Amicus Curiae Brief — Rapanos v. United States
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Nos. 04-1034; 04-1384
In The ; JAN 2 2005
Supreme Court _ Gnite NHS
JOHN A. RAPANOS, et ux., et al.,
Petitioners,
v.
UNITED STATES OF AMERICA,
Respondent.
e
JUNE CARABELL, et ai.,
Petitioners,
Vv.
UNITED STATES ARMY CORPS OF
ENGINEERS; UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondents.
S
On Writs Of Certiorari To The
United States Court Of Appeals
For The Sixth Circuit
S
BRIEF OF JARED M. DIAMOND, PAUL R.
EHRLICH, HAROLD A. MOONEY, GORDON H.
ORIANS, STUART L. PIMM, SONDRA POSTEL,
PETER H. RAVEN, JOHN W. TERBORGH, DAVID S.
WILCOVE, AND EDWARD O. WILSON AS AMICI
CURIAE IN SUPPORT OF RESPONDENTS
°
JASON C. RYLANDER
DEFENDERS OF WILDLIFE
1130 17th Street, N.W.
Washington, D.C. 20036
(202) 682-9400
January 12, 2006 Counsel for Amici Curiae
COCKLE LAW BRIEF PRINTING CO. (800) 225-4964
OR CALL COLLECT (402) 342-2831
TABLE OF CONTENTS
Page
I icciccrcrnicasininsccectieccssitninssininsii i
TABLE OF AUTHORITIES .........0:.:c0ccecescssesseseeseeeeeesess iii
INTEREST OF THE AMICI CURIAE.............0-00:0-s-00+0: 1
SUMMARY OF THE ARGUMENT. ...........-...c-0:ses0e0e00+- 5
ESE SA SERIA Agee re ERO OE 5
I. FROM A SCIENTIFIC PERSPECTIVE, PRO-
TECTION OF TRIBUTARIES AND ADJACENT
WETLANDS IS ESSENTIAL TO ACHIEVING
CONGRESS'S GOAL OF RESTORING AND
MAINTAINING THE CHEMICAL, PHYSICAL,
AND BIOLOGICAL INTEGRITY OF THE NA-
ee Cee Persccssininsuiciqsnenecusitmmnesinciuntioinn 8
A. Wetlands and tributaries have a signifi-
cant nexus to navigable waters based on
hydrological and other connections............. 10
B. Intact freshwater ecosystems provide
valuable services that sustain human life
EE citeisiecttinnintticcnatnrcicdeminitains 14
C. Alteration of stream and wetland ecosys-
tems has spillover effects on terrestrial
and downstream ecosystems ....................+. 19
D. Small impacts to ecosystems can have sud-
den, exponential, or irreversible effects....... 22
Il. DEGRADATION OF WETLANDS AND TRIBU-
TARIES SUBSTANTIALLY AND ADVERSELY
AFFECTS INTERSTATE COMMERCE AND
WARRANTS A COMPREHENSIVE FEDERAL
ii
TABLE OF CONTENTS -— Continued
Page
A. Freshwater ecosystems provide economic
services that directly affect interstate
IRS EES aE ENE enree ats Fase 23
B. Maintenance of a comprehensive national
scheme for protecting waters of the United
States is critical to achieving the goals of
the Clean Water Act and federal environ-
TABLE OF AUTHORITIES
Page
CASES
Baccarat Fremont Developers, LLC v. United States,
435 P-.Bd LABS (tds Cle. BODOG) 2.000000 ceccrceservcccsccvsccscccovesees 14
GDF Realty Invs., Ltd. v. Norton, 326 F.3d 622 (5th
EIN IIIITT ioiciesthitinbihins dnetnaienddiabieindasabiiiteathiniidtpeuinietinks 28, 29, 30
Gibbs v. Babbitt, 214 F.3d 483 (4th Cir. 2000)............ 28, 29
Gonzales v. Raich, 125 S. Ct. 2195 (2005) ........ 6, 28, 29, 30
Hodel v. Virginia Surface Mining & Reclamation
Assoc., 452 U.S. 264 (1981) ............0escccrecssccssscscessersesees 29
Maryland v. Wirtz, 392 U.S. 183 (1968).................cceeeeeee 29
National Assoc. of Home Builders v. Babbitt, 130
ey es MI SUR ccistineddescctetsicpssznpenicasinceteten 26, 29
PUD No. 1 of Jefferson Co. v. Washington Dept. of
eae, GEE Tes Fee CO crrctsccesvecnncsconscnicccesennssncenees 21
Rancho Viejo, LLC v. Norton, 323 F.3d 1062 (D.C.
SRSA enr ee enna ee ene De 29
United States v. Deaton, 332 F.3d 698 (4th Cir.
ST iensclarsciitihiiadiliacetintisintipabbetiinniienbaiiiibtiuscasutiemminianiadinid 27
United States v. Gerke Excavating, Inc., 412 F.3d
SE, I cictaictiniidntinsiidsiunitdinieindsmaininensintn 13, 28
United States v. Lopez, 514 U.S. 549 (1995)................. 5, 28
United States v. Morrison, 529 U.S. 598 (2000)................ 28
United States v. Riverside Bayview Homes, Inc., 474
STEEL. TEE CIT Atcteitesneiiteleneahchteebdleajainmieninaepenasinineiiabetes 14, 27
Wickard v. Filburn, 317 U.S. 111 (1942)..................... 27, 28
iv
TABLE OF AUTHORITIES — Continued
Page
CONSTITUTION AND STATUTES:
oF es GY | re 30
Endangered Species Act of 1973, 33 U.S.C. §§ 1531
6B GUID, incsccoccnninctunsectsenscseninstndidnnenineigeliaeiedilial 19, 28, 29, 30
Federal Water Pollution Control Amendments of
1072, 33 U.S.C. $5 1351 €f 00. ....000cev0ssesseccecccsrsesseesssoesees 5
SD CARE, 8 BIE ccccccicsesscossisccsssectictinaniatinnindimanae 9
pis TS > ee ee 5,8
BB UG. OTRO. cnccetscctninsinnscsnndiansiiisstiniciditiiasiegiekam 9
BE UTI, © BEER ccconnsescosessascnidicnietnsteisitetalingiaamunian 8, 10
BD EI: © BIR ccncccccveveesesncssnnisintinmiasesadaiasimiaamsaaa 10
SD Ris Be Se ccnctecessccrnietinesnnsectasietianiisiieiemmmiaaa 8, 10
SB PREGA 6 BIE cscccccccnsssiinn vitenhintenininiiiniinhiammaadae 8, 10
BB CGD. © TIE nccesccserccncsssntinsncaictnetitssescsitndiaiaaindaamane 8
Rivers and Harbors Act of 1899, 33 U.S.C. §§ 401 et
BBE, .ccsrsnconsneupsecoseseenencedbessenvenntbensssnntetentienmnecninnemmiiiiniinh 9
OTHER AUTHORITIES
GB Ba, Ghee, SEED CIITA ecenccccrsttscnrsishtnsininsninsccenidiciiinimsiod 27
S. Rep. No. 92-414 (1971) .....ccecccsescssseessseeensane sinidiansniel 29
Janet Abramovitz, Worldwatch Institute, Unnatu-
CE ERENT GIO cncecncsccsinciinscinestssinianisenenstaaaiaaaaieni 17
Akhil Reed Amar, The Constitution: A Biography
GEITE snocessinseanecsamcinenesecnenitarinimmamgionaimaaee 27
Vv
TABLE OF AUTHORITIES ~ Continued
Page
Virginia R. Burkett et al., Sea-Level Rise and
Subsidence: Implications for Flooding in New
Orleans, Louisiana, in U.S. Geological Survey
Subsidence Interest Group Conference, Proceed-
ing of the Technical Meeting, Galveston, Texas
(K. R. Prince & D. L. Galloway eds., 2003)................... 16
Patrick Comer et al., NatureServe, Biodiversity
Values of Geographically Isolated Wetlands in the
United States (2005) ..............ccccccsscecereerees adiaalitaatatitieads 19°
Coral Reef Information System, Hazards to Coral
Reefs, http://www.coris.noaa.gov/about/hazards.... .. 22
Jared Diamond, Collapse: How Societies Choose to
TEE TEE TE 2,19
Gretchen C. Daily, Introduction: What are Ecosys-
tem Services? in Nature’s Services: Societal De-
pendence on Natural Ecosystems (Daily, Gretchen
EERE SE Se ee a 14
Ecological Society of America, Ecosystem Services:
Benefits Supplied to Human Societies by Natural
Ecosystems, Issues in Ecology (1997).............cccccc0seeee 25
Malcolm Gladwell, The Tipping Point: How Little
Things Can Make a Big Difference (2002) .............0000+. 22
The Heinz Center, The State of the Nation’s Ecosys-
tems: Measuring the Lands, Waters, and Living
Resources of the United States (2002)..................... 12, 13
Kevin Hurley, Prozac Seeping into Water Supplies,
The Scotsman, August 9, 2004 .00............cccccccceceeseeeeeeees 21
Dana W. Kolpin et al., Pharmaceuticals, Hormones,
and Other Organic Wastewater Contaminants in
the U.S. Streams, 1999-2000; A National Recon-
naissance, Envtl. Sci. & Tech., March 15, 2002............ 21
vi
TABLE OF AUTHORITIES — Continued
Richard J. Lazarus, The Making of Environmental
i Gee cecnescsececsssssnesecnnapecoensnesessrsecustanntanseagereunant 6, 10
Millennium Ecosystem Assessment, World Re-
sources Institute, Ecosystem and Human Well-
Being: Biodiversity Synthesis (2005).............0.cc00000 9,15
Millennium Ecosystem Assessment, World Re-
sources Institute, Ecosystem and Human Well-
Being: A Framework for Assessment (2005)..............0+«: 24
Millennium Ecosystem Assessment, World Re-
sources Institute, Living Beyond Our Means:
Natural Assets and Human Well-Being (2005)....... 22, 24
National Research Council, Compensating for
Wetland Losses Under the Clean Water Act (2001)....... 11
National Research Council, Valuing Ecosystem
Services: Toward Better Environmental Decision-
ee icertncenccniniiincemstnapisnnemecnnnd 11, 17, 18, 23, 25
Judy L. Meyer et al., American Rivers, Where
Rivers Are Born: The Scientific Imperative for
Protecting Small Streams and Wetlands (2003)..... 13, 18
Norman Myers, Biodiversity’s Genetic Library, in
Nature’s Services: Societal Dependence on Natu-
ral Ecosystems (Daily, Gretchen C. ed., 1997) .............. 25
Stuart Pimm, The Value of Everything, Nature,
0 ae See nr ne 20
Sandra Postel, Worldwatch Institute, Liquid Assets:
The Critical Need to Safeguard Freshwater Eco-
D. J. Rappaport et al., Ecosystem Behavior under
Stress, 125 Am. Naturalist 617 (1985).......................0+ 22
Vii
TABLE OF AUTHORITIES -— Continued
, Page
Anthony Ricciardi & Joseph B. Rasmussen, Extinc-
tion Rates of North American Freshwater Fauna,
13 Conservation Biology 1220 (1999).................:ccseeeees 18
Ed Rykiel, Ecosystem Science for the Twenty-First
Century, Bio Science, October 1997 ....................0e0eee0+0 17
Joseph Sax, The Constitutional Dimensions of
Property, 26 Loy. L. Rev. 23 (1992)...........ccccsseseeeeeees 23
UPI, Large Part of Chesapeake Bay is Dead Zone,
ED veitnstretnetentsemeainthemennsinemaneanetinn 20
U.S. Fish & Wildlife Service, Economic Impact of
Waterfowl Hunting in the United States (2005),
ee raticrannnenercictiabntecinetianpiesnensinieninceanitipteninn 25
Peter M. Vitousek et al., Human Domination of the
Earth’s Ecosystems, 277 Science 494 (1997) ................. 21
Water: Is it the ‘Oil’ of the 21st Century? Hearing
Before the Subcomm. on Water Res. and the Env’t
of the House Comm. on Transp. and Infrastruc-
ture, 107th Cong., May 22, 2008 .0.0.........cccccceseeeseeeeeeeeeee 6
Lance D. Wood, Don't Be Misled: CWA Jurisdiction
Extends to All Non-navigable Tributaries of the
Traditional Navigable Waters and to Their Adja-
cent Wetlands, 34 Envtl. L. Rep. 10187 (2004) ............. 10
Edward O. Wilson, The Diversity of Life (1992) .. 4, 15, 25, 26
1
INTEREST OF THE AMICI CURIAE
Amici are prominent scientists in the fields of biology,
botany, zoology, entomology, and ecology.’ They have
special knowledge of the important nexus of tributaries
and adjacent wetlands to downstream water bodies and
aquatic ecosystems, and other issues before this Court.
Their scientific expertise enables them to explain the
economic and ecological consequences of polluting or filling
wetlands and tributaries, including the resulting loss of
ecosystem functions, wildlife habitat, and biodiversity.
Understanding these impacts is necessary to appreciate
fully the substantial effects of altering wetlands and
tributaries on interstate commerce, and why, under the
Court’s jurisprudence, Congress is empowered to regulate
such activities.
Amici include, in alphabetical order:
Jared M. Diamond is Professor and Vice Chair, De-
partment of Physiology, UCLA Medical School. Dr. Dia-
mond is an explorer of New Guinea bird fauna, and
inventor of the concept of assembly rules in community
organization. Although his formal training was in physiol-
ogy and membrane biophysics, Dr. Diamond has pursued a
parallel career in ecology and evolutionary biology. Since
1977, he has devoted much of his time to popular science
writing including the bestselling books Guns, Germs and
Steel: The Fates of Human Societies, for which he was
* This brief was not authored in whole or in part by counsel for a
party, and no person or entity other than the amici and their counsel
made a monetary contribution to the preparation or submission of this
brief. The parties have consented to the filing of amicus briefs and have
filed letters of consent with the Clerk of the Court.
2
awarded the Pulitzer Prize, and Collapse: How Societies
Choose to Fail or Survive.
Paul R. Ehrlich is President, Center for Conservation
Biology and Bing Professor of Population Studies at
Stanford University. Dr. Ehrlich is a fellow of the Ameri-
can Association for the Advancement of Science, the
American Academy of Arts and Sciences, and the American
Philosophical Society, and a member of the National
Academy of Sciences. He is a recipient of the First
AAAS/Scientific American Prize for Science in the Service
of Humanity and the Royal Swedish Academy of Sciences,
Crafoord Prize in Population Biology and the Conservation
of Biological Diversity (an explicit replacement for the
Nobel Prize for areas where the Nobel is not given).
Harold A. Mooney is the Paul S. Achilles Professor of
Environmental Biology at Stanford. Dr. Mooney is a
member of the National Academy of Sciences, the Ameri-
can Academy of Arts and Sciences, a Fellow of the Ameri-
can Association for the Advancement of Science, and past
president of the Ecological Society of America and the
American Institute of Biological Sciences. His research has
earned him the Ecological Society's Mercer Award and
Eminent Ecologist Award, Germanys Max Planck Re-
search Award and Humboldt Senior Distinguished Scien-
tist Award.
Gordon H. Orians is Professor Emeritus of Biology,
University of Washington. Dr. Orians is a member of the
National Academy of Sciences, the American Academy of
Arts and Sciences, and a past president of the Ecological
Society of America. His publications are focused on behav-
ioral ecology, plant-herbivore interactions, community
ecology, the ecology of rare plants, and human ecology.
-3
Stuart L. Pimm is the Doris Duke Professor of ©»
servation Ecology, Duke University. Dr. Pimm is a conser-
vation biologist and ecologist, 1993 Pew Scholar in
Conservation and the Environment, and author of The
Balance of Nature? Ecological Issues in the Conservation of
Species and Communities and The World According to
Pimm: A Scientist Audits the Earth. Dr. Pimm’s expertise
lies in species extinctions and what can be done to prevent
them. He also studies the loss of tropical forests and its
consequences to biodiversity. He has conducted research in
the Florida Everglades for fifteen years.
Sandra Postel is Director of the Global Water Policy
Project in Amherst, Massachusetts, a Visiting Senior
Lecturer in Environmental Studies at Mount Holyoke
College, and a senior fellow with the Worldwatch Institute.
A leading authority on international freshwater issues,
Postel has authored several books and more than 100
articles for popular and scholarly publications on the
nature of global water challenges and constructive solu-
tions to them. Her short book, Liquid Assets: The Critical
Need to Safeguard Freshwater Ecosystems, was released in
2005. Postel is a 1995 Pew Scholar in Conservation and
the Environment and in 2002 was named one of the
“Scientific American 50,” by Scientific American magazine.
Peter H. Raven is Director of the Missouri Botanical
Garden and the George Engelmann Professor of Botany at
Washington University in St. Louis. Dr. Raven is past
Chair of the Division of Earth and Life Studies, U.S.
National Research Council. A MacArthur Fellow and
member of the National Academy of Sciences and Ameri-
can Academy of Arts and Sciences, he is a world leader in
the fields of plant evolution and systematics.
4
John W. Terborgh is the James B. Duke Professor of
Environmental Science and Co-Director of the Center for
Tropical Conservation at Duke University. An authority on
avian and mammalian ecology in neotropical forests, Dr.
Terborgh is a member of the National Academy of Sciences.
He is a MacArthur Fellow and was awarded the National
Academy of Sciences Daniel Giraud Elliot medal for his
research and his book Diversity and the Tropical Rainforest.
David S. Wilcove is Professor of Public Affairs and
Ecology and Evolutionary Biology at the Woodrow Wilson
School, Princeton University. Dr. Wilcove previously
served as Senior Ecologist at Environmental Defense,
Senior Ecologist for The Wilderness Society, and Research
Scientist in Zoology for The Nature Conservancy. A recipi-
ent of the Distinguished Service Award of the Society for
Conservation Biology, he has authored numerous publica-
tions, including The Condor’s Shadow: The Loss and
Recovery of Wildlife in America (1999).
Edward O. Wilson is Curator of Entomology at the
Museum of Comparative Zoology, and Pellegrino Univer-
sity Professor Emeritus, Harvard University. Dr. Wilson’s
research interests include evolutionary sociobiology,
biogeography, and ethical philosophy. A recipient of the
National Medal of Science, the International Prize for
Biology, the Distinguished Humanist Award from the
American Humanist Association, and the Crafoord Prize
from the Swedish Academy of Sciences, he has written
over a dozen books, including On Human Nature and The
Ants for which he was awarded Pulitzer Prizes in 1979
and 1991, respectiv-’’. His book, The Diversity of Life, has
been described as t» sequel to Darwin’s Origin of Species.
¢
5
SUMMARY OF THE ARGUMENT
As scientists who have devoted their lives to the study
of nature and the conservation of ecosystems and biodiver-
sity, Amici come to this case with great concern for the
future of freshwater ecosystems and the laws that protect
them. In this submission, Amici will explain the importance
of tributaries and wetlands to achieving the goals of the
Clean Water Act. 33 U.S.C. §§ 1251 et seg. Amici will
further demonstrate how the loss of wetlands and degrada-
tion of aquatic ecosystems substantially affects interstate
commerce and warrants a comprehensive federal response.
Petitioners seek an interpretation of the Clean Water
Act that would largely limit its reach to navigable-in-fact
waters. From the perspective of scientists, legal “naviga-
bility” is irrelevant to the ecological and economic values
aquatic ecosystems provide and should not be a practical
or constitutional barrier to Congress’s ability to protect
and maintain the health of the nation’s waters. Limiting
the reach of the Act in this manner would seriously un-
dermine Congress’s stated purpose “to restore and main-
tain the chemical, physical, and biological integrity of the
Nation’s waters.” 33 U.S.C. § 1251(a).
Likewise, the Court should not adopt a reading of the
Commerce Clause that would strip Congress of its power
to regulate tributaries, adjacent wetlands, and other
similar environmental resources.’ Such an unprecedented
* Congress is empowered by the Commerce Clause to regulate
three “broad categories of activity” — the channels of interstate com-
merce; the instruments of interstate commerce, and persons or things
in interstate commerce; and activities that substantially affect inter-
state commerce. United States v. Lopez, 514 U.S. 549, 558-59 (1995). As
the government and other amici will address Congress's authority to
(Continued on following page)
6
holding could have far-reaching effects, and, importantly
from Amici’s perspective, would reflect a profound misun-
derstanding of ecosystem functions and their relation to
interstate commerce. Considered in the aggregate, degra-
dation of wetlands and tributaries impairs ecosystem
functions that are vital for human well-being and biodi-
versity. Indeed, this Court recently reaffirmed that the
commerce power extends even to purely intrastate, non-
commercial acts, provided the acts are part of a compre-
hensive statutory scheme to address activities that in the
aggregate substantially affect interstate commerce.
Gonzales v. Raich, 125 S. Ct. 2195 (2005). As the noted
environmental law professor Richard Lazarus has recog-
nized, “Environmental laws inevitably regulate and affect
commerce because the nation’s natural resources supply,
after all, what are literally the basic ingredients of com-
mercial life.” Richard J. Lazarus, The Making of Environ-
mental Law 205 (2005).
Natural resources are the building blocks of com-
merce, with none more important than water — a valuable
and increasingly scarce commodity in itself.’ In the last
century, federal water policy rarely worked in concert
with nature; water projects from the Everglades to the
regulate the degradation of tributaries and wetlands as channels of
commerce, this brief focuses on the substantial effects of these activities
on interstate commerce.
> It has been said that “if the world fought for oil in the 20th
Century, the war will be about water in the 21st Century.” Water: Is it
the ‘Oil’ of the 21st Century? Hearing Before the Subcomm. on Water
Res. and the Env't of the House Comm. on Transp. and Infrastructure,
107th Cong., May 22, 2003. The quote is attributed to Ismail
Serageldin, former World Bank Vice President and Chairman of the
Global Water Partnership.
7
Mississippi Delta to the Colorado River fundamentally
altered intact ecosystems. To be sure, these dams, levees,
river diversions, and other engineering projects provide
much of the nation’s drinking water, food, electricity, and
flood control. But intact aquatic ecosystems provide
significant economic services of their own. More than a
source of water and fish, the nation’s rivers, lakes, and
wetlands store flood waters and reduce economic devasta-
tion due to flooding. They recharge groundwater, filter
pollutants, and purify drinking water. And they provide
the habitats that sustain a diversity of species, which
themselves perform important ecological functions. These
ecosystem services — and their potential loss — profoundly
affect interstate commerce and warrant comprehensive
federal protection.
Reasonable people can disagree over language, and it
is for the Court to decide questions of law. But when it
comes to the connection of tributaries, streams, and
wetlands to navigable waters and interstate commerce,
there is no ecological ambiguity. In the opinion of Amici, if
the Clean Water Act does not protect these resources, then
it does not protect navigable waters from pollution, and it
cannot achieve its goals.
A ruling for Petitioners would elevate the short-term
interests of a few over the long-term economic and ecologi-
cai health of the nation. It would deny indisputable eco-
logical connections and compromise a generation of
environmental progress.
8
ARGUMENT
I. FROM A SCIENTIFIC PERSPECTIVE, PRO-
TECTION OF TRIBUTARIES AND ADJACENT
WETLANDS IS ESSENTIAL TO ACHIEVING
CONGRESS’S GOAL OF RESTORING AND
MAINTAINING THE CHEMICAL, PHYSICAL,
AND BIOLOGICAL INTEGRITY OF THE NA-
TION’S WATERS.
Section 301 of the Clean Water Act, 33 U.S.C. § 1311,
prohibits discharges of pollutants into navigable waters
unless authorized by permits granted under other sections
of the Act. Principle authorizing sections include Section
402, which governs the discharge of waste, 33 U.S.C.
§ 1342, and Section 404, which authorizes the U.S. Army
Corps of Engineers (“the Corps”) to issue permits “for the
discharge of dredged or fill material into the navigable
waters at specified disposal sites.” 33 U.S.C. § 1344.
Although the statute’s reach is linked to the term “naviga-
ble waters,” Congress broadened the traditional definition
to include “the waters of the United States, including
the territorial seas.” 33 U.S.C. § 1362(7). Moreover, Con-
gress made clear that the purpose of the Act is “to restore
and maintain the chemical, physical, and biological integ-
rity of the Nation’s waters.” 33 U.S.C. § 1251(a). These
goals extend beyond traditional notions of navigability
and manifest Congress’s farsighted desire to achieve
through comprehensive national policies “water quality
which provides for the protection and propagation of fish,
9
shellfish, and wildlife and provides for recreation in and
on the water.” 33 U.S.C. § 1251(a)(2).*
Aquatic ecology makes clear the complex interdepend-
encies of freshwater ecosystems and the many valuable
benefits they provide. Rivers, lakes, streams, wetlands, and
aquifers - in concert with forests, grasslands and other
terrestrial ecosystems — provide water supplies for irriga-
tion, industry, cities, and homes; purification and filtration
of pollutants; flood mitigation; drought mitigation; ground-
water recharge; water storage; wildlife habitat and nursery
grounds; soil fertility maintenance; nutrient delivery to
deltas and estuaries; freshwater flows to maintain estua-
rine salinity balances; recreational opportunities; and
conservation of biodiversity, which provides resilience and
options for the future. Sandra Postel, Worldwatch Institute,
Liquid Assets: The Critical Need to Safeguard Freshwater
Ecosystems 12 (2005); Millennium Ecosystem Assessment,
World Resources Institute, Ecosystem and Human Well-
Being: Biodiversity Synthesis 15 (2005).
These functions and relationships are important
national interests protected directly and indirectly by the
Clean Water Act. As the term “navigable waters” applies to
the entire Act, not merely section 404, a restrictive inter-
pretation of that term would seriously undermine Con-
gress’s ability to protect and maintain the integrity of the
Nation’s waters and the services they provide. Indeed,
such a ruling would limit Congress’s reach over wetlands
* Indeed, protection of navigation is not even a stated purpose of
the Act (presumably because the Rivers and Harbors Act of 1899, 33
U.S.C. § 401 et seq., already does so). 33 U.S.C. § 1251.
10
and point sources alike.’ Lance D. Wood, Don’t Be Misled:
CWA Jurisdiction Extends to All Non-navigable Tributar-
ies of the Traditional Navigable Waters and to Their
Adjacent Wetlands, 34 Envtl. L. Rep. 10187, 10187 (2004).
As this brief demonstrates, wetlands and tributaries are
inexorably bound up with navigable waters and are a critical
part of riverine ecosystems. Traditiona) navigability may be
relevant to waters that serve literally as channels of com-
merce, but the national interest in clean water is much more
extensive and its protection substantially affects interstate
commerce. “Whether or not a specific water body is ‘naviga-
ble,’ ‘nonnavigable,’ or physically ‘adjacent’ to another navi-
gable body is generally irrelevant [to protecting aquatic
ecosystem functions) and is certainly not dispositive of the
question of whether national regulation is needed or appro-
priate.” Lazarus, supra, at 205. To effectuate Congress’s
intent in passing the Clean Water Act — to protect and
restore the waters of the United States — federal protections
must extend beyond merely traditional navigable waters.
A. Wetlands and tributaries have a significant
nexus to navigable waters based on hydro-
logical and other connections.
Wetlands are complex ecosystems that are seasonally
or permanently covered with shallow water, or lands in
which the water table is near enough to the surface to
* The wetlands provisions of section 404, like sections 402 (discharge
0: waste) and 311 (governing oil facilities), are not themselves prohibitive.
33 U.S.C. §§ 1321, 1342, 1344. Taken together, each provides for excep-
tions to section 301, which prohibits discharges into waters of the United
States. 33 U.S.C. § 1311. A definitiona) ruling affecting section 404 thus
also impacts all discharges regulated by section 301.
11
cause the formation of hydric soils and growth of hydro-
philic plants. Despite the myriad benefits wetlands pro-
vide humans and animals alike, until the mid-1970s
federal policy specifically encouraged draining and filing
of wetlands for mosquito control and to promote agricul-
tural, commercial, and residential development. By the
mid-1980s, approximately fifty-three percent of the na-
tion’s original wetlands were lost. National Research
Council, Compensating for Wetland Losses Under the
Clean Water Act 1 (2001). Although wetland loss has
slowed in the past decade, the U.S. Fish and Wildlife
Service estimates an average of 58,545 acres of wetlands
were lost each year from 1986 to 1997. Id. at 3.
Many wetlands, like marshes that border lakes and
streams, have obvious connections to surface waters.
Others may appear to be isolated, but wetlands are almost
always linked to stream networks and other wetlands
through groundwater. Although freshwater ecosystems are
diverse, depending on type, location, climate, and other
factors, their structure and functions are intricately linked
to the watershed of which they are a part. Through the
hydrological cycle ~ the sun-fueled movement of water
among the sea, air, and land — water moves through a
landscape in three dimensions. Water connects upstream
to downstream ecosystems, stream channels to floodplains
and wetlands, and surface waters to ground water. This
process also delivers natural materials —- and man-made
pollutants — into rivers, lakes, and estuaries.
Ecologists frequently refer to “aquatic and related
terrestrial ecosystems” in recognition of the difficulty of
analyzing aquatic environments without considering
linkages to adjacent terrestrial environments. National
Research Council, Valuing Ecosystem Services: Toward
12
Better Environmental Decision-Making 59 (2005). The
connection between rivers and their floodplains is readily
apparent, but what happens on land equally impacts these
systems.
For example, the amount of nitrogen carried by major
U.S. rivers has increased dramatically in recent decades
as a result of terrestrial activities and wetland loss.
Nitrogen levels in the Mississippi River, which drains forty
percent of the coterminous United States, have tripled
since the 1950s. Nitrogen causes excess algae growth,
reduces recreational and aesthetic values, and contributes
to low dissolved oxygen conditions that can kill aquatic
organisms. The Heinz Center, Th State of the Nation's
Ecosystems: Measuring the Lands, Waters, and Living
Resources of the United States 21, 36 (2002). As a result,
wetlands lost in the Mississippi watershed far upstream
from the Gulf of Mexico can nonetheless contribute to the
formation of “dead zones” that threatens the Gulf’s
fisheries and aquatic resources.°
Additionally, some 20% of groundwater wells and 10%
of streams in farmland areas exceed drinking water
standards for nitrate, while more than half of America’s
larger rivers, three-quarters of farmland streams, and
two-thirds of urban/suburban streams contained phospho-
rous levels at or above Environmental Protection Agency
(“EPA”) recommended levels for avoiding excess algae. Id.
at 21. Three-quarters of stream samples and half of stream
* “Dead zones” form when fertilizers and other pollutants high in
nitrogen and phosphorus are washed by rain into rivers, bays, and
estuaries. The compounds feed an explosive growth of algae, which, in
13
sediments tested were found to contain one or more chemical
compounds exceeding guidelines for protection of aquatic life,
and 60% of estuary sediments exceeded levels that indicate
negative effects on aquatic life. Jd. at 37.
Tributaries, streams, and adjacent wetlands have
important connections that affect the ecological and
economic functions of navigable waters. Surface and
subsurface hydrological connections include overbank flow
and flood connections, groundwater and drainage connec-
tions, and man-made conveyances such as ditches, cul-
verts, dams, canals, and channels. Waste discharged into
streams and tributaries can thus have significant deleteri-
ous downstream impacts. As Judge Posner correctly noted,
“A ditch can carry as much water as a stream; many
streams are tiny. It wouldn't make much sense to interpret
the regulation as distinguishing between a stream and its
manmade counterpart.” United States v. Gerke Excavating,
Inc., 412 F.3d 804, 805-06 (7th Cir. 2005).
Biological connections include the use of streams, ponds,
and wetlands by fish, waterfowl and wetland-dependent
wetlands, streamside wetlands, and stream channels.
Animals, including many spawning fish, often use different
parts of the aquatic environment at different points in their
life cycles; thus wildlife and food webs also link wetlands to
larger waterways. See generally Judy L. Meyer et al., Ameri-
can Rivers, Where Rivers Are Born: The Scientific Imperative
for Protecting Small Streams and Wetlands (2003). Finally,
as discussed in greater detail infra tributaries and wetlands
are connected economically to navigable waters through
tourism, recreation, and the municipal, commercial, and
industrial uses of the waters they provide.
14
Notably, neither the text of the Clean Water Act, the
implementing regulations, nor this Court currently condi-
tions federal jurisdiction over wetlands and tributaries on
the presence of hydrological or ecological connections to
navigable waters. Baccarat Fremont Developers, LLC uv.
United States, 425 F.3d 1150, 1154 (9th Cir. 2005). Indeed,
in United States v. Riverside Bayview Homes, Inc., 474
U.S. 121 (1985), this Court did not require such a connec-
tion, noting “[t]hat the definition may include some wet-
lands that are not significantly intertwined with the
ecosystem of adjacent waterways is of little moment”
because the Corps can always grant a permit in such
cases. Jd. at 135 n.9. The Riverside Court correctly recog-
nized the reasonableness of the Corps’ determination that
“in the majority of cases, adjacent wetlands have signifi-
cant effects on water quality and the aquatic ecosystem.”
Id. Yet even if this Court were to impose a hydrological or
ecological] connection standard, such a test is easily met.’
B. Intact freshwater ecosystems provide valu-
able services that sustain human life and
biodiversity.
through which natural ecosystems, and the species that
make them up, sustain and fulfill human life.” Gretchen C.
Daily, Introduction: What are Ecosystem Services? in Nature’s
” In Baccarat, the Ninth Circuit found such a connection based on
the wetlands’ proximity to flood control channels; functions that
contribute to the aquatic environment, particularly in light of wetland
loss in the San Francisco Bay area; location within a 100-year flood
plain; and inclusion in a hydric soil unit contiguous with an area
covered by tidal waters. Baccarat, 425 F.3d at 1157-58.
15
Services: Societal Dependence on Natural Ecosystems 3
(Daily, Gretchen C. ed., 1997). These include provisioning
services such as water and food; regulating services such as
regulation of floods, drought, land degradation, and disease;
supporting services like soil formation and nutrient cycling;
and cultural services such as recreational, spiritual, reli-
gious, and other nonmaterial benefits. See generally Mil-
lennium Ecosystem Assessment, World Resources Institute,
Ecosystem and Human Well-Being: Biodiversity Synthesis
(2005). As Amicus Edward O. Wilson has written:
It is also easy to overlook the services that eco-
systems provide humanity. They enrich the soil
and create the very air we breathe. Without
these amenities, the remaining tenure of the
human race would be nasty and brief. The life-
sustaining matrix is built of legions of micro-
organisms and mostly small, obscure animals, in
other words, weeds and bugs... .They run the
world precisely as we would wish it to be run.
Edward O. Wilson, The Diversity of Life 347 (1992).
Streams, tributaries, and wetlands, even those with-
out obvious surface water connections, are integral parts
of broader watersheds, and perform essential functions
that affect the health of these systems. They are nature’s
filters and are essential to clean water. Abundant scientific
evidence proves that pollution entering these upstream
waters not only damages these waters and the creatures
that inhabit them but will harm lakes, rivers, and waters
further downstream as well. Simply put, the more wet-
lands and streams are destroyed, the more contaminants
turn up in drinking water.
Many communities are beginning to recognize the
water purification values of watersheds and are turning to
16
natura! solutions to avoid construction of expensive water
treatment facilities. New York City depends on the reser-
voirs and forested wetlands of the Catskill region — two-
thirds of which is privately owned — for ninety percent of
its water. Faced with capital costs of more than $6 billion
and annual maintenance costs of $300 million for water
treatment, New York City entered into an agreement in
1997 with state and federal officials, seventy towns and
villages, an’ environmental organizations to invest $1.5
billion to restore and protect the Catskill watershed. The
investment has had the desired effect; despite population
pressures crater quality is maintained naturally without
the need for expensive filtration. New York City’s prograrr
is perhaps most remarkable, but similar eff rts are un-
derway in Boston, Seattle, and other cities, with a savings
of hundreds of millions of dollars in expenditures for water
purification. Postel, supra, at 27-29.
Flood control and storm water retention are other
vide, and the loss of these functions can contribute to the
magnitude of natural events like storms and floods. The
tsunami that claimed at least 227,000 lives in coastal Asia in
2004 cast a spotlight on the storm and wave protection
afforded by mangrove swamps and coral reefs. Jd. Similarly,
the devastating impact of Hurricanes Katrina and Rita in
the Gulf of Mexico highlighted what happens when water
abilities. See Virginia R. Burkett et al., Sea-Level Rise and
Subsidence: Implications for Flooding in New Orleans,
Louisiana, in U.S. Geological Survey Subsidence Interest Group
Conference, Proceeding of the Technical Meeting, Galveston,
Texas 63-73 (K.R. Prince & D. L. Galloway eds., 2003).
Clearing trees, filling wetlands, and engineering rivers fray
17
the natural safety nets that healthy ecosystems provide, at a
natural disasters in the last ten years (not including the
devastating hurricanes of 2005) totaled $566.8 billion,
topping the combined losses from 1950 to 1989. Postel,
supra, at 48.
After the Great Midwest Floods of 1993, when the
upper Mississippi and Missouri Rivers reached record
heights and floodwaters breached miles of levees, re-
searchers turned to natural solutions for flood manage-
ment. They concluded that an investment of $2-3 billion to
restore 5.3 million hectares of water-absorbing wetlands in
the Upper Mississippi watershed would have substantially
reduced flood damage, which totaled $16-19 billion. Ed
Rykiel, Ecosystem Science for the Twenty-First Century,
Bio Science, October 1997, at 705-08; Janet Abramovitz,
Worldwatch Institute, Unnatural Disasters 158 (2001).
Even the Corps of Engineers, which is responsible for
most of the nation’s flood control dams and levees, has
found that wetlands and floodplains can often provide the
same services at less cost, with important side benefits.
Purchasing development rights to 3,440 hectares of flood-
plain wetlands in the headwaters of the Charles River in
Massachusetts for $10 million provided storage for sixty-
two million cubic meters of water, negating the necessity
of a proposed $100 million dam and levee project. This
natural wetlands flood control system helped contain large
floods in 1979 and 1982 that would otherwise have caused
considerable damage. National Research Council, Valuing
Ecosystem Services: Toward Better Environmental Deci-
sion-Making 170 (2005). In Napa Valley, California, the
Corps is relocating homes, roads and businesses to restore
the Napa River's natural floodplain. The $155 million
18
project cost is one-tenth the amount that would be needed
to repair flood damage over the next century if the flood-
plain were not restored. Jd. Napa Valley residents s\.--
ported a sales tax increase to pay for the projec,
recognizing that in addition to flood control, tie project
would lower flood insurance rates, provide parks and trails
for recreation and wildlife watching, increase tourism
revenues, and revitalize town centers. Postel, supra, at 51.
Headwaters systems trap sediment, which moves
downstream in runoff from rain, snow, and floods. Toc
much sediment can fill reservoirs and navigation chan-
nels, impede transportation, damage commercial and
recreational fisheries, harm aquatic habitats, and increase
water filtration costs. Suspended sediment turns water
murky, blocking light to underwater plants and reducing
the spawning productivity of fish. As it settles, sediment
can smother fish eggs and fill the gravel homes of small
but important organisms at the bottom of the food chain.
For municipalities, sediment poses significant financial
costs. Dredging and removing sediment from the Patapsco
River to keep Baltimore Harbor navigable costs more than
$10 million each year. Meyer et al., supra, at 12.
Tributaries, streams, and wetlands also provide habitat
for diverse flora and fauna, including numerous threatened
and endangered species. Unfortunately, many species are
now at risk due to alteration of freshwater ecosystems. At
least 123 species of freshwater fish, mollusks, crayfish, and
amphibians have gone extinct since 1900 and the extinction
rate for such species is expected to be five times greater
than that of terrestrial species. Anthony Ricciardi & Joseph
B. Rasmussen, Extinction Rates of North American Fresh-
water Fauna, 13 Conservation Biology 1220, 1220-22
(1999). Freshwater mussels are called “living filters”
19
because of their skill at purifying water. The United States
has more known species of freshwater mussels than any
other country with 292; yet sixty-nine percent are at risk of
extinction or have already gone extinct. Postel, supra, at 22.
Wetlands contribute significantly to the nation’s
ecological diversity and provide habitat for wildlife and
plants. According to a new study, 274 at-risk plant and
animal] species are supported by wetlands. Patrick Comer et
al., NatureServe, Biodiversity Values of Geographically
Isolated Wetlands in the United States 1 (2005). A total of
eighty-six plants and animals listed as threatened, endan-
gered or candidates for listing under the Endangered Species
Act (“ESA”), 33 U.S.C. §§ 1531 et seg. - roughly six percent of
all listed and candidate species in the United States - are
supported by isolated wetlands. Nearly half of the wetland
types studied are known to support at least one ESA listed
species. Id. Loss of wetland habitats could seriously impact
the survival of these species. The Clean Water Act plays an
indirect yet critical role in protecting these biodiversity values.
C. Alteration of stream and wetland ecosys-
tems has spillover effects on terrestrial and
downstream ecosystems.
Human-caused disruptions to the hydrological cycle,
over time, diminish these and other ecosystem benefits
and can even lead to societal collapse —- what Amicus Jared
Diamond calls “self-inflicted ecological suicides.” Jared
Diamond, Collapse: How Societies Choose to Fail or Sur-
vive (2004). Although collapse may seem far fetched in our
modern, technologically-advanced world, the fact is human
society is intrinsically dependent on the water cycle.
Alterations to that cycle — including loss of wetland func-
tions — have serious implications. As Amicus Stuart Pimm
20
has noted, “wetlands provide unusually high ecosystem
services and once destroyed are almost impossible to
restore.” Stuart Pimm, The Value of Everything, Nature,
May 15, 1997, at 231-32.
Although human manipulation of water through
irrigation, dams, canals, deep pumps, and levees — pro-
vides the skeleton upon which the world’s $55 trillion
annual economic output depends, these advances have
come at a cost that society is only beginning to appreciate.
The signs of ecosystems in peril include disappearing
species, falling water tables, plunging fish populations,
shrinking lakes, diminished river flows, loss of wetlands,
declining water quality, and pollution-induced “dead
zones.” Last summer, thirty-six percent of the Chesapeake
Bay ~— formerly one of the world’s most productive and
economically valuable estuaries — had less than five
milligrams per liter of dissolved oxygen, the minimum
level needed by aquatic life. UPI, Large Part of Chesa-
peake Bay is Dead Zone, July 26, 2005.
The Missouri River — the longest in the continental
United States — is another example of a failing ecosystem.
Highly dammed and channelized for barge traffic, the
river's modified flow patterns have dramatically affected
habitat. The loss of natural floodplains, sandbars, and
shallow-water habitats on the Missouri have led to steep
declines in fish and bird species and riparian vegetation.
State and federal agencies list as endangered, threatened
or rare sixteen species of fish, fourteen birds, three mam-
mals, and two mussels in that watershed. Populations of
caddis flies, mayflies and other invertebrates have de-
clined seventy percent, even in the unchannelized portions
of the river. Postel, supra, at 21.
21
According to Amicus Sandra Postel, “This syndrome of
flow modification, habitat destruction, and species imper-
ilment is playing out in river systems all over the world.
Although biodiversity loss does not necessarily equate
with the loss of ecosystem services, it offers a rough proxy
for impacts on ecosystem health and resilience.” Jd. at 21-
22. There is substantial overlap, for instance, between
lands protected for their biodiversity and conservation
values (such as national parks and nature reserves) and
lands that supply cities with drinking water. Jd. at 29; see
also PUD No. 1 of Jefferson Co. v. Washington Dept. of
Ecology, 511 U.S. 700, 719 (1994) (“[A) sufficient lowering
of the water quantity in a body of water could destroy all
of its designated uses, be i: for drinking water, recreation,
navigation or, as here, a fishery.”).
The pervasiveness of chemical contaminants in river
systems and groundwater further illustrates the spillover
effects of upstream discharges. In Great Britain, scientists
discovered traces of the anti-depressant Prozac in rivers
and groundwater used for drinking. Kevin Hurley, Prozac
Seeping into Water Supplies, The Scotsman, August 9, 2004.
Closer to home, the U.S. Geological Survey tested 139
streams in thirty states and found that eighty percent
contained traces of at least one drug, endocrine-disrupting
hormone, insecticide, or other chemical — some at levels
that are known to harm fish and aquatic life. Dana W.
Kolpin et al., Pharmaceuticals, Hormones, and Other
Organic Wastewater Contaminants in the U.S. Streams,
1999-2000; A National Reconnaissance, Envtl. Sci. & Tech.,
March 15, 2002, at 1202-11; Postel, supra at 37. Indeed, “no
ecosystem on the earth’s surface is free of pervasive human
influence.” Peter M. Vitousek et al., Human Domination of
the Earth’s Ecosystems, 277 Science 494, 494 (1997).
22
D. Small impacts to ecosystems can have sud-
den, exponential, or irreversible effects.
The pace of human-induced change raises the very real
possibility of irreversible consequences. Ecosystems have a
threshold character that does not always allow for predict-
able analyses of cause and effect. At a certain point, ecosys-
tem alteration — be it by filling of wetlands or chemical
contamination of streams — will reach what Malcolm Glad-
well has popularized as a “tipping point” and result in
sudden, exponential, or irreversible change.’ A small amount
of additional pollution or habitat disturbance could lead to
catastrophic consequences. Millennium Ecosystem Assess-
ment, World Resources Institute, Living Beyond Our Means:
Natural Assets and Human Well-Being 15 (2005); D. J.
Rappaport et al., Ecosystem Behavior under Stress, 125 Am.
Naturalist 617, 626, 635 (1985). Coral reefs, for example, will
collapse ecologically in response to incremental increases in
contaminant concentrations or maximum water temperature.
Coral Reef Information System, Hazards to Coral Reefs, http://
www.coris.noaa.gov/about/hazards (visited January 9, 2006).
The waste assimilation and transport services of lakes,
rivers, and estuaries are particularly relevant. Increases in
nutrients from runoff and upstream tributaries can increase
biotic productivity to the point of harmful eutrophicatior.
That can accumulate organic matter, deplete oxygen in the
water, and alter levels of nourishment — the trophic struc-
ture — in the system. But at a certain point, even if nutri-
ent loads are reduced, these changes may persist. “From
the perspective of ecosystem service assessment, waste
* Malcolm Gladwell, The Tipping Point: How Little Things Can
Make a Big Difference (2002).
23
assimilation may still be occurring, but habitat services,
recreational services, and maintenance of biodiversity may
all be significantly changed. The point at which this abrupt
shift in services occurs may be controversial and unpredict-
able.” NRC, Valuing Ecosystem Services, supra, at 86-87.
Wetland loss can dramatically impact nutrient storage.
The dynamic complexity of ecosystems and the nature
of ecological injury is the context for any law or policy that
would seek to manage human impacts on the environment,
and ecology has shattered tidy notions of a bounded do-
main. Joseph Sax aptly frames the consequential dilemma
for courts ad policymakers: “Many things that a short time
ago were thought entirely the business of a landowner
within the confines of his or her own land are now revealed
to be intimately interconnected with other lands and with
public resources that have never been thought to belong to
the owner of a given tract.” Joseph Sax, The Constitutional
Dimensions of Property, 26 Loy. L. Rev. 23, 33 (1992). Under-
standing ecosystem functions and values — and the down-
stream impacts of human activities — is thus essential to
properly reconciling conflicts in environmental regulation.
II. DEGRADATION OF WETLANDS AND TRIBU-
TARIES SUBSTANTIALLY AND ADVERSELY
AFFECTS INTERSTATE COMMERCE AND
WARRANTS A COMPREHENSIVE FEDERAL
RESPONSE.
A. Freshwater ecosystems provide economic
services that directly affect interstate com-
merce.
Throughout this brief, Amici have illustrated the
many ways that freshwater ecosystems affect human life
24
and contribute to the nation’s prosperity. Tributaries,
streams, suid wetlands are a pivotal part of these aquatic
systems, and their alteration has demonstrable down-
stream consequences that compromise water quality and
quantity. Loss of wetlands and degradation of tributaries
diminishes the entire system’s services in water storage,
water purification, sediment control, habitat for game and
non-game species, and recreation.
Economic valuation can help assess the total contribu-
tion that particular ecosystems make to human well-being.
See Millennium Ecosystem Assessment, World Resources
Institute, Ecosystem and Human Weil-Being: A Frame-
work for Assessment (2005). Knowledge of the value of
ecosystems services, in turn, can influence governments
and industry alike to evaluate the consequences of alter-
native actions that may affect those services. In the last
few decades, the field of environmental economics has
made significant progress developing new approaches and
methodologies to quantify the value of natural services.
The total value of a wetland — taking into account water
and habitat functions, as well as agricultural, industrial,
and recreational values — often greatly exceeds the direct
value of the wetland property for development.
For example, wetlands and floodplains benefit the
public through wastewater reclamation and reuse, pollu-
tion abatement, aquifer recharge, and recreation. One
recent study attempted to quantify the values of a range of
ecosystem services provided by the Salt Creek Greenway
in Illinois. The sum of the natural values of floodplain
land, other than for flood control, was estimated at $8,177
per acre, while the estimated value of regional floodwater
storage was $52,340 per acre. Combined, the total esti-
mated value of preserved floodplain land in the greenway
25
was $60,517 per acre. NRC, Valuing Ecosystem Services,
supra, at 170.
Biodiversity, which of course depends on water, has
tremendous economic value as commodities traded in
interstate commerce. Of the top 150 prescription drugs
used in the United States, 118 are derived in whole or in
part from natural sources: 74% from plants, 18% from
fungi, 5% from bacteria, and 3% from one vertebrate snake
species. Nine of the top ten drugs are based on natural
plant products. Ecological Society of America, Ecosystem
Services: Benefits Supplied to Human Societies by Natural
Ecosystems, Issues in Ecology (1997), at 6; see also Nor-
man Myers, Biodiversity’s Genetic Library, in Nature’s
Services, supra, at 263. The commercial value of plant-
derived drugs to developed nations alone during the 1990s
amounted to some $500 billion. Jd. at 264.°
Additionally, wetlands and tributaries contribute
tremendous value for recreational pursuits. The value of the
freshwater sport fishery in the U.S. as of 1991 was $16
billion. When aggregated with the employment value gener-
ated by sportfishing activities, the total reaches $46 billion.
Ecological Society of America, supra, at 4. Nearly 2 million
people participated in waterfow] hunting in 2001, spending
$495 million on trip expenditures and $440 million on
equipment in that year alone. U.S. Fish & Wildlife Service,
* Amicus Edward O. Wilson’s words reinforce the point. “It is
fashionable in some quarters to wave aside the small and obscure, bugs
and weeds, forgetting that an obscure moth from Latin America saved
Australia’s pastureland from overgrowth by cactus, that the rosy
periwinkle provided the cure for Hodgkin's disease and childhood
lymphocytic leukemia, that the bark of the Pacific yew offers hope for
victims of ovarian and breast cancer, that a chemical] from the saliva of
leeches dissolves blood clots during surgery . . .” Wilson, supra, at 347.
26
Economic Impact of Waterfowl Hunting in the United
States, at 3 (2005), http://library.fws.gov/nat_survey2001_
waterfowlhunting.pdf (visited January 9, 2006). In total,
people engaged in wildlife watching, fishing, and hunting
activities contributed more than $108 billion in revenue in
2001 to local communities across the country.
These numbers demonstrate a significant impact on
the economy, but they still do not capture the full contribu-
tion of wetlands and freshwater ecosystems to interstate
commerce. Amicus Edward O. Wilson explains:
The traditional econometric approach, weighing
market price and tourist dollars, will always un-
derestimate the true value of wild species. None
has been totally assayed for all of the commercial
profit, scientific knowledge, and aesthetic pleas-
ure it can yield. Furthermore, none exists in the
wild all by itself. Every species is part of an eco-
system, an expert specialist of its kind, tested re-
lentlessly as it spreads its influence through the
food web. To remove it is to entrain changes in
other species, raising the populations of some,
reducing or even extinguishing others, risking a
downward spiral of the larger assemblage.
Wilson, supra, at 308; National Assoc. of Home Builders v.
Babbitt, 130 F.3d 1041, 1053 n.19 (D.C. Cir. 1997) (same).
The more scientists and economists are able to translate
these ecosystem services into monetary terms, the more
readily grasped is their substantial impact on commence.
Courts have long considered the regulation of activi-
ties affecting the nation’s waters to be within the ambit of
27
the Commerce Clause.” United States v. Deaton, 332 F.3d
698, 707 (4th Cir. 2003) (“[Tihe principle that Congress
has the authority to regulate discharges into nonnavigable
tributaries in order to protect navigable waters has long
been applied to the Clean Water Act.”). Indeed, the Corps
and EPA regulations defining the term “waters of the
United States” are premised on the fact that, because
“[wlater moves in hydrological cycles,” pollution of waters
that do not themselves meet traditional tests of navigabil-
ity “will affect the water quality of the other waters within
that aquatic system,” Riverside Bayview, 474 U.S. at 134
(quoting 42 Fed. Reg. 37,128 (1977)). It follows that, to
achieve its statutory aims, Congress can aggregate the
effects of individual discharges to tributaries or fillings of
wetlands to justify regulating each of them. See Wickard v.
Filburn, 317 U.S. 111 (1942).
As Judge Posner aptly notes, filling a single upstream ~
wetland “is not going to have a measurable effect on the
depth of the Wisconsin or Mississippi Rivers. But that
cannot be the test. The sum of many small interferences
with commerce can be large, and so to protect commerce
Congress must be able to regulate an entire class of acts if
the class affects commerce, even if no individual act has a
” Professor Akhi] Amar notes that “‘commerce’ also had in 1787, and
retains even now, a broader meaning referring to all forms of intercourse
in the affairs of life.” So read, Congress's power to act would hinge not on
the question of whether an activity had a potentia) economic effect but
whether “a given problem genuinely spilled across state or national
lines.” Akhil Reed Amar, The Constitution: A Biography 107-08 (2005). In
our view, the loss of wetlands and its consequences for biodiversity, water
quality, and aquatic ecosystems generally, is a national problem with
species contribute significantly to ecosystem health and their impact
cannot be arbitrarily delimited to state lines.
perceptible effect.” Gerke, 412 F.3d at 806 (citing Gonzales
v. Raich, 125 S. Ct. 2195, 2205-07 (2005); Wickard, 317
US. at 118-29).
B. Maintenance of a comprehensive national
scheme for protecting waters of the United
States is critical to achieving the goals of
the Clean Water Act and federal environ-
mental policy.
Alteration of tributaries, streams, and wetlands
implicates both the “use of the channels of interstate
commerce” and “those activities having a substantial
relation to interstate commerce.” United States v. Morri-
son, 529 U.S. 598, 609 (2000). But even if this Court
decides there is no rational basis for concluding that these
resources substantially affect interstate commerce - a
highly dubious proposition from a scientific perspective —
it should permit their regulation as a necessary part of a
broader statutory scheme to protect and enhance our
nation’s waters.
In United States v. Lopez, this Court suggested that
federal regulation of noncommercial, intrastate activity is
constitutionally permissible under the Commerce Clause if
the regulation was an “essential! part of a larger regulation
of economic activity, in which the regulatory scheme could
be undercut unless the intrastate activity were regulated.”
United States v. Lopez, 514 U.S. 549, 561 (1995). Lower
courts have employed this rationale to uphold the Endan-
gered Species Act, which is a comprehensive regulatory
scheme aimed at preserving the economic benefits of
biodiversity and mitigating the negative effects of inter-
state economic competition. GDF Realty Inuvs., Lid. v.
Norton, 326 F.3d 622 (5th Cir. 2003); Gibbs v. Babbitt, 214
F.3d 483 (4th Cir. 2000).” The same rationale applies here;
the “major purpose” of the Clean Water Act was “to estab-
lish a comprehensive long-range policy for the elimination
of water pollution.” S. Rep. No. 92-414, at 95 (1971) (em-
phasis added).
Last term, in Gonzales v. Raich, this Court affirmed
this principle’s validity in Commerce Clause jurispru-
dence. If a class of activities is properly regulated within
the ambit of the Commerce Clause, the local character of a
particular activity that falls within the class is immaterial.
Raich, 125 S. Ct. at 2209; id. at 2217 (Scalia, J. concur-
ring) (“Congress may regulate even non-economic local
activity if that regulation is a necessary part of a more
genera! regulation of interstate commerce.”); Maryland v.
Wirtz, 391 U.S. 183, 196 n.27 (1968) (“[WJhere a general
regulatory statute bears a substantial relation to com-
merce, the de minimis character of individual instances
arising under the statute is of no consequence.”). More-
over, beth the Raich majority and Justice Scalia in concur-
rence recognized that the comprehensive scheme principle
flows equally from Congress's authority to “‘make all Laws
” At least three circuits have upheld the ESA as a valid economic
regulatory scheme. GDF Realty Invs., Ltd. v. Norton, 326 F.3d 622, 640
(5th Cir. 2003), Gibbs v. Babbitt, 214 F.3d 483, 494 n.3 (4th Cir. 2000),
Rancho Viejo, LLC v. Norton, 323 F.3d 1062, 1073-74 (D.C. Cir. 2003);
see also National Ass'n of Homebuilders v. Babbitt, 130 F.3d 1041 (D.C.
Cir. 1997). In those cases, as here, an economic regulatory statute
passed constitutional muster because Congress could rationally
conclude that regulation of a broad class of activities is essential to its
functionality. “The court must defer to a congressional finding that a
regulated activity affects interstate commerce, if there is any rational
basis for such a finding.” Hodel v. Virginia Surface Mining & Reclama-
tion Assoc., 452 U.S. 264, 276 (1981). As Amici have demonstrated, such
a conclusion is not only rationa! but firmly grounded in science.
30
which shall be necessary and proper’ to ‘regulate Com-
merce .. . among the several States.’” Raich, 125 S. Ct. at
2209 (quoting U.S. Const., Art. I. § 8). Not only is a ruling
for the United States in the present cases consistent with
the Commerce Clause, it is also supported by the Neces-
sary and Proper Clause because regulation of upstream
tributaries and adjacent wetlands is essential to the
statutory scheme. GDF Realty, 236 F.3d at 641-42 (Dennis,
J. concurring) (noting that the Necessary and Proper
Clause supports the constitutionality of the ESA).
The Clean Water Act establishes a comprehensive
scheme to eliminate water pollution and preserve aquatic
ecosystems. Congress's intent to restore and maintain the
chemical, physical, and biological integrity of the nation’s
waters will be seriously undercut if the modification of
tributaries, streams, and adjacent wetlands “were ex-
cepted from its general scheme of regulation.” Raich, 125
S. Ct. at 2220.
S
CONCLUSION
The judgments of the U.S. Court of Appeals for the
Sixth Circuit in Rapanos and Carabell should be affirmed.
Respectfully submitted,
JASON C. RYLANDER*
DEFENDERS OF WILDLIFE
1130 17th Street, NW
Washington, D.C. 20036
(202) 682-9400
January 12, 2006 *Counsel for Amici Curiae
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