Amicus Curiae Brief — Wisconsin Right to Life, Inc. v. Federal Election Comm'n

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to finance advertisements expressly advocating the election

or defeat of candidates in federal elections has been firmly

embedded in our law.” McConnell, 540 U.S. at 203. Section

203 constitutes no more than a modification of pre-existing

law needed to “ ‘plug [an] existing loophole’ ” in the prohibi-

tion on corporate and union general treasury expenditures in

connection with federal elections. United States v. Interna-

tional Union United Auto., Aircraft & Agric. Implement

Workers of Am., 352 U.S. 567, 582, 585 (1957) (UAW)

(quoting S. Rep. No. 1, pt. 2, 80th Cong., Ist Sess. 38-39

(1947)).

1. This Court is mindful of the “historical prologue” of a

challenged provision of federal election law. Beaumont, 539

U.S. at 156; see UAW, 352 U.S. at 570 (“Appreciation of the

circumstances that begot this statute is necessary for its

understanding, and understanding of it is necessary for

adjudication of the legal problems before us.”). This Court

has recognized that the prohibition against corporate and

union general treasury expenditures in connection with

campaigns for federal elected office has long been a corner-

stone of federal election law. See Beaumont, 539 US. at

152-154; McConnell, 540 U.S. at 115-118. That restriction

reflects an abiding concern with the ability of corporations

and unions, if left unchecked, to use their state-sanctioned

privileges and ability to aggregate wealth to obtain unfair

political advantages. See Austin v. Michigan Chamber of

Commerce, 494 U.S. 652, 658-659 (1990); Federal Election

Comm'n v. National Right to Work Comm., 459 U.S. 197,

207-208 (1982) (NRWC); UAW, 352 U.S. at 585.

Congress made its initial foray into the arena of campaign

finance regulation in 1907. It responded to President Roose-

velt’s call for a ban on corporate political contributions “not

with half measures, but with the Tillman Act,” which

“banned any corporation whatever from making a money

contribution in connection with federal elections.” Beau-

mont, 539 U.S. at 153 (internal quotation marks & citation

omitted). After this first step, Congress took another one in

1925 by extending the Tillman Act’s prohibition on corpo-

9

rate contributions to encompass “anything of value” and by

criminalizing the giving and receiving of corporate contribu-

tions. See NRWC, 459 U.S. at 209 (citing Corrupt Practices

Act, 1925, §§ 301, 313, 43 Stat. 1070, 1074). Congress later

extended the coverage of this prohibition to include labor

unions. See NRWC, 459 U.S. at 209 (noting that “union

contributions in connection with federal elections were

prohibited altogether” by the War Labor Disputes Act of

1943). And, later still, Congress extended the scope of this

prohibition affecting corporate and union political activity to

include not just contributions but also “expenditures.” See

McConnell, 540 U.S. at 117.

In its “steady improvement of the national election laws,”

Congress enacted FECA in 1972. Jd. This statute, as this

Court has explained, “ratified the earlier prohibition on the

use of corporate and union general treasury funds for politi-

cal contributions and expenditures.” Jd. at 118. Specifically,

FECA Section 441b, which constituted “merely a refinement

of th{e] gradual development of the federal election statute,”

NRWC, 459 U.S. at 209, made it “unlawful * * * for any

corporation whatever * * * to make a contribution or expen-

diture in connection with any” federal election. 2 U.S.C.

§ 441b(a); see Federal Election Comm'n v. Massachusetts

Citizens for Life, Inc., 479 U.S. 238, 241 (1986) (MCFL)

(Section 441b “prohibits corporations from using treasury

funds to make an expenditure in connection with any federal

election.”). The term expenditure, as defined by FECA,

included “anything of value * * * for the purpose of influenc-

ing any election for Federal office.” 2 U.S.C. § 431(9)(A)(i).

While barring expenditures of general treasury funds, how-

ever, FECA “expressly permitted corporations and unions to

establish and administer separate segregated funds (com-

moniy known as political action committees, or PACs) for

election-related contributions and expenditures.” McConnell,

540 U.S. at 118; see MCFL, 479 U.S. at 241 (Section 441b

“requires that any [corporate or union] expenditure for [a

federal election] purpose be financed by voluntary contribu-

tions to a segregated fund.”); Pipefitters Local Union No. 562

v. United States, 407 U.S. 385, 409-410 (1972).

10

2. FECA Section 441b’s prohibition against corporate and

union expenditures of “anything of value” in connection with

federal elections was later modified by this Court in a way

that, as discussed below, carried untoward consequences

eventually prompting Congress to enact BCRA Section 203.

In MCFL, this Court accepted the argument that FECA

Section 441b “necessarily incorporates the requirement that a

communication ‘expressly advocate’ the election of candi-

dates” and held that “an expenditure must constitute ‘express

advocacy’ in order to be subject to the prohibition of

§ 441b.” MCFL, 479 US. at 248-249. This requirement, the

Court explained, stemmed from its own prior decision in

Buckley v. Valeo, supra, which—in order to avoid vagueness

and overbreadth concerns inhering in a different FECA

provision touching on independent campaign expenditures—

held that “expenditure encompassed ‘only funds used for

communications that expressly advocate the election or

defeat of a clearly identified candidate.’” MCFL, 479 U.S.

at 249 (quoting Buckley, 424 U.S. at 80). As the MCFL

Court explained, Buckley “adopted the ‘express advocacy’

requirement to distinguish discussion of issues and candi-

dates from more pointed exhortations to vote for particular

persons.” 479 U.S. at 249. The Buckley Court in fact

specifically identified eight such “more pointed exhorta-

tions”—namely, “vote for,” “elect,” “support,” “cast your

ballot for,” “Smith for Congress,” “vote against,” “defeat,”

and “reject.” 424 U.S. at 44 n.52. In the years since Buckley,

the “express advocacy” limitation has become “known as the

‘magic words’ requirement.” McConnell, 540 U.S. at 191.

“As a result of MCFL, corporations and labor unions were

permitted to use their general treasury funds on independent

expenditures in connection with a federal election, provided

that those independent expenditures did not contain words of

‘express advocacy.”” McConnell v. Federal Election

Comm'n, 251 F. Supp. 2d 176, 525-526 (D.D:C.) (Kollar-

Kotelly, J.) (footnote omitted), aff'd in part & rev'd in part,

540 U.S. 93 (2003). More to the point, “corporations and

labor unions could use their general treasury funds to pay for

an advertisement which influenced a federal election, pro-

ll

vided that the corporation or labor union did not use any of

Buckley’s ‘magic words’ in the advertisement.” Jd. at 526

(emphasis added).

3. Those involved in the electioneering business have

historically pressed the federal campaign finance law enve-

lope. “[{E]xperience demonstrates,” this Court has said, “how

candidates, donors, and parties test the limits of the current

law.” Beaumont, 539 U.S. at 155 (internal quotation marks

& citation omitted). The prohibition contained in FECA

Section 441b (qualified by the magic words requirement)

proved no exception to this lesson of experience. In the years

following this Court’s decision in MCFL, corporations and

labor unions tested FECA Section 441b’s prohibition by

making expenditures on advertisements that eschewed

reliance on Buckley’s “magic words” but were no less

effective at influencing federal elections than communica-

tions containing “pointed exhortations” of support for or

opposition to candidates for federal office. “Approximately

ten years after MCFL, during the 1996 election cycle, corpo-

rations and labor unions began aggressively to use general

treasury funds to pay for ‘issue advocacy’ campaigns that

avoided express advocacy but were designed to influence

federal elections.” McConnell, 251 F. Supp. 2d at 526

(Kollar-Kotelly, J.); see also id. at 201 (per curiam) (“It does

not appear that prior to 1996, the practice of using issue

advertising to influence federal elections was a widespread

practice.”); id. at 800 (Leon, J.) (“[C]orporations, interest

groups, and unions began in 1996 to actively use treasury

funds to sponsor issue advertisements that looked and

sounded like campaign ads.”) (internal quotation marks &

citation omitted). Those advertisements “were attractive to

organizations and candidates precisely because they were

beyond FECA’s reach, enabling candidates and their parties

to work closely with friendly interest groups to sponsor so-

called issue ads when the candidates themselves were run-

ning out of money.” McConnell, 540 U.S. at 128.

4. During the issue advocacy boom of the late 1990s,

“{cjorporations and unions spent hundreds of millions of

12

dollars of their general funds to pay for these ads.” Jd. at

127. The Annenberg Center for Public Policy, which has

studied “issue advocacy” since the early 1990s, concluded

that “the numbers of ads, groups, and dollars spent on issue

advocacy * * * climbed” markedly from the 1996 to the 2000

election cycle. McConnell, 251 F. Supp. 2d at 879 (Leon,

J.). It found that the 1995-96 election cycle saw about “$135

million to $150 million * * * spent on multiple broadcasts of

about 100 ads.” Jd. Those numbers grew during the next

election cycle: “[TJhe Annenberg Center found that 77

organizations aired 423 advertisements at a cost of between

$250 million and $340 million.” Jd. And during the “1999-

2000 election cycle, the Annenberg Center found that 130

groups spent over an estimated $500 million on 1,100

distinct advertisements.” /d. In passing BCRA, the Annen-

berg Center’s tracking of the rise of organizations’ reliance

on issue advocacy did not escape Congress’s attention. See

147 Cong. Rec. $2455 (daily ed. Mar. 19, 2001) (statement

of Sen. Snowe) (“Let there be no mistake. The record I

intend to outline will show these advertisements constitute

campaigning every bit as much as any advertisements run by

candidates themselves or any ad currently considered to be

express advocacy and therefore subject to Federal election

laws.”); id. at 2456 (statement of Sen. Snowe) (referencing

2001 Annenberg report).

5. The rise in issue advertisements was not a coincidence

but a strategy adopted by organizations intent on influencing

campaigns for federal offices in light of the express advocacy

limit read into Section 441b’s expenditure prohibition. Two

judges on the three-judge District Court convened to review

the pre-enforcement challenge to BCRA specifically found

that these organizations used issue advertisements with the

hope of influencing federal elections. Based on her review of

the evidence, Judge Kollar-Kotelly concluded that “{iJt is

therefore uncontroverted that by the early 1990s and espe-

cially by 1996, interest groups had developed a strategy to

effectively communicate an electioneering message for or

against a particular candidate without using the magic words

and thus avoid disclosure requirements, contribution limits

13

and source limits.” McConnell, 251 F. Supp. 2d at 528

(internal quotation marks, alteration and citation omitted);

see also id. at 529 (fincing that “the uncontroverted record

demonstrates that since the 1996 election cycle, candidate-

centered issue advertisements have been used by corpora-

tions and labor unions to influence federal elections with

general treasury funds.”).

Judge Leon similarly concluded that “the record more than

adequately demonstrates[ ] that in the twenty-eight years

since Buckley, corporations, unions, and interest groups have

increasingly affected federal elections by funding out of their

general treasuries uncoordinated ‘issue ads’ that either they,

or a political party, ran in the months leading up to an

election.” Jd. at 799. He further explained that, “[i]n order to

avoid regulation as express advocacy, those so-called ‘issue

advertisements’ did not contain certain ‘magic words’

designed to support or oppose a specific candidate’s election

or re-election.” Jd. at 800.

The ads, however, were constructed in such a way

that they simultaneously presented their sponsors’

stand on an issue, identified a specific candidate’s po-

sitions or track record thereon, and under the guise of

admonishing the viewer to inform the candidate of his

view, suggested that a candidate who takes (or has

taken) the candidate’s position should (or should not)

be elected to that office. [/d.]

He concluded that the “factual record unequivocally estab-

lishes that [issue advertisements] have not only been crafted

for the specific purpose of directly affecting federal elections,

but have been very successful in doing just that.” Jd.

6. The line that Buckley drew between express advocacy

and issue advocacy, which was later imported into FECA

Section 441b in MCFL, was not only easily and frequently

circumvented but largely illusory from the start. Buckley

itself signaled as much: —

14

[T]he distinction between discussion of issues and

candidates and advocacy of election or defeat of can-

didates may often dissolve in practical application.

Candidates, especially incumbents, are intimately tied

to public issues involving legislative proposals and

government actions. Not only do candidates cam-

paign on the basis of their positions on various issues,

but campaigns themselves generate issues of public

interest. [424 U.S. at 42.]

Indeed, this Court in McConnell confirmed that the express

advocacy test is a “functionally meaningless” one, 540 U.S.

at 193, 217: “While the distinction between ‘issue’ and

express advocacy seemed neat in theory, the two categories

of advertisements proved functionally identical in important

respects.” McConnell, 540 U.S. at 126.

Experience in fact powerfully demonstrated that the ex-

press advocacy test and the focus on “magic words” failed to

identify accurately communications designed to influence

elections for federal office. In McConnell, all three of the

judges of the District Court agreed that few advertisements

run by candidates, parties or interest groups rely on words of

express advocacy. See 251 F. Supp. 2d at 303 (Henderson,

J.); id. at 529 (Kollar-Kotelly, J.); id. at 874 (Leon, J.). A

mere 4% of candidate advertisements during the 1998

election cycle contained “magic words,” while only 5% did

so during the 2000 election cycle. McConnell, 540 U.S. at

128 n.18. Judge Kollar-Kotelly concluded that “[t]he uncon-

troverted testimony of political consultants demonstrates that

it is neither common nor effective to use the ‘magic words’

of express advocacy in campaign advertisements.” 251 F.

Supp. 2d at 529. Indeed, “[t]he unrebutted expert testimony”

in the District Court “demonstrate[d] that only 11.4 percent

of advertisements purchased by federal candidates that aired

during the 2000 election cycle would qualify as electioneer-

ing under the ‘magic words’ test.” /d. at 608; see also id. at

529 (citing “[e)mpirical study demonstrat[ing] that modern

campaign advertisements do not use words of express

advocacy” and that “88.6 percent of candidate advertisements

15

in 2000 were technically undetected by the Buckley magic

words test”) (internal quotation marks & citation omitted).

The record before the District Court demonstrated that

media professionals actually disfavored such heavy-handed

tactics. One political consultant explained that it “is rarely

advisable” given “the modern world of 30 second political

advertisements” to use “such clumsy words as ‘vote for’ or

‘vote against.’ ” Jd. at 529-530 (Kollar-Kotelly, J.); see also

id. at 305 (Henderson, J.); id. at 874-875 (Leon, J.). The

“most effective” course, as “[a}ll advertising professionals

understand,” is to “lead{ ] the viewer to his or her own

conclusion without forcing it down their throat.” /d. at 529-

530 (Kollar-Kote'ly, J.); id. at 875 (Leon, J.); see also

McConnell, 540 U.S. at 193 n.77 (noting that “political

professionals and academics confirm that the use of magic

words has become an anachronism”). “This is especially true

of political advertising, because people are generally very

skeptical of claims made by or about politicians.” McCon-

nell, 251 F. Supp. 2d at 530 (Kollar-Kotelly, J.). The express

advocacy limitation of course proved no substantia! obstacle

for this “modern” electioneering approach.

Members of Congress themselves—some of them “sea-

soned professionals who have been deeply involved in

elective processes and who have viewed them at close range

over many years”>—confirmed that the “magic words” of

express advocacy “do not distinguish pure issue advertise-

ments from candidate-centered issue advertisements.” /d. at

532 (Kollar-Kotelly, J.). Senator Russ Feingold, for exam-

ple, opined that “[pjedple didn’t need to hear the so-called

magic words to know what these ads were really all about.”

147 Cong. Rec. $3072 (daily ed. Mar. 29, 2001), while

Senator John McCain explained that “th[is} Court’s defini-

tion of ‘express advocacy’—magic words—has no real

3 Buckley, 424 U.S. at 261 (White, J., concurring in part & dis-

senting in ); see also Colorado Republican Fed. Campaign

_— v. — me CC Comm 'n, +- anpe + 650 =

Stevens, J., dissenting) “Congress sure wisdom

experience in these matters that is far superior to ours.”’).

16

bearing in today’s world of campaign ads.” 147 Cong. Rec.

$3036 (daily ed. Mar. 28, 2001); see also 148 Cong. Rec.

$2141 (daily ed. Mar. 20, 2002) (statement of Sen. McCain)

(“[E}ven a casual observer would concede that ‘magic words’

is a dramatically underinclusive test for determining what

constitutes a campaign ad.”). Many other federal lawmakers

expressed similar views on so-called issue advocacy.‘

7. The widespread practice of using soft money to fund

issue advertisements designed to influence campaigns for

federal office was further documented in the six-volume

4 See, e.g., 148 Rec. H387 (daily ed. Feb. 14, 2002) (state-

ment of . Cardin) (“C , these [issue] ads which are

c aimed at influencing an ion can be worded in a way

that are decmed issue advocacy and are not subject to cam-

hem Sein con dindinenen : is.”); 148 C

Ree H4 0 (daily ed Feb. 14, 2002) (statement of 7 & Kleczka)

(“An equally troubling aspect of today’s campaign system is the

number of issue advertisements broadcast on the te and

radio. Although these ads technically adhere to federal campaign

ions, violate the spirit of the law.”); 147 Rec.

$2636 (daily ed. Mar. 21, 2001) (statement of Sen. ) (“In

fact, [issue advertisements] are more than a masquerade, they are a

sham, they are a fraud on the American people, and they are

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17

report—spanning nearly 10,000 pages—that the Senate

Governmental Affairs Committee (Committee), chaired by

Senator Fred Thompson and led also by Ranking Member

John Glenn, produced following its investigation into cam-

paign finance law abuses during the course of campaigns for

the presidency in 1996. See Investigation of Illegal or

Improper Activities in Connection with 1996 Federal Elec-

tion Campaigns, S. Rep. No. 105-167 (1998) (Thompson

Report). This Court in McConnell characterized the Com-

mittee’s findings as “disturbing.” 540 U.S. at 122.

The Committee concluded that issue advertisements consti-

tuted “the second most significant loophole” in the pre-

existing campaign finance regime. Thompson Report at

5968 (minority views). The Committee “found such ads

highly problematic for two reasons.” McConnell, 540 U.S. at

131. First, because issue advertisements “accomplished the

same purpose as express advocacy (which could lawfully be

funded only with hard money), the ads enabled unions,

corporations, and wealthy contributors to circumvent protec-

tions that FECA was intended to provide.” /d Second,

while the advertisements were “ostensibly independent of the

candidates,” they were “often actually coordinated with, and

controlled by, the campaigns.” /d. “The ads thus provided a

means for evading FECA’s candidate contribution limits.”

Id. The Committee’s findings bear out these conclusions.

Looking broadly at the problem posed by issue advocacy,

the Thompson Report found that both national parties used

soft money to fund issue advertisements intended to influ-

ence the 1996 presidential election. The Democratic Na-

tional Committee (DNC) spent $44 million on issue adver-

tisements during the 1996 presidential election, while the

Republican National Committee (RNC) spent $24 million.

See Thompson Report at 4482; id. at 8294 (minority views).

When Harold Ickes, President Clinton’s Deputy Chief of

Staff, was asked during the Committee hearings whether the

average person would comprehend the DNC and RNC’s

issue advertisements as encouraging a vote for one of the

presidential candidates, he responded that “I would certainly

18

hope so. If not, we ought to fire the ad agencies.” /d. at

8286 (minority views).

The 1996 presidential candidates themselves tended to

share this view toward issue advertisements funded by soft

money. That President Clinton fully appreciated the impact

of issue advertisements on his campaign for a second presi-

dential term is apparent in his telling major contributors to

the DNC that their contributions, which funded advertise-

ments “run * * * through the Democratic party,” rather than

his campaign, “have made a huge difference.” Jd. at 62.

Senator Dole’s campaign deployed this strategy as well. The

Report concluded that “there can be little doubt that the

RNC’s issue ads were intended to influence the outcome of a

federal election.” Jd. at 4014. One of those advertisements,

entitled “The Story,” the Thompson Report concluded, “was

nothing more than a biography of Bob Dole.” Jd. Senator

Dole’s campaign manager, Scott Reed, acknowledged that

“w]e went out in April and May and raised $25 million for

the party, of which about $17, $18 or $19 million was put

into party building ads, which were Bob Dole in nature.” /d.

at 8301 (minority views). In an interview with Ted Koppel

of ABC News, Senator Dole explained that, while his cam-

paign could not afford to fund advertisements lauding his

candidacy, the RNC ran “generic” ads on his behalf. /d at

4153-54. Questioned whether “Bob Dole for President”

constitutes “generic spending,” Senator Dole explained that

such generic advertisements “never say[ ] that I’m running

for president, though I hope that it’s fairly obvious, since I’m

the only one in the picture!” /d. at 4154.

The Thompson Report further detailed the extent to which

the national parties coordinated their issue advertisements

with the campaigns of their presidential candidates. As for

the DNC, the report concluded that the White House essen-

tially “operated the [DNC] party apparatus as a slush-fund

for the President’s re-election campaign.” Jd at 23. The

Clinton/Gore campaign and the DNC used the same consult-

ants, pollsters and media producers, id. at 34, and even

coordinated the day on which their respective advertisements

19

would run, id. at 118. Indeed, Dick Morris, a campaign

advisor to President Clinton, stated that the President himself

was so involved in the creation of all of the DNC and Clin-

ton/Gore campaign advertisements that they essentially

“*became * * * the work of the President himself.’” Jd. at

122. This “unprecedented” level of coordination, the

Thompson Report concluded, led to the “oblitera[tion]” of

any “distinctions remaining between the White House, the

DNC, and [the] Clinton/Gore (campaign].” /d. at,107.

Similar findings were made in regard to the RNC and

Senator Dole’s campaign. The RNC’s media campaign was

controlled by Senator Dole’s “campaign manager, chief

fundraiser, media consultant, and pollster.” Jd at 8297

(minority views). And “the criterion used by the RNC and

the Dole campaign for deciding where to run issue ads was

whether the ads would help Senator Dole win electoral

votes.” Jd. at 8299 (minority views).

The Thompson Report further concluded that, just as the

national parties exploited the issue-advocacy loophole, so,

too, did corporations and unions. It found that such organi-

zations spent “roughly one-seventh of the 400 million dollars

expended on political advertising during the 1996 elections

by parties, candidates and others.” /d. at 3993. These

advertisements—like the ones produced by the parties—were

likewise intended to influence federal elections. See id. at

3997. They were indeed often coordinated with the cam-

paigns of the 1996 presidential candidates or the national

parties with which they were associated. Jd The Thompson

Report found, for example, that “[e]vidence * * * indicates

{that AFL-CIO] programs were conceived, designed and

implemented to defeat Republican Members of Congress

during the 1996 elections.” Jd; see also id. at 49 (“White

House aides and the AFL-CIO carefully reviewed each

other’s advertisements and coordinated their timing and

placement.”). Dick Morris additionally testified during the

Committee hearings that an August 1995 meeting between

representatives of the Clinton/Gore campaign, the DNC and

20

seven labor organizations consti “ ‘a full briefing of us

by them on their media plans.’” Jd. at 128.

Groups backing Republican candidates similarly used issue

advertisements in an attempt to influence federal elections.

For instance, The Coalition: Americans Working for Real

Change, a group formed to counter issue advertisements

aired by the AFL-CIO, produced issue advertisements nearly

identical to advertisements run by the National Republican

Congressional Committee (NRCC), a division of the RNC,

aired them at the same time as the NRCC’s advertisements

and “in districts where the Republican incumbent’s seat was

vulnerable.” Jd. at 8944 (minority views). Another group,

Triad Management Services, “channeled millions of dollars

from its backers to two tax-exempt groups it had established

for the sole purpose of running attack ads against Democratic

candidates under the guise of ‘issue advocacy.’” Jd. at 4569

_ (minority views). “By operating this way, Triad and its

financial backers avoided the disclosure and campaign

contribution limits of the federal election laws.” Jd. They

became “surrogates” by which the RNC “was able to cir-

cumvent federal campaign finance laws.” Jd. at 5979 (minor-

ity views). This was so because whereas “a political party

[that] broadcasts issue ads * * * is required to pay for them

with a combination of hard dollars and soft dollars,” when

“an outside group runs such ads, there are no such restric-

tions—even if the funding comes from the RNC.” Jd.

The Thompson Report concluded that repairs to the cam-

paign finance laws must involve restrictions on issue advo-

cacy. “The majority expressed the view that a ban on the

raising of soft money by national party committees would

effectively address the use of union and corporate general

treasury funds in the federal political process only if it

required that candidate-specific ads be funded with hard

money.” McConnell, 540 U.S. at 132; see also Thompson

Report at 4492. The minority similarly recommended

“reforms addressing candidate advertisements masquerading

as issue ads.” Thompson Report at 9394 (minority views);

see also McConnell, 540 U.S. at 132.

21

8. “Buckley’s express advocacy line [did] not aid{ } the

legislative effort to combat real or apparent corruption, and

Congress enacted BCRA to correct the flaws it found in the

existing system.” McConnell, 540 U.S. at 193-194. The

legislative process culminating in the passage of BCRA

spanned more than six years and generated multiple reform

bills introduced in Congress. See McConnell, 251 F. Supp.

2d at 434 (noting that “the legislative process took over six

years of study and reflection by Congress”) (Kollar-Kotelly);

id. at 434 n.1 (listing campaign finance bills introduced in

Congress during six-year period preceding enactment of

BCRA). This process was influenced by the failings of the

pre-BCRA campaign finance regime brought to light by the

Thompson Report as well as the reforms that the report

5 Senator Feingold, for example, opined that, “in

the wake of the Thompson investigation, we reluctantly

concluded that we need to first focus our efforts on closing

the biggest loopholes in the system: the soft money and the

phony issue ads.” 148 Cong. Rec. $2104 (daily ed. Mar. 20,

2002). Senator Glenn similarly noted that the Thompson

Report “showed that the legal distinction between ‘issue ads’

and ‘candidate ads’ has proved to be largely meaningless”

and that the legislation under consideration “goes a long way

to address[ing] th[is] abuse.” 144 Cong. Rec. $1048-49

(daily ed. Feb. 26, 1998).

9. BCRA Section 203 directly combats the well docu-

mented problem of issue advertisements that skirted the

express advocacy limitation but nevertheless had the purpose

and likely effect of influencing campaigns for federal elected

office That section extended FECA’s pre-existing prohibi-

tion on the use of corporate and union general treasury funds

5 The House and Senate bills that ultimately became BCRA

were not accompanied by the customary explanatory committee

reports. Members of Congress frequently relied on the Thompson

R *s findings in floor debates on BCRA, however. See, e.g.,

147 Cong. Rec. $3138 (daily ed. Mar. 29, 2001) (statement of Sen.

Levin) ( 1997 Senate investigation collected ample evidence

of campaign abuses, the most significant of which revolved around

the soft money loophole.”).

22

to finance communications influencing federal elections—

which prohibition, in light of this Court’s narrowing statutory

construction in MCFL, previously was limited to those

expressly advocating election or defeat of a particular candi-

date—to cover any “electioneering communication.”

2 U.S.C. § 441b(b)(2). BCRA contained two definitions of

the new statutory term that Congress coined, a primary and a

back-up definition. Only BCRA’s primary definition is

relevant here. It identifies electioneering communications as

(1) any “broadcast, cable or satellite communication” that

(2) “refers to a clearly identified candidate for Federal

office”; (3) is made within either 60 days preceding a federal

general election, or 30 days preceding a federal primary

election, for the office the candidate seeks; and (4) is “tar-

geted to the relevant electorate,” 2 U.S.C. § 434(f)(3)(A)(i),

meaning that the communication must be received by 50,000

or more persons in the “relevant congressional district or

state.” McConnell, 251 F. Supp. 2d at 212 (per curiam).

“Thus, under BCRA, corporations and unions may not use

their general treasury funds to finance electioneering com-

munications, but they remain free to organize and administer

segregated funds, or PACs, for that purpose.” McConnell,

540 U.S. at 204.

Congress’s new term—“electioneering communication” —

is carefully calculated to identify (and block) corporate and

union general treasury expenditures on broadcast advertise-

ments intended to influence federal elections that escaped

detection under Buckley’s express advocacy radar. “By

adopting a definition of electioneering communication that

by and large is premised on the empirical determinants that

Congress found distinguish pure issue advocacy from candi-

date-centered issue advocacy,” as Judge Kollar-Kotelly

explained, “Congress adopted a definition of electioneering

communication that rejected reliance on the subjective

impressions of the listener and focuses on objective variables

that do an impressive job * * * of distinguishing between

candidate-centered issue advertising and pure issue advertis-

ing.” McConnell, 251 F. Supp. 2d at 569. Indeed, she found

that “the uncontroverted record establishes that pure issue

23

advocacy is empirically distinguishable from candidate-

centered issue advocacy on the basis of (a) whether the

federal candidate is named; (b) whether the advertisement is

run in close proximity to a federal election; and (c) if the

advertisement is run in a competitive race.” /d. at 567.

Each criterion of Congress’s new term is bottomed on

empirical evidence. First, the definition of electioneering

communication takes aim only at media “found by Congress

to be problematic.” Jd. at 569. “The records developed in

[the BCRA pre-enforcement] litigation and by the Senate

Committee adequately explain the reasons for this legislative

choice.” McConnell, 540 U.S. at 207. As Judge Kollar-

Kotelly explained, the evidence developed in the context of

the pre-enforcement challenge to BCRA “demonstrates that

more than any other medium, broadcast advertisements were

the vehicle through which corporations and labor unions

' spent their general treasury funds to influence federal elec-

tions.” McConnell, 251 F. Supp. 2d at 573. She quoted the

views of experts and media consultants that confirmed that

“broadcast advertising is the most prevalent form of commu-

nicating candidate-centered issue advocacy.” /d. at 569. The

Thompson Report further evidenced Congress’s finding that

“corporations and unions used soft money to finance a virtual

torrent of televised election-related ads during the periods

immediately preceding federal elections.” McConnell, 540

U.S. at 207. See Thompson Report at 4465, 4474-4481; id.

at 7521-7525 (minority views).

Second, the definition of electioneering communication

encompasses only messages that refer to clearly identified

candidates for federal elected office. During the pre-

enforcement challenge, “[f]ederal officeholders and candi-

dates * * * testiffied] that, based on their experience, the

intent behind issue advertisements that mention the name of a

federal candidate, are aired right before the election, and

broadcast to the candidate’s electorate, is to influence the

election.” McConnell, 251 F. Supp. 2d at 534 (Kollar-

Kotelly). These politicians’ intuitions were confirmed by

political consultants’ “uncontroverted testimony that when

24

designing pure issue advertisements, it was never necessary

to reference specific candidates for federal office in order to

create effective ads.” Jd. at 628 (internal quotation marks &

ellipsis omitted). As Judge Kollar-Kotelly explained, more-

over, the rather obvious “flip side of this coin * * * is that

when-advertisements do mention a candidate’s name, particu-

larly in the period preceding an election, the advertisement’s

primary purpose is usually to influence the election.” /d.

Third, the 30 and 60 day pre-election blackout periods

applicable to electioneering communications also strongly

correlate to the periods during which advertisements aimed at

influencing federal elections are most likely to air—the time

period, not surprisingly, immediately preceding a federal

election. Judge Kollar-Kotelly concluded that “[t]he uncon-

troverted testimony of experts confirms that the airing of

issue advertisements designed to influence a federal election

is at its zenith in the final weeks prior to an election.” /d. at

564-565; see also id. at 630. Her opinion includes a graph

showing that the number of issue advertisements rises as an

election day nears and dramatically spikes in the weeks

immediately preceding an election. /d. at 564. As one media

consultant testified: “In my decades of experience in na-

tional politics, nearly all of the ads that I have seen that both

mention specific candidates and are run in the days immedi-

ately preceding the election were clearly designed to influ-

ence elections.” Jd. at 561. This consultant confirmed the

common-sense proposition that, “[f]rom a media consultant’s

perspective, there would be no reason to run such ads if your

desire was not to impact an election.” Jd. And, in McCon-

nell, this Court similarly concluded that, although “[t]he

precise percentage of issue ads that clearly identified a

candidate and were aired during those relatively brief [30 and

60 day] preelection time spans but had no electioneering

purpose is a mater of dispute * * * the vast majority of such

ads clearly had such a purpose.” 540 U.S. at 206 (emphasis

added) (citations omitted).

Fourth, the definition of electioneering communication is

keyed to messages that are targeted to the electorate relevant

25

to the candidate to which the message refers. This compo-

nent of the definition accounts for the fact that messages that

“target substantial portions of the electorate who decide a

candidate’s political future are those most likely to influence

an election, and earn the candidate’s gratitude.” McConnell,

251 F. Supp. 2d at 633 (Kollar-Kotelly). Officeholders and

candidates confirmed that the point of issue advertisements

delivered to a candidate’s electorate is to influence the

election. Jd. at 534.

Acknowledging that “Congress” careful legislative adjust-

ment of the federal electoral laws, in a cautious advange, step

by step, to account for the particular legal and economic

attributes of corporations and labor organizations warrants

considerable deference,” 540 U.S. at 117 (internal quotation

marks & citations omitted), this Court upheld Congress’s

corrective measure embodied in BCRA Section 203, and

BCRA’s primary definition of “electioneering communica-

tion” on which it relies, against constitutional attack in

McConnell, see id. at 189-194, 203-209.

The deference that this Court in McConnell showed Con-

gress is especially appropriate “in [this] area where it enjoys

particular expertise.” Jd. at 185 n.72. And showing Con-

gress such deference comports with this Court’s admonition

that “[j)udging the constitutionality of an Act of Congress is

properly considered the gravest and most delicate duty that

this Court is called upon to perform.” Walters v. National

Ass'n of Radiation Survivors, 473 U.S. 305, 319 (1985)

(internal quotation marks omitted). So too in this case, the

Court owes “no less deference than we customarily must pay

to the duly enacted and carefully considered decision of a

coequal and representative branch of our Government.” /d.

Il. McCONNELL FORECLOSED WRTL’S_ AS-

APPLIED CHALLENGE TO BCRA SECTION 203

IN REJECTING A FACIAL CHALLENGE TO

THAT PROVISION.

WRTL maintains that this Court, in McConnell, left open

the possibility of an as-applied First Amendment challenge to

26

BCRA Section 203 for so-called “grassroots lobbying.” See

Appellant’s Br. at 13-15. WRTL fundamentally mistakes the

import of this Court’s upholding of BCRA Section 203—as

well as the related primary definition of “electioneering

communication”—in the face of a facia] First Amendment

challenge. In McConnell, the Court concluded that there is

no “inviolable First Amendment right to engage” in issue

advocacy and that, given the constitutional and practical

irrelevancy of the issue/express advocacy dichotomy, Section

203 imposed a permissible—indeed slight—burden on that

speech right. McConnell, 540 U.S. at 190. The Court did not

ignore that the prohibition on electioneering communications

would encompass some bona fide issue ads—“grassroots

lobbying” in WRTL’s nomenclature—but concluded that that

burden was minimal and outweighed by the need for an

“easily understood and objectively determinable” rule to

replace the defunct express advocacy test. By holding

Section 203 constitutional in not some—but a//—of its

applications, this Court therefore precluded the very type of

as-applied constitutional challenge WRTL now brings.

1. The Court in McConnell made clear that nothing inher-

ent in the First Amendment compels special treatment of

issue advocacy. The Court in fact flatly “rejected the notion

that the First Amendment requires Congress to treat so-called

issue advocacy differently from express advocacy.” McCon-

nell, 540 U.S. at 194; see also id. at 195 (noting “failed

argument that BCRA * * * improperly extend[s] to both

express and issue advocacy”).

The McConnell Court held that the distinction between

issue and express advocacy that was introduced in Buckley

and perpetuated in MCFL is of a statutory construction—not

a constitutional—pedigree. Buckley and MCFL hewed to no

“constitutionally mandated line,” id. at 190, but created and

implemented the express advocacy requirement to cure

vagueness and overbreadth concerns with previous federal

election laws. The McConnell Court confirmed repeatedly

that the “express advocacy restriction was an endpoint of

statutory construction, not a first principle of constitutional

27

law.” Id. at 190; see id. at 191-192 (“[A] plain reading of

Buckley makes clear that the express advocacy limitation, in

both the expenditure and the disclosure contexts, was the

product of statutory interpretation rather than a constitutional

command.”); id. at 192 (“[T]he concept of express advocacy

and the concomitant class of magic words were born of an

effort to avoid constitutional infirmities.”); id. at 192 (“{Ojur

decisions in Buckley and MCFL were specific to the statutory

language before us.”). The express advocacy limitation thus

“in no way drew a constitutional boundary that forever fixed

the permissible scope of provisions regulating campaign-

related speech.” Jd. at 192-193. As the Court pointed out,

issue advocacy is entitled to no greater First Amendment

protection than express advocacy. See id. at 205 (citing

Buckley, 424 U.S. at 48, and Monitor Patriot Co. v. Roy, 401

U.S. 265, 272 (1971)). ,

McConnell concluded that imposing such a “constitutional

boundary” would be a fool’s errand in any event. The Court

confirmed in McConnell what Buckley recognized all along:

A constitutional principle premised on a supposed distinction

between issue and express advocacy would be of dubious

value as that distinction makes no real-world difference. The

Court explained that the idea that “the First Amendment

erects a rigid barrier between express advocacy and so-called

issue advocacy” conflicts with its “longstanding recognition

that the presence or absence of magic words cannot meaning-

fully distinguish electioneering speech from a true issue ad.”

McConnell, 540 U.S. at 193. That requirement, based on the

“unmistakable lesson” of the District Court litigation, was

indeed “functionally meaningless.” Jd. Not only are adver-

tisers adept at avoiding use of Buckley’s magic words, but,

even if permitted to use those verbal formations, they would

“seldom” choose to do so. Jd. That language-based restric-

tion thus did little to help Congress stamp out corruption and

its appearance in federal politics. See id. at 194.

2. Recognizing “that the distinction between express advo-

cacy and so-called issue advocacy is not constitutionally

compelled,” id. at 204-205, the McConnell Court held that

28

the interests justifying Section 203’s prohibition on election-

eering communications funded with corporate and union

treasury revenues required upholding Section 203’s constitu-

tionality in all applications, including the one at issue in this

case, see id. at 190 n.73, 204-208. The Court directly

countered the claim that the prohibition was unconstitutional

because it encompassed some bona fide issue ads by explain-

ing that, “[flar from establishing that BCRA’s application to

pure issue ads is substantial, either in the absolute sense or

relative to its application to election-related advertising, the

record strongly supports the contrary conclusion” and,

moreover, “amply justifie[d] Congress’s line drawing.” Jd. at

207. While, as WRTL points out, the Court entertained the

“assum(ption] that the interests that justify the regulation of

campaign speech might not apply to the regulation of genu-

ine issue ads,” id. at 206 n.88, the Court found that the

burden imposed by BCRA Section 203 is one that corpora-

tions and unions are relieved of easily enough, id. at 207.

The Court recognized that corporations and unions had the

option to fund such advertisements during pre-election

blackout periods “by simply avoiding any specific reference

to federal candidates, or in doubtful cases by paying for the

ad from a segregated fund.” Jd. at 206; see also id. at 204

(“Because corporations can still fund electioneering commu-

nications with PAC money, it is simply wrong to view the

provision as a complete ban on expression rather than a

regulation.”) (internal quotation marks omitted). It is there-

fore no surprise that, rather than highlighting the possibility

of as-applied challenges in this BCRA context as it did in

several others, the Court instead noted that it was upholding

BCRA’s regulation of electioneering communications in “all

applications.” /d. at 190 n.73 (emphasis added). Later in its

opinion, the Court indeed specifically acknowledged the

preclusive effect that its holding had for later as-applied

challenges in characterizing it as “upholding stringent

restrictions on ail election-time advertising that refers to a

candidate because such advertising will offen convey a

message of support or opposition.” /d. at 239.

29

3. The very flexibility of our language doomed the use of

Buckley’s express-advocacy test for accurately identifying

corporate and union general-treasury-funded communications

that were intended and had the likely effect of influencing

federal elections. McConnell recognized that Congress’s

regulation of federal elections with a statute that is neither

vague nor overboard indeed need not “toe the same express

advocacy line” drawn in Buckley. McConnell, 540 U.S. at

192. Unlike that “functionally meaningless” line, the new

one that Congress drew with BCRA consists of components

that are “both easily understood and objectively determin-

able.” Jd. at 194. If this standard is qualified by an exception

for “grass-roots lobbying” that otherwise meets the statutory

definition of an electioneering communication deemed

constitutional in McConnell, the virtues of Congress’s new

line will be lost by reintroducing a large measure of indeter-

minacy (given the flexibility of our language) into a test

keyed to objective, empirically-based factors. As “experi-

ence demonstrates,” candidates, donors, and parties will

undoubtedly “test the limits” of this novel exception. Beau-

mont, 539 U.S. at 155 (internal quotation marks & citation

omitted). And the creation of that new exception can be

expected to lead to a renaissance in the circumvention of the

longstanding prohibition against the use of corporate and

union general treasury funds to influence federal elections

that prompted Congress to act in the first place.

Ill. WRTL’S BROADCASTS ARE NOT GRASS

ROOTS LOBBYING IN ANY EVENT.

1. In ruling on WRTL’s preliminary injunction motion, the

District Court properly surmised that—even if an as-applied

challenge to Section 203 were viable for issue advocacy

falling into the category of “grassroots lobbying”—-WRTL’s

broadcast advertisements “fit the very type of activity that

McConnell found Congress had a compelling interest in

regulating.” J.S. App. 8a. The timing and substance of

WRTL’s planned broadcasts belie any notion that they are

intended as “grassroots lobbying” and instead confirm that

they subtly—but nevertheless clearly—suggest a vote against

30

Senator Feingold based on his perceived stance on the

judicial filibuster issue. Thus these broadcast advertisements

are of the type “functionally identical” to express advocacy

messages that Congress, through BCRA, sought to bring

within the ambit of the federal campaign finance regime—an

effort this Court approved of in McConnell.

2. The three advertisements that WRTL sought to air dur-

ing the pre-election blackout period would, as this Court

warned, lead any objective observer to conclude that they are

likely designed to “convey [a] message” opposing a candi-

date for federal office—namely, Senator Feingold. McCon-

nell, 540 U.S. at 239. As the District Court noted, WRTL’s

PAC announced that Senator Feingold’s defeat was a priority

and, toward that end, endorsed three candidates running

against him. J.S. App. 5a. WRTL itself issued a news

release critical of his record on the judicial filibuster issue.

See id. Despite using other, non-broadcast media to convey

its anti-judicial-filibuster message, however, WRTL only

turned to the broadcast media (and its advertisements playing

on the needless-delay theme) in the run up to the BCRA pre-

election blackout period. See id. at Sa, 9a. And all of the

broadcast advertisements that WRTL sought to air during

that blackout period connect Senator Feingold to a “group of

U.S. Senators * * * blocking qualified [judicial] nominees

from a simple ‘yes’ or ‘no’ vote” by encouraging the listener

(or, in the case of the “Waiting” advertisement, viewer) to

contact Senator Feingold and tell him “to oppose the filibus-

ter.” /d. at 13a (“Wedding”); see also id. at 15a, 17a. Thus

“(t]he notion that th[ese] advertisement[s] w{ere] designed

purely to discuss the issue of [judicial filibusters] strains

credulity.” McConnell, 540 U.S. at 194 n.78.

CONCLUSION

For the foregoing reasons, the judgment below should be

DECEMBER 2005

31

Respectfully submitted,

H. CHRISTOPHER BARTOLOMUCCI

Counsel of Record

PAUL A. WERNER

HOGAN & HARTSON L.L.P.

555 Thirteenth Street, N.W.

Washington, D.C. 20004

(202) 637-5810

Counsel for Amici Curiae

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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