other pollutant. Unlike other pollutants subject to
NAAQS, CO, circulates and is well-mixed in the global
atmosphere. Hence, a ton of CO, emitted in, for instance,
Bangladesh, has the same effect on concentrations over
Boston as a ton emitted in Boston. Since the United States
emits only about 25 percent of total global anthropogenic
CO, emissions, and since this percentage is projected to
decline in the future as the Third World continues to
develop, there is nothing any state or group of states can do
to affect CO» concentrations within their borders. As a result,
as EPA found, the entire NAAQS program — including the
establishment of NAAQS, the designation of attainment and
nonattainment areas, the submission of State Implementation
Plans, and the regulatory apparatus for maintaining
attainment areas and bringing nonattainment areas into
compliance — would be a gigantic exercise in futility for
CO. 68 Fed. Reg. at 52,926-27. Cf Huffman v. Western
Nuclear, Inc., 486 U.S. 663, 673 (1988) (Congress should
13
not be presumed to provide regulatory authority to an agency
_ “to impose restrictions that [are] somehow calculated to
serve [an] unattainable goal”’).
Despite its futility, a CO. NAAQS program would
significantly affect almost every aspect of the American
economy. As this Court stated, “[t]he NAAQS .. . are the
engine that drives nearly all of Title | of the CAA... .”
Whitman, 531 U.S. at 468. Suppose on the one hand that the
CO, NAAQS is set at a level below current ambient
concentrations, with the result that the entire United States
would be a non-attainment area. Every. state would then be
required to submit a nonattainment plan demonstrating the
control measures it intends to adopt to bring the state into
attainment by a date certain. CAA § 172, 42 U.S.C. § 7502,
and particularly CAA § 172(c)(6), 42 U.S.C. § 7502(c)(6).
Despite the fact that the states would be powerless to attain
the NAAQS, they would face the loss of federal highway
funding by failing to do so. CAA § 179, 42 U.S.C. § 7509.
Nonattainment across the United States would also preclude
the construction or modification anywhere in the country of
major stationary sources, such as manufacturing plants,
electric generating plants, and other industrial facilities.
Under CAA § 173(a)(1), 42 U.S.C. § 7503(a)(1), major
stationary sources cannot be built unless they obtain
sufficient offsets to ensure that that the nonattainment area
makes reasonable further progress towards attainment. This
of course would be a practical impossibility for a CO,
NAAQS because, with every nonattainment area in the
country required to make actual emission reductions, no
offsets would be available.
Suppose on the other hand that the CO; NAAQS is
set at a level below current ambient concentrations and
therefore no state is in nonattainment. Nevertheless, every
state would be required to submit state implementation plans
setting forth measures ensuring continued achievement of the
14
standard. CAA § 110(a), 42 U.S.C. § 7410(a). Presumably,
this would mean that the states would be required to offset
the global growth in emissions, again a_ practical
impossibility.
In sum, Petitioners are more than a little disingenuous
in contending that the relief they seek is limited to motor
vehicles and therefore would not trigger massive
consequences throughout the economy. In reality, if EPA has
authority and an obligation to regulate GHGs under Title II,
it has the same authority and obligation to do so under Title
I. Regulation under Title I would necessarily result in a huge
regulatory program, as EPA and the states struggled with the
impossible task of attaining or maintaining the NAAQS.
Train v. NRDC, 421 U.S. 60, 86 (1974) (“Congress intended
to impose national ambient air standards to be attained
within a specific period of time.”); Union Elec. v. EPA, 427
U.S. 246, 249-50 (1975) (CAA is designed to “guarantee
prompt attainment and maintenance of specific air quality
standards.”’).
Ill. CONGRESS CANNOT BE UNDERSTOOD TO
HAVE AUTHORIZED EPA TO REGULATE ON
A SUBJECT OF SUCH OVERRIDING
SOCIETAL IMPORTANCE AS GLOBAL
CLIMATE CHANGE WITHOUT HAVING
CLEARLY AND SPECIFICALLY EXPRESSED
ITS INTENTION TO DO SO.
Given the history of the global climate change debate
in the United States, Petitioners’ contention that there has
been latent authority in the CAA since 1970 to adopt a
massive GHG control program is not credible. It seems to be
Petitioners’ view that, despite wide public discourse of the
issue for many years, the regulatory authority GHG
advocates have loudly but unsuccessfully called for, in fact
existed all along lying dormant and unnoticed until recently
15
discovered. Indeed, it seems to be Petitioners’ view that this
long-sought regulatory authority was hiding in plain sight in
the CAA, a statute minutely dissected through the years by
legislators and lawyers, both in the comprehensive CAA
amendments of 1977 and 1990 and in seemingly endless
litigation in this and other courts. However, it is implausible
in the extreme that the GHG regulatory authority that
Petitioners now maintain is “straightforward” on the face of
the CAA, Pet’rs Brief at 2, was overlooked by so many for
so long. In fact, when asked by Congress for a complete list
of policy options for addressing global climate change, EPA
in 1990 produced a comprehensive report that nowhere
mentioned pre-existing CAA authority to regulate GHG
emissions for climate change purposes. EPA, Policy Options
for Stabilizing Global Climate Change, Final Report to
Congress, Office of Policy, Planning, and Evaluation,
PM221 (1990).
Equally implausible is the legislative mechanism
Petitioners claim as the source of this far-reaching but, until
recently, overlooked authority. Petitioners claim that
Congress in 1970 authorized EPA to restrict GHG emissions
simply by redesigning the CAA § 302(h), 42 U.S.C. §
7602(h), list of “welfare” effects to include effects on
“climate.” Pet’rs Brief at 15. See also CAA § 302(h),
reprinted in A Legislative History of the Clean Air Act
Amendments of 1970, 93d Cong., 2d Sess. (Comm. Print
1974). Congress, however, when it added this language, did
not evince any understanding that, by doing so, it was
authorizing the massive regulatory program Petitioners now
seek to mandate.'' There was no debate in Congress in 1970
'' Moreover, there is no textual basis to assume that Congress in
1970 necessarily understood the term “climate” to refer to a global
climatological phenomenon such as global climate change, as
opposed to local climate conditions affected by local pollutant
emissions. See Webster’s Seventh New Collegiate Dictionary
(1969) (“Climate” is “the average course or condition of the
16
surrounding the new wording; no GHG or climate program
enacted into the CAA at the time or thereafter to accompany
the new wording; and no explanation by Congress of its
intent in amending the CAA § 302(h) language. Surely, to
quote Justice Stevens in another context, “[i]f Congress had
intended such a significant change . . ., some indication of
this purpose would almost certainly have found its way into
the legislative history.” Connecticut Nat'l Bank v. Germain,
503 U.S. 249, 255 (1992) (Stevens, J., concurring).
Indeed, nowhere in the mammoth text of the CAA,
including CAA § 202(a), is there any explicit grant of
authority to regulate GHGs or CO) The term “carbon
dioxide” is mentioned exactly one time in the entire codified
version of the Act, in a non-regulatory provision mandating
research and study. CAA § 103(g)(l), 42 US.C. §
7403¢g)(1). See also, the reference to CO; in CAA § 821
requiring “monitoring” rather than regulation.'? The term
“global warming” is likewise mentioned but once in the Act,
in CAA § 602(e), 42 U.S.C. § 767la, directing the
Administrator to examine the global warming potential of
certain listed substances that contribute to stratospheric
ozone depletion. Such direction, however, is accompanied by
the admonition that it “shall not be construed to be the basis
of any additional regulation under the [CAA].” By contrast,
at this point in time, more than thirty years into
implementation of the modem CAA as enacted in 1970,
every air pollutant that EPA regulates for mobile sources
under CAA § 202(a) is subject to a specific program tailored
for the control of such pollutant under CAA §§ 202(g)-(i), 42
U.S.C. § 7521. The statute also lists literally hundreds of
other pollutants designated for control. See CAA Title 1, Part
weather af a place over a period of years as exhibited by
temperature, wind velocity, and precipitation.” (emphasis added)).
'2 Section 821 is uncodified and appears as a note to CAA § 412,
42 U.S.C. § 7651k.
17
D, 42 U.S.C. §§ 7501-7509a, for specific regulatory
requirements for six listed criteria pollutants; CAA § 112, 42
U.S.C. § 7412, establishing a detailed regulatory scheme for
190 listed hazardous air pollutants; and CAA Title VI, 42
U.S.C. §§ 7671-7671q, providing a regulatory scheme for 53
ozone-depleting substances.
As Justice Frankfurter observed, in interpreting a
statute, “[o]ne must . . . listen attentively to what it does not
say.” Felix Frankfurter, Some Reflections on the Reading of
Statutes, 47 COLUM. L. REV. 527, 536 (1947), quoted in
Connecticut Nat'l Bank, 503 U.S. at 255 (Stevens, J.,
concurring). What one hears when one listens to the CAA for
an expression of Congressional intent to regulate on a matter
of such significance as global climate change is nothing
more than the silence of the “watchdog [that] did not bark in
the night.” Harrison v. PPG Industries, Inc., 446 U.S. 578,
602 (1980) (Rehnquist, J., dissenting, guoted in Chisom v.
Roemer, 501 U.S. 380, 396 n.23 (1991).
Under basic principles of administrative law, the
1970 legislative language on which Petitioners rely is too
thin a reed to support a GHG regulatory program. Legislative
delegations of authority to administrative agencies into new
subject areas must be made clearly, and the more important
the issue, the clearer the delegation should be. MC/
Telecomm. Corp. v. AT&T Co., 512 U.S. 218, 231-232
(1994); see also Emest Gellhorn and Paul Verkuil,
Controlling Chevron-Based Delegations, 20 CARDOZO L.
REV. 989, 1008 (1999) (“The more significant the question
and the greater the impact the expansion of the agency’s
jurisdiction is likely to have, the greater the likelihood that
Congress did not intend implicitly to delegate that
determination to an agency.”). As the Supreme Court said of
a legislative delegation in an area of considerably less
national and international import than global climate change, .
had Congress intended to legislate in an important public
18
policy area, “it would have done so in clear and unequivocal
terms,” as it had in other provisions of the legislation.
Arizona v. California, 373 U.S. 546, 581 (1962). See also
Adams Fruit Co. v. Barrett, 494 U.S. 638, 644 (1990)
(“[h]ad Congress intended to limit further the availability of
AWPA relief based on the adequacy of state workers’
compensation remedies, it would have made that purpose
clear. . . .”); Connecticut Nat'l] Bank, 503 U.S. at 255
(Stevens, J., concurring). Similarly, as this Court has said, in
cases involving assertions of agency power into new arenas,
“courts should perform a close and searching analysis of
congressional intent, remaining skeptical of the proposition
that Congress did not speak to such a fundamental issue.”
ACLU vy. FCC, 823 F.2d 1554, 1567 n.32 (D.C. Cir. 1987),
cert. denied, 485 U.S. 959 (1988).
The reason courts demand clear legislative
authorizations forthe extension of agency authority into new
arenas derives from the proper role of administrative
agencies in our system of government. As Justice Rehnquist
remarked in a similar context, Congress, not an agency, is
“the governmental body best suited and most obligated to
make the choice confronting us in this litigation.” /ndus.
Union Dept., AFL-CIO v. Am. Petroleum Inst., 448 U.S. 607,
672 (1980) (Rehnquist, J., concurring in the judgment).
Justice Brennan likewise concluded that “Congress has the
resources and the power to inform itself, and is the
appropriate forum where the conflicting pros and cons
should have been presented and considered.” United States v.
Robel, 389 U.S. 258, 276 (1967) (Brennan, J., concurring in
the result). According to Justice Brennan, “[flormulation of
policy is a legislature’s primary responsibility, entrusted to it
by the electorate . . . ‘without explicit action by lawmakers,
decisions of great constitutional import and effect would be
relegated by default to administrators who, under our system
of government are not endowed with authority to decide
them.’” /d. An agency that seeks to regulate in a new arena
19
of social or economic activity without a plain and explicit
statutory authorization to do so usurps the constitutional role
of Congress to promulgate policy in the first instance. John J.
Manning, The Nondelegation Doctrine as a Canon of
Avoidance, 2000 Sup. CT. REV. 223, 276-77 (2000) (“If
Congress has addressed a subject, but has done so in a
limited way, this fact itself may suggest that Congress has
gone as far as the enacting coalition wished to, on the subject
in question. If the Court permitted ... [the agency] to go
further under ... [the Act’s}] general authority, such action
might disturb the more precise policies adopted by Congress
through bicameralism and presentment.” footnotes omitted).
These principles have special application to the
potentially significant restrictions on how this country uses
energy that are involved with the global climate change
issue. If, as the IPPC says, measures addressing global
climate change must encompass the “full breadth of human
social structures,”'? it must be Congress, not EPA, that
decides the matter.
In this case, the actions by Congress, after long
debate, to address potential global climate change through
scientific research and international negotiations, and to
resist calls for mandatory regulation of GHG emissions,
reflect a political and policy decision not to regulate, which
carefully balances economic interests, scientific
uncertainties, and energy/environmental concerns. For better
or worse, depending on one’s view of the issue, where
Congress has so far chosen to stand marks the place where
“opposing social and political forces have come to rest.”
Chrysler v. Brown, 441 U.S. 281, 313 (1979). EPA acted
properly in this case in not asserting power it does not have
to upset Congress’ decision.
'? IPCC 2001, at 607.
20
CONCLUSION
For the foregoing reasons, the judgment of the court ~
of appeals should be affirmed.
Respectfully submitted,
Peter S. Glaser Daniel J. Popeo
Christine J. Sommer Paul D. Kamenar
Lynne C. Rhode Counsel of Record
TROUTMAN SANDERS LLP WASHINGTON LEGAL
401 9th Street, N.W. FOUNDATION
Suite 1000 2009 Massachusetts Ave., N.W.
Washington, D.C. 20004 Washington, D.C. 20036
(202) 274-2998 (202) 588-0302
Douglas A. Henderson Attorneys for Amicus Curiae
TROUTMAN SANDERS LLP
600 Peachtree Street, N.E.
Suite 5200
Atlanta, GA 30308
(404) 885-3479
Dated: October 24, 2006
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.