Amicus Curiae Brief — Wisconsin Right to Life, Inc. v. Federal Election Comm'n
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to finance advertisements expressly advocating the election
or defeat of candidates in federal elections has been firmly
embedded in our law.” McConnell, 540 U.S. at 203. Section
203 constitutes no more than a modification of pre-existing
law needed to “ ‘plug [an] existing loophole’ ” in the prohibi-
tion on corporate and union general treasury expenditures in
connection with federal elections. United States v. Interna-
tional Union United Auto., Aircraft & Agric. Implement
Workers of Am., 352 U.S. 567, 582, 585 (1957) (UAW)
(quoting S. Rep. No. 1, pt. 2, 80th Cong., Ist Sess. 38-39
(1947)).
1. This Court is mindful of the “historical prologue” of a
challenged provision of federal election law. Beaumont, 539
U.S. at 156; see UAW, 352 U.S. at 570 (“Appreciation of the
circumstances that begot this statute is necessary for its
understanding, and understanding of it is necessary for
adjudication of the legal problems before us.”). This Court
has recognized that the prohibition against corporate and
union general treasury expenditures in connection with
campaigns for federal elected office has long been a corner-
stone of federal election law. See Beaumont, 539 US. at
152-154; McConnell, 540 U.S. at 115-118. That restriction
reflects an abiding concern with the ability of corporations
and unions, if left unchecked, to use their state-sanctioned
privileges and ability to aggregate wealth to obtain unfair
political advantages. See Austin v. Michigan Chamber of
Commerce, 494 U.S. 652, 658-659 (1990); Federal Election
Comm'n v. National Right to Work Comm., 459 U.S. 197,
207-208 (1982) (NRWC); UAW, 352 U.S. at 585.
Congress made its initial foray into the arena of campaign
finance regulation in 1907. It responded to President Roose-
velt’s call for a ban on corporate political contributions “not
with half measures, but with the Tillman Act,” which
“banned any corporation whatever from making a money
contribution in connection with federal elections.” Beau-
mont, 539 U.S. at 153 (internal quotation marks & citation
omitted). After this first step, Congress took another one in
1925 by extending the Tillman Act’s prohibition on corpo-
9
rate contributions to encompass “anything of value” and by
criminalizing the giving and receiving of corporate contribu-
tions. See NRWC, 459 U.S. at 209 (citing Corrupt Practices
Act, 1925, §§ 301, 313, 43 Stat. 1070, 1074). Congress later
extended the coverage of this prohibition to include labor
unions. See NRWC, 459 U.S. at 209 (noting that “union
contributions in connection with federal elections were
prohibited altogether” by the War Labor Disputes Act of
1943). And, later still, Congress extended the scope of this
prohibition affecting corporate and union political activity to
include not just contributions but also “expenditures.” See
McConnell, 540 U.S. at 117.
In its “steady improvement of the national election laws,”
Congress enacted FECA in 1972. Jd. This statute, as this
Court has explained, “ratified the earlier prohibition on the
use of corporate and union general treasury funds for politi-
cal contributions and expenditures.” Jd. at 118. Specifically,
FECA Section 441b, which constituted “merely a refinement
of th{e] gradual development of the federal election statute,”
NRWC, 459 U.S. at 209, made it “unlawful * * * for any
corporation whatever * * * to make a contribution or expen-
diture in connection with any” federal election. 2 U.S.C.
§ 441b(a); see Federal Election Comm'n v. Massachusetts
Citizens for Life, Inc., 479 U.S. 238, 241 (1986) (MCFL)
(Section 441b “prohibits corporations from using treasury
funds to make an expenditure in connection with any federal
election.”). The term expenditure, as defined by FECA,
included “anything of value * * * for the purpose of influenc-
ing any election for Federal office.” 2 U.S.C. § 431(9)(A)(i).
While barring expenditures of general treasury funds, how-
ever, FECA “expressly permitted corporations and unions to
establish and administer separate segregated funds (com-
moniy known as political action committees, or PACs) for
election-related contributions and expenditures.” McConnell,
540 U.S. at 118; see MCFL, 479 U.S. at 241 (Section 441b
“requires that any [corporate or union] expenditure for [a
federal election] purpose be financed by voluntary contribu-
tions to a segregated fund.”); Pipefitters Local Union No. 562
v. United States, 407 U.S. 385, 409-410 (1972).
10
2. FECA Section 441b’s prohibition against corporate and
union expenditures of “anything of value” in connection with
federal elections was later modified by this Court in a way
that, as discussed below, carried untoward consequences
eventually prompting Congress to enact BCRA Section 203.
In MCFL, this Court accepted the argument that FECA
Section 441b “necessarily incorporates the requirement that a
communication ‘expressly advocate’ the election of candi-
dates” and held that “an expenditure must constitute ‘express
advocacy’ in order to be subject to the prohibition of
§ 441b.” MCFL, 479 US. at 248-249. This requirement, the
Court explained, stemmed from its own prior decision in
Buckley v. Valeo, supra, which—in order to avoid vagueness
and overbreadth concerns inhering in a different FECA
provision touching on independent campaign expenditures—
held that “expenditure encompassed ‘only funds used for
communications that expressly advocate the election or
defeat of a clearly identified candidate.’” MCFL, 479 U.S.
at 249 (quoting Buckley, 424 U.S. at 80). As the MCFL
Court explained, Buckley “adopted the ‘express advocacy’
requirement to distinguish discussion of issues and candi-
dates from more pointed exhortations to vote for particular
persons.” 479 U.S. at 249. The Buckley Court in fact
specifically identified eight such “more pointed exhorta-
tions”—namely, “vote for,” “elect,” “support,” “cast your
ballot for,” “Smith for Congress,” “vote against,” “defeat,”
and “reject.” 424 U.S. at 44 n.52. In the years since Buckley,
the “express advocacy” limitation has become “known as the
‘magic words’ requirement.” McConnell, 540 U.S. at 191.
“As a result of MCFL, corporations and labor unions were
permitted to use their general treasury funds on independent
expenditures in connection with a federal election, provided
that those independent expenditures did not contain words of
‘express advocacy.”” McConnell v. Federal Election
Comm'n, 251 F. Supp. 2d 176, 525-526 (D.D:C.) (Kollar-
Kotelly, J.) (footnote omitted), aff'd in part & rev'd in part,
540 U.S. 93 (2003). More to the point, “corporations and
labor unions could use their general treasury funds to pay for
an advertisement which influenced a federal election, pro-
ll
vided that the corporation or labor union did not use any of
Buckley’s ‘magic words’ in the advertisement.” Jd. at 526
(emphasis added).
3. Those involved in the electioneering business have
historically pressed the federal campaign finance law enve-
lope. “[{E]xperience demonstrates,” this Court has said, “how
candidates, donors, and parties test the limits of the current
law.” Beaumont, 539 U.S. at 155 (internal quotation marks
& citation omitted). The prohibition contained in FECA
Section 441b (qualified by the magic words requirement)
proved no exception to this lesson of experience. In the years
following this Court’s decision in MCFL, corporations and
labor unions tested FECA Section 441b’s prohibition by
making expenditures on advertisements that eschewed
reliance on Buckley’s “magic words” but were no less
effective at influencing federal elections than communica-
tions containing “pointed exhortations” of support for or
opposition to candidates for federal office. “Approximately
ten years after MCFL, during the 1996 election cycle, corpo-
rations and labor unions began aggressively to use general
treasury funds to pay for ‘issue advocacy’ campaigns that
avoided express advocacy but were designed to influence
federal elections.” McConnell, 251 F. Supp. 2d at 526
(Kollar-Kotelly, J.); see also id. at 201 (per curiam) (“It does
not appear that prior to 1996, the practice of using issue
advertising to influence federal elections was a widespread
practice.”); id. at 800 (Leon, J.) (“[C]orporations, interest
groups, and unions began in 1996 to actively use treasury
funds to sponsor issue advertisements that looked and
sounded like campaign ads.”) (internal quotation marks &
citation omitted). Those advertisements “were attractive to
organizations and candidates precisely because they were
beyond FECA’s reach, enabling candidates and their parties
to work closely with friendly interest groups to sponsor so-
called issue ads when the candidates themselves were run-
ning out of money.” McConnell, 540 U.S. at 128.
4. During the issue advocacy boom of the late 1990s,
“{cjorporations and unions spent hundreds of millions of
12
dollars of their general funds to pay for these ads.” Jd. at
127. The Annenberg Center for Public Policy, which has
studied “issue advocacy” since the early 1990s, concluded
that “the numbers of ads, groups, and dollars spent on issue
advocacy * * * climbed” markedly from the 1996 to the 2000
election cycle. McConnell, 251 F. Supp. 2d at 879 (Leon,
J.). It found that the 1995-96 election cycle saw about “$135
million to $150 million * * * spent on multiple broadcasts of
about 100 ads.” Jd. Those numbers grew during the next
election cycle: “[TJhe Annenberg Center found that 77
organizations aired 423 advertisements at a cost of between
$250 million and $340 million.” Jd. And during the “1999-
2000 election cycle, the Annenberg Center found that 130
groups spent over an estimated $500 million on 1,100
distinct advertisements.” /d. In passing BCRA, the Annen-
berg Center’s tracking of the rise of organizations’ reliance
on issue advocacy did not escape Congress’s attention. See
147 Cong. Rec. $2455 (daily ed. Mar. 19, 2001) (statement
of Sen. Snowe) (“Let there be no mistake. The record I
intend to outline will show these advertisements constitute
campaigning every bit as much as any advertisements run by
candidates themselves or any ad currently considered to be
express advocacy and therefore subject to Federal election
laws.”); id. at 2456 (statement of Sen. Snowe) (referencing
2001 Annenberg report).
5. The rise in issue advertisements was not a coincidence
but a strategy adopted by organizations intent on influencing
campaigns for federal offices in light of the express advocacy
limit read into Section 441b’s expenditure prohibition. Two
judges on the three-judge District Court convened to review
the pre-enforcement challenge to BCRA specifically found
that these organizations used issue advertisements with the
hope of influencing federal elections. Based on her review of
the evidence, Judge Kollar-Kotelly concluded that “{iJt is
therefore uncontroverted that by the early 1990s and espe-
cially by 1996, interest groups had developed a strategy to
effectively communicate an electioneering message for or
against a particular candidate without using the magic words
and thus avoid disclosure requirements, contribution limits
13
and source limits.” McConnell, 251 F. Supp. 2d at 528
(internal quotation marks, alteration and citation omitted);
see also id. at 529 (fincing that “the uncontroverted record
demonstrates that since the 1996 election cycle, candidate-
centered issue advertisements have been used by corpora-
tions and labor unions to influence federal elections with
general treasury funds.”).
Judge Leon similarly concluded that “the record more than
adequately demonstrates[ ] that in the twenty-eight years
since Buckley, corporations, unions, and interest groups have
increasingly affected federal elections by funding out of their
general treasuries uncoordinated ‘issue ads’ that either they,
or a political party, ran in the months leading up to an
election.” Jd. at 799. He further explained that, “[i]n order to
avoid regulation as express advocacy, those so-called ‘issue
advertisements’ did not contain certain ‘magic words’
designed to support or oppose a specific candidate’s election
or re-election.” Jd. at 800.
The ads, however, were constructed in such a way
that they simultaneously presented their sponsors’
stand on an issue, identified a specific candidate’s po-
sitions or track record thereon, and under the guise of
admonishing the viewer to inform the candidate of his
view, suggested that a candidate who takes (or has
taken) the candidate’s position should (or should not)
be elected to that office. [/d.]
He concluded that the “factual record unequivocally estab-
lishes that [issue advertisements] have not only been crafted
for the specific purpose of directly affecting federal elections,
but have been very successful in doing just that.” Jd.
6. The line that Buckley drew between express advocacy
and issue advocacy, which was later imported into FECA
Section 441b in MCFL, was not only easily and frequently
circumvented but largely illusory from the start. Buckley
itself signaled as much: —
14
[T]he distinction between discussion of issues and
candidates and advocacy of election or defeat of can-
didates may often dissolve in practical application.
Candidates, especially incumbents, are intimately tied
to public issues involving legislative proposals and
government actions. Not only do candidates cam-
paign on the basis of their positions on various issues,
but campaigns themselves generate issues of public
interest. [424 U.S. at 42.]
Indeed, this Court in McConnell confirmed that the express
advocacy test is a “functionally meaningless” one, 540 U.S.
at 193, 217: “While the distinction between ‘issue’ and
express advocacy seemed neat in theory, the two categories
of advertisements proved functionally identical in important
respects.” McConnell, 540 U.S. at 126.
Experience in fact powerfully demonstrated that the ex-
press advocacy test and the focus on “magic words” failed to
identify accurately communications designed to influence
elections for federal office. In McConnell, all three of the
judges of the District Court agreed that few advertisements
run by candidates, parties or interest groups rely on words of
express advocacy. See 251 F. Supp. 2d at 303 (Henderson,
J.); id. at 529 (Kollar-Kotelly, J.); id. at 874 (Leon, J.). A
mere 4% of candidate advertisements during the 1998
election cycle contained “magic words,” while only 5% did
so during the 2000 election cycle. McConnell, 540 U.S. at
128 n.18. Judge Kollar-Kotelly concluded that “[t]he uncon-
troverted testimony of political consultants demonstrates that
it is neither common nor effective to use the ‘magic words’
of express advocacy in campaign advertisements.” 251 F.
Supp. 2d at 529. Indeed, “[t]he unrebutted expert testimony”
in the District Court “demonstrate[d] that only 11.4 percent
of advertisements purchased by federal candidates that aired
during the 2000 election cycle would qualify as electioneer-
ing under the ‘magic words’ test.” /d. at 608; see also id. at
529 (citing “[e)mpirical study demonstrat[ing] that modern
campaign advertisements do not use words of express
advocacy” and that “88.6 percent of candidate advertisements
15
in 2000 were technically undetected by the Buckley magic
words test”) (internal quotation marks & citation omitted).
The record before the District Court demonstrated that
media professionals actually disfavored such heavy-handed
tactics. One political consultant explained that it “is rarely
advisable” given “the modern world of 30 second political
advertisements” to use “such clumsy words as ‘vote for’ or
‘vote against.’ ” Jd. at 529-530 (Kollar-Kotelly, J.); see also
id. at 305 (Henderson, J.); id. at 874-875 (Leon, J.). The
“most effective” course, as “[a}ll advertising professionals
understand,” is to “lead{ ] the viewer to his or her own
conclusion without forcing it down their throat.” /d. at 529-
530 (Kollar-Kote'ly, J.); id. at 875 (Leon, J.); see also
McConnell, 540 U.S. at 193 n.77 (noting that “political
professionals and academics confirm that the use of magic
words has become an anachronism”). “This is especially true
of political advertising, because people are generally very
skeptical of claims made by or about politicians.” McCon-
nell, 251 F. Supp. 2d at 530 (Kollar-Kotelly, J.). The express
advocacy limitation of course proved no substantia! obstacle
for this “modern” electioneering approach.
Members of Congress themselves—some of them “sea-
soned professionals who have been deeply involved in
elective processes and who have viewed them at close range
over many years”>—confirmed that the “magic words” of
express advocacy “do not distinguish pure issue advertise-
ments from candidate-centered issue advertisements.” /d. at
532 (Kollar-Kotelly, J.). Senator Russ Feingold, for exam-
ple, opined that “[pjedple didn’t need to hear the so-called
magic words to know what these ads were really all about.”
147 Cong. Rec. $3072 (daily ed. Mar. 29, 2001), while
Senator John McCain explained that “th[is} Court’s defini-
tion of ‘express advocacy’—magic words—has no real
3 Buckley, 424 U.S. at 261 (White, J., concurring in part & dis-
senting in ); see also Colorado Republican Fed. Campaign
_— v. — me CC Comm 'n, +- anpe + 650 =
Stevens, J., dissenting) “Congress sure wisdom
experience in these matters that is far superior to ours.”’).
16
bearing in today’s world of campaign ads.” 147 Cong. Rec.
$3036 (daily ed. Mar. 28, 2001); see also 148 Cong. Rec.
$2141 (daily ed. Mar. 20, 2002) (statement of Sen. McCain)
(“[E}ven a casual observer would concede that ‘magic words’
is a dramatically underinclusive test for determining what
constitutes a campaign ad.”). Many other federal lawmakers
expressed similar views on so-called issue advocacy.‘
7. The widespread practice of using soft money to fund
issue advertisements designed to influence campaigns for
federal office was further documented in the six-volume
4 See, e.g., 148 Rec. H387 (daily ed. Feb. 14, 2002) (state-
ment of . Cardin) (“C , these [issue] ads which are
c aimed at influencing an ion can be worded in a way
that are decmed issue advocacy and are not subject to cam-
hem Sein con dindinenen : is.”); 148 C
Ree H4 0 (daily ed Feb. 14, 2002) (statement of 7 & Kleczka)
(“An equally troubling aspect of today’s campaign system is the
number of issue advertisements broadcast on the te and
radio. Although these ads technically adhere to federal campaign
ions, violate the spirit of the law.”); 147 Rec.
$2636 (daily ed. Mar. 21, 2001) (statement of Sen. ) (“In
fact, [issue advertisements] are more than a masquerade, they are a
sham, they are a fraud on the American people, and they are
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17
report—spanning nearly 10,000 pages—that the Senate
Governmental Affairs Committee (Committee), chaired by
Senator Fred Thompson and led also by Ranking Member
John Glenn, produced following its investigation into cam-
paign finance law abuses during the course of campaigns for
the presidency in 1996. See Investigation of Illegal or
Improper Activities in Connection with 1996 Federal Elec-
tion Campaigns, S. Rep. No. 105-167 (1998) (Thompson
Report). This Court in McConnell characterized the Com-
mittee’s findings as “disturbing.” 540 U.S. at 122.
The Committee concluded that issue advertisements consti-
tuted “the second most significant loophole” in the pre-
existing campaign finance regime. Thompson Report at
5968 (minority views). The Committee “found such ads
highly problematic for two reasons.” McConnell, 540 U.S. at
131. First, because issue advertisements “accomplished the
same purpose as express advocacy (which could lawfully be
funded only with hard money), the ads enabled unions,
corporations, and wealthy contributors to circumvent protec-
tions that FECA was intended to provide.” /d Second,
while the advertisements were “ostensibly independent of the
candidates,” they were “often actually coordinated with, and
controlled by, the campaigns.” /d. “The ads thus provided a
means for evading FECA’s candidate contribution limits.”
Id. The Committee’s findings bear out these conclusions.
Looking broadly at the problem posed by issue advocacy,
the Thompson Report found that both national parties used
soft money to fund issue advertisements intended to influ-
ence the 1996 presidential election. The Democratic Na-
tional Committee (DNC) spent $44 million on issue adver-
tisements during the 1996 presidential election, while the
Republican National Committee (RNC) spent $24 million.
See Thompson Report at 4482; id. at 8294 (minority views).
When Harold Ickes, President Clinton’s Deputy Chief of
Staff, was asked during the Committee hearings whether the
average person would comprehend the DNC and RNC’s
issue advertisements as encouraging a vote for one of the
presidential candidates, he responded that “I would certainly
18
hope so. If not, we ought to fire the ad agencies.” /d. at
8286 (minority views).
The 1996 presidential candidates themselves tended to
share this view toward issue advertisements funded by soft
money. That President Clinton fully appreciated the impact
of issue advertisements on his campaign for a second presi-
dential term is apparent in his telling major contributors to
the DNC that their contributions, which funded advertise-
ments “run * * * through the Democratic party,” rather than
his campaign, “have made a huge difference.” Jd. at 62.
Senator Dole’s campaign deployed this strategy as well. The
Report concluded that “there can be little doubt that the
RNC’s issue ads were intended to influence the outcome of a
federal election.” Jd. at 4014. One of those advertisements,
entitled “The Story,” the Thompson Report concluded, “was
nothing more than a biography of Bob Dole.” Jd. Senator
Dole’s campaign manager, Scott Reed, acknowledged that
“w]e went out in April and May and raised $25 million for
the party, of which about $17, $18 or $19 million was put
into party building ads, which were Bob Dole in nature.” /d.
at 8301 (minority views). In an interview with Ted Koppel
of ABC News, Senator Dole explained that, while his cam-
paign could not afford to fund advertisements lauding his
candidacy, the RNC ran “generic” ads on his behalf. /d at
4153-54. Questioned whether “Bob Dole for President”
constitutes “generic spending,” Senator Dole explained that
such generic advertisements “never say[ ] that I’m running
for president, though I hope that it’s fairly obvious, since I’m
the only one in the picture!” /d. at 4154.
The Thompson Report further detailed the extent to which
the national parties coordinated their issue advertisements
with the campaigns of their presidential candidates. As for
the DNC, the report concluded that the White House essen-
tially “operated the [DNC] party apparatus as a slush-fund
for the President’s re-election campaign.” Jd at 23. The
Clinton/Gore campaign and the DNC used the same consult-
ants, pollsters and media producers, id. at 34, and even
coordinated the day on which their respective advertisements
19
would run, id. at 118. Indeed, Dick Morris, a campaign
advisor to President Clinton, stated that the President himself
was so involved in the creation of all of the DNC and Clin-
ton/Gore campaign advertisements that they essentially
“*became * * * the work of the President himself.’” Jd. at
122. This “unprecedented” level of coordination, the
Thompson Report concluded, led to the “oblitera[tion]” of
any “distinctions remaining between the White House, the
DNC, and [the] Clinton/Gore (campaign].” /d. at,107.
Similar findings were made in regard to the RNC and
Senator Dole’s campaign. The RNC’s media campaign was
controlled by Senator Dole’s “campaign manager, chief
fundraiser, media consultant, and pollster.” Jd at 8297
(minority views). And “the criterion used by the RNC and
the Dole campaign for deciding where to run issue ads was
whether the ads would help Senator Dole win electoral
votes.” Jd. at 8299 (minority views).
The Thompson Report further concluded that, just as the
national parties exploited the issue-advocacy loophole, so,
too, did corporations and unions. It found that such organi-
zations spent “roughly one-seventh of the 400 million dollars
expended on political advertising during the 1996 elections
by parties, candidates and others.” /d. at 3993. These
advertisements—like the ones produced by the parties—were
likewise intended to influence federal elections. See id. at
3997. They were indeed often coordinated with the cam-
paigns of the 1996 presidential candidates or the national
parties with which they were associated. Jd The Thompson
Report found, for example, that “[e]vidence * * * indicates
{that AFL-CIO] programs were conceived, designed and
implemented to defeat Republican Members of Congress
during the 1996 elections.” Jd; see also id. at 49 (“White
House aides and the AFL-CIO carefully reviewed each
other’s advertisements and coordinated their timing and
placement.”). Dick Morris additionally testified during the
Committee hearings that an August 1995 meeting between
representatives of the Clinton/Gore campaign, the DNC and
20
seven labor organizations consti “ ‘a full briefing of us
by them on their media plans.’” Jd. at 128.
Groups backing Republican candidates similarly used issue
advertisements in an attempt to influence federal elections.
For instance, The Coalition: Americans Working for Real
Change, a group formed to counter issue advertisements
aired by the AFL-CIO, produced issue advertisements nearly
identical to advertisements run by the National Republican
Congressional Committee (NRCC), a division of the RNC,
aired them at the same time as the NRCC’s advertisements
and “in districts where the Republican incumbent’s seat was
vulnerable.” Jd. at 8944 (minority views). Another group,
Triad Management Services, “channeled millions of dollars
from its backers to two tax-exempt groups it had established
for the sole purpose of running attack ads against Democratic
candidates under the guise of ‘issue advocacy.’” Jd. at 4569
_ (minority views). “By operating this way, Triad and its
financial backers avoided the disclosure and campaign
contribution limits of the federal election laws.” Jd. They
became “surrogates” by which the RNC “was able to cir-
cumvent federal campaign finance laws.” Jd. at 5979 (minor-
ity views). This was so because whereas “a political party
[that] broadcasts issue ads * * * is required to pay for them
with a combination of hard dollars and soft dollars,” when
“an outside group runs such ads, there are no such restric-
tions—even if the funding comes from the RNC.” Jd.
The Thompson Report concluded that repairs to the cam-
paign finance laws must involve restrictions on issue advo-
cacy. “The majority expressed the view that a ban on the
raising of soft money by national party committees would
effectively address the use of union and corporate general
treasury funds in the federal political process only if it
required that candidate-specific ads be funded with hard
money.” McConnell, 540 U.S. at 132; see also Thompson
Report at 4492. The minority similarly recommended
“reforms addressing candidate advertisements masquerading
as issue ads.” Thompson Report at 9394 (minority views);
see also McConnell, 540 U.S. at 132.
21
8. “Buckley’s express advocacy line [did] not aid{ } the
legislative effort to combat real or apparent corruption, and
Congress enacted BCRA to correct the flaws it found in the
existing system.” McConnell, 540 U.S. at 193-194. The
legislative process culminating in the passage of BCRA
spanned more than six years and generated multiple reform
bills introduced in Congress. See McConnell, 251 F. Supp.
2d at 434 (noting that “the legislative process took over six
years of study and reflection by Congress”) (Kollar-Kotelly);
id. at 434 n.1 (listing campaign finance bills introduced in
Congress during six-year period preceding enactment of
BCRA). This process was influenced by the failings of the
pre-BCRA campaign finance regime brought to light by the
Thompson Report as well as the reforms that the report
5 Senator Feingold, for example, opined that, “in
the wake of the Thompson investigation, we reluctantly
concluded that we need to first focus our efforts on closing
the biggest loopholes in the system: the soft money and the
phony issue ads.” 148 Cong. Rec. $2104 (daily ed. Mar. 20,
2002). Senator Glenn similarly noted that the Thompson
Report “showed that the legal distinction between ‘issue ads’
and ‘candidate ads’ has proved to be largely meaningless”
and that the legislation under consideration “goes a long way
to address[ing] th[is] abuse.” 144 Cong. Rec. $1048-49
(daily ed. Feb. 26, 1998).
9. BCRA Section 203 directly combats the well docu-
mented problem of issue advertisements that skirted the
express advocacy limitation but nevertheless had the purpose
and likely effect of influencing campaigns for federal elected
office That section extended FECA’s pre-existing prohibi-
tion on the use of corporate and union general treasury funds
5 The House and Senate bills that ultimately became BCRA
were not accompanied by the customary explanatory committee
reports. Members of Congress frequently relied on the Thompson
R *s findings in floor debates on BCRA, however. See, e.g.,
147 Cong. Rec. $3138 (daily ed. Mar. 29, 2001) (statement of Sen.
Levin) ( 1997 Senate investigation collected ample evidence
of campaign abuses, the most significant of which revolved around
the soft money loophole.”).
22
to finance communications influencing federal elections—
which prohibition, in light of this Court’s narrowing statutory
construction in MCFL, previously was limited to those
expressly advocating election or defeat of a particular candi-
date—to cover any “electioneering communication.”
2 U.S.C. § 441b(b)(2). BCRA contained two definitions of
the new statutory term that Congress coined, a primary and a
back-up definition. Only BCRA’s primary definition is
relevant here. It identifies electioneering communications as
(1) any “broadcast, cable or satellite communication” that
(2) “refers to a clearly identified candidate for Federal
office”; (3) is made within either 60 days preceding a federal
general election, or 30 days preceding a federal primary
election, for the office the candidate seeks; and (4) is “tar-
geted to the relevant electorate,” 2 U.S.C. § 434(f)(3)(A)(i),
meaning that the communication must be received by 50,000
or more persons in the “relevant congressional district or
state.” McConnell, 251 F. Supp. 2d at 212 (per curiam).
“Thus, under BCRA, corporations and unions may not use
their general treasury funds to finance electioneering com-
munications, but they remain free to organize and administer
segregated funds, or PACs, for that purpose.” McConnell,
540 U.S. at 204.
Congress’s new term—“electioneering communication” —
is carefully calculated to identify (and block) corporate and
union general treasury expenditures on broadcast advertise-
ments intended to influence federal elections that escaped
detection under Buckley’s express advocacy radar. “By
adopting a definition of electioneering communication that
by and large is premised on the empirical determinants that
Congress found distinguish pure issue advocacy from candi-
date-centered issue advocacy,” as Judge Kollar-Kotelly
explained, “Congress adopted a definition of electioneering
communication that rejected reliance on the subjective
impressions of the listener and focuses on objective variables
that do an impressive job * * * of distinguishing between
candidate-centered issue advertising and pure issue advertis-
ing.” McConnell, 251 F. Supp. 2d at 569. Indeed, she found
that “the uncontroverted record establishes that pure issue
23
advocacy is empirically distinguishable from candidate-
centered issue advocacy on the basis of (a) whether the
federal candidate is named; (b) whether the advertisement is
run in close proximity to a federal election; and (c) if the
advertisement is run in a competitive race.” /d. at 567.
Each criterion of Congress’s new term is bottomed on
empirical evidence. First, the definition of electioneering
communication takes aim only at media “found by Congress
to be problematic.” Jd. at 569. “The records developed in
[the BCRA pre-enforcement] litigation and by the Senate
Committee adequately explain the reasons for this legislative
choice.” McConnell, 540 U.S. at 207. As Judge Kollar-
Kotelly explained, the evidence developed in the context of
the pre-enforcement challenge to BCRA “demonstrates that
more than any other medium, broadcast advertisements were
the vehicle through which corporations and labor unions
' spent their general treasury funds to influence federal elec-
tions.” McConnell, 251 F. Supp. 2d at 573. She quoted the
views of experts and media consultants that confirmed that
“broadcast advertising is the most prevalent form of commu-
nicating candidate-centered issue advocacy.” /d. at 569. The
Thompson Report further evidenced Congress’s finding that
“corporations and unions used soft money to finance a virtual
torrent of televised election-related ads during the periods
immediately preceding federal elections.” McConnell, 540
U.S. at 207. See Thompson Report at 4465, 4474-4481; id.
at 7521-7525 (minority views).
Second, the definition of electioneering communication
encompasses only messages that refer to clearly identified
candidates for federal elected office. During the pre-
enforcement challenge, “[f]ederal officeholders and candi-
dates * * * testiffied] that, based on their experience, the
intent behind issue advertisements that mention the name of a
federal candidate, are aired right before the election, and
broadcast to the candidate’s electorate, is to influence the
election.” McConnell, 251 F. Supp. 2d at 534 (Kollar-
Kotelly). These politicians’ intuitions were confirmed by
political consultants’ “uncontroverted testimony that when
24
designing pure issue advertisements, it was never necessary
to reference specific candidates for federal office in order to
create effective ads.” Jd. at 628 (internal quotation marks &
ellipsis omitted). As Judge Kollar-Kotelly explained, more-
over, the rather obvious “flip side of this coin * * * is that
when-advertisements do mention a candidate’s name, particu-
larly in the period preceding an election, the advertisement’s
primary purpose is usually to influence the election.” /d.
Third, the 30 and 60 day pre-election blackout periods
applicable to electioneering communications also strongly
correlate to the periods during which advertisements aimed at
influencing federal elections are most likely to air—the time
period, not surprisingly, immediately preceding a federal
election. Judge Kollar-Kotelly concluded that “[t]he uncon-
troverted testimony of experts confirms that the airing of
issue advertisements designed to influence a federal election
is at its zenith in the final weeks prior to an election.” /d. at
564-565; see also id. at 630. Her opinion includes a graph
showing that the number of issue advertisements rises as an
election day nears and dramatically spikes in the weeks
immediately preceding an election. /d. at 564. As one media
consultant testified: “In my decades of experience in na-
tional politics, nearly all of the ads that I have seen that both
mention specific candidates and are run in the days immedi-
ately preceding the election were clearly designed to influ-
ence elections.” Jd. at 561. This consultant confirmed the
common-sense proposition that, “[f]rom a media consultant’s
perspective, there would be no reason to run such ads if your
desire was not to impact an election.” Jd. And, in McCon-
nell, this Court similarly concluded that, although “[t]he
precise percentage of issue ads that clearly identified a
candidate and were aired during those relatively brief [30 and
60 day] preelection time spans but had no electioneering
purpose is a mater of dispute * * * the vast majority of such
ads clearly had such a purpose.” 540 U.S. at 206 (emphasis
added) (citations omitted).
Fourth, the definition of electioneering communication is
keyed to messages that are targeted to the electorate relevant
25
to the candidate to which the message refers. This compo-
nent of the definition accounts for the fact that messages that
“target substantial portions of the electorate who decide a
candidate’s political future are those most likely to influence
an election, and earn the candidate’s gratitude.” McConnell,
251 F. Supp. 2d at 633 (Kollar-Kotelly). Officeholders and
candidates confirmed that the point of issue advertisements
delivered to a candidate’s electorate is to influence the
election. Jd. at 534.
Acknowledging that “Congress” careful legislative adjust-
ment of the federal electoral laws, in a cautious advange, step
by step, to account for the particular legal and economic
attributes of corporations and labor organizations warrants
considerable deference,” 540 U.S. at 117 (internal quotation
marks & citations omitted), this Court upheld Congress’s
corrective measure embodied in BCRA Section 203, and
BCRA’s primary definition of “electioneering communica-
tion” on which it relies, against constitutional attack in
McConnell, see id. at 189-194, 203-209.
The deference that this Court in McConnell showed Con-
gress is especially appropriate “in [this] area where it enjoys
particular expertise.” Jd. at 185 n.72. And showing Con-
gress such deference comports with this Court’s admonition
that “[j)udging the constitutionality of an Act of Congress is
properly considered the gravest and most delicate duty that
this Court is called upon to perform.” Walters v. National
Ass'n of Radiation Survivors, 473 U.S. 305, 319 (1985)
(internal quotation marks omitted). So too in this case, the
Court owes “no less deference than we customarily must pay
to the duly enacted and carefully considered decision of a
coequal and representative branch of our Government.” /d.
Il. McCONNELL FORECLOSED WRTL’S_ AS-
APPLIED CHALLENGE TO BCRA SECTION 203
IN REJECTING A FACIAL CHALLENGE TO
THAT PROVISION.
WRTL maintains that this Court, in McConnell, left open
the possibility of an as-applied First Amendment challenge to
26
BCRA Section 203 for so-called “grassroots lobbying.” See
Appellant’s Br. at 13-15. WRTL fundamentally mistakes the
import of this Court’s upholding of BCRA Section 203—as
well as the related primary definition of “electioneering
communication”—in the face of a facia] First Amendment
challenge. In McConnell, the Court concluded that there is
no “inviolable First Amendment right to engage” in issue
advocacy and that, given the constitutional and practical
irrelevancy of the issue/express advocacy dichotomy, Section
203 imposed a permissible—indeed slight—burden on that
speech right. McConnell, 540 U.S. at 190. The Court did not
ignore that the prohibition on electioneering communications
would encompass some bona fide issue ads—“grassroots
lobbying” in WRTL’s nomenclature—but concluded that that
burden was minimal and outweighed by the need for an
“easily understood and objectively determinable” rule to
replace the defunct express advocacy test. By holding
Section 203 constitutional in not some—but a//—of its
applications, this Court therefore precluded the very type of
as-applied constitutional challenge WRTL now brings.
1. The Court in McConnell made clear that nothing inher-
ent in the First Amendment compels special treatment of
issue advocacy. The Court in fact flatly “rejected the notion
that the First Amendment requires Congress to treat so-called
issue advocacy differently from express advocacy.” McCon-
nell, 540 U.S. at 194; see also id. at 195 (noting “failed
argument that BCRA * * * improperly extend[s] to both
express and issue advocacy”).
The McConnell Court held that the distinction between
issue and express advocacy that was introduced in Buckley
and perpetuated in MCFL is of a statutory construction—not
a constitutional—pedigree. Buckley and MCFL hewed to no
“constitutionally mandated line,” id. at 190, but created and
implemented the express advocacy requirement to cure
vagueness and overbreadth concerns with previous federal
election laws. The McConnell Court confirmed repeatedly
that the “express advocacy restriction was an endpoint of
statutory construction, not a first principle of constitutional
27
law.” Id. at 190; see id. at 191-192 (“[A] plain reading of
Buckley makes clear that the express advocacy limitation, in
both the expenditure and the disclosure contexts, was the
product of statutory interpretation rather than a constitutional
command.”); id. at 192 (“[T]he concept of express advocacy
and the concomitant class of magic words were born of an
effort to avoid constitutional infirmities.”); id. at 192 (“{Ojur
decisions in Buckley and MCFL were specific to the statutory
language before us.”). The express advocacy limitation thus
“in no way drew a constitutional boundary that forever fixed
the permissible scope of provisions regulating campaign-
related speech.” Jd. at 192-193. As the Court pointed out,
issue advocacy is entitled to no greater First Amendment
protection than express advocacy. See id. at 205 (citing
Buckley, 424 U.S. at 48, and Monitor Patriot Co. v. Roy, 401
U.S. 265, 272 (1971)). ,
McConnell concluded that imposing such a “constitutional
boundary” would be a fool’s errand in any event. The Court
confirmed in McConnell what Buckley recognized all along:
A constitutional principle premised on a supposed distinction
between issue and express advocacy would be of dubious
value as that distinction makes no real-world difference. The
Court explained that the idea that “the First Amendment
erects a rigid barrier between express advocacy and so-called
issue advocacy” conflicts with its “longstanding recognition
that the presence or absence of magic words cannot meaning-
fully distinguish electioneering speech from a true issue ad.”
McConnell, 540 U.S. at 193. That requirement, based on the
“unmistakable lesson” of the District Court litigation, was
indeed “functionally meaningless.” Jd. Not only are adver-
tisers adept at avoiding use of Buckley’s magic words, but,
even if permitted to use those verbal formations, they would
“seldom” choose to do so. Jd. That language-based restric-
tion thus did little to help Congress stamp out corruption and
its appearance in federal politics. See id. at 194.
2. Recognizing “that the distinction between express advo-
cacy and so-called issue advocacy is not constitutionally
compelled,” id. at 204-205, the McConnell Court held that
28
the interests justifying Section 203’s prohibition on election-
eering communications funded with corporate and union
treasury revenues required upholding Section 203’s constitu-
tionality in all applications, including the one at issue in this
case, see id. at 190 n.73, 204-208. The Court directly
countered the claim that the prohibition was unconstitutional
because it encompassed some bona fide issue ads by explain-
ing that, “[flar from establishing that BCRA’s application to
pure issue ads is substantial, either in the absolute sense or
relative to its application to election-related advertising, the
record strongly supports the contrary conclusion” and,
moreover, “amply justifie[d] Congress’s line drawing.” Jd. at
207. While, as WRTL points out, the Court entertained the
“assum(ption] that the interests that justify the regulation of
campaign speech might not apply to the regulation of genu-
ine issue ads,” id. at 206 n.88, the Court found that the
burden imposed by BCRA Section 203 is one that corpora-
tions and unions are relieved of easily enough, id. at 207.
The Court recognized that corporations and unions had the
option to fund such advertisements during pre-election
blackout periods “by simply avoiding any specific reference
to federal candidates, or in doubtful cases by paying for the
ad from a segregated fund.” Jd. at 206; see also id. at 204
(“Because corporations can still fund electioneering commu-
nications with PAC money, it is simply wrong to view the
provision as a complete ban on expression rather than a
regulation.”) (internal quotation marks omitted). It is there-
fore no surprise that, rather than highlighting the possibility
of as-applied challenges in this BCRA context as it did in
several others, the Court instead noted that it was upholding
BCRA’s regulation of electioneering communications in “all
applications.” /d. at 190 n.73 (emphasis added). Later in its
opinion, the Court indeed specifically acknowledged the
preclusive effect that its holding had for later as-applied
challenges in characterizing it as “upholding stringent
restrictions on ail election-time advertising that refers to a
candidate because such advertising will offen convey a
message of support or opposition.” /d. at 239.
29
3. The very flexibility of our language doomed the use of
Buckley’s express-advocacy test for accurately identifying
corporate and union general-treasury-funded communications
that were intended and had the likely effect of influencing
federal elections. McConnell recognized that Congress’s
regulation of federal elections with a statute that is neither
vague nor overboard indeed need not “toe the same express
advocacy line” drawn in Buckley. McConnell, 540 U.S. at
192. Unlike that “functionally meaningless” line, the new
one that Congress drew with BCRA consists of components
that are “both easily understood and objectively determin-
able.” Jd. at 194. If this standard is qualified by an exception
for “grass-roots lobbying” that otherwise meets the statutory
definition of an electioneering communication deemed
constitutional in McConnell, the virtues of Congress’s new
line will be lost by reintroducing a large measure of indeter-
minacy (given the flexibility of our language) into a test
keyed to objective, empirically-based factors. As “experi-
ence demonstrates,” candidates, donors, and parties will
undoubtedly “test the limits” of this novel exception. Beau-
mont, 539 U.S. at 155 (internal quotation marks & citation
omitted). And the creation of that new exception can be
expected to lead to a renaissance in the circumvention of the
longstanding prohibition against the use of corporate and
union general treasury funds to influence federal elections
that prompted Congress to act in the first place.
Ill. WRTL’S BROADCASTS ARE NOT GRASS
ROOTS LOBBYING IN ANY EVENT.
1. In ruling on WRTL’s preliminary injunction motion, the
District Court properly surmised that—even if an as-applied
challenge to Section 203 were viable for issue advocacy
falling into the category of “grassroots lobbying”—-WRTL’s
broadcast advertisements “fit the very type of activity that
McConnell found Congress had a compelling interest in
regulating.” J.S. App. 8a. The timing and substance of
WRTL’s planned broadcasts belie any notion that they are
intended as “grassroots lobbying” and instead confirm that
they subtly—but nevertheless clearly—suggest a vote against
30
Senator Feingold based on his perceived stance on the
judicial filibuster issue. Thus these broadcast advertisements
are of the type “functionally identical” to express advocacy
messages that Congress, through BCRA, sought to bring
within the ambit of the federal campaign finance regime—an
effort this Court approved of in McConnell.
2. The three advertisements that WRTL sought to air dur-
ing the pre-election blackout period would, as this Court
warned, lead any objective observer to conclude that they are
likely designed to “convey [a] message” opposing a candi-
date for federal office—namely, Senator Feingold. McCon-
nell, 540 U.S. at 239. As the District Court noted, WRTL’s
PAC announced that Senator Feingold’s defeat was a priority
and, toward that end, endorsed three candidates running
against him. J.S. App. 5a. WRTL itself issued a news
release critical of his record on the judicial filibuster issue.
See id. Despite using other, non-broadcast media to convey
its anti-judicial-filibuster message, however, WRTL only
turned to the broadcast media (and its advertisements playing
on the needless-delay theme) in the run up to the BCRA pre-
election blackout period. See id. at Sa, 9a. And all of the
broadcast advertisements that WRTL sought to air during
that blackout period connect Senator Feingold to a “group of
U.S. Senators * * * blocking qualified [judicial] nominees
from a simple ‘yes’ or ‘no’ vote” by encouraging the listener
(or, in the case of the “Waiting” advertisement, viewer) to
contact Senator Feingold and tell him “to oppose the filibus-
ter.” /d. at 13a (“Wedding”); see also id. at 15a, 17a. Thus
“(t]he notion that th[ese] advertisement[s] w{ere] designed
purely to discuss the issue of [judicial filibusters] strains
credulity.” McConnell, 540 U.S. at 194 n.78.
CONCLUSION
For the foregoing reasons, the judgment below should be
DECEMBER 2005
31
Respectfully submitted,
H. CHRISTOPHER BARTOLOMUCCI
Counsel of Record
PAUL A. WERNER
HOGAN & HARTSON L.L.P.
555 Thirteenth Street, N.W.
Washington, D.C. 20004
(202) 637-5810
Counsel for Amici Curiae
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