Petitioners Brief — Massachusetts v. EPA
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FILED DATE :
13 AUG 31.2006
No. 05-1120
In the Supreme Court of the United States
COMMONWEALTH OF MASSACHUSETTS, ET AL., Petitioners
.
ENVIRONMENTAI. PROTECTION AGENCY, ET Al.., Respondents
ON WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
BRIEF FOR THE PETITIONERS
THOMAS F. REILLY
Attorney General of Massacliuisetts
LISA HEINZERLING
Special Assistant Attorney General
600 New Jersey Ave., N.W.
Washington, D.C. 20001
JAMES R. MILKEY*
WILLIAM L. PARDEE
CAROL IANCU
Assistant Attorneys General
1 Ashburton Place, 18"* Floor
Boston, MA 02108
(617) 727-2200
*Counsel of Record
Attorneys for Petitioners
(Additional Counsel listed on Signature Pages)
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QUESTIONS PRESENTED
1. Whether the Administrator of the Environmental
Protection Agency has authority to regulate air pollutants
associated with climate change under section 202(a)(1) of the
Clean Air Act, 42 U.S.C. 7521(a)(1).
2. Whether the EPA Administrator may decline to issue
emission standards for motor vehicles based on policy
considerations not enumerated in section 202(a)(1) of the
Clean Air Act.
(1)
PARTIES TO THE PROCEEDING
Petitioners, who were petitioners in the court of appeals,
are the Commonwealth of Massachusetts, the States of
California (acting by and through Governor Arnold
Schwarzenegger, the California Air Resources Board, and
Attorney General Bill Lockyer), Connecticut, Illinois, Maine,
New Jersey, New Mexico, New York, Oregon, Rhode Island,
Vermont, and Washington, the District of Columbia, American
Samoa Government, New York City, the Mayor and City
Council of Baltimore, Center for Biological Diversity, Center
for Food Safety, Conservation Law Foundation,
Environmental Advocates, Environmental Defense, Friends of
the Earth, Greenreace, International Center for Technology
Assessment, National Environmental Trust, Natural Resources
Defense Council, Sierra Club, Union of Concerned Scientists,
and U.S. Public Interest Research Group.
Respondents are the Environmental Protection Agency (a
respondent below), the Alliance of Automobile Manufacturers,
National Automobile Dealers Association, Engine
Manufacturers Association, Truck Manufacturers Association,
CO? Litigation Group, Utility Air Regulatory Group, and the
States of Michigan, Alaska, Idaho, Kansas, Nebraska, North
Dakota, Ohio, South Dakota, Texas, and Utah (all intervenors
below).
CORPORATE DISCLOSURE STATEMENT
The statement in the Petition for Certiorari remains
accurate.
(Il)
TABLE OF CONTENTS
EN su dives eesesnecgdndctedestecoudauanes
ene svn ne eee ee kG 600K SE4 SO RRRaRM Rens
Statutory provisions involved ..............ce eee eens
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Argument:
I. EPA has authority to regulate air pollutants
associated with climate change under section
202(a)(1) of the Clean Air Act..................
A. The chemicals at issue here are “air
pollutants” subject to regulation under
eC (tttitié(‘(‘“‘éR ERR RR NE Se
B. EPA erred in finding, in failed bills and
separate provisions of the Clean Air Act and
other statutes, a congressional intent to forbid
EPA to regulate air pollutants associated with
climate change under section 202(a)(1).......
C. EPA’s interpretation deserves no deference . .
II. EPA may not decline to issue emission standards
for motor vehicles based on policy considerations
not enumerated in section 202(a)(1) of the Clean
a 65 0404 0606s 00 ateeeustadaveeeetbader
A. The only relevant factor under section
202(a)(1) is whether air pollution from motor
vehicles “may reasonably be anticipated to
endanger public health or welfare” .........
B. The policy judgments EPA cited in refusing to
regulate air pollutants associated with climate
change were irrelevant under section
202(a)(1) or failed to take account of the
statutory endangerment standard...........
(II!)
11
12
20
32
35
35
IV
Table of Contents — Continued: Page
C. Section 202(a)(1)’s _ reference to the
Administrator's “judgment” does not give the
Administrator unfettered discretion in
deciding whether to regulate air pollution
Ie CRs fs. skcsectucesaasenaake 44
Conclusion
TABLE OF AUTHORITIES
Cases:
Arlington Cent. Sch. Dist. Bd. of Educ. v. Murphy, 126
Dep Ns 6 Ss 0800nsey uss ay einwannd see 11
Cent. Bank of Denver v. First Interstate Bank of Denver,
PEE ED SU EMOUER be eebavbsseccpenbaneouenes 21, 22
Cent. Valley Chrysler-Jeep, Inc. v. Witherspoon, No.
1:04 CV-06663-AWI-LJO (E.D. Cal.)............ 6
Chevron U.S.A. Inc. v. Natural Res. Def. Council, 467
ce, Tee eee 17, 18, 32
Chickasaw Nation v. United States, 534 U.S. 84(2001).. 14
Clark v. Benitez, 543 U.S. 371 (2005) .............-2.. 17
Consumer Product Safety Comm’n v. GTE Sylvania,
eee ee 37
Cook County, Ill. v. United States ex rel. Chandler, 538
PO BOIS 540. 00000084000een0neneesaanne 23
Dept. of Hous. and Urban Dev. v. Rucker, 535 U.S. 125
GREE 6 vec Sit keaneeess snbnneehemmueeen en) ae
Diamond v. Chakrabarty, 447 U.S. 303 (1980) ...... 13, 25
Dolan v. U.S. Postal Service, 126 S.Ct. 1257 (2006) ..... 46
Ethyl Corp. v. EPA, 541 F.2d 1 (D.C. Cir. 1976)....... 42
Table of Cases — Continued: Page
FDA v. Brown & Williamson Tobacco Corp., 529 U.S.
ee 4,8, 12, 18, 19, 20, 21
FTC v. Ken Roberts, Co., 276 F.3d 583 (D.C. Cir. 2001).. 30
General Motors Corp. v. NHTSA, 898 F.2d 165 (D.C.
Sinaia scdbednbahbonetebeceteceteoses 35
General Motors Corp. v. United States, 496 U.S. 530
EEE ET CO OE TT TTT ee ee eee eT Ee 38
Gonzales v. Oregon, 126 S.Ct. 904 (2006)............. 45
Hughes Aircraft Co. v. Jacobson, 525 U.S. 432 (1999).... 11
Indus. Union Dep’t, AFL-CIO v. Am. Petroleum Inst.,
448 U.S. 607 (1980)...... Resi ReNedeuseeHeiececs 41
In re Henderson's Tobacco, 78 U.S. 652 (1870)......... 23
Jama v. Immigration & Customs Enforcement, 543 U.S.
DU ithhhGsedhebedesseecssvscesees esees 37
].E.M. AG Supply, Inc. v. Pioneer Hi-Bred Int'l, Inc.,
a 13, 31
Leocal v. Ashcroft, 543 U.S. 1 (2004)................. 46
Morton v. Mancari, 417 U.S. 535 (1974) .............. 31
Motor Vehicle Mfrs. Ass’n of the U.S. v. State Farm
Mut. Auto Ins. Co., 463 U.S. 29 (1983) ........... 38, 41
P.C. Pfeiffer Co., Inc. v. Ford, 444 U.S. 69 (1979) ....... 14
Posadas v. Nat'l City Bank, 296 U.S. 497 (1936) ........ 23
Pub. Citizen Health Research Group v. Chao, 314 F.3d
Se cbcntadddcbedétcecevescececees 41
Pub. Citizen v. U.S. Dept. of Justice, 491 U.S. 440 (1989). 25
Russello v. United States, 464 U.S. 16 (1983) .......... 37
$.D. Warren Co. v. Maine Bd. of Envtl. Prot., 126 S.Ct.
ithe eidnbhdnstnddecese+eeseesees 14
SEC v. Chenery Corp., 318 U.S. 80 (1943) ........... 41
Small Refiner Lead Phase-Down Task Force v. EPA, 705
NEG DUE 6 cecccccccecscecveccecs 41
Vi
Table of Cases —Continued: Page
Smith v. Allwright, 321 U.S. 649 (1944) ............ 10
Solid Waste Agency of N. Cook County v. US Army
Corps of Eng’rs, 531 U.S. 159 (2001) ............... 21
Teamsters v. United States, 431 U.S. 324 (1977) ........ 21
Thompson Med. Co. v. FTC, 791 F.2d 189 (D.C. Cir.
DU HONASS Vicdbbrcicpegeubsabunbuieeddeneene 30
Union Elec. Co. v. EPA, 427 U.S. 246 (1976) ....... ane i
United States v. Craft, 535 U.S. 274 (2002) ............ 21
United States v. Gonzales, 520 U.S. 1 (1997) ........... 13
United States v. Wong Kim Bo, 472 F.2d 720 (5th Cir.
nG4 dddues copdieuesauntiscdedstbbiatenoe 37
United Steelworkers of America v. Marshall, 647 F.2d
Se UD Ms coccduscscaderescssecesoss 41
Whitman v. American Trucking Ass’ns, 531 U.S. 457
PECs ih nbbewnbdedocdedeiesccscavesden 28, 38, 47
Statutes:
Pe Me de cnckveccdsecvecucincesticess 1
NS SNenes davetesctosesdcsvevensans 30
Clean Air Act, 42 U.S.C. 7401 et seq.:
Fee he is PENNE oc cccciccccccccesesss 1
§ 101(b), 42 U.S.C. 7401(b) ... 2.2... 35
§ 101(b)(1), 42 U.S.C. 7401(b)(1) ... 2.6... ee. 15
© DEB), 42 USC. FOTBE) ... cc ccccccccccess 33
§ 103(g), 42 U.S.C. 7403(g)............... 17,22
§ 103(g)(1), 42 U.S.C. 7403(g)(1).............. 16
§ 108-110, 42 U.S.C. 7408-7410. ... 2.0... 2.0.44. 27
§ 108(e), 42 US.C. 7EGB(a) .. 0.2... eee eeceee. 26
§ 108(a)(1), 42 U.S.C. 7408(a)(1)............. 29
§ 108(a)(1)(A), 42 U.S.C. 7408(a)(1)(A).... 29, 46
Vil
Statutes — Continued:
§ 109%a), 42 U.S.C. 740%a).............
§ 109(b)(1), 42 U.S.C. 7409(b)(1)...2.......
§ 109(b)(1)-(2), 42 U.S.C. 7409(b)(1)-(2).....
§ 109(d), 42 U.S.C. 7409(d)............0-.
§ 111(a)(1), 42 U.S.C. 7411(a)(1)...........
§ 111(b)(1), 42 U.S.C. 7411(b)(1) ...........
§ 111(b)(1)(A),
42 U.S.C. 7411(b)(1)(A). .15, 16, 26, 34, 35, 39,47
§ 111(d)(2)(B), 42 U.S.C. 7411(d)(2)(B) ......
§ 111(h)(1), 42 U.S.C. 7411(h)(1)...........
§ 111()(1)(A)(iv), 42 U.S.C. 74114)(1)(A)(iv)
-§ 112(a)(1), 42 US.C. 7412(a)(1)...........
§ 112(b)(1), 42 U.S.C. 7412(b)(1)...........
§ 112(b)(2), 42 U.S.C. 7412(b)(2)...........
§ 112(b)(3)(B), 42 U.S.C. 7412(b)(3)(B) ......
§ 112(d), 42 U.S.C. 7412(d)............0-.
§ 112(f)(1)-(2), 42 U.S.C. 7412(f)(1)-(2) ......
§ 112(f)(1), 42 U.S.C. 7412(f)(1)............
§ 112(F)(2)(A), 42 US.C. 7412(f)(2)(A) ......
§ 112(h)(1), 42 U.S.C. 7412(h)(1)...........
§ 112(r)(6), 42 U.S.C. 7412(r)(6)......... 00.
ND Raa
RE EERE RR ESET lett
kr
§ 188(e), 42 U.S.C. 7513(e)............00..
Tit. Il, 42 U.S.C. 7521 et seq.:
TE 40 dundécdsecdncdeues
§ 202(a), 42 US.C. 7521(a)........ 20.0 eee,
a»
-
1.
§ 202(a)(1), 42 U.S.C. 7521(a)(1).... 1,2,3,10, 13,
15, 29, 30, 31, 36, 39, 41
§ 202(a)(2), 42 U.S.C. 7521(a)(2).........
. 20, 36
Vill
Statutes — Continued: Page
§ 202(a)(4)(A), 42 U.S.C. 7521(a)(4)(A) ,...... 36
§ 202(b)(3)(C), 42 U.S.C. 7521(b)(3)(C) ....... 31
§ 202(d)(2), 42 U.S.C. 7521(d)(2) ............. 28
§ 209(a), 42 U.S.C. 7543(a).. 0... eee eee, 28
§ 209(b), 42 U.S.C. 7543(b)................ 6,28
§ 209(c)(2)(B), 42 U.S.C. 7543(c)(2)(B)........ 36
§ 209(c), 42 U.S.C. 7545(c)... 2... eee ee ee. 15, 26
§ 209(c)(1), 42 U.S.C. 7545(c)(1) .... . 35, 39, 46, 47
§ 213(a)(3)-(4), 42 U.S.C. 7547(a)(3)-(4) ....... 47
& 4 es 25, 46
Tit. II], 42 U.S.C. 7601 et seq.:
§ 301(g), 42 U.S.C. 7602(g).......... 1,8, 12, 13
§ 302(h), 42 U.S.C. 7602(h)................ 2,15
Tit. IV-A, 42 U.S.C. 7651 et seq.:
uncodified § 821,42 U.S.C. 7651k............ 17
Tit. V1, 42 U.S.C. 7671 et seq.:
§§ 601-618, 42 US.C. 7671-7671q........... 26
§ 602(e), 42 U.S.C. 767la(e)................. 22
Pe as PUN ac ccnescnecescsevess 47
Es PEERS ne cnbedcovnusevencaes 34
Clean Air Act of 1963, Pub. L. No. 88-206, 77 Stat. 392. . 24
Clean Air Act Amendments of 1970, Pub. L. No.
91-604, § 211(c)(1), 84 Stat. 1676................ 26
Clean Air Act Amendments of 1970, Pub. L. No.
91-604, § 6(a), 84 Stat. 1676, 1690............... 42
Clean Air Act Amendments of 1977, Pub. L. No.
I td 27
Clean Air Act Amendments of 1977, Pub. L. No.
BE CE 8 ee 41
IX
Statutes — Continued: Page
Energy Policy Act of 1992, Pub. L. No. 102-486,
re SE ETA 6 00k cecsseccnvencncees 23
Energy Policy and Conservation Act,
49 U.S.C. 32901 et seq.:
GO UBA,. FSO EE oo cccccccccvcrcese 29, 30
me eee 30°
og PT Te 31
SP Es oc tonnscedecucncqeurnet 30
ac netoscowsescncenageasa 30
Se EN Kod cnscredercbavcnercins 31
Food, Agriculture, Conservation, and Trade Act of
1990, Pub. L. No. 101-624, Title XXIV,
I ws 6045 cescnguesuuessadases cneces 23
Foreign Relations Authorization Act of 1987,
Pub. L. No. 100-204, Title XI, 101 Stat. 1331 ...... 22
Global Change Research Act of 1990, Pub. L.
No. 101-606, 104 Stat. 3096...............00008. 23
National Climate Program Act of 1978, Pub. L.
Fe Cy CED vcacvcccucsccsvcsececns 22
Pub. L. No. 86-493, 74 Stat. 162 (1960) .............. 24
Veterans Affairs and HUD Appropriations Act of
1998, Pub. L. No. 105-276, 112 Stat. 2461 ........ 23
Federal Register: G
ne 26
PW BOM. FUND, TRO IGT on nc ccccccccccccccccocces 26
Jo FOG. Mag, TSDOE (199E) ... cs ccccccccccccecs 33
ee In os ck cétadcuseesepdeteoeas 34
a, rere re 34
Se CIs ntcdycuavsecakouskeuees 33
X
Federal Register — Continued: Page
cit kevniceasukasesdiveucs 3
oS ee 6
CD FOG. FUG, TEP GOOD occ cece cececcteccccvecee’ 3
eer 33
FO CU GUE, CEPOU GIO on a pec cccccessecccccceces 27
70 Fed. Reg. 28606 (2005)... ...........0.008- 27, 40
ee 39
Miscellaneous:
IE <n crccudtaditiodsebbewecens 23
Energy Information Administration, Emissions of
Greenhouse Gases in the United States 2004 (Dec.
EES bnconeudbersuiveuedébacoibvsseonks 40
H.R. Rep. No. 294, 95th Cong., 1st Sess. (1977) . . 32, 42,45
H.R. 221, 106th Cong., §§ 3(b), 2(a)(2) (1999) .......... 21
S. Rep. No. 54, 105th Cong., Ist Sess. (1998) ......... 23
BRIEF FOR THE PETITIONERS
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. A1-A58) is
reported at 415 F.3d 50. The order denying the petition for
rehearing is reproduced at Pet. App. A98. The order denying
the petition for rehearing en banc (Pet. App. A94-A95) and the
dissenting statement on denial of rehearing en banc (Pet. App.
A96-A97) are reported at 433 F.3d 66.
JURISDICTION
The court of appeals entered its judgment on August 15,
2005 (Pet. App. A99-A100). Petitions for rehearing and
rehearing en banc were denied on December 2, 2005. The
petition for a writ of certiorari was filed on March 2, 2006, and
granted on June 26, 2006. The jurisdiction of this Court rests
on 28 U.S.C. 1254(1).
STATUTORY PROVISIONS INVOLVED
Relevant sections of the Clean Air Act, 42 U.S.C. 7401 et
seq., are set forth at Pet. App. A101-A102.
INTRODUCTION AND STATEMENT
The statutory framework governing this proceeding is
straightforward. Physical or chemical matter that is emitted
into the ambient air is an “air pollutant” under the Clean Air
Act. 42 USC. 7602(g). The Administrator of the
Environmental Protection Agency (EPA) “shall” set standards
for air pollutants emitted by new motor vehicles when, in the
Administrator's judgment, they “cause, or contribute to, air
pollution which may reasonably be anticipated to endanger
2
public health or welfare.” 42 U.S.C. 7521(a)(1). “Climate” and
“weather” are components of “welfare.” 42 U.S.C. 7602(h).
Carbon dioxide, methane, nitrous oxide, and
hydrofluorocarbons are physical and chemical matter. They
are emitted into the ambient air by motor vehicles. A
prodigious amount of scientific evidence indicates that they
are changing our climate. Several parties asked EPA to
regulate these chemicals under section 202(a)(1) of the Clean
Air Act because they are “air pollutants” that “may reasonably
be anticipated to endanger public health and welfare.”
EPA denied the petition. Its decision rested on two
fundamental errors of law. First, EPA concluded that it had
no authority under section 202(a)(1) to regulate air pollutants
associated with climate change, and that therefore the
chemicals at issue here are not “air pollutants” within the
meaning of the Act. Second, the agency decided that even if it
had such authority, it would not exercise it, on account of
various ad hoc policy considerations not enumerated in
section 202(a)(1). The same mistake dooms both legal
conclusions: EPA distorted two statutory terms (“air
pollutant” and “judgment”) and ignored a third (“welfare”) in
order to inject its own policy preferences into a statute that
does not embody them.
EPA’s misguided legal conclusions diverted it from the
serious scientific inquiry at the heart of section 202(a)(1).
Section 202(a)(1) requires the EPA Administrator to set
standards for air pollutants emitted by new motor vehicles
“which in his judgment cause, or contribute to, air pollution
which may reasonably be anticipated to endanger public
health or welfare.” 42 U.S.C. 7521(a)(1). EPA did not apply
that standard, and it.denied the petition without deciding
whether carbon dioxide, methane, nitrous oxide, and
hydrofluorocarbons may, due to their effects on climate,
reasonably be anticipated to endanger public health or
welfare. To the extent the agency mentioned the science of
climate change at all, it provided little more than a bullet-point
list of scientific issues that remain incompletely resolved.
3
Petitioners ask this Court to correct EPA’s legal errors and
to remand the case to the agency with directions to apply the
correct legal standard to this matter; that is all. A judgment in
favor of petitioners will not mandate regulation of air
pollutants associated with climate change, nor will it dictate a
particular answer to the question whether such pollutants are
endangering public health or welfare. It will, however, ensure
that the question whether to regulate these pollutants is
evaluated according to the legal standard set forth in the Clean
Air Act.
I. Proceedings Before EPA
In 1999, the International Center for Technology
Assessment and other parties petitioned EPA to set standards
for four chemicals emitted by new motor vehicles: carbon
dioxide, methane, nitrous oxide, and hydrofluorocarbons. The
petition asserted that, due to effects on climate, motor vehicles
emitting these chemicals cause or contribute to “air pollution
which may reasonably be anticipated to endanger public
health or welfare” within the meaning of section 202(a)(1) of
the Clean Air Act, 42 U.S.C. 7521(a)(1).
In 2001, EPA requested public comment on the petition. 66
Fed. Reg. 7486 (2001). The agency received nearly 50,000
public comments. Pet. App. A63.
In 2003, EPA denied the petition. 68 Fed. Reg. 52922
(2003). In explaining its decision, the agency announced, first,
that the Clean Air Act “does not authorize regulation to
address global climate change,” Pet. App. A67, and that
therefore air pollutants associated with climate change “are
not air pollutants under the [Act's] regulatory provisions. . . .”
Id. at A78. EPA adopted the legal conclusions set forth in a
memorandum written by Robert E. Fabricant, then EPA’s
General Counsel, reversing the legal conclusions reached by
two previous General Counsels. Id. at A68-A69.
In offering this interpretation of the term “air pollutant,”
EPA turned away from the language of the statutory
4
provisions in question and instead relied on failed legislative
proposals to address climate change; statutory provisions (in
the Clean Air Act and elsewhere) addressing climate change in
a “nonregulatory” fashion; and an asserted tension between
regulation of air pollutants associated with climate change and
the regulatory structure of the Clean Air Act and Energy
Policy and Conservation Act. Pet. App. A69-A75, A79-A80.
Citing the “economic and political significance” of the issue of
climate change, EPA pronounced itself “urged on” in its legal
judgment by this Court’s decision in FDA v. Brown &
Williamson Tobacco Corp .,529 U.S. 120 (2000). Pet. App. A76.
As a separate basis for its decision— discussed in a section
entitled “Different Policy Approach” —EPA stated that it
“disagrees with the regulatory approach urged by
petitioners,” and that it would not be “effective or appropriate
for EPA to establish GHG [greenhouse gas] standards for
motor vehicles at this time.” Pet. App. A82. In place of the
regulatory program created by section 202 of the Clean Air
Act, EPA offered “near-term voluntary actions and incentives”
and “programs aimed at reducing scientific uncertainties and
encouraging technological development.” bid.
EPA preferred a “different policy approach” for several
reasons. First, noting that “[t]he science of climate change is
extraordinarily complex and still evolving,” Pet. App. A83, the
agency trotted through a list of issues that remain
inconclusively resolved. Id. at A83-A85. EPA relied primarily
on selective quotations from a 2001 report by the National
Research Council, id. at A82-A84, disregarding, among many
others, that report's important opening _ sentence:
“Greenhouse gases are accumulating in Earth’s atmosphere as
a result of human activities, causing surface air temperatures
and subsurface ocean temperatures to rise.” J.A. 151.
Second, EPA concluded that regulation under section 202
was not warranted because it would “result in an inefficient,
piecemeal approach to addressing the climate change issue,”
since motor vehicles are one of many sources of air pollutants
associated with climate change. Pet. App. A82.
5
Third, EPA asserted that “[u]nilateral EPA regulation” on
this matter could “weaken U.S. efforts to persuade key
developing countries to reduce the GHG intensity of their
economies.” Pet. App. A86. Regulation of air pollutants
associated with climate change “raises important foreign
policy issues,” EPA observed, which it is “the President's
prerogative” to address. Ibid.
Finally, EPA expressed uncertainty about the availability
of technologies to address the emissions at issue. Pet. App.
A87.
“In light of [these] considerations,” EPA announced, the
agency “would decline the petitioners’ request to regulate
motor vehicle GHG emissions even if it had authority to
promulgate such regulations.” Pet. App. A86.
II. The Court of Appeals’ Decision
Petitioners sought review of EPA’s decision in the D.C.
Circuit. Petitioners in the court of appeals (and here) include
twelve States, three U.S. cities, an American territory, and
various public health and environmental organizations. Their
interest in this case, detailed in affidavits filed in the court of
apveals, arises from the profound harms that they assert are
being and will be visited upon them as a result of climate
change. The effects of climate change which petitioners have
asserted (and which EPA has not denied) include the
inundation of an appreciable portion of coastal States’
property;! damage to publicly owned coastal facilities and
infrastructure;? additional emergency response costs caused
by more frequent and intense storm surges and floods;3 and
| See Jacqz Decl. 44 10-11; Kirshen Decl. §§ 5-11; Woodward Decl. §
6; Dickson Decl. ¥§ 6-10; Conrad Decl. $4 10, 12. The declarations
cited here and in the next three footnotes were part of the record in
the court of appeals, a copy of which is on file with the Clerk.
2 See Hoogeboom Decl. © 4] 4-7; Morrison Decl. 44 5, 15-16; Conrad
Decl. 44 10-11; Belensz Decl. 9-7-8.
3 See Tommaney Decl. ¢§ 13-14; Roos Decl. 4 15.
6
shrinking water supplies due to reduced snowpack.‘
Moreover, some of the environmental effects of climate change
(such as exacerbation of ozone pollution) will make it more
difficult for States to meet their existing obligations under the
Clean Air Act. See 66 Fed. Reg. 18245, 18246 (2001) (“[s]tate
governments will be affected by the environmental impacts of
climate change” because of the increased number of ozone
exceedances that will result).5
The appeals court panel split three different ways. Judge
Randolph authored the court's lead opinion and announced its
judgment. Assuming without deciding that the Administrator
had authority to regulate air pollutants associated with climate
change, Judge Randolph voted to uphold the agency’s
decision based on its “’ policy’ considerations.” Pet. App. A13-
Al15. Judge Randolph found that section 202(a)(1)’s reference
to the Administrator’s “judgment” gave the agency broad
enough discretion to make a decision based on “the sort of
policy judgments Congress makes when it decides whether to
enact legislation regulating a particular area.” Id. at A13.
These considerations included but were not limited to the
existence of uncertainty. “It is... not accurate to say... that
4 See Fawcett Decl. 4 6.
5 EPA’s decision also threatens to have ripple effects on California’s
and other States’ sovereign power to enforce State laws. Automobile
manufacturers are challenging a California law regulating the motor
vehicle emissions at issue here, alleging that the EPA ruling in this
case “precludes California from adopting any new motor vehicle
emission standards for carbon dioxide or greenhouse gases.” First
Amended Complaint, § 123, Cent. Valley Chrysler-Jeep, Inc. v.
Witherspoon, No. 1:04-CV-06663-AWI-LJO (E.D. Cal.), available at
http:/ / pacer.psc.uscourts.gov. California is the only state allowed
to set its own motor vehicle emission standards. See 42 U.S.C.
7543(b). Other states may adopt such standards if they are, among
other things, “identical to” California's standards. 42 U.S.C. 7507.
Ten States have done so, and automobile manufacturers have also
sued two of them, Rhode Island and Vermont. For discussion, see
Brief of the State of Arizona, et al., as Amici Curiae in Support of
Petitioners.
7
the EPA Administrator's refusal to regulate rested entirely on
scientific uncertainty ....” Id. at A14-A15. Judge Randolph
concluded that section 202(a)(1) “does not require the
Administrator to exercise his discretion solely on the basis of
his assessment of scientific evidence.” Id. at A13. According
to Judge Randolph, other “’ policy’ considerations” —concerns
about piecemeal regulation, worries about effects on
international treaty negotiations and technological feasibility,
and a preference for alternative voluntary approaches — were
all factors that the agency was entitled to consider in coming
to a decision. /d. at Al4.
Judge Sentelle dissented in part, while concurring in the
judgment. Because what he called the “phenomenon known
as ‘global warming’” was “harmful to humanity at large,”
Judge Sentelle thought it was “impossible” to establish
standing to adjudicate petitioners’ legal claims; the grievance
was too generalized to support standing. Pet. App. A18. He
nevertheless joined in Judge Randolph's judgment denying
the petitions for review on the merits to ensure that a majority
supported the denial of the petition. Id. at A19-A20.
Judge Tatel dissented. In his dissent, he first described
why petitioners had satisfied the requirements for Article III
standing. Noting that only one petitioner need have standing,
Judge Tatel focused on Massachusetts and found that
petitioners had offered unrebutted expert testimony that there
was a substantial probability that Massachusetts would suffer
“serious loss of and damage to” its coastal property. Pet. App.
A27. He also found that petitioners had offered evidence that
the harms they described were caused by air pollutants
associated with climate change and that the relief they sought
would redress their injuries. Id. at A28-A29.
On the merits, Judge Tatel (the only panel member to
reach the question of EPA’s authority) concluded that EPA
plainly had statutory authority to regulate air pollutants
associated with climate change and that its decision not to
regulate these pollutants rested on policy considerations that
8
fell outside the range of discretion delegated by Congress. Pet.
App. A21-A58.
By a vote of 2-1, the panel denied rehearing (Pet. App.
A98), and by a vote of 4-3, the D.C. Circuit denied en banc
review (Pet. App. A94-A95).
SUMMARY OF ARGUMENT
The language of the Clean Air Act dictates a ruling in
petitioners’ favor. Perhaps that is why EPA did everything it
could to avoid the statutory text relevant to this case. In place
of careful analysis of the text, structure, and history of the Act,
EPA offered a farraginous list of reasons why it was declining
to do what the statute so plainly tells it to do. Here, however,
there is no strength in numbers; while the agency’s reasons
may be many, they do not add up to a persuasive whole. And,
individually, they are weak indeed.
I. EPA's first legal error was to conclude that physical and
chemical compounds associated with climate change and
emitted into the ambient air by motor vehicles are not “air
pollutants” within the meaning of the Clean Air Act and thus
may not be regulated under section 202(a)(1) of the Act.
A. All of the pollutants at issue here fit easily within the
Act's definition of “air pollutant,” which “includ[es] any
physical, chemical . . . substance or matter which is emitted
into . . . the ambient air.” 42 U.S.C. 7602(g). To conclude
otherwise, EPA engaged in a host of interpretive don'ts: it
ignored statutory language, inverted the usual meaning of
other language, interpreted the same words to mean different
things, and shrugged off Congress’s explicit determination
that an effect on climate is an important component of human
welfare. This Court's decision in FDA v. Brown & Williamson
Tobacco Corp., 529 U.S. 120 (2000), does not support EPA’s
unprincipled departure from the statutory text. In Brown &
Williamson, the Food and Drug Administration (FDA) had
disclaimed authority to regulate tobacco for sixty years, and
Congress had enacted tobacco-specific legislation on the basis
9
of FDA’s repeated disclaimers. Moreover, this Court found,
regulation of tobacco under the Food, Drug, and Cosmetic Act
would have led to an outright ban on tobacco, a result flatly
inconsistent with Congress’s expressed intentions. None of
these circumstances is present here.
B. In deciding that air pollutants associated with climate
change may not be regulated under the Clean Air Act, EPA
relied on “indicia of congressional intent” such as failed
legislative proposals and various subsequent enactments that
are silent on and fully consistent with the provisions at issue
here. This Court has made plain that it will not effectively
repeal a statutory provision based on indicia such as these.
Moreover, two other Clean Air Act programs to which EPA
points — the program addressing stratospheric ozone depletion
and that establishing ambient air quality standards—
comfortably coexist with regulation of air pollutants
associated with climate change under section 202(a)(1).
Nothing in the program addressing ozone-depleting
substances suggests that EPA may not regulate air pollutants
associated with climate change under section 202(a)(1).
Likewise, to say, as EPA has, that air pollutants associated
with climate change may not be regulated under the mobile
source program because they may not be appropriate for
regulation under the separate National Ambient Air Quality
Standards (NAAQS) program is to utter a non sequitur.
Finally, the Energy Policy and Conservation Act (EPCA) is not
inconsistent with regulation of air pollutants associated with
climate change under section 202(a)(1) of the Clean Air Act.
Nothing in EPCA expressly undoes any category of regulation
under the Clean Air Act. On the contrary, both of these laws
were written with respectful attention to the other.
C. Even if the statutory language were not plain, EPA’s
interpretation deserves no deference. Indeed, EPA has not in
fact offered an interpretation of the language at issue here; it
has merely offered a bottom-line conclusion that air pollutants
associated with climate change may not be regulated under
the Clean Air Act. This conclusion, moreover, conflicts with
10
other EPA decisions under the Act. An interpretation that is
“good for this day and train only”® is not one that deserves
judicial deference.
Il. EPA’s second legal error was to conclude that it could
decline to regulate air pollutants associated with climate
change under section 202(a)(1) on the basis of factors not
enumerated in that provision.
A. The regulatory mandate of section 202 is triggered by a
conclusion that motor vehicles cause or contribute to air
pollution which “may reasonably be anticipated to endanger
public health or welfare.” 42 U.S.C. 7521(a)(1). Endangerment
is the only factor mentioned in section 202(a)(1). Other
provisions of section 202, which set forth the criteria for the
content of the regulations triggered by a determination of
endangerment, specify additional factors for the agency to
consider at that stage. Much of the Clean Air Act, in fact, takes
the same basic form: regulation is initially triggered by a
finding of endangerment to public health or welfare, and the
content of regulation is shaped by reference to numerous other
factors. EPA was wrong to insert factors beyond
endangerment into the carefully circumscribed framework of
section 202(a)(1).
B. The text of the Clean Air Act makes plain that three of
the policy concerns cited by EPA in declining to regulate air
pollutants associated with climate change are irrelevant to
section 202(a)({1). The fourth, scientific uncertainty, is relevant,
but EPA failed to relate it to the statutory standard of
endangerment.
C. Section 202(a)(1)’s reference to the “judgment” of the
Administrator does two simple things: it specifies who is to
make the determination regarding endangerment, and it
makes clear that the Administrator is expected to exercise his
expertise on the issues of environmental science and public
health and welfare on which the provision turns. From the
statutory text, it is plain that the “judgment” Congress called
© Smith v. Allwright, 321 U.S. 649, 669 (1944) (Roberts, J., dissenting).
11
upon relates only to the Administrator's determination
whether a given pollutant causes or contributes to pollution
that endangers the public health or welfare. What the word
“judgment” does not do is allow EPA to smuggle into this
provision factors otherwise left out of it. To hold that
allowance for “judgment” on the part of the Administrator —a
feature present throughout the Clean Air Act, as well as in
untold numbers of provisions in the United States Code—
gives the Administrator unfettered discretion to regulate or
not, as he sees fit and without regard to statutory text, would
be to effect a radical transfer of authority from Congress to the
executive branch.
ARGUMENT
I. EPA HAS AUTHORITY TO REGULATE AIR
POLLUTANTS ASSOCIATED WITH CLIMATE
CHANGE UNDER SECTION 202(a)(1) OF THE
CLEAN AIR ACT.
In concluding that the Clean Air Act “does not authorize
regulation to address global climate change,” Pet. App. A67,
EPA first decided what the statute meant and then bent the
statutory language to fit the agency's predetermined meaning.
Rather than beginning with the language of the statute, as this
Court's precedents invariably instruct, see, e.g., Arlington Cent.
Sch. Dist. Bd. of Educ. v. Murphy, 126 S.Ct. 2455, 2459 (2006);
Hughes Aircraft Co. v. Jacobson, 525 U.S. 432, 438 (1999), the
agency instead began by describing other alleged “indicia of
congressional intent,” Pet. App. A69, including the “political
significance” of the issue of climate change. Id. at A78. Only
after the agency had persuaded itself—through means other
than examination of the text of the statutory provisions at
issue here—that the statute could not have been meant to
authorize regulation of air pollutants associated with climate
change, did the agency turn to the language of the statute. This
is not the way statutory interpretation is supposed to work.
12
The proper approach to discerning the Clean Air Act's
meaning reveals that carbon dioxide and other air pollutants
associated with climate change fit exactly within the Act's
definition of “air pollutants.” Nothing in the one decision on
which EPA relied, FDA v. Brown & Williamson Tobacco Corp.,
529 U.S. 120 (2000), gives EPA a free pass to ignore statutory
text. EPA’s attempts to circumvent the straightforward
meaning of the statutory language—through appeals to
subsequent failed legislative proposals and other discredited
“indicia” of congressional intent—turn this Court’s approach
to interpreting statutes inside out.
A. The chemicals at issue here are “air pollutants”
subject to regulation under section 202(a)(1).
1. Inconcluding that air pollutants associated with climate
change are not “air pollutants” within the meaning of the Act,
EPA managed both to ignore and to distort the plain text of
the statute.
Section 302(g) defines the critical term “air pollutant”:
The term ‘air pollutant’ means any air pollution agent or
combination of such agents, including any physical,
chemical, biological, radioactive (including source
material, special nuclear material, and byproduct material)
substance or matter which is emitted into or otherwise
enters the ambient air.
42 U.S.C. 7602(g). Motor vehicles emit the physical and chemical
matter carbon dioxide, methane, nitrous oxide, and
hydrofluorocarbons into the ambient air. No one involved in
these proceedings has ever questioned these incontestable
facts, which place these chemicals squarely within the ambit of
the statutory definition of “air pollutants.”
Closer parsing of the statutory text ory bolsters this
conclusion. The use of the word “any” in section 302(g)—not
once, but twice: “any” air pollution agent, “any” physical or
13
chemical substance or matter—bespeaks breadth.’ As this
Court has explained, “the word ‘any’ has an expansive
meaning, that is, ‘one or some indiscriminately of whatever
kind.” Dept. of Hous. and Urban Dev. v. Rucker, 535 U.S. 125,
131 (2002) (quoting United States v. Gonzales, 520 U.S. 1, 5
(1997)); see also, e.g., J.E.M. AG Supply, Inc. v. Pioneer Hi-Bred
Int'l, Inc., 534 U.S. 124, 130 (2001) (“In choosing such expansive
terms . . . , modified by the comprehensive ‘any,’ Congress
plainly contemplated that the [statutory provision] would be
given wide scope.”) (quoting Diamond v. Chakrabarty, 447 US.
303, 308 (1980)). |
EPA’s interpretation of the term “air pollutant” is at odds
with section 302(g)’s use of the word “any.” EPA asserted that
“a substance does not meet the CAA [Clean Air Act] definition
of ‘air pollutant’ simply because it is a ‘physical, chemical,
biological, radioactive * * * substance or matter which is
emitted into or otherwise enters the ambient air.’ It must also
be an ‘air pollution agent.” Pet. App. A79 n.3 (emphasis
added). Fo accept EPA’s view would be to rewrite the
statutory language, changing it from “any physical, chemical,
biological, radioactive . . . substance or matter” to the very
different phrase “some physical, chemical, biological,
radioactive . . . substance[s] or matter.” But that is not what
the statute says. :
In addition, EPA’s interpretation inverts the meaning of
the word “including.” Section 302(g) states, “[t]he term ‘air
pollutant’ means any air pollution-agent or combination of
such agents, including any physical, chemical, biological,
radioactive . . . substance or matter.” 42 US.C. 7602(g)
(emphasis added). In suggesting that some “physical,
chemical, biological, radioactive * * * substance[s] or matter”
are not “air pollution agent{s],” Pet. App. A79 n.3, EPA
” Section 202(a)(1) also signals breadth: it applies to “any air
pollutant” emitted from “any class or classes of new motor vehicles
Or new motor vehicle engines” which meet the standard of
endangerment. 42 U.S.C. 7521(a)(1) (emphasis added).
14
implied that the class of “air pollution agents” is smaller than
the class of “physical, chemical, biological, radioactive . . .
substance or matter which is emitted into or otherwise enters
the ambient air.” However, the use of the word “including”
indicates that “air pollution agent” is, if anything, to be given
a more spacious, not more cramped, meaning than the words
that follow it. “To ‘include’ is to ‘contain’ or ‘comprise as part
of a whole.” Chickasaw Nation v. United States, 534 U.S. 84, 89
(2001) (quoting Webster's Ninth New Collegiate Dictionary
609 (1985)).8 Thus, an “air pollution agent” is the “whole” of
which “any physical, chemical, biological, radioactive . . .
substance or matter” is a “part.”
Petitioners’ reading also does justice to the word “agent.”
Congress chose to include within the category of “air
pollutants” not merely the “substance[s] or matter” that might
comprise air pollution, but also other “agents” of air pollution.
These agents could include phenomena that, unlike
“substance[s] or matter,” have no mass (including, for
example, heat and certain types of ionizing radiation, such as
ultraviolet, gamma, and X-rays). Such phenomena could be
“agents” of air pollution even though they are not
“substance[s] or matter.” Thus, far from having a constrictive
effect on the phrase following the word “including,” the use of
the term “air pollution agent” indicates applications of the Act
to phenomena not embraced by the “including” clause.
® See also S.D. Warren Co. v. Maine Bd. of Envtl. Prot., 126 S.Ct. 1843
(2006) (provision stating that “the term ‘discharge’ when used
without qualification includes a discharge of a pollutant, and a
discharge of pollutants” held to mean that “discharge” was broader
than the terms following “includes”); P.C. Pfeiffer Co., Jnc. v. Ford, 444
US. 69, 77 n. 7 (1979) (in provision defining “employee” to mean
“any person engaged in maritime employment, including any
longshoreman or other person engaged in longshoring operations,”
the word “including” was interpreted “to indicate that ‘longshoring
operations’ are a part of the larger group of activities that make up
‘maritime employment’”).
15
The text of the Act also makes clear that including air
pollutants associated with climate change under the statutory
rubric of “air pollutants” comports with Congress’s legislative
aims. The basic purpose of the Clean Air Act is to protect
public health and welfare. 42 U.S.C. 7401(b)(1). Adverse
effects on public health and welfare are the key triggers for
regulation under the Act. See, e.g., 7411(b)(1)(A) (stationary
sources), 7521(a)(1) (motor vehicles), 7545(c) (fuels and fuel
additives). Here is the Act's definition of “welfare”:
All language referring to effects on welfare includes, but is
not limited to, effects on soils, water, crops, vegetation,
manmade materials, animals, wildlife, weather, visibility,
and climate, damage to and deterioration of property, and
hazards to transportation, as well as effects on economic
values and on personal comfort and well-being, whether
caused by transformation, conversion, or combination with
other air pollutants.
42 U.S.C. 7602(h) (emphasis added). EPA’s view that the
Clean Air Act “does not authorize regulation to address
concerns about global climate change,” Pet. App. A78, is
completely at odds with the concern for effects on climate and
weather, explicit in this provision. It would be strange indeed
for Congress to conclude, so pointedly, that climate and
weather are important components of human welfare, yet to
deprive EPA of authority to do anything about the pollutants
that most affect these features of our environment. EPA’s
notion that “air pollution” excludes airborne matter that
produces effects expressly included in the Act’s key phrase
(“public health or welfare”) is untenable.
Indeed, even absent the express references to “climate”
and “weather” in the definition of the pivotal term “welfare,”
section 302(h) would nevertheless signal congressional
concern with the kinds of harms posed by air pollutants
associated with climate change. Climate change either triggers
or exacerbates every one of the effects listed in section 302(h).
EPA's stingy interpretation unjustifiably shrinks the agency's
16
capacity to respond to effects that Congress has undeniably
directed it to address.
What is more, EPA is attempting to accomplish this
shrinkage through a statutory phrase—“air pollutant” —that
gives no hint of such a repercussion. Instead, the natural
reading of this term, the one that hides no elephants in
mouseholes, is that it describes the large class of substances
and phenomena that could potentially lead to regulation
under the Act. While the Act defines “air pollutant” broadly,
emissions of air pollutants are actually regulated only when the
agency concludes that they may reasonably be anticipated to
endanger the public health or welfare. See, e.g., 42 U.S.C
7411(b)(1)(A) (mew stationary sources); 7521(a)(1) (new motor
vehicles). Intérpretation of the phrase “air pollutant” in
accordance with the plain language of the statute will thus
cause no untoward regulatory results. EPA’s General Counsel
erred in suggesting that reading section 302(g)’s language as
written would lead to the regulation of “virtually anything
entering the ambient air....” J.A. at 135 n.9.
EPA's interpretation also errs in giving no weight to the
Act's explicit inclusion of carbon dioxide within a list of “air
pollutants.” Section 103(g) directs EPA to conduct a research
program concerning “[iJmprovements in nonregulatory
strategies and technologies for preventing or reducing
multiple air pollutants, including . . . carbon dioxide... .” 42
U.S.C. 7403(g)(1) (emphasis added).
EPA attempted to avoid the import of this plain text by
asserting a dichotomy between “regulatory” and
“nonregulatory” programs under the Act and asserting that
the Act bars only “regulatory” activities with respect to air
pollutants associated with climate change. EPA stated that
“GHGs, as such, are not air pollutants under the CAA’s
regulatory provisions, including sections 108, 109, 111, 112 and
202,” and that “the term ‘air pollution’ as used in the regulatory
provisions cannot be interpreted to encompass global climate
change.” Pet. App. A78 (emphasis added). On this theory,
research on climate change conducted pursuant to section
17
103(g), 42 U.S.C. 7403(g), comports with EPA’s interpretation
because such activity is not “regulatory.” Pet. App. A71; see
also J.A. 136 (Fabricant memorandum). Yet research under
section 103(g) relates to “air pollution,” which EPA has said
does not include climate change. Pet. App. A78.
Nothing in the language of the Act allows the phrase “air
pollutants” to bear the double meaning EPA seeks to give it.
Section 302(g) does not, in defining “air pollutants,” give any
hint that the reach of this phrase depends on whether a
statutory program is “regulatory” or not. As in Clark v.
Benitez, 543 U.S. 371, 378 (2005), “[t]o give these same words a
different meaning for each category would be to invent a
statute rather than interpret one.”
Moreover, the Act does not even provide any basis for
distinguishing actions that are “regulatory” in EPA’s sense
from ones that are not. EPA suggests that section 821 of the
1990 Amendments, requiring utilities subject to the Clean Air
Act's acid rain control program to monitor and report their
carbon dioxide emissions, is not a regulatory provision.? See
Pet. App. A70 (stating that section 821 does not “authorize[]
the imposition of mandatory requirements”). It is hard to
understand what EPA means by “regulatory” or “mandatory”
requirements if government-dictated monitoring and
disclosure do not come within their terms. Certainly nothing
in the Clean Air Act creates or clarifies this division, further
confirming that the Act does not permit different definitions
for the term “air pollutants” depending on the nature of the
statutory program at issue.
In sum, a straightforward reading of the language of the
Clean Air Act shows that carbon dioxide and other’ air
pollutants associated with climate change are “air pollutants”
potentially subject to regulation under section 202(a)(1). When
Congress has spoken as plainly as it has here, an
administrative agency is bound to obey that legislative
——
— a
* Section 821 is uncodified; it appears as a note to section 412 of the
Clean Air Act, 42 U.S.C. 7651k.
18
command. See, e.g., Chevron U.S.A. Inc. v. Natural Res. Def.
Council, 467 U.S. 837, 842 (1984). .
2. EPA has tried to avoid the import of the statutory text
by relying on a single case, FDA v. Brown & Williamson Tobacco
Corp., 529 U.S. 120 (2000). EPA read Brown & Williamson to
stand for the proposition that “in extraordinary cases” facially
broad grants of authority must undergo more rigorous
scrutiny to decide whether Congress really meant what it said.
Pet. App. A76. EPA asserted that just as this Court found
Congress did not intend the FDA to regulate tobacco as a
“drug” under the Food, Drug and Cosmetic Act (FDCA), so
Congress did not intend EPA to regulate greenhouse gases as
“air pollutants” under the Clean Air Act. See id. at A76-A78.
EPA suggested that this case is even more “extraordinary”
than Brown & Williamson, asserting that regulation of air
pollutants associated with climate change “would have far
greater economic and political implications than FDA’s
attempt to regulate tobacco.” Id. at A76. But this case is
worlds away from Brown & Williamson.
First, Brown & Williamson begins with the reminder that
“although agencies are generally entitled to deference in the
interpretation of statutes that they administer, a reviewing
‘court, as well as the agency, must give effect to the
unambiguously expressed intent of Congress.’” 529 US. at
125-126 (quoting Chevron, 467 U.S. at 842-843). The intent of
Congress in section 202(a)(1) of the Clean Air Act is, as we
have demonstrated, unambiguous, and nothing in Brown &
Williamson justifies EPA’s departure from that plain intent.
Second, in Brown & Williamson, the Court found it
determinative that for more than sixty years the FDA had >
asserted that it had no authority to regulate tobacco under the
FDCA, and that Congress had repeatedly enacted tobacco-
specific legislation that ratified and was explicitly based on the
FDA's longstanding interpretation. 529 U.S. at 154-157. Here,
in contrast, before the decision at issue in this case, EPA had
never suggested that it lacked authority to regulate air
pollutants associated with climate change, and Congress has
19
enacted no legislation premised on the agency’s disclaimer of
jurisdiction. In fact, prior to its decision here, EPA had taken
the opposite position. In response to congressional inquiries,
two EPA general counsels stated that the Clean Air Act does
provide authority to regulate carbon dioxide. See J.A. 46-118.
In contrast to the tobacco-specific legislation cited in Brown &
Williamson, the climate-specific legislation cited by EPA in
support of its decision, see Pet. App. A69-A71, A74-A75, was
not enacted in response to any denial of authority by EPA. In
addition, as EPA itself hastened to point out, the climate-
specific legislation it cited does not mandate emission
reductions. Thus, this legislation does not, as in Brown &
Williamson, create a regulatory regime that might compete
with, or be in tension with, an agency-administered regulatory
program.
Third, Brown & Williamson stressed that if the FDCA
applied to tobacco, it would allow only one result: a total
product ban. 529 U.S. at 137. The Court noted that an outright
ban would be inconsistent with the half-dozen other tobacco-
specific enactments that were all premised on tobacco’s
remaining legally for sale. Id. at 143-144. Because Congress
had enacted legislation that was completely at odds with
subjecting tobacco to FDCA jurisdiction, the Court declined to
conclude that cigarettes were “drugs” or “devices” under that
statute. It was in this “extraordinary” context that the Court
stated that “we are confident that Congress could not have
intended to delegate a decision of such economic and political
significance to an agency in so cryptic a fashion.” Id. at 159,
160. In contrast, regulating air pollutants associated with
climate change under section 202 would assuredly not lead to
a ban on motor vehicles or substantial economic dislocation,
but would result instead in EPA’s setting economically and
technologically feasible emission standards for them—
20
something the agency has done for decades for other
pollutants emitted by motor vehicles.
In short, this case preserits none of the circumstances
described by Brown & Williamson as “extraordinary.” In the
end, applying the principles of Brown & Williamson to this case
yields the same overall conclusion the Court reached there:
that Congress “has directly spoken to the issue,” and the
agency is not free to rewrite the statute simply because it now
disagrees with the policy that Congress enacted.
B. EPA erred in finding, in failed bills and separate
provisions of the Clean Air Act and other statutes, a
congressional intent to forbid EPA to regulate air
pollutants associated with climate change under
section 202(a)(1).
EPA was compelled to adopt its strained reading of the
text of the Clean Air Act because it concluded, wrongly, that
Congress had either deprived it of jurisdiction in more recent
enactments, or has otherwise made clear to the agency that
Congress, not EPA, should deal with climate change. None of
the arguments the agency makes in support of this claim is
sound.
1. Once Brown & Williamson is stripped aw: y as authority
for EPA's interpretation of section 202(a)(1), it becomes clear
that the Court cannot reach EPA’s desired result without
effecting a repeal by implication, either through failed
legislative proposals or subsequently enacted provisions of the
Clean Air Act and other statutes. Here, too, EPA’s reasoning
reads like a list of anti-rules for statutory interpretation.
First comes EPA’s invocation of failed legislative
proposals. In its decision, EPA noted that when Congress
amended the Clean Air Act in 1990, it did not enact the
specific car 1 dioxide emission limits then proposed. Pet.
10 Section 202 includes protections designed to prevent severe
economic impacts. See, ¢.g.,42 U.S.C. 7521(a)(2).
21
App. A70-A71. EPA also cited several other legislative
proposals that were not enacted. Id. at A70, A74-A75. EPA’s
basic argument is that because Congress was aware of the
issue of climate change when it amended the Clean Air Act in
1990, its failure to enact proposals to regulate carbon dioxide
signaled that it was “awaiting further information before
deciding itself whether regulation to address global climate
change is warranted and, if so, what form it should take.” Id.
at A75.
__ The statutory language showing that EPA has authority to
regulate carbon dioxide and other air pollutants associated
with climate change was in place before the 1990
Amendments, and indeed, before any of the failed legislative
proposals EPA cited were developed. By the plain terms of-
the statute, EPA already possessed the authority to regulate
greenhouse gases at the time of these proposals. EPA appears
to think that subsequent unenacted legislation can amend prior
enacted legislation. This Court has repeatedly rejected such an
approach: “It is the intent of the Congress that enacted [the
provision at issue], unmistakable in this case, that controls.”
Teamsters v. United States, 431 U.S. 324, 354 n.39 (1977). “Failed
legislative proposals are ‘a particularly dangerous ground on
which to rest an interpretation of a prior statute.” " Solid
Waste Agency of N. Cook County v. US Army Corps of Eng’rs, 531
U.S. 159, 169-170 (2001); see also Brown & Williamson, 529 US.
at 155 (disclaiming reliance on failed legislative proposals).
“[C]ongressional inaction lacks persuasive significance
because several equally tenable inferences may be drawn from
such inaction, including the inference that the existing
legislation already incorporated the offered change.” United
States v. Craft, 535 U.S. 274, 287 (2002) (quoting Cent. Bank of
‘| EPA gains no more interpretive leverage from the failed legislative
proposals it cites than petitioners could gain by citing the failed
proposal to strip EPA of authority to regulate emissions of carbon
dioxide (which cited EPA's position, at the time, that carbon dioxide
was a “pollutant”). H.R. 2221, 106th Cong., §§ 3(b), 2(a)(2) (1999).
22
Denver v. First Interstate Bank of Denver, 511 U.S. 164, 187
(1994)).
EPA is also laboring under the misimpression that
subsequently enacted legislation can silently undo previously
granted authority, and can do so even when the two pieces of
legislation can happily coexist. EPA cited provisions from the
1990 Amendments to the Clean Air Act (amendments enacted,
as discussed, years after the language at issue here was settled
upon) and from other legislation in asserting that Congress
meant for EPA to take a strictly “nonregulatory” approach to
climate change. Pet. App. A70-71, A74-A75 (citing sections
103, 602, and uncodified section 821 of the Act). Nothing in
these provisions expressly or impliedly removes the authority
granted by section 202(a)(1).!2
In fact, as discussed above, one of the “nonregulatory”
provisions EPA relied upon, section 103(g), reinforces the
interpretation of the word “air pollutant” dictated by the plain
text of section 302(g). By expressly including carbon dioxide
in a list of enumerated “air pollutants,” section 103(g)
reaffirms that this climate-changing gas is an “air pollutant”
under the Act.
Apart from these provisions in the Clean Air Act, Congress
has. since 1977 also enacted several statutes pertaining to
global climate change.'3 Because such legislation principally
2 Section 103(g) says only that “[nJothing in this subsection shall be
construed to authorize the imposition on any person of air pollution
control requirements.” 42 U.S.C. 7403(g) (emphasis added).
Likewise, section 602(e) directs EPA to “publish the global warming
potential” of ozone-depleting substances designated for phase-out
under the Act, and then states that “[t]he preceding sentence shall not
be construed to be the basis of any additional regulation under this
chapter.” 42 U.S.C. 7671la(e) (emphasis added). Neither of these
provisions utters a peep about section 202(a)(1).
13 See National Climate Program Act of 1978, Pub. L. No. 95-367, 92
Stat. 601 (establishing a program to assist the nation in
understanding and responding to climate change); Global Climate
Protection Act of 1987, Pub. L. No. 100-204, Title XI, 101 Stat. 1331
23
called for further research and other “nonregulatory”
measures, EPA concluded that these enactments demonstrate
that Congress meant to withhold from EPA regulatory
authority to address climate change. Pet. App. A74-A75.
Once again, however, EPA did not—and, given the content of
these statutes, could not—claim that these enactments erased
its existing authority to regulate “air pollutants.”
In trying to snuff meaning out of 1970s legislation based
on legislation of the 1980s and 1990s, EPA struggles uphill
against the “cardinal rule . . . that repeals by implication are
not favored.” Cook County, Ill. v. United States ex rel. Chandler,
538 U.S. 119, 132 (2003) (quoting Posadas v. Nat'l City Bank, 296
U.S. 497, 503 (1936)). This is a venerable rule: this Court long
ago declared that “[wJhere the powers or directions under
several acts are such as may well subsist together, an
implication of repeal cannot be allowed.” In re Henderson's
Tobacco, 78 U.S. 652, 657 (1870). There being no inconsistency
between the legislation cited by EPA and the clear application
of section 202(a)(1) to air pollutants associated with climate
change, it was error for EPA to find an implicit repeal of the
latter in the former.
(requiring the President to develop a national policy on climate
change); Global Change Research Act of 1990, Pub. L. No. 101-606,
104 Stat. 3096 (authorizing a comprehensive research effort); Food,
Agriculture, Conservation and Trade Act of 1990, Pub. L. No. 101-
624, Title XXIV, 104 Stat. 3359 (establishing a program to coordinate
climate change research and policy within the Department of
Agric» ure); Energy Policy Act of 1992, Pub. L. No. 102-486, Title
XVI, 106 Stat. 2776 (calling for an assessment of the feasibility of
reducing greenhouse gases and creating a national inventory and
voluntary reporting of greenhouse gas emissions).
'* EPA's citation to congressional actions pertaining to climate treaty
negotiations in the 1990s, Pet. App. A75, draws us even farther away
from the meaning of the Clean Air Act provisions enacted in the
1970s. These actions did not mention, let alone limit, existing
domestic regulatory authority. See 105 S. Res. 98, Rep. No. 105-54;
Pub. L. No. 105-276, 112 Stat. 2461 (1998).
24
EPA's aim in citing the above “indicia of congressional
intent” —failed proposals, and legislation enacted after the
statutory text at issue here was in place—was to show that
Congress intended to “learn more about the global climate
change issue before specifically authorizing regulation to
address it... .” Pet. App. A75. Apart from the problems
already discussed, there are additional flaws in EPA’‘s
analysis.
First, EPA has ignored the fact that numerous provisions
of the Clean Air Act have explicitly required EP. or other
entities to “learn more about” an environmental issue and to
report back to Congress with recommendations for legislation.
See, e.g., 42 U.S.C. 7412(f)(1)-(2) (requiring report to Congress
on program regulating hazardous air pollutants, and
contemplating further agency action only in the event
Congress does not act on agency recommendations); 7412(r)(6)
(directing Chemical Safety Board to report to Congress on
accidental hazardous releases and to make recommendations).
In addition, before the Motor Vehicle Air Pollution Control
Act of 1965 created the first federal regulatory program for
motor vehicle emissions, Congress had twice directed first the
Surgeon General, and then the Secretary of Health and Human
Welfare, to conduct research on the consequences of air
pollution from motor vehicles and to report back to it with
recommendations for legislation on the subject. Pub. L. No.
86-493, 74 Stat. 162 (1960); Pub. L. No. 88-206, 77 Stat. 392
(1963). If, in section 202(a)(1) of the Act, Congress had really
wanted to create the kind of nonregulatory, report-and-wait
program EPA envisions, it could easily have replicated the
language of these other provisions, and tailored it to the issue
of climate change. It did not do this.
Second, EPA’s implicit suggestion that ongoing
investigation cannot coexist with regulation is a frontal assault
on a core tenet of the Act. Section 202 and other key sections
of the Act call for EPA to take regulatory action against
dangers to public health and welfare even when some
scientific uncertainty remains. In light of this, simultaneous
25
regulation and further study is not incompatible; rather, it is
the norm that Congress established under the Act. Research
and regulation walk hand in hand under the Act, and thus
calls by Congress for more research on a topic have naturally
been paired with commands for regulation. See, e.g., 42 U.S.C.
7409(a), (d) (providing for establishment of NAAQS and
continuing research on the scientific basis of the standards); 42
US.C. 7412(d), (f)(1) (providing for technology-based.
regulation of hazardous air pollutants and continuing research
into adequacy of this regulation in protecting public health);
42 USC. 7521(a), 7548 (calling for regulation of air pollution
from motor vehicles and study of effects on public health and
welfare of particulate matter emissions from motor vehicles).
A third problem with EPA’s mode of analysis is the idea
that Congress must “specifically authoriz[e]” (Pet. App. A75‘
(emphasis added)) a regulatory program before EPA may act.
This notion is at odds with the system created by the Clean Air
Act. What EPA seems to mean is that Congress must say the
words “carbon dioxide” or “greenhouse gases” in specific
regulatory provisions of the Act before a regulatory program
addressing these matters may be developed. This is not the
way the statute works.'5 On the contrary, the Act does not
attempt, in advance, to identify all of the possible targets of
regulatory activity. Even where Congress has painstakingly
listed pollutants to be regulated, it has also recognized that
further research may identify additional harmful pollutants
"© Nor is it the way most statutes work. See, e.g., Pub. Citizen v. U.S.
Dept. of Justice, 491 U.S. 440, 475 (1989) (Kennedy, J., dissenting)
(Congress “usually does not legislate by specifying examples, but by
identifying broad and general principles that must be applied to
particular factual instances”). In fact, this Court has consistently
held that an agency may regulate a new subject matter in the absence
of proof of specific congressional attention directed at the particular
problem. See, e.g., Diamond v. Chakrabarty, 447 US. 303, 314-315
(1980) (rejecting argument that because genetic technology was
unforeseen when broad patent statute was enacted, micro-organisms
could not be patented until Congress expressly authorized it).
26
that should be brought into the regulatory fold. See, e.g., 42
U.S.C. 7412(b)(1) (listing nearly 200 hazardous air pollutants to
be regulated), 7412(b)(2) and (3)(B) (making way for additions
to the list). In many other cases, Congress has identified the
targets of regulation in general terms, leaving the details to be
filled in by EPA. See, e.g., 42 US.C. 7408(a) (criteria air
pollutants); 7411(b)(1)(A) (stationary sources subject to New
Source Performance Standards); 7545(c) (fuels and fuel
additives).
One famous example of this framework in operation is
EPA’s reduction of the lead content of gasoline. The 1970
version of section 211 of the Clean Air Act authorized the
Administrator to “control or prohibit the manufacture,
introduction into commerce, offering for sale, or sale of any
fuel or fuel additive for use in a motor vehicle or motor vehicle
engine (A) if any emission products of such fuel or fuel
additive will endanger the public health or welfare. . . .”
Pub.L. No. 91-604, 84 Stat. 1676, § 211(c)(1). This provision did
not mention the fuel additive lead. Despite the Act's lack of an
explicit reference to leaded gasoline, EPA in 1973 ordered a
dramatic reduction in the lead content of gasoline. 38 Fed.
Reg. 33734 (1973). The agency later ordered still steeper
reductions. 50 Fed. Reg. 9386 (1985). The decisions to phase
down lead in gasoline were based on broadly worded
statutory language that did not specifically grant EPA
authority to regulate lead in gasoline. The decisions were also
economically and politically momentous. Based on the
interpretive method EPA offers for this case, the lead phase-
down would have been doomed from the get-go.
2. In disclaiming authority to regulate air pollutants
associated with climate change, EPA also pointed to two
important programs under the Clean Air Act which the
agency said would fit so uneasily with regulation of these -
pollutants that Congress could not have intended these
pollutants to be regulated at all. These claims are meritless.
EPA asserted, first, that Congress’s enactment in 1990 of
Title VI of the Act (42 U.S.C. 7671-7671q), which regulates
27
chemicals that threaten the stratospheric ozone layer,
“cautions against construing [the Act's] provisions to
authorize regulation of emissions that may contribute to
global climate change.” Pet. App. A71. EPA stated that the
enactment of Title VI “demonstrate[s] that Congress has
understood the need for specially tailored solutions to global
atmospheric issues.” Ibid. Once again, EPA is seeking to use
provisions enacted in 1990 to discern—and to limit—the
meaning of provisions enacted in the 1970s. Moreover, EPA
has used the very statutory program under discussion here ~
relating to stratospheric ozone depletion—as a basis for
regulating air pollutants associated with climate change. See
pages 33-34, infra. 7
In any event, EPA cannot seriously maintain that
“coordination with the international community” is a -
prerequisite for regulating pollutants that “are emitted around
the world and are very long-lived,” the consequences of which
“occur on a global scale.” Id. at A71-A72. Congress directed
EPA to regulate ozone-depleting substances themselves
without awaiting such coordination.’ In addition, EPA has
recently issued a rule regulating mercury emissions. 70 Fed.
Reg. 28606 (2005). Mercury is (to use EPA’s words in
describing greenhouse gases and ozone-depleting substances)
a pollutant “emitted around the world” that is “very long-
lived,” and exerts effects “on a global scale.” See 70 Fed. Reg.
15994, 16011, 16012 (2005) (mercury is “persistent,” and there
exists a “global [mercury] cycle”).!7 Even so, the agency has
not made domestic regulation of mercury await “coordination
with the international community.”
EPA’s claim based on the NAAQS program is equally
unsound. EPA concluded that the NAAQS system, created by
sections 108-110 of the Act, 42 USC. 7408-7410, is
1¢ Pub. L. No. 95-95, 91 Stat. 685, § 126 (1977); 42 U.S.C. 7426.
” EPA has estimated that roughly 40 percent of the mercury
deposited in the United States comes from sources in other countries.
65 Fed. Reg. 79825, 79827 (2000).
28
“fundamentally ill-suited to addressing [greenhouse] gases in
relation to global climate change,” and on this basis asserted
that Congress did not intend EPA to regulate these pollutants
under any part of the Act, including section 202. Pet. App.
A73. EPA’s move is a classic debater’s trick: when you're
losing the argument, change the subject.
The NAAQS program is an entirely separate program from
the mobile source program at issue in this case. Nothing in the
Act suggests that regulation under the mobile source program
must stand or fall with regulation under the NAAQS program.
The federal program for controlling air pollution from motor
vehicles was first created in 1965, five years before the 1970
Act created the NAAQS program. The programs were not
merged, and they retain significant independent status and
effects. Organizationally, mobile sources are regulated under
Title II of the Act, which is separate from Title I, concerning
the NAAQS.'® Moreover, while the federal government sets
the NAAQS, the States are primarily responsible for
implementing them, see, e.g., Whitman v. American Trucking
Ass'ns, 531 U.S. 457, 470 (2001), whereas the federal
government sets the emission standards for mobile sources,
and states have a more circumscribed role (with the exception
that California may set its own standards, subject to certain
constraints). 42 U.S.C. 7543(a), (b). Furthermore, the two
programs cover different pollutants. For example, benzene
and formaldehyde must be regulated under the mobile source
program, 42 U.S.C. 7521(/)(2), but they are not regulated under
the NAAQS program.
The NAAQS program and the mobile source program are
also initiated by different regulatory triggers. Regulation of
mobile sources is triggered under section 202(a)(1) by a
determination that air pollution from motor vehicles “may
reasonably be anticipated to endanger public health or
18 Cf. Whitman v. American Trucking Ass‘ns, 531 U.S. 457, 468 (2001)
(“[t}he NAAQS . . . are the engine that drives nearly all of Title | of
the CAA ... .”) (emphasis added).
29
welfare.” 42 U.S.C. 7521(a)(1). Although an endangerment
decision of this kind is also a prerequisite to regulation under
the NAAQS program, see 42 U.S.C. 7408(a)(1)(A), the NAAQS
provision includes additional triggering language as well. See,
e.g., 42 U.S.C. 7408(a)(1) (requiring the Administrator to list
new pollutants “for which he plans to issue air quality.
criteria”). Whether this provision would allow EPA to decline
to set NAAQS for those substances it considers “ill-suited” to
the program is not, however, before this Court.9
Whatever question exists about the applicability of the
NAAQS program to the air pollutants at issue here cannot
excuse the failure to adopt emission standards under section
202. Section 202 does provide a perfectly feasible mechanism
for regulating emission of these pollutants from motor
vehicles: the establishment of the same sort of limits on these
pollutants that EPA has already i:.tposed on pollutants such as
carbon monoxide and hydrocarbons.
3. EPA also asserted that Congress has not authorized the
agency to set standards for carbon dioxide emissions from
motor vehicles to the extent that such standards would
regulate fuel economy because such regulation would be
inconsistent with the Energy Policy and Conservation Act
(EPCA), 49 U.S.C. 32901-32919. Pet. App. A79-A80. EPCA,
'? Nor has EPA demonstrated that it would be unworkable to apply
the NAAQS to emissions of the chemicals at issue here. In other
contexts, EPA has worked to craft implementation programs for
long-range, troublesome pollutants such as ozone, assigning each
state its fair share of reductions. See, e.g., West Virginia v. EPA, 362
F.3d 861 (D.C. Cir. 2004) (upholding regional program to address
interstate ozone problems). Even if States were unable to devise
implementation plans to achieve full compliance with NAAQS for
the chemicals at issue here, should such NAAQS ever be set, this
would not be an absurd result or one that ran counter to the purpose
of the Act; it would at most be an incomplete result. In fact, Congress
expressly recognized that there may be situations where a NAAQS
cannot be attained due to emissions from foreign sources. 42 U.S.C.
7509a. .
30
administered by the National Highway Traffic Safety
Administration (NHTSA), sets minimum corporate average
fuel economy standards (or “CAFE” standards) for
automobiles.” See 49 U.S.C. 32901-32919. EPA claimed that
the only practical way to reduce carbon dioxide emissions
from vehicles is to improve fuel economy, and that the care
Congress exercised in creating a system for regulating fuel
economy in EPCA demonstrated that EPCA was meant to be
the only statutory vehicle for doing so. Pet. App. A79-A80.
Here, EPA fundamentally misread the Clean Air Act and
EPCA, and again violated sound principles of statutory
interpretation.
The relevant provisions of EPCA and the Clean Air Act
have fundamentally different purposes. EPCA’s provisions
were passed to promote energy efficiency, 42 U.S.C. 6201(5);
the Clean Air Act provisions were passed to protect public
health and welfare, 42 U.S.C. 7521(a)(1). -The fact that in EPCA
Congress created a system to strike a particular balance
between energy conservation and other considerations has no
bearing on the balance that Congress intended the EPA
Administrator to strike if, in his judgment, he determined that
carbon dioxide emissions from vehicles were endangering
public health and welfare.
EPA's argument is premised on the assumption that the
two provisions are inconsistent. They are not. While the two
statutes may overlap, they are not irreconcilable, and
manufacturers will be able to continue to comply with both
statutes, as they have for decades. Regulatory overlap is
common. FTC v. Ken Roberts, Co., 276 F.3d 583, 593 (D.C. Cir.
2001) (“we live in ‘an age of overlapping and concurring
regulatory jurisdiction’) (quoting Thompson Med. Co. v. FTC,
20 The Secretary of Transportation has delegated his responsibilities
under EPCA to NHTSA. 49 C.F.R. 1.50(f).
21 EPCA’s fuel economy standards do not apply to other vehicles,
such as heavy-duty trucks and motorcycles, 49 U.S.C. 32901(a)(3)(B),
32902(a), (b), and EPA did not argue that EPCA affects the agency's
authority to regulate methane, nitrous oxide, or hydrofluorocarbons.
31
791 F.2d 189, 192 (D.C. Cir. 1986)). In cases of alleged conflict
between two statutes, this Court has consistently held that
both must be given effect wherever possible: “The courts are
not at liberty to pick and choose among congressional
enactments, and when two statutes are capable of co-existence,
it is the duty of the courts, absent a clearly expressed
congressional intention to the contrary, to regard each as
effective.” Morton v. Mancari, 417 U.S. 535, 551 (1974); see also,
e.g., J.E.M. AG Supply, Inc. v. Pioneer, 534 U.S. 124, 143-44
(2001).
To be sure, many technologies employed to reduce carbon
dioxide emissions may well result in consuming less fuel per
mile of travel. These overlapping impacts are not inconsistent
because the standards set pursuant to both Acts are minimum
standards. See 42 U.S.C. 7521(a)(1); 49 U.S.C. 32901(a)(6),
32902. Because both statutes set minimum standards, an
automobile manufacturer's compliance with one statute does
not interfere with its compliance with the other.
Because of these potentially overlapping effects, the Clean
Air Act and EPCA do refer to each other, but none of these
cross-references limits EPA’s authority; indeed, the two
statutes reinforce each other. EPCA provides that when
setting new fuel efficiency standards, NHTSA must take into
account “the effect of other motor vehicle standards of the
Government on fuel economy,” 49 U.S.C. 32902(f), which
include emissions standards under the Clean Air Act.
Similarly, the Clean Air Act allows automobile manufacturers
a limited waiver of certain emission standards for oxides of
nitrogen if it would, among other things, enable greater fuel
economy. See 42 US.C. 7521(b)(3)(C).2 Far from being
irreconcilable, therefore, these two statutes each recognize the
goals and authority of the other. Congress expressly
acknowledged that EPA is authorized under the Clean Air Act
to set motor vehicle emission standards that could affect fuel
2 Congress inadvertently included two subsections denominated
“(b)(3)” in section 202. This provision is in the second of those.
32
economy, both positively and negatively. Nothing in EPCA
limits the circumstances under which EPA may set motor
vehicle emission standards for air pollutants that cause or
contribute to endangerment of the public health or welfare,
just as nothing in the Clean Air Act undoes NHTSA’s
authority to address fuel efficiency.
C. EPA’s interpretation deserves no deference.
Deference to EPA’s interpretation is appropriate only if the
statutory text is ambiguous and the interpretation is
reasonable. Chevron, 467 U.S. at 842-844. As explained, the
text is unambiguous. Even if it were not, however, EPA’s
interpretation deserves no deference because it is arbitrary and
capricious. Id. at 844.
Making up one’s mind first and then looking for reasons to
support one’s decision is the very soul of arbitrariness. Here,
EPA backed into its conclusion that carbon dioxide, methane,
nitrous oxide, and hydrofluorocarbons are not “air pollution
agents” within the meaning of the Act by first reaching its
substantive bottom line and then forcing that conclusion into
the statutory text:
. . . We thus conclude that the CAA does not authoriz
regulation to address concerns about global climate
change.
It follows from this conclusion, that GHGs, as such, are
not air pollutants under the CAA’s regulatory provisions,
including sections 108, 109, 111, 112 and 202.... Because
EPA lacks CAA regulatory authority to address global climate
change, the term ‘air pollution’ as used in the regulatory
% This is also acknowledged in legislative history. For example, the
House Report on the 1977 Clean Air Act Amendments relied on a
National Academy of Sciences report that noted approvingly that
some emission standards could assist in improving fuel economy
and that “engine technologies which simultaneously reduce
emissions and fuel consumption can and should be pursued.” H.R.
Rep. No. 95-294, at 247.
33
provisions cannot be interpreted to encompass global climate
change. Thus, CO2 and other GHGs are not ‘agents’ of air
pollution and do not satisfy the CAA section 302(g)
definition of ‘air pollutant’ for purposes of those
provisions.
Pet. App. A78 (emphasis added). If this is the way statutory
interpretation works, EPA could also have declared that
automobiles emitting carbon dioxide and other air pollutants
associated with climate change are not “motor vehicles”
within the meaning of the Act when they are emitting those
chemicals. Once interpretation is unmoored from statutory
language, as EPA has done, one can, like Humpty Dumpty,
use words to mean whatever the user chooses them to mean.
EPA’s decisionmaking regarding air pollutants associated
with climate change is also capricious. EPA does not
consistently apply the definition of “air pollutants” and “air
pollution” it offers here. Indeed, EPA has regulated—as “air
pollutants” — most of the chemicals at issue here. For example,
the agency is requiring the monitoring of carbon dioxide
emissions from nonroad equipment pursuant to section 103(a),
42 U.S.C. 7403(a), which authorizes research into “air
pollution.” 69 Fed. Reg. 12151 (2004).
In addition, EPA considers the global warming potential of
proposed substitutes for ozone-depleting substances in
evaluating those substitutes under provisions of the Clean Air
Act addressing stratospheric ozone depletion. 59 Fed. Reg.
13044, 13049 (1994). EPA has ruled that the use of two
hydrofluorocarbons* (HFC-134a and HFC-152a) in self-
chilling cans is an unacceptable substitute for ozone-depleting
substances, based entirely on these chemicals’ global warming
potential. 64 Fed. Reg. 10374, 10375 (1999); see also, e.g., 64 Fed.
Reg. 22982, 22984 (1999) (listing another substitute as
unacceptable based in part on global warming potential).
Section 618 of the Act specifically provides that requirements
*4 Hydrofluorocarbons are among the chemicals petitioners asked
EPA to regulate.
34
concerning stratospheric ozone depletion are “requirements
for the control and abatement of air pollution” within the
meaning of sections 116 and 118 of the Act. 42 U.S.C. 7671q
(emphasis added). EPA's assertion that “the term ‘air
pollution’ as used in the regulatory provisions cannot be
interpreted to encompass global climate change,” Pet. App.
A78, cannot be squared with its regulatory actions with
respect to substitutes for ozone-depleting substances.
In addition, ten years ago, EPA added municipal solid
waste landfills to the list of sources to be regulated under the
Clean Air Act based on the Administrator's determination that
these landfills met section 111’s standard of endangerment. 61
Fed. Reg. 9905, 9905 (1996) (applying section 7411(b)(1)(A)).
EPA included methane within “the emissions of concern”
emanating from landfills, explaining: “Methane emissions
contribute to global climate change and can result in fires or
explosions when they accumulate in structures on or off the
landfill site.” Id. at 9905 (emphasis added). Yet methane is
one of the chemicals EPA has now said is not an “air
pollutant” under the Act.
Thus, EPA regulates air pollutants associated with climate
change as “air pollutants” under the Clean Air Act. It
sometimes even does so because they are implicated in climate
change. The agency was incorrect, therefore, when it stated
that “GHGs are not ‘agents’ of air pollution and do not satisfy
the CAA: section 302(g) definition of ‘air pollutant’ for
purposes of [the Act’s regulatory] provisions.” Pet. App. A78.
What EPA should have said was that it will let us know when
these chemicals are “air pollutants,” and when they are not,
based not upon the statutory text but upon the agency’s own
See also 63 Fed. Reg. 6426, 6454 (1998) (“The primary source of air
pollution from landfills is due to the microbial breakdown of organic
wastes from within the landfill. Landfills are known to be major
sources of greenhouse gas emissions such as methane and carbon
dioxide. These emissions are now regulated under the Clean Air Act
as a result of the landfill New Source Performance Standards and
Emissions Guidelines, promulgated by EPA on March 12, 1996.”).
35
unpredictable amendments to the statutory text. This is not
statutory adherence; it is statutory adhocism.
Even if the statutory language were ambiguous, which it is
not, the ad-libbed interpretation EPA has offered in this case
deserves no deference from this Court.
Il. | EPA MAY NOT DECLINE TO ISSUE EMISSION
STANDARDS FOR MOTOR VEHICLES BASED ON
POLICY CONSIDERATIONS NOT ENUMERATED
IN SECTION 202(a)(1) OF THE CLEAN AIR ACT.
EPA’s second legal error was to conclude that it could
decline under section 202(a)(1) to regulate air pollutants
associated with climate change on the basis of factors not
enumerated in that provision. Even when an agency is
declining to regulate, it may not depart from the unambiguous
language of the statute in making its decision. See, e.g., General
Motors Corp. v. NHTSA, 898 F.2d 165, 169-170 (D.C. Cir. 1990)
(judicial review of denial of rulemaking petition is “guided by
Chevron analysis”).
A. The only relevant factor under section 202(a)(1) is
whether air pollution from motor vehicles “may
reasonably be anticipated to endanger public health
or welfare.”
The basic aim of the Clean Air Act is “to protect and
enhance the quality of the Nation’s air resources so as to
promote the public health and welfare and the productive
capacity of its population.” 42 U.S.C. 7401(b). Thus, the
trigger for much of the regulatory action that occurs under the
Act is the endangerment of public health or welfare. For
example, regulation of stationary sources such as factories and
power plants (42 U.S.C. 7411(b)(1)(A)) and fuels and fuel
additives (42 U.S.C. 7545(c)(1)) is triggered by a conclusion
that air pollution from these sources “may reasonably be
anticipated to endanger public health or welfare.” Under the
36
Act's regulatory programs, myriad other factors (such as
economic and technological feasibility) come into play in
implementation, see, e.g., 42 U.S.C. 7411(a)(1), but the initial
stimulus for regulatory action is health- and welfare-based.
Section 202 of the Clean Air Act has the same structure.
Section 202(a)(1) creates the “trigger” for regulatory action on
pollution from motor vehicles. Section 202(a)(1) directs the
EPA Administrator's attention to the question whether, “in his
judgment,” new motor vehicles or new motor vehicle engines
“cause, or contribute to, air pollution which may reasonably
be anticipated to endanger public health or welfare.” 42
U.S.C. 7521(a)(1). The statute states that the Administrator
“shall” regulate air pollutants satisfying this criterion.
The other step in regulating air pollution from motor
vehicles involves deciding exactly what the regulatory
standard for the pollutant(s) in question should be, and when
the standard should become effective. The bulk of section 202
is concerned with these kinds of questions. At that stage of
regulatory decisionmaking, a range of factors beyond
“endangerment” are relevant, including the time needed “to
permit the development and application of the requisite
technology,” taking compliance costs into account, 42 U.S.C.
7521(a)(2), and the existence of “an unreasonable risk to public
health, welfare, or safety” due to the “operation or function”
of an emission control “device, system, or element of design,”
42 U.S.C. 7521(a)(4)(A).
If any doubt remained as to whether Congress's singular
focus on endangerment in section 202(a)(1) was intentional,
perusal of other provisions in the Clean Air Act confirms that
Congress carefully specified which factors are relevant, and
which are not, to various agency decisions under the Act.?6 In
26 See, e.g., 42 U.S.C. 7545(c)(2)(B) (Administrator may not regulate
fuel additive on account of its harm to vehicle emission control
systems unless it first does cost-benefit analysis of such regulation);
42 USC. 7411(a)(1), (b)(1) (for certain categories of new sources,
Administrator must set “standards of performance,” which take into
37
some cases, Congress explicitly allowed the agency to range
beyond specifically enumerated factors, by winding up a list
of statutorily relevant factors with open-ended language such
as “among other factors,” see, e.g., 42 U.S.C. 7411(d)(2)(B),
7411(j)(1)(A)(iv), or “and other relevant factors,” see, e.g., 42
U.S.C. 7412(a)(1), 7412(f)(2)(A). Congress included no such
unstructured authority in section 202(a)(1).
This Court has made plain that the courts’ role in statutory
interpretation begins, and often ends, with the. statute's
language. See, e.g., Consumer Product Safety Comm’n v. GTE
Sylvania, Inc., 447 U.S. 102, 108 (1980) (speaking for a
unanimous Court, Justice Rehnquist observed: “(T]he starting
point for interpreting a statute is the language of the statute
itself. Absent a clearly expressed legislative intention to the
contrary, that language must ordinarily be regarded as
conclusive.”). In trying to discern a statute’s meaning, the
Court has found it helpful—often decisive—to compare the
language of the statutory provision in question with language
found elsewhere in the statute: “Where Congress includes
particular language in one section of a statute but omits it in
another section of the same Act, it is generally presumed that
Congress acts intentionally and purposely in the disparate
inclusion or exclusion.” Russello v. United States, 464 US. 16,
23 (1983) (quoting United States v. Wong Kim Bo, 472 F.2d 720,
722 (5th Cir. 1972)).”
These principles are a hallmark of this Court's
jurisprudence under the Clean Air Act. Where Congress has
listed certain factors as relevant in one part of the Act, and not
in another, this Court has consistently respected this
account cost and “any nonair quality health and environmental
impact and energy requirements”).
7 See also, e.g., Jama v. Immigration & Customs Enforcement, 543 U.S.
335, 341 (2005) (“We do not lightly assume that Congress has
omitted from its adopted text requirements that it nonetheless
intends to apply, and our reluctance is even greater when Congress
has shown elsewhere in the same statute that it knows how to make
such a requirement manifest.”).
38
legislative choice. For example, in Whitman v. American
Trucking Ass’ns, this Court held that the absence of any
reference to costs in the provision specifying the criteria for
NAAQS, 42 U.S.C. 7409(b)(1), and the numerous references to
costs in other provisions of the Act, plainly precluded
consideration of costs in setting the NAAQS. 531 U.S. at 465-
468. In so ruling, the Court relied on Union Elec. Co. v. EPA,
427 U.S. 246 (1976), where the Court had similarly held that
where Congress identifies the factors an agency must consider
in decisionmaking, the agency is not free to stray and consider
additional factors of its choosing. See id. at 256-266 (EPA may
not consider economic and technological infeasibility in
deciding whether to approve States’ plans for implementing
the NAAQS). See also General Motors Corp. v. United States, 496
U.S. 530, 538 (1990) (in holding that the four-month time limit
for EPA review of an original state implementation plan did
not apply to plan revisions, Court observed: “[s}jince the
statutory language does not expressly impose a 4-month
deadline and Congress expressly included other deadlines in
the statute, it seems likely that Congress acted intentionally in
omitting the 4-month deadline” in the provision at issue).
In this case, EPA, along with the lead opinion in the D.C.
Circuit, strayed from this well-marked path. The agency
thought that it could decline to regulate emissions from new
motor vehicles under section 202(a)(1) by invoking a mélange
of factors not mentioned in that provision. Not so. An
administrative agency cannot rest its decisions “on factors
which Congress has not intended it to consider.” Motor Vehicle
Mfrs. Ass‘n of the U.S, v. State Farm Mut. Auto Ins. Co., 463 US.
29, 43 (1983). The provision under which EPA made its
decision, section 202(a)(1) of the Clean Air Act, is crystalline:
EPA is to decide whether to regulate an air pollutant emitted
by motor vehicles on the basis of its judgment as to whether
public health or welfare may reasonably be anticipated to be
endangered by the pollution, not the grab bag of
considerations EPA invoked in this case.
39
B. The policy judgments EPA cited in refusing to
regulate air pollutants associated with climate change
were irrelevant under section 202(a)(1) or failed to
take account of the statutory endangerment standard.
Even if section 202(a)(1) did not so plainly rule out
consideration of factors other than endangerment in the initial
decision whether to regulate emissions from motor vehicles,
the text and structure of the Clean Air Act make clear that
three of the specific factors EPA did consider are irrelevant
under this provision. EPA could appropriately consider a
fourth factor, scientific uncertainty, but the agency failed to
relate that factor to the statutory standard of endangerment.
EPA expressed concern that regulation under section
202(a)(1) would “result in an inefficient, piecemeal approach
to addressing the climate change issue.” Pet. App. A85.
Section 202(a)(1) itself, however, embraces the very kind of
approach EPA criticizes. It directs EPA to regulate motor
vehicle emissions that “cause, or contribute to” air pollution
that passes the endangerment threshold. 42 U.S.C. 7521(a)(1)
(emphasis added). Congress used the same phrasing in
directing EPA to set other standards under the Act. See, e.g.,
42 U.S.C. 7411(b)(1)(A) (stationary sources); 7545(c)(1) (fuels
and fuel additives). Clearly, the Act endorses incremental
responses to air pollution problems, rather than necessarily
requiring all-encompassing solutions. EPA is free to propose a
comprehensive solution to the problem of climate change if it
wishes to do so, but it is not free to reject the approach
Congress explicitly set forth in section 202(a)(1).¥
78 In addition, as a factual matter, it is hard to credit EPA‘s
characterization of the approach it opposes as “piecemeal.”
Repeating the legal conclusion first announced in the decision at
issue here, EPA has also refused to regulate carbon dioxide
emissions from power plants and other stationary sources. 71 Fed.
Reg. 9866, 9869 (2006). Together, mobile sources and power plants
are responsible for more than 60 percent of the carbon dioxide
emissions inventory in this country. See Energy Information
z 40
The same observation applies to EPA’s suggestion that
reduction of air pollutants associated with climate change in
this country might be offset by increases of such air pollutants
in other countries, and thus “climate change raises important
foreign policy issues” which “it is the President's prerogative
to address.” Pet. App. A86. In enacting section 202(a)(1),
Congress was clearly aware that emissions from mobile
sources might not be the sole cause of an air pollution
problem, yet it directed EPA to regulate even when they
“contribute to” such a problem.” In other provisions of the
Act, moreover, Congress specifically directed EPA to consider
“emissions emanating from outside of the United States” in
making regulatory decisions. See 42 U.S.C. 7509a; see also
7513(e). Congress gave no such direction to EPA in section
202(a)(1).%
EPA also expressed concern that technologies might not be
available to control air pollutants associated with climate
change emitted by motor vehicles. Pet. App. A87. This is,
however, plainly not relevant to deciding whether the
endangerment standard of section 202(a)(1) is met. As
detailed in the previous section, the remainder of section 202
does direct EPA’s attention to the availability of technology,
but only once the agency has found endangerment.
Administration, Emissions of Greenhouse Gases in the United States
2004 at 22 (Dec. 2005) (describing carbon dioxide emissions of
transportation and _ electric power sectors), available at
http:/ / www.eia.doe.gov/ oiaf/1605/ ggrpt.
2 Tellingly, EPA has regulated mercury, a global pollutant, under
the Act, see 70 Fed. Reg. 28606 (2005), despite the possibility that
domestic reductions will be offset by increased emissions elsewhere.
30 To the extent EPA hopes, with a glancing reference to “foreign
policy issues” and “the President's prerogative,” Pet. App. A86, to
convince this Court to override the plain statutory text, its hope must
prove forlorn. No principle of statutory construction or of
constitutional law permits such an aggrandizement of executive
authority.
41
The one factor mentioned by EPA that has anything to do
with the endangerment standard of section 202(a)(1) is
scientific uncertainty. However, as the lead opinion below
expressly found, EPA did not rely solely on uncertainty in
coming to its decision. Pet. App. A14-A15. Instead, it relied
on uncertainty in combination with the other factors clearly
having no relevance to the endangerment decision under
section 202(a)(1). Jd. at A82-A87. The consideration of
statutorily excluded factors taints EPA’s entire decision; we
cannot know what EPA would have done if it had exercised its
judgment in light of the only legally relevant consideration —
endangerment of public health or welfare—and this Court
cannot supply an answer EPA itself did not give. See, e.g., SEC
v. Chenery Corp., 318 U.S. 80, 93-95 (1943); State Farm, 463 U.S.
at 57.
Moreover, EPA failed to relate its discussion of scientific
uncertainty to the statutory standard of endangerment. The
existence of uncertainty is not a bar to regulation or an excuse
for inaction.*! An agency cannot defer action “while it awaits
the Godot of scientific certainty.” Pub. Citizen Health Research
Group v. Chao, 314 F.3d 143, 156 (3d Cir. 2002) (Becker, J.)
(quoting United Steelworkers of America v. Marshall, 647 F.2d
1189, 1266 (D.C. Cir. 1980)). Congress underscored this point
in 1977 by amending section 202(a)(1) (and other key
regulatory provisions of the Act) to require the Administrator
to regulate emissions from motor vehicles which “in his
judgment cause, or contribute to, air pollution which may
reasonably be anticipated to endanger public health or welfare.” —
Pub. L. No. 95-95, § 401, 91 Stat. 685, 791 (1977) (emphasis
added); see also Small Refiner Lead Phase-Down Task Force v.
EPA, 705 F.2d 506, 514 n. 12 (D.C. Cir. 1983) (discussing 42
31 Cf. Indus. Union Dep't, AFL-CIO v. Am. Petroleum Inst., 448 U.S. 607,
656 (1980) (plurality opinion) (stating that, in setting workplace
standards for toxic substances, Occupational Safety and Health
Administration was “not required to support its finding that a
significant risk - exists with anything approaching scientific
certainty”).
42
U.S.C. 7545(c)(1)). Previously, the Act had set regulation in
motion based on the Administrator's judgment that any air
pollutant from motor vehicles “causes or contributes to, or is
likely to cause or contribute to, air pollution which endangers
the public health or welfare.” Pub. L. No. 91-604, § 6(a), 84
Stat. 1676, 1690 (1970). The textual change, from “endangers”
to “may reasonably be anticipated to endanger,” plainly
signals that regulation of new motor vehicles is not to be
eschewed merely because the relevant science is uncertain. 22
EPA did not come close to applying this standard correctly
in this case. EPA did not seriously engage with the scientific
evidence indicating that the pollutants at issue here are
changing the earth’s climate, causing destructive present
effects and laying the groundwork for even worse future
ones. Instead, EPA made do with a staccato listing of
remaining uncertainties with respect to climate change. Pet.
App. A82-A85. The centerpiece of its discussion was the 2001
National Research Council Report on climate change (issued
after the comment period closed), from which EPA plucked
the choicest concessions to scientific uncertainty. Yet
nowhere did EPA address the overall thrust of the Report,
which confirmed the _ scientific community's “current
thinking” that “most of the observed warming of the last 50
years is likely to have been due to the increase in greenhouse
32 In Ethyl Corp. v. EPA, 541 F.2d 1, 25 (D.C. Cir. 1976) (en banc), the
court held that the earlier endangerment standard authorized
“regulatory action to prevent harm, even if the regulator is less than
certain that harm is otherwise inevitable.” In 1977, Congress
amended section 202(a)(1) “to support the views expressed” in Ethyl.
H.R. Rep. 95-294 at 49. Specifically, “[iJn order to emphasize the
precautionary or preventive purpose of the act (and, therefore, the
Administrator's duty to assess risks rather than wait for proof of
actual harm), the committee not only retained the concept of
endangerment to health; the committee also added the words ‘may
reasonably be anticipated.’” Id. at 51.
%3 For detailed discussion of this evidence, see Brief of Amici Curiae
Climate Scientists David Battisti, et al.
“ates
43
gas concentrations,” that the accumulation of greenhouse
gases is due to “human activities,” and that “/dJespite the
uncertainties, there is general agreement that the observed
warming is real and particularly strong within the last 20
years.” J.A. 151, 157, 158 (emphasis added). Imagine
describing the scientific evidence of the risks of smoking by
referring solely to language qualifying the conclusions in the
Surgeon General's Reports on smoking and health, and
excluding discussion of the evidence that smoking causes
human disease. That is what EPA’s discussion of the science
of climate change is like.
Even with respect to the one factor relevant to
determinations under section 202(a)(1), therefore, EPA
blundered. Mere incantation of the words “scientific
uncertainty,” paired with terse and selective references to the
state of the science, is not a substitute for the mature scientific
inquiry plainly contemplated by section 202(a)(1).4* Whether
air pollutants associated with climate change may be
reasonably anticipated to endanger public health or welfare
“is a matter for the agency to decide, but it must bring its
expertise to bear on the question.” State Farm, 463 U.S. at 54.
4 Of course, as Judge Tatel recognized, if scientific uncertainty was
sufficient to prevent the Administrator from making a credible
finding either of endangerment or non-endangerment, EPA could
lawfully decline to regulate. Pet. App. A46, A48-A49 (“If the
Administrator concludes based on substantial evidence that more
research is needed before he can judge whether GHGs may
reasonably be anticipated to endanger welfare, then he has
discretion to hold off making a finding. . . . In short, EPA may
withhold an endangerment finding only if it needs more information
to determine whether the statutory standard has been met.”). Here,
however, the agency declined to regulate based on policy reasons; it
-never claimed that scientific uncertainty prevented it from
determining whether the endangerment threshold had been crossed.
Id. at ASO (“EPA never suggests that the uncertainties identified by
the NRC Report prevent it from determining that GHGs ‘may
reasonably be anticipated to endanger’ welfare.”).
44
EPA’s mistaken legal judgment about the requirements of
section 202(a)(1) led it far afield from this basic principle.
Cc. Section 202(a)(1)’s reference to the Administrator's
“judgment” does not give the Administrator
unfettered discretion in deciding whether to regulate
air pollution from motor vehicles.
In the crucial passage in his opinion announcing the
judgment of the court of appeals, Judge Randolph found that
the word “judgment” in section 202(a)(1) gave EPA the kind of
discretion normally reserved for legislatures:
In requiring the EPA Administrator to make a threshold
“judgment” about whether to régulate, § 202(a)(1) gives
the Administrator considerable discretion. Congress does
not require the Administrator to exercise his discretion
solely on the basis of his assessment of scientific evidence.
What the Ethyl court called “policy judgments” also may
be taken into account. By this the court meant the sort of
policy judgments Congress makes when it decides
whether to enact legislation regulating a particular area.
Pet. App. Al3 (citations omitted); see also id. at A80-A81
(explaining EPA’s view of its discretion under section
202(a)(1)).
This interpretation of the phrase “in his judgment” must
be rejected. Here again, the plain text of the statute supplies
the answer. Section 202(a)(1) of the Clean Air Act states:
The Administrator shall by regulation prescribe .. .
standards applicable to the emission of any air pollutant
from any class or classes of new motor vehicles or new
motor vehicle engines, which in his judgment cause, or
contribute to, air pollution which may reasonably be
anticipated to endanger public health or welfare.
42 U.S.C. 7521(a)(1). A simple parsing of the language shows
that the phrase “in his judgment” modifies the clause
45
describing causation and endangerment.** It does not qualify
the whole of section 202(a)(1).
The phrase “in his judgment” performs two simple
functions in this provision. First, it makes clear that decision-
making authority under section 202 is lodged in the
Administrator of the EPA, not in any other official. Cf
Gonzales v. Oregon, 126 S.Ct. 904, 916-922 (2006) (declining to
defer to the Attorney General's interpretation of the
Controlled Substances Act where the interpretation pertained
to matters outside his statutory purview). Second, it makes
clear that Congress recognized the substantial challenges that
may attend determinations about air pollution and
endangerment, and did not expect or desire the Administrator
to adhere to any rigid or mechanistic scientific formula in
making decisions under conditions of uncertainty.
Under the ruling below, the phrase “in his judgment” —
inserted in the middle of a statutory provision and clearly
qualifying only part of it— would swallow the whole of section
202(a)(1). While it may be that in other contexts a nod to an
administrative official's judgment would convey the kind of
discretion contemplated by the lead opinion below, here the
statutory context makes plain that “in his judgment” modifies
35 See also H.R. Rep. No. 95-294 at 51 (1977) (“[T]he term ‘in the
judgment of the Administrator’ is intended to modify both the ‘cause
or contribute to’ phrase and the ‘reasonably may be anticipated’
phrase.”).
% See H.R. Rep. No. 95-294 at 50-51 (1977) (describing House
committee’s decision, in crafting 1977 Amendments to the Act, to
“use[] a~standardized basis for future rulemaking to protect the
public health: the Administrator may regulate a pollutant, emissions
of ‘which in his judgment cause or contribute to air pollution which
may reasonably be anticipated to endanger public health or
welfare,” and explaining that it would allow the Administrator “a
substantial element of judgment, including making comparative
assessment of risks, projections of future possibilities, establishing
margins of safety and margins of error, extrapolating from limited
data, etc.”).
46
only the phrase following it, describing the scientific
determination regarding endangerment. As this Court has
counseled time and again,
[t]he definition of words in isolation . . . is not necessarily
controlling in statutory construction. A word in a statute
may or may not extend to the outer limits of its definitional
possibilities. Interpretation of a word or phrase depends
upon reading the whole statutory text, considering the
purpose and context of the statute, and consulting any
precedents or authorities that inform the analysis.
Dolan v. U.S. Postal Service, 126 S.Ct. 1252, 1257 (2006); see also,
e.g., Leocal v. Ashcroft, 543 U.S. 1, 9 (2004) (“Particularly when
interpreting a statute that features as elastic a word as ‘use,’
we construe language in its context and in light of the terms
surrounding it.”).
By giving EPA wide-open discretion to decline to regulate,
the lead opinion below also effectively converts the mandatory
“shall” in section 202(a)(1) into a permissive “may.” If
Congress had meant “may,” it could have written “may,” just
as it did in giving the Administrator the authority to regulate
fuels and fuel additives.” But that is not what Congress did.
The conclusion-that the phrase “in his judgment” does not
give the agency freewheeling discretion is bolstered by
consulting the many other provisions in the Clean Air Act that
use this same phrase. In numerous instances, the Act includes
the phrase “in his judgment” (or “in the Administrator's
judgment”) when it directs the Administrator to make a
scientific determination that is a condition precedent to
regulation or other administrative action.* Congress’s use of
3” 42 USC. 7545(c)(1) (“The Administrator may . . . control or
prohibit the manufacture . . . of any fuel or fuel additive . . . if in the
judgment of the Administrator any emission product of such fuel or
fuel additive causes, or contributes, to air pollution which may
reasonably be anticipated to endanger the public health or welfare . .
..”) (emphasis added).
% See, e.g., 42 US.C. 7408(a)(1)(A) (listing criteria pollutants);
7409(b)(1)-(2) (setting primary and secondary NAAQS);
47
the phrase “in his judgment” in so many critical provisions of
the Act shows the danger in the radical interpretation of that
term endorsed by the lead opinion below. If mere reference to
the “judgment” of the Administrator gives the agency license
not to regulate—or to regulate— based on the Administrator's
undisciplined sense of whether it “makes sense to regulate,”
Pet. App. A81, then many of the Act’s most important
provisions become blank canvases for the Administrator to
paint as he wishes. This is not what the statute says, and it is
not consistent with this Court's continued admonitions that
statutes must give some direction to agencies about how they
are to implement the statutes they are charged with
administering. American Trucking, 531 U.S. at 475.39
The lead opinion’s sweeping view of the phrase “in his
judgment” also has the potential to disrupt other statutory
regimes. Numerous federal statutes direct an administrative
official or agency to prescribe regulations when specific
statutory criteria are, according to the official or agency’s
“judgment,” met. If, as the opinion below suggests, mere
7411(b)(1)(A) (listing stationary sources subject to New Source
Performance Standards (NSPS)); 7411(h)(1) (setting NSPS); 7412(h)(1)
(setting standards for hazardous air pollutants); 7545(c)(1)
(regulating fuels and fuel additives); 7547(a)(3)-(4) (setting standards
for nonroad engines and vehicles); 7671n (regulating ozone-
depleting substances).
3 In American Trucking, this Court held that section 109(b), 42 U.S.C.
7409(b), allows consideration only of effects on public health and
welfare when EPA sets the NAAQS, and precludes consideration of
other factors such as cost. 531 US. at 464-471. Yet under the
approach adopted by the lead opinion below, the reference to
“judgment” in section 109(b) of the Act would broadly authorize
consideration of “the sort of policy judgments Congress makes.”
Pet. App. A13. This approach is completely at odds with this Court's
more modest statement of the agency’s discretion in American
Trucking.
See, e.g., 33 US.C. 601 (“[i]t shall be the duty” of the Secretary of
the Army to issue regulations regarding use and administration of
reservoirs at the head of the Mississippi River, as, in his judgment,
48
inclusion of the word “judgment” in a statutory provision is
enough to transform it into “a discretionary exercise,” Pet.
App. A80, then these many other statutory provisions become
empty vessels for the agencies to fill (or not) as they please.
Indeed, the approach taken in the lead opinion below
mocks the very process of judicial review. The purpose of
judicial review is not well served when courts approve agency
action with reasoning that reads like Alexandre Dumas’s
famous carte blanche: “It is by my order and for the good of the
state that the bearer of this has done what he has done.”
CONCLUSION
For the foregoing reasons, the judgment of the court of
appeals should be reversed.
public necessity and interest require); 42 U.S.C. 300g-1(b)(2)(B) (EPA
Administrator may regulate drinking water contaminants not listed
in regulatory schedules if, in his judgment, regulation of them “is
more likely to be protective of public health”); 42 U.S.C. 2156a
(Nuclear Regulatory Commission “shall” issue regulations setting
levels of physical security “which in its judgment will provide
adequate protection” for nuclear facilities and material “taking into
consideration variations in risks to security as appropriate”).
August 31, 2006
Respectfully submitted,
THOMAS F. REILLY
Attorney General of Massachusetts
LISA HEINZERLING
Special Assistant Attorney General
600 New Jersey Ave., N.W.
Washington, D.C. 20001
(202) 662-9115
JAMES R. MILKEY*
WILLIAM L. PARDEE
CAROL IANCU
Assistant Attorneys General
1 Ashburton Place, 18% Floor
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(617) 727-2200
*Counsel of Record
BILL LOCKYER
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MATTHEW LEVIN
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Attorney General of Illinois
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(202) 667-4500
Counsel for Sierra Club
ALEXANDRA SCHULTE
1707 HSt., N.W. Suite 600
Washington, DC 20006
(202) 223-6133 x 109
Counsel for Union of
Concerned Scientists
ALEX FIDIS
218 D Street, SE
Washington, DC 20003
(202) 546-9707
Counsel for U.S.
Public Interest Research
Group
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