Amicus Curiae Brief — Decker v. Northwest Environmental Defense Center
Supreme Court brief2013
Ask Donna
What actually matters in this document.
Text
Laur, Gan.
BILED |
RECORD | > alt
AND at
BRIEFS Nos. 11-338 & 11-347
IN THE
Supreme Court of the Anited States
DouG DECKER, et a/.,
Petitioners,
Vv.
NORTHWEST ENVIRONMENTAL DEFENSE CENTER,
Respondent.
GEORGIA-PACIFIC WEST, INC., et al,
Petitioners,
We
NORTHWEST ENVIRONMENTAL DEFENSE CENTER,
Respondent.
On Writs Of Certiorari To The
United States Court Of Appeals
For The Ninth Circuit
BRIEF OF AMICI CURIAE
LAW PROFESSORS IN SUPPORT
OF PETITIONERS
KEVIN P. HOLEWINSKI BRIAN J. MURRAY
YAAKOV M. ROTH Counsel of Record
JONES DAY THOMAS V. SKINNER
51 Louisiana Ave. NW CHARLES T. WEHLAND
Washington, DC 20001 JONES DAY
77 W. Wacker Dr.
Chicago, IL 60601
(312) 782-3939
bjmurray@jonesday.com
Counsel for Amici Curiae
(Scam ARH SAS at EN AR a PE EC ERED LTA OIRO ts EN OCTETS SEDI TE A CAEL tN. te BN
Library of Congrece
Law Library
TABLE OF CONTENTS
Page
STATEMENT OF INTEREST .....................c0..csseceeeee 1
SUMMARY OF ARGUMENT. ...................cseccesceeeeeees 5
el 7
I. The Ninth Circuit Doubly Denied
Deference to the EPA’s Reasonable
Classification of Forest-Road Runoff............... 7
A. The EPA reasonably categorized
natural runoff from forest roads
as a “nonpoint source” of water
SIA sibsiliscshcthciitesestuhaiadtadioneniaemianinaiipéinieniie 9
B. The EPA also reasonably declined
to characterize natural forest-
road runoff as “associated with
i certiensmnnnen 15
II. There Is Every Reason to Accord
Deference Here, and No Reason to
Discard the EPA’s Considered, Expert,
and Long-Held Judgment. .....................00-00000 19
A. Only deference to the EPA’s
longstanding approach toward
forest-road runoff would respect
fair notice and the rule of law............. 20
B. Determining the best approach
toward water pollution is within
the EPA’s unique expertise, as
Congress understood. ...............2...ee00e 24
il
TABLE OF CONTENTS
(continued)
Page
C. Deferring to the EPA would
encourage it to write specific
regulations, whereas judicial
usurpation would encourage
agencies to promulgate only
vague generalities. ............:s.ccsscsseeeerees 28
CERT A FIEIGS ecceccnsccsssscssnccssisniensnnnniidimiininentniigunnienn 32
iil
TABLE OF AUTHORITIES
CASES
Auer v. Robbins,
dst sr enneencnasotsitg passim
Balt. Gas & Elec. Co. v. Natural Res. Def.
Council, Inc.,
i nme 24
Dlue Mountains Biodiversity Project v.
Forsgren,
309 F.3d 1181 (9th Cir. 2002).............0.0....0. 10, 11
Bowen v. Georgetown Univ. Hosp.,
a li anrrnscunnnnennnnnenes 21
Chevron USA Inc. v. Natural Res. Def.
Council, Inc.,
I a ctenimemonnne passim
Christopher v. Smithkline Beecham Corp.,
eee 21, 22, 23, 29
Coeur Alaska, Inc. v. Se. Alaska Conservation
Council,
EE ee 21
Conservation Law Found. v. Hannaford Bros.
Co.,
327 F. Supp. 2d 325 (D. Vt. 2004),
affd, 139 F. App’x 3381 (2d Cir. 2005)................ 27
Envt! Def. Ctr., Inc. v. EPA,
344 F.3d 832 (9th Cir. 2003).......................... 16, 27
INS v. Cardoza-Fonseca,
TE ee Se 25
Morton v. Ruiz,
I a tial 24
lv
TABLE OF AUTHORITIES
(continued)
Page(s)
N. Plains Res. Council v. Fid. Exploration &
Dev. Co.,
BBS FBG DUBS GER Cae. BODB).n.ccccseccccscccoccessesccesees g
Nati Wildlife Fed’n v. Gorsuch,
693 F.2d 156 (D.C. Cir. 1982).................. 22, 26, 31
Natural Res. Def. Council, Inc. v. Costle,
S66 F.2d 19GS C).C. Cav. 1077) ....ccocscccsccsccccesccsees 26
Negusie v. Holder,
PI al 25, 26
Paralyzed Veterans of Am. v. DC Arena, L.P.,
TAT FB BID GING. Gap. BED vncccccnccceccccsscccccescess 28
Talk Am., Inc. v. Mich. Bell Tel. Co.,
Se Rs | SST a eee 20, 29, 30
Thomas Jefferson Univ. v. Shalala,
isi 29, 30
United States v. Earth Sciences, Inc.,
599 F.2d 368 (10th Cir. 1979).............c. ce ceeeceee eee 11
United States v. Shimer,
tel 24, 26
CONSTITUTIONAL AND STATUTORY AUTHORITIES
OR tat 20
| Eee en ear ee mn Re EE 20
ee ae I. ccc cicclinnisinanmtiinnbansicimpoaiin 7
I eel 10
Dr i aati ead 9,10
A I ai ail alal allae 10
ae aaa: Sb I i snniecednnsicessaimsiinnanienacnindenuniatiinn 9,10
Vv
TABLE OF AUTHORITIES
(continued)
Page(s)
Se nis cncinccasiemcinenionnbetibanininnsiondaiiin 15, 16, 17
NN Haina iceidcicininindininaansiemmnigeaevauiidians 12
OTHER AUTHORITIES
| sneer sees oeres passim
I I irivctcccecensinnsinsestarninctinniacetornsentit 14, 30
41 Fed. Reg. 24,709 (June 18, 1976)................. 13, 14
41 Fed. Reg. 6281 (Feb. 12, 1976) .........0000. 13, 22 ,30
55 Fed. Reg. 20,521 (May 17, 1990)..............cccceeeees 22
65 Fed. Reg. 43,586 (July 13, 2000) ...................00... 22
77 Fed. Reg. 30473 (May 23, 2012)...................20000 14
Ba Te: By SED sitettccrecctneniveconscensanenss 27
Or. Admin. R. 629-G625-O0330(1) .........00...cccseccssocsseees 12
John Manning, Constitutional] Structure and
Judicial Deference to Agency Interpretations
of Agency Rules, 96 Colum. L. Rev. 612
EIEN isdcheneadindndetiniieiulediainieinditaippnansdiatininnndtintds 28, 29, 31
STATEMENT OF INTEREST!
Amici curiae are professors of law who specialize
in the areas of administrative law and environmental
law. They have a strong interest in the proper
understanding and application of this Court’s various
doctrines according judicial deference to the decisions
and determinations of expert agencies such as the
Environmental Protection Agency. In the view of
amici curlae, those doctrines should and do require
reversal of the Ninth Circuit’s decision below.
David S. Day is a Professor of Law at The
University of South Dakota Law School. Prior to
joining the faculty at South Dakota, he was in private
practice at Latham & Watkins in Los Angeles. He
has also been a visiting professor at McGeorge Law
School and the University of Iowa College of Law.
Professor Day teaches courses on constitutional law,
economic rights, civil procedure, and civil rights
litigation. His academic scholarship includes
publications on these topics, and he is co-author of a
constitutional law casebook, Cases and Matertals on
Constitutional Law (5th ed. 2009).
James L. Huffman is Dean, Emeritus of Lewis &
Clark Law School and formerly the Erskine Wood Sr.
Professor of Law at Lewis & Clark, where he served
on the faculty from 1973 to 2011. He is a member of
the Hoover Institution Task Force on Property
Rights, Freedom and Prosperity; serves on the
Federalist Society Property and Environment
1 Counsel for all parties consented to the filing of this brief. No
counsel for a party in this case authored the brief in whole or in
part, and nobody, other than amci or their counsel, has made a
monetary contribution to its preparation or submission.
2
Practice Group; is a Trustee of the Rocky Mountain
Mineral Law Foundation; and sits on the Oregon
Citizens Initiative Review Commission. Dean
Huffman has written extensively on environmental
and natural resources law, including on issues
relating to federal public lands and national forests.
Jason Scott Johnston is the Henry L. & Grace
Doherty Charitable Foundation Professor of Law and
Nicholas E. Chimicles Research Professor in Business
Law and Regulation at the University of Virginia
Law School. He was formerly on the faculty of the
University of Pennsylvania Law School; has been a
visiting professor or held fellowship appointments at
Yale Law School, the University of Southern
California Gould School of Law, the American
Academy in Berlin, and the Property § and
Environment Research Center; and has served on the
Board of Directors of the American Law and
Economics Association, the National Science
Foundation’s Law and Social Science grant review
panel, and the Board of the Searle Civil Justice
Institute. His scholarship has examined a wide
range of subjects in natural resources and
environmental law. He is the editor of and a
contributor to the book Jnstitutions and Incentives in
Regulatory Science (2012).
Donald J. Kochan is a Professor of Law at
Chapman University School of Law. Prior to joining
Chapman, he was a visiting Assistant Professor of
Law at George Mason University School of Law and
an Olin Fellow at the University of Virginia School of
Law. He teaches courses in environmental and
natural resources law, property, law and economics,
federal courts, and administrative law. His academic
3
scholarship has included _ publications on
environmental, natural resources, and administrative
law issues, such as defining point and nonpoint
source pollution, evaluating stormwater runoff
regulation, and analyzing standards for the
sufficiency of agency reasoning in administrative
rulemaking.
Alfred R. (Fred) Light is Director of the Graduate
Program in Environmental Sustainability and
Professor of Law at the St. Thomas University School
of Law in Miami Gardens, Florida. He is a LEED
Green Associate and has been designated a Certified
Sustainability Manager. He has taught courses in
environmental and administrative law since 1989,
including courses on comparative water law and
ecology and ecosystem management for lawyers.
Roger E. Meiners is Chairman of the Department
of Economics and Goolsby Distinguished Professor of
Law and Economics at the University of Texas at
Arlington and a Senior Fellow at the Property and
Environment Research Center in Bozeman, Montana.
He has also been a faculty member at Texas A&M
University, Emory University Law School, the
University of Miami, and Clemson University, and
was a Regional Director for the Federal Trade
Commission and a member of the South Carolina
Insurance Commission. His research focuses on
common law and market solutions to environmental
issues and on the economics of higher education.
Andrew Morriss is the D. Paul Jones, Jr. &
Charlene Angelich Jones Chairholder of Law at the
University of Alabama School of Law. He is affiliated
with the Property and Environment Research Center
in Bozeman, Montana, the Regulatory Studies Center
4
at George Washington University, the Institute for
Energy Research, and the Mercatus Center at George
Mason University. In addition, he is a Research
Fellow at the New York University Center for Labor
and Employment Law and chair of the editorial board
of the Cayman Financial Review. His scholarship
focuses on regulatory issues involving environmental,
energy. and offshore financial centers. Professor
Morriss is the author or coauthor of more than sixty
book chapters, scholarly articles, and _ books,
primarily on regulatory and administrative law
issues.
Ronald J. Rychlak is the Mississippi Defense
Lawyers Association Professor of Law at the
University of Mississippi School of Law, where he has
been on the faculty since 1987. Prior to joining the
faculty. Professor Rychlak practiced law with Jenner
& Block in Chicago, and he served as a clerk to Hon.
Harry W. Wellford of the U.S. Court of Appeals for
the Sixth Circuit. He is a member of the Mississippi
Advisory Committee to the U.S. Civil Rights
Commission and the committee appointed by the
Mississippi Supreme Court to revise that state’s
criminal code. He the author or coauthor of seven
books, including #nvironmental Law: Thompson
Reuters Law for the Layperson Series (2011).
5
SUMMARY OF ARGUMENT
I. Congress delegated administration of the Clean
Water Act (“CWA”) to the Environmental Protection
Agency (“EPA”)—not the Ninth Circuit. The EPA, for
its part, made clear in regulations that timber
companies need not, for two independent reasons,
obtain discharge permits for natural runoff from
forest roads. Over the course of nearly forty years,
the agency has never departed from that view. But
the court below, ignoring the EPA’s expertise, held to
the contrary. In light of the deference properly
accorded to agency constructions of ambiguous
statutes and regulations, that holding was error.
A. Soon after the CWA was enacted, the EPA
reasonably determined that rainfall-induced runoff
from forest roads does not require a CWA permit, as
it is properly classified as a “nonpoint source” of
pollution—whether it reaches navigable waters on its
own, or is channeled there by ditches. After all, while
the CWA’s definition of “point source” is intentionally
vague, it is clear that natural runoff, in the ordinary
course, is a quintessential nonpoint source. And the
characteristics that make it so—like the inability to
trace its pollutants to a discrete, identifiable act or
place—are equally present when the runoff reaches
navigable waters through a drainage system. Yet the
Ninth Circuit concluded that such indisputably
“nonpoint source” runoff unambiguously transforms
into a “point source” when channeled to navigable
waters through a system of ditches and culverts, of
the sort mandated by the State of Oregon to
minimize the runoff's environmental impact.
B. After Congress exempted from the CWA’s
permit scheme all but five categories of stormwater
6
discharge, the EPA issued regulations explicating
those categories. Under these rules, forest-road
runoff is not “associated with industrial activity’—
sensibly, given that forestry is hardly industrial;
forest roads are used for many purposes; and the
linkage between forest roads and logging is limited to
the timber companies’ use of the roads to drive to and
from logging sites. Yet, again, the court below
thought it knew better, ruling that the runoff is so
associated.
UU. Deference to agencies charged with
administering statutory schemes has many benefits.
Of course, at least in some cases, it also has costs,
and so it behooves this Court to examine carefully the
propriety of deference in each particular case. Here,
though, such an examination reveals that there is
every reason to defer to the EPA—and no reason to
withhold that deference.
The values of fair notice and predictability may
counsel against deference when an agency reverses
its position without due warning or good cause. But
the EPA’s approach to forest-road runoff has been a
model of consistency for nearly four decades,
practically since the CWA was enacted. Similarly,
the relative competences of agencies versus courts
may suggest that judges take the lead on pure
questions of statutory interpretation. But the legal
standards here are not disputed; forest-road runoff
presents a question of application, implicating the
EPA’s core domain of environmental policy. Finally,
it may create perverse incentives for courts to blindly
adopt an agency’s post hoc construction of its own
vague regulations. But here the EPA spoke precisely
7
and definitively to the proper application of the
determinative statutory terms.
If the EPA is ever entitled to deference, it is here:
in applying vague statutory definitions to a concrete
scenario and thereby selecting a suitable method of
regulation for a particular source of water pollution,
clearly and consistently for over thirty-five years.
ARGUMENT
I. The Ninth Circuit Doubly Denied Deference to
the EPA’s Reasonable Classification of Forest-
Road Runoff.
The Clean Water Act, 33 U.S.C. § 1251 et segq.,
designed to address the highly complex and
multifaceted problem of water pollution in the United
States, necessarily relies on various categorizations
and classifications to break that larger problem into
more manageable segments. Those segments, in
turn, are addressed in different ways with due
sensitivity to the nature of the problem, including its
relative priority, and the feasibility of potential
solutions. The EPA, of course, plays a leading role in
administering the regime created by the CWA,
including the rules and procedures that give it life.
This case turns on two questions of categorization
under the CWA. First, when rain washes sediment
from forest roads and surrounding lands into ditches
and ultimately into rivers or lakes, is the resulting
pollution the result of a “point source” discharge?
Second, is this runoff “associated with industrial
activity’? If the answer to e/ther question is “no,”
then the timber companies who maintain these roads
need not obtain permits under the CWA’s National
Pollutant Discharge Elimination System (“NPDES”).
8
Such discharges would instead be regulated by the
States, under other parts of the CWA and state law.
The EPA has answered “no” to both questions. In
its view, natural runoff from forest roads is neithera
“point source” of water pollution nor “associated with
industrial activity.” Therefore, it is doubly exempt
from the NPDES scheme. Accordingly, rather than
the EPA, States like Oregon have long regulated the
roads at issue—including by mandating construction
of the very drainage systems that gave rise to this
litigation.
In the decision below, the Ninth Circuit ruled that
the EPA was wrong on both questions. That is, for
each agency answer of “no” to the determinative
questions in this case, the court substituted a judicial
“yes,” holding that the EPA’s determinations were at
odds with both the CWA itself and the EPA’s own
implementing regulations. As to both questions, the
Ninth Circuit failed to accord the deference that is
due to an expert agency’s reasonable interpretation of
an ambiguous statute, see Chevron USA Inc. v.
Natural Res. Def Council, Inc., 467 U.S. 837, 842
(1984), or regulation, see Auer v. Robbins, 519 U.S.
452, 461 (1997). Congress self-evidently could not
enumerate, in the CWA, every source of water
pollution and impose a specific rule for each. Rather,
Congress relied on the EPA to take the lead in
classifying the innumerable contexts in which
pollutants contaminate navigable waters, ensuring
that each is assigned to the proper category of the
complex scheme that Congress designed. That is
precisely what the EPA did here. It was error for the
Ninth Circuit to second-guess the EPA’s reasonable
classifications.
9
A. The EPA reasonably categorized natural
runoff from forest roads as a “nonpoint
source” of water pollution.
1. One of the basic distinctions created by the
CWA is that between “point” and “nonpoint” sources
of pollution. While the Act flatly prohibits the
“discharge of any pollutant” absent an NPDES
permit (or other statutory exception), 33 U.S.C.
§ 1311(a), it defines “discharge of a pollutant” as the
“addition of any pollutant to navigable waters from
any point source,” id. § 1362(12)(a) (emphasis added).
The net result is that “[t]he CWA prohibits the
discharge of any pollutant from a point source into
navigable waters of the United States without an
NPDES permit.” N. Plains Res. Council v. Fid.
Exploration & Dev. Co., 325 F.3d 1155, 1160 (9th Cir.
2003). By contrast, nonpoint sources are regulated
by other provisions of the CWA; in particular, States
are charged with identifying especially problematic
nonpoint sources of pollution and developing “best
management practices and measures” to reduce
pollution from such sources. 33 U.S.C. § 1329; see
also id. § 1288(b)(2)(F).
The difference between a “point source” and a
“nonpoint source” of water pollution is thus a crucial
threshold analytical step. The Act defines the former
as “any discernible, confined and discrete conveyance
... from which pollutants are or may be discharged.”
Id. § 1362(14). Any other source is, by exclusion,
nonpoint. As courts have explained, certain types of
pollution can readily be attributed to a _ specific,
identifiable source or activity—like a factory
discharging wastewater into a river. These are point
sources. By contrast, nonpoint-source pollution
10
“arises from many dispersed activities over large
areas, and is not traceable to any single discrete
source.” League of Wilderness Defenders / Blue
Mountains Biodiversity Project v. Forsgren, 309 F.3d
1181, 1184 (9th Cir. 2002). The “most common
example” is “residue left on roadways’ by
automobiles.... When it rains, the rubber particles
and copper dust and gas and oil wash off the streets”
and soon “win[d] up in creeks, rivers, bays, and the
ocean.” Jd.
2. The difference between point and nonpoint
sources explains their differing treatment under the
Act. Because point sources can be isolated, they are
amenable to regulation by permits. See 33 U.S.C.
§§ 1311(a), 1323(a). With point sources, it is easy to
identify the cause of the pollution and the entity
responsible for it; to force that responsible entity to
obtain a permit; and to measure the pollution and
enforce adherence to any effluent limitations imposed
as a condition of the permit. By contrast, nonpoint
sources cannot be discretely identified, and pollution
attributable to them cannot be readily traced to
particular acts or entities. Nor would it be feasible to
enforce effluent limitations on such sources, due to
the difficulty of measuring the degree of the
pollution. “Because it arises in such a diffuse way,”
nonpoint-source pollution “is very difficult to regulate
through individual permits.” Forsgren, 309 F.3d at
1184. Instead, Congress recognized that it is better
regulated by “best management practices” that
address underlying causes. 33 U.S.C. §§ 1288, 1329.
Indeed, the CWA’s legislative history suggests
that it was precisely the varying suitability of these
regulatory approaches that led to the creation of the
11
point/nonpoint distinction in the first place. See
United States v. Earth Sciences, Inc., 599 F.2d 368,
374 (10th Cir. 1979). Congress wanted to require
permits for all sources of pollution susceptible to such
a scheme, and developed the notion of “point source”
to embrace that category. The residual sources of
pollution—i.e., those that could not easily be
subjected to a permitting scheme—are the “nonpoint”
sources. See id. at 373 (“It is clear from the
legislative history Congress would have regulated so-
called nonpoint sources if a workable method could
have been derived; it instructed the EPA to study the
problem and come up with a solution.”).
3. There is no dispute that, if rain washes dirt or
other sediment from roads (including forest roads),
and those pollutants—without being channeled—
ultimately wind up in rivers or streams, the resulting
pollution derived from a “nonpoint source.” Indeed,
that is the quintessential example of nonpoint-source
pollution: It is caused by a natural process (rain)
over a dispersed area (roads) where pollutants are
deposited gradually by multiple different actors (cars
and the like) and then diffusely washed away. See
Earth Sciences, 599 F.2d at 373 (“Congress was
classifying nonpoint source pollution as disparate
runoff caused primarily by rainfall around activities
that employ or cause pollutants.”); Forsgren, 309
F.3d at 1186 (describing nonpoint-source pollution as
“runoff that picks up scattered pollutants and washes
them into water bodies”). The original source of such
runoff pollution could not be Jess “discernible,”
“confined,” or “discrete’—and the actor responsible
for the runoff, who could in theory be subjected to a
permitting scheme, is not discernible either. Even
the Ninth Circuit acknowledged that, in the ordinary
12
natural-runoff scenario, the pollution is from a
nonpoint source. See Georgia-Pacific Pet.App.10a
(“Stormwater that ... runs off and dissipates in a
natural and unimpeded manner, is not a discharge
from a point source as defined by [the CWA].”).
Because forest-road runoff is not generally a
point-source form of pollution, States such as Oregon
have long regulated forest roads, pursuant to their
duties under the CWA, to require “best management
practices” and thereby minimize the environmental
impact of the sedimentary runoff from such roads.
Among other things, Oregon mandates that timber
companies “provide a drainage system on new and
reconstructed roads that minimizes alteration of
stream channels and the risk of sediment delivery to
waters of the state.” Or. Admin. R. 629-625-0330(1).
4. At issue in this case is whether construction of
drainage systems required by States like Oregon,
which channel stormwater runoff through a series of
ditches before reaching navigable waters, transforms
the (now-minimized) pollution from nonpoint-source
to point-source. In other words, does nonpoint-source
pollution from forest roads become point-source
pollution if the runoff is channeled by a drainage
system on its way to navigable waters?
Even though the CWA provides a_ general
definition of “point source,” that definition does not
resolve this question one way or the other. The Act
defines a point source as a “discernible, confined and
discrete conveyance.” 33 U.S.C. § 1362(14). But
here, the pollutants are initially discharged from
forest roads and surrounding lands—which plainly do
not constitute a “discernable, confined and discrete
conveyance’—and only later are channeled through
13
ditches and culverts. Thus, the answer to the
point/nonpoint inquiry depends on a temporal focus:
When the pollutants are washed from their original
source (the roads and lands), they cannot plausibly be
described as coming from any point source. But
drainage ditches that u/timately release the runoff
into navigable waters, at least if viewed in isolation,
could arguably be so characterized. The issue is thus
inherently murky—like many line-drawing exercises
that the Act requires.
5. So, pursuant to its delegated authority, the
EPA promulgated more than thirty-five years ago a
rule to address this question. Confronting the
specific issue of pollution from silvicultural activities,
the EPA “determined that most water pollution
related to [these] activities is nonpoint in nature.” 41
Fed. Reg. 6281, 6282 (Feb. 12, 1976). The agency
explained that this pollution “is basically runoff
induced by precipitation events,” and would be “more
effectively controlled by the use of planning and
management techniques” rather than a “permit
program” and “effluent limitations.” Jd. The latter
point strongly suggested that the runoff be classified
as nonpoint, because Congress created the “point
source” category to capture sources of pollution that
could effectively be regulated through permits.
Accordingly, the EPA concluded that “ditches, pipes
and drains that serve only to channel, direct, and
convey nonpoint runoff from precipitation are not
meant to be” treated as point sources. Jd. (emphasis
added).
When it promulgated the final rule, the EPA
further clarified the characteristics of forest-road
runoff that render it a nonpoint source of pollution,
14
while recognizing that “no definition of point or
nonpoint source can be exact or absolute.” 41 Fed.
Reg. 24,709, 24,711 (June 18, 1976). First, such
pollution is “induced by natural processes” and
therefore tends to derive from a dispersed area rather
than a discrete source. Jd. at 24710. Second, the
pollutants are “not traceable to any discrete or
identifiable facility,” even if ultimately gathered and
channeled by a drainage system. Jd. Indeed, forest
roads routinely “pass through multiple owners and
multiple properties,” and “ownership of the road does
not necessarily correspond to the ownership of the
forest land,” creating “a highly complex mosaic of
overlapping responsibilities.” 77 Fed. Reg. 30473,
30,475 (May 23, 2012). This makes it particularly
difficult to attribute responsibility for the runoff or to
require a permit from any particular entity. Third,
and partly for these two reasons, this type of water
pollution is “better controlled” by “best management
practices.” 41 Fed. Reg. at 24,710. By contrast,
“point sources of water pollution are generally
characterized by discrete and confined conveyances
from which discharges of pollutants into navigable
waters can be controlled by effluent limitations.” Jd.
Consistent with these principles from the text and
history of the CWA, the EPA promulgated a
regulation—the “Silvicultural Rule’—which provides
that “road construction and maintenance from which
there is natural runoff’ constitutes a “non-point
source” of pollution. 40 C.F.R. § 122.27(b).
6. In the decision below, the Ninth Circuit held
that the Silvicultural Rule was incompatible with the
CWA. The court believed it to be “clear” that natural
runoff from forest roads, when channeled through
ditches and culverts, meets the statutory definition of
15
“point source,” such that the EPA acted outside its
authority by declaring otherwise. Pet.App.30a.
This refusal to defer to the EPA’s determination
was error. The EPA’s treatment of forest-road runoff
was, under basic Chevron principles, entitled to
deference so long as it was a reasonable construction
of an ambiguous CWA provision. See Chevron, 467
U.S. at 845. As shown above, it was. While the
statute does define “point source,” that definition is
not self-applying; as even the Ninth Circuit admitted,
“the EPA has some power to define point source and
nonpoint source pollution where there is room for
reasonable interpretation of the statutory definition.”
Pet.App.30a (quoting Forsgren, 309 F.3d at 1190).
There is ample such room in this context, given that
these pollutants—even though they are u/timately
discharged via a discrete drainage system—originally
derive from a quintessentially nonpoint source:
naturally induced runoff from forest roads over a
dispersed area and resulting from the acts of untold
different entities. In that factual context, where the
true, original source of the pollution cannot be traced
or effectively regulated, and a permit scheme would
therefore be impractical, it is fair to categorize the
runoff as not deriving from a “discernible, confined
and discrete conveyance.” By refusing to uphold the
EPA’s classification to that effect, the Ninth Circuit
contravened Chevron.
B. The EPA also reasonably declined to
characterize natural forest-road runoff as
“associated with industrial activity.”
1. In 1987, Congress amended the CWA, adding a
new provision, 33 U.S.C. § 1342(p), to govern the
particular problem of stormwater discharges. All
16
stormwater discharges qualifying as “pvuint sources”
under the Act had previously required permits, but
§ 1342(p) created a new, more lenient, two-track
regime under which only some stormwater point
sources need permits. In particular, § 1342(p)(2) set
forth five subcategories of stormwater discharges
that (under so-called “Phase I” rules) would remain
under the NPDES program. All other stormwater
discharges were exempted from the permit scheme.
See id. § 1342(p)(1)-(2). The EPA was tasked with
conducting a study and then issuing regulations
(called the “Phase II” rules) to govern these other
discharges. See id. § 1342(p)(5)-(6).
2. There is no dispute that the EPA has not
issued Phase II rules that would require NPDES
permits for forest-road runoff. See Envt7 Def. Ctr.,
Inc. v. EPA, 344 F.3d 832, 860-62 (9th Cir. 2003)
(adjudicating challenge to EPA’s failure to include
forest-road runoff in its Phase II regulations).
Rather, at issue here is whether such runoff triggers
the requirement of an NPDES permit because it falls
within one of the Phase I categories—in particular,
the class of stormwater discharges “associated with
industrial activity.” 33 U.S.C. § 1342(p)(2)(B).
Under the EPA’s Phase I rules implementing
§ 1342(p), natural runoff from forest roads is clearly
not “associated with industrial activity.” The EPA, in
defining that category, expressly stated that it “does
not include discharges from facilities or activities
excluded from the NPDES program under this part
122.” 40 C.F.R. § 122.26(b)(14). As explained, the
Silvicultural Rule already categorically excluded
forest-road runoff from NPDES. See id. § 122.27(b).
17
Thus, under the plain meaning of the regulations,
forest-road runoff is not encompassed by Phase I.
Excluding forest-road runoff from the category of
stormwater discharges “associated with industrial
activity” is perfectly reasonable. As the EPA told the
District Court below, forest roads are not directly
associated with industrial activity, “within the
traditional sense” of that term. Pet.App.124a. While
forest roads allow access to logging sites, they also
serve other purposes (such as recreation) and are
geographically and functionally remote from logging.
And logging is not a traditional “industrial” activity
in any event; it is more closely akin to agricultural
harvesting. The EPA’s exclusion of forest-road runoff
from Phase I (through the cross-reference to the
Silvicultural Rule) is thus entirely consistent with
§ 1342(p)(2)(B).
3. The Ninth Circuit, however, ruled that forest-
road runoff is “associated with industrial activity.”
See Pet.App.42a. The court did not say that the CWA
amendments compelled that result; rather, the court
reached its conclusion only by parsing the regulatory
definition of the phrase that the EPA provided in 40
C.F.R. § 122.26(b)(14), including the regulation’s use
and explications of the words “immediate,” “facility,”
and “industrial.” See Pet.App.39a-42a.
This was error. Again, it cannot be disputed that,
under Chevron, the EPA could permissibly deem
forest-road runoff outside the statutory category of
stormwater discharges “associated with industrial
activity”; literally every word of that phrase is
ambiguous, admits of degree, and requires concrete
application. The only question, therefore, as
evidenced by the Ninth Circuit’s reliance on the
18
EPA’s regulatory elaboration, is whether the
regulation includes forest-road runoff. On that
question, the agency is entitled under Auer to great
deference—indeed, the agency’s construction is
“controlling unless ‘plainly erroneous or inconsistent
with the regulation.” Auer, 519 U.S. at 461 (quoting
Bowles v. Seminole Rock & Sand Co., 325 U.S. 410,
414 (1945)). And the EPA made perfectly clear, in
briefs submitted in this very litigation, that it “never
contemplated that forestry roads would be included
within the industrial activities subject to the Phase I
regulations.” Pet.App.123a.
Far from being “plainly erroneous or inconsistent
with the regulation,” Auer, 519 U.S. at 461, the
EPA’s interpretation of § 122.26(b)(14) is compelled
by it. After all, the regulation expressly excludes
from the definition of “associated with industrial
activity” all of the stormwater discharges that the
Silvicultural Rule deems to be nonpoint sources of
pollution (and thus already exempt from the NPDES
scheme), including natural runoff from forest roads.
The Ninth Circuit appears to have simply set that
portion of § 122.26(b)(14) aside, saying only that the
cross-reference to the Silvicultural Rule “does not,
indeed cannot” exempt forest-road runoff from the
class of Phase I stormwater discharges. Pet.App.42a.
Why not is unclear. There is no reason why the EPA
could not (for good cause) exempt the runoff from its
otherwise applicable definition of “associated with
industrial activity.” Even if the Silvicultural Rule
was, as the court held, u/tra vires, the EPA’s
authority for purposes of defining “point sources,”
§ 122.26(b)(14) cross-references the Rule for another
purpose—viz., setting the parameters of the class of
19
discharges “associated with industrial activity”—and
the statute clearly does not forbid that classification.
In short, the CWA requires permits only (as
relevant here) for the vague category of stormwater
discharges “associated with industrial activity.” The
EPA reasonably determined that natural runoff from
forest roads does not fall into that category, and said
so—in its regulation, and to the court. By resting on
a contrary understanding of the EPA regulations to
nonetheless conclude otherwise, the Ninth Circuit
violated the Auer deference principle.
I. There Is Every Reason to Accord Deference
Here, and No Reason to Discard the EPA’s
Considered, Expert, and Long-Held Judgment.
Deference to expert agencies, whether as to the
meaning of statutes or the proper application of
regulations, offers many benefits, as this Court has
repeatedly recognized. Agencies are more competent
than courts to resolve questions that implicate
technical or scientific policy concerns; agencies are
more politically accountable for the impacts of their
determinations; and agencies alone can offer advance
guidance, applicable on a national level, about the
meaning of a statute or regulation, fostering the
values of clarity, predictability, and fairness.
At the same time, deference is not always
warranted and should not always be available. This
Court, its individual Justices, and academic
commentators have on occasion remarked on the
potential dangers of deference and outlined some of
the situations in which it should not be accorded.
In this case, however, all of the grounds for
deference are present and none of the grounds to
20
withhold deference is implicated. Deference to the
EPA on the question of the proper treatment under
the CWA of natural runoff from forest roads would
advance the important values of fair notice and
predictable enforcement of the law; it would allow an
expert agency to decide a question that falls squarely
within its core competence (and well outside the
judicial bailiwick); and it would comport with the
structure of agency incentives that administrative
law should help to promote. Under any view of the
appropriate conditions for deferring to an expert
agency, such deference is warranted here.
A. Only deference to the EPA’s longstanding
approach toward forest-road runoff would
respect fair notice and the rule of law.
In general, allowing agencies to construe
ambiguous legal texts promotes’ consistency,
uniformity, and predictability in the law. Unlike
courts, agencies are able to consider the meaning of
statutes and regulations before concrete disputes
arise over their application. Compare 5 U.S.C. § 553
(authorizing agencies to promulgate rules), with U.S.
Const. Art. III (granting judiciary power to resolve
only “cases” and “controversies”). Thus, only agency
interpretations can effectively give regulated entities
advance notice about what conduct would violate the
law. Moreover, apart from this Court, only agencies
are able to give nationa/ guidance about the law.
Deference to agency interpretations thus “imparts
(once the agency has spoken to clarify the flaw]))
certainty and predictability to the administrative
process.” Talk Am., Inc. v. Mich. Bell Tel. Co., 131 S.
Ct. 2254, 2266 (2011) (Scalia, J., concurring). Indeed,
“without the assurance that reviewing courts will
21
accept reasonable and authoritative agency
interpretation of ambiguous provisions,” it would be
“impossible to achieve predictable ... administration
of the vast body of complex laws committed to the
charge of executive agencies.” Coeur Alaska, Inc. v.
Se. Alaska Conservation Council, 557 U.S. 261, 296
(2009) (Scalia, J., concurring in part and in
judgment). Ordinarily, then, these values counsel in
favor of deference to administrative agencies.
That general principle, however, holds only to the
extent that an agency adopts an interpretation in
advance and then adheres to it. When, instead, an
agency reverses its longstanding position on the
meaning of a statute or regulation, the values of fair
warning and adequate notice may require rejection of
the aew position. See, eg., Bowen v. Georgetown
Univ. Hosp., 488 U.S. 204, 212-13 (1988) (refusing to
defer to Secretary’s interpretation of statute where
his “current interpretation ... is contrary to the
narrow view ... advocated in past cases”). Similarly,
an agency’s acquiescence in a certain practice—even
if not accompanied by an express position on its
legality—may make it inappropriate to defer to a
subsequent determination that the practice violates
the law. For example, in Christopher v. Smithkline
Beecham Corp., 132 S. Ct. 2156 (2012), this Court
found, as one “strong reaso[n} for withholding the
deference that Auer generally requires,” that a
regulatory interpretation adopted by the Department
of Labor would “impose potentially massive liability
for conduct that occurred well before that
interpretation was announced.” /d. at 2167. Despite
“decades-long practice” by industry, the Department
had “never initiated any enforcement actions ... or
otherwise suggested that it thought the industry was
22
acting unlawfully.” Jd. at 2168. Deference under
those circumstances, this Court held, would create an
“acute” risk of “unfair surprise.” Jd.
It is one thing to expect regulated parties to
conform their conduct to an agency’s
interpretations once the agency announces
them; it is quite another to require regulated
parties to divine the agency’s interpretations
in advance or else be held lable when the
agency announces its interpretations for the
first time in an enforcement proceeding and
demands deference.
Id.
Here, the “EPA’s construction was made [nearly]
contemporaneously with the passage of the Act, and
has been consistently adhered to since.” Nat?
Wildlife Fed’n v. Gorsuch, 693 F.2d 156, 167 (D.C.
Cir. 1982). The Silvicultural Rule, which expressly
categorizes forest-road runoff as a nonpoint source of
pollution, was proposed and promulgated in 1976,
only a few years after the CWA was enacted. See 41
Fed. Reg. at 6282; id. at 24,709. Over the ensuing
thirty-five years, the EPA has never deviated from its
position that operators of forest roads need not obtain
NPDES permits for such naturally induced runoff.
To the contrary, the EPA has repeatedly reaffirmed
its view on the question. See, eg, 55 Fed. Reg.
20,521, 20,522 (May 17, 1990) (reaffirming
“longstanding view” that “runoff from ... forest
lands,” “although sometimes channeled,” is “non-
point source in nature” because it is “caused solely by
natural processes,” is “not otherwise traceable to any
single identifiable source,” and is “best treated by
non-point source controls”); see also 65 Fed. Reg.
23
43,586, 43,652 (July 13, 2000) (setting aside, after
notice-and-comment, proposal to amend Silvicultural
Rule).
Likewise, there is no dispute that the EPA, since
the enactment of the new stormwater regulatory
regime in 1987 and the EPA’s subsequent effort to
flesh out the “Phase I” categories of discharge that
require permits, has adhered to the position that
forest-road runoff does not require an NPDES permit.
See 40 C.F.R. § 122.26(b)(14). It has advanced that
same view in litigation, including this case. See, e.g.,
Pet.App.9la (affirming in 2003 that “storm water
discharges from forest roads are not currently subject
to NPDES permit requirements”); Pet.App.127a
(reaffirming to district court “interpretation of EPA’s
[Phase I] storm water regulations to exclude forestry
road construction and maintenance activities”).
Given that the EPA has, for nearly four decades,
held firm to an interpretation of the CWA under
which forest-road operators need not obtain permits
for naturally induced runoff however it ultimately
reaches navigable waters, the values of predictability
and fair-notice would here be served by deference.
This case thus presents the opposite scenario as
Christopher. Here, it would be the judicial act of
refusing to defer that would present the “acute” risk
of “unfair surprise.” Christopher, 132 S. Ct. at 2168.
Adapting this Court’s teaching in that case:
It is one thing to expect regulated parties to
conform their conduct to an _ {[court’s]
interpretations once the [court] announces
them; it is quite another to require regulated
parties to divine the [court’s] interpretations
in advance or else be held liable when the
24
[court] announces its interpretations for the
first time in [a citizen lawsuit] and [denies]
deference [to the agency’s contrary view].
B. Determining the best approach toward
water pollution is within the EPA’s unique
expertise, as Congress understood.
Another obvious benefit of deference to expert
agencies is that it puts determinations bearing major
policy implications into the hands of those best suited
to understand those implications. The regulatory
schemes overseen by agencies are usually complex
and specialized. “[T]o administer a congressionally
created ... program necessarily requires’ the
formulation of policy,” because no statute will foresee
and resolve its every potential application. Morton v.
Ruiz, 415 U.S. 199, 231 (1974). Construing and
applying a statute thus often “involve[s] reconciling
conflicting policies, and a full understanding of the
force of the statutory policy in the given situation ...
depend[s} upon more than ordinary knowledge
respecting the matters”—often technical or scientific
in nature—“subjected to agency regulations.” United
States v. Shimer, 367 U.S. 374, 382 (1961).
Courts, of course, lack that type of expertise. See
Chevron, 467 U.S. at 865 (“Judges are not experts in
the field ....”). But agencies are created precisely to
develop and house it; they possess “special expertise”
at the “frontiers” of their fields. Balt. Gas & Elec. Co.
v. Natural Res. Def Council, Inc., 462 U.S. 87, 103
(1983). Thus, when it comes to applying a statute
like the Clean Water Act or its regulations, it is
agencies like the EPA—not the federal courts—that
are best positioned to appreciate and weigh the policy
consequences of differing constructions of the law.
25
See Chevron, 467 U.S. at 865-66 (holding that
challenge to agency construction must fail if it “really
centers on the wisdom of the agency’s policy”).
Indeed, the relative competence of agencies and
courts explains why it is generally fair to construe—
as Chevron famously does—statutory gaps as implicit
congressional delegations to the agency charged with
administering the law. See id. at 844 (observing that
statutory ambiguity can reflect “implicit” “legislative
delegation to an agency”). Congress is aware that it
cannot make every decision on its own, in advance,
and by leaving ambiguity in statutory text for
agencies to resolve, it recognizes “that those with
great expertise and charged with responsibility for
administering the provision would be in a better
position to do so.” Jd. at 865.
' To be sure, this Court and some of its Members
have observed that not every question of statutory
construction presents the type of policy-laden
question that agencies are best suited to answer. In
INS v. Cardoza-Fonseca, 480 U.S. 421 (1987), for
example, the Court was presented with a “pure
question of statutory construction,” rather than a
dispute over application of a legal standard “to a
particular set of facts.” Jd. at 446, 448. With respect
to that type of question—which “is well within the
province of the Judiciary,” id. at 448, and which does
not implicate the agency’s unique competence to the
same degree—the assumption of implicit legislative
delegation to the agency is more dubious. In such
instances, judicial deference to the agency’s
interpretation may be unwarranted. See id. at 446
(holding that this “pure question of statutory
construction” was “for the courts to decide”); accord
26
Negusie v. Holder, 555 U.S. 511, 530 (2009) (Stevens,
J., concurring in part and dissenting in part) (“Courts
are expert at statutory construction, while agencies
are expert at statutory implementation.”).
In this case, in contrast, the disputed questions
plainly involve “applying law to fact,” not “pure
questions of statutory construction.” Jd. at 531.
Applying the nebulous point/nonpoint distinction to
the particular case of naturally induced runoff from
forest roads that is channeled through a series of
ditches to navigable waters, and deciding whether
that runoff falls within the category of stormwater
discharges that is “associated with industrial
activity,” both require applying statutory legal tests
to highly fact-specific contexts. Both trigger the
inherent exercise of policymaking discretion, because
classifying forest-road runoff as “point” or “nonpoint,”
or as “associated with industrial activity” or not so
associated, determines to which regulatory regime it
will be subjected. Importantly, what is ultimately
disputed here is not whether to regulate forest-road
runoff, but Aow to best regulate it—and that question
can be effectively answered only by those with “more
than ordinary knowledge respecting the matters.”
Shimer, 367 U.S. at 382. Application of the CWA, in
other words, “require[s] scientific and technical
expertise.” Nat? Wildlife, 693 F.2d at 167. Congress
knew that—which is why it left the EPA substantial
discretion to fill the law’s ambiguities.
In particular, “Congress expressly meant EPA to
have not only substantial discretion in administering
the Act generally, but also at least some power to
define the specific ter[m] ‘point source.” Jd; accord
Natural Res. Def. Council, Inc. v. Costle, 568 F.2d
27
1369, 1382 (D.C. Cir. 1977) (“We agree with the
District Court ‘that the power to define point and
nonpoint sources is vested in EPA.”). As one of the
lead sponsors of the CWA explained, “[g]uidance with
respect to the identification of ‘point sources’ and
‘nonpoint sources’ ... will be provided in regulations
and guidelines of the Administrator.” 117 Cong. Rec.
38,816 (1971) (Sen. Muskie). Indeed, the dispute
over what constitutes a “point source” for the CWA is
strikingly reminiscent of the dispute over the
definition of a “stationary source” for the Clean Air
Act—which gave rise to Chevron, and was treated as
the quintessential example of an ambiguity for the
EPA to resolve. See 467 U.S. at 860-62.
Likewise, in enacting the stormwater-discharge
amendments, Congress express/y delegated to the
EPA much of the responsibility for addressing this
issue. “Congress use[d] clear language in [33 U.S.C.]
§ 402(p)(5)-(6) to grant EPA discretion to determine
that certain stormwater discharges require
regulation while others do not.” Conservation Law
Found. v. Hannaford Bros. Co., 327 F. Supp. 2d 325,
330 (D. Vt. 2004), affd, 139 F. App’x 3381 (2d Cir.
2005); see also Envt7] Def Ctr., 344 F.3d at 869
(reviewing Phase II regulations with “great deference
because we are reviewing the agency’s technical
analysis and judgments ... within [its] technical
expertise”). Of course, Congress enumerated, albeit
in vague terms, the five categories of stormwater
discharges that were to remain subject to NPDES
permit requirements. But, through its recognition of
the EPA’s policy authority in this area, the express
delegation as to Phase II nonetheless bolsters the
presumption of an imp/icit delegation as to Phase I.
28
In sum, the nature of the questions at issue in this
case directly implicates one of the basic rationales for
agency deference—the comparative advantage of
scientifically expert agencies over inexpert courts.
C. Deferring to the EPA would encourage it to
write specific regulations, whereas judicial
usurpation would encourage agencies to
promulgate only vague generalities.
Notwithstanding the many benefits of deferring to
agency interpretations, “it has been argued that the
Supreme Court should abandon deference to agency
interpretations of ambiguous regulations, because it
arguably creates perverse incentives for an agency to
draft vague regulations that give inadequate
guidance.” Paralyzed Veterans of Am. v. DC Arena,
L.P., 117 F.3d 579, 584 (D.C. Cir. 1997).
On this view, advanced most prominently by
Professor John Manning in his article, Constitutional
Structure and Judicial Deference to Agency
Interpretations of Agency Rules, 96 Colum. L. Rev.
612 (1996), while Chevron deference appropriately
divides the power to make law (exercised by
Congress) from the power to interpret it (exercised by
the agency), Auer deference combines these two
functions, giving agencies the power to interpret
regulations that they themselves promulgated. Jd. at
654. The problem with such a system—and why the
Framers of the Constitution adopted the separation
of powers—is that combining lawmaking with law-
exposition poses a threat of arbitrary government. It
destroys any “incentive to enact rules that impose
clear and definite limits upon governmental
authority,” instead encouraging “adop|tion of] vague
and discretionary grants of power” that maximize
29
future power. /d. at 647. Deferring to an agency’s
interpretations of its own rules could thus “push an
agency toward regulatory imprecision,” id. at 655, a
result that administrative law ought to prevent.
Although this Court has generally adhered to
Auer despite this critique, several Justices have
taken note of the doctrine’s potential for abuse. In
Thomas Jefferson University v. Shalala, 512 U.S. 504
(1994), Justice Thomas (joined by Justices Stevens,
O’Connor, and Ginsburg) observed in dissent that the
agency had “merely replaced statutory ambiguity
with regulatory ambiguity.” Jd. at 525. As such, he
wrote, deference to the agency’s interpretation of its
“hopelessly vague regulation” would “disserv[e} the
very purpose behind the delegation of lawmaking
power to administrative agencies,” ze., resolving
ambiguity, and would fail to provide “clear and
definite” guidance to regulated parties. Jd. More
recently, Justice Scalia echoed Professor Manning’s
warning that “deferring to an agency’s interpretation
of its own rule encourages the agency to enact vague
rules which give it the power, in future adjudications,
to do what it pleases,” thus “frustrat[ing] the notice
and predictability purposes of rulemaking.” Talk
Am., 131 S. Ct. at 2266 (Scalia, J., concurring). And
it is notable that in last Term’s Christopher case, in
which this Court declined to defer to the Department
of Labor’s interpretation of its own regulation, that
regulation did not add any meaningful elaboration to
the critical statutory phrase “outside salesman,” and
simply “adopt[ed] the broad statutory definition of
‘sale” as its own. 132 S. Ct. at 2167.
In light of these concerns, there may be reason to
withhold Auer deference when the agency—instead of
30
using its regulatory authority to clarify the statute’s
meaning—has simply parroted it, promulgating
unduly vague regulations that it hopes to later
“interpret” as it sees fit. Under those circumstances,
deference would only encourage arbitrariness.
This, however, is decidedly not such a case. As to
both of the questions at issue, the EPA issued clear
regulations that set forth its interpretations of the
law. With respect to the definition of “point source,”
the EPA’s Silvicultural Rule definitively determined
that “road construction and maintenance from which
there is natural runoff’ constitutes a “non-point
source.” 40 C.F.R. § 122.27(b). The agency made
abundantly clear, in its explanation for the rule, that
this was the case even if “ditches, pipes and drains”
would “channel, direct, and convey” the runoff. 41
Fed. Reg. at 6282. Even the Ninth Circuit conceded
that the agency’s intent on this point was clear. See
Pet.App.32a. With respect to whether forest-road
runoff qualifies as “associated with industrial
activity,” the agency was equally unambiguous,
expressly defining that category to exclude anything
that the Silvicultural Rule declared to be nonpoint in
nature. See 40 C.F.R. § 122.26(b)(14).
By issuing “clear and definite” guidance on the
meaning of the statutory terms, Thomas Jefferson
Univ., 512 U.S. at 525, the EPA bound itself to its
stated approach, eliminating the risk of arbitrary
government that may otherwise result from joinder of
the lawmaking and law-exposition powers (and
inviting Congress to step in if it disagreed with the
EPA’s approach, which it tellingly did not). Because
the EPA made its intent clear up-front, manifesting
that intent in plain regulations, this is not a case
31
where deference would “encourage the agency to
enact vague rules.” Talk Am., 1315S. Ct. at 2266.
To the contrary, it is the Ninth Circuit’s approach,
if anything, that would encourage such perversity.
After all, the Ninth Circuit concluded that forest-road
runoff was “associated with industrial activity” only
by extensively parsing the agency’s own, precise
definitions of some of those terms—while ignoring
the part of the rule that clearly excluded the forest-
road runoff from their scope. See Pet.App.39a-42a.
The lesson to any agency seeking to protect its own
authority would be: “No good deed goes unpunished.”
Had the EPA offered no advance, binding guidance
about the meaning of “associated with industrial
activity,” the Ninth Circuit never would have been
able to conclude that the forest-road runoff fit
unambiguously within that category. In effect, the
Ninth Circuit used the EPA’s precision against it,
and therefore against the objectives of fairness and
certainty to regulated parties. Affirmance would
therefore “push [agencies] toward regulatory
imprecision,” Manning, supra, at 655, a result at odds
with the basic values of administrative law.
Courts should not be blind to the incentives
created by agency deference in particular cases, and
sometimes that may require withholding the great
deference that Auer ordinarily accords. In this case,
however, deferring to the EPA’s longstanding and
definitive approach toward forest-road runoff would
recognize its responsible exercise of administrative
authority, and encourage similar such behavior.
* * *
Deference to agencies is not an unqualified good,
but on any view of deference, its rationales, and its
32
scope, it is warranted here. “The usual factors, then
(regulatory agency, contemporaneous construction,
expertise, congressional acquiescence, thoroughness)
generally support giving great deference to EPA’s
interpretation.” Nat7 Wildlife, 693 F.2d at 170.
CONCLUSION
For the foregoing reasons, amici respectfully urge
this Court to reverse the decision below and to defer
to the EPA’s reasonable classifications of the forest-
road runoff at issue here.
Respectfully submitted,
BRIAN J. MURRAY
KEVIN P. HOLEWINSKI Counsel of Record
YAAKOV M. ROTH THOMAS V. SKINNER
JONES DAY CHARLES T. WEHLAND
51 Louisiana Ave. NW JONES Day
Washington, DC 20001 77 W. Wacker Dr.
Chicago, IL 60601
(312) 782-3939
bjmurray@jonesday.com
Counsel for Amici Curiae
Dated: September 4, 2012
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.